Lehigh Valley Academy Regional Charter School | Case 25299-21-22 | 2022-06-05
Pennsylvania special education due-process decision
- Case number
- 25299-21-22
- Date
- 06/05/2022
- Parties / district (official listing)
- Lehigh Valley Academy Regional Charter School
- Hearing officer
- Cathy Skidmore
- Issues (official listing)
- Transition - Post Secondary Procedural Violation Private School - Unilateral Placement Evidence
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Page 1
This is a redacted version of the original decision. Select details have been removed from
the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
Pennsylvania Special Education Hearing Officer
Final Decision And Order
Closed Hearing
ODR File Number:
25299-21-22
Child’s Name:
T.W.
Date of Birth:
[redacted]
Parents:
[redacted]
Counsel for Parents:
Ilene Young, Esquire
670 Woodborne Road, Suite 302
Langhorne, PA 19047
Local Education Agency:
Lehigh Valley Academy Regional Charter School
1560 Valley Center Parkway, Suite 200
Bethlehem, PA 18017
Counsel for LEA:
Erin D. Gilsbach, Esquire
1036 Main Street
Slatington, PA 18080
Hearing Officer:
Cathy A. Skidmore, Esquire
Date of Decision:
06/05/2022
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INTRODUCTION AND PROCEDURAL HISTORY
The student, T.W. (Student),1 is a late teenaged student who
previously attended the Lehigh Valley Regional Charter School (School).
Student has been identified as eligible for special education pursuant to the
Individuals with Disabilities Education Act (IDEA).2 At the start of the 2019-
20 school year, Student enrolled in an out of state residential private school
program (Private School) and remained there for the 2020-21 and 2021-22
school years.
In late summer of 2021, the Parents filed a Due Process Complaint
against the School under the IDEA and Section 504 of the Rehabilitation Act
of 1973 (Section 504),3 challenging its program proposal for the 2019-20
school year and seeking reimbursement for the private school tuition and
related expenses. The School disagreed, and the case proceeded to a due
process hearing that included a ruling in favor of the Parents on a statute of
limitations defense.4
Following review of the record and for all of the reasons set forth
below, the claims of the Parents cannot be sustained and must be denied.
1 In the interest of confidentiality and privacy, Student’s name, gender, and other
potentially identifiable information are not used in the body of this decision. All personally
identifiable information, including details appearing on the cover page of this decision, will
be redacted prior to its posting on the website of the Office for Dispute Resolution in
compliance with its obligation to make special education hearing officer decisions available
to the public pursuant to 20 U.S.C. § 1415(h)(4)(A) and 34 C.F.R. § 300.513(d)(2).
2 20 U.S.C. §§ 1400-1482. The federal regulations implementing the IDEA are codified in
34 C.F.R. §§ 300.1 – 300. 818. The applicable Pennsylvania regulations are set forth in 22
Pa. Code §§ 711.1 – 711.62.
3 29 U.S.C. § 794.
4 Hearing Officer Exhibit (HO-) 1. Other r eferences to the record throughout this decision
will be to the Notes of Testimony (N.T.), Parent Exhibits (P-) followed by the exhibit
number, and School Exhibits (S-) followed by the exhibit number.
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ISSUES
1. Whether the School’s proposed program for
Student for the 2019-20 school year was
appropriate under the applicable law;
2. If the School’s proposed program for Student
for the 2019-20 school year was not
appropriate, whether the private school is
appropriate and the equities favor
reimbursement for tuition and related
expenses.
FINDINGS OF FACT
1. Student is a late teenaged child who was enrolled in the School during
the 2018-19 school year. [redacted] (N.T. 30-31, 38, 209-11, 540-41;
P-8.)
2. Student was diagnosed with a rare congenital genetic disorder at a
very young age and exhibited global developmental delays along with
a number of other conditions, including Autism Spectrum Disorder and
Attention Deficit Hyperactivity Disorder. Student also has a vision
impairment that has worsened over time. Student has been identified
as eligible for special education based on mild Intellectual Disability,
Other Health Impairment, and a Speech/Language Impairment.
Student’s needs are complex. (N.T. 308-09; P-4; P-24.)
3. An Independent Educational Evaluation (IEE) was obtained in the fall
of 2014. At that time, Student’s cognitive ability (Wechsler Individual
Achievement Test – Fourth Edition (WISC-IV)) was determined to be in
the range for intellectual disability (Full Scale IQ score of 53, General
Ability Index (GAI) score of 63). The evaluator recommended IDEA
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identification based on Intellectual Disability, Other Health
Impairment, and Speech/Language and Vision Impairments, with a life
skills program proposed as appropriate for Student. (P-1.)
4. A second IEE was obtained in late summer 2018 by the same private
evaluator. ( N.T. 118; P-3.)
5. Cognitive assessment for the August 2018 IEE (WISC-IV) yielded a Full
Scale IQ score of 55 and a GAI score of 64, with the latter indicated as
the better representation of ability. Adaptive behavior was assessed
through rating scales, with both the teacher and Parents endorsing
weakness in those skills. (P-3 at 2, 15-16, 25-26.)
6. On assessment of achievement (Wechsler Individual Achievement Test
- Third Edition (WIAT-III)) for the August 2018 IEE, Student earned
scores that were variable among subtests, reflecting areas of strength
and weakness. A ll Composite scores were in the Below Average (Oral
Language) to Low (Reading, Mathematics, Written Expression, and
Total Achievement) range. (P -3 at 3, 21-24.)
7. The August 2018 IEE also assessed receptive and expressive language
skills to be in the average to below average range, with some
identified weaknesses. Characteristics of Autism were also reported by
both the teacher and Parents. (P-3 at 4, 5, 19-20, 27.)
8. Assessment of behavioral functioning for the August 2018 IEE reflected
few concerns, with only at-risk indications for Withdrawal (teacher)
and Functional Communication and Leadership (Parents). However, on
another measure, both raters indicated elevated to very elevated
concerns with inattention, hyperactivity, learning problems,
defiance/aggression, and peer relations. (P -3 at 4, 6, 24-25, 27-28.)
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9. The August 2018 IEE retained the eligibility categories of [the]
previous IEE in 2014 but recommended a residential program for
Student, specifically suggesting Private School for Student’s post-
secondary education. (P -3.)
2018-19 School Year
10. Student was in a life skills program at the School’s middle school
during the 2017-18 and 2018-19 school years. In that program,
students focus on a functional curriculum addressing academic
(functional reading, written expression, and mathematics) and
activities of daily living; they also attend special classes and field trips.
(N.T. 404-07.)
11. Students in the middle school life skills program also had vocational
activities. Student’s IEP provided for six community-based activities
over the course of a year. (N.T. 410-11; S-7 at 33-36.)
12. The School sought and the Parents provided consent to a reevaluation
in early September 2018. (S-3.)
13. A Reevaluation Report (RR) issued in early October 2018. Parent input
into the RR reflected a number of strengths and needs for Student,
with goals for supported independent living and employment. (P-4.)
14. Academic information in the RR summarized Student’s present levels,
with reading comprehension at a fifth grade level; a description of
mathematics, written expression, and vocabulary skills; and Student’s
functional performance at school and in the community. Additional
speech/language and occupational therapy input was also included.
(P-4 at 9-13.)
15. The Woodcock-Johnson Test of Cognitive Ability – Fourth Edition was
administered for the RR. Student attained a General Intellectual
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Ability score in the very low range with a standard score of 44, below
the first percentile. (P -4 at 15-17.)
16. The Woodcock-Johnson Tests of Achievement – Fourth Edition were
also administered for the RR. Student’s scores were in the very low
range across clusters and subtests, suggesting significant difficulty
with age-appropriate academic tasks. (P -4 at 17-18.)
17. Speech/language assessment for the RR was somewhat variable, with
receptive and expressive language skills slightly below the average
range and appropriate vocal quality. Student did exhibit some
weaknesses with articulation, fluency, and prosody. (P -4 at 18-21.)
18. Assessment of occupational therapy functioning for the RR revealed
some areas of weakness but overall appropriate motor and self-help
skills for the school setting. (P -4 at 20-21.)
19. The October 2018 RR determined that Student was eligible for special
education on the bases of Intellectual Disability, Other Health
Impairment, and Speech/Language Impairment. A number of
strengths and proficiencies were reflected, with needs identified in the
areas of reading comprehension, applied mathematics, written
expression, behavioral regulation, social skills, and speech/language
and occupational therapy, as well as post-secondary transition
planning. (P -4 at 22.)
20. A meeting convened in October 2018 to develop an Individualized
Education Program (IEP) for Student. A draft IEP was created for that
meeting. (N.T. 415; P-5; S-4; S-5.)
21. Another meeting of Student’s IEP team convened in November 2018,
at which time program and placement options for the 2019-20 school
year were discussed. Student’s program at the time was provided in
an Intermediate Unit (IU) middle school in a neighboring school
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district. The Parents asked at that meeting that the School consider a
private school placement (Private School) for the 2019-20 school year.
(N.T. 38-39; P-8; S-7 at 11; S-8.)
22. The November 2018 IEP incorporated results of the recent RR and
included extensive information on postsecondary transition strengths,
interests, and needs. This IEP also identified a number of other
strengths for Student (including working with others, interpersonal
communication skills, following directions and routines, responsibility,
and class participation) and specific needs related to reading,
mathematics, written expression, fine motor, and speech/language
skills. (S -7.)
23. Post-secondary transition services in the November 2018 IEP noted a
variety of options for postsecondary education and training and goals
for employment and supported independent living. Annual IEP goals
and short term objectives were based on Student’s then current
performance, addressing reading comprehension at a fifth and sixth
grade level, as well as vocabulary; functional mathematics
(money/banking); functional written expression (use of technology for
written communications); vocabulary and written expression; use of
numerical operations to solve word problems and double digit
multiplication; fine motor (keyboarding) skills; and articulation. One-
on-one or small group instruction were noted for the reading and
mathematics instruction. (S-7 at 41-59.)
24. Program modifications and items of specially designed instruction in
the November 2018 IEP provided for clear directions; wait time;
positive reinforcement; prompting, cuing, and redirection; modeling;
manipulatives; opportunities for practice; social and coping skill
instruction; organizational assistance; fine motor and speech/language
skill supports; structure for tasks; time management; as well as
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preferential seating, movement breaks, and test and assignment
accommodations. (S -7 at 60-65.)
25. Related services in the November 2018 IEP were speech/language
(group); occupational therapy, adaptive physical education, and
transportation. The program was one of full time life skills and
speech/language support in the same neighboring school district
middle school, with Student participating in regular education for
special classes, lunch, and various school activities. (S-7 at 66-69.)
26. The Parents approved the Notice of Recommended Educational
Placement (NOREP) for implementation of the November 2018 IEP.
(S-7.)
27. The Parents also provided consent in November 2018 for a vision
evaluation, which was completed in February and March 2019.
Orientation and mobility training was recommended. (S-9; S-10;
S-12.)
28. The IEP team agreed to a series of visits to a local high school
program for the 2019-20 school year to better evaluate the academic
and vocational components. Team members did tour those locations ,
and the Parents remained open to local programming options. (N.T.
161-63, 491-94; S-21 at 41-42.)
29. Student’s IEP was revised in April 2019, at which time vision
information and the recommendation for orientation and mobility
training was added. New annual goals addressed vision functioning
and orientation/mobility, together with related support. (N.T. 416,
509-13; S-13.)
30. Another meeting convened in May 2019, attended by the Parents and
IU representatives, for a discussion about Student’s programming prior
to a future IEP meeting and consideration of assistive technology. This
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May meeting was not an IEP meeting, but was an opportunity for the
team to “further identify and clarify the intended outcomes” in order to
later plan for the 2019-20 school year (P-11 at 1). (N.T. 221-22, 518-
19; P-10 at 1; P-11; S-16.)
31. After the May 2019 meeting, the School issued a NOREP for a full time
program of life skills support at the high school in another neighboring
school district; speech/language and vision support services were also
specified as well as a one-on-one associate teacher for instructional,
social, and emotional support.5 The Parents did not approve the
NOREP and specified Student’s progress as a reason. At that time,
they were still unclear on what was proposed since many facets of
Student’s program remained undecided. (N.T. 228-3, 523-24; P-12;
S-17; S-21 at 22-24.)
32. By the end of the 2018-19 school year, Student had made progress
on, but not yet mastered, a majority of the IEP goals. Student did
master one of the vocabulary goals as well as the articulation and
keyboarding goals by that point in time. (S-14.)
33. Another IEP meeting convened in June 2019 to discuss programming
for the 2019-20 school year, but the program at the high school was
not described in sufficient detail for the Parents to understand it and
specific decisions about its academic and vocational elements were
deferred. Student’s IEP was revised following that meeting to reflect
the discussion about the 2019-20 school year and a move to the high
school in the different neighboring school district. (N.T. 229-30, 421-
23, 523-24; P-22; S-15.)
5 The NOREP does not expressly provide for the one-on-one teacher support, but not having
such support is listed as an option considered but rejected (S-17) and the IEP revisions
made in June 2019 include the one-on-one support (P-22 at 4).
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34. The Parents, through counsel, notified School counsel on June 19,
2019 of their intention to place Student at a private school and asked
the School to consider funding placement at Private School. (P -13.)
Further Preparation for 2019-20 School Year
35. The Parents explored a number of possible programs for Student for
the 2019-20 school year in the spring and summer of 2019. Student
also attended the Private School summer program. (N.T. 52 -53, 64,
231-32, 237, 277.)
36. The School issued an invitation to an IEP meeting scheduled for late
August 2019 to discuss the Parents’ concerns with the School’s
proposal for that school year. The Parents attended the meeting and
the team discussed changes to the proposed program at the high
school that would include vocational experiences at various local
businesses, vocational instruction, and independent living skills.
Academically, the program focused on functional reading,
mathematics, science, and social studies. (N.T. 48-50, 233, 487-88,
491-96, 523-27; P-17; P-18; S-19.)
37. No new IEP was developed prior to the start of the 2019-20 school
year. (N.T. 551 -52.)
38. After the August 2019 meeting, the School issued a new NOREP
proposing a supplemental program of life skills support and
maintaining the speech/language and vision support. Of the other
specified options considered, a private school placement was not
listed. (P -19.)
39. The Parents did not approve the August 2019 NOREP, stating that “the
proposed program/placement is not appropriate for” Student (P-21 at
3). (N.T. 51 , 235-36; P-20; P-21.)
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Private School
40. The Parents enrolled Student in the residential program at Private
School because they concluded that it would be more beneficial for
Student than the day program there. They did rely on
recommendations of the developmental neuropsychologist and private
evaluator in making that decision. (N.T. 238-39.)
41. Student has had daily check-ins at Private School as well as weekly
individual and group counseling. (N.T. 282 -83.)
42. The Parents believe that Student has made gains at Private School
particularly with respect to social skills and relationships as well as
behavior. (N.T. 241 -42.)
43. Private School was fully online from March 2020 through the fall of
2020, and included residential activities and instruction in the
evenings. Student did not return in person until February 2021. (N.T.
242-43, 280; P-24 at 3.)
Private Evaluation 2021
44. In the summer of 2021, the Parents had Student evaluated by a
developmental neuropsychologist [redacted]. This evaluation included
a broad array of assessments including intelligence, memory and
learning, adaptive behavior, academic achievement, behavioral
functioning, and executive functioning. The results were generally
consistent with previous evaluations; notable exceptions were in the
areas of cognitive ability where Student’s scores were in the borderline
(GAI SS 74) to extremely low (Full Scale IQ SS 65) range; and
behavioral functioning, where a number of significant concerns not
previously reported were endorsed by the Private School teachers.
(N.T. 303; P-24.)
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45. At the time of the neuropsychological evaluation, Student
demonstrated weaknesses with academic (reading, written expression,
and mathematics) and independent living skills. Student’s teachers
also reported very significant concerns with Student’s behavioral and
executive functioning. (N.T. 311, 318-19; P-24.)
46. The discrepancy between Student’s 2021 cognitive score and earlier
assessments may be due to one or more various factors, including
differences in the instruments themselves and Student’s behavioral
presentation and engagement on the dates of administration. (N.T.
329-31.)
DISCUSSION AND APPLICATION OF LAW
General Legal Principles
The burden of proof is generally viewed as consisting of two elements:
the burden of production and the burden of persuasion. The burden of
persuasion lies with the party seeking relief. Schaffer v. Weast, 546 U.S.
49, 62 (2005); L.E. v. Ramsey Board of Education, 435 F.3d 384, 392 (3d
Cir. 2006). Thus, the burden of persuasion in this case rested with the
Parents who filed for this administrative proceeding. Nevertheless,
application of this principle determines which party prevails only in those
rare cases where the evidence is evenly balanced or in “equipoise.”
Schaffer, supra, 546 U.S. at 58.
Special education hearing officers assume the role of fact-finder and
are also charged with the responsibility of making credibility determinations
of the witnesses who testify. See J. P. v. County School Board, 516 F.3d
254, 261 (4th Cir. Va. 2008); see also T.E. v. Cumberland Valley School
District, 2014 U.S. Dist. LEXIS 1471 *11-12 (M.D. Pa. 2014); A.S. v. Office
for Dispute Resolution (Quakertown Community School District), 88 A.3d
256, 266 (Pa. Commw. 2014). This hearing officer found each of the
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witnesses who testified to be credible as to the facts. I n the relatively few
instances that there were contradictions, those are attributed to variations in
memory, or to differing perspectives, rather than any intention to deceive.
The weight accorded the evidence, however, was not equally placed and is
discussed further below as necessary. The documentary evidence was
particularly important given the time lapse and the resulting understandable
lack of current clarity of the relevant past events on the part of many of the
witnesses.
The findings of fact were made only as necessary to resolve the
issues; thus, not all of the testimony and exhibits were explicitly cited. For
example, testimony that merely reiterated the content of documents was not
necessary and is generally not referenced. However, in reviewing the
record, the testimony of all witnesses and the content of each admitted
exhibit were thoroughly considered, as were the parties’ closing statements.
General IDEA Principles: Substantive FAPE
The IDEA requires each of the states to provide a “free appropriate
public education” (FAPE) to children who are eligible for special education
services. 20 U.S.C. § 1412. FAPE consists of both special education and
related services. 20 U.S.C. § 1401(9); 3 4 C.F.R. § 300.17. Many years ago,
in Board of Education v. Rowley, 458 U.S. 176 (1982), the U.S. Supreme
Court addressed these statutory requirements, holding that the FAPE
mandates are met by providing personalized instruction and support services
that are designed to permit the child to benefit educationally from the
program, and also complying with the procedural obligations in the Act.
The various states, through local educational agencies (LEAs), meet
the obligation of providing FAPE to an eligible student through development
and implementation of an IEP which is “‘reasonably calculated’ to enable the
child to receive ‘meaningful educational benefits’ in light of the student’s
‘intellectual potential.’ ” P.P. v. West Chester Area School District, 585 F.3d
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727, 729-30 (3d Cir. 2009) (citations omitted). As the U.S. Supreme Court
has confirmed, an IEP “is constructed only after careful consideration of the
child’s present levels of achievement, disability, and potential for growth.”
Endrew F. v. Douglas County School District RE-1, ___ U.S. ___, ___, 137 S.
Ct. 988, 999, 197 L.Ed.2d 335, 350 (2017).
Individualization is, of courses, central to the focus of the IDEA.
Nevertheless, an LEA is not obligated to “provide ‘the optimal level of
services,’ or incorporate every program requested by the child's parents.”
Ridley School District v. M.R., 680 F.3d 260, 269 (3d Cir. 2012). Rather, the
law demands services that are reasonable and appropriate in light of a
child’s unique circumstances, and not necessarily those that his or her
“loving parents” might desire. Endrew F., supra; see also Tucker v. Bay
Shore Union Free School District, 873 F.2d 563, 567 (2d Cir. 1989). A
proper assessment of whether a proposed IEP meets the above standard
must be based on information “as of the time it was made.” D.S. v.
Bayonne Board of Education, 602 F.3d 553, 564-65 (3d Cir. 2010); see also
Fuhrmann v. East Hanover Board of Education, 993 F.2d 1031, 1040 (3d Cir.
1993) (same).
General IDEA Principles: Least Restrictive Environment
The IDEA contains a crucial mandate that eligible students are to be
educated in the “least restrictive environment” (LRE) that also satisfies
meaningful educational benefit standards.
To the maximum extent appropriate, children with disabilities,
including children in public or private institutions or other care
facilities, are educated with children who are not disabled, and
special classes, separate schooling, or other removal of children
with disabilities from the regular educational environment occurs
only when the nature or severity of the disability of a child is
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such that education in regular classes with the use of
supplementary aids and services cannot be achieved
satisfactorily.
20 U.S.C.S. § 1412(a)(5)(A); see also T.R. v. Kingwood Township Board of
Education, 205 F.3d 572, 578 (3d Cir. 2000); Oberti v. Board of Education of
Clementon School District, 995 F.2d 1204, 1215 (3d Cir. 1993).
LEAs are required to have available a “continuum of alternative
placements” in order to meet the educational and related service needs of
IDEA-eligible children. 34 C.F.R. § 300.115(a); 22 Pa. Code § 14.145.
Furthermore, the “continuum” of placements in the law enumerates settings
that grow progressively more restrictive, beginning with regular education
classes, before moving first toward special classes and then toward special
schools and beyond. 34 C.F.R. § 300.115.
Residential placement is one option on the continuum, and is
appropriate when “necessary to provide special education and related
services to a child with a disability.” 34 C.F.R. § 300.104. The question of
whether a residential placement must be provided at public expense requires
an assessment of whether that full-time placement is “necessary for
educational purposes, or whether the residential placement is a response to
medical, social or emotional problems that are segregable from the learning
process.” Mary Courtney T. v. School District of Philadelphia, 575 F.3d 235,
243-44 (3d Cir. 2009, (quoting Kruelle v. New Castle County School District,
642 F.2d 687, 693 (3d Cir. 1981)). In other words, if the medical, social,
and emotional components of the residential program are “part and parcel of
a specially designed instruction to meet the unique needs of a handicapped
child,” the local education agency is responsible for that placement. Id. at
244 (quoting Kruelle at 694).
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General IDEA Principles: Parental Placements
Parents who believe that an LEA has not offered FAPE to their child
may unilaterally place him or her in a private school and thereafter seek
reimbursement. 20 U.S.C. § 1412(a)(10)(C); 34 C.F.R. § 300.148(c). Such
is an available remedy for parents to receive the costs associated with their
child's placement in a private school where it is determined that the program
offered by the public school did not provide FAPE and the private placement
is proper. Florence County School District v. Carter, 510 U.S. 10 (1993);
School Committee of Burlington v. Department of Education, 471 U.S. 359
(1985); Mary Courtney T., supra, 575 F.3d at 242. Equitable principles are
also relevant in deciding whether reimbursement for tuition is warranted.
Forest Grove School District v. T.A., 557 U.S. 230 (2009); C.H. v. Cape
Henlopen School District, 606 F.3d 59 (3d Cir. 2010); Carter, supra. A
private placement also need not satisfy all of the procedural and substantive
requirements of the IDEA. Carter, supra. The standard is whether the
parental placement was reasonably calculated to provide the child with
educational benefit. Id. However, where a private program fails to
address a student’s unique needs, it may be found to be inappropriate. See,
e.g., Lauren P. v. Wissahickon School District, 310 Fed. App’x 552, 555 (3d
Cir. 2009).
General IDEA Principles: LEA Obligation to Students Not
Enrolled
In a case where an eligible child is not currently enrolled in the school
district of residence, but the parents ask that school district evaluate or
develop a special education program for him or her, it is incumbent upon the
district to comply. A. B. v. Abington School District, 841 Fed. App’x. 392,
396 (3d Cir. 2021); see also James v. Upper Arlington City School District,
228 F.3d 764 (6th Cir. 2000)(holding that a school district’s obligation toward
a child with a disability arises from his or her residence within the district
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and not on enrollment); Moorestown Township Board of Directors v. S.D.,
811 F.Supp.2d 1057 (D.N.J. 2011)(concluding that a parent’s request for an
evaluation by a public school prior to enrollment triggers the duty to conduct
an evaluation and develop an IEP); I.H. v. Cumberland Valley School
District, 842 F. Supp.2d 762 (E.D. Pa. 2012)(denying the school district’s
motion to dismiss claims relating to its obligations to develop an IEP for a
resident student no longer enrolled in the district where the parent had
requested that it propose a special education program for her to consider
for the student); L.T. v. North. Penn School District, 2018 U.S. Dist. LEXIS
211781 (E.D. Pa. Dec. 14, 2018) (applying I.H. to resident school district
when the student was in a residential placement in another district but was
expected to be discharged). “[T]o trigger a public school district's
responsibilities under IDEA, a parent who enrolls a child in a private school
must request an evaluation or begin the public school enrollment process.”
A.B., supra, 841 Fed. App’x at 395 (citations omitted). In other words, the
trigger is that the “parents either re-enroll their child in public school or
request evaluations so they can re-enroll him, [and then the] district must
evaluate and develop an IEP for that child for purposes of proposing a FAPE.”
I.H., supra, 842 F.Supp.2d at 772 (quoting Moorestown, 811 F.Supp.2d at
1073).
General IDEA Principles: Procedural FAPE
From a procedural standpoint, the family including parents have “a
significant role in the IEP process.” Schaffer, supra, at 53. Consistent with
these principles, a denial of FAPE may be found to exist if there has been a
significant impediment to meaningful decision-making by parents. 20 U.S.C.
§ 1415(f)(3)(E); 34 C.F.R. § 300.513(a)(2). Procedural deficiencies may
warrant a remedy if they resulted in such “significant impediment” to
parental participation, or in a substantive denial of FAPE. 20 U.S.C .
§ 1415(f)(3)(E).
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General Section 504 Principles
Section 504 of the Rehabilitation Act of 1973 prohibits discrimination
on the basis of a handicap or disability. 29 U.S.C. § 794. A person has a
handicap if he or she “has a physical or mental impairment which
substantially limits one or more major life activities,” or has a record of such
impairment or is regarded as having such impairment. 34 C.F.R.
§ 104.3(j)(1). “Major life activities” include learning. 34 C.F.R.
§ 104.3(j)(2)(ii).
The obligation to provide FAPE is substantively the same under Section
504 and the IDEA. Ridgewood v. Board of Education, 172 F.3d 238, 253 (3d
Cir. 1995). Thus, in this case, the coextensive Section 504 claims that
challenge the obligation to provide FAPE on the same grounds as the issues
under the IDEA will be addressed together.
The Parties’ Claims
The School first asks this hearing officer to reconsider her ruling on the
statute of limitations. She declines to do so and, moreover, observes that
the convincing testimony of one of the Parents that they remained open and
willing to consider the School’s proposals (N.T. 54, 162-63) together with
their participation in an IEP meeting in late August 2019 (Finding of Fact 35)
support the conclusion reached in HO-1.
On the merits, the first issue is whether the School’s proposed
program for the 2019-20 school year was appropriate for Student pursuant
to the applicable standards. The answer to that question simply cannot be
ascertained from this record but the Parents’ claims are not thereby
defeated.
Initially, this hearing officer cannot agree with the Parents that the
School was required to develop a new IEP for Student for the very start of
the 2019-20 school year. Student had an existing IEP that was due to
expire in October 2019 and, thus, the requirements for an IEP to be in place
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at the start of each school year and undergo review on at least an annual
basis have been met. See 20 U.S.C. § 1414(d); 34 C.F.R. §§ 300.323(a),
300.324(b).6 Nevertheless, they were entitled to an understanding of the
program that was proposed in order to participate meaningfully in
educational decision-making for Student. In this case, the Parents were not
afforded that critical procedural element of the collaborative special
education process.
The IEP team began discussion of preparing for the 2019-20 school
year in the fall of 2018 with expansion of vocational and community-based
activities. Options were considered and team members toured various
locations that may have been part of Student’s program. Even as late as
May 2019, however, at least six months after such options were first
considered, the IEP team had not convened for the specific purpose of a
program proposal for the fall. They did meet again in June, but there still
was an obvious lack of any clarity especially on what the vocational aspects
of the program actually would be.
Indeed, and while it is the Parents’ understanding at the time that
controls, the testimony of the IU witnesses at the hearing confirmed the
absence of certainty with multiple crucial decisions left undecided as of the
eve of the 2019-20 school year (see, e.g., N.T. 423, 523-24). The Parent
who testified similarly provided a persuasive account of all that remained
wholly unknown to them at the May, June, and August 2019 meetings (see,
e.g., N.T. 223-24, 229-30, 233-35). Moreover, while the School as the LEA
was obligated to comply with LRE mandates, it is not at all apparent that the
IEP team truly considered a private school as the Parents had long
requested. For these reasons, this hearing officer concludes that there was
a procedural deprivation that significantly impeded the Parents’ ability to
6 Whether or not further revision to the IEP was necessary is dependent on what precisely
was changing with Student’s transition to high school.
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participate meaningfully in program planning and development, and
therefore constituted a denial of FAPE satisfying the first prong of the test.
Before turning to the second factor in considering the remedy of
tuition reimbursement, it is necessary to define the scope for the remainder
of this discussion. Assuming that a charter school as a public school has the
same obligation to a student enrolled in a private school as do public
schools, unlike the 2019-20 school year when a program was required to be
and was proposed for Student, there was no evidence of any triggering
event for the 2020-21 or 2021-22 school years that should have prompted
the School to take some action. Accordingly, the analysis of the tuition
reimbursement prongs must relate solely to the 2019-20 school year.
The next question is whether Private School is appropriate for Student.
This issue similarly cannot be answered based on the evidentiary record
presented and is fatal to the claim. There was no testimony presented by
any individual from Private School, and there was limited persuasive
evidence on what services are provided to Student there. Moreover, the
Parents’ two psychologists who claimed familiarity with Private School did
not describe the extent of their knowledge about the facility or program, or
when it was obtained, but clearly their current understanding was rather
limited in scope (N.T. 135-37, 195, 323-26) and not specific to Student. The
Parent who testified provided what is certainly a heartfelt and sincere
subjective belief that Student has made gains at Private School, but that
perception is not adequate evidence of its legal appropriateness for Student.
Furthermore, although there were documents provided by Private
School, even if determined not to be hearsay, they simply do not provide a
basis for any legal determination on its appropriateness for Student. In
addition to what appear to be pages from its website (P-27 at 1-10), the
Director of Special Services at Private School stated in writing that it has the
“ability to address and meet” Student’s array of needs (P-27 at 11), and
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provided an overview of its program (P-27 at 11-12), but lacked any
concrete description of how it is implementing Student’s academic and
vocational programming, or even what curricular materials or other
resources have been utilized. The re is also no indication on whether related
services identified as needs for Student, other than counseling and social
skills, are provided, nor is there adequate information on how Student’s
significant behavioral and executive functioning deficits (some of which were
never previously reported) were and are addressed. This is particularly
concerning after a review of Private School’s progress reporting that
frequently notes Student’s presentation as not focused and attentive (P-26).
For all of these reasons, the Parents have not established the second prong
of the tuition reimbursement test, and they therefore cannot prevail.
Finally, it is nonetheless noteworthy that neither of the Parents’
psychologists opined that Student needs a residential program in order to be
provided with educational benefit (N.T. 358; P-3), but rather couched their
recommendations based on what may be “best” (P-3 at 30) and provide
opportunity for the “greatest gains” (N.T. 323). This is not consistent with
the IDEA obligations imposed on LEAs.
CONCLUSIONS OF LAW
The School denied FAPE to Student on procedural grounds in proposing
a program for the 2019-20 school year.
The Parents have not met their burden of establishing that Private
School is appropriate for Student under the applicable law.
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____________________________
ORDER
AND NOW, this 5th day of June, 2022, in accordance with the foregoing
findings of fact and conclusions of law, it is hereby ORDERED as follows.
1. The School denied FAPE to Student on procedural grounds in the
program it proposed for the 2019-20 school year.
2. The Parents are not entitled to reimbursement for tuition or
related expenses at Private School.
3. The School is not ordered to take any action.
It is FURTHER ORDERED that any claims not specifically addressed
by this decision and order are DENIED and DISMISSED.
/s/ Cathy A. Skidmore
Cathy A. Skidmore, Esquire
HEARING OFFICER
ODR File No. 25299-21-22
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