Lower Merion School District | Case 00007-09-10 | 2011-08-10
Pennsylvania special education due-process decision
- Case number
- 00007-09-10
- Date
- 08/10/2011
- Parties / district (official listing)
- Lower Merion School District
- Hearing officer
- Anne Carroll
- Issues (official listing)
- Burden of Proof Child Find Evaluation Independent Educational Evaluation Eligibility
Open saved decision PDF · Official source
This page reproduces text extracted from the public decision. The saved PDF controls formatting and wording. No attorney-reviewed summary has been added.
Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed from the decision to
preserve anonymity of the student. The redactions do not affect the substance of the document.
Pennsylvania
Special Education Hearing Officer
DECISION
ODR No. 00007-0910KE
Child’s Name: S.L.
Date of Birth: [redacted]
Dates of Hearing: 5/12/11, 7/6/11
CLOSED HEARING
Parties to the Hearing: Representative:
Parents Parent Attorney
Parent[s] Benjamin Geffen, Esq.
Public Interest Law Center of Philadelphia
1709 Benjamin Franklin Parkway, 2
nd Floor
Philadelphia, PA 19103
School District School District Attorney
Lower Merion Gail Weilhimer, Esq.
301 E. Montgomery Avenue Wisler, Pearlstine, LLP
Ardmore, PA 19003-3338 484 Norristown Road, Suite 100
Blue Bell, PA 19422
Date Record Closed: July 21, 2011
Date of Decision: August 10, 2011
Hearing Officer: Anne L. Carroll, Esq.
Page 2
INTRODUCTION AND PROCEDURAL HISTORY
The sole substantive issue for decision in this case is whether the School District should
have provided an independent educational evaluation (IEE) for Student in the fall of 2009
pursuant to Parents’ due process complaint. 1 The complaint was initially dismissed based upon
the IDEA regulations specifying how Parents may obtain an IEE at public expense.
Upon appeal to the U.S. District Court for the Eastern District of Pennsylvania, the
dismissal was reversed, requiring a hearing to determine the appropriateness of the District’s
initial evaluation of Student during the 2008/2009 school year. The hearing was conducted over
2 sessions in May and July 2011. For the reasons that follow, the District’s initial evaluation was
appropriate and yielded accurate results, justifying the District’s substantive conclusion that
Student was not IDEA eligible. In addition, since Student graduated from high school before the
conclusion of the hearing in this matter, no IDEA remedy could properly be awarded at this time.
Parents’ request for an IEE is, therefore, denied.
ISSUE
Was the School District’s initial evaluation of Student during the 2008/2009 school year
appropriate, and if not, is the District required to fund an independent educational evaluation of
Student at this time?
FINDINGS OF FACT
1. Student is a late teen-aged [individual, born {redacted}]. At all times relevant to the
matter in dispute, Student was enrolled in the School District pursuant to an Affidavit of
Resident Application completed by Student’s Grandmother, certifying that Student was
residing with her and that she agreed to accept full educational responsibility for Student.
(Stipulation, N.T. p. 34; S-4)
1 Prior to the Parents’ due process complaint, and as required by the IDEA regulations, the District filed a due
process complaint to support the appropriateness of its evaluation after denying an IEE request from Parents. The
case initiated by the District’s complaint was resolved by the parties’ agreement that the District would conduct a re-
evaluation of Student in the fall of 2009. The re-evaluation was conducted in accordance with the parties’
agreement and also resulted in the conclusion that Student was not IDEA eligible. There was no suggestion by
either party that Parents requested another IEE or challenged the District’s second non-eligibility conclusion.
Page 3
3
2. Student has never been identified as eligible for special education services, and at all
times relevant to the matter in dispute had no disability diagnosis. At this time,
jurisdiction of this matter is based upon an order of court requiring a hearing with respect
to whether Student was entitled to an IEE at public expense based upon the District’s
initial evaluation. (December 14, 2010 Order of the District Court, attached hereto as
Appendix A)
3. At the time the hearing in this matter began, Student was enrolled in an alternative school
pursuant to an agreement of the parties. The alternative school was neither a special
education placement nor a disciplinary placement. Student graduated from the District at
the end of the current school year, prior to the date of the second hearing session in this
matter. (N.T. pp. 36 (Stipulation), 283, 284, 299)
4. Prior to enrolling in the District for high school, Student resided and was enrolled in [a
neighboring school district] through 8
th grade. (N.T. p. 261; S-5, p. 2)
5. At all times relevant to this matter, Student resided with Grandmother on weekdays to
attend school in the District and returned to [the neighboring district] to stay with
Student’s natural Parents on the weekends and during the summers. (N.T. pp. 262, 264,
285; S-5, p. 2)
6. At the end of 9
th grade, the District undertook an evaluation to determine whether Student
might be IDEA eligible. Student had come to the attention of the child study team due to
overall poor academic performance and behavior issues such as off-task behaviors, work
avoidance, fatigue/sleepiness during classes, regular failure to complete homework,
distracting comments to other students, immaturity, disorganization. (N.T. pp. 54—56;
P-4, S-1, S-5, p. 2)
7. Student’s Mother agreed with the District’s proposal to evaluate Student because she
believed that Student needed additional help. (N.T. pp. 274; S-1)
8. The evaluation was conducted by a District school psychologist who used individually
administered standardized tests, recognized as valid and reliable, to measure intellectual
capacity (Wechsler Intelligence Scale for Children-Fourth Edition-WISC-IV), and
academic achievement (Wechsler Individual Achievement Test-Second Edition- WIAT
II. (N.T. pp. 56, 161, 164, 165; S-5, pp. 5—7)
9. Student’s full scale IQ score (FSIQ) of 83 on the WISC-IV was in the low average range
of intellectual functioning, but Student’s unusual profile makes the FSIQ an unreliable
measure of Student’s true ability. The Verbal Comprehension (VCI) and Perceptual
Reasoning (PRI) index scores of 73 and 77, respectively, fell within the borderline range,
but the Working Memory (WMI) and Processing Speed (PSI) index scores were in the
solidly average range. As part of the testing observation, the school psychologist noted
that Student found PSI subtests challenging, but was able to persevere and complete the
tasks with encouragement and support. (N.T. pp. 88, 89, 163; S-5, pp. 5, 6)
Page 4
4
10. Student’s WIAT-II achievement scores were in the average range for reading and in the
low average range for math and writing compared to a nationally standardized sample of
same age peers. Student’s overall reading score was higher than predicted based upon
the WISC-IV VCI score, but reading comprehension was below average. Overall,
Student’s academic skills were commensurate with cognitive ability. (N.T. pp. 166, 167;
S-5, pp. 6, 10)
11. The school psychologist concluded that Student did not have a specific learning disability
because there was no significant discrepancy between cognitive ability and academic
achievement as measured by the standardized tests. (N.T. pp.183, 189; S-5, p. 10)
12. Student’s social and emotional functioning was assessed by means of an interview and by
having Student complete two self-report rating scales, the BASC-II (Behavior
Assessment System for Children-Second Edition) and the School Motivation and
Learning Styles Inventory (SMALSI). Based upon validity scales built into the
instruments, the school psychologist concluded that Student understood the questions, did
not respond randomly and had produced a valid response profile on both assessments.
(N.T. pp. 56, 59—64; S-5, p. 7—9)
13. Student’s self report of academic skills and abilities on the SMALSI and in the interview
compared with test data and input from teachers indicates that Student’s self-perception
was inconsistent with both objective measures and the perceptions of teachers. The
results indicate that Student is aware of what an academically successful student should
do and attributes those traits to him/herself. Demonstrating such understanding helps to
rule out an executive processing or learning disorder. (N.T. pp. 98—100, 169, 170; S-5,
pp. 7, 8)
14. In addition to providing input via a telephone conversation with the school psychologist,
Student’s Mother completed the Parent Rating Scales of the BASC-II. (N.T. pp. 66; S-5,
pp. 2, 3)
15. The evaluation also included a classroom observation of Student for a class period in
biology, which Student failed for the first 2 quarters and received a “D” during the 3
rd
and 4 th quarters. Student exhibited some of the difficulties which prompted the
evaluation, such as not completing the assigned homework and not being prepared with
all necessary materials for class, but participated in the lesson and appeared attentive and
engaged, i.e., looking at the teacher when the teacher was talking, working on assigned
tasks—in general doing what was required. (N.T. pp.158, 159 ; S-5, p. 3)
16. Input from several teachers and support staff who provided regular education
interventions such as tutoring, was obtained by means of a survey questionnaire
specifically directed toward the educational program. The school psychologist typically
does not use the BASC-II teacher rating scales for high school students because the
limited time each teacher spends with students does not provide sufficient information for
completing the BASC-II ratings. (N.T. pp. 66—68, 171—173)
Page 5
5
17. Teacher descriptions of Student’s functioning in school settings were inconsistent, with
some staff members finding Student very distracted and others noting that Student was
could be very focused. (N.T. pp. 58, 185; S-5, p.4)
18. The school psychologist ruled out depression as a source of or contributing factor to
Student’s school difficulties based upon the interviews with Student, Mother and the
teachers, as well as the results of the BASC-II ratings by Student and Mother, which
placed Student in the average range for depressive symptoms. In addition, depression is
often associated with poor scores on the WISC-IV PSI and WMI on which Student
scored in the average and upper end of the average range of functioning. (N.T. pp. 70,
71, 86, 87; S-5, p. 5)
19. The school psychologist included the components of a Functional Behavioral Assessment
in the ER but due to an oversight did not report the results as a separate section or
document. The absence of a separate FBA section or separate document had no impact
on the outcome of the evaluation. (N.T. pp. 103, 104, 178)
20. The components of an FBA found [in] the ER were identification of problem
behaviors/concerns, description of possible causes of and relevant factors associated with
the behaviors of concern and hypotheses concerning the reasons the behaviors occur.
Immaturity and low frustration tolerance were found to be the underlying reasons for
Student’s unwillingness to persevere without supports and prompts. (N.T. pp. 174—
177; S-5)
21. The evaluation included also assessments of behavior, functional and developmental
skills using Parent, teacher and Student input, data from Parent and teachers, classroom
and test setting observations by the school psychologist. (N.T. pp. 178—181)
22. Based upon the assessments, rating scales and input from Mother, Student and teachers,
the school psychologist concluded that Student did not have a disability and, therefore,
was not eligible for special education. The psychologist further concluded that Student’s
needs could be met within the regular education setting and included recommendations in
the ER for the child study team to consider in order to support Student’s educational
progress. All of the District members of the evaluation team indicated agreement with
the results and conclusion of the ER with their signatures on the final page. (N.T. pp.
183—186, 189; S-5, pp. 11, 12)
23. The evaluation results, including Student’s cognitive ability and achievement test scores,
also led the school psychologist to conclude that Student can be successful in school with
significant work and effort, but was unwilling to make the required effort because
academics was not a priority for Student. In the interview with the school psychologist,
Student admitted to choosing not to do the work necessary to succeed in school. (N.T.
pp. 141—143; S-5, p. 9)
Page 6
6
24. Although Student’s Mother initially agreed to the results of the evaluation, she later
notified the District of her disagreement with the evaluation results and requested an
independent educational evaluation (IEE) in February 2009, after consulting with an
educational advocate. (N.T. pp. 265, 268—274; S-5, p. 13, S-6, S-7)
25. Parent believes that Student needed more help based upon a possible disability in reading,
but not in math. Mother identified the disability she perceived as difficulty in adjusting
to a new school with a tougher curriculum and living away from home. Although Mother
was concerned about the possibility of emotional disturbance, she did not believe Student
was depressed. Mother had no concerns about attention deficit/attention deficit
hyperactivity disorder (ADD/ADHD) or mental retardation. (N.T. pp. 274—277)
26. Due to Student’s emotional reactions to school difficulties and frustration with being so
far behind other students, Mother had Student examined privately by a psychologist who
did not provide a diagnosis. (N.T. pp. 279—281)
27. After denying the IEE request, the District filed a due process complaint to support the
appropriateness of its evaluation. Before the hearing commenced, the parties, including
both Mother and Grandmother agreed after a resolution meeting that the District would
conduct a new evaluation of Student at the beginning of the school year and that the
District would look into an alternative placement. The parties further agreed that Parents
would withdraw the IEE request and the District would withdraw its due process
complaint. (N.T. pp. 298—301, 360—362; S-13, S-20, S-21)
28. Based upon the parties’ agreement, the assigned hearing officer closed the case initiated
by the District and canceled the hearing. (N.T. p. 362; S-22)
29. Pursuant to the parties’ agreement, the District subsequently conducted a new evaluation
and the parties agreed to Student’s placement in the alternative education setting that
Student was attending at the time the hearing in this case began. (N.T. pp. 299, 301, 304,
306; S-39)
30. Parents subsequently filed the complaint for an IEE, based upon the same initial
evaluation, ultimately resulting in the hearing in this matter pursuant to the district court
order at Appendix A. (S-27)
DISCUSSION AND CONCLUSIONS OF LAW
In addition to the substantive issue concerning the appropriateness of the District’s
evaluation in the spring of 2008/fall of 2009, there were a number of procedural and evidentiary
issues raised by each party that merit brief discussion in light of the facts of this case and the
applicable legal standards.
Page 7
7
Procedural Issues
Burden of Proof
In Schaffer v. Weast, 546 U.S. 49; 126 S. Ct. 528; 163 L. Ed. 2d 387 (2005), the Supreme
Court established the principle that in IDEA due process hearings, as in other civil cases, the
party seeking relief bears the burden of persuasion. Consequently, in this case, because Parent
filed the complaint for an IEE and thereby challenged the appropriateness of the District’s initial
evaluation, the rule established in Schaffer requires Parents to bear the risk of non-persuasion.
Parents argued at the outset of the hearing, however, that the District should bear the
burden of proof in this case in light of the explicit IDEA standards governing the procedures for
Parents to obtain an IEE at public expense. 34 C.F.R. §300.502. Parents argued that although
they initiated the complaint, it would be unfair to require them to bear the burden of proof since
the regulations provide that upon a parent request for an IEE at public expense, school districts
are required to either provide the evaluation or initiate a due process complaint. Parents contend
that this case should, in essence, be treated as if the District had initiated the complaint,
otherwise school districts would have an incentive to unduly delay filing a complaint after
receiving an IEE request in the hope that parents would file the complaint and thereby be
obligated to assume both the burden of production and the burden of persuasion.
If valid at all, however, that argument can reasonably apply only to factual circumstances
far different from this case. Here, the District followed the IEE regulations by initiating a
complaint after Parent’s original IEE request, and the parties resolved that case with an
agreement that provided for an additional School District evaluation, but not an independent
evaluation. (FF 27) The District subsequently fulfilled the agreement in all respects. (FF 29)
Notwithstanding that agreement, Parent filed her own complaint to seek an IEE before the time
Page 8
8
for the District’s performance under the agreement and successfully appealed the order
dismissing the case without a hearing. Under these circumstances there was no justification for
shifting the burden of proof to the District.
Moreover, in Schaffer the Supreme Court has addressed only the burden of persuasion
component. Pennsylvania federal courts have generally required preponderant evidence to meet
that burden. See Jaffess v. Council Rock School District, 2006 WL 3097939 (E.D. Pa. October
26, 2006). Consequently, the Schaffer rule defeats the claim of the party seeking relief only
when the parties’ evidence is evenly balanced or in “equipoise.” Here, however, as discussed in
more detail below, the record established that the District’s evaluation fulfilled all IDEA
requirements and Parents provided no evidence to establish that the District’s evaluation was
inappropriate. The District, therefore, prevails without relying on the Schaffer rule.
Presence of Proper Parties
The District contended that the hearing should not have gone forward due to the absence
of Student’s Grandmother, either in person or via telephone, at both hearing sessions. The
District argued that Grandmother was the only person who could serve as Parent in this case,
since the Student was enrolled in the District only because Grandmother agreed to assume all
responsibility for Student’s education, including special education participation. Under the
IDEA regulations, however, and under the factual circumstances presented by this case, that
position has no merit.
A natural Parent is clearly permitted to participate in special education proceedings in
accordance with the definition of “parent” found in 34 C.F.R. §300.31(a). Moreover, unless a
judicial decree or order provides that a different person has the right to act as “Parent” or the
natural parent “has no right to make educational decisions for the child,” a natural Parent
Page 9
9
attempting to act on behalf of the child is presumed to be the Parent for IDEA purposes. C.F.R.
§300.31(b)(1), (2). Here, the record established only that Student was enrolled in the District
pursuant to the affidavit of a District resident that Student was living with her and that she
accepted full educational responsibility. (FF1) That document, however, is not a judicial decree
appointing Grandmother the sole IDEA decision-maker and did not divest Mother of her right to
make educational decisions for Student. To the contrary, Mother stated, and the evidence
confirms, that Student’s natural Parent fully participated in all educational decisions concerning
Student throughout the time Student was enrolled in the District, and that there was no court
order terminating her right to make such decisions. (N.T. pp. 11, 12)
Moreover, the District objected to Mother’s participation only at the due process hearing
conducted as a result of the remand decision from the district court. The District certainly had no
problem with Mother’s full participation in the initial evaluation and in the negotiation of the
agreement that resulted in the District’s withdrawal of its IEE complaint and the location of an
alternative placement for Student. (FF 7, 14, 22, 27, 29) Even the NOREPs issued by the
District in this matter were addressed only to the natural Parents and actions were taken based
upon the signature of Mother alone. See S-6, S-12. Communications concerning the IEE request
and the District’s response were also directed only to Parents. See, e.g., S-8, S-9, S-10,
Under these circumstances, the District’s belated insistence that Grandmother actually
had to participate in the hearing was nothing more than an attempt to exalt form over substance.
Student’s Residence/Entitlement to Educational Services
The District further contended that Parents’ claims should be dismissed because Student
was never truly a District resident and entitled to IDEA services, or any other educational
services from the District. The District contended that it learned from Mother’s testimony at the
Page 10
10
hearing that Student lived with Grandmother during the week but returned to [the neighboring
district] on the weekends. That contention is inaccurate at a matter of fact, and it would be
inequitable to declare Student a non-resident of the District and dismiss Parents’ IDEA due
process claims on that basis under the circumstances presented by this case.
The District’s contention is factually inaccurate because the District’s 2009 ER disclosed
that Student lived with Grandmother during the week and returned to [the other district] on
weekends. (S-5, p. 2) If the District believed that its residency requirements were violated by
Student returning to [the other district] on the weekends and in the summer, the time to raise that
issue was at the time the evaluation report was issued or shortly after. Instead, however, the
District did not assert the issue until the second session of the hearing on the appropriateness of
the evaluation, nearly 2 years after the ER plainly described the very situation that the District
now suggests supports dismissal of the due process complaint. The circumstances suggest that
the District is willing to overlook what it considers a violation of the affidavit of residency--
unless there is an IDEA due process hearing. The fact that the District knew of but ignored
Student’s living situation from the time the issues in this case arose until nearly the end of the
due process hearing is enough to conclude that it would be inequitable to permit the District to
prevail on that basis. The District permitted Student to enroll in high school pursuant to a
facially valid affidavit of residency that it now contends was invalidated by circumstances of
which the District was, or certainly should have been aware, and did not seek to enforce the
terms of the residency requirement by other means or in another forum for the entire time
Student was enrolled in the District.
As noted in the discussion of the procedural issue concerning who should be considered
the “Parent” in this case, the District entered into an agreement with Mother and Grandmother
Page 11
11
that it sought to enforce in this case, and in all other ways acted as Student’s LEA for the entire
four years of high school. It is far too late now to assert that the issues in this case that arose
under the IDEA are governed by its interpretation of Pennsylvania general school law
concerning residency.
Substantive Claims/Issues
Child Find
Both the federal IDEA and Pennsylvania special education regulations require school
districts to seek children who may be eligible for special education services and evaluate them to
determine eligibility. 34 C.F.R. §300.111; Lauren W. v. DeFlaminis , 480 F.3d 259 (3 rd Cir.
2007); Annika T. v. Unionville Chadds-Ford School District, 2009 WL 778350 (E.D.Pa. 2009);
A.P. v. Woodstock Bd. of Education , 572 F.Supp.2d 221 (D.Conn. 2008); Charlotte-Mecklenburg
Bd. of Educ. v. B.H. , 2008 WL 4394191 (W.D.N.C. 2008); 22 Pa. Code §14.121, 122.
The IDEA further requires school districts to conduct a “full and individual initial
evaluation” …using “a variety of assessment tools and strategies to gather relevant functional,
developmental, and academic information, including information provided by the parent that
may assist in determining whether the child is a child with a disability.” 20 U.S.C
§1414(a)(1)(A), (b)(2)(A)(i).
The purpose of the evaluation is to obtain “accurate information on what the child knows
and can do academically, developmentally and functionally … .” 20 U.S.C. §1414(b)(3)(A)(ii).
In order for a school district to properly fulfill its evaluation obligations, the child must be
“assessed in all areas of suspected disability, and the evaluation must be “sufficiently
comprehensive to identify all of the child’s special education and related services needs … .” 20
U.S.C. §1414(b)(3)(B); 34 C.F.R. §300.304(c)(6).
Page 12
12
In this case, the District obviously met the first part of the part of the child find
obligation, since it was the District that identified academic and behavior issues suggesting a
possible disability and conducted an evaluation after obtaining Parent’s permission. (FF 6)
Appropriateness of District’s Evaluation
The substance of this case centers on the District’s 2009 evaluation, including whether it
was sufficiently comprehensive to explore all areas of potential disability. The record
established that the District fulfilled the IDEA standards for an appropriate evaluation found at
34 C.F.R. §§300.304—300.306, in that the District “use[d[ a variety of assessment tools; ” 2)
“gather[ed] relevant functional, developmental and academic information about the child,
including information from the parent;” 3) “Use[d] technically sound instruments” to determine
factors such as cognitive, behavioral, physical and developmental factors which contribute to the
disability determination; 4) refrain[ed] from using “any single measure or assessment as the sole
criterion” for a determination of disability or an appropriate program. C.F.R. §300.304(b)(1—3).
In addition, the District fulfilled its responsibility to 1) “Draw upon information from a
variety of sources,” including those required to be part of the assessments, assure that all such
information is “documented and carefully considered.” 34 C.F.R. §300.306 (c)(1) and to provide
a copy of the evaluation report and documentation of the eligibility determination to the Parents.
34 C.F.R. §300.306(a)(2). (FF 8, 12, 14, 15, 16, 19, 20, 21)
Although Parent’s questions directed to the District’s school psychologist tried to
suggest, and Parents subsequently argued, that other assessments might have been used and other
factors considered that might have resulted in a determination of disability, the District school
psychologist clearly explained how and why the measures chosen for the evaluation led to the
determination that Student did not have a disability. (FF 9, 10, 11, 13, 17, 18, 22)
Page 13
13
It is, of course, always possible to conduct different and additional assessments, but
Parent presented absolutely no evidence concerning any additional assessments that might have
been warranted in this case. Moreover, just as the District is not required to provide an ideal
program and placement for Student, as stated in Board of Education v. Rowley , 458 U.S. 176,
102 S.Ct. 3034 (1982) and Mary Courtney T. v. School District of Philadelphia , 575 F.3d 235,
249 (3 rd Cir. 2009) and many other court decisions, the District is not required to produce the
most detailed report possible, using every available measure and sub-test that might provide
additional information about Student. In this case, Parent’s arguments concerning the purported
inappropriateness of the District’s evaluation, reduced to their essence, were that the District’s
evaluation must be inappropriate because no disability was identified.
Most tellingly, Parent’s own testimony did nothing to support the contention that the
evaluation was inappropriate because Parent perceived indications of a disability that the District
failed to consider. Parent’s testimony suggested that in her view, a disability is anything,
including situational and adjustment problems, that interferes with academic progress. See FF 25
As Student’s Mother testified at the hearing, her primary concern was that Student needed help
to succeed in school given the difficulties associated with living away from home and
transferring to a different, far more academically rigorous school district for high school. 2 (FF 7,
25, 26) These circumstances, however, do not suggest a disability, and do nothing to call into
question the District’s evaluation results. The District appropriately considered and
appropriately ruled out specific learning disabilities and emotional disturbance arising from
depression, as potential causes of Student’s school difficulties. (FF 10, 11, 13, 18)
2 Although Student was never identified as IDEA eligible, Mother appears to have succeeded in her
primary purpose of assuring Student’s success in high school, since the parties agreed on an alternative school and
Student was able to graduate from high school at the end of the current school year. (FF 2, 3, 29)
Page 14
14
Parents’ Additional Complaints About the ER
Many of Parent’s arguments concerning the purported flaws in the District’s evaluation
addressed the evaluator’s failure to include sufficient or sufficiently detailed suggestions for
regular education supports or interventions that might have been effective in addressing
Student’s academic and behavior/disciplinary issues. The purpose of an IDEA evaluation,
however, is not to identify and address academic and behavioral needs that do not arise from a
disability, or are not disability-related. Such omissions, therefore, do not implicate the
appropriateness of the evaluation in terms of IDEA requirements, i.e., as a means for determining
whether Student had a disability. Since the District’s school psychologist appropriately
determined that Student did not have a disability, the other issues raised by Parents with respect
to changes or additions to the evaluation that might have made it better as a means for addressing
Student’s school functioning in general merit no further discussion. Those matters are irrelevant
to the issue of the appropriateness of the evaluation as a means for making an IDEA
disability/eligibility determination.
Effect of Post-Hearing Events on Potential Remedy
Although the conclusion that the District’s initial evaluation was appropriate and reached
an appropriate non-eligibility conclusion obviates the need to consider a remedy, it is
nevertheless possible that the conclusion could be reversed by another district court decision,
should Parents again elect to file a civil action to challenge the decision. In light of that
possibility, it is appropriate to consider whether an IEE would be a permissible remedy under the
IDEA statute and regulations in light of Student’s graduation with a regular high school diploma
in June 2011 without ever having been identified as IDEA eligible. Because Student is no longer
even potentially eligible for IDEA services due to graduation from high school, an IDEA remedy
Page 15
15
is no longer available to Student since IDEA eligibility cannot be extended. See Ferren C. v.
School District of Philadelphia, 612 F.3d 712, 718 (3 rd Cir. 2010) In that case, the student had
passed the statutory maximum age of 21, but the requirement for states to provide special
education services to eligible students until age 21 “does not apply with respect to children
aged…18 to 21 in a State to the extent that its application would be inconsistent with state law or
practice.” 20 U.S.C. §1412(a)(1)(B)(i). Under Pennsylvania law, “School age is the period of a
child's life from the earliest admission age to a school district's kindergarten program until
graduation from high school or the end of the school term in which a student reaches the age of
21 years, whichever occurs first .” 22 Pa. Code §11.12. Student’s graduation, therefore,
eliminates any entitlement to educational services under Pennsylvania law. Moreover, the IDEA
regulations explicitly provide that there is no obligation to provide a free, appropriate public
education (FAPE) to an eligible student who graduated from high school with a regular diploma.
34 C.F.R. §300.102(a)(3).
Although in Ferren C. , equitable considerations convinced the court that appropriate
equitable relief for past denials of FAPE required the school district to remain involved in
supervising previously awarded compensatory education services, this case does not present even
remotely similar circumstances. Since Student received a regular high school diploma, this case
is far more similar to Dracut School Comm. v. Mass. Bureau of Special Ed. Appeals , 737
F.Supp.2d 35, 54 (D. Mass. 2010), in which the court concluded that notwithstanding the hearing
officer’s broad equitable power to fashion an appropriate remedy, it was improper to extend
IDEA eligibility and remedies to a student who had graduated from high school. Consequently,
even if the District’s initial evaluation had been inappropriate and under other circumstances,
Page 16
16
Student would, therefore, have been entitled to an IEE, that IDEA remedy is not available under
these circumstances.
Under IDEA, there are 2 purposes for an evaluation: 1) determining eligibility, i.e. , the
existence of a disability and need for specially designed instruction; 2) determining the
educational and social needs arising from the Students’ disability and how to appropriately meet
those needs. Although a flawed District evaluation would ordinarily require an IEE at public
expense as a remedy, and in this case such an evaluation might provide some general insight into
Student’s functioning in both learning environments and other contexts, an IEE conducted at this
time could not possibly fulfill the purposes of an IEE under the IDEA statute and regulations.
Such a remedy, therefore, would be unavailable since it would not further the remedial purposes
of the IDEA.
ORDER
In accordance with the foregoing findings of fact and conclusions of law, it is hereby
ORDERED that Parents’ request for an Independent Educational Evaluation (IEE) at public
expense is DENIED. The School District is required to take no further action concerning the
claims asserted in this matter
It is FURTHER ORDERED that any claims or issues not specifically addressed by this
decision and order are denied and dismissed.
August 10, 2011 Anne L. Carroll
_____________________________
Anne L. Carroll, Esq.
HEARING OFFICER
