Lower Merion School District | Case 01070-09-10 | 2011-03-13
Pennsylvania special education due-process decision
- Case number
- 01070-09-10
- Date
- 03/13/2011
- Parties / district (official listing)
- Lower Merion School District
- Hearing officer
- William Culleton
- Issues (official listing)
- Evaluation Free Appropriate Public Education Least Restrictive Environment Independent Educational Evaluation Jurisdiction of Hearing Officer
Open saved decision PDF · Official source
This page reproduces text extracted from the public decision. The saved PDF controls formatting and wording. No attorney-reviewed summary has been added.
Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed
from the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
Pennsylvania
Special Education Hearing Officer
DECISION
Child’s Name: B.D.
Date of Birth: [redacted]
ODR No. 01070-0910 AS
OPEN HEARING
Parties to the Hearing: Representative:
Parent [s] Sonja D. Kerr, Esquire
Benjamin D. Geffen, Esquire
Public Interest Law Center of Phila.
1709 Benjamin Franklin Pkwy, 2d Fl.
Philadelphia, PA 19103
Lower Merion School District Gail Weilheimer, Esquire
Academy Building Wisler Pearlstine, LLP
Bala Cynwyd Middle School O ffice Court at Walton Point
510 Bryn Mawr Avenue 484 Norristown Road, Suite 100
Bala Cynwyd, PA 19004 Blue Bell, PA 19422-2326
Dates of Hearing: November 8, 2010; November 29,
2010; December 20, 2010; January
21, 2011; January 26, 2011; February
7, 2011
Record Closed: February 28, 2011
Date of Decision: March 13, 2011
Hearing Officer: William F. Culleton, Jr., Esquire
Page 2
1
INTRODUCTION AND PROCEDURAL HISTORY
The captioned high school Student is an elig ible resident of the captioned District.
(NT 9-4 to 10-3, 38-3 to 8.) The Student is identified with Specific Learning Disability
under the Individuals with Disabilities Education Act, 20 U.S.C. §1401 et seq. (IDEA).
(NT 38-3 to 8.) The captioned Parent requests due process under the IDEA and section
504 of the Rehabilitation Act of 1973, 29 U.S.C. §794 (section 504), seeking
compensatory education for prior years and prospective relief, as well as reimbursement
for independent educational evaluations. (NT 47-19 to 49-19.) The District asserts that it
provided appropriate services at all relevant times and that the Parent is not entitled to
reimbursement under the law.
On the District’s pre-hearing motion, I dismissed Parent’s claims regarding
racially disproportionate identification; racial discrimination; altering or amending
educational records; and altering or amending District policies. I reserved judgment on
Parent’s claim for compensatory education in the form of college courses, tuition or
college related expenses. I denied the District’s motion regarding Parent’s claim of
inappropriate identification due to racial animus, and Parent’s request for an order to train
staff with regard to diabetes. (HO-1.)
Also on the District’s motion, I dismissed all claims by the Parents that arose
from events occurring before May 10, 2008. (HO-2.) At the hearing, after receiving oral
argument, I declined to order prospective relief, because the Student at the time was in
custody of the Juvenile Court without a release date. Thus the period for which I will
provide relief (relevant period) ends on the date of confinement by the Court, August 13,
Page 3
2
2010. (NT 82-13 to 83-4.) This matter was heard in six sessions and the record closed
on February 28, 2011, upon receipt of written summations.
ISSUES
1. During the relevant time period, did the District maintain an inappropriate
identification of the Student?
2. During the relevant time period, did the District place the Student in an
inappropriate educational setting that was not the least restrictive
appropriate educational setting or that was otherwise inappropriate for the
Student?
3. During the relevant time period, did the District fail to provide the Student
with a free appropriate public education with regard to educational needs in
reading, writing or mathematics?
4. Should the hearing officer award compensatory education to the Student for
all or any part of the relevant period?
5. Should the hearing officer award reimbursement for private evaluations by
two private evaluators - by an educator of diabetes patients dated August
13, 2010 and October 30, 2010, and by a neuropsychologist dated August
23 and August 24, 2010?
FINDINGS OF FACT
1. The Student was diagnosed with diabetes in 2002 and was insulin dependent
during the relevant time period, from May 10, 2008 to August 13, 2010. (S-7 p.
1.)
2. The acceptable blood sugar range for the Student was 80 to 240 milligrams per
deciliter. (NT 871-1 to 24; S-79.)
3. A re-evaluation report in November 2004, when the Student was in elementary
school in the District, identified the Student with Specific Learning Disability and
Other Health Impairment. It specifically found a causal relationship between the
Student’s diabetes and Student’s learning problems, based upon literature
Page 4
3
indicating a causal relationship between the diabetes and cognitive impairments,
and based upon data from the previous year showing that the Student was three
times more likely to demonstrate positive behaviors when Student’s blood sugar
was within the accepted range. (P-35.)
4. The report noted that random reinforcement and incentive for work performance
had proven unsuccessful in extinguishing the Student’s frequent work refusal and
avoidance behaviors. It recommended a behavior plan that set objectives of on-
task behavior for short intervals followed by immediate rewards in the form of
preferred activities, with the eventual goal to reduce work refusals to zero over a
three month period. It also recommended an intensive, systematic and repetitive
program of reading instruction to build automaticity, word banks for writing
assignments and assistive technology of writing in the form of specially designed
software. (P-35.)
5. Inappropriate blood sugar levels, either hyperglycemia (high) or hypoglycemia
(low) can possibly affect behavior control, but hyperglycemia has not been shown
to affect cognitive functioning at the ranges measured in the Student. The record
did not support a conclusion that the Student’s poor diabetes management
contributed significantly to Student’s poor behavior in school. (NT 246-17 to 24,
662-16 to 669-8, 875-25 to 882-6.)
6. During the relevant period, the Student’s blood sugar varied from hypoglycemic
to hyperglycemic; usually, Student was in a hyperglycemic state. The Student
was not able to effectively control Student’s blood sugar levels. (NT 241-3 to 7,
873-14 to 875-1; S-31, 45 p. 2, 85.)
7. As of March, 2008, the Student was enrolled in a non-residential private school
(School), where [Student] had been placed for almost three years. Student
received direct instruction in decoding skills and a basic mathematics curriculum.
(S-9 p. 1, S-73 p. 1.)
8. The School maintained a protocol for assisting the Student in managing Student’s
blood sugar levels. The Student’s doctors from a local children’s hospital
(Hospital) provided criteria for determining when medication should be used and
what dose should be used, based upon the Student’s blood sugar levels as
measured in school every morning. (S-35, 45 p. 2, 67, 75, 76, 80, 81, 82, 83, 85,
86, 91 p. 10, 94.)
9. The level of services provided by School was appropriate and in accord with the
best practices in the field of diabetes education and management. (NT 352-19 to
358-14, 400-7 to 408-5, 413-15 to 414-7, 882-18 to 90-10, 918-12 to 22.)
10. Inappropriate blood sugar levels, either hyperglycemia (high) or hypoglycemia
(low) can possibly affect behavior control, but hyperglycemia has not been shown
to affect cognitive functioning at the ranges measured in the Student. The record
Page 5
4
did not support a conclusion that the Student’s poor diabetes management
contributed significantly to Student’s poor behavior in school. (NT 246-17 to 24,
662-16 to 669-8, 875-25 to 882-6.)
11. The Student had exhibited behaviors that interfered with learning, including
refusal to hand in or complete assignments, rushing through work and poor
classroom behavior. (S-3.)
12. The District’s re-evaluation report dated March 11, 2008 found educational needs
with regard to reading, writing and mathematics. It noted behaviors interfering
with learning, including task avoidance, submission of work not reflecting
academic ability and refusal of direction from staff. The report indicated needs to
learn task orientation skills, independent learning skills and social skills. (S-7.)
13. The report identified the Student with learning disability in reading decoding,
writing conventions and mathematics. It also identified the Student with Other
Health Impairment due to diabetes, which it asserted can affect learning when
blood sugar levels vary, causing fatigue and other symptoms reducing availability
for learning. (S-7.)
14. The report recommended learning support placement to be delivered by a
structured, integrated program with opportunities for small group and
individualized instruction. (S-7.)
15. The report recommended consideration of vocational training at a local technical
school for high school students (Technical School). This was recommended for
half of the school day. (S-7.)
16. The report did not include a Functional Behavioral Assessment (FBA). (S-7, S-
9.)
17. In the spring of 2008, the Parent asked the District to consider returning the
Student to the neighborhood high school (High School). (NT 963-5 to 14.)
18. The IEP dated April 14, 2008 placed the Student in full time emotional support,
located at the School until the end of the school year, with a plan to change the
Student’s placement to part time emotional support and enrollment for half days
in the Technical School in the subsequent school year. (S-9, P-68.)
19. The IEP team considered and rejected the Parent’s proposal that the Student
return to the High School. (NT 969-10 to 21.)
20. The April 14, 2008 IEP offered measurable goals and program modifications or
specially designed instruction, addressing mathematics calculation, decoding and
sight vocabulary, writing conventions, remaining on task, completing
assignments, emotional self regulation and following directions. (S-9.)
Page 6
5
21. The IEP dated April 14, 2008 noted social and emotional needs that impeded
Student’s ability to progress within the general curriculum; the IEP indicated that
the emotional and social needs would be addressed in the program offered in the
IEP. (S-9 p. 3, 6.)
22. The IEP offered to address the Student’s behaviors through the School’s school-
wide behavior management system, one period per week of group counseling,
consultation support for school personnel and a crisis intervention plan. (S-9.)
23. The IEP dated April 14, 2008 did not provide a Positive Behavior Support Plan
(PBSP). (S-9.)
24. The School behavior management system was not individualized to meet the
Student’s needs. It did not address the Student’s unique work avoidance
behaviors, including truancy. (NT 1179-1 to 1189-14, 1207-2 to 1208-14; S-1.)
25. Pursuant to the April 14, 2008 IEP, in September 2008, the Student was enrolled
in the Technical School for one half of every school day. This was seen as a
transitional placement modification. In October 2008, Student’s IEP was revised
to reflect that Student withdrew from that program. (NT 965-21 to 967-9; S-12 p.
9.)
26. Quarterly progress reports from the School indicated subjectively that the Student
had made progress with regard to all IEP goals; no data were provided in the
quarterly reports. (S-14.)
27. The IEP was revised on March 30, 2009; the IEP team reformulated goals and
objectives, recognized behaviors that impeded learning and included an FBA and
PBSP. Placement and location of service delivery were unchanged. (S-16.)
28. From February 2008 to March 2009, the Student improved less than one grade
level in letter and word recognition, from 3.2 to 3.7, as measured by the Kauffman
Test of Educational Achievement (KTEA-II). Student’s reading comprehension
improved from 7.8 to 10.2 grade equivalent in the same period. In Math Concepts
and Applications, the Student’s grade equivalent did not rise from 9.0 during the
same period and Student’s computation skills improved less than one grade, from
5.2 to 5.10. (S-9 p. 4, S-16 p. 7.)
29. The Student improved by two points from September 2008 to March 2009 in
writing, based upon Student’s scores on the Pennsylvania Writing Assessment
Domain Scoring Guide. Student improved by one point in Organization and by
one point in Conventions. (S-9 p. 5, S-16 p. 8.)
30. The Student exhibited the same behavioral problems in March 2009 that Student
exhibited in September 2008. (S-9, 16, P-74.)
Page 7
6
31. The Student was truant in the 2008-2009 school year. (S-23.)
32. From May, 2008 to the end of the 2008-2009 school year, the Student’s academic
performance deteriorated, as evidenced by declining grades. (P-122 p. 2.)
33. The March 2009 IEP offered two goals in reading that were more clearly
measurable than the reading goals in the September 2008 IEP. (S-9, 16.)
34. The March 2009 IEP offered two goals in mathematics that were more clearly
measurable than the mathematics goals in the September 2008 IEP. (S-9, 16.)
35. The March 2009 IEP offered one goal in writing that was more clearly
measurable than the writing goal in the September 2008 IEP. (S-9, 16.)
36. The March 2009 IEP offered one goal relating to behavior and focus, which did
not account measurably for the level of prompting. It omitted four behavior and
focus-related goals from the previous IEP. It included a new goal for emotional
self-regulation without a stated base line. It included a new goal for attendance.
(S-9, 16.)
37. In the spring of 2009, the Parent asked the District to consider returning the
Student to the High School. (NT 963-5 to 14; P-122 p. 4 to 5, S-34 p. 2.)
38. District personnel considered this request but did not accept it, concluding that the
Student needed a small setting with high structure, family support, and the ability
to address the Student’s diabetes, learning disability, and behavior problems. In
addition, the District personnel concluded that a program with access to
vocational programming would provide important educational benefits for post
secondary transition. District personnel considered and disagreed with placing
the Student in a mainstreamed setting with supportive services. (NT 153-7 to
154-10, 158-17 to 25, 167-11 to 20, 978-6 to 982-20, 985-25 to 17, 989-19 to
990-14, 994-13 to 1002-19.)
39. It would have been impossible to provide the services that the Student needed at
the High School. (NT 193-1 to 195-2.)
40. In April 2009, the District’s coordinator of out of district placements inquired
about placing the Student in two private schools and a private school (IU School)
operated by the local Intermediate Unit (IU). (S-17 to 21, 24, 91 p. 17.)
41. An intake meeting with the Parent was delayed for over three months due to
Parent’s unavailability and lack of response. (S-24, 29.)
42. In August 2009, the IU obtained a psychiatric evaluation of the Student, as a
result of which Student was diagnosed with Disruptive Behavior Disorder, ruling
Page 8
7
out Oppositional Defiant Disorder. The evaluation indicated that fluctuating
blood sugar levels were a possible cause of mood swings that were observed in
the Student. The report recommended provision of emotional support and
learning support in the educational program for the Student. (S-28.)
43. The evaluator concluded that the placement at IU School was appropriate for the
Student and was sufficiently individualized to meet all of the Student’s
educational needs. (NT 698-14 to 701-5, 706-4 to 706-22, 706-3 to 717-9.)
44. Disruptive Behavior Disorder is considered the least severe of three levels of
behavior disorders in the Diagnostic and Statistical Manual of Mental Disorders,
4
th edition, text revision (DSM-IV). (NT 659-8 to 661-22.)
45. The IEP was revised in September 2009 to change the location of services to the
IU School. The Parent accepted the NOREP only as a temporary placement. (S-
33, 34, 91 p. 3.)
46. Student was accepted in the IU School with a placement of emotional support,
and started school at the high school level on September 14, 2009. (NT 1318-24
to 1319-25; S-32.)
47. The IU School was at that time an approved alternative education provider
operated through the IU for children with emotional disturbances. Its enrollment
was small and its mission was to educate, provide opportunities for behavior
modification, and provide emotional support to students enrolled there, through
qualified and certified special education teachers and related service providers.
(NT 657-12 to 658-13; 1244-17 to 1251-17, 1258-2 to 1263-21, 1305-5 to 1307-6,
1309-10 to 1315-7.)
48. The IU School provided a high degree of structure and teacher support to the
Student. (NT 237-6 to 10; S-69.)
49. The IU School maintained a protocol for assisting the Student in managing the
Student’s blood sugar levels. The Student’s doctors from the Hospital provided
criteria for determining when medication should be used and what dose should be
used, based upon the Student’s blood sugar levels as measured in school every
morning. (S-35, 45 p. 2, 67, 75, 76, 80, 81, 82, 83, 85, 86, 91 p. 10, 94.)
50. The level of services provided by the IU School was appropriate and in accord
with the best practices in the field of diabetes education and management. (NT
352-19 to 358-14, 400-7 to 408-5, 413-15 to 414-7, 882-18 to 90-10, 918-12 to
22.)
51. The IU School provided a school-wide behavior support system, and its certified
special education teachers were expected to differentiate each student’s program
Page 9
8
to meet individual needs, both for behavior modification and for academic
instruction. (NT 1251-18 to 1257-17, 1265-2 to 1305-4, 1325-16 to 1327-2.)
52. The IU School, through its behavior specialist and principal, attempted to provide
individualized instruction and behavior management techniques to the Student,
and attempted to alter their strategies in this regard when the initial attempts
failed. (NT 1344-16 to 1345-17, 1620-12 to 1634-23.)
53. The IU School provided academic special education supports appropriate to
address the Student’s academic needs. (NT 1309-5 to 9, 1315-9 to 1318-23.)
54. The Student did not take advantage of the opportunity for group or individual
counseling while Student was at the IU School. (NT 1263-7 to 22.)
55. From September 2009 to March 2010, the Student exhibited defiant and
disruptive behavior at school on numerous occasions. These included making
threats of physical violence, wandering the hallways and refusing to return to
class, disruptive noise making, and rudely interrupting the teacher. (NT 1327-5 to
1345-17; S-30, S-37, S-45 p. 4, S-45 p. 9, P-77, P-79.)
56. In October 2009, the Student threatened a staff member and was suspended out of
school for one day. (S-37, 38 p. 2 to 5.)
57. During the 2009-2010 school year, the IU School principal attempted to correlate
the Student’s measured blood sugar levels with Student’s negative behavior. No
correlation was discerned. (NT 690-12 to 697-14; S-91 p. 11 to 12.)
58. The Student was absent 58 times during the 2009-2010 school year. Student left
assigned areas over 200 times in a ten week period. (S-32, 49 p. 10.)
59. During the fall of 2009, the District attempted to secure permission to evaluate, in
response to the Parent’s questions about returning the Student to the District, but
the Parent was unresponsive for approximately six weeks, until October 29, 2009.
(NT 292-14 to 15; S-38.)
60. During the 2009-2010 school year, the principal attempted to discuss the
Student’s high number of absences with the Parent but was not able to secure
Parent’s cooperation; this interfered with the Principal’s efforts to provide more
specific behavior management planning with regard to truancy. (NT 1350-10 to
1351-2, 1657-16 to 25.)
61. In November 2009, the Student’s progress report indicated that Student was not
meeting IEP goals in reading and mathematics, as measured by grades. Student
was not meeting the goal for reducing absences. Student met the goal in writing,
although it was recommended that the data were insufficient to discontinue the
Page 10
9
goal. The behavior goal was not measurable due to the change in schools during
the reporting period. (S-41.)
62. During the first half of the 2009-2010 school year, the Student made no
meaningful progress in changing behaviors that interfered with learning, and was
failing all but one course. (NT 263-22 to 264-18; P-94, S-1, S-44.)
63. The District issued a re-evaluation report in December 2009. Present levels in
reading, mathematics and writing were based upon the testing reported in the
March 2009 IEP. The evaluator was certified and experienced in school
psychology, but was not experienced in evaluation of students with diabetes. (NT
212-12 to 13, 288-19 to 290-1; S-45 p. 4.)
64. Although the Student refused to complete the entire Woodcock Johnson
achievement battery, the evaluator was able to administer the Woodcock Johnson
Tests of Cognitive Abilities. The Student’s scores indicated average phonemic
awareness and language development and borderline performance in cognitive
efficiency tests including working memory and processing speed. (S-45 p. 7.)
65. The evaluator obtained BASC-2 forms from two teachers; the Parent did not
return the form. The Student scored in the clinically significant range on
numerous indicators of emotional disturbance. (NT 257-6 to 258-21; S-45 p. 8.)
66. The re-evaluation included a data-based FBA. The assessment ruled out physical
causes of the Student’s inappropriate behaviors. It noted that the Student’s
disruptive behaviors seemed to be “maintained” by attention received from peers
and staff. It concluded that the sole function of the behaviors was to escape task
demands. (NT 301-3 to 305-8, 1343-13 to 1344-15; S-45 p. 9.)
67. The re-evaluation identified the Student with Specific Learning Disability and
Other Health Impairment, but did not identify Serious Emotional Disturbance.
The evaluator intended that the OHI category encompass both impacts caused by
diabetes and those caused by attention issues. (NT 276-18 to 21, 319-8 to 320-12;
S-45.)
68. The report found needs with regard to basic reading, mathematics and writing
skills, work completion, compliance, reduction in verbal outbursts, and
developing independent living and employability skills. (NT 276-18 to 21; S-45.)
69. Because of the Student’s behavioral issues, the report recommended a structured
and supportive learning environment. (NT 321-2 to 25; S-45.)
70. On January 14, 2010, the District offered a revised IEP. This was developed by
District personnel without the participation of the Parent. The Parent had been
invited to participate but declined to do so. (S-47, 49.)
Page 11
10
71. The January 2010 IEP offered two measureable goals in mathematics, one
measureable writing goal, and one language arts goal that appeared to be
measureable but included both vocabulary and reading comprehension features in
an unclearly combined formulation. The IEP also offered a measureable goal in
compliance with adult directives. (S-49.)
72. The IEP offered full time emotional support placement located at the IU School,
and related services including daily thirty minute social skills group and monthly
meetings with a school social worker. District personnel on the IEP team
concluded that IU School was an appropriate placement for the Student. (NT
1007-16 to 1008-10; S-49, 54.)
73. The IEP included an FBA and a PBSP. The PBSP consisted of a goal for
compliance with adult directives and individualized specially designed instruction
techniques including increased privileges for work completion, opportunities for
extra support from preferred staff, extra gym and recreation time as a reward, and
social contracts with preferred teachers. Related services in the form of daily
“social skills group” and monthly counseling were offered. The “Social Skills
Group” included direct assistance in making up work. (NT 1253-23 to 1257-14,
1665-1 to 1668-2; S-49 p. 51 to 55.)
74. The IEP offered Extended School Year services with direct reading instruction
and a goal of developing letter and word recognition skills. (S-49.)
75. In January 2010, the Parent withdrew the Student from the District and enrolled
Student in a cyber charter school. (NT 1393-18 to 1394-7; P-99, S-48, 50.)
76. On March 11, 2010, the Parent re-enrolled the Student in the District and the
Student was assigned to the IU School over the Parent’s objection. (S-32, 56, 57,
60.)
77. The District offered to meet with the Parent to discuss assigning the Student to the
High School, and a meeting scheduled for March 9, 2010, was postponed to
enable the Parent’s advocate to appear, and again postponed due to Parent’s
family emergency. (S-60 to 62, 65, 71.)
78. The District reported its re-evaluation of the Student on April 29, 2010. The
report found no basis to identify the Student with Serious Emotional Disturbance
but recommended itinerant emotional support services and placement in
Instruction in the Home, with a gradual transition from instruction in the home to
full time attendance at the High School. There was no new FBA or PBSP. (S-
73.)
79. High School staff were concerned that the Student’s poor diabetes management
might be a factor interfering with Student’s academic performance and behavior.
(NT 246-27 to 247-4; S-85.)
Page 12
11
80. Assessments by High School staff indicated very poor skills in reading,
mathematics and writing. (S-81.)
81. Standardized testing indicated slow and poor progress from May 2008 to August
2010. (NT 610-7 to 17; S-118.)
82. The District offered an IEP after team meetings on April 22, 2010 and May 4,
2010, attended by the Parent. The IEP changed the Student’s placement to
Supplemental Learning Support, located at the High School, with instruction in
the home in the form of one to one tutoring. Related services included daily
blood sugar levels by the school nurse; itinerant emotional support services were
offered. ESY was offered for basic reading skills. (S-77, 78, 80.)
83. The IEP offered goals in mathematics computation, writing, reading
comprehension, word recognition and vocabulary, and compliance with staff
directives. (S-77.)
84. The IEP included the FBA and PBSP developed at the IU School. (S-77.)
85. The District assigned the Student to the High School for one half days. Expected
attendance was from 10:20 AM to 2:10 PM. (S-78, 85.)
86. The IEP also provided a tutor to work with Student on a one-to-one basis daily for
most major subjects, including mathematics, science and history. The hours of
service were one hour per day, three days per week, and tutoring was conducted
in the local library. (S-78, 85.)
87. The Student was absent frequently, declared a desire not to be in school, and left
both classes and tutoring sessions early. Student also failed to do homework. (S-
68, 71, 74, 81, 84, 91 p. 23 to 24.)
88. Student was oppositional and uncooperative with the efforts of the High School
nurse to monitor blood sugar and to encourage proper blood sugar management.
(S-80, 85.)
89. A private evaluation was conducted on August 23, 2010 and August 24, 2010 by a
developmental neuropsychologist who is also a certified school psychologist. The
neuropsychologist did not purport to have particular expertise in children with
diabetes, and had evaluated only one or two previously. The neuropsychologist
reviewed selected documents from the Student’s educational and medical records,
and talked with the Parent. The neuropsychologist did not talk with anyone from
the District or the District staff assigned to the Student. (NT 493-15 to 495-21,
504-6 to 507-17, 510-5 to 18, 547-15 to 551-13, 555-14 to 557-18, 586-13 to 587-
9, 607-4 to 608-1; S-118.)
Page 13
12
90. The neuropsychologist reported that the Student’s cognitive impairments and
behavioral problems are directly related to diabetes. This was based upon
literature showing an elevated incidence of cognitive impairment and behavioral
problems in adolescents with diabetes, as well as a correlation of Student’s
behavior and blood sugar levels performed when the Student was in grade school.
(S-118.)
91. The neuropsychologist diagnosed the Student with Depressive Disorder, Not
Otherwise Specified, Attention Deficit Hyperactivity Disorder and Disruptive
Behavior Disorder by history. The neuropsychologist admitted that the diagnosis
of depression could have been situational, because when seen the Student was in
the Juvenile facility for a delinquency charge; yet, there was evidence that the
depression was not situational. The neuropsychologist was not sure whether or
not the depression affected the Student’s learning. (NT 513-2 to 514-2, 587-24 to
588-9; S-118.)
92. The neuropsychologist criticized the student’s identification, which the
neuropsychologist erroneously believed to be Other Health Impaired and
Emotional Disturbance. The neuropsychologist also criticized the IEP goals and
called for a new behavior analysis and plan, as well as tutoring in study skills.
Nevertheless, the neuropsychologist supported the provision of emotional support
by the district. The neuropsychologist recommended treatment with a
psychologist. (NT 551-13 to 553-19, 588-17 to 589-7; S-118.)
93. The neuropsychologist testified that the Student’s deficits in executive functions
affected Student’s ability to manage blood sugar levels, but that the Student was
competent to count carbohydrates and measure blood sugar levels. (NT 510-19 to
511-10, 604-15 to 605-9.)
94. A second private evaluator, an expert in diabetes education, provided a report
dated August 13, 2010. The diabetes educator reviewed the Student’s history
from selected documents, and interviewed the Parent, but did not see the Student
due to the Student’s failure to appear at two appointments. (NT 329-24 to 331-12,
335-1 to 15, 337-4 to 14, 338-8 to 340-16, 395-1 to 398-9; P-119 p. 7 to 19, S-
119.)
95. The diabetes educator found that poor diabetes management would have some
negative effect on the Student’s emotional and intellectual functioning, but that
the diagnosed learning disability was having the “preponderance of influence on
[Stufent’s] academic performance.” The diabetes educator specifically disagreed
with the conflicting conclusion of the neuropsychologist that diabetes can
interfere with academic functioning. (NT 331-13 to 333-7, 336-6 to 338-17, 350-
10 to 351-10; S-119 p. 5.)
96. The diabetes educator noted that the Student was poorly motivated; was using an
outdated medication for diabetes management; had not been appropriately
Page 14
13
educated about diabetes management by medical providers; and receives
inadequate supervision at home for self-management of diabetes. The diabetes
educator found that the Student’s cognitive deficits could impede the Student’s
self-management of blood sugar levels. (NT 332-14 to 333-12, 402-11 to 15; S-
119.)
97. The diabetes educator recommended against having the schools manage the
diabetes, placing that responsibility upon the family and the patient’s medical
team. The diabetes educator testified that the High School was doing what was
needed to make self-management of diabetes possible for the Student. (NT 355-
12 to 358-14, 393-2 to 25, 402-15 to 407-20.)
98. The diabetes educator recommended updated diabetes self-management training
and a change in the prescribed insulin program. (S-119.)
99. In a second report dated October 30, 2010, the diabetes educator materially
altered the diabetes educator’s original opinion concerning the comparative
impact of diabetes and learning disability upon the Student’s functioning. The
diabetes educator removed one sentence from the report that noted the previous
discrepancy analysis of ability and achievement in reading, mathematics and
writing. The diabetes educator then modified the previously expressed opinion to
state that the learning disability influences academic performance “greatly”, rather
than preponderantly. (NT 408-10 to 410-14; S-121.)
100. The diabetes educator also attributed the Student’s lack of self-
management of blood sugar levels to the Student’s cognitive deficits as reported
by the first private evaluator, concluding that the Student is unable to comprehend
Student’s own diabetes or the importance of self-management. (S-121.)
DISCUSSION AND CONCLUSIONS OF LAW
In this matter, the Parents assert an in appropriate identification of the Student, and
a failure to provide a free appropriate public education in the least restrictive environment
to the Student with regard to reading, writing, mathematics and behavior management.
(NT 83-5 to 84-9.) In particular, Parents argue that, by placing Student in Emotional
Support located in a special school for children with emotional disturbances, the District
tacitly and erroneously identified the Student with Serious Emotional Disturbance.
Parents assert that this misperception by the District led it to place the student in two
Page 15
14
highly restrictive special schools that failed to address the Student’s behaviors
individually or competently. Parents claim that Student is therefore entitled to
compensatory education and reimbursement of two private evaluations.
The record reveals that the Student tragically suffers from three disorders that, in
combination, have led the Student to behave in a most self-destructive way. There is no
dispute that the Student has insulin-dependent diabetes and a learning disability with
serious deficits in cognitive functioning that, despite Student’s average range IQ and
potential, make it very difficult for Student to learn in school. (FF 1 to 3.) On top of
these functioning challenges, the Student has been diagnosed with Disruptive Behavior
Disorder and has learned over several years to avoid school work to an extreme degree.
(FF 4, 11, 42, 43.)
Student has developed the ability to defeat behavior control systems that work for
numerous young people with behavior disorders. (FF 4, 7, 12, 14, 21, 30, 55.) As a
result, Student has been truant for many days over the last two years, has avoided
attending numerous classes even while in school, and has learned to avoid working even
while in class. (FF 4, 11, 12, 30, 31, 55, 56, 58, 62, 87.) Student’s behavioral repertoire
also includes loud and disruptive behavior, threats and profanities, and, occasionally,
assaultive behavior. Ibid. As a result, the Student is learning little at school other than
how to avoid doing the work that all experts agree the Student is capable of doing with
appropriate supports.
I find for the Parent with regard to the provision of a FAPE in the 2008-2009
school year. I deny the remainder of Parent’s claims.
Page 16
15
BURDEN OF PROOF
The burden of proof is composed of two considerations, the burden of going
forward and the burden of persuasion. Of these, the more essential consideration is the
burden of persuasion, which determines which of two contending parties must bear the
risk of failing to convince the finder of fact.1 The United States Supreme Court has
addressed this issue in the case of an administrative hearing challenging a special
education IEP. Schaffer v. Weast, 546 U.S. 49, 126 S.Ct. 528, 163 L.Ed.2d 387 (2005).
There, the Court held that the IDEA does not alter the traditional rule that allocates the
burden of persuasion to the party that requests relief from the tribunal. Thus, the moving
party must produce a preponderance of evidence2 that the District failed to fulfill its legal
obligations as alleged in the due process Complaint Notice. L.E. v. Ramsey Board of
Education, 435 F.3d 384, 392 (3d Cir. 2006)
In Weast, the Court noted that the burden of persuasion determines the outcome
only where the evidence is closely balanced, which the Court termed “equipoise” – that
is, where neither party has introduced a preponderance of evidence to support its
contentions. In such unusual circumstances, the burden of persuasion provides the rule
for decision, and the party with the burden of persuasion will lose. On the other hand,
whenever the evidence is preponderant (i.e., there is greater evidence) in favor of one
party, that party will prevail. Schaffer, above.
1 The other consideration, the burden of going forward, simply determines which party must present its
evidence first, a matter that is within the discretion of the tribunal or finder of fact (which in this matter is
the hearing officer).
2 A “preponderance” of evidence is a quantity or weight of evidence that is greater than the quantity or
weight of evidence produced by the opposing party. Dispute Resolution Manual §810. In this decision, I
refer to “preponderant” evidence, which is a quantity or weight of evidence that is at least great enough to
constitute a “preponderance” of evidence.
Page 17
16
Based upon the above rules, the burden of proof, and more specifically the burden
of persuasion in this case, rests upon the Parent, who initiated the due process
proceeding. If the Parent fails to produce a preponderance of the evidence in support of
Parent’s claims, or if the evidence is in “equipoise”, the Parent will not prevail.
OBLIGATION TO PROVIDE A FREE APPROPRIATE PUBLIC EDUCATION
The IDEA requires that a state receiving federal education funding provide a “free
appropriate public education” (FAPE) to disabled children. 20 U.S.C. §1412(a)(1), 20
U.S.C. §1401(9). School districts provide a FAPE by designing and administering a
program of individualized instruction that is set forth in an Individualized Education Plan
(“IEP”). 20 U.S.C. § 1414(d). The IEP must be “reasonably calculated” to enable the
child to receive “meaningful educational benefits” in light of the student's “intellectual
potential.” Shore Reg'l High Sch. Bd. of Ed. v. P.S., 381 F.3d 194, 198 (3d Cir. 2004)
(quoting Polk v. Cent. Susquehanna Intermediate Unit 16, 853 F.2d 171, 182-85 (3d
Cir.1988)); Mary Courtney T. v. School District of Philadelphia, 575 F.3d 235, 240 (3rd
Cir. 2009), see Souderton Area School Dist. v. J.H., Slip. Op. No. 09-1759, 2009 WL
3683786 (3d Cir. 2009).
“Meaningful benefit” means that an eligible child’s program affords him or her
the opportunity for “significant learning.” Ridgewood Board of Education v. N.E., 172
F.3d 238, 247 (3d Cir. 1999). In order to properly provide FAPE, the child’s IEP must
specify educational instruction designed to meet his/her unique needs and must be
accompanied by such services as are necessary to permit the child to benefit from the
instruction. Board of Education v. Rowley, 458 U.S. 176, 181-82, 102 S.Ct. 3034, 1038,
Page 18
17
73 L.Ed.2d 690 (1982); Oberti v. Board of Education, 995 F.2d 1204, 1213 (3d Cir.
1993). An eligible student is denied FAPE if his program is not likely to produce
progress, or if the program affords the child only a “trivial” or “de minimis” educational
benefit. M.C. v. Central Regional School District, 81 F.3d 389, 396 (3rd Cir. 1996), cert.
den. 117 S. Ct. 176 (1996); Polk v. Central Susquehanna Intermediate Unit 16, 853 F. 2d
171 (3rd Cir. 1988).
Under the Supreme Court’s interpretation of the IDEA in Rowley and other
relevant cases, however, a school district is not necessarily required to provide the best
possible program to a student, or to maximize the student’s potential. Rather, an IEP
must provide a “basic floor of opportunity” – it is not required to provide the “optimal
level of services.” Mary Courtney T. v. School District of Philadelphia, 575 F.3d at 251;
Carlisle Area School District v. Scott P., 62 F.3d 520, 532 (3d Cir. 1995).
The law requires only that the plan and its execution were reasonably calculated
to provide meaningful benefit. Carlisle Area School v. Scott P., 62 F.3d 520, (3d Cir.
1995), cert. den. 517 U.S. 1135, 116 S.Ct. 1419, 134 L.Ed.2d 544(1996)(appropriateness
is to be judged prospectively, so that lack of progress does not in and of itself render an
IEP inappropriate.) Its appropriateness must be determined as of the time it was made,
and the reasonableness of the school district’s offered program should be judged only on
the basis of the evidence known to the school district at the time at which the offer was
made. D.S. v. Bayonne Board of Education, 602 F.3d 553, 564-65 (3d Cir. 2010).
Page 19
18
2008-2009 SCHOOL YEAR
In the present matter, I find by a preponderance of the evidence that the District
failed to provide a free appropriate public education during the 2008-2009 school year,
because the District’s IEP and the school to which Student was assigned failed to provide
individualized intervention to address the Student’s extreme behavior that interfered with
Student’s learning. 20 U.S.C. §1401(29)(specially designed instruction must meet the
“unique needs” of the child); 20 U.S.C. §1414(d)(1)(A)(i)(II)(aa),(bb)(IEP must meet all
of the child’s needs that arise from his or her disability); L.G. v. Wissahickon Sch. Dist.,
2011 WL 13572 at*9 (E.D. Pa. 2011)(LEA must provide individualized program). The
record is also preponderant that the Student did not receive meaningful educational
benefit during that school year.
There is clearly preponderant evidence that the Student exhibited disruptive and
avoidant behavior during a long history with the District, including four years in a
District placement at the School. (FF 4, 7, 11, 12, 14, 21, 42, 43.) Thus, it could come as
no surprise to the District or to the School that the Student was exhibiting behaviors that
impeded Student’s learning and that of others. Many previous evaluations and
educational plans had recognized behavioral intervention as an educational need.
The District’s March 2008 re-evaluation report specifically noted behaviors that
interfered with learning and the Student’s educational need to learn independent study
skills and behavioral control. (FF 12.) For this reason, the report recommended a small,
highly structured setting that would be able to address these behavioral needs. (FF 14.)
The subsequent IEP in March 2008 failed to provide sufficient behavioral
intervention to afford the Student with a reasonable opportunity to derive meaningful
Page 20
19
educational benefit from the School’s educational program. The IEP included a goal for
behavioral self control; however, there was neither an FBA nor a PBSP. (FF 16, 20, 23.)
The IEP simply relied upon the school-wide behavior control system, which was based
upon points, levels and a set of incentives open to all students at the School. (FF 22.)
There is no evidence that the School took any action to individualize its behavior
control techniques to the Student’s specific needs. On the contrary, a preponderance of
the evidence establishes that the School did not take any specific action to attempt to
curtail the Student’s dramatically self-defeating repertoire of avoidant behaviors. (22, 23,
24.)
The School made no attempt to address the Student’s truancy problem. Indeed, it
had an ineffective system for addressing truancy, with inadequate data keeping and
reporting procedures. (FF 24, 30, 31, 36.) Truancy is the epitome of a behavior that
interferes with learning, since it makes the student completely unavailable for learning. I
conclude that the School’s failure to do anything to address this and the other problem
behaviors of the Student falls below the standard the IDEA requires – that of addressing
the unique needs of each child with a disability.
The record is preponderant also that the Student failed to make meaningful
progress during the period from May 10, 2008 to the end of the 2008-2009 school year.
(FF 26, 27, 28, 29, 30, 31, 32.) The Student’s performance in letter and word
recognition, already years behind Student’s assigned grade, improved only .5 grade
equivalent on a standardized measurement. (FF 28.) There was no progress in
mathematics concepts and applications, and computation skills improved less than one
year grade equivalent. Ibid. Student’s writing conventions improved by one point (about
Page 21
20
25% on a scale of one to four) on a state writing rubric. Ibid. Similarly, the Student’s
writing organization improved by one point. Ibid. The Student’s behavior, if anything,
deteriorated during this period. (FF 30, 31.)
The Student’s potential was average; Stude nt could be expected to close the gap
between Student and peers. (FF 12 to 15, 64.) Yet, Student fell farther behind.
I conclude that the District’s failure to individualize its approach to the Student’s
behavior was the primary reason that the Student made little progress. The record shows
preponderantly that, no matter what academic supports were available to the Student, the
failure to address Student’s behaviors made it impossible for the Student to derive
meaningful benefit. Thus, the District’s educational plan for that year was not reasonably
calculated to provide such meaningful benefit.
2009-2010 SCHOOL YEAR
Like the District’s plan for the Stud ent’s 2008-2009 school year, the District’s
2009-2010 plan also relied upon referral to a small specialized school with a school-wide
behavior control system. (FF 18, 38, 40, 42.) By March 2009, it was apparent that
changes would need to be made in the Student’s educational plan and the District made
substantial changes to the IEP. (FF 27, 33 to 36, 38.) The Parent asked for a new
placement – requesting that the Student be returned to the High School after four years in
a small highly structured special school. (FF 37.) District personnel disagreed, finding
that the Student continued to need a small, highly structured placement. (FF 38.) Instead
of placing the Student in the High School, the District searched for an alternative to the
School. (FF 40.)
Page 22
21
After some delay occasioned by the Pare nt’s lack of cooperation, the District
found a placement for the Student in the IU School, another small, highly structured,
special school. (FF 40 to 46.) The IU School was specially designed for students with
emotional disorders, and its program emphasized behavior modification and emotional
support. (FF 47, 48.) The IU School was staffed by experienced, certified special
education teachers and had the capacity to provide learning support. (FF 43, 47.)
The District personnel believed that this setting and the emotional support
placement in this school would best meet the Student’s needs. (FF 38, 43.) District
personnel believed that the IU School would provide better structure to the Student and
support to the Parent through more frequent contacts than would be possible at the High
School. Ibid. In addition, the District personnel concluded that a program with access to
vocational programming, through the IU, would provide important educational benefits
for post secondary transition. Ibid.
Like the placement at the School, the placement at the IU School proved
inadequate to meet the Student’s needs. (FF 54 to 56, 58, 61, 62.) As in the School, the
Student was able to thwart the IU School’s building-wide behavior modification system,
which also emphasized earning points, a level system, and a series of rewards earned
through the point and level systems. Ibid. The Student made no progress in this system –
in fact, the Student regressed behaviorally. Ibid. Student’s academic performance
plummeted. Ibid.
However, as stated above, the test of an offer of FAPE is whether or not it is
reasonably calculated to provide meaningful opportunity for meaningful educational
benefit – not whether it is ultimately successful. Allyson B. v. Montgomery County Int.
Page 23
22
Unit, 2010 WL 1255925 at *13 (E.D. Pa. 2010)(analysis is prospective, not
retrospective). Here, the subsequent failure of the placement does not prove that the
District made an inappropriate placement decision - based upon what was known by
District personnel when the placement was made.
The record preponderantly discloses a substantial difference between the behavior
system in the School and that in the IU School. Unlike the School, the program at the IU
School was expected to be differentiated to meet the individual needs of its students, and
the IU School made substantial efforts to individualize its behavior modification
programming for the Student. (FF 51, 52, 57, 60.) Teachers were reassigned, incentives
especially appealing to the Student were put in place (such as extra gym time, which
appealed to the Student’s athletic interest), and strenuous efforts were made to
collaborate with the Parent, who did not cooperate. Ibid. When, after a reasonable time
of trying to make the existing system work for the Student, it was clear that the behavior
system was not working for the Student, the IU School redrafted the IEP and offered the
draft to the Parent. (FF 59, 63 to 74.) Despite weeks of delay in a District-requested re-
evaluation, caused by the Parent’s lack of response, the District offered a new IEP to the
Parent by January of the 2009-2010 school year. Ibid.
I conclude that, because of this difference in the two programs, it was reasonable
and appropriate for District personnel to consider the IU School placement likely to
succeed. I conclude, based upon a preponderance of the evidence in the record before
me, that the IU School provided an appropriate program to the Parent by repeatedly
attempting to adjust its programming to meet the Student’s individual needs. Thus, I
Page 24
23
conclude that the District did not fail to provide a FAPE to the Student during the 2009-
2010 school year.
DIABETES MANAGEMENT
Parent asserts that the District failed to assist the Student appropriately in
managing Student’s diabetes-induced blood sugar imbalance. There is no dispute that the
Student’s blood sugar levels were chronically outside the acceptable range, and that
Student showed an inability or unwillingness to manage those levels by counting
carbohydrates in consumed food, measuring blood levels using a meter, and taking
appropriate insulin injections. (FF 2, 5, 6, 38, 42, 49, 57, 67, 79, 90, 93, 96, 100.) Parent
argues that the District was responsible to teach the Student and the Parent how to
manage the blood sugar levels better, and to monitor the Student’s progress in
implementing that learning.
The record proves the opposite – that th e District took an appropriate role in
supporting the Student’s training in self management of blood sugar, and that it went if
anything beyond its legal duty in that regard. (FF 8, 9, 49, 50.) Parent’s own witness, a
diabetes educator, agreed with the District’s highly qualified endocrinologist in the
opinion that it would be inappropriate and counterproductive for a school to attempt to
train the Student or the Parent in blood sugar management – beyond simply reinforcing
what the Student’s medical team is teaching. (FF 94 to 100.) The role of the school is to
reinforce that teaching and follow the protocols provided by the medical team. Ibid.
Both experts were satisfied that the District was fulfilling this role appropriately.
Page 25
24
Both experts testified that the Student and the Parent were receiving diabetes
education and training in management of the disease from their medical team. (FF 96,
98.) While the educator opined with little factual basis that the medical team was not in
fact educating the Student adequately, this expert still asserted that the medical team is
the appropriate source of training in this matter, not the schools. (FF 96 to 98.)
Apparently in order to show that the Dist rict had a greater duty than what the two
diabetes experts would allow, the Parent argued that diabetes was the primary cause of
the Student’s cognitive difficulties and behavior. As to the effect on cognition, the
evidence is preponderant that diabetes was not likely to be the primary cause of the
Student’s learning disability. The experts were split, with the School psychologist and
the neuropsychologist holding that there could be such a causal relationship, and the
diabetes experts clearly testifying that this is not supported by the literature. (FF 3, 5, 10,
13, 42, 57, 66, 67, 79, 89, 90, 93, 95, 96, 99, 100.) I give more weight to the diabetes
experts – one for each side who agreed on this without reservation – than to the
somewhat vague assertions of the neuropsychologist and the District’s school
psychologist.
As to the causal effect on behavior, th ere was some early assertion that diabetes
made the Student unavailable for learning due to the fatigue it causes. However, aside
from acknowledging this potential effect, again neither diabetes expert would endorse the
idea, and the endocrinologist flatly disagreed, based on personal observations in hundreds
of cases.
Thus, on this record, diabetes was far from being a red flag that should have
prodded the District to engage in a full scale education and training effort with the
Page 26
25
Student. On the contrary, it is more likely that the Student’s cognitive and behavioral
struggles were not caused by diabetes, even uncontrolled diabetes. In reaching this
conclusion, I give the highest weight to the testimony of the endocrinologist. This
physician provided a lengthy resume of clinical, teaching and professional experience in
the medical field that specializes in diabetes. The doctor specializes in pediatric
endocrinology. The doctor’s testimony was straightforward and not self-contradictory. It
was consistent with the factual documentary record. The doctor’s answers revealed a
careful attention to the factual basis for the answers, and an objectivity demonstrated by
willingness to concede a point in the absence of contrary fact.
I give less weight to the opinions ab out diabetes offered by the Parents’
neuropsychologist, who admitted a lack of clinical expertise and familiarity with diabetes
in children. This expert was credible in carefully delimiting the import of answers about
diabetes that were not based on sufficient personal knowledge of the literature.
I give somewhat limited weight to the opini ons of the Parent’s expert in diabetes
education. The expert’s education and training were not in a related field. The expert
demonstrated, however, substantial practical experience with diabetes and a familiarity
with the literature on diabetes. This expert’s opinions were bolstered by agreement with
the endocrinologist, whose agreement on several material issues corroborated that the
educator’s grasp of the current literature was reliable.
LEAST RESTRICTIVE PLACEMENT
The IDEA requires local e ducational agencies to provide services in the least
restrictive environment:
Page 27
26
To the maximum extent appropriate, children with disabilities … [must
be] educated with children who ar e not disabled and … separate
schooling … occurs only when the natu re or severity of the disability
… is such that education in regular classes with the use of
supplementary aids and services cannot be achieved satisfactorily.
[20 U.S.C. §1412(a)(5)(A)].
The United States Court of Appeals for the Third Circuit has required a two step
analysis in determining whether or not a local educational agency has complied
with this mandate.
Oberti v. Board of Education, 995 F.2d 1204, 1215 (3d Cir. 1993):
First, the court must determine “whether education in the regular
classroom, with the use of supplemen tary aids and services, can be
achieved satisfactorily.” 874 F.2d at 1048. Second, if the court finds
that placement outside of a regular cl assroom is necessary for the child
to benefit educationally, then the court must decide “whether the school
has mainstreamed the child to the maximum extent appropriate,” i.e.,
whether the school has made efforts to include the child in school
programs with nondisabled chil dren whenever possible. Id. We think
this two-part test, which closely tr acks the language of § 1412(5)(B), is
faithful to IDEA's directive that chil dren with disabilities be educated
with nondisabled children “to the maximum extent appropriate,” 20
U.S.C. § 1412(5)(B), and to the Act' s requirement that schools provide
individualized programs to account for each child's specific needs, 20
U.S.C. §§ 1401, 1414(a)(5).
Thus, the court recognized a tension between the mandate for a least restrictive placement
and that requiring the LEA to meet the individual needs of the child. L.G. v.
Wissahickon Sch. Dist., 2011 WL 13572 at*9 (E.D. Pa. 2011)(Oberti recognized
tension). In this case, I find that the District balanced those mandates appropriately.
The evidence is close in this matter; however, I find by a preponderance of the
evidence that the District did consider whether or not the Student could be educated with
non-disabled children in the High School satisfactorily. The Parent repeatedly requested
such an inclusive placement. (FF 17, 37, 75 to 77.) The District coordinator responsible
Page 28
27
for the Student’s case testified that the District personnel and the IEP team discussed and
considered placement in the High School pursuant to the Parent’s request, and
determined that such a placement would make it impossible to meet the Student’s
educational needs, including close monitoring of Student’s management of blood sugar
levels, preventing the Student from avoiding school work, and supporting access to the
general curriculum by addressing Student’s cognitive disabilities. (FF 14, 19, 38, 39, 72,
79.)
During the relevant period, the Student’s behavior was escalating – Student’s
avoidance reached new heights in the forms of outright truancy, leaving class and refusal
to work. Student’s behavior had escalated to more serious threats and even occasional
assaultive behaviors. The team was concerned that the Student would be able to hide
from educators trying to monitor Student’s self-management of blood sugar levels and
work avoidance behavior. Ibid.
Given the Student’s success in avoiding work at the School, both before and
during the relevant period, the record supports this concern as facially reasonable.
Truancy and absence from class were a primary barrier to Student’s availability for
learning. Student’s inability to control blood sugar levels posed a risk to Student’s health
and safety. Student was oppositional and unmotivated to address either of these
concerns. For all of these reasons, I conclude that the record supports the reasonableness
of the educators’ judgment that the Student could not be educated satisfactorily at the
High School, even with supplementary aids and services.
Parent attacked this judgment as a pretext for a purely resource-based, non
educational judgment. Parent pointed out that the District had never attempted to place
Page 29
28
the Student in a regular education high school setting. (NT 98-8 to 14.) Parent produced
the testimony of a District psychologist who evaluated the Student in 2010 in preparation
for Student’s return to the High School pursuant to a team decision. (NT 89-18 to 25; S-
73.) The psychologist testified that the High School did not provide the kinds of
emotional support services that the Student needed, such as direct, daily access to an
emotional support teacher, smaller classes, intensive and structured programming. The
witness testified that it would have been impossible to provide the degree of emotional
support needed in the High School setting. The witness also indicated that the reason for
this impossibility was that the High School had only an itinerant emotional support
teacher, and that other configurations of staffing would need to be attempted to bring the
Student back to the High School. (NT 195-3 to 8.) Nevertheless, in 2010, the District
agreed to try the Student at the High School on a half day basis with private tutoring for
most major subjects. (FF 76 to 88.)
I credit the testimony of this school psychologist. This witness did not hesitate to
provide answers that seemed to cut against the District’s interests in the matter. The
witness presented a demeanor, albeit of studied caution, that corroborated my finding of
credibility.
While I have given this evidence weight, I do not find it to be preponderant. This
was a single school psychologist who was not part of the least restrictiveness decision
making in question, which occurred in the two years prior to the witness’s involvement.
Thus, this witness could not provide competent evidence as to the considerations that
drove the decision not to bring the Student to the High School in 2008 and 2009. Nor
could the witness contradict the rationales put forward by the other District witnesses for
Page 30
29
this decision, which were based not upon administrative convenience or resources, but
upon the Student’s unique educational needs, given the combination of disabilities and
self-defeating behaviors known to those witnesses at the times of their decisions.
Moreover, the circumstances at the times of those decisions corroborate the
opinions expressed as to the student-centered basis for the decisions not to transfer the
Student to the High School. Some of the conditions deemed necessary to educate the
Student, such as small school environment and a specialized staff with capacity to be
alert to and address the Student’s avoidance behaviors, were integral to the distinction
between a large public high school and a smaller environment. Given the safety
implications and acuteness of the Student’s three challenging conditions, this record does
not suggest that the District was unreasonable in deciding to err on the side of caution
with this Student.
In weighing this conflicting evidence, I give credence and weight to the witnesses
who testified as to the reasons for the decisions to seek a specialized school setting for the
Student in 2008 and 2009. I found the District’s coordinator credible and well informed.
The coordinator’s testimony was careful and the coordinator admitted lack of memory or
knowledge when appropriate. The witness declined an opportunity to criticize the Parent,
in response to a question, thus demonstrating professionalism and objectivity to me. The
witness’ demeanor supported my overall impression of the witness’ sincerity.
Finally, I credit the Parent’s testimo ny, but assign it less weight. I found the
Parent’s testimony to be overtly sincere and forthright. However, the Parent’s
recollection of events often was vague, and the Parent demonstrated a limited
understanding of the educational questions at issue in this matter.
Page 31
30
Having applied the initial Oberti test , I must consider under the second test
whether or not the District made sufficient efforts to include the Student with
supplementary aids and services. In this case, the District did consider that option and
concluded that it would be unsatisfactory, due to the Student’s complex of challenges, as
discussed above. There is nothing in the record to contradict this judgment, aside from
the evidence discussed above. The fact that the District later agreed to an unsuccessful
attempt at placement in the High School on a part time transitional basis does not weigh
against the previous judgments made to decline to do so; rather, it demonstrates the
appropriateness of that decision, since the Student did not succeed in that setting. (FF 85
to 88.)
The Parent seems to argue that the District should have placed the Student in the
High School with supports when first requested to do so, regardless of the educational
judgment of its staff. I find no authority for the suggestion that an actual experiment in
less restrictive placement is mandated by law, regardless of a contrary, well founded
educational judgment. While in most cases one would expect that some efforts at
inclusion would be feasible, I conclude, based upon the evidence before me, that this is
the rare case in which such efforts would have been imprudent and possibly unsafe. (FF
39.) Yet, the District did attempt to place the Student in a less restrictive setting in 2008-
2009 school year, by placing Student for half days at the Technical School with a reduced
level of restrictiveness during those hours of itinerant emotional support. (FF 25.) This
placement failed within days. Ibid.
I conclude that the literal expression of the Oberti test was not intended to compel
an administrative hearing officer to contradict the clearly reasonable placement decisions
Page 32
31
of the educators in this matter. See, Leighty v. Laurel School Dist., 457 F.Supp.2d 546,
(W.D. Pa. 2006)(IDEA does not deprive educators of the right to apply their professional
judgment). Therefore, I conclude that the District, in the unique circumstances of this
case, provided education in the least restrictive satisfactory environment for addressing
the Student’s unique needs.
EVALUATION
Parents argue that the District improper ly identified the Student with Serious
Emotional Disturbance, when Student should have been labeled and treated as a child
with Specific Learning Disability and Other Health Impairment. This argument is
unsupported in the record. All of the evaluations by the District identified Specific
Learning Disability and Other Health Impairment. Parent pointed to no evaluation that
found Serious Emotional Disturbance.
Parent argues that the Student was de f acto identified with emotional disturbance
because the District placed Student in Emotional Support. However, I find no authority
requiring a classification of emotional disturbance as a predicate for placement in
emotional support. Thus, the Parent’s argument does not compel a finding of de facto
inappropriate identification.
EXTENDED SCHOOL YEAR
Parent listed as an issue in this matter the appropriateness of ESY in the summer
of 2010. However, the Parent failed to introduce any substantial evidence regarding it
and did not address it in argument. Because the record contains inadequate evidence
Page 33
32
regarding this issue, I deny relief with regard to the adequacy of ESY services offered in
2010.
REIMBURSEMENT FOR PRIVATE EVALUATIONS
Parent seeks reimbursement for private evaluations received after the relevant
period (in one case, the report was received on the last day of the relevant period). These
evaluations could not have been helpful to the District during the relevant period, due to
their timing. Thus, there is no equitable basis for awarding reimbursement.
Parent further asserts that the evaluations should be reimbursed under the IDEA’s
procedural safeguard provision. When a parent disagrees with the evaluation provided by
the school district, the Parent may request an independent educational evaluation at
public expense. 20 U.S.C. §1415(a); 34 C.F.R. §300.502(b). Upon receipt of such
disagreement, the LEA must either provide the IEE or file for due process to defend its
evaluation. Ibid.
Here, the Parent expressed that disagreement for the first time in her Complaint
Notice, and now complains that the District failed to either file for due process to defend
its evaluations or pay for the IEE. However, the District had no chance to do either; the
private evaluations were completed before the Parent expressed disagreement. Under
these circumstances, and given the lack of any utility to the educational planning process
during the relevant period, I decline to order payment for the private evaluations.
Moreover, the Parent sought due process review of the adequacy of the District’s
evaluations by filing for due process at the same time that Parent expressed disagreement
with the District’s evaluations. Thus, the Parent jumped the gun by filing before the
Page 34
33
District had a chance to respond to the expressed Parental disagreement with the
District’s evaluations. Moreover, the District in essence requested due process on this
issue in its response, by joining issue on the Complaint’s allegations. Thus, the District,
while not adhering to the literal requirements of the law by filing an unnecessary piece of
paper, fulfilled the law’s essence and intent. Under these circumstances, it would be an
unnecessary adherence to formality – and certainly inequitable - to penalize the District
for failing to file for due process separately. Dudley v. Lower Merion Sch. Dist., 2011
WL 346585 at *4 (E.D. Pa. 2011)(avoiding statutory interpretation leading to absurd
result).
SECTION 504
Generally, section 504 protects students with disabilities from discrimination in access to and
equal opportunity to benefit from educational services from kindergarten through twelfth grade. 29
U.S.C. §794 ; 34 C.F.R. §104.4. To establish discrimination under Section 504, a student or parent
must prove that (1) he or she is disabled or has a handicap as defined by Section 504; (2) he or she is
“otherwise qualified” to participate in school activities; (3) the school or the board of education
received federal financial assistance; (4) he or she was excluded from participation in, denied the
benefits of, or subject to discrimination at the school; and (5) the school or the board of education
knew or should be reasonably expected to know of his or her disability. 29 U.S.C. §794; 34 C.F.R.
§104.4; Ridgewood Bd. of Educ. v. N.E., 172 F.3d 238, 253 (3d Cir. 1999); W.B. v. Matula, 67 F.3d
484, 492 (3d Cir. 1995).
The Commonwealth of Pennsylvania protects the student’s right to be free from
discrimination on the basis of handicap or disability, through Chapter 15 of the
Page 35
34
Pennsylvania Code, part of the regulations implementing the educational statutes of the
Commonwealth. 22 Pa. Code Chapter 15. A “protected handicapped student” under
these regulations is entitled to those related aids, services or accommodations which are
needed to afford that student equal opportunity to participate in and obtain the benefits of
the school program and extracurricular activities without discrimination and to the
maximum extent appropriate to the student’s abilities, without cost to the student or his or
her family. Chapter 15 by its terms is intended to implement students’ rights under
section 504, and it does not expand or limit those rights. 22 Pa. Code §15.11(c).
In the instant case, the findings with regard to denial of a FAPE under the IDEA
apply equally to the section 504 claim. Thus, there is no basis in the record for a separate
finding of discrimination under section 504.
COMPENSATORY EDUCATION
I will order the District to provide comp ensatory education to the Student during
the period from May 10, 2008 to September 14, 2009, when Student entered the IU
School. However, compensatory education is an equitable remedy, and I must balance
the equities in determining the amount of relief. In addition, I must consider what relief
would be appropriate to restore the Student to the level of attainment that would have
been reached if the District had implemented an appropriate educational program from
May 10, 2008 to September 14, 2009. See, B.C. v. Penn Manor School District, 906
A.2d 642 (Pa. Cmwlth. 2006) .
Compensatory education is an appropriate remedy where a school district knows,
or should know, that a child's educational program is not appropriate or that he or she is
Page 36
35
receiving only trivial educational benefit, and the district fails to remedy the problem.
B.C., 906 A.2d at 648; M.C. v. Central Regional School District, 81 F.3d 389 (3d Cir.
1996). Such an award compensates the child for the period of time of deprivation of
special education services, excluding the time reasonably required for a school district to
correct the deficiency. Id. Compensatory education is an equitable remedy. Lester H. v.
Gilhool, 916 F.2d 865 (3d Cir. 1990). Thus, in fashioning an award, I have taken into
consideration the complexity of the behavioral problem with which the District was
faced. B.C., 906 A.2d at 650.
I find that the record is very sparse regarding what would be an appropriate award
of compensatory education. Taken as a whole, it supports only an award based upon an
hour-for-hour deprivation of educational services, M.C., 81 F.3d supra., and does not
support a finding as to the position the Student would have been in if provided with a full
year of FAPE, B.C., 906 A.2d supra.
I decline to award compensatory education on a full day basis. There is not a
preponderance of evidence supporting such an award. While I find that the District failed
to make appropriate attempts to control the Student’s avoidant behavior, including
truancy, and this could have affected the entire school day, there is little evidence on the
Student’s attainment in non-core classes during this period of time – certainly not enough
evidence to support a conclusion that the Student received no benefits during the school
day. The evidence focused on reading, writing and mathematics, the areas of specific
Learning Disability. The remedy will be similarly delimited.
I also limit the award in consideration of the equitable nature of the remedy. In
my view, a full day award would be excessive in relation to the serious challenge the
Page 37
36
District faced. Here, three separate disabling conditions made it extremely difficult to
manage the Student’s behavior. Moreover, the Student’s behavioral diagnosis was not
such as to absolve Student of all responsibility for willfully refusing to take advantage of
appropriate educational services that were offered. Also, I consider the periods of time in
which the Parent failed to cooperate with the District’s efforts to remediate the failures of
its own educational plan. All of these considerations lead me to limit the award on
equitable grounds. Therefore, I will award compensatory education in the amount of
three hours per day for every school day from May 10, 2008 to September 14, 2009. This
award does not include ESY during times when school was closed.
For the reasons stated above, I also will accord the usual period for discovery and
remediation of the deficiencies in the District’s educational plan. Therefore, sixty school
days will be deducted from the award.
Given the history of this matter, I conclude that it is necessary, equitable and
prudent to limit the purposes for which the award may be used. I will allow it to be used
for tutoring of the Student in an appropriate, research-based program addressing
Student’s needs in reading, writing and mathematics. I also will allow the award to be
used for counseling by a properly licensed or certified counselor, because behavior in my
view was the primary impediment to learning in this matter. Given the Parent’s lapses in
cooperation with the District and supervision of the Student, I will require the Parent’s
choice of service providers to be approved by Parent’s counsel of record and the District,
for compliance with the restrictions imposed by this order. Parent’s counsel of record
will be the Parent’s current counsel at the time when the Parent makes a choice of service
provider under this Order.
Page 38
37
CONCLUSION
For the reasons set forth above, I conclude that the District failed to provide a
FAPE to the Student from May 10, 2008 until September 14, 2009. I conclude that the
District appropriately offered to provide a FAPE for the remainder of the relevant period.
Therefore, I will direct the District to provide compensatory education as set forth above.
I decline to order reimbursement for the expert reports discussed above. Any claims not
specifically addressed by this decision and order are denied and dismissed.
ORDER
1. During the relevant time period, the District did not maintain an
inappropriate identification of the Student.
2. During the relevant time period, the District did not place the Student in an
inappropriate educational setting.
3. From May 10, 2008 to September 14, 2009, the District failed to provide the
Student with a free appropriate public education with regard to educational
needs in reading, writing and mathematics. From September 14, 2009 to
August 13, 2010, the District did not fail to provide a free appropriate
public education to the Student.
4. The District is hereby ordered to provide compensatory education to the Student in the
amount of three hours per school day during the period from May 10, 2008 to September
14, 2009, minus sixty school days as a reasonable discovery and remediation period. For
purposes of this Order, a school day is any day on which school was in session in the
District during the above stated period of time, not including ESY sessions.
5. The compensatory education ordered herein shall take the form of one to
one tutoring in reading, writing and/or mathematics in an appropriate,
research-based program, and/or counseling by an appropriately licensed or
certified provider of counseling services. Compensatory education may
occur after school, on weekends and/or during the summer months, when
convenient for the student and the family, and may be utilized after the
Student attains 21 years of age. Compensatory education must be in
addition to the then-current IEP and may not be used to supplant the IEP.
The hourly cost for compensatory education shall not exceed the hourly cost
Page 39
38
of salaries and fringe benefits for qualified professionals providing similar
services at the rates commonly paid by the District.
6. The hearing officer does not award reimbursement for private evaluations
by two private evaluators - by an educator of diabetes patients dated August
13, 2010 and October 30, 2010, and by a neuropsychologist dated August
23 and August 24, 2010.
William F. Culleton, Jr. Esq.
_____________________________
WILLIAM F. CULLETON, JR., ESQ.
HEARING OFFICER
March 13, 2011
