Lower Merion School District | Case 1698-10-11 | 2011-05-12
Pennsylvania special education due-process decision
- Case number
- 1698-10-11
- Date
- 05/12/2011
- Parties / district (official listing)
- Lower Merion School District
- Hearing officer
- William Culleton
- Issues (official listing)
- Extended School Year
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Decision text
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This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
Pennsylvania
Special Education Hearing Officer
DECISION
Child’s Name: L.P.
Date of Birth: [redacted]
ODR No. 1698-1011 KE
CLOSED HEARING
Parties to the Hearing: Representative:
Parent[s] Pro Se
Lower Merion School District Gail A. Weilheimer, Esquire
301 East Montgomery Avenue Wisler Pearlstine, LLP
Ardmore, PA 19003-3338 Blue Bell Executive Campus
460 Norristown Road, Suite 110
Blue Bell, PA 19422
Date of Mediation April 29, 2011
Date of Hearing: May 4, 2011
Record Closed: May 7, 2011
Date of Decision: May 12, 2011
Hearing Officer: William F. Culleton, Jr., Esquire
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INTRODUCTION AND PROCEDURAL HISTORY
Student is an eligible elementary school st udent; Student at all relevant times resided
within the Lower Merion School Di strict (District). (NT 80-84.) Student is identified with
Specific Learning Disability and Speech and La nguage Impairment under the Individuals with
Disabilities Education Act, 20 U.S.C. §1401 et seq. (IDEA). Ibid. Parents requested due process
to challenge the District’s offer and delivery of special education serv ices and Extended School
Year Services (ESY). 1 The District asserts that it ha s offered a Free Appropriate Public
Education (FAPE) as required by the IDEA.
This matter is bifurcated; I will address onl y the Parents’ challenge to the offered ESY
services in my decision today. All other issues raised by parent s’ Complaint and request for due
process will be addressed at a subsequent he aring, which is scheduled for June 7, 2011. In
addition, the District has filed a Complaint s eeking to defend its evaluation of Student in
response to Parents’ request for an independent educational evaluation. This issue also will be
heard on June 7.
The hearing was conducted on an expedited ba sis and concluded in one session. The
record closed upon receipt of transcripts. I conc lude that the District has offered appropriate
ESY services and that its offer is not a denial of a FAPE.
ISSUE
1. Was the District’s offer of ESY services in appropriate so as to deny a FAPE to the
Student?
1 In a prehearing ruling, I ruled that the Parents were entitled to an expedited hearing concerning ESY services.
(HO-1.) I also ruled that Parents could not require the District to convene a resolution meeting if mediation had
occurred. (NT 20-34; HO-2.) In addition, Parents had requested information and documents regarding the offered
ESY services. In a conference call, discussed at length on the record subsequently, I ordered the District to inform
the Parents orally as to what skills would be addressed in ESY. (NT 45-70.)
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FINDINGS OF FACT
1. In November 2010, Student displayed inconsistent attention and inefficiencies in auditory
discrimination and spoken language skills. St udent had educational needs in reading,
writing and mathematics. (S-1.)
2. Student displayed difficulties with atte ntion, hyperactivity, atypical and withdrawn
behaviors, and difficulties with executive functioning and communication with others.
(S-1.)
3. The District found that Student was not in n eed of direct occupational therapy services,
and that Student’s global speech and language skills were within national age norms.
(NT 221-222; S-1.)
4. In November 2010, the District provided an IEP with goals that addressed language
organization, word finding, vocabulary bu ilding, word associations, mathematics
computation and fluency, reading fluency, reading comprehension, and word writing
fluency. Base line data were taken at the beginning of the year and added to the goals in
January. Placement was supplemental lear ning support with itinerant speech and
language support. (NT 169-172, 213-214, 219; S-1, 2.)
5. The District provided an IEP with specially designed instruction that addressed auditory
discrimination, language organization and wo rd finding, sensory regulation, keyboard
skills, attention, organization, and assessm ent of reading, writing and mathematics
achievement. (NT 241-260; S-1.)
6. The District provided an IEP with rela ted services including speech and language
therapy, occupational therapy consultation, and teacher support through consultation with
special education teachers. (S-1.)
7. At the IEP team meeting on November 30, 2010, the IEP team found that the Student did
not need ESY because District staff determin ed that the Student had made progress in
acquisition of academic skills. (S-1.)
8. District staff concluded that AIMSweb a nd other data for the 2010-2011 school year
showed progress in comprehension, mathematics computation, concepts and applications,
and written expression. (NT 110-160, 260-262; S-2, 5.)
9. In March 2011, the District found Student eligible for ESY due to recently acquired skills
that needed to be consolidated and maintained over the summer recess. The District
recognized that these skills include read ing fluency, reading comprehension, writing
fluency, writing content, mathematics comput ation and mathematics application, as well
as speech and language skills. (NT 147-149, 152-158, 267-269; S-4, 5, 7.)
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10. The ESY IEP created in March 2011 offered to provide six weeks of one to one tutoring
in mathematics, reading, and writing, two hours per week for each subject. (S-5, 6, 7.)
11. The ESY IEP created in March 2011 offered to provide six weeks of one to one tutoring
in speech and language skills, one-half hour per week. This represented a maintenance of
the level of services provided in the IEP for the school year. (S-5, 6, 7.)
12. The Parents had requested more hours than or iginally offered and the District expanded
the number of hours of instruction for the ESY program. (NT 149-152.)
13. Parents expressed concern over slurred sp eech and word omissions in sentences;
however, the District’s speech and language pathologist found no diction difficulties of
clinical concern. (S-5.)
14. The District provided a NOREP that showed the services offered, the data upon which
the eligibility determination had been made , and reason for finding Student eligible and
the alternatives considered. District pers onnel explained the educational needs and skills
to be addressed in ESY, as well as the servi ces to be offered, repeat edly and thoroughly.
(NT 153-158, 164-178, 235-236; S-6 p. 9 to 13, S-7.)
15. Parents asked for copyrighted assessment form s with the original data recorded on them
and the District declined to provide them. Parents asked to see th e kinds of mathematics
problems the Student was learning to solv e and these were provided. (NT 183, 229-231,
233-234.)
16. Parents disapproved the ESY IEP and NOREP on March 28, 2011, requesting both
mediation and due process. (S-7.)
DISCUSSION AND CONCLUSIONS OF LAW
BURDEN OF PROOF
The burden of proof is composed of two cons iderations, the burden of going forward and
the burden of persuasion. Of these, the more e ssential consideration is the burden of persuasion,
which determines which of two contending partie s must bear the risk of failing to convince the
finder of fact.
2 The United States Supreme Court has ad dressed this issue in the case of an
administrative hearing challenging a special education IEP. Schaffer v. Weast, 546 U.S. 49, 126
2 The other consideration, the burden of going forward, simply determines which party must present its evidence
first, a matter that is within the discretion of the tribunal or finder of fact (which in this matter is the hearing officer).
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S.Ct. 528, 163 L.Ed.2d 387 (2005). There, the Cour t held that the IDEA does not alter the
traditional rule that allocates the burden of persuasion to the party that requests relief from the
tribunal. Thus, the moving party mu st produce a preponderance of evidence
3 that the District
failed to fulfill its legal obligations as alleged in the due process Complaint Notice. L.E. v.
Ramsey Board of Education, 435 F.3d 384, 392 (3d Cir. 2006)
In Weast, the Court noted that the burden of persuasion determines the outcome only
where the evidence is closely balanced, which the Court termed “equipoise” – that is, where
neither party has introduced a preponderance of evidence to support its contentions. In such
unusual circumstances, the burden of persuasion provides the rule for decision, and the party
with the burden of persuasion will lose. On the other hand, whenever the evidence is
preponderant (i.e., there is greater evidence) in favor of one party, that party will prevail.
Schaffer, above.
Based upon the above rules, the burden of proof, and more specifically the burden of
persuasion in this case, rests upon the Parents, who initiated the due process proceeding with
regard to ESY, the only issue addressed in this decision. If the Parents fail to produce a
preponderance of the evidence in support of their cl aim, or if the evidence is in “equipoise”, the
Parents cannot prevail.
OBLIGATION TO PROVIDE A FREE APPROPRIATE PUBLIC EDUCATION
The IDEA requires that a state receiving federal education funding provide a “free
appropriate public education” (F APE) to disabled children. 20 U.S.C. §1412(a)(1), 20 U.S.C.
§1401(9). School districts provide a FAPE by designing and administering a program of
3 A “preponderance” of evidence is a quantity or weight of evidence that is greater than the quantity or weight of
evidence produced by the opposing party. Dispute Resolution Manual §810.
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individualized instruction that is set forth in an Individualized Education Plan (“IEP”). 20
U.S.C. § 1414(d). The IEP must be “reasonably calculated” to enable the child to receive
“meaningful educational benefits” in light of the student's “intellectual potential.” Shore Reg'l
High Sch. Bd. of Ed. v. P.S., 381 F.3d 194, 198 (3d Cir. 2004) (quoting Polk v. Cent.
Susquehanna Intermediate Unit 16, 853 F.2d 171, 182-85 (3d Cir.1988)); Mary Courtney T. v.
School District of Philadelphia, 575 F.3d 235, 240 (3 rd Cir. 2009), see Souderton Area School
Dist. v. J.H., Slip. Op. No. 09-1759, 2009 WL 3683786 (3d Cir. 2009).
“Meaningful benefits” means that an eligib le child’s program affords him or her the
opportunity for “significant learning.” Ridge wood Board of Educati on v. N.E., 172 F.3d 238,
247 (3d Cir. 1999). In order to pr operly provide FAPE, the child’s IEP must specify educational
instruction designed to meet hi s/her unique needs and must be accompanied by such related
services as are necessary to permit the child to benefit from the instruction. Board of Education
v. Rowley, 458 U.S. 176, 181-82, 102 S.Ct. 303 4, 1038, 73 L.Ed.2d 690 (1982); Oberti v. Board
of Education, 995 F.2d 1204, 1213 (3d Cir. 1993). An eligible student is denied FAPE if his or
her program is not likely to produce progress, or if the program affords the child only a “trivial”
or “de minimis” educational benefit. M.C. v. Central Regional School District, 81 F.3d 389, 396
(3rd Cir. 1996), cert. den. 117 S. Ct. 176 (1996); Polk v. Central Susquehanna Intermediate Unit
16, 853 F. 2d 171 (3rd Cir. 1988).
However, under the Supreme Court’s interpre tation of the IDEA in Rowley and other
relevant cases, a school district is not necessarily required to provide the best possible program to
a student, or to maximize the stude nt’s potential. Rather, an IEP must provide a “basic floor of
opportunity” – it is not required to provide the “optimal level of services.” Mary Courtney T. v.
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School District of Philadelphia, 575 F.3d at 251; Carlisle Area School District v. Scott P., 62
F.3d 520, 532 (3d Cir. 1995).
The law requires only that the plan and its execution we re reasonably calculated to
provide meaningful benefit. Carlisle Area Sc hool v. Scott P., 62 F.3d 520, (3d Cir. 1995), cert.
den. 517 U.S. 1135, 116 S.Ct. 141 9, 134 L.Ed.2d 544(1996)(appropriateness is to be judged
prospectively, so that lack of pr ogress does not in and of itself re nder an IEP inappropriate.) Its
appropriateness must be determined as of the time it was made, and the reasonableness of the
school district’s offered program should be judged only on the basis of the evidence known to
the school district at the time at which the offer was made. D.S. v. Bayonne Board of Education,
602 F.3d 553, 564-65 (3d Cir. 2010).
LEGAL STANDARD FOR DETERMINING APPROPRIATENESS OF ESY SERVICES
The federal regulations implementing the IDEA require local educational agencies to
provide ESY services to an eligible student if necessary to assure that he or she receives a FAPE.
34 C.F.R. §300.106. Pennsylvania special educatio n regulations specify the criteria for
determination of a need for ESY and the kinds of data that can be cons idered in making that
determination. 22 Pa. Code §14.132. School dist ricts must determine ESY services on an
individualized basis and consid er all components of a student’s educational needs. Battle v.
Pennsylvania, 629 F.2d 269 (3d Cir. 1980), cert. denied, 452 U.S. 968 (1981). The Pennsylvania
Department of Education Basic Education Circular on Extended School Year services directs the
IEP team to consider the extent to which students have mastered and consolidated specific skills.
Further, the team must consider the extent to whic h a skill or behavior is particularly crucial for
the student to meet the IEP goals of self-suffi ciency or independence from caretakers. Basic
Education Circular, Extended School Year Elig ibility (April 1, 2003)(BEC ). Thus, the purpose
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of ESY in most cases is to prevent regression or other damage to the Student’s ability to make
meaningful educational progress on his or her IEP goals, caused by the normal breaks in
schedule in a typical school year. See, 22 Pa. Code §14.132; BEC, Extended School Year
Eligibility (recommending finding of eligibility if student’s needs “make it unlikely that the
student will maintain skills and behaviors rele vant to IEP goals and objectives … .”) The
Pennsylvania regulation, 22 Pa. Code §14.132(a)(1 ), requires the “school entity” to both
determine eligibility and “make subsequent determinations about the services to be provided.”
Moreover, the District must provide written prio r notice of any pro posal to initiate
services. 20 U.S.C. §1415(b)(3 ); 20 U.S.C. §1415(c). This should address the Student’s
eligibility and its basis, the kinds of assessments that the District relied upon in making that
assessment, a description of other options and other factors considered, and the procedural
safeguards and sources of information on parent al rights that the law mandates. 22 U.S.C.
§1415(c); 34 C.F.R. § 300.503. BEC, Extended School Year Eligibility, above.
In the present matter, the evidence is pre ponderant that the Distri ct complied with all
applicable legal requirements for ESY services. The District provided i ndividualized evaluation
data that appeared to identify th e Student’s unique needs for educational services. (FF1-3.) The
District provided an IEP with goals and specially designed instruction and related services that
addressed the identified needs. (FF 4-6.) In March 2011, the District revised the IEP to find that
the Student was eligible for ESY services, which would continue to teac h according to the IEP
goals. (FF 7, 9-11.) The District based this de termination, not on regression or recoupment data
– there was no such data – but upon the District ’s finding that the Student had been making
progress and that it would benefit the Student to have summer services to maintain that progress.
(FF 9.) This determination, deviating from the mo st frequent and routine criterion of regression
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and recoupment, in itself showed an individuali zed assessment of ESY eligibility based upon the
Student’s unique circumstances.
The District also made the determination of services to be provided, as required by the
Pennsylvania regulation. 22 Pa. Code §14.132(a)(1). Although the District had offered a lower
level of services for reading, writing, math ematics and speech and language, the District
increased the level of services when Parents indi cated their opinion that the originally offered
level of services was too low. (FF 12.)
Parents argue that the District did not fulf ill its legal responsibilities because Parents
came away from numerous meetings with ques tions yet unanswered about the needs to be
addressed and the exact goals and how they would be implemented. This is not persuasive to
me. I note that the District spent unusual amount s of time trying to answer Parents’ questions
and was still unable to answer them all; more questions kept aris ing in Parents’ minds. (FF 13-
15.) Indeed, the record will show that the same dynamic prevailed during the pre-hearing phase
of this matter and even during the hearing. While the Parents are entitled to ask all the questions
they want to ask, and the District is obligated to make a good faith and professional response,
trying to answer the questions, the law does not obligate any agency to satisfy the Parents’
subjective desire for more information. Nor are professionals required to disclose every detail of
their professional actions while teaching. At so me point, the law assume s that the parties will
establish some minimal level of trust, such that educational professionals will be allowed to do
the work delegated to them for the benefit of the children assigned to them.
Parents questioned the progress that Student had made, cogently pointing out that the
AIMSweb data submitted in the record showed inc onsistent scores that scattered slightly around
the trend line. The witnesses refuted these arguments in the course of testimony; it was clear that
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there is usually some scatter in data on a graph, but that the trend line is the key information to
be observed, and in this matter the trend lines we re upward in most areas of learning. (FF 8.)
The parents provided no evidence that the professionals’ interpretation of the data was erroneous.
Thus, the evidence is preponderant that the Dist rict’s finding of Student ’s progress during the
2010-2011 school year justified the e ligibility category determined by the District – maintaining
recent educational gains.
Parents testified that the Student slurred wo rds and omitted words from sentences. (FF
13.) Thus Parents argued that the District should have expanded the scope of speech and
language therapy offered in the ESY program. However, the District speech and language
therapist did not observe these be haviors at a clinica lly significant level, ibid., and I find no
corroboration of Parents’ allegations. Thus, the ev idence is preponderant against Parents on this
argument.
In making these findings and reaching these conclusions, I rely in part upon the
credibility of witnesses. I f ound that the District’s special education teacher and speech and
language therapist were credible and reliable. Their dem eanor throughout was professional.
Their testimony in all significant respects is corroborated by the wr itten record, and the logic of
their actions and testimony was clear to me. Ther efore, I accord greater weight to the testimony
of the District’s credible witnesses.
CONCLUSION
I conclude that the District’s offer of ESY services was appropriate. Any claims
regarding expedited issues that are not specifically addressed by this decision and order are
denied and dismissed.
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ORDER
1. The District’s offer of ESY services was ap propriate and did not deny a FAPE to the
Student.
William F. Culleton, Jr. Esq.
_____________________________
WILLIAM F. CULLETON, JR., ESQ.
HEARING OFFICER
May 12, 2011
