Lower Merion School District | Case 26270-21-22 | 2022-04-28
Pennsylvania special education due-process decision
- Case number
- 26270-21-22
- Date
- 04/28/2022
- Parties / district (official listing)
- Lower Merion School District
- Hearing officer
- Brian Ford
- Issues (official listing)
- Discipline
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed from
the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
Pennsylvania Special Education Hearing Officer
Final Decision and Order
ODR File Number:
26270-21-22
CLOSED HEARING
Child’s Name:
J.S.
Date of Birth:
[redacted]
Parents:
[redacted]
Counsel for Parents:
Nicole Reimann, Esq.
7 Bala Ave., Suite 202
Bala Cynwyd, PA 19004
Local Education Agency:
Lower Merion School District
301 E. Montgomery Ave.
Ardmore, PA 19003
Counsel for the LEA:
Amy Brooks, Esq.
Arin Schein, Esq.
460 Norristown Road, Suite 110
Blue Bell, PA 19422
Hearing Officer:
Brian Jason Ford, JD, CHO
Date of Decision:
04/28/2022
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Introduction and Procedural History
This expedited special education due process hearing concerns the
educational rights of a student (the Student).1 The Student was recently
identified as a child with disabilities as defined by the Individuals with
Disabilities Education Act (IDEA), 20 U.S.C. § 1400 et seq.
On March 24, 2022, the Student’s parents (the Parents) initiated this matter
by filing an expedited due process hearing request with the Office for
Dispute Resolution (ODR). In their complaint, the Parents allege that the
Student exhibited behaviors that are a function of the Student’s disability.
The behaviors violated the District’s code of conduct, and the District
initiated expulsion proceedings. The Parents sought an order prohibiting the
District from expelling the Student. The Parents raised other claims and
sought other relief as well.
On March 25, 2022, the District filed an answer and a motion for this matter
to be heard on the IDEA’s standard statutory hearing timeline, not the
expedited timeline.
ODR initially assigned the matter to a different hearing officer and then
transferred the matter to me. I assumed jurisdiction on March 28, 2022.
On March 29, 2022, the Parents responded to the District’s motion.
Later on March 29, 2022, I issued a pre-hearing order, resolving the
District’s motion by granting it in part and denying it in part. The pre-
hearing order speaks for itself but, for context, I found that the Parents’
demand for an order prohibiting the District from expelling the Student was
an expedited issue. I found that the other issues were not expedited, no
matter how urgent.
In the pre-hearing order and in an email transmitting the pre-hearing order I
stated my understanding that facts concerning the expedited issue were not
in dispute, and that the expedited issue could be resolved as a matter of
law. I instructed the parties to file joint stipulations (in the alternative, I
instructed the parties to file statements as to what facts are in dispute).
On April 5, 2022, the parties filed joint stipulations concerning the expedited
issue.
1 Except for the cover page, identifying information is omitted to the extent possible.
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On April 11, 2022, I convened a pre-hearing conference call to clarify the
parties’ positions and confirm facts that were not directly addressed in the
stipulations. After the call, I sent an email to the parties to confirm my
understanding of the facts discussed during the call. The parties replied,
confirming that the facts in my email are not in dispute.
As discussed below, I find in favor of the Parents. The District may not expel
the Student.
Bifurcation
This matter is hereby bifurcated. The expedited issue is resolved through
this decision and order, which is a final decision and order, and is
appealable. Information concerning appeals will be included with the
transmission of this decision to the parties.
The remaining issues raised in the Parents’ due process complaint will be
heard separately on the IDEA’s normal statutory timeline. ODR has assigned
a separate file number for the non-expedited portion of this matter: 26336-
21-22
Issue
The single issue in this matter is: may the District expel the Student?
Stipulations and Facts
The parties’ joint stipulations of fact are included below. I have made no
changes except for redacting the student’s name and initials. In addition to
the stipulations, the parties confirmed that other facts are not in dispute.
Those facts, and other information from the pleadings, are also included in
this section. I have also included information about the parties’ positions to
provide context. None of the facts in this section are disputed except as
noted.
1. At all times, through the present and ongoing, the District was and is
the Student’s Local Education agency (LEA) as defined by the IDEA.
2. The Student was enrolled in the District’s high school during November
19 through 22, 2021 (Friday through Monday). During this time, the
Student engaged in conduct – including online conduct generated
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outside of school – that the District determined was a violation of its
code of conduct.2
3. The Student was not identified as a child with a disability as defined by
the IDEA at the time of the behavioral incident.
4. The Parents allege that the District initiated disciplinary proceedings
against the Student following the behavioral incident. This included a
recommendation from District personnel to the District’s Board to
expel the Student. It is not clear if the District agrees with the Parents’
characterization.
5. There is no dispute that the District issued a “Notice of
Recommendation for Expulsion and Notice of Expulsion Hearing” (the
Expulsion Notice) on February 18, 2022. Discussed below, the status
of the Expulsion Notice is in dispute.
6. Following the behavioral incident, the District placed the Student in a
District-funded, private, remote education program.
7. Following the behavioral incident, the District either funded or
conducted an evaluation to determine whether the Student is a child
with a disability as defined by the IDEA. The evaluation was completed
with the issuance of an Evaluation Report dated March 9, 2022.
8. There is no dispute that the District re-issued the Expulsion Notice on
March 14, 2022. Again, discussed below, the status of the Expulsion
Notice is in dispute.
9. The parties stipulate that at a “meeting on March 17, 2022, the
District’s Multi-Disciplinary Team reviewed and agreed with the initial
evaluation dated March 9, 2022 (which was emailed to Parents on
March 11, 2022) that [the Student] is a child with a disability pursuant
to the Individuals with Disabilities Education Act[.]”
10. The parties further stipulate that at “the meeting on March 17, 2022,
the IEP team determined that the November 19-22, 2021 conduct,
which the District alleges violated the District’s Code of Conduct, was a
manifestation of [the Student’s] disability[.]”
2 The Parents aver that this conduct occurred primarily outside of school. It is not clear if
the Parents agree that the Student’s behavior violated the District’s code of conduct. The
Parents agree, however, that the District determined that the Student’s behaviors violated
its code of conduct.
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11. The parties further stipulate that “None of the exceptions at 20 U.S.C.
§ 1415(k)(1)(G) apply in this case.”3
12. After some time in the remote education program, the Parents enrolled
the Student in a private school. The Parents selected the private
school and are funding the Student’s tuition.4
The Student’s Enrollment Status
The parties do not agree about the Student’s enrollment status. The Parents
take the position that the Student is enrolled in the District because the
Student never dis-enrolled from the District. The District takes the position
that the unilateral parental placement in a private school terminated the
Student’s enrollment. The distinction is irrelevant.
Enrollment is rarely an issue in special education cases. When enrollment is
an issue, it relates to a school’s LEA status. For example, if a student enrolls
in another school district, charter school, or cyber charter school, the new
school becomes the Student’s LEA. That situation does not apply in this
case. Rather, strictly from an LEA status point of view, the circumstances of
this case are no different from cases in which parents enroll their children in
a private school and then seek tuition reimbursement. Further, the District
agrees that it is the Student’s LEA. The Parents, therefore, may bring this
hearing against the District and the District is a proper party. See, e.g. 20
U.S.C. § 1415.
The Status of Expulsion Proceedings
The parties do not agree about the status of the Expulsion Notice or
expulsion proceedings. The District avers that the Expulsion Notice is in
abeyance and, therefore, it “has not noticed any expulsion proceedings
currently.” The Parents aver that the Student has been under threat of
expulsion since February 18, 2022.
I need not resolve the status of the Expulsion Notice to resolve this matter,
and therefore I decline to do so. Such resolution is not necessary because
the parties confirmed the following (from my post-call email):
3 I accept this stipulation as a statement that facts that could trigger the exceptions did not
occur.
4 The District characterizes this as a unilateral parental placement. The Parents describe this
as “self-help” in the absence of an appropriate in-District placement and as a response to
the District’s threat of expulsion.
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Finally, despite any prior notices, the District avers that
expulsion proceedings are not currently scheduled or pending,
but that there are circumstances under which the District would
convene an expulsion hearing. Specifically, circumstances under
which the Student would return to the District’s high school may
prompt the District to convene an expulsion hearing. Examples
include, without limitation, the Parents’ rejection of the initial
provision of special education combined with what the District
describes as the Student’s re-enrollment. The Parents argue that
those circumstances are less than theoretical, as they are
demanding appropriate special education as part of their due
process complaint.
Whether or not an expulsion notice is currently pending is irrelevant. The
District has confirmed that certain actions may trigger expulsion proceedings
relating back to an incident that is a manifestation of the Student’s disability.
As such, the District takes the position that it may still expel the Student for
behaviors that are a manifestation of the Student’s disability. The only
question presented in this part of the hearing, therefore, is not moot.
The IDEA’s Disciplinary Protections
The IDEA includes disciplinary protections for children with disabilities. First
among these is a manifestation determination. A manifestation
determination is decision made by a multidisciplinary team – including the
parents – as to whether a child’s behavior is a manifestation of the child’s
disability before the LEA can effectuate a disciplinary change in placement.
See 20 U.S.C. § 1415(k)(1)(E)(i).
The IDEA establishes factors that the multidisciplinary team must resolve to
determine whether the child’s behavior is a manifestation of the child’s
disability. See 20 U.S.C. §§ 1415(k)(1)(E)(i)(I), (II); 1415(k)(1)(E)(ii).5 If
the multidisciplinary team determines that the child’s behaviors are a
manifestation of the child’s disability, the LEA must take certain actions. See
20 U.S.C. § 1415(k)(1)(F). Specifically, the LEA must:
(i) conduct a functional behavioral assessment, and implement a
behavioral intervention plan for such child, provided that the local
educational agency had not conducted such assessment prior to
5 The particular factors are not relevant because the multidisciplinary team determined that
the Student’s behaviors are a manifestation of the Student’s disability and the District
concedes this point.
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such determination before the behavior that resulted in a change in
placement described in subparagraph (C) or (G);
(ii) in the situation where a behavioral intervention plan has been
developed, review the behavioral intervention plan if the child
already has such a behavioral intervention plan, and modify it, as
necessary, to address the behavior; and
(iii) except as provided in subparagraph (G), return the child to the
placement from which the child was removed, unless the parent
and the local educational agency agree to a change of placement as
part of the modification of the behavioral intervention plan.
IDEA regulations extend these protections to students who have not been
identified as children with disabilities at the time of the disciplinary infraction
if the LEA has a basis of knowledge that the student is a child with a
disability. As discussed in the pre-hearing order, those regulations are not
applicable in this case because the District evaluated the Student and
convened a manifestation determination meeting.
The IDEA also includes exceptions whereby an LEA may unilaterally change a
student’s placement even if the student’s behaviors are a manifestation of
the student’s disabilities. See 20 U.S.C. § 1415(k)(1)(G). The parties
stipulate that those exceptions do not apply in this case.
Discussion
The IDEA prohibits the District from expelling the Student. The
multidisciplinary team determined that the Student’s behaviors are a
manifestation of the Student’s disability. An expulsion is a disciplinary
change in placement. The IDEA unambiguously forbids the District from
unilaterally imposing a disciplinary change in placement resulting from
behaviors that are a manifestation of the Student’s disability.
I recognize the distinction between convening an expulsion hearing and
expelling the Student. An expulsion hearing is a separate proceeding in
which the District’s Board (or someone appointed by the Board) would hear
evidence and then decide whether to accept the expulsion recommendation.
My authority to prohibit the District from convening an expulsion hearing is
questionable. However, I cannot understand the logic of convening an
expulsion hearing when the IDEA prohibits the District from expelling the
Student. The District may not use a state law process to seek a result
prohibited by federal law, and so I cannot permit the District to proceed to
an expulsion hearing.
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Nothing herein concerns the District’s rights pursuant to 34 C.F.R. §
300.352(a) and (b)(2)(ii). Similarly, nothing herein alters the Parents’ right
to educate the Student privately at their own expense, seek tuition
reimbursement, or demand an appropriate placement within the District.
The order below enables the Parents to seek a special education placement
for the Student within and from the District without fear of triggering
expulsion. I make no determination about what an appropriate special
education program for the Student must include or where such a program
may be implemented. Those issues will be addressed in the bifurcated
portion of this hearing.
Even if I lack authority to prohibit the District from convening an expulsion
hearing, I have authority to prohibit the District from expelling the Student.
The District may not unilaterally impose a disciplinary change in placement
for conduct that is a manifestation of the Student’s disability unless an
exception applies. In this case, the District agrees that the Student’s conduct
is a manifestation of the Student’s disability and that the exceptions do not
apply. If the District convenes an expulsion hearing and the Board issues an
expulsion order, the District may not effectuate that order.
The District’s offer to hold expulsion proceedings in abeyance, provided that
the Student makes no effort to return to the District’s high school does not
change this determination. First, the Parents seek the Student’s return to
the District’s high school through their due process complaint. The condition
under which the District will proceed to an expulsion hearing will likely be
met if the Parents prevail in the bifurcated portion of this hearing. Second,
the timing of the expulsion proceeding is irrelevant. No matter when an
expulsion hearing convenes, the District may not unilaterally implement a
disciplinary change in placement resulting from the Student’s behaviors on
November 19-22, 2021.
I also disagree with the Parents’ argument that the IDEA’s disciplinary
protections require the District to return the Student to its high school. The
IDEA requires the District to “return the child to the placement from which
the child was removed.” Nothing establishes that the District removed the
Student. Rather, the Student began taking remote classes at the District’s
expense and then enrolled in a private school at the Parents’ expense.
Regardless of the parties’ characterizations, the Student’s current placement
is not a removal by any definition. The order below prohibits the District
from expelling the Student but does not require the District to place the
Student is its high school.
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Conclusions
To the extent that I have authority to bar the District from convening an
expulsion hearing for the Student, I do so bar the District. I cannot permit
the District convene a hearing to obtain a result that the IDEA prohibits.
Should the District convene an expulsion hearing, the District may not expel
the Student for the incident between November 19 and 22, 2021. Such an
expulsion would be a unilateral disciplinary change in placement. The IDEA
prohibits this because the Student’s behaviors were a manifestation of the
Student’s disability and none of the exceptions apply.
All other issues in the Parents’ complaint are bifurcated and will be heard in
accordance with the IDEA’s statutory hearing timeline.
An appropriate order follows.
ORDER
Now, April 28, 2022, it is hereby ORDERED as follows:
1. The District may not convene an expulsion proceeding in relation to
the Student’s alleged volitions of the District’s code of conduct
between November 19 and 22, 2021.
2. If the District convenes an expulsion hearing in volition of this order,
and if the District’s board adopts the District’s expulsion
recommendation or otherwise expels the Student, the District shall not
enforce or effectuate that order.
3. This matter is bifurcated. All other issues raised in the Parents’ due
process complaint shall be heard in accordance with the IDEA’s
hearing timeline.
/s/ Brian Jason Ford
HEARING OFFICER
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