Lower Merion School District | Case 9419-08-09 | 2009-10-19
Pennsylvania special education due-process decision
- Case number
- 9419-08-09
- Date
- 10/19/2009
- Parties / district (official listing)
- Lower Merion School District
- Hearing officer
- Linda Valentini
- Issues (official listing)
- Tuition Reimbursement Free Appropriate Public Education Speech/Language Impairment Placement
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed
from the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
PENNSYLVANIA
SPECIAL EDUCATION HEARING OFFICER
DECISION
DUE PROCESS HEARING
Name of Child: Student
ODR #9419/08-09 AS
Date of Birth:
Xx/xx/xx
Dates of Hearing:
March 31, 2009
June 8, 2009
August 5, 2009
September 1, 2009
CLOSED HEARING
Parties to the Hearing: Representative:
Michael Connolly
Connolly, Jacobson & John
188 North Main Street
Doylestown, Pennsylvania 18901
Lower Merion School District Amy Brooks, Esquire
301 E. Montgomery Avenue Wisler Pearlstine
Ardmore, Pennsylvania 19003 484 Norristown Road, Suite 100
Blue Bell, Pennsylvania 19422
Date Record Closed: October 6, 2009
Date of Decision: October 19, 2009
Hearing Officer: Linda M. Valentini, Psy.D., CHO
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Background
The Student1
is a primary grades aged student who is eligible for special education
services under the classification of speech/language impairment. The Student’s Parents
unilaterally placed the Student in a private school and requested this hearing seeking
tuition reimbursement which the District had denied.
Issues
Did the Lower Merion School District fail to offer an appropriate program and placement
for Student for the 2008-2009 school year?
If the Lower Merion School District failed to offer an appropriate program and placement
for Student for the 2008-2009 school year, was the placement unilaterally chosen by the
Parents appropriate?
If the Lower Merion School District failed to offer an appropriate program and placement
for Student, and the placement unilaterally chosen by the Parents was appropriate, are
there equitable considerations that would remove or reduce the District’s obligation for
tuition reimbursement?
Findings of Fact
1. Student is a primary grades-aged eligible student residing in the Lower Merion
School District. The Parents first suspected that Student had a disability around
age two when Student was not talking; Student had four or five words at age two-
and-a-half. [NT 34]
2. The Parents started Student in speech/language therapy at about age two-and-a-
half. Student continued private speech therapy, usually twice a week, and then
once a week when kindergarten started, including participation in summer
preschool speech/language classes two or three days a week with six children, one
speech therapist and two assistants. At times Student was receiving from 12 to 15
hours of speech/language therapy a week. [NT 36, 49-50, 1041-1042, 1053-1055]
3. Student displayed a very dense or complex language disorder, impacting not just
one or two areas but all areas of language. Despite having at least average
intelligence and speech/language therapy continuously from age two-and-a-half-
years through kindergarten the language skills gap did not close. [NT 1024, 1048-
1049]
1 The name, age, gender and current school of the Student is not used in this decision in order to preserve
the Student’s privacy.
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4. Shortly before Student’s third birthday a neurologist at a local hospital for
children diagnosed the Student with oro-motor apraxia2. [NT 35-36; J 26]3
5. A psychological evaluation performed privately in March 2008 using the
Wechsler Preschool and Primary Scale of Intelligence – Third Edition [WPPSI
III] found a 40-point spread between Student’s Performance score [IQ 110 High
Average Range] and Verbal score [IQ 70 Borderline Range]. This is, according
to the District’s psychologist, a large or significant discrepancy that is not typical
for a student with a speech/language delay. [NT 255, 257; HO-2]
6. A psychological evaluation performed in July 2008 by the District using the
Pictorial Test of Intelligence – Second Edition, an instrument that minimizes the
child’s need for verbal language response as only pointing is required, resulted in
a Total Test standard score of 102, equivalent to a non-verbal IQ. The District
psychologist opined that this score was a low estimate of Student’s cognitive
abilities as items were administered orally to Student and Student’s difficulties in
language comprehension/processing adversely affected Student’s scores on this
cognitive assessment just as these same difficulties had affected the achievement
test administered by the private evaluator. [NT 263, 270; J-13, HO-2]
7. The District psychologist noted that in addition to showing up on formal testing
Student’s difficulty with processing language was apparent in regular
conversation in the one-to-one testing situation when Student did not understand
what was being asked. [NT 286; J-13]
8. A private speech/language evaluation performed in June 2008 using the Clinical
Evaluation of Language Fundamentals – Preschool 2 found Student at the 0.5
percentile in word structure, the 1
st percentile in sentence structure, the 2nd
percentile in word classes- expressive and word classes – total, the 5th percentile
in expressive vocabulary, concepts and following directions, and word classes –
receptive, and the 9
th percentile in recalling sentences. [J-5]
9. Summary scores on the CELF Preschool 2 were the 0.5 percentile on Core
Language, and the 1st percentile on Receptive Language, Expressive Language,
Language Content and Language Structure. Student presented with a significant
deficit across all aspects of speech/language development despite several years of
intensive speech/language therapy. [NT 1034-1035; J-5]
10. The private speech/language evaluator diagnosed Student with a Mixed
Expressive-Receptive Language Disorder. [J-5]
11. The District performed a speech/language evaluation in July 2008. On the
Comprehensive Assessment of Spoken Language (CASL) Student received a
Core Composite Language Score of 73. An average score would be 100. Student
2 Encompasses oral-motor apraxia; the terms were used interchangeably in the hearing. [NT 1016 -1017]
3 The parties cooperated in providing Joint Exhibits.
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scored a 73 on a test of expressive language [EVT] and a 75 on a test of receptive
language [PPVT]. [J-13]
12. The District’s Evaluation Report was provided to the Parents sometime between
July 30, 2008 and August 12, 2008. [J- 13, J-14]
13. The District’s Evaluation Report concluded that Student possessed at least
average range cognitive abilities and demonstrated at least average early academic
skills, but that Student’s performance on speech/language assessments indicated
that Student’s skills were “not sufficient for making progress in the general
education curriculum setting without intervention”. [J-13]
14. At one point in preschool the private speech/language pathologist and the Parents
thought that Student might be better served in a more intensive setting, so
application was made to the language enrichment preschool program at a local
college’s child development program. However, Student was determined to be
inappropriate for the program because of the severity of Student’s language delay.
[NT 1013-1014, 1069]
15. Student attended a private kindergarten in a class of six students, chosen because
the program was a full day kindergarten program. [NT 37, 1044]
16. In the kindergarten class of six children Student had daily difficulties related to
Student’s speech/language disability, including becoming frustrated at Student’s
inability to communicate. Student was still seeing the private speech/language
therapist once a week. [NT 38, 43-44, 50-52; J-1]
17. The Parents explored the program in a private school for children with learning
differences in spring 2008 prior to 1
st grade but the school rejected Student
because Student’s speech/language delay was too significant. The private school
wrote: “The amount of support and intervention [Student] needs is significantly
more than we can provide, even in this very small classroom setting. [NT 67-68;
J-2]
18. The Parents enrolled Student in the District on May 7, 2008 and also contacted
the private school where Student is now currently enrolled. [NT 56, 69]
19. As the Parents were given the impression that there was high demand for a few
slots at the current private school they were willing to secure Student’s place at
the private school by signing a contract, thinking that if the District offered an
appropriate program another child would take the slot and they could be released
from the contract. The Parents were willing to forego the $2,650 non-refundable
deposit in order to have a place saved for Student as Student had been rejected
from two previous specialized settings because of the severity of Student’s
speech/language disability and they did not know what the District could offer.
[NT 73-75]
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20. On August 13, 2008, citing IDEIA requirements, the Parents provided the District
written notice of their intent to enroll Student in the private school. However,
they also clearly stated, “Again, if we are able to develop an appropriate program
and placement for [Student] at our August 26
th meeting4
, as we hope we can,
proceeding with private placement as described above will not be necessary.” [J-
14]
21. The teacher who would have taught Student in 1st grade in the District has
certifications in regular education, special education and as a reading specialist.
She has not been employed as either a special education teacher or a reading
specialist. She has been a regular education 1
st grade teacher for nine years, two
of these years being in the District. [NT 430]
22. The teacher in the proposed classroom, over her nine years of teaching 1st grade,
has had about fifteen children with IEPs; she has had three or four children with
speech/language only IEPs. [NT 461-462, 532]
23. The classroom proposed for Student has 19 children; Student would have been the
20
th. [NT 429, 432]
24. The classroom has the one teacher, and one aide. However the aide serves as the
one-to-one staff person for a single child and does not assist the entire class. [NT
432, 486]
25. The classroom Student would have entered had two children with IEPs; one child
has multiple learning needs and one has emotional needs. [NT 435]
26. The teacher in the proposed classroom did not see the private speech/language
report or the private psychological report prior to or during participation in the
IEP meeting. She did not see the District’s ER prior to participating in the IEP
meeting. [NT 436-437]
27. The teacher would have been responsible for implementing all the goals on the
IEP. [NT 440]
28. The teacher assumed that the baselines for Student’s goals were independent of
prompts for following directions. [NT 441-442]
29. The teacher’s classroom is rich in visual material and she uses a variety of non-
verbal signals for the class. [NT 450; J-37]
30. In order to be able to respond to or provide a non-verbal signal for not
understanding something asked of the class of 20, Student would have to
4 A scheduled IEP meeting.
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recognize that Student did not understand what was being required. [NT 451-
452]
31. The teacher provides one-to-one or small group instruction to children in the
context of the 20-child class by having the rest of the children work independently
in small groups. When the children are working independently in the small
groups they are supposed to ask one another in the group if they do not
understand something, or ask another group, before interrupting the teacher. [NT
456-458, 486-487]
32. The District’s speech/language therapist testified that class size is irrelevant to her
decisions regarding speech and language services, when there are no other issues
involved. [NT 983]
33. The private speech/language therapist testified that one of the biggest issues [in
deciding on a placement for Student] was the class size. [NT 1021]
34. The private speech/language therapist opined that given Student’s less developed
vocabulary skills, Student’s very slow processing speed, Student’s history of
being frustrated when not understanding things and given Student’s need for
many accommodations in a typical school setting, Student’s program would put
“huge demands” on the regular classroom teacher. [NT 1038-1039]
35. The prospective teacher testified that Student would be given a peer to assist
Student in the cafeteria lunch line if Student needed help. [NT 493]
36. The teacher has the children transition from one activity to another or to one
location in the room to another every 15 minutes. [NT 501]
37. One of the two special education supports the District’s IEP offered to Student in
the context of the 20-children regular education classroom was one 30-minute
session with the itinerant learning support teacher daily. The regular education
teacher viewed this 30 minutes as consultation for herself. The learning support
teacher also viewed her role as consultative, and as acting as an observer and
data-gatherer, but would also assist Student if needed. [NT 458-460, 554, 562]
38. The other special education support the District’s IEP offered to Student were
three 30-minute speech/language periods weekly. One period would be a pull-out
individual session, and the other two periods would be push-in sessions during
which the speech/language therapist would work individually in the classroom
with Student assisting with whatever the class was working on. [J-20]
39. Following the IEP meeting at which the parties reviewed a draft IEP, the District
issued a finalized IEP dated August 26, 2008 which the Parents received on or
about September 7, 2008. [NT 92; J-18, J-20]
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40. The District issued a NOREP dated August 27, 2008. The Parents rejected the
NOREP on September 10, 2008. [ J-21]5
41. The Parents enrolled Student for 2008-2009 in the private school which issued an
initial educational plan and a revised educational plan. [J-30, J-42]
42. The private school is a small private school licensed by the P ennsylvania
Department of Education to provide special education to students from grade one
through twelve. [NT 607]
43. Most of the private school’s student body consists of students with language -
based disabilities, as well as attention/focus issues and some with social cognition
issues. [NT 608-609]
44. Student’s 1
st grade private school classroom had 12 to 13 students, and two
certified special education teachers. (N.T., at 746)
45. Most of the instruction in the private school is done in a setting of n o more than
six to seven children with at least one, if not two, special education teachers.
Often Student’s instruction was provided in an even smaller instruction setting
(e.g., two students to one teacher) or on a one -to one basis. The program at the
private school also provides Student with a language enriched environment, and
uses a variety of research -based instructional methodologies and programs
throughout the day. [NT 753-757]
46. A speech/language therapist and an occupational therapist provided push-in
services to Student’s private school classroom. [NT 746-747]
47. At the private school Student receives three forty -five minute individual speech
therapy sessions per week, and weekly social skills instruction to address
pragmatic language needs. [NT 746-747, 759-760]
48. Student made progress in the private school program, especially given Student’s
significant language delays. [NT 781-817; J-44, J-51, J-52]
Discussion and Conclusions of Law
Legal Basis:
Burden of Proof: In November 2005 the U.S. Supreme Court held that, in an
administrative hearing, the burden of persuasion, as one element of the burden of proof,
for cases brought under the IDEA, is properly placed upon the party seeking relief.
Schaffer v. Weast
, 126 S. Ct. 528, 537 (2005). The Third Circuit addressed this matter as
5 Originally the draft IEP was sent in error to the Parents; the correct revised IEP was sent later. [NT 92]
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well more recently. L.E. v. Ramsey Board of Education, 435 F.3d. 384; 2006 U.S. App.
LEXIS 1582, at 14-18 (3d Cir. 2006). The party bearing the burden of persuasion must
prove its case by a preponderance of the evidence. This burden remains on that party
throughout the case. Jaffess v. Council Rock School District, 2006 WL 3097939 (E.D.
Pa. October 26, 2006). As the Parents asked for this hearing, the Parents bear the burden
of persuasion. However, application of the burden of persuasion analysis does not enter
into play unless the evidence is in equipoise, that is, equally balanced so that by
definition the party seeking relief has not presented a preponderance of the evidence.
In the instant matter, the evidence is not in equipoise as the Parents presented
preponderant evidence on the issues.
Credibility: Hearing officers are empowered to judge the credibility of witnesses, weigh
evidence and, accordingly, render a decision incorporating findings of fact, discussion
and conclusions of law. The decision shall be based solely upon the substantial evidence
presented at the hearing.
6
Quite often, testimony or documentary evidence conflicts; this
is to be expected as, had the parties been in full accord, there would have been no need
for a hearing. Thus, part of the responsibility of the hearing officer is to assign weight to
the testimony and documentary evidence concerning a child’s special education
experience. Hearing officers have the plenary responsibility to make “express, qualitative
determinations regarding the relative credibility and persuasiveness of the witnesses”.
Blount v. Lancaster-Lebanon Intermediate Unit
, 2003 LEXIS 21639 at *28 (2003). This
is a particularly important function, as in many cases the hearing officer level is the only
forum in which the witnesses will be appearing in person. Credibility will be addressed
in the discussion below
FAPE: Having been found eligible for special education, Student is entitled by federal
law under IDEIA, and by state law under the Pennsylvania Special Education
Regulations, to receive a free appropriate public education (FAPE). FAPE is defined in
part as special education and related services: individualized to meet the educational or
early intervention needs of the student; reasonably calculated to yield meaningful
educational or early intervention benefit and student or child progress; provided in
conformity with an Individualized Educational Program (IEP). 20 U.S.C. §1401(9); 34
C.F.R. §300.17; 22 PA Code § 14 et seq.
A student’s special education program must be reasonably calculated to enable the child
to receive meaningful educational benefit at the time that it was developed. (Board of
Education v. Rowley, 458 U.S. 176, 102 S. Ct. 3034 (1982); Rose by Rose v. Chester
County Intermediate Unit, 24 IDELR 61 (E.D. PA. 1996)). Districts need not provide the
optimal level of service, maximize a child’s opportunity, or even offer a level that would
confer additional benefits, since the IEP as required by the IDEA represents only a basic
floor of opportunity. Carlisle Area School District v. Scott P
., 62 F. 3d at 533-534.;
Hartmann v. Loudoun County Bd. of Educ., 118 F.3d 996, 1001 (4th Cir. 1998);
Lachman, supra.
6 Spec. Educ. Op. No. 1528 (11/1/04), quoting 22 PA Code, Sec. 14.162(f). See also, Carlisle Area School
District v. Scott P., 62 F.3d 520, 524 (3rd Cir. 1995), cert. denied, 517 U.S. 1135 (1996).
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Tuition Reimbursement:
An IEP must be crafted in such a manner that, provided it is implemented, there is a
reasonable degree of likelihood that the student will make educational progress.
Implementation of an appropriate IEP does not guarantee that the student will make
progress. Parents who believe that a district’s proposed program or placement is
inappropriate may unilaterally choose to place their child in what they believe is an
appropriate placement. The IDEA’s implementing regulations at 34 C.F.R. §300.148 (c),
make it clear that tuition reimbursement can be considered under specific conditions:
“If the parents of a child with a disability, who previously received special
education and related services under the authority of a public agency
7
enroll the
child in a private…school without the consent of or referral by the public agency,
a court or a hearing officer may require the agency to reimburse the parents for
the cost of that enrollment if the court or hearing officer finds that the agency had
not made FAPE available to the child in a timely manner prior to that
enrollment…”
Before becoming a matter of statute, the right to consideration of tuition reimbursement
for students placed unilaterally by their parents was first clearly established by the United
States Supreme Court in Burlington School Committee v. Department of Education
, 471
U.S. 359, 374 (1985). A court may grant “such relief as it determines is appropriate”.
“Whether to order reimbursement and at what amount is a question determined by
balancing the equities.” Burlington
, 736 F.2d 773, 801 (1st Cir. 1984), affirmed on other
grounds, 471 U.S. 359 (1985).
Then, in 1997, a dozen years after Burlington, the Individuals with Disabilities Education
Act (IDEA) specifically authorized tuition reimbursement for private school placement.
The IDEIA, effective July 1, 2005, is the reauthorized version of the IDEA and contains
the same provision:
(i)In General. – Subject to subparagraph (A) this part does not require a local
education agency to pay for the cost of education, including special education
and related services, of a child with a disability at a private school or facility if
that agency made a free appropriate public education available to the child and
the parents elected to place the child in such a private school or facility.
(ii)Reimbursement for private school placement. -If the parents of a child with
a disability, who previously received special education and related services
under the authority of a public agency, enroll the child in a private school
without the consent of or referral by the public agency, a court or hearing
officer may require the agency to reimburse the parents for the cost of that
enrollment if the court or hearing officer finds that the agency has not made a
7 The United States Supreme Court in Forest Grove School District v. T.A., 129 S. Ct. 2484 (2009) recently
concluded that a student need not have received special education services in a public school before being
eligible for tuition reimbursement. The District did not raise this issue and note is simply being made for
informational purposes.
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free appropriate public education available to the child in a timely manner
prior to that enrollment. 20 U.S.C. § 1412(a)(10)(C)(ii)
Florence County Sch. Dist. Four V. Carter, 114 S. Ct. 361 (1993) had earlier outlined the
Supreme Court’s test for determining whether parents may receive reimbursement when
they place their child in a private special education school. The criteria are: 1) whether
the district’s proposed program was appropriate; 2) if not, whether the parents’ unilateral
placement was appropriate, and; 3) if so, whether the equities reduce or remove the
requested reimbursement amount.
Discussion:
With regard to the first prong for tuition reimbursement under Carter, the District did not
offer Student an appropriate educational program and placement to address the severe
nature of Student’s speech/language disability. The testimony offered by the mother and
by the private speech/language therapist was credible and compelling. [FF 1, 2, 3, 4, 14,
17] The Parents met their burden of proof by clearly establishing that Student has a
severe speech/language disorder that is not typical even for children with
speech/language disabilities. Despite three years of early and intensive speech/language
therapy individually and in a specialized summer preschool program, testing in spring
2008 showed Student to have language scores at or below the first percentile and a highly
significant 40-point differential between verbal functioning and non-verbal functioning
on a cognitive test, with the verbal score being one point removed from the deficient
range while the non-verbal score was one point into the high average range. The
District’s psychologist, who provided credible and competent testimony, agreed that this
discrepancy was significant and not typical even for speech/language disabled students.
[FF 5]
This hearing officer had a great deal of difficulty with the District’s speech/language
therapist’s testimony and must agree with the points made in the Parents’ closing
argument regarding this witness, who tortuously tried to minimize the severity of the
Student’s handicap, presumably in defense of the District’s program and placement. Her
statement that class size is irrelevant if speech/language is the sole disability was simply
not credible; her testimony was given very little weight, in contrast to that of the private
speech/language evaluator’s very credible testimony. [FF 32, 33] Student, highly
supported by private speech/language therapy, had a very difficult time in preschool and
kindergarten, even in a classroom with a six to one student teacher ratio. [FF 2, 15, 16]
The District’s proposed placement, with its twenty to one student teacher ratio, was not
appropriate. Not only did the teacher not have a teaching aide for the entire classroom of
twenty 1
st graders, she also conducted small group instruction while the rest of her
students were working independently. [FF 23, 24, 30, 31] Her sanguine belief that she
could offer Student one-to-one instruction or clarification as needed in this context may
have been related to her not having read any of the evaluation reports prior to the IEP
meeting; her testimony regarding the appropriateness of her classroom for Student was
given little weight. [FF 26, 27, 28]
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It is possible that with sufficient supports and services the proposed classroom could have
been appropriate in terms of the least restrictive environment, but the supports offered
were simply too few. Given Student’s severe disability, 30 minutes of special education
consultation to the regular education teacher with dual responsibilities for observing and
collecting data and only one-to-one work with Student as needed, did not provide
sufficient specialized instruction. [FF 37] Likewise, although the two push-in
speech/language sessions weekly would be expected to be very helpful when they were
actually occurring, Student would have been left to depend on the teacher’s recognizing
the need for help, or on garnering a peer’s assistance, the rest of the time. [FF 38] Finally,
given the slow yield of individual speech/therapy over a period of several years, the
proposition that one individual pull-out session weekly is sufficient to meet the legal
standard for appropriateness is not supportable. The District’s proposed classroom
seemed to be a rich, well-run setting for children of broadly average intelligence without
severe special needs unless the special needs child was very highly supported. [FF 21,
29, 35] Unfortunately for Student the proposed placement simply offered too large a
setting with too few staff and far too few special education supports and services.
Since the District did not fulfill its obligation to offer Student an appropriate program and
placement, the second prong of the Carter analysis must be reached. The program and
placement unilaterally selected by the Parents is appropriate. The private school offers a
small educational environment with day-long research-based specialized instruction
designed to meet Student’s unique needs. Additionally, it provides Student with
sufficient individual speech/language therapy to address Student’s extensive needs for
remediation. [FF 42, 43, 44, 45, 46, 47, 48]
Since the District did not fulfill its obligation to offer Student an appropriate program and
placement, and the program and placement unilaterally chosen by the Parents is
appropriate, the third prong of the Carter analysis must be considered. The Parents’ early
search for a placement for Student given Student’s previous rejection by a specialized
preschool and a specialized private school is understandable. [FF 14, 17] The mother’s
testimony about their decision to lose the private school enrollment deposit, and risk
being held responsible for the contract, was credible and persuasive on the point that the
Parents would have accepted an appropriate placement in the District had one been
offered. [FF 18, 19, 20] There are no equitable considerations sufficiently persuasive to
remove or reduce the District’s obligation for tuition reimbursement.
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Order
It is hereby ordered that:
1. The Lower Merion School District did not offer Student an appropriate program
and placement for the 2008-2009 school year.
2. The placement unilaterally chosen by the Parents was an appropriate educational
placement to address Student’s speech/language impairment.
3. The equities do not reduce or eliminate the District’s obligation to provide tuition
reimbursement.
4. The Parents are entitled to reimbursement for their unilateral placement of
Student at the private school.
October 19, 2009
Linda M. Valentini, Psy.D.
Date Linda M. Valentini, Psy.D.
Pennsylvania Special Education Hearing Officer
NAHO Certified Hearing Official
