Marple Newtown School District | Case 17271-15-16 | 2016-03-06
Pennsylvania special education due-process decision
- Case number
- 17271-15-16
- Date
- 03/06/2016
- Parties / district (official listing)
- Marple Newtown School District
- Hearing officer
- Michael McElligott
- Issues (official listing)
- Evaluation Independent Educational Evaluation
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Page 1
This is a redacted version of the original decision. Select details have been removed
from the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
Pennsylvania
Special Education Hearing Officer
DECISION
Child’s Name: A.G.
Date of Birth: [redacted]
Date of Hearing: February 11, 2016
CLOSED HEARING
ODR Cases #17271-1516AS
Parties to the Hearing: Representative:
Parent[s] Michael Connolly, Esquire
McAndrews Law Offices
3 0 C a s s a t t A v e n u e
Berwyn, PA 19312
Marple-Newtown SD Gabrielle Sereni, Esquire
40 Media Line Road 19 West Third Street
Newtown Square, PA 19073 Media, PA 19063
Date Record Closed: February 11, 2016
Date of Decision: March 6, 2016
Hearing Officer: Jake McElligott, Esquire
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INTRODUCTION
[The student] (“student”) 1 is [an early teenaged] student residing in
the Marple-Newtown School District (“District”) who has been identified
as a student with a disability under the Individuals with Disabilities in
Education Improvement Act of 2004 (IDEIA)
2. The student has been
identified under the terms of IDEIA as a student with specific learning
disabilities.
The student was initially evaluated, and identified as a student
who required special education under the IDEIA, in December 2011. The
District, as required, re-evaluated by the District in December 2014. In
November 2015, the student’s parents requested an independent
educational evaluation (“IEE”) at public expense. While the parties
attempted to see if an IEE at public expense could be arranged,
ultimately those attempts were unsuccessful. Pursuant to 34 C.F.R.
§§300.502(b)(1),(2); 22 PA Code §14.102(a)(2)(xxix), then, the District filed
the special education due process complaint which led to these
proceedings.
For the reasons set forth below, I find in favor of the District. The
December 2014 District re-evaluation report is appropriate.
1 The generic “student”, and gender-neutral pronouns will be utilized throughout the
decision to protect the student’s confidentiality.
2 It is this hearing officer’s preference to cite to the implementing regulation of the
IDEIA at 34 C.F.R. §§300.1-300.818. See also 24 PA Code §§14.101-14.162.
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Although the District need not provide an IEE at public expense
pursuant to 34 C.F.R. §§300.502(b)(1),(2); 22 PA Code §14.102(a)(2)(xxix),
however, the hearing officer feels the parties may be well-served by an
independent evaluator providing a neutral evaluation of the student for
consideration by the student’s individualized education program (“IEP”)
team. Therefore, under a hearing officer’s authority pursuant to 34
C.F.R. §300.502(d)/22 PA Code §14.102(a)(2)(xxix), the District must
provide an option to the parents for an independent evaluation at public
expense.
ISSUE
Did the District evaluation process and re-evaluation report
of December 2014
meet its obligations to the student under IDEIA?
FINDINGS OF FACT3
1. The student was initially evaluated by the District in December
2011. (Parents’ Exhibit [“P”]-1).
2. In the December 2011 evaluation report (“ER”), the student was
identified as a student eligible for services under IDEIA, specifically
3 Certain findings of fact were stipulated to, and drafted by, the parties. These findings
of fact are noted by reference to hearing Officer Exhibit-1. The hearing officer, having
reviewed the stipulations of the parties, accepts the stipulated findings of fact as
drafted. For stylistic consistency with his decision-writing, certain stylistic changes,
however, have been made.
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as a student with specific learning disabilities and
speech/language impairment. (P-1).
3. The December 2011 ER included parent background information
and input, classroom observation, teacher input, and formal
assessments. (P-1).
4. Cognitive testing assessed the student’s full-scale IQ as 83, in the
low average range. (P-1).
5. The formal assessments indicated that the student had needs in
reading comprehension and math problem-solving. The student
also showed needs in memory. (P-1).
6. The December 2011 ER contained emotional/social/behavioral
assessment. Across two instruments with different score measures,
the parent report did not indicate any clinically significant or very
elevated scores. One teacher indicated that the student was at-
risk, and very elevated, for learning problems. A second teacher
indicated clinically significant scores in anxiety, withdrawal, and
functional communication, as well as nine additional scores as at-
risk (including learning problems); the second teacher indicated
very elevated scores in inattention, learning problems/executive
functioning, learning problems, executive functioning, peer
relations, and attention deficit hyperactivity disorder
(“ADHD”)/inattention. (P-1).
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7. The student had received private speech and language services in
2007. In a 2008 evaluation, the District determined the student
did not qualify under IDEIA as a student with speech and language
impairment. The December 2011 ER contained speech and
language assessments. The speech and language evaluator in the
December 2011 ER determined that the student qualified as a
student with a speech and language impairment in expressive and
receptive language. (P-1).
8. The December 2011 ER concluded that the student difficulties with
reading comprehension and math problem-solving, undergirded by
deficits in memory. The student was identified as having a speech
and language impairment. Given the variability in
social/emotional/behavioral assessments, and the characterization
of observable behavior affect, the evaluator recommended
consideration of individual school counselor support. (P-1).
9. The December 2011 ER determined that the student was a student
with specific learning disabilities in reading comprehension and
mathematics, as well as a speech and language impairment. The
December 2011 ER recommended special education for the
student in the form of learning support and speech/language
support. (P-1).
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10. In June 2013, the student met the speech and language
goals in the IEP at that time and was exited from speech and
language support. (School District Exhibit [“S”]-12).
11. In December 2014, the student was re-evaluated as part of
the required triennial re-evaluation process for any student with a
disability under IDEIA. (P-3; S-4).
12. The December 2014 re-evaluation report (“RR”) included a
review of the December 2011 ER. (P-3; S-4).
13. The December 2014 RR included parent input and results of
the Pennsylvania System of State Assessment scores for 3rd, 4th,
and 5th grades (the student was “Below Basic” in 5th grade math,
“Below Basic” in 3rd grade reading, “Basic” in 4th and 5th grade
math, “Basic” in 3rd grade science, and “Basic” in 5th grade
writing). (P-3; S-4).
14. On assessments of the student’s reading in the fall of 2014,
the student continued to show needs in reading in the areas of
comprehension and inferencing. (P-3; S-4).
15. The student’s grades ranged from C- to B. (P-3; S-4).
16. The December 2014 RR included the input of multiple
teachers. The student’s strengths, as indicated by teachers,
included working hard and completing tasks, participation,
friendliness, respectfulness, willingness to help, and preparedness.
The student’s needs included math facts, frequent check-ins, re-
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reading of math problems, understanding material, focus during
direct instruction, communication (self-advocacy, asking
questions, working with peers), and additional tutoring in reading.
(P-3; S-4).
17. The December 2014 RR contained additional assessments of
the student’s memory and achievement. (P-3; S-4).
18. The student’s scores on the memory assessment was overall
in the low average range, with the lowest scaled scores in story
memory and story memory recall. (P-3; S-4).
19. The student’s scores on the achievement assessment
revealed difficulties in oral language with following directions or
the oral presentation of information, difficulties in reading
comprehension, and difficulties in mathematics reasoning and
problem-solving (especially as complexity increased and multi-step
solutions were required). (P-3; S-4).
20. The December 2014 RR continued to identify the student as
a student with specific learning disabilities in listening
comprehension, reading comprehension, and mathematics
calculation/reasoning. (P-3; S-4).
21. Following the December 2014 RR, the District recommended
that the student continue with special education supports through
an IEP, a recommendation which the parents approved. (S-6).
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22. The District school psychologist who drafted and issued the
December 2014 RR testified extensively about her evaluation
process and the drafting/issuance of the RR. This testimony was
credible and accorded heavy weight. (Notes of Testimony [“NT”] at
27-99).
23. On November 2, 2015, the student’s parents requested,
through counsel, a comprehensive independent neuropsychological
evaluation and speech and language evaluation. (Hearing Officer
Exhibit [“HO”]-1; S-7).
24. On November 3, 2015, the District responded, agreeing to
fund an independent evaluation and included a list of several
possible evaluators. (HO-1; P-7).
25. On November 6, 2015, the parents, through counsel,
responded by indicating that they wanted the independent
neuropsychological evaluation to be conducted by one of three
named evaluators. (HO-1; P-8).
26. Thereafter, the District responded that it would agree to fund
an evaluation by one of the parents’ proposed evaluators, who later
advised that she could not conduct the IEE. (HO-1; P-8).
27. The parents, through counsel, notified the District that this
evaluator could not conduct the IEE, and requested that a second
evaluator from the parents’ list conduct the IEE. (HO-8).
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28. Thereafter, the District responded by agreeing to an
evaluation by the second evaluator, who also later advised that he
could not conduct the IEE. (HO-1).
29. Based upon concerns expressed to the parents by the second
of these evaluators, the parents renewed their request, through
counsel, for an independent speech and language evaluation and
requested specific speech and language evaluators. As a
compromise, the District agreed to conduct a speech and language
evaluation and have the [local] Intermediate Unit conduct an
evaluation for central auditory processing disorder, and to
continue to fund an independent neuropsychological evaluation.
Such an agreement, however, was not finalized between the parties
because the parents requested that the IEE be conducted by a
third, specifically identified evaluator. The District advised parents
that it would not agree to fund an evaluation by this evaluator.
(HO-1; P-14).
30. On or about January 21, 2016, the District filed the special
education due process complaint in defense of its re-evaluation
process and the December 2014 RR, the complaint which led to
these proceedings. (HO-1).
31. The student’s mother testified about her child and the
concerns the family has with the December 2014 RR in
conjunction with its request for an IEE at public expense. This
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testimony was credible and, in terms of the family’s view, was
accorded weight as to those views. (NT at 101-137).
DISCUSSION AND CONCLUSION OF LAW
To assure that an eligible child receives a FAPE (34 C.F.R.
§300.17), a student must be undergo an appropriate evaluation process
for initial services and, once identified as an eligible student under
IDEIA, must be re-evaluated periodically to make sure the student’s IEP
has a period sense of the student’s strengths and needs, at a minimum
once every three years. (34 C.F.R. §300.303; 22 PA Code
§§14.102(a)(2)(xxv), 14.124).
Where the family of a student disagrees with the evaluation
process and/or evaluation reports issued by a school district, the family
may request an IEE at public expense. (34 C.F.R. §§300.502(a),(b); 22 PA
Code §14.102(a)(2)(xxix)). When faced with a request for an IEE at public
expense, the school district must either (a) provide the IEE at public
expense or (b) file a special education due process complaint in defense
of its evaluation. (34 C.F.R. §§300.502(b)(1),(2); 22 PA Code
§14.102(a)(2)(xxix)). The District in this matter has chosen the latter
option.
For a school district evaluation or re-evaluation to be appropriate,
the evaluation must, among many more detailed requirements, use a
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variety of assessment tools and strategies to gather relevant functional,
developmental, and academic information about the child, including
information provided by the parent….”. (34 C.F.R. §§300.304(b)(1) and
see generally 34 C.F.R. §§300.304(a),(c), 300.305-300.311; 22 PA Code
§§14.102(a)(2)(xxv, xxvi)).
Here, the December 2014 RR was appropriate. The evaluator
comprehensively reviewed the December 2011 ER and took input from
the parents and teachers. The December 2014 RR included assessment
data in reading and standardized assessment data in memory and
student achievement. In gauging the student’s past evaluation history,
gauging what the parents and teachers contemporaneously knew about
the student, and supplementing those understandings with formal
assessment data, the December 2014 RR placed the student’s IEP team
in a position to continue to provide appropriate programming for the
student. Indeed, a comparison of the two evaluations—December 2011
and December 2015—supports the finding that the student’s educational
needs were consistent across those years, and that the District
appropriately recognized those needs.
Nothing in this decision should be read to diminish parents’
concerns with the District’s December 2014 RR. The record taken as a
whole, including the documentary evidence and the testimony of the
District school psychologist, though, support a finding that the District
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has met its burden of proof regarding the appropriateness of the
December 2014 RR.
Having found that the District’s December 2014 RR was
appropriate, however, the demeanor of the student’s mother during her
testimony leads this hearing officer to believe the relationship of the
parties is at a potential inflection point. While the record in this matter,
given the focused nature of the issue, is condensed, it appears the
parties may be on the cusp of an ongoing dispute. This, however, may
not be the case, and there may be a meeting of the minds on the future
trajectory of the parties’ collaboration over the student’s IEP and
educational program generally.
Thus, it is the considered opinion of this hearing officer that, even
though December 2014 RR is appropriate and the District has met its
burden of proof on a claim pursuant to 34 C.F.R. §§300.502(b)(1),(2)/22
PA Code §14.102(a)(2)(xxix), the parties may be well-served by an
independent evaluator providing a neutral evaluation of the student for
consideration by the student’s IEP team. It will either be a helpful
signpost on a journey which is collaborative, or an important
independent voice should the stance between the parties deteriorate.
Either way, it may help the parties move forward on a level of trust that
will serve well the parties, and more importantly the student, as they
seek to understand and to program for the student’s needs.
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Accordingly, under the hearing officer’s authority to order an
evaluation pursuant to 34 C.F.R. §300.502(d)/22 PA Code
§14.102(a)(2)(xxix), the order will structure a process by which the
parents will have an option for an independent evaluator to issue a
report by hearing officer directive.
•
ORDER
In accord with the findings of fact and conclusions of law as set
forth above:
The December 2014 re-evaluation report is appropriate. The
District need not provide an IEE at public expense pursuant to 34 C.F.R.
§§300.502(b)(1),(2)/22 PA Code §14.102(a)(2)(xxix).
Pursuant to the authority of a hearing officer as granted in 34
C.F.R. §300.502(d)/22 PA Code §14.102(a)(2)(xxix), it is ordered that:
On or before Wednesday, March 16, 2016, the
District’s supervisor of special education shall
provide, through email communications of the
parties’ counsel, the names and contact
information of a minimum of three, but no
maximum number, independent evaluators
experienced in conducting comprehensive
psycho-educational evaluations for educational
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programming (“independent evaluator[s]”), to
make themselves available to conduct an
independent evaluation at District expense.
On or before Monday, April 4, 2016, the
student’s parents may, if they wish, select one of
the independent evaluators to conduct an
independent evaluation, the indication to be
communicated through email by the parties’
counsel.
If parents select one of the independent
evaluators, the cost of the independent
evaluation shall be at the evaluator’s rate or fee
and shall be borne by the District at public
expense.
The input, assessments, scope, details, findings
and recommendations of the independent
evaluation report shall be determined solely by
the independent evaluator. Notwithstanding the
provisions of this paragraph, observations by the
independent evaluator shall be only school-
based and shall not take place in the home
environment.
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After the independent evaluator has issued the
independent evaluation report for the student,
the student’s IEP team shall meet to consider
the findings of the evaluation in light of the
student’s IEP and educational programming
(“the independent evaluation IEP meeting”). At
the independent evaluation IEP meeting, the IEP
team shall invite and include the independent
evaluator in the IEP team meeting (making
scheduling accommodations for his/her
participation as necessary). The District shall
bear any cost, or rate, for the appearance of the
independent evaluator at the independent
evaluation IEP meeting.
The terms of this order regarding the
involvement of the independent evaluator shall
cease after the independent evaluator has
participated in the independent evaluation IEP
team meeting, although nothing in this order
should be read to limit, or interfere with, the
continued involvement of the independent
evaluator as both parties may mutually agree
and may make arrangements therefor.
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If parents do not wish to select one of the
independent evaluators, or wish to secure their
own evaluation at private expense pursuant to
34 C.F.R. §300.502(b)(3)/ 22 PA Code
§14.102(a)(2)(xxix), they may so indicate by April
4th through email communications of the parties’
counsel, and the District is not obligated to
provide an independent evaluation under the
terms of this order.
If the parents have not provided through email
communications of the parties’ counsel by April
4th any indication as to the independent
evaluator list, the District is not obligated to
provide an independent evaluation under the
terms of this order.
Nothing in this order should be read to limit or interfere with the
ability of the IEP team, by agreement of the student’s parents and the
District, to alter the explicit directives of this order related to the
independent evaluator and/or evaluations, or the independent evaluation
IEP team meeting.
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Any claim not specifically addressed in this decision and order is
denied.
Jake McElligott, Esquire
Jake McElligott, Esquire
Special Education Hearing Officer
March 6, 2016
