Marple Newtown School District | Case 3225-12-13 | 2012-12-01
Pennsylvania special education due-process decision
- Case number
- 3225-12-13
- Date
- 12/01/2012
- Parties / district (official listing)
- Marple Newtown School District
- Hearing officer
- William Culleton
- Issues (official listing)
- Free Appropriate Public Education IEP Behavior Emotional Disturbance Compensatory Education
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed from
the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
Pennsylvania
Special Education Hearing Officer
DECISION
Student’s Name: M.L.
Date of Birth: [redacted]
ODR No. 3225-11-12-KE
CLOSED HEARING
Parties to the Hearing: Representative:
Parent Michael E. Gehring, Esquire
McAndrews Law Offices
30 Cassatt Avenue
Berwyn, PA 19312
Marple Newtown School District Karl A. Romberger, Jr., Esquire
40 Media Line Road Sweet, Stevens, Katz & Williams,LLP
Newtown Square, PA 19073 331 East Butler Avenue
New Britain, PA 18901
Dates of Hearing: July 31, 2012; August 8, 2012;
August 13, 2012; August 14, 2012;
September 24, 2012; October 10,
2012
Record Closed: November 16, 2012
Date of Decision: December 1, 2012
Hearing Officer: William F. Culleton, Jr., Esq., CHO
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INTRODUCTION AND PROCEDURAL HISTORY
The Student named in the title page of this decision ( Student) is an eligible resident
of the school district named in the title page of this decision (District) . (NT 11 .) The
District has identified Student with Specific Learning Disability and Emotional Disturbance.
(NT 10 -11.) Parent assert s that the District has failed to provide the Student with a free
appropriate public education (FAPE), as required by the Individuals with Disabilities
Education Act, 20 U.S.C . §1401 et seq. (IDEA). (NT 18-36.) P arent seeks compensatory
education and the hearing officer specified a relevant period beginning June 1, 2010 until
July 31, 2012, with no objection. (NT 61.) The District asserts that it offered and provided
a FAPE in light of what it knew about Student ’s disabilities during the relevant period of
time. (NT 37-52.)
The hearing was concluded in six sessions. The parties submitted written
summations, and the record closed upon receipt of those summations.
ISSUES
1. Did the District fail to offer or prov ide a FAPE to Student during the relevant
period from June 1, 2010 until July 31, 2012?
2. Should the hearing officer order the District to provide compensatory education for
all or part of the relevant period?
FINDINGS OF FACT
1. Student transferred into the D istrict from [another school district] with an
Individualized Education Program (IEP) in the beginning of the 2009- 2010 school
year; Student was in third grade when Student started school in the District. (NT 65-
72, 71; P-90. S-1.)
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2. When enrolled with the District in 2009, Student’s full scale IQ was in the High
Average Range. Student was diagnosed with Attention Deficit Hyperactivity
Disorder with changeable moods and anxiety. The [other school district] had
classified Student with Other Health Impairme nt and Specific Learning Disability in
reading and writing. (S-1, 35.)
3. Parent informed the District at the time of enrollment that Student was receiving
special education services through an IEP while in the [other school district] , and
was taking medica tions for a mood disorder . Parent provided the District with
copies of Student’s Initial Evaluation Report dated February 2008, a Functional
Behavioral Assessment (FBA) dated March 2009, a draft FBA dated June 2009, an
IEP summary and full IEP from the SDP dated March 2009, and progress
monitoring reports . These documents disclosed a history of behavioral problems
that impeded learning , including hyperactivity, attention problems, noncompliance,
elopement and consequent disruption of instruction. The draf t FBA from the [other
school district] indicated that Student had experienced negative feelings due to
Student’s specific learning disability. (NT 71 -76; S -1, S-29, P-65, 66, 67, 68, 69,
70.)
4. The District was on notice during the 2009- 2010 school year, and remained on
notice throughout Student’s tenure , that Student was being medicated for either a
mood disorder or anxiety and was receiving medical care for it, including
medication. (NT 338-339, 341-343, 381, 405-406, 448-451, 842-843, 846-853; S-1,
11, 29, 34 p. 6, 35, 55, P-92 p. 85.)
5. While various medical professionals had considered a diagnosis of bipolar disorder,
the Parent was not aware of such a diagnosis, and the District did not conclude that
Student was diagnosed with this form of affective disorder , before 2012 . (NT 522,
838.)
6. Throughout Student’s tenure with the District, Parent provided the District with
copies of medical records and cooperated with District requests for information
about Student’s mental and emotional difficulties. (NT 318-319.)
7. The District provided special education services to Student from the first day of
school. After some discussion, the District provided Student with Wilson
programming for reading some time after the first day of school. (NT 76-79.)
8. During the 2009- 2010 school year, the District provided counseling services to
Student regarding Student’s emotional and behavioral needs. This was delivered by
a District specialist in non -guidance couns eling, a board certified D iplomate in
social work. (NT 77, 89, 1242-1243.)
9. The District requested permission to re -evaluate Student in October 2009, Parent
consented, and the District produced a re -evaluation report dated November 23,
2009. (S-2, 3.)
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10. In the Fall of 2009, District staff brought to Parent’s attention di sturbing statements
and drawings by Student that raised concerns in the District staff. (NT 77, 84-86.)
11. For the 2009 re -evaluation, Parent reported that Student exhibited symptoms of
Attention Deficit Hyperactivity Disorder (ADHD), unwanted behaviors incl uding
temper tantrums , mood changes, fighting and impulsiveness, and difficulties in
reading, spelling and writing. Parent reported a history of hospitalization and
psychotherapy, Student’s resistance to going to school, destructiveness, temper
tantrums, anger outbursts, frequent fighting, fearfulness, low frustration tolerance,
and mood changes. (NT 81-83; S-3, S-96, 97.)
12. The re -evaluation concluded that the Student’s beha viors were due only to
adjustment difficulties. It found that the behaviors had s ubsided during the fi rst
weeks of the school year . It recommended continued school counseling and
monitoring of Student’s behaviors, with intervention in the future if the behaviors
should be evident for a prolonged period of time. The IEP from the [othe r school
district] provided a goal for behavior, but the District did not offer one. There was
no Positive Behavior Support Plan (PBSP). (NT 98, 112-113, 1361; S-3, 5, 7.)
13. The 2009 re -evaluation found that Student functioned in the low average or
borderline range in academic achievement, including reading, writing and
mathematics; this achievement was significantly discrepant with Student’s high
average cognitive ability. In addition, Student’s performance on standardized
achievement tests was impeded due to attention difficulties. The re -evaluation
classified Student with Specific Learning Disability and Other Health Impairment.
The re- evaluation recommended a structured phonics based reading program,
instruction to improve reading comprehension, counse ling, and monitoring of
behavior. (S-3.)
14. The District offered an IEP in December 2009. It provided for supplemental
learning support in the neighborhood school for reading and language arts,
counseling twice a week for thirty minutes per session. It offe red goals for reading
fluency and comprehension, decoding, encoding, and paragraph writing. Specially
designed instruction (SDI) or accommodations included review of mathematics
concepts, facts and vocabulary, small group instruction for reading and langu age
arts, a phonetic based, multisensory, sequential reading program, a research based
reading program to build decoding and encoding skills, modified assignments and
assessments, assistive technology to address auditory and phonological awareness
skills, and modified delivery of instructions. (NT 106-108; S-7.)
15. Student was amenable to instruction in a one to one setting through the use of
positive instructional techniques. (NT 582-584, 1226, 1531-1532.)
16. The District provided Wilson instruction to addres s decoding and encoding skills
four times per week. (NT 108; S-7.)
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17. The December 2009 IEP did not offer occupational therapy (OT), despite Student’s
illegible handwriting. (NT 125-129; S-16, S-17 p. 5.)
18. Student displayed social difficulties in the 2009 -2010 school year that were
addressed explicitly in counseling sessions , but not in explicit social skills classes .
(NT 100-103; S-7.)
19. In December 2009, Student engaged in four instances of misconduct [redacted] . (S-
11.)
20. Parent signed the Notice of Recommended Educational Placement (NOREP) on
January 6, 2010, for the program recommended in the December 2009 IEP. (NT
116-118; S-8.)
21. In March 2010, Student had an outburst [redacted] . T here was no systematic
response by District personnel. (NT 529- 536, 547- 548, 649-654, 746-748, 1335-
1337, 1345-1349, 961-964; P-92 p. 24.)
22. The counselor, who had been seeing Student twice per week, reduced the time to
once per week, due to caseload and scheduling issues, and the guidance counselor at
the neighborhood school s tarted seeing Student one day per week. There was no
coordination between the two counselors, no common planning, and the specialist
counselor was not aware of all of the Student’s behavioral incidents in the 2009-
2010 school year. (NT 529-536, 1348-1349, 1361-1373, 1491; P-92 p. 14.)
23. In June 2010, t he District offered OT services to Student, one hour per month in
small group, as well as OT consultation to the teacher, a goal and SDI. Th ere were
no progress reports. The therapist worked on both cursive w riting and printing with
Student. (NT 163; S-16, 17, 19.)
24. The District offered Extended School Year (ESY) services for the summer of 2010,
for language arts. Wilson training was included. (NT 121-124; S-14, 15.)
25. At the beginning of the 2010- 2011 school year, the District’s specialist counselor
knew that Student would present significant behavioral problems and conveyed that
to the new special education teacher. (NT 1368-1369; P-92 p. 40.)
26. After about two months during the fall of 2010, the Wilson instr uctor reduced
Student’s time from four times per week, as previously agreed in an IEP meeting, to
three times per week, without notifying Parent of providing a NOREP to change
service levels. (NT 141-144, 362-363.)
27. The teacher did not provide progress reports expressly stating Student’s progress in
the Wilson program ; however, progress was reported on Student’s achievement in
decoding and encoding in December 2010. (NT 140- 141 204, 1025-1027, 1043; S -
20, 59 p. 12.)
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28. Parent expressed concerns about Student’ s achievement in Mathematics at the
December 2010 IEP meeting, but District personnel at the meeting recommended no
special education intervention at that time. Curriculum based assessments indicated
passing and average range achievement. Mathematics sup port was provided during
a free period. (NT 160-162; S-19.)
29. Student’s behavior began to deteriorate after about one month to six weeks of the
2010-2011 school year. Student became physically resistant to going to school.
Student began acting out more in school [redacted]. School staff recommended that
Parent keep Student home from school if Student was too upset. Student received
disciplinary actions including suspensions. Student’s behavior continued to interfere
with Student’s educational progress until February 2012 when Parent removed
Student from the neighborhood school. (NT 148 -156, 164-172, 181-183, 193, 197,
216, 268- 271, 292- 300, 353- 354, 360- 361, 366- 368, 374- 375, 431- 434, 835- 837,
1408, 1545-1546; S-19, 34, 35 p. 3, 9, 10, S-64 p. 72-77.)
30. The District offered an IEP in December 2010 that placed Student in supplemental
learning support for language arts in the neighborhood school, daily. The District
offered OT for sixty minutes per month and counseling once per week for 30
minutes, a reduction of thirty minutes per week from the previous IEP. (S-19.)
31. The December 2010 IEP offered goals for legible cursive writing, decoding of
second grade words, encoding of words at an unspecified grade level, fluency and
comprehension combined at the second grade level, as measured by a percentage of
accuracy, unspecified as to whether that measurement was to be for fluency or
comprehension. The IEP also offered a goal for written expression and a goal for
“accuracy” of attention, participation and understanding of concepts in mathematics,
science and social studies. (S-19.)
32. The December 2010 IEP goal for legible writing was new and did not proceed from
a baseline. There was no progress monitoring until July 2011. By then, Student was
able to complete some cursive writing tasks at a 90% legibility level. ( NT 162-163;
S-19, 20, 36.)
33. The December 2010 IEP goal for decoding did not proceed from a baseline in either
the goal or the present levels. The goal was to decode second grade level words at
90%, whereas the December 2009 IEP decoding goal was to decode second grade
words at 80%. (S-7, 19.)
34. Student was decoding first grade words by December 2010; decoding of second
grade words was not measured by December 10, 2010.
35. The December 2010 IEP goal for encoding appears to proceed from present levels
data on spelling marks for an unspecified time period. (S-19.)
36. The December 2010 IEP goal for fluency was unclear, and did not proceed from the
Directed Reading Assessment (DRA) scores in the present levels. (S-19.)
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37. The December 2010 IEP goal for comprehension was designed to bring Student’s
reading comprehension from an instructional level in the beginning to mid second
grade level to an end second grade level. (S-19.)
38. The December 2010 IEP goal for written expression did not proceed from a baseline
and did not specify the grade level of the Pennsylvania Writing Rubric to be
attained. (S-19.)
39. SDI and accommodations included chunking, repetition and restating of directions,
support for organization, accommodations in general education classes, copying and
adapted paper for writing legibility, small group instruction, review and repetition.
The SDI specified that the counselor would address social and emotional needs. (S -
19.)
40. The December 2010 IEP did not ac knowledge that Student’s behaviors were
impeding Student’s learning or that of others. No change of placement was
considered, although the District had an emotional support program in one of its
schools for elementary grade students. No FBA or PBSP was o ffered. However, a
crisis management plan was incorporated into the IEP for instances when Student
lost control of emotions or behavior, and the counselor addressed skills pertaining to
emotional self-regulation during weekly sessions. (NT 1402, 1504-5; S-19.)
41. The counseling services offered to Student during the 2010- 2011 school year were
inadequate. (NT 1311-1313, 1359, 1390-1397; P-92 p. 82.)
42. Parent was unaware of the definition or purpose of an FBA. (NT 357-358.)
43. After the winter break, in response to Parent’s request, the District provided a one to
one educational aide for non-classroom times at school. (NT 178.)
44. In February 2011, in response to Parent’s request (made upon the advice of a friend),
and after a number of problematic behavioral incidents, the District agreed to
conduct an FBA. (NT 164-172; S-22, 23.)
45. In February 2011, the District approved Student for ESY services with goals for
decoding, encoding, reading fluency, reading comprehension legible writing and
mathematics. In a NOREP in March 2010, the District offered ESY for one hour per
day for reading and writing and one hour per week of OT services. The NOREP was
amended in April 2011 to add mathematics instruction for an unspecified time.
Mathematics instruction was not provided to Student during the summer ESY
program. (NT 181, 187; S-23, 26, 38.)
46. On February 22, 2011, the District sought permission to re -evaluate Student, but
Parent did not return the permission signed until May 2011. (NT 175-177; S-24.)
47. Student was hospital ized [redacted] in early March 2011; the district was on notice
of this [redacted]. Student returned to school and the District continued to provide a
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one to one educational aide for non- classroom times at school. (NT 175- 177, 292-
299; S-25, 31, 61 p. 2, 15, S-62 p. 7.)
48. In the Spring of 2011, District personnel did not follow up on medical information
despite having a release from Parent to do so. (NT 783- 785, 1182-1184; S-25, P-92
p. 69.)
49. The District offered a revised IEP dated May 17, 2011, which rec ognized that
Student’s behaviors were impeding learning and which included an FBA. Behaviors
of concern included crying, fighting, and refusing to transition. [Redacted.] The
District’s expert counselor was not consulted regarding the behaviors to be assessed.
Over a six day observation period, the District behavior specialist did not observe
the behaviors of concern; therefore, the specialist did not recommend a behavior
support plan to address these behaviors. Instead, the specialist recommended a
PBSP that would focus on identification and management of emotions, identifying
when Student should ne ed help, and appropriately asking for assistance. The
specialist also recommended reducing the level of verbal prompting in academic and
other settings to reduce Student’s dependence upon prompting. ( NT 1413 to 1415;
1566-1569; S-31.)
50. The District implemented the recommended PBSP, which consisted of daily, class -
by-class Student reporting of an emotional inventory indicating Student’s feelings
during class on a three choice scale. This was to be compared to teacher ratings for
each class and reported to Parent daily. The PBSP also included a token system
[redacted]. (S-31, 35, 59 p. 17-30.)
51. The PBSP implemented by the District was not effective to reduce the behaviors of
Student that interfered with Student’s educational progress. (NT 366-368, 383, 388-
91, 1008-1011; S-34, P-92 p. 289.)
52. Student was exhibiting social skills difficulties in the Fall of 2011. The March 2010
FBA recommended explicit social skills training, but it was not provided to Student.
(NT 189-190, 2`6-218; S-31 p. 9.)
53. The District conducted a re-evaluation at the end of the 2010-2011 school year. The
report, dated July 21, 2011, included administration of the WIAT -III achievement
test. The scores when compared and contrasted with the WIAT-II scores in the 2009
re-evaluation show continued below average achievement in word reading and a
reduction from average to below average achievement in reading comprehension.
Student’s numerical operations continued to be in the average range. Oral reading
fluency and reading comprehension were below average for a third grade level text.
Writing achievement was also below average for spelling and sentence composition.
Overall performance in m athematics was average, with a below average score in
subtraction fluency. (S-3, 35.)
54. Teachers reported that Student was making steady, adequate or limited progress in
reading, writing and mathematics. (S-35.)
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55. The July 2011 re -evaluation elicited report s of emotional distress and social
difficulties. Different behavior inventories yielded varying indications of severity,
from clinical significance to mildly elevated. (S-35.)
56. The July 2011 re -evaluation recognized that Student was suffering from an
emotional disorder that impeded Student’s learning and issued an additional
educational classification of Emotional Disorder. It recommended emotional
support through counseling services, monitoring during unstructured school hours,
morning check- ins, teache r-parent communication regarding Student’s mood on a
daily basis and social skills training. (S-35.)
57. Social skills training as recommended was not offered to Student in the summer of
2011. (NT 196, 395-396, 892-895; P-90.)
58. An educational aide was provided at Parents’ insistence during unstructured times in
order to help Student with social interactions with peers and protect Student from
aggression by peers. School officials suggested that Parent look for a private school
setting because the aide’s presence with Student was exacerbating the aggression
from peers and Student’s consequent anxiety and depression. (NT 324, 383- 387,
403-404, 409-410.)
59. At the beginning of the 2011-2012 school year, the District began providing the a ide
during classes in addition to unstructured time. (NT 1198.)
60. Form the first day of school in 2011 until September 26, 2011, the District failed to
provide Wilson programming and an educational aide during unstructured times as
required by the IEP. After that period, these servic es were provided. (NT 200- 204,
237-240; S-64 p. 134.)
61. Assistive technology was offered by the SDI in the October 2011 IEP; two SDIs
were not implemented consistently – use of a computer keyboard and use of fidget
toys in the general education class. (NT 213-215; S-41, S-59 p. 20.)
62. In the 2011- 2012 school year, Student struggled every night with homework, and
Parent needed to sit with Student to make sure Student finished the homework.
Sometimes Student’s resistance was so great that Parent finished the h omework for
Student. (NT 219-224; S-64 p. 131.)
63. Student struggled with mathematics in the 2011-2012 school year. (NT 224-225.)
64. In the 2011- 2012 school year, a special education teacher assigned to Student
repeatedly spoke to Student in a way that contributed to Student’s growing
frustration, anxiety and feelings of inadequacy. The teacher failed to follow the SDI
in the IEP. (NT 227-230, 240-257, 308-311, 394-395; P-75, S-62 p. 6.)
65. In October 2011, Student began assisting in [another class]; this work brought
Student significant satisfaction, helped Student’s self esteem, and served as a
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motivator for behavior management. However, Student quit the assignment
[redacted]. (NT 231-232, 240-257; S-64 p. 108.)
66. Student’s behaviors impeded Student’s learning in all settings, including the Wilson
instruction. (NT 475, 494.)
67. Parent removed Student from the neighborhood school on or about February 5,
2012. Student was placed on homebound instruction at the request of Student’s
psychiatrist in February 2012, but homebound services , including Wilson teaching,
were not delivered in full until March 2012, due to scheduling difficulties and
Student’s two hospitalizations in February and March 2012 [redacted]. By April 13,
Student was scheduled to receiv e Wilson teaching for reading three times per week,
90 minutes per session, and mathematics instruction three times per week, 75
minutes per session. Not going to school exacerbated Student’s symptoms of
depression and anxiety. (NT 271-272, 276, 603-606; S-53, 62 p. 10, 64 p. 9, 31, P-
80, 81, 82, 90.)
68. The District provided Student with ten hours per week of tutoring in language arts ,
reading, mathematics, social studies and science from February 2012 to April 2012.
(NT 1214, 1221.)
69. During the second half of the 2011-2012 school year, the District offered 33 sessions
of Wilson instruction, to be provided in the homebound setting. Because of illness,
Student was unable to meaningfully participate in 26 sessions. (NT 472, 481.)
70. In February 2012, Student’s neighborhood school was not an appropriate placement;
a private placement in a therapeutic day school - with small class size and explicit,
research based instruction in reading, writing and mathematics - was an appropriate
placement option for Student. T he District and Parent explored possible private
placements for Student, without any commitment by the District, but the District did
not offer to place Student in any available program that would combine therapeutic
and educational services. When Parent selected a private school, the District offered
to pay the tuition in lieu of FAPE if Parent would release all previous claims. (NT
261-283, 595-596, 867-869, 884, 899- 900, 904-906, 911-912; S-64 p. 52 to 66, P -
90.)
71. From November 2009 until April 2012, Student’s standardized academic
achievement scores regressed in reading decoding, reading comprehension and
spelling. Student also regressed in mathematics problem solving. Regression was
most significant in reading comprehension, spelling and mathematics problem
solving scores. Comparative scores disclosed no academic progress in reading or
mathematics. (NT 857-867, 882-883,909-911, 1150-1156; P-90.)
72. From the middle of the 2010- 2011 school year to the end of the 2011- 2012 school
year, Student made no progress in reading decoding, encoding or fluency, as
measured by progress in mastering the successive levels of the Wilson reading
program. (NT 470, 477, 496, 683, 1035-1038, 1070, 1192-1194; S-17.)
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DISCUSSION AND CONCLUSIONS OF LAW
BURDEN OF PROOF
The burden of proof is composed of two considerations, the burden of going forward
and the burden of persuasion. Of these, the more essential consideration is the burden of
persuasion, which determines which of two contending parties must bear the risk of failing
to convince the finder of fact.
1 In Schaffer v. Weast , 546 U.S. 49, 126 S.Ct. 528, 163
L.Ed.2d 387 (2005), the United States Supreme Court held that the burden of persuasion is
on the party that requests relief in an IDEA case. Thus, the moving party must produce a
preponderance of evidence 2
This rule can decide the issue when neither side produces a preponderance of
evidence – when the evidence on each side has equal weight, which the Supreme Court in
Schaffer called “equipoise”. On the other hand, whenever the evidence is preponderant
(i.e., there is weightier evidence) in favor of one party, tha t party will prevail, regardless of
who has the burden of persuasion. See Schaffer, above.
that the moving party is entitled to the relief requested in the
Complaint Notice. L.E. v. Ramsey Board of Education, 435 F.3d 384, 392 (3d Cir. 2006)
In the present matter, b ased upon the above rules, the burden of persuasion rests
upon the Parents, who initiated the due process proceeding . If the Parent s fail to produce a
1 The other consideration, the burden of going forward, simply determines which party must present its
evidence first, a matter that is within the discretion of the tribunal or finder of fact (which in this matter is the
hearing officer).
2 A “preponderance” of evidence is a quantity or weight of evidence that is greater than the quantity or weight
of evidence produced by the opposing party. Dispute Resolution Manual §810.
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preponderance of the evidence in support of Parents’ claims, or if the evid ence is in
“equipoise”, the Parents cannot prevail.
FAILURE TO OFFER OR PROVIDE A FAPE
The IDEA requires that a state receiving federal ed ucation funding provide a “ free
appropriate public education” (FAPE) to disabled children. 20 U.S.C. §1412(a)(1), 20
U.S.C. §1401(9). School districts provide a FAPE by designing and administering a
program of individua lized instruction that is set forth in an Individualized Educat ion Plan
(“IEP”). 20 U.S.C. § 1414(d)
. The IEP must be “reasonably calculated” to enable the child
to receive “meaningful educational benefits” in light of the student's “intellectual potential.”
Shore Reg'l High Sch. Bd. of Ed. v. P.S
., 381 F.3d 194, 198 (3d Cir. 2004) (quoting Polk v.
Cent. Susquehanna Intermediate Unit 16 , 853 F.2d 171, 182- 85 (3d Cir.1988) ); Mary
Courtney T. v. School District of Philadelphia , 575 F.3d 235, 240 (3 rd Cir. 2009), see
Souderton Area School Dist. v. J.H. , Slip. Op. No. 09- 1759, 2009 WL 3683786 (3d Cir.
2009).
“Meaningful benefit” means that an eligible child’s program affords him or her the
opportunity for “significant learning.” Ridgewood Board of Education v. N.E ., 172 F.3d
238, 247 (3d Cir. 1999). In order to provide FAPE, the child’s IEP must specify educational
instruction designed to meet his/her unique needs and must be accompanied by such
services as are necessary to permit the child to benefit from the instruction. Board of
Education v. Rowley, 458 U.S. 176, 181- 82, 102 S.Ct. 3034, 1038, 73 L.Ed.2d 690 (1982);
Oberti v. Board of Education , 995 F.2d 1204, 1213 (3d Cir. 1993). An eligible student is
denied FAPE if his or her program is not likely to produce progress, or if the program
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affords the child only a “trivial” or “ de minimis” educational benefit. M.C. v. Central
Regional School District, 81 F.3d 389, 396 (3 rd Cir. 1996), cert. den. 117 S. Ct. 176 (1996) ;
Polk v. Central Susquehanna Intermediate Unit 16, 853 F. 2d 171 (3rd Cir. 1988).
Under the Supreme Court’s interpretation of the IDEA in Rowley and other relevant
cases, however, a school district is not necessarily required to provide the best possible
program to a student, or to maximize the student’s potential. Rather, an IEP must provide a
“basic floor of opportunity” – it is not required to provide the “optimal level of services.”
Mary Courtney T. v. School District of Philadelphia
, 575 F.3d at 251; Carlisle Area School
District v. Scott P., 62 F.3d 520, 532 (3d Cir. 1995).
The law requires only that the plan and its execution were reasonably calculated to
provide meaningful benefit. Carlisle Area School v. Scott P ., 62 F.3d 520, (3d Cir. 1995),
cert. den. 517 U.S. 1135, 116 S.Ct. 1419, 134 L.Ed.2d 544(1996)(appropriateness is to be
judged pros pectively, so that lack of progress does not in and of itself render an IEP
inappropriate.) Its appropriateness must be determined as of the time it was made, and the
reasonableness of the school district’s offered program should be judged only on the bas is
of the evidence known to the school district at the time at which the offer was made. D.S. v.
Bayonne Board of Education, 602 F.3d 553, 564-65 (3d Cir. 2010).
PROVISION OF A FAPE TO STUDENT
The evidence is preponderant that the District failed to provide special education
interventions that were reasonably calculated to provide Student with meaningful
educational benefit. Prior to the period of time under cons ideration, the Parent gave the
District adequate notice that Student had a history of mood di sorder and problematic
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behaviors. Student’s behavior at the school raised red flags by March of 2010 that
intervention was needed. Throughout the 2010- 2011 school year, Student’s behavior
escalated, interfering with educational progress, yet the District ’s response was belated and
inadequate. Social skills needs were given little attention. Achievement measures showed
little to no progress in three years in the areas of reading , spelling and mathematics problem
solving.
At the Student’s enrollment, the Parent disclosed a history of mood disorder for
which medication was being administered, negative feelings about school performance, and
behavior that impeded learning in the previous school district. (FF 1 -3.) During the 2009-
2010 school year, Parent orally disclosed to District personnel that the Student was being
medicated for the purpose of addressing a mood disorder. (FF 4 -6.) Parent disclosed in a
behavior questionnaire that Student was receiving psychotherapy and had a history of mood
changes, aggression and numerous unwanted behaviors. (FF-11.)
Student’s behavior during the 2009- 2010 school raised a red flag to District
personnel that Student needed intervention in order to benefit from instruction. In the Fall
of 2009, Student made statements and drawings that raised concern among school staff. (FF
10.) By March, 2010, there had been a substantial number of behavioral incidents that
interfered with learning, including at least one incident involving serious violence and a
frank loss of all e motional regulation. (FF 21.) District witnesses admitted that the
behavioral incident in March did alert staff that that Student’s behavior was interfering with
education, and that something needed to be done. (FF 25.) I conclude that the District was
on notice that Student was suffering from a mood disorder that was causing behaviors that
interfered with learning by the end of the 2009-2010 school year.
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However, the record shows preponderantly that the District’s staff failed to address
Student’s problematic behaviors through the IEP at that point. 3
A preponderance of the evidence shows that the District failed to respond, even at
this point. The December 2010 IEP did not recognize that behaviors were interfering with
Student’s education. (FF 40.) No FBA was ordered until Parent advocated for one in
February 2011. (FF 44.) When the FBA was conducted, none of the behaviors of concern
were observed, and despite substantial reports of [problematic behaviors] , the FBA failed to
address these behaviors. (FF 49.) Instead, it addressed a behavior of putting the head on the
desk and refusing to work. Ibid. It recommended a behavioral intervention aimed at
teaching Student to recognize Student’s emotions on an ongoing basis during the school
day. Ibid
.
The governing IEP and the
fourth grade IEP w ere not changed to reflect that Student’s behaviors were an impediment.
(FF 40.) No FBA was provided until February 2011. (FF 44.) Due to scheduling issues, the
District reduced the weekly sessions with its specialist counselor from two sessions per
week to one session per week; the neighborhood school’s guidance counselor assumed the
second weekly session, but the two assigned counselors failed to coordinate their
interventions with Student. (FF 26, 41.) Within six weeks of the first day of the 2010- 2011
school year – Student’s fourth grade year - the Student’s behavior was severe enough as to
deprive Student of meaningful educational benefit. (FF 29.)
3 Until March 2010, the record shows that the Student was assigned to a general education teacher who
employed an appropriate clas sroom behavior management plan that seemed to be successful with Student –
although Student’s IEPs suggest that Student still was making little if any educational progress. In addition,
the District had provided a specialist counselor who dealt with emotional and behavioral issues in two sessions
with Student per week. While these sessions did address what the counselor perceived to be an adjustment
difficulty for Student, due to a change of school districts and family problems, the counselor was not awar e of
any of Student’s behavioral problems in the 2009-2010 school year, except for the March incident.
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This behavior plan was implemented, but nothing was done to address the behaviors
that increasingly interfered with education. (FF 50.) Consequently, these interventions
were not effective in controlling Student’s interfering behaviors, which continued
throughout the year. (FF 51.)
Beginning in the Fall of 2011, it was recognized that Student was experiencing
social problems at school. (FF 52.) Re -evaluations recognized educational needs in the
areas of social skills, and recommended provision of explicit teaching through research
based social skills progr ams. (FF 55, 57.) The District never implemented these
recommendations. Ibid
. While the specialist counselor addressed social skills in weekly
sessions, the counselor readily admitted at this hearing that there was not enough time in
those sessions to provide appropriate social skills teaching. (FF 41.)
Student’s IEP contained goals for reading , spelling, writing and mathematics , but
those goals were not measureable as written, and progress monitoring was not based upon
baseline data. (FF 30 -39.) Th e District did provide Wilson training to Student, but there
was no progress monitoring. (FF 27.) There were delays in initiating programming in the
2010-2011 and 2011-2012 school years. (FF 60.) The Wilson teacher at one point reduced
the hours provided per week in response to a perception that Student was frustrated in the
sessions; however, the teacher did this without notifying Parent, and without changing the
IEP. (FF 26.)
A preponderance of the evidence proves that the Student did not make meaningful
academic progress during the period from the date of enrollment to the last day of school in
June 2012. Standardized tests in 2011 indicated a regression in scores for reading, as did
similar testing by a private evaluator in 2012 for reading, spelling and mathematics problem
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solving. (FF 53, 71.) These results indicate that Student at best was not closing the gap
between Student and peers as Student progressed from grade to grade , and at worst was
regressing. I conclude that this is not meaningful progress in light of Student’s cognitive
ability and IQ scores. (FF 2.)
The Wilson teachers’ testimony supports the conclusion that Student did not make
meaningful progress in reading and spelling 4
Teachers reported some progress, and I weighed that evidence against the above
evidence. (FF 54.) While I found the teachers credible, their teaching was heavily
supported, as were their curriculum based assessments. There was evidence that the one to
one aide provided too much support, and that Parent had completed hom ework assignments
for Student when the daily struggle with Student to do homework became overwhelming.
(FF 43, 49, 58, 59, 62.) Thus, I accord less weight to their testimony of progress than I
accord to the objective evidence of standardized achievement scores and the more objective
evidence of mastered Wilson levels.
. The District’s Wilson teacher for the 2010 -
2011 and 2011 -2012 school years offered the opinion that Student’s progress was
substantial, extending into Wilson’s level four material; however, a contractor, whose
testimony I give greater weight because of greater independence, testified that Student had
not mast ered level four material, and had to start over at level three, where Student had
started years before. (FF 72.) Thus, Student did not make meaningful progress within the
Wilson system.
4 PSSA scores of Below Basic in reading also support the conclusion that Student did not make meaningful
progress in reading. (S-10, 28.)
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The District argues that Student’s behaviors, and their interference with Student’s
educational progress, were caused by internal stimulus that was not amenable to educational
intervention. The District argues that Student’s behaviors that interfered with learning were
symptoms of a bipolar disorder, a serious mental disturbance. It is the District’s assertion
that this condition produced rapid and unpredictable changes in mood, with consequent loss
of focus, disruption of Student’s participation in education, disruption of memory and
retention, and in severe episodes, physical absence. While there is some evidence to support
the District’s argument, the record does not support its conclusi on that there was nothing
that the District could have done.
The record does not show that Student was definitively diagnosed with bipolar
disorder; rather, what Parent knew, from the Student’s enrollment in 2009 through Student’s
placement on homebound status in February 2012, was that Student was diagnosed with a
mood disorder – a term that encompasses a variety of affective disorders. It was not known
in 2009 or in 2012 that all of Student’s behavior was solely the result of responding to
internal stimulus, because the medical reports did not definitively pinpoint the nature of
Student’s mood disorder. (FF 5.)
The District was on notice of this imprecise medical data. (FF 4.) Given that the
District was on notice of a mood disorder, I conclude that it was incumbent upon the District
to make an effective and prompt inquiry into its nature and then to address the behaviors
that were interfering with education.
I cannot accept the District’s invitation to attribute Student’s lack of meaningful
progress to internal stimuli in the face of which the District was helpless to intervene. As
noted above, the record does not support the premise that the Student’s mood disorder was
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entirely internally generated. The District’s own administrator, a psychologis t by
profession, admitted that even bipolar disorder can be addressed through cognitive and
behavioral approaches other than medication. (NT 582-584.) There was evidence that some
of Student’s behaviors were associated with a relationship with another st udent. There was
evidence that tutors and teachers were able to control Student’s behaviors through positive
motivational techniques, and that many of Student’s behavioral problems arose in the
general education setting. (FF 12, 15, 29.) Moreover, the record does not show that nothing
could be done, because the District failed to take actions in a timely fashion, its efforts were
not directed appropriately to the behaviors of concern, and the interventions that it
eventually implemented were not reasonab ly calculated to get Student’s serious interfering
behaviors under control. On the record as a whole, I conclude that the District failed to
show that nothing could be done, because it failed to take appropriate action to test that very
thesis.
The District also argues that Student’s lack of progress should be evaluated against
Student’s severe emotional and behavioral deficits – that these psychiatric impediments to
learning are part of the equation in determining a student’s “potential” against which to
measure whether or not the student’s progress was “ meaningful”. This argument too must
fail because the District did not establish that Student’s mood disorder and behavior were
not amenable to intervention by the school; thus, they cannot be said to be a limiting factor
in the estimation of this bright child’s underlying potential. To so conclude would be to
negate the obligation to accommodate disabilities.
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COMPENSATORY EDUCATION
The record does not support the conclusion that Student’s behaviors were interfering
with education to the extent of preventing Student’s receipt of meaningful educational
opportunity until six weeks from the first day of school in the 2010- 2011 school year. I
conclude that the District was on notice that Student was in need of intervention months
before that date; thus, I do not accord the equitable discovery and remediation period for
compensatory education, and I will award compensatory education from that date.
At the other end of the relevant period, from the beginning of homebound services
on February 5, 2012, I do not find that the District failed to provide appropriate services.
(FF 67 -69.) The Parent requested homebound due to Student’s escalating mood and
behavior disorder and a doctor’s note that Parent presented t o the District. There were
delays due to scheduling problems, but these were not caused by the District; the Parent was
seeking a schedule to meet complex needs for Student, and the District provided a tutor
earlier than March, only to find that the tutor ’s schedule did match Student’s needs as
indicated by Parent. The quantity and quality of the homebound services were not deficient
on this record, although Student missed a great deal of scheduled tutoring due to health
concerns and two hospitalizations. In the circumstances, I will not order compensatory
education for this period of time.
As to the quality of the ordered compensatory education, Parent requests an order
that can be utilize d by Parent in Parent’s discretion; I conclude that this can be be st
accomplished by ordering an hour for hour order . In determining such an order , I utilize
equitable reasoning to consider whether or not a full day of compensatory education would
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be appropriate.5
I have considered the evidence regarding ESY programming in the summers of 2011
and 2012, and find it insufficient to prove a failure to provide appropriate ESY services.
(FF 24, 45.) Therefore I will not order compensatory education for ESY.
I conclude that the record supports a full day of compensatory education in
this matter, because Student’s lack of meaningful progress in all subjects was due to
behaviors interfering with learning, which also impacted Student’s growth in social skills.
CREDIBILITY
In reaching this conclusion I considered the credibility and reliability of the evidence
given by witnesses in the matter. I found Parent to be credible and reliable, and relied upon
Parent’s testimony. I accorded greater weight to the homebound reading teacher’s estimate
of Student’s progress in reading decoding, encoding and fluency than to that of the District’s
reading specialist, because the homebound teacher was more independent, and because the
data were consistent with that testimony. I found all other witnesses to be reliable, although
I accorded varying weight to their testimony, based upon the manner of answering questions
and consistency with the record.
I also considered the weight to be accorded to Parents’ expert , whose testimony I
found to be credible and reliable.
CONCLUSION
I conclude that the District failed to offer or provide a FAPE to Student from the first
day of the seventh week of school in the 2010- 2011 school year to February 5, 2012, not
5 This will be 6.5 hours per day. (S-41.)
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including summer sessions for ESY. I therefore order the District to provide compensatory
education services to Student according to the order entered herein. Any claims regarding
issues that are not specifically addressed by this decision and order are denied and
dismissed.
ORDER
1. The [Redacted] School District failed to offer or provide a FAPE to Student from the first
day of the seventh week of the 2010-2011 school year until February 5, 2012.
2. The District is hereby ordered to provide compensatory education to Student in the form
of hours of remedial or enriching educational serv ices intended to further the goals of the
Student’s current or future IEPs or intended to otherwise assist Student in overcoming the
effects of Student’s disabilities.
3. The number of hours of such compensatory services will be 6.5 hours for every school
day from the first day of the seventh week of the 2010- 2011 school year until February 5,
2012.
4. Selection of compensatory education services shall be at Parent’s sole discretion.
Compensatory services may occur after school hours, on weekends and/or during the
summer months when convenient for Student and Parent. The hours of compensatory
education, or fund for compensatory education services/products/devices, should the
District choose to create such fund, may be used at any time from the present to Student’s
21
st birthday.
William F. Culleton, Jr. Esq.
_____________________________
WILLIAM F. CULLETON, JR., ESQ., CHO
HEARING OFFICER
December 1, 2012
