Methacton School District | Case 15383-14-15 | 2015-12-02
Pennsylvania special education due-process decision
- Case number
- 15383-14-15
- Date
- 12/02/2015
- Parties / district (official listing)
- Methacton School District
- Hearing officer
- Cathy Skidmore
- Issues (official listing)
- Child Find Compensatory Education Approved Private School Tuition Reimbursement Behavior
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This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
Pennsylvania
Special Education Hearing Officer
DECISION
Child’s Name: T.K.
Date of Birth: [redacted]
Dates of Hearing: 6/11/2015, 6/19/2015, 7/29/2015,
10/2/2015, 10/5/2015 and 10/21/2015
CLOSED HEARING
ODR File No. 15383-14-15 AS
Parties to the Hearing: Representative:
Parents
Parent[s]
Parent Attorney
Joshua M. Kershenbaum, Esquire
Frankel & Kershenbaum, LLC
1230 County Line Road
Bryn Mawr, PA 19010
Benjamin J. Hinerfeld, Esquire
2 Penn Center, Suite 1020
1500 JFK Blvd.
Philadelphia, PA 19102
Local Education Agency
Methacton School District
1001 Kriebel Mill Road
Norristown, PA 19403-1047
LEA Attorney
Christina M. Stephanos, Esquire
Sweet, Stevens, Katz & Williams LLP
331 Butler Avenue
New Britain, PA 18601
Date Record Closed:
November 18, 2015
Date of Decision: December 2, 2015
Hearing Officer: Cathy A. Skidmore, M.Ed., J.D.
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INTRODUCTION AND PROCEDURAL HISTORY
The student (hereafter Student) 1 is a pre-teenaged student in the Methacton School
District (District) who is eligible for special education pursuant to the Individuals with
Disabilities Education Act (IDEA).2 Student’s Parents filed a due process complaint against the
District asserting that it denied Student a free, appropriate public education (FAPE) under the
IDEA and Section 504 of the Rehabilitation Act of 1973,3 as well as the federal and state
regulations implementing those statutes.
The case proceeded to a due process heari ng convening over six sessions, at which the
parties presented evidence in support of their respective positions.4 The Parents sought to
establish that the District failed to provide Student with FAPE throughout the time period in
question, seeking compensatory education and reimbursement for private school tuition. The
District maintained that its special education program, as offered and implemented, was
appropriate for Student, and that no remedy was due.
For the reasons set forth below, I find in favor of the Parents, but will not order all of the
relief sought.
ISSUES
1. Whether the District timely identified Student as eligible for special
1 In the interest of confidentiality and privacy, Student’s name and gender, and other potentially identifiable
information, are not used in the body of this decision.
2 20 U.S.C. §§ 1400-1482.
3 29 U.S.C. § 794.
4 References to the record will be made as follows: Notes of Testimony (N.T.), Parent Exhibits (P), School District
Exhibits (S), and Hearing Officer Exhibits (HO). Citations to duplicative exhibits may be to one or the other or
both, and are not necessarily exhaustive given the amount of repetition in many of the documents. It merits mention
that the hearing in this matter was delayed in part due to a serious medical condition of one of the Parents (N.T. 318;
HO-1), as well as the filing of an Amended Complaint that was permitted over objection of the District (HO-2). It
should also be noted that several of the hearing sessions were not full days in order to accommodate availability of
witnesses and the parties.
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education;
2. Whether the District’s educational programs, as implemented during
the 2012-13 and 2013-14 school years, were appropriate for Student;
3. If the program was not appropriate during the 2012-13 and 2013-14
school years, whether Student is entitled to compensatory education;
4. Whether the District’s educational program proposed for the 2014-15
school year was appropriate for Student;
5. If the program was not appropriate for the 2014-15 school year,
whether the Parents and Student are entitled to tuition reimbursement.
FINDINGS OF FACT
1. Student is a pre-teenaged Student who resides in the District and is eligible for special
education under the IDEA. (N.T. 58-59, 61; S-2 p. 31)
2. Student was evaluated for early intervention services in 2009 but none were
recommended. (S-2 p. 38)
3. Student is very sensitive to appearing different than peers. (N.T. 783-84, 949-50, 1607;
P-1 p. 215)
4. At the elementary school level, the District holds regular meetings of an instructional
support team over the course of the school year to discuss student performance on
benchmark assessments and any concerns with specific students. The District then
implements tiered interventions for students based on whether they are meeting
expectations. (N.T. 433-36, 496-99, 1129-31, 1571-72)
Entry Into District
5. Student started school in the District in first grade, the 2010-11 school year. In the fall of
2011, when Student was in second grade, the Parents and the second grade teacher
became concerned about some behaviors that Student was exhibiting at school: throwing
objects around the principal’s office, going to the nurse with somatic complaints, and
hiding in the restroom. Student also began smacking Student’s lips and required
ointment. The Parents spoke with the teacher, principal, and nurse about these incidents,
which continued into the spring of 2012, and a meeting convened in approximately
November 2011 to discuss the behaviors. (N.T. 65-68, 76, 89, 139-41, 302, 438, 447-48,
451, 459-60, 1245, 1246-47; P-7 pp. 6-7, P-19 pp. 7, p; S-1 p. 4)
6. The Parents and second grade teacher were concerned that Student’s behaviors were
related to fine motor weaknesses as Student was having difficulty with writing tasks. The
teacher used several interventions with Student, such as discussing upcoming writing
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assignments in advance so Student would be better organized and prepared. (N.T. 68-69,
77-79, 439, 444, 465-66, 487-88, 501-04, 1250-51)
7. Student was referred to the instructional support team in November 2011, with a follow-
up meeting in February 2012 that suggested some success with the supports provided.
(N.T. 499-500, 1571-72; S-1 p. 4)
8. Sometime during the second grade year, when Student was in the principal’s office,
Student became upset; Student hid under a table, overturning chairs as a barricade when
Student was under the table, and emptied a tissue box. (N.T. 65, 1100-01, 1247, 1250)
9. The second grade teacher spoke with the principal, other teachers, and school
psychologist as well as Student’s first grade teacher, and discussed strategies for the
classroom to address the behaviors. She also implemented a behavior chart beginning in
late fall, and Student’s visits to the nurse decreased from a high of 15 in October 2011 to
3 or fewer per month for the remainder of the school year. Student’s teacher believed
that the strategies she employed were successful in addressing Student’s behaviors and
writing difficulties. (N.T. 440-45, 451, 455, 467-68, 475, 520; P-7 pp. 6-7; S-1 p. 4)
10. The Parents expressed concern with Student’s handwriting to the District’s occupational
therapist in March 2012 via email, and asked if an evaluation was indicated, but did not
get a response from the therapist. The elementary principal asked the occupational
therapist to conduct a screening for Student. The teacher consulted with a District
occupational therapist in the spring of 2012, who recommended the Handwriting Without
Tears program that was then used at school and with the Parents at home. (N.T. 76-81,
457-58, 466, 470-71, 487-88, 1133; P-23 pp. 7-8; S-1 p. 5)
11. Student’s grades at the end of the second grade year met or exceeded expectations in all
classes with the exception of one music skill; and Student demonstrated inconsistency
with producing neat work. (S-15 pp. 3-4)
Summer 2012 Evaluations
12. The Parents obtained private occupational, physical, and speech/language therapy
evaluations in July 2012. They shared these evaluations with the District. Student began
private occupational, physical, and speech/language therapy after these evaluations;
physical therapy ended during third grade, but occupational and speech/language therapy
continued through the end of fourth grade. (N.T. 90-91, 92, 94, 96, 144-45, 187, 235,
256. 1143, 1148; P-16; S-2 pp. 58-65, S-13 pp. 12-15)
13. The Parents also obtained a private neuropsychological evaluation during the summer
and fall of 2012, and advised the principal at the beginning of September. They shared
the report of this evaluation with the District in the fall of 2012. (N.T. 98-100, 124,
1142-43; P-18 p. 1)
14. The private evaluator issued a neuropsychological evaluation (NER). In the NER, the
neuropsychologist summarized medical, personal, and educational information about
Student including Student’s anxiety that had been exhibited since Student was an infant.
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She also conducted assessments of Student’s cognitive ability, achievement, and
behavioral/social/emotional functioning. (S-2 pp. 36-49)
15. Cognitively (Wechsler Intelligence Scale for Children, Fourth Edition, WISC-IV),
Student achieved a Full Scale IQ of 102 and a General Ability Index Score of 100 (both
in the average range) with Index scores from low average (Verbal Comprehension Index)
to high average (Perceptual Reasoning and Working Memory Indices). On the Test of
Memory and Learning, Student scored in the low to high average range on all subtests.
On assessment of executive functioning, Student’s scores in verbal fluency ranged from
impaired to low average; and a motor coordination assessment was in the borderline
range. On the Woodcock-Johnson Tests of Achievement, Third Edition (WJ-III-ACH),
Student attained average to superior scores on all subtests. (S-2 pp. 39-41)
16. Rating Scales from the Parents and Student’s teacher (Behavior Assessment System for
Children – Second Edition (BASC-2)) reflected clinically significant concerns of both the
parents and teachers with anxiety and somatization and on the Internalizing Problems
composite; parental at-risk concerns were with hyperactivity, withdrawal, activities of
daily living, and functional communication, and on the Behavioral Symptoms and
Adaptive Skills composites. On the Behavior Rating Inventory of Executive Functioning
(BRIEF), the Parent ratings reflected clinically significant concerns on the Global
Executive Composite and on the Metacognition Index, noting significant concerns with
initiation, working memory, and monitoring, and at risk concerns with inhibiting,
shifting, and organization of materials. A rating scale related to Autism Spectrum
Disorder did not reveal symptoms suggesting that diagnosis. (S-2 pp. 41-43)
17. The private neuropsychologist administered two subtests of the Clinical Evaluation of
Language Fundamentals – Fourth Edition (CELF-4), with both scores in the average
range. She found Student’s expressive and receptive language skills to be variable based
on her observations during the evaluation. Student’s fine motor skills were also reported
to be weak, consistent with the recent OT evaluation. (S-2 pp. 39-40, 44-45)
18. The NER provided several diagnoses for Student: Anxiety Disorder Not Otherwise
Specified (NOS), Communication Disorder NOS, Developmental Coordination Disorder,
and Disorder of Written Expression. She made a number of recommendations for
Student’s educational program, including consideration of special education eligibility;
accommodations and modifications for expressive language and writing difficulties; and
speech/language and occupational therapy. (S-2 pp. 46-48)
2012-13 School Year - Fall
19. Student’s third grade teacher spoke with one of the Parents prior to the start of the school
year, and they told the teacher that Student had anxiety and did not like writing. (N.T.
840, 843-45, 871)
20. There were approximately 22 students in the third grade. The students had
English/language arts, specials, mathematics, science, and social studies classes. The
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third grade teacher used a class-wide behavior plan where the entire class participated in
a reward if they behaved appropriately. (N.T. 844, 897, 899)
21. Student began the third grade year exhibiting similar behaviors as in second grade:
avoiding writing tasks, spending excessive periods of time in the restroom, and visiting
the nurse (24 times between September and December 2012). Student also exhibited
some new behaviors, including banging Student’s head on the desk and hitting Student’s
head with a hand, which disrupted the class; and Student began picking at Student’s
hands. The Parents continued to be contacted about Student’s behaviors. (N.T. 114-16,
132, 139, 854-55, 947-48, 1251-52, 15751; P-1 p. 19, P-7 pp. 7-8)
22. The third grade teacher started keeping track of Student’s problematic behaviors
immediately after the school year began. By October, the emotional support teacher was
in communication with the third grade teacher and elementary principal regarding
Student’s problematic behaviors. She also provided support for Student during
behavioral incidents, and various sensory techniques were tried with Student. (N.T. 137,
142, 855, 947-49, 932-35, 952-53; P-13; S-2 pp. 5-6, S-18 pp. 1-14)
23. The significant behavioral incidents tracked by the emotional support teacher and third
grade teacher were described in a chart that may be briefly summarized as follows.
DATE BEHAVIORAL INCIDENT
9/7/12 Frustrated with writing task, wrote with head under desk, went to restroom twice for
extended periods during English/Language Arts
9/10/12 Frustrated with writing task, stomped feet, went to restroom for extended period
10/17/12 Cried in classroom, hid in closet, went to restroom for extended period, hit head
10/18/12 Frustrated in English/Language Arts, stomped feet, hit head with box and hand
10/22/12 Did not complete then ripped up math test, crumpled assignment, went to restroom
then nurse claiming not feeling well, hit head
11/1/12 Frustrated with math test, went to and locked self in restroom, hit head and kicked
wall, hit head with shoe, went to sensory room several times, crumpled test
11/2/12 Frustrated with writing task, hit head with computer table, cried
11/5/12 Hit head on desk and floor, cried, screamed, went to sensory room
11/26/12 Upset coming to school, cried, screamed, threw objects, hit head with objects
11/29/12 Screamed at aide at recess, pulled hat over face
11/30/12 Sat under table in classroom, hit head on table
12/3/12 Frustrated with writing task, scratching self, tore up papers, threw book, threw and
broke chair, kicked at wall
1/4/13 Ripped book during testing, cried, called staff names
1/28/13 Picked at hands, not paying attention
2/6/13 Upset at recess, called aide names
On two of these occasions, the teacher removed the other students from the classroom so
that Student could calm Student’s self. Many of these incidents were also shared with the
Parents. (N.T. 862-63; P-13; S-18 pp. 1-14; S-19 pp. 9, 16)
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24. The Parents obtained physical and occupational therapy evaluations from The Children’s
Hospital of Philadelphia (CHOP) in October 2012. The occupational therapist reported
generalized muscle weakness that impacted fine motor skills and sensory needs. Both the
physical and occupational therapists recommended continued therapy. (P-3)
25. Student experienced difficulty with music class early in the school year due to the
sensory stimulation. Student’s therapist recommended that Student be excused from the
class because of Student’s sensory sensitivity. The District gave Student an exemption,
and further addressed this difficulty by gradually increasing the time Student attended
that class and providing a reward. (N.T. 310-12, 1061-62; P-1 p. 107; S-2 p. 70)
26. Student began seeing a private licensed social worker (LSW) for therapy in the fall of
2012 for anxiety. Student continued that therapy through the October 2015 hearing
sessions, but the frequency decreased during the 2013-14 school year to once every two
or three weeks. (N.T. 120, 1157, 1160-62, 1169-70, 1182, 1214-15, 1230)
27. Student was placed on medication in October 2012 by Student’s treating psychiatrist.
(N.T. 134-35, 241)
28. In early November 2012, the LSW made recommendations for addressing Student’s
problematic behavior at school, including escaping to the restroom. She recommended a
sign to ask for help or a break, making choices, reviewing tests, and pre-writing for
written assignments. Those suggestions were provided to the District. (P-5 p. 23)
29. Also in early November 2012, the District developed a plan of strategies to address
Student’s difficulties with writing tasks, and responses when Student became frustrated.
Student was able to go to the occupational therapy room when frustrated or in need of a
break, and writing tasks would be monitored. These suggestions were combined with
those of the LSW. (P-5 pp. 25-28; S-19 pp. 7-8)
30. As of mid-November 2012, Student had not completed a single writing assignment, and
was exhibiting difficulty choosing topics and executing all writing tasks. A variety of
strategies to assist Student with writing and managing anxiety and emotions had proven
to be only minimally effective. The teacher described Student as having “extreme
distracting reactions” to frustration in all subjects that were impacting Student and the
rest of the class (P-14 p. 1). Student’s anxiety and frustration occurred in all subject
areas. (N.T. 866-70; P-14)
31. The District created a de-escalation plan for Student in December 2012 to provide
support while the ER and Individualized Education Program (IEP) process was taking
place. Noted antecedents in this plan were transitions; writing; non-preferred tasks; time
limits; and demands. The plan provided specific interventions based on the degree of
behavior (potential for injury to Student or others). (N.T. 936-38; S-2 pp. 68-69)
District Evaluation and Program Development
32. The District sought permission to evaluate Student in October 2012 following receipt of
the private NER and based on Student’s problematic behaviors, which were inconsistent;
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the Parents gave their consent. The District school psychologist and Parents agreed that
it was unnecessary to conduct further assessments, but she did obtain rating scales from
the Parents and teachers. The District issued an Evaluation Report (ER) in December
2012 and an amended report in January 2013. (N.T. 1575-77, 1579-82, 1622-28, 1646-
47, 1650; S-2 pp. 1, 50-51, 54-56, S-3 p. 1)
33. A meeting convened on November 30, 2012. The District school psychologist and
various other participants discussed the ER with the Parents, including the possibility that
Student had an emotional disturbance or was autistic. The Parents agreed to delay
finalization of the ER so the school psychologist could speak with Student’s private
providers. The Parents consented to communication with the psychiatrist at that time,
although they had given permission to speak with the LSW in October. (N.T. 149-50,
152-56, 158, 161-63, 1252-56, 1589-91, 1643-44; P-4 p. 1; S-2 pp. 56-57)
34. The ER contained information from the Parents, which focused on Student’s anxiety and
difficulty with writing tasks, and the relationship between the two. It summarized the
NER and the private therapy evaluations, and provided input from Student’s third grade
teacher, the emotional support teacher, and guidance counselor, among others. The
District school psychologist also conducted two observations that were summarized in
the ER as were teacher recommendations based on strategies that had been successful and
unsuccessful with Student’s difficult behaviors; many teachers emphasized concerns with
Student’s anxiety and difficulty with writing tasks. Results of various academic
assessments and Student’s functional performance (including the various behavioral
episodes set forth in the table above) were also reported. (S-2 pp. 1-17, 20-31, 52-53)
35. The District school psychologist also obtained rating scales using the Gilliam Asperger’s
Disorder Scale (GADS) from the Parents and one teacher. The results indicated a
borderline concern (Parents) and a high probability of Asperger’s Disorder (third grade
teacher). (S-2 pp. 18-19)
36. The ER concluded that Student was eligible for special education on the basis of Other
Health Impairment (OHI), but not a Specific Learning Disability in the area of written
expression. Recommendations noted an upcoming speech/language evaluation and
Functional Behavioral Assessment (FBA). (S-2 pp. 31-32)
37. An Addendum to the ER provided updated information from Student’s teacher, who
reported that Student was not exhibiting problematic behavior since the implementation
of a sticker system in the homework book. The District school psychologist also
summarized her conferences with Student’s treating psychiatrist and Student’s therapist.
She included the report of the private speech/language evaluation that included an
administration of the CELF-4, and pragmatic language and speech assessments, with a
recommendation for speech/language therapy at school to address weaknesses in verbal
expression and pragmatic language. The Addendum also reported the results of a second
teacher’s completion of the GADS, whose responses indicated a high probability of
Asperger’s Syndrome. The Addendum again found Student eligible for special
education, but with the OHI specified as Anxiety Disorder, and with a second disability
category of Speech/Language Impairment. (N.T. 1596; S-3)
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38. The District school psychologist did not agree with the private neuropsychologist that
Student had a disability in the area of written expression because Student was able to
produce written work when provided with accommodations such as use of a computer.
She attributed Student’s difficulties with writing to anxiety and a lack of organizational
and other executive functioning skills. (N.T. 1587-88)
39. An IEP meeting convened in January 2013. The IEP developed summarized the ER and
identified Student’s strengths (including academic skills in reading, mathematics, science,
and spelling) and needs (difficulty completing writing tasks including handwriting,
problematic behaviors, strategies for coping and managing and expressing emotions,
difficulty accepting help, following directives, accepting corrections, fine and gross
motor skills, sensory processing and self-regulation, and expressive, motor, and
pragmatic language skills). Present levels of academic achievement and functional
performance were included. (N.T. 172-73, 875-76; S-4)
40. Annual goals in the January 2013 IEP addressed: labeling the need for and accessing
self-regulation/sensory input; behaving appropriately and managing frustration;
demonstrating fine motor skills; and speech/language (motor, expressive, and functional
language skills). Program modifications and items of specially designed instruction
(SDI) included occupational therapy, sensory needs, speech/language supports, repeated
directions with checks for understanding, chunking of tasks and assignments, extended
time, preferential seating, reduced workload, breaks, positive reinforcement, and testing
accommodations. Occupational therapy, social skills group, and speech/language therapy
were provided as related services. The de-escalation plan and a sensory diet were part of
this IEP, but there was no Positive Behavior Support Plan (PBSP). Student would
participate in regular education with the exception of related services with itinerant
emotional and speech/language support. The Parents approved the NOREP (N.T. 177; S-
4)
2012-13 School Year - Spring
41. The emotional support teacher created a behavior system for Student, wherein the third
grade teacher placed a sticker in Student’s homework book and checked off how Student
managed Student’s frustration that day. Student also monitored Student’s ability to
follow directions and accept consequences and earned points for doing so. This system
was not a PBSP. (N.T. 878, 899-900, 949-50, 992-95, 1036-38, 1046-47; S-18 pp. 20,
23-28; S-19 pp. 30-33)
42. The third grade teacher implemented the de-escalation plan after the IEP meeting.
Sensory items were available, but Student sometimes refused to use them. (N.T. 879-80,
909-10)
43. The emotional support teacher provided social skills instruction once each week, and was
in Student’s classroom during writing instruction each day. She also consulted with the
third grade teacher on modifying assignments or to schedule additional time for push-in
support. (N.T. 871-72, 945-46, 956-57)
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44. Student’s IEP was revised in March 2013 following a parent conference, and the team
added accommodations for state and local assessments and a weekly social skills group.
The Parents approved the NOREP. (S-5)
45. A report of an FBA was completed in April 2013 by an outside source. The identified
behaviors were facial self-stimulation (throughout the school day) and difficulty
discerning social skills (especially at recess and lunch). The hypothesis of the function of
those behaviors was automatic reinforcement with a secondary function of escape from
work and social interactions. The Behavior Analyst recommended social skills training
but no behavior intervention plan or PBSP. (S-6)
46. Student continued to exhibit problematic behaviors in the spring of 2013, specifically
visiting the nurse (17 visits between January and June 2013), hiding in the restroom, and
avoiding writing tasks, but Student no longer banged or hit Student’s head. There
continued to be instances of negative interactions with peers and staff. After the IEP was
implemented, Student was able to use the computer and had assistance from the
emotional support teacher for prewriting activities, but difficulties with writing
continued, with some decrease by the end of that school year. (N.T. 178-79, 865, 867-68,
870, 883, 885-87, 911, 941-42, 957, 1011; P-5 pp. 124-25; P-7 p. 8, P-18 pp. 153, 154,
157)
47. Student’s grades at the end of the third grade year reflected that Student met or exceeded
expectations in all classes with the exception of writing appropriate responses to reading
comprehension questions, solving and explaining mathematics problems, and music,
where skills were developing. Student over the course of the school year demonstrated
inconsistency with all of the characteristics of a successful learner and citizen,
particularly listening attentively, using time wisely, revising work, producing neat and
organized work, and treating others with courtesy and respect. (S-15 pp. 5-6)
48. Progress reports on Student’s January 2013 IEP goals reflected that Student was learning
to use calming strategies to self-regulate with prompting, and was doing so independently
in November 2013; was following teacher directions and accepting consequences; was
using sensory input and strategies; was exhibiting improved fine motor skills but was
rushing through tasks; was using strategies to improve speech intelligibility and fluency;
and met expressive language goals and objectives. Student made some gains in
recognizing nonverbal communication and pragmatic language skills. (S-16)
2013-14 School Year – Fall
49. Student began fourth grade in the 2013-14 school year. Prior to the first day of school,
Student’s teacher met informally with the third grade teacher, emotional support teacher,
occupational therapist, and elementary principal to talk about Student’s difficulties in the
classroom including avoiding work and writing tasks. (N.T. 744-76)
50. There were 23 students in the fourth grade class. Students had special classes, and
mathematics, English/language arts, science, and social studies classes. (N.T. 791-92,
799)
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51. In the fall of 2013, Student did not exhibit difficulty with transitions in fourth grade, but
did have difficulty with non-preferred tasks and demands and exhibited a lack of
organizational skills. Student continued to visit the nurse frequently and hide in the
restroom, and had difficulty with writing tasks including on tests. Student also picked at
Student’s fingers and sometimes at Student’s face. Student at times continued to become
upset and frustrated, particularly going to speech/language therapy. There were also
incidents of difficulties with peers. The teacher verbally redirected Student when Student
refused to complete work or tasks, and sometimes offered sensory materials, but Student
did not typically use those. (N.T. 197-98, 227, 234-35, 745, 748-56, 773-75, 800-01,
953-54, 1019-21, 1256-57; P-1 pp. 201-02, P-7 pp. 8-9, P-18 pp. 273-74, 311, 325)
52. Student participated in classes that Student enjoyed in fourth grade (mathematics,
science, and social studies), but did not participate frequently in classes Student did not
like. Student did not always use coping strategies in fourth grade, but did so more often
toward the end of the school year, telling the teacher when Student was frustrated. (N.T.
766, 781, 788, 798, 801-03, 807-08)
53. The emotional support teacher consulted with the fourth grade teacher about Student’s
behaviors, and provided support to Student in the classroom. (N.T. 750-51, 771, 788,
794-95, 1047)
54. The Parents reminded Student’s teachers at times about Student’s difficulties with written
expression and necessary accommodations. (P-1 pp. 215, 252-53)
55. The fourth grade teacher implemented the de-escalation plan from December 2012 that
was updated in January 2014. She also used the ALERT program in the classroom that
provided students with a tool for self-regulation. (N.T. 747-49, 804-06, 814-15)
56. Student used a computer for writing tasks, as well as graphic organizers. Student also
took English/language arts tests on a computer. Student was able to ask the teacher for
help if needed, and Student did request her help at times. (N.T. 756, 776-77, 779, 792-
97, 827-28)
57. The Parents obtained a developmental and behavioral evaluation from CHOP in October
2013. At that time, Student had reportedly shown improvement in ability to manage
emotions and express frustration; writing accommodations and opportunities for sensory
input had been beneficial. The pediatrician concluded that Student did not meet
diagnostic criteria for Autism Spectrum Disorder, but provided diagnoses for Anxiety,
Developmental Coordination Disorder, Executive Function Deficit, Learning Disorder
NOS, and Sensory Integration Disorder. She made recommendations for, among other
things, fading of Student’s use of the sensory room, speech/language and occupational
therapy and writing strategies and accommodations. (N.T. 190-91; P-10; S-7 pp. 11-25)
58. The Parents had another private neuropsychological evaluation conducted in November
and December 2013, with a second NER. Noted concerns were anxiety, language, and
fine motor (including writing) skills; however, it was reported that Student’s anxiety had
improved as well as Student’s ability to express anxiety and use coping strategies; social
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skills had improved; and behavioral concerns had decreased. The Parents provided this
report to the District. (N.T. 203, 218, 1264-65; S-9 pp. 19-36)
59. The second NER reported a Full Scale IQ on the WISC-IV of 117 (high average) with
Index Scores ranging from average (Working Memory) to high average (Perceptual
Reasoning and Processing Speed). On the Test of Memory and Learning, Student scored
in the borderline to high average range. On an assessment of Executive Functioning
Student’s scores were all in the average to very superior range with the exception of the
Letter Fluency subtest (low average). Scores on the WJ-III-ACH were all in the average
to superior range with the exception of the Writing Samples subtest. (S-9 pp. 22-24)
60. Rating Scales from the Parents and teacher reflected clinically significant concerns of
both raters with respect to Anxiety and the Internalizing Problems composite; the Parents
also indicated clinically significant concerns with Hyperactivity and Somatization and at-
risk concerns with Withdrawal, Attention Problems, Leadership, Activities of Daily
Living, and Functional Communication, and on the Externalizing Problems and
Behavioral Symptoms composites. The teacher reported at-risk concerns with Attention
Problems and Atypicality. BRIEF results showed clinically significant concerns of the
Parents on the Global Executive Composite and Metacognition Index; and at-risk
concerns with inhibiting, emotional control, organization of materials, and monitoring,
and on the Behavioral Regulation Index. The parents also reflected concerns with most
adaptive functioning areas. (S-9 pp. 24-26)
61. The private neuropsychologist again administered two subtests of the CELF-4, with
scores in the average and high average range. She continued to note concerns with
expressive language skills based on observations during the evaluation. Fine motor
skills were improved over her previous evaluation, but remained weak. (S-9 pp. 23, 26-
29)
62. The second NER reflected diagnoses of Anxiety Disorder NOS, Communication
Disorder NOS, Developmental Coordination Disorder, and a Specific Learning Disorder
with Impairment in Written Expression. The neuropsychologist again made a number of
recommendations for Student’s educational program, to address language and writing
difficulties, anxiety, speech/language therapy, occupational therapy, and tutoring. S-9 pp.
26-36)
63. The District issued a Reevaluation Report (RR) in January 2014, with consent of the
Parents, following review of the CHOP evaluation. This RR continued to find Student
eligible for special education on the bases of OHI and a Speech/Language Impairment
and added the pediatrician’s educational programming recommendations. (S-7 pp. 1-10,
26-27)
64. Student’s IEP team convened in January 2014 to develop a new IEP and discuss
Student’s transition to a new school building in the fall as well as new evaluation reports.
Student’s present levels of academic achievement and functional performance were
reported with needs identified (participation in class, self-stimulatory behavior, managing
emotions and frustration, social perception, avoiding tasks, safety, writing tasks, self-
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regulation, sensory processing, and visual motor skills). Parent input included
incorporation of new recommendations for writing and expressive language. Student no
longer exhibited difficulty with speech sound production or sequencing and the
speech/language therapist recommended a decrease in that therapy; Student also had not
used a behavior chart since the start of the school year. (N.T. 190-92, 968-72, 1259-62;
S-8)
65. Annual goals in the January 2014 IEP addressed behavior (using coping strategies with
prompts, participation in class), occupational therapy (producing legible written
paragraphs with appropriate sizing and spacing), and speech/language (maintaining
pragmatic language skills). Program modifications and items of specially designed
instruction were similar to the previous IEP, and speech/language therapy, occupational
therapy, and social skills continued as related services. Student’s program was regular
education except for related services, with itinerant emotional and speech/language
support; and Student was eligible for ESY services to address social skills and coping
strategies. The Parents signed the NOREP without indicating approval or disapproval.
(S-8)
2013-14 School Year – Spring
66. Student continued to exhibit problematic behavior in the spring, going to the restroom for
extended periods of time, frequently picking and biting at fingers, and failing to
participate in class and in sessions with the emotional support teacher. There was also an
incident in May when Student was unable to complete a writing assignment in the library,
and Student cried. (N.T. 227-28, 784-85, 830-31; P-1 p. 301, P-8; P-18 pp. 423-24)
67. The District issued a Reevaluation Report (RR) in April 2014, with consent of the
Parents, to reflect consideration of the second NER. The District school psychologist
again saw no need to conduct further assessments for this RR. (N.T. 1608-09, 1617-18;
S-9 pp. 1-18)
68. The RR reflected disagreement with the second NER in several respects. The District
attributed the findings with respect to Student’s memory and executive functioning as
weaknesses related to anxiety. The diagnosis of Communication Disorder was criticized
as based on inadequate assessment, and the District speech/language pathologist
considered Student to demonstrate age-appropriate expressive and receptive language
skills. The Developmental Coordination Disorder was rejected based on the private
neuropsychologist’s own assessment as well as the failure to consider Student’s sensory
needs. (S-9)
69. The District school psychologist continued to disagree that Student had a disability in
written expression, but rather exhibited anxiety, executive functioning, and graphomotor
weaknesses that were manifested in written work product and “resistance to writing” (S-9
p. 4). This RR continued to find Student eligible for special education on the bases of
OHI – Anxiety Disorder and Speech/language Impairment. (N.T. 1610-11; S-9)
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70. The Parents obtained a second developmental and behavioral evaluation from CHOP in
April 2014. The Parents reported that student had not had significant behavioral
problems during the school year and was better able to manage anxiety. However, the
Parents remain concerned about academic needs and were considering a private school.
This evaluation provided diagnoses for Anxiety, Developmental Coordination Disorder,
Executive Function Deficit, Communication Disorder, and Dysgraphia. The
pediatrician’s recommendations included a small classroom setting with additional
support for reading and writing. (S-11)
71. Student’s grades at the end of the fourth grade year reflected that Student met or
exceeded expectations in all classes. Student did demonstrate inconsistency throughout
the school year with completing work on time, participating in class, listening attentively,
and seeking help. (S-15 pp. 7-8)
72. Progress reports on Student’s January 2014 IEP goals through the end of the 2013-14
school year reflected that Student was successfully using coping strategies (sensory
input) with prompting; made some improvement with handwriting skills particularly in
identifying and correcting errors using a checklist, and was using self-regulating
strategies during occupational therapy sessions. Student was demonstrating
generalization of the speech/language goals for functional pragmatic language with a
check-in prompt, but was resistant to speech/language therapy in the third quarter and
was pleased to learn that that service would be ending. Student participated in class
approximately 15% of the time (toward a goal of 85%). (S-17)
Preparation for 2014-15 School Year
73. Two meetings of the IEP team convened in May 2014 as Student was preparing to move
to a different school building in the fall. The second meeting occurred at the school
building where Student would attend, and the Parents were able to visit the emotional
support classroom. At those meetings, the team discussed concerns about
implementation of Student’s IEP, particularly with respect to writing tasks and
speech/language therapy, ESY, and Student’s transition to the school building. (N.T.
216-17, 221, 315, 540-41, 986-89, 1053-56, 1265-68, 1271-72, 1298, 1418-1426, 1500-
01; S-10 pp. 1-4)
74. The May 2014 IEP reflected updates to the present levels of academic achievement and
functional performance including information from the second NER. Program
modifications and SDI were revised with additions including a structured, consistent,
predictable environment; a place for sensory items; accommodations for written
assignments and tests; wait time; choices with task directives; social skills and self-
regulation; and prompts for speech/language skills. Speech/language therapy was
increased to sixty minutes per week. The Parents did not approve a NOREP in May 2014.
(N.T. 1271-72; P-17; S-10)
75. In late May 2014, Student toured the school building where Student would attend in the
fall. Student told the emotional support teacher that Student would not be attending that
school. (N.T. 996-97)
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76. There is an emotional support teacher at the school building where Student would have
attended fifth grade, and she has two instructional assistants. All three provide push-in
support in the classroom, and there is also a separate emotional support classroom. (N.T.
1504, 1506-09)
77. The District would have addressed Student’s occupational therapy needs for social skills;
for self-regulation through a program addressing self-regulation and related social skills;
for sensory needs through a sensory diet and strategies; and for fine motor skills by
monitoring Student’s handwriting in the classroom. (N.T. 1385-91, 1393-97, 1497-98,
1513-16, 1520-29)
78. The Parents advised the District in May 2014 that they were considering a private school.
In June 2014, they wrote to the District Superintendent and requested reimbursement for
private school tuition. (N.T. 224-25, 1275-77; S-12)
79. The District agreed in July 2014, following a meeting with the Parents, to fund an
independent speech/language evaluation. The Parents gave their consent. (N.T. 304-05,
307-08, 1302-03, 1323-24, 1428-33, 1469, 1476; P-1 pp. 308-10; P-25; S-13 pp. 8, 10-
11)
80. The independent speech/language evaluation was completed in July and a report issued.
The speech/language pathologist administered four subtests from the CELF-4 to obtain a
Core Language Score (receptive and expressive language skills), and Student achieved
scores in the average to very superior range. In assessment of social-pragmatic language,
Student exhibited weaknesses compared to overall language ability; and some difficulty
with articulation and intelligibility was also noted. The speech/language pathologist
recommended a continuation of services at school and made recommendations for
Student’s IEP. (N.T. 1434; S-13 pp. 1-7)
81. The Parents and District communicated over the summer of 2014, when the Parents
advised of their intention to disenroll Student and seek tuition reimbursement for private
school. The District denied that request. The IEP team did meet again in August. (N.T.
224, 280, 283, 308, 315-16; P-1 pp 308-15, 318-19, P-18 p. 483-87; S-14 pp. 1-4)
82. At the August 2014 meeting, the participants discussed the independent speech/language
evaluation, and added two goals to address needs for pragmatic language skills including
narrative skills. Several items of specially designed instruction were also added for
weekly communication between the speech/language therapist and the Parents to discuss
Student’s pragmatic language skills, and Student’s use of those skills in speech/language
therapy sessions and in the classroom. The Parents indicated disapproval of the NOREP
proposing a District program and rejecting the private school placement on September 3,
2014. (N.T. 565-77, 590, 609-12, 615-17, 619-20, 626-27, 630, 1278-80, 1303-04, 1306,
1311, 1434-42, 1453-54, 1458-59; S-14 pp. 32-34, 43-44, 54-57)
First Private School
83. The Parents applied to the first private school (First Private School) in February 2014. At
the time of the application, personnel at First Private School reviewed records submitted
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with the application. Following Student’s visit to the school in March 2014, it accepted
Student for admission despite some concerns with its ability to address Student’s anxiety.
(N.T. 226, 228, 349, 351-54, 356-58, 359-60, 397-98, 403-04; p-20 p. 17-18; S-21 p. 26)
84. The Parents signed a contract and paid a deposit to First Private School in late April
2014. They also enrolled in a tuition refund plan that would allow them reimbursement
for 60% of the prorated amount if Student would leave during the school year. (N.T.
382-83, 1292-93, 1324-25; S-21 pp. 14-16, 27)
85. The Parents made the decision to send Student to First Private School during the last
week of August 2014 after the IEP meeting. They notified the District on September 1,
2014 that they were sending Student to a private school and requested its financial
support. The District denied their request for public funding. (N.T. 1277-78, 1280-81,
1319-20, 1325, 1427, 1439, 1473; P-1 p. 320)
86. First Private School is a college preparatory school for students from kindergarten
through twelfth grade. There is a lower school (kindergarten through fifth grade), a
middle school (sixth through eighth grades), and an upper school (ninth through twelfth
grades) with about 280 total students. Approximately 80% of its students have been
identified as having a disability. (N.T. 345-46, 411-12, 420)
87. First Private School does not serve students who have significant behavioral or
social/emotional needs, although it does have two student counselors on staff with one at
Student’s level. Teachers at Student’s level are certified for kindergarten through eighth
grade. (N.T. 347-48, 365-66)
88. Student began at First Private School in September 2014. Student made the transition
without difficulty, but after approximately two weeks, staff noticed Student avoiding
work and exhibiting increasingly problematic behaviors. Student was provided strategies
to lessen anxiety, including taking breaks until Student felt ready to return to the
classroom. By the time of parent-teacher conferences in early November 2014, staff
were concerned about their ability to meet Student’s needs and began to allow Student to
see the counselor as needed. After continuing to try various strategies with Student, by-
mid December, staff at First Private School recommended several other private schools
as possible placements. (N.T. 361, 373-75, 378-80, 388-90, 411, 1281, 1283-86)
89. Student’s difficulties at First Private School began around the time that one of Student’s
Parents was diagnosed with a serious medical condition. Student did meet with staff at
First Private School but Student’s private LSW also met with Student at the school to
provide counseling. (N.T. 374-75, 377, 1190, 1283-86)
90. At First Private School, Student was in smaller classrooms; there were eighteen students
and three teachers. Student had opportunities for sensory input throughout the day. In a
report of the first trimester, Student was developing and demonstrating literacy skills
(reading and writing), beginning to develop or developing mathematics skills, was
developing skills in social studies, and was independent in applying skills in science.
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Student’s skills in special classes, and work and social skills and behaviors, ranged from
beginning development to independence. (N.T. 317-18, 416-17; S-21 pp. 1-9))
91. Student had classes for reading, a supplemental reading group, writing, and mathematics.
Writing instruction was through a systematic, structured, multisensory approach. (N.T.
362-68)
92. Student did well academically at First Private School, but not with respect to using
coping skills. Student had difficulty interacting with teachers, cooperating with peers,
maintaining self-control, accepting responsibility for behavior, and responding to
feedback appropriately. (N.T. 229-30, 295-96, 361; S-21 pp. 1-9)
93. Student did not have direct occupational or physical therapy at First Private School, and
was not provided with emotional support. (N.T. 291-92, 389-91)
94. First Private School does not implement IEPs for students, and did not use the District’s
IEP for Student. (N.T. 399-400, 403)
95. Staff at First Private School advised the Parents in early December that Student could not
return for the second semester. For the final few weeks of the first semester, Student
completed schoolwork at home that the Parents picked up and delivered. (N.T. 293-94,
380, 391-92, 1286-87, 1293-94, 1296)
96. The Parents were refunded the amount owed after Student left First Private School based
on the plan. (N.T. 385-86; P-20 p. 2-5, 19; S-21 p. 28)
97. The Parents explored a number of other private schools after Student left First Private
School. Student’s therapist was involved in visiting some of those schools. (N.T. 298,
1192-94, 1218, 1288-89)
Second Private School
98. Student began attending a second private school (Second Private School) in late January
2015. The Parents never informed the District of Student’s attendance there. (N.T. 299,
652, 1296-97, 1450, 1454, 1491; P-12 pp. 1-9; S-22 pp. 1-4)
99. Second Private School is an approved private school for children who are eligible for
special education. It develops and implements IEPs for all of its students, and created an
IEP for Student in February 2015. (N.T. 653-55, 695, 733, 739)
100. Student exhibited difficulties when first attending Second Private School, including
refusal to complete non-preferred tasks such as handwriting and failing to interact with
peers. Student began attending half days for several days. (N.T. 656-59)
101. Second Private School provided accommodations for Student’s dislike of handwriting,
such as decreasing the number of questions or problems on a test and using a format such
as multiple choice. (N.T. 657-58, 682-83)
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102. Student had an IEP at Second Private School. At the time of its development, Student
was not exhibiting behaviors that required intervention beyond the school-wide PBSP.
Annual goals addressed self-regulation; requesting and accepting help; social
skills/reciprocal peer conversations; social skills/appropriate peer interactions; using
coping strategies; pragmatic language; and written expression. Program modifications
and SDI were included for communication with Student, social skills and support,
classroom routine and environment, materials, organization, behavior and emotion, and
tests and assignments. The IEP also provided for speech/language and occupational
therapy as related services. (N.T. 687; P-22)
103. IEP goals were written with a baseline of 0 or no baseline. However, Student’s
performance on those goals was likely higher, up to 20%, at the time the IEP was created.
(N.T. 704, 706-08, 710-13, 71819, 738-39)
104. Second Private School implemented a behavior system with an individualized point sheet
where Student earned rewards for demonstrating core values (safety, responsibility,
respect, and readiness) Student earned a point by demonstrating a behavior one time
during the class period. (N.T. 661-64, 708; P-21 pp. 13-14)
105. Second Private School has a school-wide positive behavior system with a token economy
for exhibiting good behavior. The combination of Student’s point sheet and the school-
wide plan was successful for Student. (N.T. 665-68, 691)
106. Second Private School addressed Student’s difficulty with handwriting through
accommodations, and by structuring those activities through providing graphic organizers
and other prewriting strategies, and use of a computer. The format of Student’s written
tests was also modified. These strategies were successful for Student. (N.T. 657-59, 669,
682, 684-87, 721)
107. Second Private School addressed Student’s sensory needs by providing a variety of
sensory items and activities, although Student was not receptive to using sensory items.
(N.T. 669-72)
108. Second Private School addressed Student’s social skill and coping skills needs (N.T. 673-
76, 727)
109. At Second Private School, Student was in a class of five students and had
reading/language arts, mathematics, health, social studies, and science. The
reading/language arts and mathematics classes were grouped by levels of ability; Student
was on grade level in reading. (N.T. 677-81, 698)
110. Second Private School reported on Student’s progress toward IEP goals in March and
June 2015. Student showed progress in self-regulation (from no baseline to 91%);
requesting and accepting help (from no baseline to 96%); social skills/reciprocal peer
conversations (a developing skill); social skills/appropriate peer interactions (a
developing skill): using coping strategies (from no baseline to 85% throughout the school
day); pragmatic language (from no baseline on interpreting body language to 85%); and
written expression (inconsistent progress on a developing skill). (P-21)
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111. Student achieved final report card grades at Second Private School in the A to B range,
and meeting or exceeding expectations in ungraded subject areas. (P-12 p. 12)
DISCUSSION AND CONCLUSIONS OF LAW
General Legal Principles
Generally speaking, the burden of proof consists of two elements: the burden of
production and the burden of persuasion. At the outset, it is important to recognize that the
burden of persuasion lies with the party seeking relief. Schaffer v. Weast, 546 U.S. 49, 62
(2005); L.E. v. Ramsey Board of Education, 435 F.3d 384, 392 (3d Cir. 2006). Accordingly,
the burden of persuasion in this case rests with the Parents who requested this hearing.
Nevertheless, application of this principle determines which party prevails only in cases where
the evidence is evenly balanced or in “equipoise.” The outcome is much more frequently
determined by which party has presented preponderant evidence in support of its position.
Hearing officers, as fact-fi nders, are also charged with the responsibility of making
credibility determinations of the witnesses who testify. See J. P. v. County School Board, 516
F.3d 254, 261 (4th Cir. Va. 2008); see also T.E. v. Cumberland Valley School District, 2014 U.S.
Dist. LEXIS 1471 *11-12 (M.D. Pa. 2014); A.S. v. Office for Dispute Resolution (Quakertown
Community School District), 88 A.3d 256, 266 (Pa. Commw. 2014). This hearing officer found
each of the witnesses to be generally credible, testifying to the best of their recollections based
on their individual perspectives. It should also be noted that the Parents presented as caring and
devoted parents and advocates for Student; additionally, all of the District personnel presented as
qualified and dedicated professionals. There can be no question that the parties share a common
concern for Student and Student’s education, despite their conflicting positions at the hearing.
In reviewing the record, the testimony of ev ery witness, and the content of each exhibit,
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were thoroughly considered in issuing this decision,5 as were the parties’ thorough and well-
written Closing Arguments. One evidentiary issue merits mention before proceeding to the
substantive claims. The parties’ viewpoints on what information this hearing officer should
consider with respect to the 2015-16 school year were polar opposites. (See N.T. 1198-1205;
District’s Closing Argument at 1 n.2) The Parents appeared reluctant to let it be known that
Student had returned to the District for the current school year, while the District asserted that
this decision by the Parents was relevant, particularly with respect to consideration of the
equities in any tuition reimbursement analysis. All evidence relating to the 2015-16 school year
was excluded as immaterial to the issues in the Due Process Complaint and Amended Complaint,
and the arguments of both parties regarding this evidence have been well developed and
preserved. Nevertheless, and despite the efforts to keep from me any knowledge that the parties
had been meeting and working together to collaborate on Student’s current program, those
circumstances can only be viewed as positive for both the Parents and District, even if not
probative of the issues presented.
General IDEA Principles
The IDEA and state and federal regulations obligate school districts to locate, identify,
and evaluate children with disabilities who need special education and related services, another
aspect of Child Find. 20 U.S.C. § 1412(a)(3); 34 C.F.R. § 300.111(a); 22 Pa. Code §§ 14.121-
14.125. School districts are required to identify a student eligible for special education services
within a reasonable time after notice of behavior that suggests a disability. D.K. v. Abington
School District, 696 F.3d 233, 249 (3d Cir. 2012). School districts are not required to identify a
5 It merits mention, however, that the sheer volume of email messages introduced and admitted (particularly P-1 and
P-18) created a likely unintended distraction from the important evidence in the case, and served to minimize, if not
obscure, the significance of any single electronic communication between the parties.
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disability “at the earliest possible moment.” Id. (citation omitted). Nevertheless, when a school
district has reasonable suspicion of a disability, the obligation is triggered. P.P. v. West Chester
Area School District, 585 727, 738 (3d Cir. 2009). Child Find is an ongoing requirement. Id.
The IDEA defines a “child with a disability” as a child who has been evaluated and
identified with one of a number of specific classifications and who, “by reason thereof, needs
special education and related services.” 20 U.S.C. § 1401; 34 C.F.R. § 300.8(a). With respect
to the second prong of IDEA eligibility, “special education” means specially designed instruction
which is designed to meet the child’s individual learning needs. 34 C.F.R. § 300.39(a). “There
is no precise standard for determining whether a student is in need of special education, and
well-settled precedent counsels against invoking any bright-line rules for making such a
determination.” Chelsea D. v. Avon Grove School District, 2013 U.S. Dist. LEXIS 98125 *24
(E.D. Pa. July 15, 2013) (quoting West Chester Area School District v. Bruce C., 194 F. Supp. 2d
417, 420 (E.D. Pa. 2002)).
The IDEA requires the states to provide a “free appropriate public education” (FAPE) to
all students who qualify for special education services. 20 U.S.C. §1412. In Board of Education
of Hendrick Hudson Central School District v. Rowley, 458 U.S. 176 (1982), the U.S. Supreme
Court held that this requirement is met by providing personalized instruction and support
services to permit the child to benefit educationally from the instruction, providing the
procedures set forth in the Act are followed. The Third Circuit has interpreted the phrase “free
appropriate public education” to require “significant learning” and “meaningful benefit” under
the IDEA. Ridgewood Board of Education v. N.E., 172 F.3d 238, 247 (3d Cir. 1999). Local
education agencies (LEAs) meet the obligation of providing FAPE to eligible students through
development and implementation of an Individualized Education Program (IEP), which is
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“‘reasonably calculated’ to enable the child to receive ‘meaningful educational benefits’ in light
of the student’s ‘intellectual potential.’ ” Mary Courtney T. v. School District of Philadelphia,
575 F.3d 235, 240 (3d Cir. 2009) (citations omitted).
An LEA “need not provide the optimal level of services, or even a level that would
confer additional benefits, since the IEP required by IDEA represents only a ‘basic floor of
opportunity.’” Carlisle Area School District v. Scott P., 62 F.3d 520, 533-534 (3d Cir. 1995)
(quoting Rowley, supra, at 201); see also Ridley School District v. M.R., 680 F.3d 260, 269 (3d
Cir. 2012). Nevertheless, the U.S. Supreme Court over thirty years ago recognized that a child
with a disability who is “advancing from grade to grade” is not necessarily a child who has been
provided with an appropriate education. Rowley, supra, at 203 n.25; see also 34 C.F.R. §
300.101(c)(1) (“Each State must ensure that FAPE is available to any individual child with a
disability who needs special education and related services, even though the child has not failed
or been retained in a course or grade, and is advancing from grade to grade.”) An appropriate
education, thus, encompasses all domains, including behavioral, social, and emotional. Breanne
C. v. Southern York County School District, 732 F.Supp.2d 474, 483 (M.D. Pa. 2010) (citing
M.C. v. Central Regional School District, 81 F.3d 389, 394 (3d Cir. 1996)).
The obligation to provide FAPE is substantively the same under Section 504 and under
the IDEA. Ridgewood, supra, at 253. Thus, the IDEA and Section 504 claims will be addressed
together.
Child Find
The first issue is whether the District identified Student in a timely manner. The Parents
contend that the District had sufficient reason to suspect during second grade that Student was a
child with a disability such that an IEP should have been in place no later than the start of school
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in the fall 2012, while the District argues that its actions during the 2011-12 school year, and
through in the fall and winter of the 2012-13 school year when Student’s difficulties became
more consistent and indicative of a need for a special education evaluation, were timely and
appropriate.
Student certainly exhibited concerning behavior and difficulty with writing tasks during
second grade. (Finding of Fact (FF) 6, 9, 10, 11) The District responded by engaging the
instructional support team, and the teacher implemented several classroom strategies to address
Student’s behavior and difficulty with writing tasks. (FF 7, 9, 10) Student’s visits to the nurse
did decline, and the teacher believed her regular education interventions were successful overall.
(Id.) Even factoring in the one, perhaps more serious, behavioral incident in the principal’s
office at some unknown time in second grade, I cannot conclude that the District’s response to
Student’s difficulties during the 2011-12 school year amounted to an unreasonable delay in
suspecting that Student had a disability and recognizing a duty to perform evaluation for special
education.
6 Moreover, the Parents’ inquiry in March 2012 regarding a potential occupational
therapy evaluation did not go so far as to actually make that request, which would have prompted
a more definitive response from the District. 20 U.S.C. § 1414(a)(1)(B), 1415(b)(3); 34 C.F.R.
§§ 300.301(b), 300.503(a)(2); 22 Pa. Code § 14.123(c). The occupational therapy screening that
followed provided the teacher and Parents with a new recommendation for addressing Student’s
handwriting, a suggestion that required some time to implement and evaluate. Viewing the
circumstances throughout the 2011-12 school year in their entirety and as they occurred, I cannot
conclude that the District’s responses to Student’s difficulties in second grade were
6 The Office of Special Education Programs has cautioned against delaying special education evaluations through
implementation of Response to Intervention programs when a disability is suspected. Memorandum to State
Directors of Special Education 11-07, 56 IDELR 50 (OSEP 2011).
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inappropriate. Nonetheless, the circumstances did serve to place the District on notice that it
should carefully monitor Student at the beginning of the 2012-13 school year.
Student began engaging in frequent, significant problematic behavior as soon as third
grade began. (FF 21, 22, 23) As of the first week of September 2012, the District was aware
that the Parents had had Student privately evaluated. Additionally, Student began to engage in
serious behaviors involving hiding in the restroom, crying, and Student hitting Student’s self.
(Id.) These incidents were significant enough during the first few days of the school year for the
teacher to track, and within a few weeks’ time also involved the principal and emotional support
teacher. (Id.) There can be no question that these behaviors had an adverse impact on Student’s
learning as well as that of Student’s peers. In the meantime, although the evaluation process had
gotten underway, the emotional support teacher recognized the need for immediate interventions,
and developed a temporary course of action that included a de-escalation plan. (FF 29, 31)
The record establishes that, based on the difficulties throughout second grade, the District
should have been carefully monitoring Student at the beginning of the 2012-13 school year. Had
it done so and acted promptly when Student immediately began to exhibit the numerous and
serious behaviors in the fall of 2012, an ER could have been completed to form the basis for an
IEP no later than the end of November 2012.7 22 Pa. Code § 14.123(b) (allowing sixty calendar
days for completion of an evaluation); 34 C.F.R. § 300.323(c) (providing for development of IEP
within thirty days of determination of eligibility with services provided as soon as possible
thereafter). While the emotional support teacher did try a number of interim interventions while
the ER was completed and before IEP could be implemented, this approach could not be based
on a comprehensive evaluation given the District’s delay in that process, and the temporary
7 Although there is no school calendar in the record for the 2012-13 school year, it is not unreasonable to conclude
that school began around September 1, 2012.
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solutions did not adequately address the difficulties Student experienced throughout the school
day. Thus, the evidence demonstrates that the District failed in its Child Find obligation by
failing to hold the IEP meeting until January 2013.
In a related argument, the Parents assert that the District’s ER was not appropriate to
guide development of Student’s educational program. The law does impose certain requirements
on local education agencies to ensure that sufficient and accurate information about the child is
obtained in conducting a special education evaluation.
Conduct of evaluation. In conducting the evaluation, the public agency must—
(1) Use a variety of assessment tools and strategies to gather relevant
functional, developmental, and academic information about the child,
including information provided by the parent, that may assist in determining—
(i) Whether the child is a child with a disability under § 300.8; and
(ii) The content of the child’s IEP, including information related to
enabling the child to be involved in and progress in the general education
curriculum (or for a preschool child, to participate in appropriate
activities);
(2) Not use any single measure or assessment as the sole criterion for
determining whether a child is a child with a disability and for determining an
appropriate educational program for the child; and
(3) Use technically sound instruments that may assess the relative contribution
of cognitive and behavioral factors, in addition to physical or developmental
factors.
34 C.F.R. §§ 300.304(b); see also 20 U.S.C. § 1414(b)(2). The evaluation must be “sufficiently
comprehensive to identify all of the child’s special education and related services needs, whether
or not commonly linked to the disability category in which the child has been classified,” and
utilize “[a]ssessment tools and strategies that provide relevant information that directly assists
persons in determining the educational needs of the child[.]” 34 C.F.R. §§ 304(c)(6) and (c)(7);
see also 20 U.S.C. § 1414(b)(3).
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The ER did rely extensively on the NER, but that evaluation was comprehensive, and the
parties understandably agreed that no further assessments were needed. The District concluded
that Student was eligible on the basis of OHI and a Speech/Language Impairment, but rejected
the determination that Student had a disability in written expression. The Parents suggest that
this conclusion, and the District school psychologist’s belief that Student had an autism or
emotional disability, render the District’s evaluations inappropriate. However, and as the
District observes, Student’s educational program must be evaluated based on what was and was
not provided in terms of Student’s needs, rather than on what categories or labels may have been
used.
Provision of FAPE
Careful review of the January 2013 IEP in light of Student’s overall profile reveals that it
is responsive to Student’s identified speech/language weaknesses, and provided for Student’s
sensory and self-regulation needs; but is also flawed in other respects. First, with respect to
Student’s difficulties with writing tasks, the related IEP goal only provided that Student would
“demonstrate functional motor skills” with four objectives relating to writing samples, copying,
using adapted scissors, and managing zippers and shoelaces. (S-4 p. 54) The SDI provided for
materials that would assist Student in the physical task of writing, and extended time to complete
them, but there is nothing in the IEP that addresses Student’s consistent inability to create a
written work product without significant prompts and supports and problematic behavior.
Regardless of whether the District accepted Student’s difficulty in the area of written expression
as a Specific Learning Disability, the IEP omitted any means of addressing Student’s
longstanding failure to complete writing assignments and execute all writing tasks.
Second, while Student’s behavior clearly impacted Student’s learning and that of others,
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the only behavioral goal was to manage frustration through use of a self-monitoring system, a
sticker in the assignment book. This goal had no baseline, and it is unclear how the targeted 85%
mastery would be measured, and whether Student’s self-monitoring actually reflected an ability
to manage, or even recognize, frustration. Although the FBA conducted in February and March
2013 could and should have provided valuable information on which to base behavioral
programming, the FBA targeted only two specific behaviors despite the existence of many other
more significant concerns, such as Student hiding in the restroom. The BCBA did not
recommend a PBSP and instead suggested only that Student receive social skills instruction.
Thus, rather than improving the District’s response to Student’s continuing difficult behaviors,
the FBA yielded little useful information for Student’s educational programming needs.
For the remainder of the 2012-13 school year , and into the start of the 2013-14 school
year, Student persisted in exhibiting many of the same behaviors as in the prior year, and
continuing to experience difficulty with all aspects of writing tasks. (FF 46, 51, 52) When the
team met to develop the January 2014 IEP, Student’s needs were similar to the prior year, yet
again there were no measurable goals addressing Student’s specific behaviors or needs with
respect to producing written work. While it appears to have been wholly appropriate to decrease
the amount of speech services given Student’s increasing frustration with that service, and
Student’s improvement with expressive and receptive language skills, the flaws in the previous
years remained. And, not surprisingly, Student’s behaviors and difficulty with writing went
largely unchanged.
Taken individually and together, the omission of specific educational programming for
these two areas of critical need amounts to a substantive denial of FAPE. The remedy for the
deprivation will be addressed in the next section of this decision.
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The May 2014 IEP increased the level of sp eech/language support in, and added SDI to
the January 2014 IEP; and the August version added speech/language goals and additional SDI.
It is noteworthy here that the Parents challenged the testimony presented on the 2014-15
program, arguing that a fact-finder may not consider any evidence outside the four corners of the
IEP itself. The evidence was admitted in order to provide further explanation of the program
proposed, not to directly contradict the plain language of an IEP. See R.E. v. New York City
Department of Education, 694 F.3d 167 (2d Cir. 2012) (accepting evidence that explains or
justifies provisions in an IEP, but not testimony that alters its terms); see also John M. v. Board
of Education, 502 F.3d 708 (7th Cir. 2007) (explaining that one ordinarily should only consider
the language in the IEP document itself, but that extrinsic evidence may help explain the
intentions of the participants where particular language is not included). Still, and as before,
there was nothing in Student’s program to address Student’s ongoing failure to produce written
work product, or to provide positive behavioral support as Student would make an important
transition to a new school building. Thus, even with the extrinsic evidence, the program was not
sufficiently responsive to Student’s needs to render it appropriate.
In short, for the same reasons I found a de nial of FAPE in the January 2013 IEP, the
program for part of the 2012-13 school year, the entire 2013-14 school year, and proposed for the
2014-15 school year were inappropriate and denied Student FAPE.
Remedies
Compensatory Education
It is well settled that compensatory education is an appropriate remedy where a school
district knows, or should know, that a child's educational program is not appropriate or that he or
she is receiving only trivial educational benefit, and the district fails to remedy the problem.
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M.C. v. Central Regional School District, 81 F.3d 389 (3d Cir. 1996). Such an award
compensates the child for the period of time of deprivation of special education services,
excluding the time reasonably required for a school district to correct the deficiency. Id.
Compare B.C. v. Penn Manor School District, 906 A.2d 642, 650-51 (Pa. Cmwlth. 2006)
(rejecting the M.C. standard for compensatory education, and holding that “where there is a
finding that a student is denied a FAPE and … an award of compensatory education is
appropriate, the student is entitled to an amount of compensatory education reasonably
calculated to bring him to the position that he would have occupied but for the school district’s
failure to provide a FAPE.”); Reid v. District of Columbia Public Schools, 401 F.3d 516 (D.C.
Cir. 2005). Compensatory education is an equitable remedy. Lester H. v. Gilhool, 916 F.2d 865
(3d Cir. 1990).
Based on the foregoing, I conclude that Student should have been provided with
appropriate, consistent educational services and interventions to address Student’s needs in
written expression and behavior, including critical assessment of the reasons for those
longstanding deficits and specially designed instruction for remediating those areas of need
including through a system of positive behavioral support. Having found that an IEP should
reasonably have been in place no later than December 1, 2012, the compensatory education shall
begin on that date and continue through the end of the 2013-14 school year.
Assessing the amount of compensatory education is admittedly difficult. There is no
evidence from which to apply the B.C. approach. Thus, this hearing officer finds that the M.C.
hour-for-hour remedy for the period of deprivation is equitable. I conclude that written
assignments were part of each school day for Student during the relevant time period, and that
written work was part of most classes. Using the District’s 30 minute writing block during the
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school day (N.T. 897) as a basis, I equitably estimate that one hour is the minimum amount of
time that Student should have been provided special education support for writing tasks, 30
minutes for the actual writing block and 30 minutes for additional class assignments. With
respect to the absence of appropriate positive behavioral interventions, Student’s behaviors were
inconsistent and difficult to quantify. However, it is reasonable to conclude from the record that
the majority of Student’s concerning behaviors (going to the nurse and restroom frequently and
for prolonged periods) were at least indirectly related to inadequate writing support.
Accordingly, an additional one hour per day of compensatory education shall be awarded for the
lack of appropriate behavioral programming. Thus, Student is entitled to two total hours of
compensatory education for each day that school was in session beginning on December 1, 2012
and continuing through the end of the 2012-13 school year, and for the entire 2013-14 school
year.
The hours of compensatory education are subject to the following conditions and
limitations. Student’s Parents may decide how the hours of compensatory education are spent.
The compensatory education may take the form of any appropriate developmental, remedial or
enriching educational service, product or device that furthers Student’s educational and related
services needs. The compensatory education shall be in addition to, and shall not be used to
supplant, educational and related services that should appropriately be provided by the District
through Student’s IEP to assure meaningful educational progress. Compensatory services may
occur after school hours, on weekends, and/or during the summer months when convenient for
Student and the Parents. The hours of compensatory education may be used at any time from the
present until Student turns age sixteen (16).
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Tuition Reimbursement
Parents who believe that a public school is not providing FAPE may unilaterally remove
their child from that school and place him or her in a private school and seek tuition
reimbursement for the cost of the alternate placement. 20 U.S.C. § 1412(a)(10)(C); 34 C.F.R. §
300.148(c); Mary Courtney T., 575 F.3d at 242. Tuition reimbursement is an available remedy
for parents to receive the costs associated with a child's placement in a private school where it is
determined that the program offered by the public school did not provide FAPE, and the private
placement is proper. Florence County School District v. Carter, 510 U.S. 10 (1993); School
Committee of Burlington v. Department of Education, 471 U.S. 359 (1985). Consideration of
equitable principles is also relevant in deciding whether reimbursement for tuition is warranted.
Carter, supra; see also. See Forest Grove School District v. T.A., 557 U.S. 230 (2009)
(explaining that tuition reimbursement award may be reduced where equities warrant, such as
where parents failed to provide notice). In considering the three prongs of the tuition
reimbursement test, the concept of least restrictive environment (LRE) is not controlling in
evaluating parents’ unilateral placements. Ridgewood, supra. A private placement also need not
satisfy all of the procedural and substantive requirements of the IDEA. Carter, supra.
Having concluded that the Dist rict denied Student FAPE in its proposed program for the
2014-15 school year, the next question is whether each of the private schools was reasonably
calculated to provide an appropriate education.
With respect to First Private School, the pr ogram of college preparation by certified
teachers and small class sizes was certainly appropriate for Student’s academic needs; and,
Student received academic instruction and made progress in the areas of reading, mathematics,
social studies, science, and special classes. However, First Private School did not provide any
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special education or related services to Student, including emotional support and occupational
therapy. It was unable to meet Student’s needs to develop coping skills and manage anxiety.
Student exhibited many of the same concerning behaviors that were demonstrated in the District.
First Private School could not provide appropriate counseling; indeed, Student’s private therapist
served in that role. Student exhibited very concerning behaviors within two weeks of
enrollment, and staff concluded within a short two month time period that Student could not
continue in the program due to Student’s significant needs.
In sum, First Private School was not appropr iate in addressing Student’s emotional and
behavioral needs, which was a major complaint of the Parents with respect to the District
program. And, despite the contention that Student’s needs arose after Student began at First
Private School and are likely due to an unforeseen circumstance (Parents’ Closing Argument at
40), the hesitation of its admissions director to admit Student because of Student’s anxiety,
coupled with the very short period of time within which that placement could possibly have met
Student’s emotional needs, weighs against a finding of appropriateness.8
Second Private School, on the other hand, is an approved private school that implements
IEPs. It created an IEP for Student shortly after Student’s enrollment that included self-
regulation, social skills, using coping skills, speech/language, and written expression; all of these
areas are identified needs for Student. After a short transition period, Student did not exhibit
problematic behaviors there, so no individual PBSP was needed, but Second Private School
implemented its school-wide behavior plan with an individualized point sheet that together were
effective for Student. Student demonstrated academic success, including completing writing
8 While it is not necessary to examine the equities, I would conclude that the Parents gave the District ample notice
of their intention to seek reimbursement for private school tuition in the summer of 2014, and further that the
Parents did not make the final decision until after the August IEP meeting. (FF 85)
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assignments and developing skills for written expression; and made gains with respect to social
skills, coping skills, and requesting and accepting help. Student was successful at Second
Private School and I conclude that it was appropriate.
Turning to the step of equitable considerations, the equities do not favor one party or the
other. The District contends that the Parents’ failure to advise it of Student’s enrollment at
Second Private School favors it because they failed to comply with the ten-day notice provision.
(District’s Closing Argument at 34) While this factor is a consideration, to the extent it is
applicable under these circumstances, denial of reimbursement is discretionary, not mandatory.
20 U.S.C. §§ 1412(a)(10)(C)(iii)-(iv). Moreover, given the situation that the family was facing
in the fall of 2014, the Parents’ lack of notice of to the District of Student’s attendance at a
second private school is understandable. Thus, in this hearing officer’s estimation, the failure to
give this specific notice is not fatal to their claim. Accordingly, I find no equitable basis to
reduce or deny tuition for Second Private School.
CONCLUSION
Based on the foregoing findings of fact and for all of the above reasons, this hearing
officer concludes that the District denied Student FAPE; that Student is entitled to compensatory
education; and that the Parents are entitled to a portion of their claim for tuition reimbursement.
ORDER
In accordance with the foregoing findings of fact and conclusions of law, it is hereby
ORDERED as follows.
1. The District failed in its Child Find obligation in the fall of 2012.
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2. The District’s educational programs provided and implemented during a part of the 2012-
13 school year and the entire 2013-14 school years were not appropriate, and denied
Student FAPE.
3. Student is entitled to, and the District is ordered to provide, compensatory education as
follows:
a. Two hours of compensatory education for each day that school was in session for
students from December 1, 2012 through the end of the 2012-13 school year, and
for the entire 2013-14 school year.
b. The hours of compensatory education are subject to the following conditions and
limitations. Student’s Parents may decide how the hours of compensatory
education are spent. The compensatory education may take the form of any
appropriate developmental, remedial or enriching educational service, product or
device that furthers Student’s educational and related services needs. The
compensatory education shall be in addition to, and shall not be used to supplant,
educational and related services that should appropriately be provided by the
District through Student’s IEP to assure meaningful educational progress.
Compensatory services may occur after school hours, on weekends, and/or during
the summer months when convenient for Student and the Parents. The hours of
compensatory education may be used at any time from the present until Student
turns age sixteen (16).
4. The Parents are entitled to, and the District is ordered to provide, reimbursement for
Student’s tuition to Second Private School for the time that Student was enrolled there
during the 2014-15 school year. Within thirty calendar days of receipt of an itemized
invoice(s) for that tuition expense, the District shall issue reimbursement to the Parents.
5. The Parents are not entitled to reimbursement for Student’s tuition to First Private
School, and the District is not required to take any further action with respect to that
expense.
6. Nothing in this Order should be read to prevent the parties from mutually agreeing to
alter any of its terms.
It is FURTHER ORDERED that any claims not specifically addressed by this decision and
order are denied and dismissed.
Cathy A. Skidmore
_____________________________
Cathy A. Skidmore
HEARING OFFICER
Dated: December 2, 2015
