Methacton School District | Case 16718-15-16 | 2016-03-02
Pennsylvania special education due-process decision
- Case number
- 16718-15-16
- Date
- 03/02/2016
- Parties / district (official listing)
- Methacton School District
- Hearing officer
- Michael McElligott
- Issues (official listing)
- IEP Goals Tuition Reimbursement Independent Educational Evaluation Agreements
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Decision text
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This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
Pennsylvania
Special Education Hearing Officer
DECISION
Child’s Name: G. W.
Date of Birth: [redacted]
Dates of Hearing:
October 23, 2015
December 22, 2015
January 11, 2016
CLOSED HEARING
ODR Case # 16718-1516AS
Parties to the Hearing: Representative:
Parent[s] Mark Voigt, Esquire
Plymouth Meeting Executive Campus
600 West Germantown Pike
Suite 400
Plymouth Meeting, PA 19462
Methacton School District Christina Stephanos, Esquire
1001 Kriebel Mill Road Sweet Stevens
Norristown, PA 19403 331 Butler Avenue
New Britain, PA 18601
Date Record Closed: February 8, 2016
Date of Decision: March 2, 2016
Hearing Officer: Jake McElligott, Esquire
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INTRODUCTION
Student is a [mid-teen aged] student residing in the Methacton
School District (“District”). The parties do not dispute whether the
student qualifies as a student with a disability under the Individuals
with Disabilities in Education Improvement Act of 2004 (“IDEIA”)1.
Parent claims that the District owes the parent tuition reimbursement for
a unilateral private placement undertaken for the 2015-2016 school year
because the District’s proposed program and placement was not
designed to provide a free appropriate public education (“FAPE”) to the
student. Parents also make a claim for reimbursement for a private
evaluation of the student.
The District counters that its program and placement proposed for
the 2015-2016 school year are reasonably calculated to provide FAPE to
the student and, as such, parent is not entitled to tuition reimbursement
for alleged violations of IDEIA, nor to reimbursement for the private
evaluation of the student.
For the reasons set forth below, I find in favor of the parent on the
issue of tuition reimbursement but in favor of the District on the issue of
reimbursement for the evaluation.
1 It is this hearing officer’s preference to cite to the implementing regulation of the
IDEIA at 34 C.F.R. §§300.1-300.818. See also 22 PA Code §§14.101-14.162 wherein
Pennsylvania education regulations explicitly adopt most provisions of 34 C.F.R.
§§300.1-300.818.
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ISSUES
Is the parent entitled to tuition reimbursement
for the unilateral private placement
undertaken for the 2015-2016 school year?
Is parent entitled to reimbursement
for the private evaluation of the student?
FINDINGS OF FACT
1. At the outset of the 2006-2007 school year, the student’s 1st grade
year, the student was identified by the District as a student with a
disability, namely a specific learning disabilities in reading and
written expression, and a speech/language impairment. In re-
evaluation report (“RRs”) of April 2012, June 2013 and August
2013, the District continued to identify the student as having
learning disabilities in reading and written expression; the student
was also identified with health impairments related to attention
deficit hyperactivity disorder (“ADHD”) and anxiety. (Parents’
Exhibit [“P”]-21; School District Exhibit [“S”]-2).
2. The parties engaged in a prior round of special education due
process, resulting in a decision in November 2013. (P-34).
3. In December 2013, in light of the issuance of the November 2013
decision, the parties reached a settlement of that dispute through
a written settlement agreement. (P-35).
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4. The December 2013 settlement agreement settled all claims
between the parties “from the beginning of time” through the end
of the 2014-2015 school year. (P-35).2
5. In its relevant parts, the December 2013 settlement agreement
provided that the District would provide tuition for the student at a
private placement for the 2013-2014 and 2014-2015 school years.
(P-35).
6. The December 2013 settlement agreement also provided that, in
the spring of 2015, the student would undergo a District re-
evaluation process in which parent would cooperate and provide
requested permissions, consents, and/or input. (P-35).
7. In the spring of 2015, pursuant to the relevant provisions of the
December 2013 settlement agreement, the District undertook its
re-evaluation process.
8. In April 2015, following the re-evaluation process, the District
issued its RR. (P-36; S-1).
9. In April 2015, following the issuance of the April 2015 RR, the
student’s individualized education plan (“IEP”) team met to design
the student’s IEP for the 2015-2016 school year. (P-37, S-3, S-4).
2 At the initial hearing session on October 23rd, the parents, through the testimony of
the student’s mother, spent an inordinate amount of time on evidence related to the
student’s education prior to the November 2013 decision and December 2013
settlement agreement. Parents were permitted to utilize the time allotted to the mother’s
testimony in the way they saw fit. It must be noted, however, that the mother’s
testimony was largely spent on evidence that was entirely non-probative of the issues in
this matter.
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10. The April 2015 IEP contained 10 goals in the following areas:
two in written expression, two in organization/study skills, two in
speech and language, three in reading, and one in mathematics.
(P-37; S-4).
11. The goals in the April 2015 IEP did not contain any baseline
information. Each goal indicated that “baseline has been identified
in (present levels of educational performance)” and that the District
planned to gather further baseline data during summer 2015
programming at the District. (P-37; S-4).
12. The present levels of educational performance in the April
2015 IEP were reports of the standardized achievement testing
from the evaluation process; the goals were written in terms of
District curriculum, assignments, or instructional results. (P-37;
S-4).
13. The April 2015 IEP contained a broad assortment of program
modifications and specially designed instruction. (P-37; S-4).
14. The April 2015 IEP calculates that the student will be in the
regular education environment for 67% of the school day. (P-37; S-
4).
15. In May 2015, the District issued a notice of recommended
educational placement (“NOREP”), formally offering the April 2015
IEP as the student’s program/placement for the 2015-2016 school
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year. The student’s parents rejected the proposed program. (P-38;
S-3).
16. In June 2015, the District updated the April 2015 RR to
include further information. The student’s IEP met again to revise
the student’s IEP. (S-2, S-3, S-4).
17. In July 2015, the student underwent a private evaluation
which resulted in the issuance of an independent educational
evaluation (“IEE”). The July 2015 IEE included one reading
assessment and one behavior assessment, as well as record review
and interviews with the student and a parent. (P-43; S-7).
18. In early August 2015, the student’s IEP was revised. (S-3, S-
4).
19. The goals in the August 2015 IEP remained the same. Some
of the goals contained intermittent baseline information. Where
baseline data was provided, it was reported as results from
assessments in the evaluations, or earned grades from the private
placement where the student had been attending; the goals were
written in terms of District curriculum, assignments, or
instructional results. (S-4).
20. Whether goals contained baseline data or not, half of the
goals indicated that data would be ascertained within 2 weeks
within the implementation date of the IEP. Some goals were noted
as not being part of the student’s programming at the private
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placement; for these goals, the baseline data indicated: “If (the
student) were to return to the District, the District would conduct
probes to determine (the student’s) present level in order to
measure (the student’s) progress accurately.” (S-4).
21. On August 20, 2015, the District issued to the parents by
email this IEP (August 20th IEP) and a NOREP. (S-5).
22. The next day, on August 21, 2015, the parents filed a special
education due process complaint, the complaint which led to these
proceedings. (P-52; S-6).
23. The student returned to the private placement where the
student attended the 2013-2014 and 2014-2015 school years
under the terms of the December 2013 settlement agreement. (P-
40).
24. The private placement provides individualized instruction
geared to students with learning difficulties in reading, written
expression, and/or mathematics, including supports for students
with ADHD. (P-31, P-32, P-33, P-42, P-56; see generally Notes of
Testimony at 177-240).
25. In the most recent school year at the private placement, the
2014-2015 school year, the student made progress. (P-46).
26. On August 26, 2015, the District offered a revised IEP. The
last-revised and offered IEP, upon which the parents based their
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decision for unilateral private enrollment, was the August 20th IEP.
(P-50).
DISCUSSION AND CONCLUSIONS OF LAW
To assure that an eligible child receives a FAPE (34 C.F.R.
§300.17), an IEP must be reasonably calculated to yield meaningful
educational benefit to the student. Board of Education v. Rowley, 458
U.S. 176, 187-204 (1982). ‘Meaningful benefit’ means that a student’s
program affords the student the opportunity for “significant learning”
(Ridgewood Board of Education v. N.E., 172 F.3d 238 (3rd Cir. 1999)), not
simply de minimis or minimal education progress. (M.C. v. Central
Regional School District, 81 F.3d 389 (3rd Cir. 1996)).
Tuition Reimbursement
Long-standing case law and the IDEIA provide for the potential for
private school tuition reimbursement if a school district has failed in its
obligation to provide FAPE to a child with a disability (Florence County
District Four v. Carter, 510 U.S. 7 (1993); School Committee of
Burlington v. Department of Education, 471 U.S. 359 (1985); see also 34
C.F.R. §300.148; 22 PA Code §14.102(a)(2)(xvi)). A substantive
examination of the parents’ tuition reimbursement claim proceeds under
the three-step Burlington-Carter analysis, which has been incorporated
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into IDEIA. (34 C.F.R. §§300.148(a),(c),(d)(3); 22 PA Code
§14.102(a)(2)(xvi)).
The August 20th 2015 IEP. In the three-step analysis, the first step
is an examination of the school district’s proposed program and whether
it was reasonably calculated to yield meaningful education benefit (34
C.F.R. §300.17; Rowley; Ridgewood; M.C.). In this case, the August 20th
2015 IEP proposed by the District is inappropriate.
The August 20th 2015 IEP is not reasonably calculated to yield
meaningful education benefit for one primary reason: The lack of useful
baseline data for any of the student’s ten goals is a fatal flaw.
Appropriate goal-writing starts with an understanding of a student’s
current achievement levels in a goal area, commonly referred to as a
goal’s baseline data. From there, weighing this data and the IEP team’s
consideration of a student’s strengths, areas of need, and the District’s
understanding of potential instructional strategies, the goal itself can be
written (a) to guide instruction over the course of the IEP and (b) to
provide the IEP team with a sense of the progress, or lack of progress,
exhibited on any particular goal over the course of the student’s
instruction under the IEP.
Most goals in every IEP on this record (April 2015, June 2015, and
August 20
th 2015) indicate that baseline data would be ascertained early
on when the student returned to the District. This approach must be
rejected on this record. The District made no effort to obtain baseline
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data while the student was at the private placement (over April-June
2015), or over the summer (June-August 2015). Given the procedural
history of these matters, it is surprising that the District did not have in
place a plan to gather concrete, detailed baseline data based on the
District curricular materials written into the goal. The student was not
out-of-state, or in a private placement which was inaccessible. And, more
specifically, the point here is not that the District even needed to go to
the student; at any point from April through August 2015, the District
could have requested permission to evaluate the student to establish
concrete, detailed baseline data on the very curriculum materials that
were the focus of the student’s goals.
And this is a second element of the baseline data that underpins a
finding of inappropriateness: Even where, in the August 20th 2015 IEP,
there was some degree of baseline data listed, the baseline was written in
terms of assessment results from evaluations, or grades at the private
placement. Yet the student’s goals are written in terms of probes and
progress on District curricular materials. To be colloquial, these are
apples and oranges, when written in the same goal. By assessing the
student on those District curricular materials, baseline data could have,
and should have, been ascertained to allow the student’s IEP team to
craft entirely appropriate goals that included baseline data which aligned
with the goal. The lack of such data is a substantive, and prejudicial,
flaw in the design of the IEPs.
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By not including baseline data in the student’s proposed goals, or
by presenting baseline data plucked out of the student’s evaluation
history/private placement grades which are both unrelated to the
curricular nature of the goals, the goals in the IEPs were inappropriate.
Parents were asked to approve a program/placement that, in terms of
the student’s IEP goals, were prejudicially incomplete. Accordingly, the
District’s offer of programming in all three IEPs on this record, including
the August 20th 2015 IEP, was inappropriate.
The Private Placement. For the foregoing reasons, the August 20th
2015 IEP proposed by the District is inappropriate. When a school
district program is found to be inappropriate at step one of the
Burlington-Carter analysis, step two of the analysis is an examination of
the appropriateness of the private placement which the parents have
selected.
Here, the private placement is appropriate. The private placement
provides individualized instruction that directly addresses the student’s
needs. And the student’s performance at the private placement in the
most recently completed school year supports a finding that the
programming at the private placement allows the student to make
meaningful education progress. The private placement for the 2015-2016
school year is appropriate.
Balancing of the Equities. Where the school district has proposed
an inappropriate program, and parents’ unilateral placement in a private
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setting provides an appropriate program, the third step of the
Burlington-Carter analysis involves a balancing of the equities between
the parties. Here, the equities do not significantly weigh for, or against,
either party.
Accordingly, the parent is entitled to tuition reimbursement.
Reimbursement for IEE
Parents have requested, as a remedy, reimbursement for the July
2015 IEE, including costs associated to having the evaluator testify at
the hearing. In considering the substance of the July 2015 IEE
substantively, the report did not present information that was entirely
new for an understanding of the student’s needs or potential
programming in school. While it may to deepen understanding of the
student’s needs, or help to flesh out further details related to
programming, the July 2015 IEE did not place the parties in a position
where the trajectory of understanding the student’s needs was changed
or deeply enhanced.
Accordingly, there will be no order for reimbursement for the IEE
or for the evaluator’s participation at the hearing.
CONCLUSION
The August 20 th 2015 IEP proposed by the District for the 2015-
2016 school year is not reasonably calculated to yield meaningful
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education benefit. The program provided by the private placement is
appropriate. And the equities do not impact the determination as to
tuition reimbursement. Therefore, the parent is entitled to tuition
reimbursement.
There is no support on this record for reimbursement to parents
for the July 2015 IEE, or the evaluator’s participation in the hearing.
•
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ORDER
In accord with the findings of fact and conclusions of law as set
forth above, the parent is entitled to tuition reimbursement for the
unilateral private placement undertaken for the 2015-2016 school year.
To the extent that the parent has been placed in a position to
absorb out-of-pocket payment(s) for tuition and fees at the private
placement for the 2015-2016 school year, the District is ordered to
reimburse parent. Upon presentation to the District by the parent of
proof(s) of payment for the 2015-2016 school year, reimbursement shall
be made to parent within 60 calendar days of the date the parent
presents the documentation. Upon presentation to the District by the
parent of any unpaid outstanding balance for the student’s 2015-2016
school year, payment shall be made directly by the District to the private
school within 90 calendar days of the date parent presents the
documentation.
The District is not required to reimburse parents for the cost of the
July 2015 independent evaluation process, or for the cost of the
evaluator’s participation in this hearing.
Any claim not addressed in this decision and order is denied.
Jake McElligott, Esquire
Jake McElligott, Esquire
Special Education Hearing Officer
March 2, 2016
