Methacton School District | Case 6336-05-06 | 2006-07-24
Pennsylvania special education due-process decision
- Case number
- 6336-05-06
- Date
- 07/24/2006
- Parties / district (official listing)
- Methacton School District
- Hearing officer
- Max Wald
- Issues (official listing)
- Identification Evaluation Free Appropriate Public Education IEP
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Decision text
Page 1
This is a redacted version of the original hearing officer decision. Select details may
have been removed from the decision to preserve anonymity of the student. The
redactions do not affect the substance of the document.
PENNSYLVANIA
Special Education Hearing Officer
Decision ODR#6336/05-06
Due Process Hearing
Student
Date of Birth: xx/xx/xx
Date of Hearing: April 25, May 30, June 29, 2006
Open Hearing
Parties to the Hearing:
Representative:
Mr. and Mrs. Parent
Mark Voight, Esquire
Plymouth Meeting Executive Campus
600 West Germantown Avenue, Suite 400
Plymouth Meeting, PA 19462
Methacton School District
1001 Kriebel Mill Road
Norristown, PA 19403-1047
Sharon Montanye, Esquire
Sweet, Stevens, Tucker, and Katz
PO Box 5069, 331 Butler Avenue
New Britain, PA 18901
Transcript Received: July 3, 2006
Closing Statement Received, File Closed July 14, 2006
Date of Decision: July 24, 2006
Hearing Officer: Max Wald, Ed.D.
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Background
Student is [an elementary school-aged] child living with Parent(s) within the Methacton
School District (hereinafter District). The Student has been identified as a child with a
disability and is currently assigned to an Emotional Support Class provided by the
County Intermediate Unit (hereinafter IU).
Prior to enrollment in the District and IU the Student attended four day care centers but
was asked to leave each one of them because of temper outbursts that resulted in
aggressive and physical behavior toward children and adults. This behavior remains and
is periodically exhibited at the present time.
The Student entered the kindergarten in the District and was assigned to an IU class
outside of the District. As of June 2006 the Student has completed her first grade
experience and has according to her teacher made minimal progress academically despite
multiple IEPs
During the 2005-2006 school year the Parents requested the administration of an
Independent Educational Evaluation (IEE). The District agreed to pay for the IEE to the
extent of the costs exceeding the family’s medical coverage.
During the course of the IEE the Parents after a period of strained relationships with the
District filed for a due process hearing claiming that Student had been denied a free
appropriate public education (FAPE) for the period covering the 2004-2005 and 2005-
2006 school years (kindergarten and first grade),
Upon notice of the due process hearing the District withdrew its offer to pay the excess,
above insurance, costs of the IEE. Thus FAPE, IEE, compensatory education, and
assignment to an approved private school (APS) became the focus of the hearing along
with the independent evaluator’s assertion that the child, among other disabilities, was
also autistic.
After the hearing commenced, the District agreed to pay the full cost of the IEE and the
Parents indicated that they would not consider sending their daughter to an APS and
insisted that Student remain in a public school setting.
The remaining issues for the hearing were thus compensatory education and FAPE, and
the Student’s identification.
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Issues
1. Did the School District offer a free appropriate public education to Student during
the 2004-2005 and 2005-2006 school years?
2. If School District did not offer a FAPE during the period in question is the
Student entitled to compensatory education and in what amounts?
3. Was the Student properly identified as a student in need of emotional support?
Findings of Fact
1. The Parents and the Student reside within the boundaries of the School
District. The Student entered the School District via the IU for the 2004-2005
school years. Prior to entering the School District kindergarten from an early
intervention program, (Preschool Intervention Program –PIP) the Student was
evaluated in the spring of 2004 and found eligible for special education. She
was identified as a student with an emotional disturbance and a speech and
language impairment. There was no prior identification of a disability on the
autistic spectrum. (NT 41, 209 505-506, S-5 at 1)
2. Beginning at age 2 the Student was experiencing behavior difficulties
including anger, tantrums, and aggressiveness at both home and school and in
day care. The Student was psychiatrically identified with Oppositional Defiant
Disorder and Adjustment Disorder of Childhood with Anxious Mood. (NT 42,
162, S-2 at 1, S-5 at 12-16, S-24 at 3)
3. Student received early intervention services after a 9/12/2001 request.
Services included, “wraparound,” social worker visitation, and enrollment in
an early intervention unit. (NT 43, P-1 at 1)
4. During the 2003-2004 school year the Student attended the Preschool
Intervention Program provided by the [Redacted] Mental Health and
Retardation Center. The School emphasized a behavior skills management
program and included twice monthly intervention by a psychiatrist. As of
3/31/03 during early intervention, the Student displayed extreme temper
outbursts as well as difficulties in interactions with children and adults.
(NT 41, 69-170, S-2)
5. The Student is a child with an emotional disturbance and attends an IU
emotional support class outside of the District. She has emotional and
behavioral problems that significantly interfere with her learning and ability to
function socially with others. (NT 52-53, 54, 119, 357, 516-517, S-24 at 7, S-
58 at 2, 596)
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6. Behavior Intervention Plans are part of all of the IEPs crafted and are
designed to reduce the student’s incidents of non-compliance along with
addressing academic needs. (NT 57, S-6, S-10, S-41`, S-57)
7. The District’s August 9, 2004 Notice of Recommended Educational
Placement (NOREP) signed by the Parent recommended the Student’s
assignment to an emotional support classroom for all academic instruction.
(NT 57, 282, S-7)
8. IEP team meetings were held frequently throughout the 2004-2005 school
year during which the Student had continuous “ups and downs” in behavior
and progress. (NT 63, 118)
9. The NOREP dated 3/3/2005 was not signed by the Parent. This NOREP,
however, was implemented since it was unsigned but not rejected. (NT 66,
200, S-11)
10. The NOREP dated 4/25/2005 was signed and approved by the Parent, (NT 70,
S-15)
11. Throughout the 2004-2005 and 2005-2006 school years the Student in class
was not listening, was running away, [and exhibiting aggressive behaviors].
Incidents of non-compliance during kindergarten and first grade impacted
heavily on school achievement. The Student refused to perform tasks and
[redacted]. (NT 79, 572, 575, 623, S-24 at 8, S-28 at 3)
12. Upon arriving at school each day the Student had to be physically removed
from the school bus and [assisted] into the school building. The Parent, in this
regard, was concerned about [the assistance]. (NT 83, S-26 at 20)
13. The District agreed to pay the costs of an Independent Educational Evaluation
of the Student. The amount to be paid was portion not paid for by the Parent’s
insurance company. The offer was withdrawn when a request for a due
process hearing was filed. Subsequently, on June 26, 2006 the School District
agreed to pay the full cost of the Independent Educational Evaluation of
Student. (NT 88, 126, 216, 235 S-30 at 3, S-46, P-44, P-54)
14. The District agreed to provide a one-on-one aide for the Student at the
1/05/2006 IEP team meeting. None had been assigned by 1/13/06 but a
substitute was in place. (NT 89, 92, 213-216, 458, S-32)
15. The Student was prescribed Ritalin as of January 2006, a portion of which was
administered at school. (NT 90, 136, 197)
16. The Parent did not sign the NOREP dated 1/31/2006. (NT 95, S-41)
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17. The Student was taken by the Parent to the office of Dr. K on 2/7/06 and
participated in an Independent Educational Evaluation. (NT 97, S-45)
18. The Parent indicates that improvement and growth in behavior and emotional
control have taken place during the 2005-2006 school year. (NT 130, 155)
19. During sessions at home when instruction is attempted by the Parent, the
Student, if frustrated, will walk away or loudly refuse to participate. (NT 140)
20. The Parent during the IEP team meetings displayed outbursts of anger and
would leave the meeting and subsequently return. At times the Parent’s sister
would “fill in for her” in discussions that took place. (NT 179-180)
21. The Parent’s sister, a practicing therapist, explained aspects of the IEP during
the discussion and development process that the Parent did not understand.
(NT 182-183, 185-186)
22. The Student receives substantial academic instruction at school. The Parent
does not believe it is the right kind of instruction though instruction is
delivered by a teacher who focuses on academics throughout the day.
Language Arts is delivered through the Harcourt Brace Program and the
Modern Curriculum Press Plaid Phonics Series. Mathematics is delivered
through the Touch Math Program. (NT 189, 410-411, 576)
23. The Director of Special Services for the District is employed by DCS
Solutions Company and assigned as a consultant to the District. (NT 234)
24. The Parent signed and approved the 2004-2005 IEP on 8/13/2004. The
included Behavior Intervention Plan was reviewed and again approved in
February, 2005 and again reviewed and revised April, 2005, and again in
November 30, 2005. (NT 210-212, S-26)
25. The District and Parent held a resolution meeting on 3/6/2006. The Parent at
the meeting requested placement in an APS. The District secured permission
from the Parent to release the Student’s records as part of the APS referral
process and, were the IEP team to so recommend such placement, would be
willing to fund the tuition costs. (NT 220-222, S-47, S-48)
26. An LEA representative was not present at the July 29, 2004 IEP team
meeting. (NT 248, 539, S-6)
27. The IEP team meeting on 5/24/06 focused on the Parents’ lack of interest in
an APS placement for their daughter. The Parents wanted the IU emotional
support class and also discussed the administration of Ritalin and the
assignment of a one-on-one aide. The focus was not on IEP goals. The goals
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in this IEP remain the same as in 1/2006 IEP. (NT 265-266, 287, S-41 at 10,
S-57 at 9)
28. The Wilson Reading Program was listed in the January 4, 2006 IEP and was
initiated on January 13, 2006. (NT 276, 288, 449, S-41 at 15)
29. The Parent was in agreement with the contents of the 5/24/05 IEP and
behavior plan and acknowledged the presence of a number of new activities
along with the continuation of a number of previously employed strategies.
(NT 298-34, 307, S-57)
30. The Parent feels that the IU is reluctant to accept the Student continuation in
the program because of the Parents’ self acknowledged aggressive verbal
abuse of the staff for which she has apologized. (NT 311-312, S-16, S-28 at 2,
3, S-44)
31. A behavior management plan outlining behavior procedures was sent home at
the beginning of the 05-06 school year indicating how children will be
reinforced and how negative behaviors will be handled. (NT 322-323, P-29 at
145)
32. Present education levels were updated periodically through curriculum
assessments and other standardized tests. (NT 334, S-19)
33. Many behaviors interfere with the Student’s performances. It is difficult to
measure her skills and learning. (NT 347)
34. The Student has average intelligence, very poor social skills and a lot of
tantrum behavior. (NT 349, 540-541, S-5 at 3, S-45 at 1)
35. The Student is a multi-handicapped child who requires a very intensive and
highly coordinated program of special education. (NT 358, S-45 at 31)
36. The Independent Educational Evaluator feels goals are vague and incomplete
but offers little in the way of suggestions for revision nor takes into
consideration goals utilized in Language Arts Program cited in the IEP. (NT
391-392)
37. The Student’s classroom teacher utilized the Harcourt Brace Language Arts
Program for K-2 instruction. This program has components in reading and
writing. Additionally, Modern Curriculum Press Plaid Phonics Series is also
used to teach reading. Mathematics is taught using “Touch Math.” All
programs are multi-sensory. (NT 410-411, 413-414, 449)
38. A goal in Phonemic awareness was added to the 4/14/05 IEP and was not in
the 2/9/05 IEP. The Present Levels of Educational Performance obtained from
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the curriculum assessment, Dynamic Indicators of Basic Early Literacy Skills
(DIBELS) were up dated on a weekly basis. (NT 416, S-10, S-14, S-19, S-21,
S-22, S-23)
39. During the Student’s kindergarten year, 2004-2005, there were periods of time
when academic achievement increased together with incidents of behavioral
acting out. (NT 425, S-18, S-19, S-20, S-23)
40. With the assignment of a one-on-one aide, academic achievement has
minimally increased and acts of physical and verbal aggression along with
acts of non-compliance have minimally decreased as shown in 5/24/06 IEP.
(NT 4555-459, S-57)
41. The Student’s teacher is presently working under an intern certification. She is
certified as a regular education teacher and is one course short of certification
in special education. She has also, received training from the IU in behavior
management, IEP writing and implementation of curricular programs along
with the opportunity of shadowing her predecessor. (NT 320, 324, 329, 414,
461, 465, 485)
42. The April 2005 IEP contains no goals in writing. The “Writing” PLEP,
however, is noted and other Language Arts goals are evident. Emphasis in on
behavior. The teacher felt that the child was on grade level in writing. (NT
473-474, S-14 at 5)
43. Behavioral interventions applied to the Student were often not listed on
anecdotal records. Progress in Harcourt Brace and Modern Curriculum Press
Plaid were also noted, along with noted progress in “Phoneme Segmentation”.
The occasional lack of notation is attributed to computer program
malfunction. (NT 477-479, 481-482, S-23, S-53)
44. Though progress has been made in academic achievement it has been minimal
in the areas of Math and Language Arts. Lack of progress has been due to
non-compliant behavior, along with verbal and physical aggression. (NT 467,
491, 519-520, 526-527, 544, 595)
45. In September, 2005 (Report Date: 11/18/2005) the Student was re-evaluated
to determine whether the current placement was appropriate. (NT 506, S-24)
46. Student’s initial evaluation, which took place on 6/22/2004, indicated that the
Student met the criteria for a student with Emotional Disturbance and a
student with Speech and Language Impairment. It is likely that Student’s test
results in this evaluation were depressed because of her failure to cooperate
with the examiners. (NT 506, S-5 at 3, 11)
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47. In November 2005 the Student’s need for support and services to “maintain
appropriate behavior and assist her learning exceeds the resources currently
available in her current Emotional Support placement.” Student may benefit
from a smaller school setting that offers a more therapeutic learning
environment. (S-24 at 3, S-26 at 3, S-47)
48. The 11/18/2005 and 5/5/2006 Reevaluation Report indicated that the Student
continues to be eligible for special education with a disability of Emotional
Disturbance and additional disabilities of Specific Learning Disability and
Speech and Language Impairment. (NT 511, 524 at 11, S-58 at 8)
49. On 11/30/2004 the Student [made a comment which] was dealt with within
the classroom. The school psychologist was not notified. The issue was
addressed in a 12/16/05 psychiatric evaluation. The Student denied the threat
but acknowledged that when angry she will [use physical aggression] and that
at times she needs restraints. Her behavioral outbursts interfere with her
learning. (NT 478-479, 531-532, S-23 at 2, S-28 at 4-5)
50. The Student had a Behavior Intervention Plan, dated 7/29/2004 upon entering
the District. The behaviors identified for intervention were “Non-compliance”
(refused, leaves assigned area without permission, and does not follow teacher
directions). (NT 556, S-6 at 18)
51. Behavior Intervention Plans were prepared for the Student on 2/9/05, 4/14/05,
and 11/30/05. A functional Behavior Analysis was reported on 11/18/05.
Changes in strategies were effected as needed. (NT 558, 559, 560, 561, 581,
S-10 at 17, S-14 at 21, S-41 at 20, S-24 at 6)
52. Non-compliant behavior on the Student’s part was minimal at first (9/2004)
and escalated from January 2005 through March, 2006. From March through
April 2006 behaviors were stable at their March levels but peaked on April 24,
2006 and declined somewhat on May 1, 2006 (NT 566,570, 608, S-49 at 4 a-
c)
53. Goals and Objectives to address the Student’s specific needs were not based
on standard curricular programs such as Harcourt Brace or Modern
Curriculum Press Plaid. (NT 414-415)
54. Dynamic Indicators of Basic Early Literacy Skills 6
th Ed. (DIBELS) was
utilized to gauge progress in phonemic awareness/fluency. Progress was noted
on a weekly basis though not apparent on the charts provided. (NT 446-448,
S-19 to S-22)
55. The Wilson Fundation Program, a supplemental program utilized to address
reading deficiencies as an intervention strategy was initiated with the 1/4/2006
IEP. (NT 449-450, S-41 at 15)
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56. Behavior and strategies for changing behavior were consistently reviewed for
effectiveness and when necessary revised. (NT 581)
57. The IEE recommended a substantial number of interventions for students with
autism. The Student, however, was identified as emotionally disturbed and
learning disabled. (NT 582-584)
58. The Specially Designed Instruction portions of the 9/8/2004 IEP and the
2/18/2005 IEP Behavior Intervention Plans contained generally similar
strategies. The plans were however detailed and specific with modest changes
made as needed. (NT 598-600, 612, S-6 at 18-20, S-110 at 19-20)
59. A psychiatric evaluation of the Student was completed on March 31, 2003.
The Student was diagnosed with Oppositional Defiant Disorder along with
Adjustment Disorder of Childhood with Anxious Mood. Prior to the
evaluation, while in the waiting area, the Student was observed interacting
appropriately with other children and from time to time approaching adults to
open pleasant and appropriate conversations. No mention of Autism was made
in the report. (S-2 at 2-3)
60. Age appropriate receptive and expressive language skills were identified in
the April 7, 2003 Speech and Language Evaluation. The Parent also reported
use of child’s advanced language skills when Student was 5 years, 9 months
old. (S-5 at 10, S-9 at 1)
61. Therapeutic sessions with a psychologist were terminated during 2005 when
the psychologist was unable to “manage” the Student’s behavior. (S-28 at 2
Discussion and Conclusions of Law
The issues in this very difficult and emotionally charged hearing has focused on whether
or not a free appropriate public education (FAPE) has been provided to a little [redacted]
who has been identified first as emotionally disturbed and subsequently learning disabled
and then arguably autistic with pervasive developmental disabilities, not otherwise
specified. (PDD-NOS).
The Parents have asserted that for two years (2004-2005, and 2005-2006) the Student has
not been provided a FAPE, and to remedy this deficiency they would like, for their child,
a large number of compensatory education hours that will make things better.
In addition, the Parents are somewhat unhappy with the labels assigned to the Student
and have in at least one instance attempted to thwart identification and programming in
this process.
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This hearing officer is now charged with the responsibility of making determination
regarding service provided during the past two years.
This hearing officer after reviewing the evidence determines that the District did provide
a FAPE for this student during the past two years. There were, however, periods of time
when it was not apparent through the evidence that a FAPE was provided. Indeed the
school psychologist testified that the needs of the child were beyond the resources of the
classroom, and for this period of time a FAPE was not provided.
Further, this hearing officer is convinced that the identification of this child as
emotionally disturbed and learning disabled is appropriate. There is not sufficient
evidence that this child should be placed on the Autistic Spectrum with PDD, NOS.
First let us address the issue of appropriate identification. The Student has been
appropriately identified as a child with a disability.
§300.7 Child with a disability.
(a) General.
(1) As used in this part, the term child with a disability means a child evaluated in
accordance with §§300.530–300.536 as having mental retardation, a hearing
impairment including deafness, a speech or language impairment, a visual
impairment including blindness, serious emotional disturbance (hereafter referred
to as emotional disturbance), an orthopedic impairment, autism, traumatic brain
injury, an other health impairment, a specific learning disability, deaf-blindness,
or multiple disabilities, and who, by reason thereof, needs special education and
related services. (2)(i) Subject to paragraph (a)(2)(ii) of this section, if it is
determined, through an appropriate evaluation under §§300.530–300.536, that a
child has one of the disabilities identified in paragraph (a)(1) of this section, but
only needs a related service and not special education, the child is not a child with
a disability under this part. (ii) If, consistent with §300.26(a)(2), the related
service required by the child is considered special education rather than a related
service under State standards, the child would be determined to be a child with a
disability under paragraph (a)(1) of this section.
Upon entering the District for the 2004-2005 school year the Student was appropriately
identified as Emotionally Disturbed.
In Pennsylvania, a serious emotional disturbance is defined as a condition exhibiting one
or more of the following characteristics over a long period of time and to a marked
degree which condition adversely affects educational performance: an inability to learn
which cannot be explained by intellectual, sensory or health factors; an inability to build
or maintain satisfactory interpersonal relationships with peers and teachers; inappropriate
types of behavior or feelings under normal circumstances; a general pervasive mood of
unhappiness or depression; a tendency to develop physical symptoms or fears associated
with personal or school problems.
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When the Student enrolled in the District she had already been involved in an early
intervention program provided by the [Redacted] Mental Health and Retardation Center.
This program emphasized behavior skills management and included twice monthly
intervention by a psychiatrist. (NT 4) Prior to the Student’s admission to the District she
had been disenrolled from four day care centers and had been diagnosed in a psychiatric
evaluation as sustaining symptoms of an Oppositional Defiant Disorder with additional
diagnosis of Adjustment Disorder of Childhood with Anxious Mood. The Student’s
4/15/2003 IEP (P-25) indicated that the Student was a child with a disability in the
category of Emotional Disturbance. This diagnosis was born out in the Evaluation
Report presented by the District on June 22, 2004. No mentions of learning disabilities or
autism were present in any report to this date.
The November 18, 2005 Reevaluation Report (S-24 at 11) determined that in addition to
Emotional Disturbance, the Student was now also in the disability category of Specific
Learning Disability.
§300.7 Child with a Disability
(10) Specific learning disability is defined as follows:
(i) General. The term means a disorder in one or more of the basic psychological
processes involved in understanding or in using language, spoken or written, that may
manifest itself in an imperfect ability to listen, think, speak, read, write, spell, or to do
mathematical calculations, including conditions such as perceptual disabilities, brain
injury, minimal brain dysfunction, dyslexia, and developmental aphasia.
(ii) Disorders not included. The term does not include learning problems that are
primarily the result of visual, hearing, or motor disabilities, of mental
retardation, of emotional disturbance, or of environmental, cultural, or economic
disadvantage.
This diagnosis was confirmed in the Independent Educational Evaluation provided by Dr.
K (S-45) in her February 7, 2006 report. In this report the independent evaluator also
added the possibility of the Student being on the Autistic Spectrum with Pervasive
Developmental Disability, Not Otherwise Specified (PDD-NOS). This despite the
Student’s low score (3
rd %ile) on the Gilliam Autism Rating Scale (GARS). Additionally,
in none of the evidence, testimony or reports, was there any mention of typical behavior
such as inflexible adherence to nonfunctional routines and rituals, persistent
preoccupation with parts of objects, hand or finger flapping or twisting, avoidance of
social interaction, or repetitive motions to name a few. As a matter of fact the Parent
reported advanced articulation. Other reports, such as from a March 31, 2003 psychiatric
evaluation (S-2) reported that while waiting to see the evaluator the Student was observed
interacting appropriately with other children and from time to time would approach adults
to engage in pleasant and appropriate conversations.
This Hearing Officer concludes that in the area of diagnosis/identification that District
did not err. The preponderance of evidence indicates that the Student fell first into the
category of Emotional Disturbance and subsequently into the additional category of
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Specific Learning Disability. There is no evidence of this child falling onto the Autistic
Spectrum at this time.
It should also be noted that in various evaluations there is mention of a Speech and
Language Disability. The Parent wanted it clearly understood that in her estimation this
disability no longer exists and she does not wish to have it addressed.
A major issue in this dispute is whether during the 2004-2005 and 2005-2006 the Student
was offered a Free Appropriate Public Education (FAPE).
As previously stated this Hearing Officer after weighing the information available
determines that a preponderance of the evidences is convincing that for the most part a
FAPE was provided though for a brief period the evidence does not show it was offered.
§300.13 Free appropriate public education. As used in this part, the
term free appropriate public education or FAPE means special education and
related services that—
(a) Are provided at public expense, under public supervision and direction, and
without charge;
(b) Meet the standards of the SEA, including the requirements of this part;
(c) Include preschool, elementary school, or secondary school education in the
State; and
(d) Are provided in conformity with an individualized education program (IEP)
that meets the requirements of §§300.340–300.350.
The Parents, in this matter, have asserted that the District did not offer a FAPE for two
school years, 2004 to 2006. The Parents allege that the Individual Education Program
crafted by the IEP team for these two years was not appropriate and was not designed to
enable the Student to make meaningful progress that was more than minimal and that the
IEP was not complete and fully descriptive of the Student’s program. What then is an
appropriate IEP?
An appropriate IEP is one that meets the procedural and substantive regulatory
requirements and is designed to provide meaningful educational benefit to the
child. (Board of Education v. Rowley, 458 U.S. 176, 102 S. Ct. 3034 (1982);
Rose by Rose v. Chester County Intermediate Unit, 24 IDELR 61 (E.D. PA.
1996)). The IEP must be likely to produce progress, not regression or trivial
educational advancement [Board of Educ. v. Diamond, 808 F.2d 987 (3d Cir.
1986)]. The IEP must afford the child with special needs an education that would
confer meaningful benefit. Polk v. Central Susquehanna IU #16, 853 F.2d 171,
183 (3rd Cir. 1988), cert. denied, 488 U.S. 1030 (1989), citing Diamond, held that
“Rowley makes it perfectly clear that the Act requires a plan of instruction under
which educational progress is likely.” (Emphasis in the original). The Diamond
and Polk standard based on meaningful educational benefit is incorporated into
state regulations wherein FAPE is defined at 22 Pa. Code §14.1 in part as:
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(iv) individualized to meet the educational or early intervention needs of the
student; (v) reasonably calculated to yield meaningful educational or early
intervention benefit and student or child progress; (vi) provided in conformity
with an IEP.
IEPs are crafted to reflect the levels of achievement of each child, along with her needs,
strengths, and how, among other things, these needs and strengths will be addressed with
the intention of providing the Student with a free appropriate public education. Indeed the
IDEA clearly addresses the nature of the contents of an IEP.
§300.347 Content of IEP.
(a) General. The IEP for each child with a disability must include—
(1) A statement of the child’s present levels of educational performance,
including— (i) How the child ’s disability affects the child’s involvement
and progress in the general curriculum (i.e., the same curriculum as for
nondisabled children); or (ii) For preschool children, as appropriate, how
the disability affects the child’s participation in appropriate activities;
(2) A statement of measurable annual goals, including benchmarks or
short-term objectives, related to— (i) Meeting the child’s needs that result
from the child’s disability to enable the child to be involved in and
progress in the general curriculum (i.e., the same curriculum as for
nondisabled children), or for preschool children, as appropriate, to
participate in appropriate activities; and (ii) Meeting each of the child’s
other educational needs that result from the child’s disability;
(3) A statement of the special education and related services and
supplementary aids and services to be provided to the child, or on behalf
of the child, and a statement of the program modifications or supports for
school personnel that will be provided for the child— (i) To advance
appropriately toward attaining the annual goals; (ii) To be involved and
progress in the general curriculum in accordance with paragraph (a)(1) of
this section and to participate in extracurricular and other nonacademic
activities; and (iii) To be educated and participate with other children with
disabilities and nondisabled children in the activities described in this
section;
(4) An explanation of the extent, if any, to which the child will not
participate with nondisabled children in the regular class and in the
activities described in paragraph (a)(3) of this section;
(5)(i) A statement of any individual modifications in the administration of
State or district-wide assessments of student achievement that are needed
in order for the child to participate in the assessment; and (ii) If the IEP
team determines that the child will not participate in a particular State or
district-wide assessment of student achievement (or part of an
assessment), a statement of— (A) Why th at assessment is not appropriate
for the child; and (B) How the child will be assessed;
(6) The projected date for the beginning of the services and modifications
described in paragraph (a) (3) of this section, and the anticipated
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frequency, location, and duration of those services and modifications; and
(7) A statement of— (i) How the child’s progress toward the annual goals
described in paragraph (a)(2) of this section will be measured; and (ii)
How the child’s parents will be regularly informed (through such means as
periodic report cards), at least as often as parents are informed of their
nondisabled children’s progress, of— (A) Their child’s progress toward
the annual goals; and (B) The extent to which that progress is sufficient to
enable the child to achieve the goals by the end of the year.
An examination of the IEPs for this Student has convinced the Hearing Officer that the
parts of the IEP that need to be present are available and part of the IEP for the past two
years. Could they have been, in parts, been written more clearly, contained more
information, have a few more goals? Yes! As with any undertaking there is a range from
unsatisfactory to excellent. These IEPs were satisfactory in that they contained all of the
necessary elements and were designed to likely produce progress, not regression or trivial
educational advancement [Board of Educ. v. Diamond, 808 F.2d 987 (3d Cir. 1986)].
The IEP must afford the child with special needs an education that would confer
meaningful benefit.
It must be noted that the July 29, 2004 IEP team did not have an LEA representative who
signed the attendance register portion of the IEP. The presence of an LEA representative
is a requirement under the regulations of the IDEA.
§300.344 IEP team.
(a) General. The public agency shall ensure that the IEP team for each child with
a disability includes—
(1) The parents of the child;
(2) At least one regular education teacher of the child (if the child is, or may be,
participating in the regular education environment);
(3) At least one special education teacher of the child, or if appropriate, at least
one special education provider of the child;
(4) A representative of the public agency who— (i) Is qualified to provide, or
supervise the provision of, specially designed instruction to meet the unique
needs of children with disabilities; (ii) Is knowledgeable about the general
curriculum; and (iii) Is knowledgeable about the availability of resources of
the public agency;
(5) An individual who can interpret the instructional implications of evaluation
results, who may be a member of the team described in paragraphs (a) (2) through
(6) of this section;
(6) At the discretion of the parent or the agency, other individuals who have
knowledge or special expertise regarding the child, including related services
personnel as appropriate; and
(7) If appropriate, the child.
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The issue of an LEA representative was addressed at the hearing (NT-248, 539, S-6). It
could not be determined, however, whether there was a lack of the presence of an
individual or whether there was merely the lack of a signature.
The IEP that was crafted at that particular IEP meeting contained the elements of an
appropriate IEP. Though the signature of the LEA was not on the document, it does not
appear to this Hearing Officer to be a fatal flaw. §300.344(a) (4) indicates that A
representative of the public agency who— (i) Is qualified to provide, or supervise
the provision of, specially designed instruction to meet the unique needs of children
with disabilities; (ii) Is knowledgeable about the general curriculum; and (iii) Is
knowledgeable about the availability of resources of the public agency must be
present at an IEP meeting. It is evident that the Special Education Supervisor who signed
the document and was present at the meeting by virtue of her position meets the
qualifications that the IDEA sets forth as stated above. This Hearing Officer finds no
reason, therefore, to find the IEP as inappropriate and award compensatory education,
especially in view of the evidence which convincing that a FAPE had offered and
delivered.
The Parents base their claim of a denial of a FAPE and for compensatory education on a
variety of issues. They are as follows:
1. The Student’s teacher was inexperienced and unqualified.
2. Goals and objectives in the IEP were vague.
3. Specially designed instruction focused on behavior rather than academics.
4. All goals and objectives were not spelled out in greater detail.
5. The Student made only minimal progress.
The combined effect of these issues has come together to the point that the Parent asserts
that the Student has been denied a free appropriate public education for the past two
years.
This hearing officer found little evidence to support this contention with the exception of
one relatively brief period of time.
The Student’s Teacher is inexperienced and unqualified.
§300.23 Qualified personnel. As used in this part, the term qualified
personnel means personnel who have met SEA-approved or SEA-
recognized certification, licensing, registration, or other comparable
requirements that apply to the area in which the individuals are providing
special education or related services. (Authority: 20 U.S.C. 1221e–3)
The evidence indicates that the teacher in question, Ms. F, is serving under an intern
certification, one course away from traditional certification. She presently holds full
certification as a regular education teacher and is enrolled in a master’s degree program
in special education. Prior to serving as the teacher of this class she served in the
classroom as a special education aide. The teacher, whom the Hearing Officer finds quite
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credible, testified that she has and continues to receive substantial training and support
from the Intermediate Unit staff. She is closely supervised and mentored by her
supervisor and convinced the Hearing Officer through her testimony and that of her
supervisor that she is qualified for this position and capable of carrying out her duties.
Reference was also made regarding the lack of certification of the one-on-one aide hired
in January 2006. This aide is a college graduate without special education certification
who also receives training and support while on the job. No evidence that this aide
requires certification as a teacher was provided.
One of the supervisors, Ms. L, who testified as being responsible for the program had
substantial qualification as both a supervisor and a teacher and demonstrated through
testimony knowledge of her field.
Mr. S, who is serving as the Director of Pupil Services is wholly qualified to serve in the
position.
There is no evidence to support the contention of the Parent that a FAPE was denied
because of the lack of qualifications of the Staff.
Goals and Objectives in the IEP were Vague
§300.347 Content of IEP.
(2) A statement of measurable annual goals, including benchmarks or short-term
objectives, related to— (i) Meeting the child ’s needs that result from the child’s
disability to enable the child to be involved in and progress in the general
curriculum (i.e., the same curriculum as for nondisabled children), or for
preschool children, as appropriate, to participate in appropriate activities; and (ii)
Meeting each of the child’s other educational needs that result from the child’s
disability;
This assertion based upon the Independent Evaluator’s report was not convincing. The
goals and objectives in the IEPs though not always expansive were not vague. They were
specific and measurable. The IE was asked how the goals could have been written to
make them better. A satisfactory response was not provided.
Could they have been more specific? Yes. Were they unsatisfactory to the point of
unacceptable and denying a FAPE? Not in the opinion of this Hearing Officer. Focus was
placed on the goals in the area of behavior. Each of the IEPs developed for the Student
contained a Behavior Intervention Plan which was developed by a behavior specialist
with the teacher and supported by the IEP team. These behavior plans all contained
Annual Goals, Short Term Objectives, a process for Data Collection, and Specially
Designed Instruction. (i.e. S-6 at 18-20)
The Specially Designed Instruction portion of the PIP contained prevention (antecedent)
strategies, a section on replacement behavior, and consequences for both when the
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Student performs the replacement behavior and when the Student demonstrates the
behavior of concern.
A section dealing with “Adjustment of Learning Environment to Support Development of
Positive Behaviors” was also part of the plan. This section contained items dealing with
Documentation of Interventions, Rules and Consequences, Environmental
Considerations, Curricular and Instructional Accommodations, Communication between
Home and School, Social Skills and Behavioral Accommodations.
Evidence of Event and Behavior Recording was provided through testimony and exhibits
(S-3). The nature of the non compliance was recorded although the antecedent was
handled in another manner. In any event the Hearing Officer finds the BIPs adequate and
not a representation of a denial of a FAPE.
Specially designed instruction focused on behavior rather than academics and All
goals and objectives were not spelled out in greater detail
This Hearing Officer finds that there indeed was a focus on the behavior of this Student.
One must be reminded that this eligible child entered the District after having attended an
early intervention program that focused on behavior, that she had been disenrolled from
four early childhood programs, had a history of physical and verbal aggression toward
children and adults [redacted]. She had been difficult to evaluate and had been dismissed
by a therapist because she was unable to manage her behavior during the therapy session.
Clearly an IEP needs to address first things first. A teacher can not focus only on
academics when behaviors such as described are taking place and indeed they did.
The Independent Evaluator opined that “emotional and behavior concerns sort of took
center stage and that academic skill development issues were pretty much neglected.”
(NT 379)
Yes and no! Emotional and behavioral issues did in the opinion of the Hearing Officer
receive much attention, but so did academic issues. The IEPs for this Student contained
academic goals that on the surface appeared meager and minimal. When, however they
were combined with her emotional and behavioral needs they were adequate. Asking a
first grader to write her name, identify letters and numbers, and arrange letters by upper
and lower case might seem inadequate as a goal for some, but not for this youngster. In
any event there were other goals that were imbedded with the academic programs in use
in the classroom that will be addressed later.
IDEA 2004, it should be noted (and as a matter of dicta) deleted the requirement of a
statement of short-term objectives for all children except those taking alternate
assessments aligned to alternate achievement standards. According to the Senate
Committee Report:
While benchmarks and short-term objectives are thought by some to help track
the child’s progress, their inclusion in IEPs contributes greatly to the paperwork
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burden on educators and parents, and often bears no relationship to the non-
linear reality of a child’s development. Special education practice via short-term
objectives too often focuses on achieving only small incremental improvements in
student performance to the detriment of more effective long range planning.
Short-term objectives and benchmarks can focus too much on minor details and
distract from the real purpose of special education, which is to ensure that all
children and youth with disabilities achieve high educational outcomes and are
prepared to participate fully in the social and economic fabric of their
communities.
Both education officials and the President’s Commission on Excellence in Special
Education have found that benchmarks and short-term objectives to be
unnecessary and time consuming. Some teachers have commented that their
lesson plans that are aligned with the district curriculum frameworks are more
useful than the benchmarks and short-term objectives required by IDRA
The committee expects that eliminating the requirements for benchmarks and
short-term objectives will reduce unproductive paperwork and allow greater
attention to be focused on the child’s annual IEP goals and on the methods of
measuring progress and reporting that progress to parents in a meaningful way.
S.Rep.No. 108-185 (2003)
The teacher followed the IEP when she appropriately provided classroom instruction in
the Language Arts and Mathematics using curriculum materials provided by the I.U. for
the Language Arts and Mathematics. The language arts program utilized materials from
the Harcourt Brace Program along with the Modern Curriculum Press-Plaid program.
Rather than relying only on the goals included in the IEP, the teacher kept track of
progress using the goals imbedded in the programs. For example, notations were made
weekly using the Dynamic Indicators of Basic Early Literacy Skills 6
th Edition
(DIBELS). The DIBELS showed progress and though modest indicated to the Hearing
Officer that the frequent revisions in strategy were fruitful for this youngster who was so
needy.
Mathematics was approached through the Touch Mathematics program and again, in
addition to the IEP goals had its own set of benchmarks. All programs were multi-
sensory.
The overall program in regards to behavior and academics was balanced which is not to
say equal each day. It was pointed out in testimony that during periods of time when
incidents of non-compliant behavior showed significant increases, it was quite possible
that the instances were compacted into one or more days each month, meaning on other
days progress was made in both behavior and academics, not always measurable in
conventional ways, but nevertheless progress.
The Student made only minimal progress.
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The evidence is replete in information that the child has emotional and behavior problems
that significantly interfere with learning and ability to function socially with others. IEP
team meetings were held frequently to deal with steady ups and downs in behavior and
academic progress. The Parent however opined (NT 130, 155) that improvement in
behavior and emotional growth had taken place during the 2005-2006 school year. It can
be said that in addition to attention to behavior, there is substantial focus on academic
activities.
Progress when compared to traditional growth factors has been minimal. However when
growth/progress is compared to the possibilities for this one student as IDEA requires,
progress is sufficiently adequate to state that the Student was not denied a FAPE for the
2004-2005 school year and up to the November 18, 2005 in the next school year. Up to
this point the IU/District had met their obligation under IDEA to continuously review the
Student’s progress and make the necessary changes in strategy and program to keep
things moving though slowly.
The Reevaluation Report (S-24 at 3, S-26 at 3, S-47) of November 18, 2006 indicated
that the Student’s need for support and services to “maintain appropriate behavior and
assist her learning exceeds the resources currently available in her current Emotional
Support placement.” The report went on to suggest that the Student may benefit from a
smaller school setting that offers a more therapeutic learning environment.
This change in events suggested that a new and more dramatic approach needed to be
taken in order to assure the delivery of a FAPE. The January 4, 2006 IEP (S-32, S-41)
added a one-on-one aide and introduced the “Wilson Fundation Reading” program for
which the teacher had received prior training. The swift action on the part of the District
to respond to newly identified need is commended. It reinforces this Hearing Officer’s
previous opinion that the District responded satisfactorily to the Student’s needs,
provided a FAPE, and adjusted strategies and programs as needed.
The new IEP did not take into consideration the recommendation for a therapeutic
environment recommended for this youngster. The recommendation in effect was for
placement in an Approved Private School. The District, with the Parent’s approval sent
out letters of application to a variety of schools and the Student was accepted at one of
them. This brought about a flurry of activity on the part of the District and the Parent.
While the Parent was initially amenable to the movement of her child to an APS, she later
withdrew her agreement. The District, in the Hearing Officer’s opinion was not
sufficiently aggressive in seeking this transfer.
In M.C. v. Central Regional Sc hool District, 81 F.3d 389, 396 (3d Cir.
1996) the court stated that:
A child’s entitlement to special education should not depend upon the vigilance of
the parents (who may not be sufficiently sophisticated to comprehend the
problem) nor be abridged because the district’s behavior did not arise to the level
of slothfulness or bad faith. Rather, it is the responsibility of the child’s teachers,
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therapists, and administrators-and the multi-disciplinary team that annually
evaluates the student’s progress – to ascertain the child’s educational needs,
respond to deficiencies, and place him or her accordingly.
The District continued to do all they could to help the Student make meaningful progress.
And though in the Parent’s view there was an improvement, it appears in the view of
other IEP team members it was, at this point, not sufficient. The District should have
requested a due process hearing with the intent of seeking alternative placement. Even
though the Parent was opposed to an APS placement, the District had the obligation to
advocate for the child in this instance.
This Hearing Officer therefore intends to award compensatory education for a period of
time between January 5, 2006 and May 24, 2006 when a new IEP was crafted for the
2006-2007 school year.
Compensatory education is an in-kind remedy designed to provide an eligible
student with the services he should have received pursuant to a free appropriate
public education (FAPE). When a student has been denied the appropriate
educational program that he/she should have received as the Student has been,
compensatory education is an in-kind remedy. [Lester H. v. Gilhool, 916 F. 2d
865 (3d Cir. 1990), cert. denied 499 U.S. 923, 111 S.Ct. 317 (1991)] A child is
entitled to compensatory education services if the child is exceptional and in need
of special education and related services and if through some action or inaction of
the District the child was denied FAPE.
As the Pennsylvania Special Education Appeals Panel held in In Re: the
Educational Assignment of J. B., Special Education Opinion #981 (1999),
compensatory education is designed to remedy failure to provide an appropriate
education for a period of time. In addition to Lester H. v. Gilhool, see also
Carlisle Area School District v. Scott, 62 F.3d 520 (3d Cir. 1990), Pittsburgh
Board of Education v. P.D.E., 581 A.2d. 681 (Pa. Cmwlth, 1990), Johnson v.
Lancaster Lebanon Intermediate Unit 13, 757 F.Supp. 606 (ED PA, 1991).
The amount of compensatory education to be awarded will be calculated to take into
consideration the following decision:
In M.C. v. Central Regional School District,
35 the Court of Appeals for the Third
Circuit established the standard for compensatory education. The school district,
however, may not be able to act immediately to correct an inappropriate IEP; it
may require some time to respond to a complex problem. Thus, our holding can
be summarized as follows: a school district that knows or should know that a
child has an inappropriate IEP or is not receiving more than a de minimis
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educational benefit must correct the situation. If it fails to do so, a disabled child
is entitled to compensatory education for a period equal for the school district to
rectify the problem [stress added]. Districts have 45 school days to complete an
evaluation or reevaluation and 10 additional school days to complete the
Comprehensive Evaluation Report. Then they have another 30 calendar days to
develop an IEP after issuance of CER and another 10school days to implement
that IEP. (§14.25(m) (1, 2) (Appeals Panel, Special Education Opinion 1122)
The end date for consideration for compensatory education will be May 24, 2006. This is
the date that a new IEP was crafted. All parties agreed to and were satisfied with contents
of the new document. The beginning date for consideration is when the District knew that
the child’s needs exceeded the resources within the classroom. This date of awareness is
or should be November 18, 2005. Allowing for the days indicated in the M.C. v. Central
Regional School District,
the Court of Appeals for the Third Circuit for implementation
etc., this takes us to April 3, 2006. Taking into consideration five days for spring break,
this comes to 32 days for which compensatory education is due in the areas of Language
Arts and Mathematics. Thirty-two days at 3 hours per day calls for 96 hours of
compensatory education.
The last issue that needs to be addressed, but does not call for a decision on the part of the
Hearing Officer is the matter of payment for the Independent Educational Evaluation
provided for the Student.
Prior to the request for a due process hearing the District agreed to pay for an IEE. When
the Parent filed for a due process hearing, the District withdrew its offer to pay for this
evaluation. The dates on which this hearing took place were: April 23, May 30, and June
29, 2006. On June 26, 2006 the District informed the Parent that it agreed to reimburse
them the full cost of the Independent Educational Evaluation. Though the District has
requested that I not address this issue because it is resolved, I can not help but opine that
the reimbursement had a relationship with the on-going hearing process. I am aware that
such a relationship will have an impact on the matter of prevailing party and the effect on
the reimbursement of attorney fees. I agree that I am unable to award reimbursement
because it is a [moot] point and has been resolved, but I would be remiss if I did not
mention this issue in the text of my decision.
In summary, the Student in all but during the designated time was offered a free
appropriate public education. The District did all that it could in scheduling meetings,
revising strategies and programs, developing behavior plans and managing behavior to
bring about more than de minimis progress on the part of this Student. Additionally, the
Student has been appropriately identified as a child in the categories of emotional
disturbance and specific learning disability.
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Order
It is hereby ordered that:
1. Student has been properly identified as falling within the IDEA eligible
categories of Emotional Disturbance and Specific Learning Disability.
2. The District offered a free appropriate public education for the 2004-2005
school year, but only partially for the 2005-2006 school year.
3. The District will provide compensatory education to the Student for the period
from April 3, 2006 to May 24, 2006, (32 days) for three hours each day or a
total of 96 hours. The Student’s Parents shall decide how the compensatory
education hours shall be spent so long as they take the form of appropriate
developmental, remedial or enriching instruction that furthers the Student’s
needs and furthers the goals of the Student’s pendent or future IEPs. These
services may occur during the weekday after school, on weekends and during
the summer months, when convenient for the Student and the Student’s
Parents.
4. The IEP dated May 25, 2006 will be the current IEP subject to the regulations
promulgated by the IDEA.
Max Wald_____
July 24, 2006 Max Wald, Ed.D.
H e a r i n g O f f i c e r
