Montgomery County IU/EI Program | Case 01524-10-11 | 2011-05-01
Pennsylvania special education due-process decision
- Case number
- 01524-10-11
- Date
- 05/01/2011
- Parties / district (official listing)
- Montgomery County IU/EI Program
- Hearing officer
- Anne Carroll
- Issues (official listing)
- Tuition Reimbursement Compensatory Education Free Appropriate Public Education Preschool Progress
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Decision text
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This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
Pennsylvania
Special Education Hearing Officer
DECISION
ODR No. 01524-1011 AS
Child’s Name: J.D.
Date of Birth: [redacted]
Dates of Hearing: 1/6/11, 2/11/11, 3/18/11, 3/25/11
CLOSED HEARING
Parties to the Hearing: Representative:
Parents Parent Attorney
Parent[s] Donald S. Litman, Esquire
200 Bucks Professional Center
347 New Street
Quakertown, PA 18951
L E A L E A A t t o r n e y
Montgomery County IU 23 EI Program Timothy Gilsbach, Esquire
1605 West Main Street Fox, Rothschild, L.L.P.
Norristown, PA 19403 10 Sentry Parkway, Suite 200
P.O. Box 3001
Blue Bell, PA 19422-3001
Date Record Closed: April 16, 2011
Date of Decision: May 1, 2011
Hearing Officer: Anne L. Carroll, Esq.
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INTRODUCTION AND PROCEDURAL HISTORY
Parents in this case assert that the Interm ediate Unit (IU) responsible for providing early
intervention services to Student from September 2007 through September 2010 failed to meet
that responsibility in a number of ways during the entire period of Student’s eligibility for IU
services.
Parents seek redress for all of the alleged la pses in the IU’s services in the form of
reimbursement for various evaluations and other out of pocket expenses, payment for services
that the IU allegedly should have provided but refused, and compensatory education for the
alleged insufficiencies and inadequacies in the services the IU did provide.
The record, however, compiled over four hearing sessions between the beginning of
January and the end of March 2011, establishes that the IU sufficiently and appropriately met its
early intervention obligations to Student under federal and state law. Parents’ claims, therefore,
are denied.
ISSUES
1. Did the Intermediate Unit timely and appropriately identify all of Student’s
developmental early intervention needs?
2. Did the Intermediate Unit provide Student with IEPs reasonably calculated to assure
that Student would make meaningful progress?
3. Did the Intermediate Unit provide sufficient services to appropriately meet Student’s
developmental early intervention needs?
4. Is the Intermediate Unit required to
a. Reimburse Parents for tuition costs of the private preschool Student attended
b. Reimburse Parents for other out of pocket expenses, including the costs of
private evaluations provided for Student and/or other services and therapies
c. Provide payment to Parents for services at the [Redacted] Learning Center
and/or for other services and therapies?
5. Are Parents entitled to an award of compensatory education and if so, for what
period, in what amount and what form?
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FINDINGS OF FACT
1. Child is [early elementary school-aged], born [redacted]. At all times relevant to the
matters in dispute between the parties in this case, Child and Parents resided within the
boundaries of the [local] Intermediate (IU), and Child was eligible to receive early
intervention services from the IU. 20 U.S.C. §1412(1)(1)(B); 34 C.F.R. §300.102(a)(1);
11 P.S. §875-103; 22 Pa. Code §§14.151—158; (Stipulation, N.T. pp. 15, 16)
2. At all times relevant to the matters in dispute in this case, Child was identified as an
eligible young child due to a speech/language impairment in accordance with Federal and
State Standards. 34 C.F.R. §300.8(a)(1), (c)(11); 11 P.S. §875-103; 24 P.S.§25-
2509(b)(1). (Stipulation, N.T. p. 15)
3. The Child has received services for speech/language issues since the age of 19 months.
The IU assumed responsibility for early intervention services from the Child’s 3
rd to 6th
birthdays. (P-122, pp. 1, 2)
4. Although verbal/oral motor apraxia were recognized as disorders underlying the Child’s
speech/language disability from an early age, the definitive diagnosis of the very specific
expressive language disorder, Childhood Apraxia of Speech (CAS), was made recently,
in August 2010. CAS differs significantly from developmental language delays. (N.T.
pp. 484—487, 489 )
5. According to standards adopted by the American Speech and Hearing Association,
(ASHA), an appropriate level of speech/language services for CAS is 3—5 sessions/per
week, while a generalized developmental expressive language disorder can be
sufficiently addressed with 1—2 sessions/week. (N.T. pp. 490—492)
6. The speech/language therapist who worked with the Child under a contract with the IU
was specifically requested by Parents to provide speech/language therapy as part of the
IU early intervention services. Although the CAS diagnosis was not made until close to
the end of the Child’s IU eligibility, she addressed the deficits specific to CAS in her
therapy with the Child. (N.T. pp. 330, 334, 343, 494, 642, 643)
7. At the time the speech therapist began working with the Child, the Child’s speech was
unintelligible to anyone not familiar with the Child. As part of an IU evaluation, the
speech therapist evaluated the Child in June 2008 at age [beyond 2 years], using the
standardized Goldman-Fristoe Test of Articulation as one of the assessments. On that
measure, the Child’s language development was at an age equivalent of approximately 2
years. (N.T. pp. 341, 345—350; P-31)
8. At the recommendation of the speech therapist, the IU increased the Child’s services to 3
45 minute sessions/week beginning at the end of September 2008. (N.T. pp. 353, 366;
IU-21, p. 8)
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9. The Child was evaluated by the Center for Childhood Communication at the Children’s
Hospital of Philadelphia (CHOP) in the fall of 2006 and the spring of 2009. In 2006, the
evaluator found some delay in receptive language and a greater delay in expressive
language. In 2009, the same evaluator noted excellent improvement in both receptive
and expressive language, moving from a total language standard score of 68 in 2006 to a
standard score of 96 in 2009, within normal limits. (P-5, P-47)
10. As of June 2010, the speech/language therapist reported that although the Child continues
to have difficulty with language skills and was not yet performing at age expected levels,
the Child had progressed to full intelligibility and could be understood by peers as well as
family. (N.T. pp. 382—384; P-89)
11. After the IU evaluation in the summer of 2008, occupational therapy (OT) services were
added to the Child’s early intervention services. An itinerant learning support teacher
was also provided for 1 hour each month, although the Child was demonstrating age
appropriate cognitive skills. (IU-17, IU-21)
12. A pre-transition evaluation conducted in March 2009 by the School District in which the
Child resides included an informal interview with the preschool teacher, who reported
significant progress in the 2 years she taught the Child with respect to successful peer
interactions and using language for effective communication. Improvements in coping
and academic skills were also noted, although those areas still needed work. (IU-26,
p.11)
13. Parents obtained an evaluation from the local [specialized tutoring center] Center in
September 2009. Based upon the test results, including several measures of academic
skills, intensive instruction was recommended (2 hr./day, 5 days/week). The instruction is
directed toward developing reading and math skills. (N.T. pp. 275—281, 287—289, 599,
600)
14. In June 2010, Parents obtained a second Center evaluation, which showed higher scores
on most of the assessments that were re-administered, although the Child did not receive
the services recommended the previous year. Notably, on the Peabody Picture
Vocabulary Test-IV, a standardized test of one word receptive vocabulary, the Child’s
performance improved from a standard score of 97 at the 42
nd percentile in 2009 to 105,
at the 63rd percentile, in 2010, showing growth in receptive vocabulary. (N.T. pp. 261,
293—295, 320; P-92)
15. The Center that tested the Child currently has no 4, 5, or 6 year old children receiving
services. (N.T. p. 316)
16. A second School District evaluation in February 2010 reported additional significant
improvement in social-emotional functioning and also reported significant gains in visual
motor integration and cutting skills. (P-47, p. 13)
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17. An independent neuro-psychologist selected by Parents evaluated the Child in the fall of
2010, subsequent to the end of the IU’s responsibility for EI services. The evaluator
determined that the Child’s cognitive abilities and academic skills are in the average
range, noting, however, the difficulty associated with such assessments due to age,
normal developmental variability and compromised skills arising from the
speech/language impairment. Although recognizing that language deficits associated
with the Child’s speech/language disability significantly impact other areas, such as
attention, the evaluator concluded that Child has “well-developed intellectual and
reasoning skills.” (P-122, pp. 11, 12)
18. The evaluator also noted “no history of behavioral difficulties in the school, home or
social settings.” Based upon the current teacher’s behavior scale rating, the Child is
functioning within normal limits in all areas assessing problematic behaviors in the
school setting with the exception of withdrawal. (N.T. p. 483; P-122, p. 10)
DISCUSSION AND CONCLUSIONS OF LAW
By the end of the hearing in this case, th e record established that Parents’ opening
statement crystallized the dispute in this case and illustrates very well why Parents could not
prevail on their claims. Parents’ counsel described the disputed issues as analogous to two
different paths, one paved and straight and the other winding, rocky and windy. (N.T. pp. 19,
20) Parents in this case sought to compel the IU to provide the best possible path for the Child
in order to assure a direct and speedy route to eventual academic success in a school age
program, such that the Child will be able to make progress in a regular education curriculum
commensurate with non-disabled peers. Federal, and particularly Pennsylvania, law does not,
however, compel that outcome for several reasons.
First, for children aged 3—5 years the IDEA statute and regulations include an exception
to the broad FAPE requirements applicable to school age students, providing that the responsible
public agency’s obligation to provide services to eligible young children is determined by state
law. 20 U.S.C. §1412(a)(1)(B); 34 C.F.R. §300.102(a)(1). The relevant Pennsylvania statute
and regulations, therefore, provide the standards for eligibility, early intervention services,
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evaluation requirements, IEPs and the range of early intervention services available—in general
provide the parameters of the IU’s responsibility to the Child in this case. See 11 P.S. §875-103;
22 Pa. Code §§14.152—14.155.
Moreover, as stated in court decisions describing the parameters of an appropriate
education, public educational agencies are responsible for providing only “appropriate” services.
Under that standard, an eligible young child is entitled to receive a free appropriate public
education (FAPE) from the responsible local educational agency (LEA) that is “reasonably
calculated to yield meaningful educational or early intervention benefit and student or child
progress.” Board of Education v. Rowley, 458 U.S. 176, 102 S.Ct. 3034 (1982); Mary Courtney
T. v. School District of Philadelphia, 575 F.3d 235, 249 (3rd Cir. 2009). “Meaningful benefit”
means that an eligible child’s program affords him or her the opportunity for “significant
learning.” Ridgewood Board of Education v. N.E., 172 F.3d 238 (3RD Cir. 1999). An LEA is not
required to provide an eligible student with services designed to provide the “absolute best”
education or to maximize the child’s potential. Mary Courtney T. v. School District of
Philadelphia, at 25; Carlisle Area School District v. Scott P., 62 F.3d 520 (3rd Cir. 1995). An
LEA, therefore, is not required to provide services that although desirable and likely to be
beneficial, are not necessary in order to meet a school age child’s educational needs or an
eligible young child’s early intervention needs.
Finally, even where particular services are necessary, the LEA has significant discretion
to choose the means and method of providing them. In fact, although services requested by
parents may be equally appropriate or better than a public agency’s proposal, the LEA is
permitted to deny parents’ preference and select its own program and services, as long as the
LEA’s selections appropriately meet the child’s needs. See, e.g., J.E. v. Boyertown ASD, 2011
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WL 476537 (E.D. Pa. 2011); J.C. v. New Fairfield Bd. of Educ. 2011 WL 1322563 at *16
(D.Conn. 2011); D.G. v. Cooperstown Cent. Sch. Dist., 746 F.Supp.2d 435 (N.D.N.Y. 2010);
Rosinsky v. Green Bay Area School Dist., 667 F.Supp.2d 964, 984 (E.D.Wis. 2009).
This case centers on Parents’ understandable desire to assure that their Child has the best
possible chance for academic success despite a significant language disability. Under the
circumstances presented by this case, however, Parents are not entitled to compel public funding
for the services that they believe will best help the Child to reach that goal.
Burden of Proof/Parents’ Evidence
In Schaffer v. Weast, 546 U.S. 49; 126 S. Ct. 528; 163 L. Ed. 2d 387 (2005), the Supreme
Court established the principle that in IDEA due process hearings, as in other civil cases, the
party seeking relief bears the burden of persuasion. Consequently, in this case, because Parents
challenged the appropriateness of the IU’s services, they had the obligation must establish that
the EI services provided by the IU were not reasonably calculated to assure that Child received a
meaningful benefit, in accordance with the applicable legal standards. Although the Court
limited its holding in Schaffer to allocating the burden of persuasion, explicitly not specifying
which party should bear the burden of production or going forward with the evidence at various
points in the proceeding, it is customary for the party that brought the complaint to be the first to
present evidence to establish the claims.
In this case, Parents presented a number of witnesses, but the testimony of the witnesses
best able to testify concerning the issues in dispute, the Child’s speech/language therapist, the
director of the Center and the independent neuro-psychologist who evaluated the Child in
October 2010, did not support Parents’ claims against the IU.
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Evaluation results and the testimony of the speech therapist established that during the 3
years the IU provided services, the Child made significant progress in speech articulation,
including the ability to produce speech that is sufficiently intelligible to enable the Child to
converse with non-family members. (FF 6—10) The objective testing provided by Center also
supports the conclusion that the Child progressed in receptive language skills. (FF14)
After reporting the results of the most recent evaluation concerning the Child’s
difficulties arising from the language impairment, and supplementing her conclusions with
testimony, Parents’ independent psychologist could do no more than speculate that the Child
would have been more successful with a higher level of speech therapy and other services. (N.T.
p. 500) The psychologist’s report also established that overall, the Child is functioning in the
average range with respect to pre-academic skills. (FF 17) Parents provided no objective
evidence that Student was exhibiting behaviors in the preschool school setting that warranted
additional evaluations or services. Parents’ independent evaluator, in fact, found no evidence of
behavior issues from reviewing the Child’s records. (FF18)
No testimony from Parents or their other witnesses could overcome the effect of the
objective evidence of the Child’s progress by professional service providers and an independent
evaluator, all of whom Parents asked to testify and provide documents. Although Parents
obviously experienced frustration as a result of staff changes and periodically missed services,
and although additional evaluations and more services may well have led to additional benefits
and progress for the Child, the IU was required only provide appropriate services that enabled
the Child to receive a meaningful early intervention benefit. To the extent that there were
procedural lapses, none rose to the level of impeding the Child’s right to FAPE, substantially
interfering with Parents’ right to participate in decision-making for the Child or deprived the
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Child of educational benefits in light of the substantive evidence of the Child’s progress. See 34
C.F.R. §300.513(a)(1), (2), limiting a hearing officer’s finding of a denial of FAPE to
substantive matters. Consequently, Parents are not entitled to an award of compensatory
education for any portion of the period in dispute.1
PreSchool Tuition Reimbursement/Center Services
In general, eligible young children are not entitled to public funding of preschool
education as part of early intervention services. Jonathan S. v. DCIU, 809 A.2d 1051, 1058 (Pa.
Commwlth 2002); Appeal denied, 835 A.2d 710 (Pa. 2003). Although attending a preschool
program is certainly desirable and beneficial for all young children, nothing in the record of this
case suggests that the Child required education in a preschool setting to meet developmental
needs arising from the Child’s identified disability, which remained speech/language impairment
during the preschool years. Contrary to Parents’ apparent belief, evaluation information
concerning the Child’s educational needs for kindergarten, as EI eligibility was ending does not
establish that educational services were necessary during the preschool years in order to meet the
Child’s developmental needs. The Pennsylvania statute that defines “early intervention services”
does not include a preschool education program as a specific component of the “developmental
services” required to meet an eligible young child’s “developmental needs.” 11 P.S. §875-103.
Parents asserted no legal or factual basis for their claim that the IU should reimburse the costs of
the Child’s typical preschool program. None of the IU’s evaluation reports or IEPs state a need
for a preschool program for either cognitive or social development. (FF)
There is even less justification for a claim that the IU should pay for either the Center
evaluation or Center reading and math instruction. Parent learned about Center services through
1 In light of the substantive conclusion that the Child’s progress in the IU program precludes a finding that the IU
denied the Child FAPE, it is unnecessary to engage in a lengthy discussion of whether the IDEA statute of
limitations precludes going back to September 2007.
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an apraxia support group. (N.T. p. 599) The services were neither recommended nor approved
by the IU staff working with Student. (N.T. pp. 601—603) Although the Parents’ independent
psychologist testified that she “could see some of the services [Center] provide[s] being
beneficial” she did not testify that such services were necessary. (N.T. p. 506) As explained
above, a public agency is not required to fund “beneficial” services.
The Center services are also academic in nature, not specifically directed toward
preschool developmental needs. (FF 13) The local center does not currently serve preschool or
early elementary school age children. (FF 15) Such services, therefore, do not fit the
Pennsylvania model of early intervention services. Most important, on the assessment repeated
in the Center evaluations in 2009 and 2010 that measures receptive language, an important
component of the Child’s primary area of need, the Child made significant progress while
receiving only the IU services, as acknowledged by the witness from Center. (FF 14)
CONCLUSION
For the reasons explained above, Parents in this case did not establish a denial of
appropriate early intervention services by the IU. To the contrary, the facts in this case establish
that the Child made significant progress in the area of identified need, speech/language
impairment, and that the IU did not fail to identify additional needs that so significantly impeded
the Child’s developmental progress that additional services were required.
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ORDER
In accordance with the foregoing findings of fact and conclusions of law, it is hereby
ORDERED that the Intermediate Unit IU EI Program is not required to take any action with
respect to the claims asserted in ODR case #01524-1011 AS.
It is FURTHER ORDERED that any claims not specifically addressed by this decision
and order are denied and dismissed
Anne L. Carroll
_____________________________
Anne L. Carroll, Esq.
HEARING OFFICER
May 1, 2011
