Montour School District | Case 16000-14-15 | 2015-05-24
Pennsylvania special education due-process decision
- Case number
- 16000-14-15
- Date
- 05/24/2015
- Parties / district (official listing)
- Montour School District
- Hearing officer
- Linda Valentini
- Issues (official listing)
- Extended School Year Least Restrictive Environment Procedural Violation
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Decision text
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This is a redacted version of the original decision. Select details have been removed
from the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
PENNSYLVANIA
SPECIAL EDUCATION HEARING OFFICER
DECISION
DUE PROCESS HEARING
Name of Child: E.C.
ODR #16000/14-15 KE
Date of Birth:
[redacted]
Date of Hearing:
May 18, 2015
OPEN HEARING
Parties to the Hearing: Representative:
Parent[s] Jeffrey Ruder, Esquire
M i c h e l l e K l i n e , E s q u i r e
429 Forbes Avenue Suite 450
Pittsburgh, PA 15219
Montour School District Aimee Zundel, Esquire
225 Clever Road Weiss Burkardt Kramer
McKees Rocks, PA 15136 445 Fort Pitt Blvd. Suite 503
Pittsburgh, PA 15219
Decision Due Date: June 2, 2015
Date of Decision: May 24, 2015
Hearing Officer: Linda M. Valentini, Psy.D., CHO
C e r t i f i e d H e a r i n g O f f i c i a l
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Background
Student1 is currently in 2nd grade and is eligible for special education pursuant to the
Individuals with Disabilities Education Act [IDEA] and Pennsylvania Chapter 14 under
the classifications of Autism and Speech/Language Impairment. Student is also an
individual with a disability as defined under Section 504 of the Rehabilitation Act, 29
U.S.C. § 794. The Parents filed this complaint with regard to the Extended School Year
[ESY] program that the District proposed for summer 2015, alleging that the proposed
ESY program denies Student a free, appropriate public education [FAPE] because it
violates the requirement that children with special needs be educated in the least
restrictive environment [LRE] appropriate for them and because the District committed a
procedural violation, predetermination of Student’s placement, that denied the Parents
meaningful participation in their child’s educational planning. The Parents want Student
to attend the inclusive summer program for children with autism and related disorders
[hereinafter inclusive summer program] at which the IEP team placed Student for the past
two summers.
Because this matter concerns a dispute over Student’s ESY services the hearing was
initially scheduled under the expedited timeline for ESY hearings, which mandates a
period of 30 calendar days from the date of the filing of the Complaint to the issuing of
the Decision. The Parents, unopposed by the District, requested a postponement of the
original March 23, 2015 hearing date because they were in the process of retaining
counsel; they were given the option of “un-expediting” the case which they chose to do.
Counsel for the Parents asked permission to file an amended complaint and permission
was granted.
Despite this no longer being an expedited matter, the hearing itself was conducted under
the protocol for expedited hearings and this decision is being issued as quickly as
possible given the need to establish Student’s summer programming.
Issues
1. Is the ESY program the District offered to Student for summer 2015
appropriate?
2. Is the inclusive summer progr am proposed by the Parents appropriate?
1 This decision is written without further reference to the Student’s name or gender, and as far as is
possible, other singular characteristics have been removed to provide privacy.
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Findings of Fact2
Relevant Student Characteristics
1. Student has been enrolled in the District since Student’s 2012/2013 kindergarten
school year. [NT 112; P-6]
2. Student’s school year placement is in an autistic support classroom but Student is
in a regular education setting for 27% of the school day. Student is in the regular
education classroom for homeroom, calendar, lunch, recess, science and social
studies, and for special events such as field trips, assemblies and parties. [NT
142; P-2]
3. All work is adapted for Student and Student receives one-on-one assistance.
According to the May 2014 IEP, when Student is in Computer class using
Student’s iPad Student is at the same level of skill with the iPad as grade level
peers. [P-2]
4. Student takes Student’s iPad to science and social studies and according to
[Student’s] teacher has given presentations with it and has interacted with peers
on it.” [NT 181]
5. Student is given a half-hour social skills training once a week where students are
interacting with peers and learning how to interact in a regular environment. [NT
143]
6. According to the May 2014 IEP Student does not demonstrate behaviors that
impede Student’s learning or that of others. [P-2]
7. Atypical for some children with autism, Student makes good eye contact,
expresses emotion, wants physical contact and is very patient. [NT 112-113]
8. In addition to being on the autistic spectrum Student has verbal oral apraxia
whereby deficits in oral motor skills affect speech sound production. [NT 114]
9. Student also has dyspraxia in hands and feet such that intricate motor planning is
difficult. [NT 114]
10. Student finds it difficult to go up to peers and initiate a conversation and tends to
be quiet. As a result peers tend to gravitate towards Student because Student is
quiet and well-behaved. [NT 115]
2 The testimony of every witness, and the content of each exhibit, as well as the arguments in the parties’
written closing briefs were considered in formulating this decision, regardless of whether there is a citation
to particular testimony of a witness or to an exhibit.
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11. Student is well-liked by peers in the regular education social studies class. [NT
115-116]
12. Student tends to model behavior of the peers with whom Student is interacting.
[NT 117]
13. After conducting a Re-Evaluation a District psychologist issued a report on May
29, 2014 stating the finding that Student’s most problematic areas of skill
development are related to Communication and Social Skills. [P-6]
14. The District psychologist recommended that social skills should be fostered by
direct instruction and teaching Student how to interact through social stories,
modeling and role-playing. [P-6]
15. The V-B MAPP Master Scoring Program shows, as of 5-7-15, that Student has
two gaps in Play at Level 1and has mastered only two steps in Play at Level 2.
On the Social scale Student has four gaps at Level 1 and has not mastered any
Level 2 steps. [S-14]
Predetermination/Parental Participation
16. In a late January or early February3 text message to Student’s teacher, Student’s
mother asked when she could expect a copy of Student’s IEP which she needed
for the application to the inclusive summer program which was the previous two
years’ ESY placement. The teacher indicated that she was “sorry that [she] had
not called about ESY yet” noting “we are still waiting on answers from pupil
services”. [NT 120; S-21]
17. In the next text message in evidence the teacher wrote, “I will send home the IEP
today; however, we have a new leaders [sic] in the special education department
and we do not know their position on ESY services. That having been said, I
cannot guarantee that [the inclusive summer program] will be approved by the
District. [S-21]
18. The teacher’s next message read, “We have been given the following statement
about ESY services this year: If the child is educated in a classroom within the
school district the child should participate in our ESY program. Our students need
to attend our program.” [S-21]
19. The sentence directly following reads, “The rest of the team will probably deny
anything else.” It is not clear if that last sentence was part of the “statement” the
teachers were given or an opinion expressed by the teacher. [S-21]
20. There are children receiving out-of-district 2015 ESY placements but these
children also are placed out-of-district for the regular school year with the
3 The screen shots of the text messages were not all dated but they are arranged on the page in sequential
order.
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exception of one or two children who attend District schools but will attend out-
of-District ESY programs. [NT 76, 105]
21. The Co-Director of Special Education testified that the “statement” the teacher
provided to the Parent was not a policy, that he was not familiar with the
“statement” that had been given to the teacher, and that he had not seen the
“statement” until he asked to see prior communications after a February 26
th IEP
meeting. [NT 23-24]
22. The Co-Director of Special Education noted that the other Co-Director’s name
was referenced in the text, assumed that the teacher’s communication had been
with the other Co-Director, and commented that he and his Co-Director were not
together every day and that the other could have issued the “statement” without
his knowledge. [NT 25]
23. Although an IEP meeting was scheduled for an earlier date it was postponed
because of inclement weather and the IEP team met on February 26, 2015.
Participants were the mother [by phone], the father, the special education teacher,
the regular education teacher and the Co-Director of Special Education who
testified at the hearing. [NT 33-36, 121-122; P-3. P-4]
24. At the February 26
th IEP meeting for ESY, according to the Co-Director of
Special Education the Parents presented their case for the inclusive summer
program and, “we heard them out. I extended to them what we were doing here
that was new and that we wanted to provide a program for [Student] at [the
District], we felt it was more appropriate because I remember explaining to them
that [the inclusive summer program] was a summer camp and not an Extended
School Year program. And that was a concern of mine. So that was the
discussion. And we presented the NOREP, to make a long story short, and the
Parents refused to sign it.” [NT 83]
25. The Parents had no input before or during the February 26
th IEP meeting about
their child’s 2015 ESY goals. [NT 125, 182]
26. The Parents’ desired goals for their child for 2015 ESY are communication,
socializing with peers, interacting, participating, and listening. [NT 125]
27. The [local] Intermediate Unit [IU] provides an ESY Resource Brochure that listed
the inclusive summer program, among other listings.4 [P-8]
28. The father at the February 26th IEP meeting asked if there were other programs
the District would consider. The District did not consider or offer any of the
summer programs for typical children referenced by the IU that could, for
example, also implement a child’s IEP and/or address needs of children who are
autistic. [NT 43-47, 127; P-9, P-11]
4 [Website redacted.]
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29. At the February 26th IEP meeting the District presented the Parents with a
prepared Notice of Recommended Educational Placement [NOREP] that noted
Student’s eligibility for ESY services and that the services will be “at [the] School
District”. The IEP also noted that the only other Option Considered and rejected
was “No ESY Services”. [NT 42-43; P-4]
30. The Parents did not approve the District’s recommendation for ESY services and
requested mediation and a due process hearing. [NT 126-127; P-4]
The District’s ESY Program
31. The District maintains that any ESY program that does not utilize the Verbal
Behavior [V-B] approach is not appropriate for Student because Student needs to
continue to work on the V-B goals addressed during the school year. [NT 48-49]
32. The District is not yet certain who would be teaching Student in its proposed 2015
ESY program, although it is likely to be a V-B trained teacher. However, even if
a V-B trained teacher is not hired for the program the Co-director of Special
Education believes that the District could still offer FAPE because it could still
help Student master the ESY goals. [NT 101]
33. Student’s goal for attention/following directions5 as set out in the May 2014 IEP
which governed most of the school year just ending was: During structured
therapy activities Student will listen actively and respond to others by following
directions of increasing complexity with 70% accuracy over 3 sessions [objectives
were pointing to pictured items, matching similar pictured items, giving requested
pictures pointing to named pictures]. [P-2]
34. Student’s goal for listening, attending and responding to others as set out in the
May 2014 IEP was: During therapy activities Student will listen and respond to
others with 70% accuracy over 3 sessions [objectives were responding to social
greetings and farewells, indicating preferences from an array of activities/items,
maintain attention to tasks presented in the speech room]. [P-2]
35. Student’s goal for handwriting as set out in the May 2014 IEP was: Student will
copy first and last name given verbal cues in three of four opportunities [objective
was imitation of first and last names]. [P-2]
36. Student’s goals for fine motor skills as set out in the May 2014 IEP were: Student
will cut out an irregular shape within ½” of the guidelines in three out of four
opportunities [objective was cut out irregular shape within 1/2” of guidelines
given hand-over-hand assist]; Student will engage the zipper on a coat in three out
of four opportunities [objectives were engaging the zipper given fading hand-
over-hand assist and visual and verbal cues, and engaging the zipper given fading
verbal and visual cues]. [P-2]
5 The hearing officer discerned the purposes of and labeled the goals.
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37. Student’s goal for literacy as set out in the May 2014 IEP was: Independently
identify uppercase and lowercase letters of the alphabet with 75% accuracy across
three consecutive sessions [objectives were identify uppercase letters from a
choice of 6, match lowercase letters, identify lowercase letters from a choice of
three, identify lowercase letters from a choice of 6]. [P-2]
38. Student’s goal for communication as set out in the May 2014 IEP was: Use sign
language to communicate wants and needs for 10 different items without
prompting for three consecutive occurrences across two days [objectives were use
sign language to communicate wants and needs (bathroom, eat, drink), use sign
language to communicate if hurt, use sign language if help needed]. [P-2]
39. Student’s goal for number skills as set out in the May 2014 IEP was: Identify
numbers 1-20 with 75% accuracy across three consecutive sessions [objectives
were identify numbers 1-20 from a choice of 3, identify numbers 1-20 from a
choice of 6, count to 20 using concrete objects from a choice of three]. [P-2]
40. Student’s goal for gross motor skills as set out in the May 2014 IEP was: With
supervision perform 2 out of 3 gross motor activities/warm up exercises in areas
of coordination and ball skills to enhance PE participation [objectives were to
dribble a basketball with control, braid with weaving pattern of legs, and
performing coordinated jumping jacks]. [P-2]
41. Student’s goal for vocabulary and concept formation as set out in the May 2014
IEP was: Match non-identical objects from a messy array of 10 for 25 items with
100% accuracy for three consecutive probes [objectives were to match non-
identical items from messy array for 6 to 25 items and match identical objects or
pictures in a messy array of 8 containing three similar stimuli for 25 items]. [P-2]
42. Given the array of goals addressed during the current school year, the District
chose to address only two goals during Summer 2015 ESY: 1) Student will be
able to use sign language to communicate wants and needs: bathroom, eat, drink;
more or finished; being hurt; needing help, wanting 10 different items; 2) Student
will match non-identical objects or non-identical pictures in a messy array of 10,
for 25 items. [P-3]
43. Student is soon to receive a Dynavox device which will assist in “verbally”
communicating wants, needs, feelings, etc. A Dynavox is a text-to-speech
communication device that vocalizes in response to touching a picture. [NT 180]
44. The District’s proposed 2015 ESY program runs from July 7 through July 30, and
operates on Tuesday, Wednesday and Thursday from 8:30 am to 11:30 am. [S-7]
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45. The teacher that seems most likely to teach in the proposed 2015 ESY program is
a Life Skills Support teacher who has V-B training. She has been trained on the
Dynavox and has used it with a two students four years ago. [NT 187-189]
46. Student’s current teacher believes that in the District’s ESY program Student
would receive “at least one or two” intensive teaching sessions and the same
number of manding sessions daily [later revised to “two or three” of each], for a
total of 40 or 60 minutes per day addressing the ESY goals, with the rest being
recreational activities. [NT 165-166]
47. In addition to academic goals there is an opportunity for recreation at the
District’s program such as swimming one or two days a week, arts and crafts, and
Zumba. [NT 94]
48. The children who will attend the District’s 2015 ESY program are all disabled
and have varying exceptionalities, such as specific learning disabilities,
intellectual disabilities, autism, developmental disabilities, and multiple
disabilities. Student would be interacting exclusively with these disabled children.
[NT 94]
49. At the February 26
th meeting the District mentioned that in its program Student
would be with some peers who were not severely disabled. [NT 123]
50. Although the Parents were willing to hear about the District’s ESY program at the
February 26th IEP meeting, the content/description of the program was not
discussed; the mother believes this is because the program was still in the
development stages. [NT 122-123]
The Inclusive Summer Program
51. In his research the Co-Director of Special Education found that the inclusive
summer program is an inclusive summer camp for children with disabilities as
well as typical children. [NT 84]
52. The inclusive summer program’s brochure notes that it is “an inclusive
therapeutic summer camp program for children with autism and related disorders.
The program emphasizes teaching social skills within a typical camp summer
camp environment by using capable peers in naturalistic settings.” [S-20]
53. The IEP team placed Student in the inclusive summer program for ESY during
the summers of 2013 and 2014. [NT 60-61, 118]
54. The District acknowledges that Student could receive some educational benefit
from the inclusive summer program. [NT 48; S-B]
55. A Notice of Recommended Educational Placement [NOREP] issued for ESY for
Summer 2014 notes that, “The IEP team determined that [student] would benefit
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from a program that emphasizes teaching social skills within a typical summer
camp environment, using capable peers in naturalistic settings”. Student attended
the inclusive summer program pursuant to this NOREP. [P-1]
56. During the 2012-2013 school year Student’s progress on various IEP goals was
reported as being from Limited Progress to Moderate Progress. 6 [S-1]
57. During the 2014-2015 school year Student’s progress on various IEP goals was
reported as being Limited Progress, Inconsistent Progress, and Moderate Progress
with a few goals Mastered. [S-7, S-19]
58. During ESY 2013 the inclusive summer program addressed the following goals:
Expressive Communication, Self-Help Skills, Play Skills, Motor and Sensory
Deficits, and Safety. [S-2]
59. ESY 2013 progress monitoring reports from the inclusive summer program
indicate that on various goals over three monitoring periods Student made from
No Progress, to Minimal Progress, to Partial Mastery, to Near Mastery. [S-3]
60. During Summer 2014 ESY at the inclusive therapeutic program Student worked
on expressive and receptive language skills, social skills, and emotional regulation
and expression. The current teacher testified that these were important areas of
need for Student to work on during ESY and that all these needs could be
addressed in an inclusive environment. [NT 179-180; S-9]
61. A comparison of progress reports from Student’s in-district placement during the
school year and Student’s progress reports from the summer inclusive summer
program shows that Student made slow progress in both settings. [NT 134; S-1,
S-3, S-7, S-9, S-19]
62. When Student returned to school after the 2014 ESY program the teacher reported
to the Parents that Student had a “fantastic day” and remembered most of
Student’s targets from the previous year. [NT 119, 124, 175]
63. Student attended the inclusive summer program during summer 2014. Data
graphed for Receptive Items shows that on objects already mastered from the first
probe taken in September of the 2014-2015 school year Student took three days to
come back to where Student had been in May 2014 at the end of the 2013-2014
school year and progressed slowly but without regression for the rest of the graph.
[NT 167-173; S-16]
64. Data graphed for Receptive-Task Completion shows that following Student’s
return to school Student took four days to come back to where Student had been
at the end of the 2013-2014 school year, [NT 167-173; S-17]
6 An exhibit providing Progress Reporting for the 2013-2014 school year was not in evidence.
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65. The expected time for recoupment is three days. [NT 168]
66. At the February 26th meeting Student’s teacher brought up for the first time that
the District believed Student had regressed after attending the inclusive summer
camp. The Parents were shocked as this was the first time they had heard about
any regression. [NT 125-126]
67. The teacher said that the time it took for Student to initiate sign language was her
major concern.
7 [NT 174]
68. The 2015 inclusive summer program runs from mid-June to mid-August for 8
weeks, Monday through Friday, from 9:00 am to 4:00 pm. [S-20]
Discussion
Burden of Proof: The burden of proof, generally, consists of two elements: the burden of
production [which party presents its evidence first] and the burden of persuasion [which
party’s evidence outweighs the other party’s evidence in the judgment of the fact finder,
in this case the hearing officer]. In special education due process hearings, the burden of
persuasion lies with the party asking for the hearing. If the parties provide evidence that
is equally balanced, or in “equipoise”, then the party asking for the hearing cannot
prevail, having failed to present weightier evidence than the other party. Schaffer v.
Weast, 546 U.S. 49, 62 (2005); L.E. v. Ramsey Board of Education, 435 F.3d 384, 392
(3d Cir. 2006); Ridley S.D. v. M.R., 680 F.3d 260 (3rd Cir. 2012). In this case the Parents
asked for the hearing and thus bore the burden of proof. As the evidence was not equally
balanced the Schaffer analysis was not applied.
Credibility: During a due process hearing the hearing officer is charged with the
responsibility of judging the credibility of witnesses, weighing evidence and,
accordingly, rendering a decision incorporating findings of fact, discussion and
conclusions of law. Hearing officers have the plenary responsibility to make “express,
qualitative determinations regarding the relative credibility and persuasiveness of the
witnesses”. Blount v. Lancaster-Lebanon Intermediate Unit, 2003 LEXIS 21639 at *28
(2003); see also generally David G. v. Council Rock School District, 2009 WL 3064732
(E.D. Pa. 2009); T.E. v. Cumberland Valley School District, 2014 U.S. Dist. LEXIS 1471
*11-12 (M.D. Pa. 2014); A.S. v. Office for Dispute Resolution (Quakertown Community
School District, 88 A.3d 256, 266 (Pa. Commw. 2014). The Co-Director of Special
Education’s testimony presented no issues of credibility, although it largely supported the
Parents’ case. The mother’s testimony was deemed to be credible – she presented
information in a simple and unembellished manner, and remained courteous but unshaken
under cross-examination. Student’s current teacher’s testimony presented credibility
issues in terms of her demeanor, her assessment of Student, and her recall of information.
She spoke in an exceptionally quiet tone of voice, persisting at this low volume even
7 As the record will show this hearing officer questions the value of an emphasis on sign language for
Student; however, the District’s methodology was not at issue in this hearing.
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though she was asked numerous times to speak more loudly, and gave the impression of
being unsure of her own testimony. Her description of Student’s skill acquisition during
the 2014-2015 school year as leading to her being “astounded by [Student’s] progress”
and her testimony that Student made “great progress” did not at all match the
documentary evidence showing Student’s slow progress. [The reader should compare NT
148-149 with S-7 and S-19]. Finally, remarking that the IEP meeting held three months
previous to the hearing “was a long time ago” the witness had significant difficulty with
recall, for example she was not sure if she provided a draft of the ESY portion of the IEP
to the Parents at the February 26th meeting [NT 159], she was not sure if she discussed
the ESY goals she had drafted with the Parents at the IEP meeting although she stated she
“feel[s] as though I would have presented the goals to them during the meeting” [NT
159-160], and she first said she prepared a draft document naming the District’s ESY
program as the placement for Student, then she said she could not recall if she put this
information in before or after the meeting [NT 182-184].
Substantive Appropriateness of the District’s Proposed ESY Program:
FAPE: School districts and other LEAs provide a free appropriate public education
[FAPE] by designing and implementing a program of individualized instruction set forth
in an Individualized Education Plan (IEP). 20 U.S.C. § 1414(d). The IEP must be
“reasonably calculated” at the time it was created to enable the student to receive
“meaningful educational benefit”, a principle established by 30 years of case law. Board
of Education v. Rowley, 458 U.S. 176, 102 S. Ct. 3034 (1982); Rose by Rose v. Chester
County Intermediate Unit, 24 IDELR 61 (E.D. PA. 1996); T.R. v. Kingwood Township
Bd. of Educ., 205 F.3d 572, 577 (3d Cir. 2000) (quoting Polk v. Cent. Susquehanna
Intermediate Unit 16, 853 F.2d 171, 182, 184 (3d Cir. 1988); Shore Reg'l High Sch. Bd.
of Ed. v. P.S., 381 F.3d 194, 198 (3d Cir. 2004) (quoting Polk); Mary Courtney T. v.
School District of Philadelphia, 575 F.3d 235, 240 (3rd Cir. 2009); Chambers v. Sch. Dist.
of Phila. Bd. of Educ., 587 F.3d 176, 182 (3d Cir.2009); Rachel G. v. Downingtown Area
Sch. Dist, WL 2682741 (E.D. PA. July 8, 2011) aff’d, 2013 U.S. App. LEXIS 11091 (3d
Cir. 2013).
Section 504: The Third Circuit has confirmed that there are “few differences, if any,
between IDEA’s affirmative duty” to provide FAPE and Section 504’s prohibition of
discrimination
8; both statutes require schools to educate disabled students with their non-
disabled peers to the maximum extent appropriate to their needs. See W.B. v. Matula, 67
F.3d 484, 493 (3d Cir. 1995). Under the IDEA, the LRE is the placement “that, to the
greatest extent possible, satisfactorily educates disabled children.” Carlisle Area Sch. v.
Scott P. By and Through Bess P., 62 F.3d 520, 535-36 (3d Cir. 1995) (citing 20 U.S.C. §
1412(5)(B)). Section 504’s inclusion mandate is “virtually identical” to the LRE
requirement of the IDEA, such that “[s]chool districts must provide whatever placements
8 “No otherwise qualified individual with a disability in the United States, as defined in section 705(20) of
this title, shall, solely by reason of her or his disability, be excluded from the participation in, be denied the
benefits of, or be subjected to discrimination under any program or activity receiving Federal financial
assistance or under any program or activity conducted by any Executive agency or by the United States
Postal Service.” 29 U.S.C. § 794.
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are necessary to provide FAPE in the [LRE].” Letter to Williams, Office of Special
Education Programs (21 IDELR 73 1994)9.
Acknowledging that some students may require programming beyond the regular
school year, the federal legislature deemed that Extended School Year services
are to be provided to an eligible child if necessary to assure that the child receives
FAPE). 34 C.F.R. §300.106(a)(2). ESY services are meant to keep students’
acquired skills up during the period between the close of school in June and the
beginning of the next school year in August or September.
The appropriateness of an ESY program, as is under consideration here, is judged by the
standards for FAPE that would govern any aspect of a student’s program and placement.
In determining whether a district has offered an appropriate ESY program, the proper
standard is the same as for a program during the school year - whether the proposed
program is reasonably calculated to confer meaningful educational benefit – that is, does
an eligible student’s program afford him or her the opportunity for “significant learning.”
Rowley; Ridgewood.
An ESY program is intended to meet a student’s needs in
accordance with the goals and interventions in the student’s IEP during the
school year. However, an appropriate program must also be evaluated in other
dimensions: LRE and parental participation.
Least Restrictive Environment: There is a strong and specific preference in the IDEA
articulated in its implementing regulations that to the maximum extent appropriate,
children with disabilities, including children in public or private institutions or other care
facilities, are educated with children who are nondisabled; and special classes, separate
schooling, or other removal of children with disabilities from the regular educational
environment occurs only if the nature or severity of the disability is such that education in
regular classes with the use of supplementary aids and services cannot be achieved
satisfactorily. 34 C.F.R. §300.114(a)(2).
A plethora of case law supports IDEA’s mandate that education must occur in the least
restrictive environment appropriate for th e individual child. The least restrictive
environment is defined in several ways – distance from a child’s home, amount of contact
with typical peers, and positioning of the proposed placement within a well-defined
hierarchy of educational placements. The exp ectation of least restrictive environment is
so rigorous that the courts have held, for example, that a school district is prohibited from
placing a child with disabilities outside of a regular educatio n classroom if educating the
child in the regular classroom with supplem entary aids and support services can be
achieved satisfactorily. Oberti v. Board of Education, 995 F.2d 1204, 1215 (3d Cir. 1993).
9 The Office of Special Education Programs (“OSEP”) is an office of the U.S. Department of Education and
is “the principal agency in the Department [of Education] for administering and carrying out [the IDEIA]
and other programs and activities concerning the education of children with disabilities.” 20 U.S.C.
§1402(a). Policy letters issued by OSEP have persuasive, though not binding, authority, meaning that
courts give deference to the agencies’ interpretations of the regulations.
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If the district fails to offer the student a program and placement which occurs in the least
restrictive environment, it has failed to offer FAPE. The two concepts (LRE and FAPE)
are inextricably intertwined. Children who are not provided with educational services in
the LRE appropriate to their needs are not provided FAPE. Millersburg Area School
District v. Lynda T., 707 A.2d 572 (1998).
The requirement for educating a child in the least restrictive environment holds for ESY
programming as well as school year programming. The Second Circuit recently answered
this question in T.M. ex rel. A.M. v. Cornwall Cent. Sch. Dist., 752 F.3d 145 (2d Cir.
2014). Specifically, the Second Circuit held that: “[T]he IDEA's LRE requirement is not
strictly limited by the range of ESY programs that the school district chooses to offer.
Instead, the LRE requirement applies in the same way to ESY placements as it does to
school-year placements. To meet that requirement, a school district first must consider an
appropriate continuum of alternative placements; it then must offer the disabled student
the least restrictive placement from that continuum that is appropriate for his or her
needs”. While not controlling, the Second Circuit’s holding is persuasive and supported
by the plain language of the IDEA and Section 504, and is consistent with Third Circuit
jurisprudence. See for example D.F. v. Red Lion Area Sch. Dist., No. 1:10-CV-1558,
2012 WL 175020, at *4 (M.D. Pa. Jan. 20, 2012). Additionally, the Pennsylvania
Training and Technical Assistance Network [PaTTAN]
10 provides guidance, explaining
that ESY “is always provided in the [LRE] that is appropriate for the student.” [P-7]
The record is clear and unequivocal that the District made no attempt to consider a
placement for Student in the LRE, that is, a placement where opportunities for
communication, socialization, and mode ling with non-disabled peers were
provided. The District’s claim that being in ESY with children with different
disabilities than Student’s fulfilled its re sponsibility to provide Student with the
opportunity for an ESY program with non-disabled peers is summarily rejected.
Procedural Appropriateness of the District’s Proposed ESY Program:
In the 2004 revisions to the IDEA, Congress affirmed its position that de minimis
procedural violations do not constitute a deprivation of FAPE. The implementing
regulations of the IDEA provide that “in matters alleging a procedural violation, a
hearing officer may find that a child did not receive a free appropriate public
education only if the procedural inadequacies (1) impeded the child’s right to a
FAPE; (2) significantly impeded the parents’ opportunity to participate in the
decision making process…; or (3) caused a deprivation of educational benefits.
34 C.F.R. § 300.513(a)(2). See also, D.S. v. Bayonne Bd. of Educ., 602 F.3d 553,
565 (3d Cir. 2010) (citing Winkelman v. Parma City Sch. Dist., 550 U.S. 516,
525-526 (2007); C.H. v. Cape Henlopen Sch. Dist., 606 F.3d 59, 67 (3d Cir. 2010)
10 PATTAN is an arm of the State Board of Education, established by the General Assembly, which is the
principal administrative regulatory body for elementary/secondary and higher education in the
Commonwealth. In addition to promulgating regulations, the Board has the statutory authority to “adopt
broad policies and principles and establish standards governing the educational program of the
Commonwealth.”
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(citing 34 C.F.R. § 300.513(a)(2)); see also Centennial Sch. Dist. v. Phil L. ex rel.
Matthew L., 799 F. Supp. 2d 473, 490 (E.D. Pa. 2011) (applying these principles
to Section 504).
Congress provided that the parents of students with disabilities would be equal partners in
the development of their educational program. To that end, districts must ensure parental
participation in the entire IEP process, including ESY planning. The record in this matter
shows that the District decided to place Student in its ESY program well before it
involved the Parents in discussion, decided upon goals for the ESY program with
absolutely no parental input, and considered no other options for ESY even when
requested to do so.
Parents’ Preferred Placement – Inclusive Summer Program:
For reasons not entirely clear the Parents resisted an examination of the appropriateness
of their preferred summer placement even though that summer placement was
specifically sought through their complaint and their amended complaint, and they
petitioned this hearing officer to declare that summer placement pendent which petition
was denied as the matter was soon to be resolved through this hearing. Nevertheless I
have reviewed the Parent’s preferred summer placement and find that it is appropriate.
Over the past two summers it has provided an ESY program that had permitted Student to
socialize with and learn alongside typically developing peers. Moreover, when Student
returned to school in September 2014, after having attended that placement, Student
showed virtually no regression in concepts/skills gained through the previous school year.
Particularly disingenuous was the District’s attempt to discredit the ESY program in
which it had placed Student for the past two years, claiming belatedly that the inclusive
summer program was inappropriate because it had not allowed Student to make sufficient
progress. This claim contradicted the teacher’s observations relayed to the Parents upon
Student’s return to school in September 2014, and was contradicted by the data charted
for recoupment. A review of Student’s progress as reflected in IEP progress monitoring
during the school year shows that Student’s progress has been slow in the District’s
school year program, and that the amount of documented progress in the ESY program
provided in 2013 and 2014 was entirely consistent with the amount of progress reported
periodically by the District in its own program.
Conclusion
The ESY program the District offered to Student for Summer 2015 is substantively
inappropriate given LRE considerations, as well as being procedurally inappropriate
given the District’s predetermination of Student’s ESY placement and disregard for the
Parents’ rights to have meaningful participation in planning their child’s ESY program.
The inclusive summer program the Parents have proposed for their child’s Summer 2015
ESY is appropriate.
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Order
It is hereby ordered that:
1. The ESY program the District offered to Student for summer 2015 is not
appropriate.
2. The program requested by the Parents for summer 2015 is appropriate.
Any claims not specifically addressed by this decision and order are denied and
dismissed.
May 24, 2015 Linda M. Valentini, Psy.D., CHO
Date Linda M. Valentini, Psy.D., CHO
Special Education Hearing Officer
NAHO Certified Hearing Official
