Neshaminy School District | Case 19662-17-18 | 2017-11-20
Pennsylvania special education due-process decision
- Case number
- 19662-17-18
- Date
- 11/20/2017
- Parties / district (official listing)
- Neshaminy School District
- Hearing officer
- Brian Ford
- Issues (official listing)
- Jurisdiction of Hearing Officer Residential Placement
Open saved decision PDF · Official source
This page reproduces text extracted from the public decision. The saved PDF controls formatting and wording. No attorney-reviewed summary has been added.
Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
Pennsylvania Special Education Hearing Officer
Final Decision and Order
CLOSED HEARING
ODR File Number:
19662 17 18
Child’s Name:
D.L.
Date of Birth:
[redacted]
Parent(s)/Guardians(s)
Parent(s)
Counsel for the Parent(s)/Guardians(s)
Lorrie McKinley, Esquire
McKinley and Ryan, LLC
238 West Miner Street
West Chester, PA 19382
Local Educational Agency
Neshaminy School District
2001 Old Lincoln Highway
Langhorne, PA 19047
Counsel for the LEA
John A. Torrente, Esquire
Begley, Carlin & Mandio, LLP
680 Middletown Blvd., PO Box 308
Langhorne, PA 19047
Date of Decision
11/20/2017
Hearing Officer
Brian Jason Ford, JD, CHO
Page 2
Introduction and Procedural History
This matter arises under the Individuals with Disabilities Education Act (IDEA), 20 U.S.C. §
1400 et seq., and Pennsylvania law concerning the obligations of school districts to children with
disabilities placed in residential programs. 24 Pa. Cons. Stat. § 13-1306.
Much of this procedural history is also captured in a pre-hearing order of November 15, 2017,
which resolved the Parents’ standing to bring claims on behalf of the Student.1 A redacted copy
of that pre-hearing order is attached to this decision as Appendix A.
On September 6, 2017, the Parents filed three due process complaints, alleging IDEA claims
against the Cheltenham Township School District (Cheltenham), the Neshaminy School District
(Neshaminy), and [a private program]. Shortly after filing, all three cases were consolidated.
However, each case retained its own ODR file number, and I am issuing two identical decisions
under the file numbers for Neshaminy and Cheltenham.
The Student was 20 years old at the time of filing [redacted].
On September 20, 2017, Cheltenham filed a motion to dismiss, alleging, inter alia, that the
Parents lack standing to request a due process hearing on the Student’s behalf. Neshaminy and
[the private program] also filed motions to dismiss, but neither challenged the Parents’ standing.
Subsequently, Cheltenham opposed Neshaminy’s motion to dismiss, and vice versa.
On October 2, 2017, the Parents moved for appointment under 20 U.S.C. § 1415(m), an IDEA
provision that allows parents of adult students to “represent the educational interests of the child
throughout the period of eligibility.” Id.
On October 6, 2017, I dismissed the complaint against [the private program]. In the same order, I
clarified that the scope of this hearing is limited to the question of which school district,
Neshaminy or Cheltenham, is the Student’s local educational agency (LEA) for IDEA purposes.
A redacted copy of that pre-hearing order is attached to this decision as Appendix B.
On November 15, 2017, I appointed the Parents to represent the Student’s educational interests
pursuant to 20 U.S.C. § 1415(m). See Appendix A. At that time, I also determined that the sole
remaining issue was a pure question of law, and that an evidentiary hearing was unnecessary to
resolve the dispute. See id. I informed the parties that I would resolve the dispute without an
evidentiary hearing, unless they requested an evidentiary hearing. All parties confirmed that an
evidentiary hearing was not necessary.
Issue
The single issue presented in this case is: which school district, Neshaminy or Cheltenham, is the
Student’s LEA for IDEA purposes?
1 Except for the cover page of this decision, identifying information is omitted as much as
possible.
Page 3
Discussion
Facts Not in Dispute
There is no dispute that the Student has been identified as a child with an Intellectual Disability,
Autism, and a Speech or Language Impairment. There is no dispute that the Student’s [parent]
lives in Cheltenham, but the Student attends a residential program at [the private program],
which is located in Neshaminy.2 There is no dispute that the Student is IDEA-eligible, meaning
that the Student has a qualifying disability and is in need of specially designed instruction.3
Finally, there is no dispute that the Student was placed at [the private program] by an agency that
is not a party to these proceedings.
Authority to Award Declaratory Relief
Cheltenham argues that I do not have authority to award declaratory relief. The Parents and
Neshaminy dispute this, and argue that I have authority to award declaratory relief. I agree with
the Parents and Neshaminy.
There are few cases precisely on point, and the most direct analysis comes from Hearing Officer
Culleton in T.W., School District of Philadelphia, ODR No. 14391-1314 at 18 (Culleton
02/26/17). I completely agree with Hearing Officer Culleton’s assessment that
the IDEA vests jurisdiction in the administrative hearing officer to provide such a
declaratory order. The IDEA requires each state to provide “[a]n opportunity for
any party to present a complaint ... with respect to any matter relating to the
identification, evaluation, or educational placement of the child, or the provision
of a free appropriate public education to such child ...” 20 U.S.C. §1415(b)(6)(A).
This broad language (“any matter relating to [FAPE]”) encompasses [declaratory
relief]. Given the hearing officer’s broad equitable remedial authority, I conclude
that it is within the hearing officer’s authority to issue a declaratory order…
Id at 17-18. See also Swope v. Central York School District, 796 F. Supp. 2d 592 (W.D. Pa.
2011)(declaratory relief is within the equitable remedies available under the IDEA through the
administrative process); accord, D.F. v. Red Lion Area School District, 2011 U.S. Dist. LEXIS
151970 (M.D. Pa. 2011); Hesling v. Avon Grove School District, 428 F. Supp. 2d 262, 273 (E.D.
Pa. 2006).
The precise issue before Hearing Officer Culleton was whether he could declare that a school
district had offered an appropriate program to a student. The fact that the specific declaration that
I am asked to make in this case concerns a different issue is a distinction without a difference.
2 The complaint identifies the Student’s [parent] as the parent residing with the Student, and the
[other parent] as the parent not living with the Student. All parties agree that, up until the
Student’s 21st birthday, Cheltenham was the “resident” district, as described below.
3 To the extent there was any legal dispute over the Student’s eligibility status, that issue was
addressed in the November 15, 2017 pre-hearing order. See Appendix A.
Page 4
Even so, as Neshaminy notes, Hearing Officers routinely grant or deny educational agencies’
motions to dismiss as improper parties. Such decisions inherently include a declaration as to the
educational agencies’ responsibility to the student. See, e.g., M.B., New Media Technology
Charter School, ODR File No. 18046-1617 (Jelley, Sept. 9, 2016)(granting motion to dismiss
PDE as the responsible educational agency); B.B., Elwyn, Inc., ODR No. 18909-1617KE at 2
(Culleton, Jul. 17, 2017)(refusing to dismiss PDE as responsible educational agency). See also
Z.R.—Chester County Intermediate Unit, ODR No. 2866-11-12-AS (PDE Feb. 6, 2012).
Cheltenham relies upon Y.K., Haverford Twp. Sch. Dist., 7662-0607 (Myers, Sept. 10, 2007).4 In
the Y.K. hearing, the parents lived in Haverford, but the Student lived outside of Haverford with
other family members, and attended school outside of Haverford. Haverford sought the parents’
permission to evaluate the student, and requested a hearing when the parents refused. Under
those circumstances, Hearing Officer Myers determined that the dispute was moot and,
consequently, any opinion would be advisory. Hearing Officer Myers concluded that Hearing
Officers lack authority to issue advisory opinions. I agree that Hearing Officers may not issue
advisory opinions, and that moot cases should be dismissed. However, there is a difference
between awarding declaratory relief and issuing an advisory opinion. Moreover, this case is not
moot. There is a genuine, active controversy regarding which school district is responsible for
the Student’s education. Consequently, this hearing is distinguishable from Y.K., and I may
resolve the issue presented.5
Regulatory Framework
Children are sometimes placed into residential programs by non-educational agencies for non-
educational reasons. Those residential programs often have an educational component that
compliments, or is a part of, the residential placement. When that happens, a child’s family may
reside in one school district, but the residential program is located in another school district.
Pennsylvania regulations delineate both school districts’ responsibilities to the child in these
circumstances.
The school district that the family lives in is called the “resident district” and the school district
in which the residential program is located is called the “host district.” Responsibilities are
divided between the districts pursuant to 24 P.S. § 13-1306 (Section 1306). Section 1306 has
been interpreted by the Pennsylvania Department of Education, Bureau of Special Education via
a Basic Educational Circular titled “Nonresident Students in Institutions” (BEC). In this case,
Cheltenham is the resident district and Neshaminy is the host district.
4 Citation to other Hearing Officers’ decisions, by both the parties and me, indicates the dearth of
court decisions about the subjects raised in this hearing. Further, regardless of the extent to
which stare decisis applies between due process decisions, I am compelled by the logic of the
other decisions referenced herein.
5 The distinction is further highlighted in this case, in the pre-hearing order dismissing [the
private program]. A key factor was that the Parents confirmed that there is no justiciable issue
against [the private program]. See Appendix B.
Page 5
Responsibilities to students with disabilities are explicitly outlined in Section 1306 and discussed
in detail in the BEC. For IDEA-eligible students, “the host school district is responsible for
providing the student with an appropriate program of special education and training consistent
with Chapters 14 and 342 of the Pennsylvania regulations and standards.” BEC. More
specifically, the BEC explains:
This means the host school district is responsible for making decisions regarding
the goals, programming, and educational placement for each student. The host
school district is also responsible for seeking advice from the resident school
district with respect to the student, and keeping the resident school district
informed of its plans to educate the student.
As such, when an IDEA-eligible student is placed in a residential program for non-educational
purposes, the host district is responsible for the substance of the student’s education.
Analysis
In this case, Neshaminy is the host district, and is responsible for the Student’s receipt of an
appropriate public education. However, Neshaminy may not be responsible for the cost of the
Student’s education. Section 1306 “allows the host school district to charge the full cost of
providing special education programs and services for all institutionalized students.” BEC.
Therefore, Neshaminy is responsible for the Student’s education, but Cheltenham may be
responsible for funding that education.
I note that a substantial portion of the parties’ motions and responses concerned the Student’s
residency. Under Section 1306, there is no need to determine the Student’s residency. Section
1306 is triggered when a third party places a child with a disability outside of the family’s
resident district. The Student’s [parent’s] residency in Cheltenham is not disputed, nor is the
Student’s placement by a third-party agency at [the private program] in Neshaminy. The fact that
the Student is 21 years old is also irrelevant because the Student is still, by definition, a child
with a disability. See Appendix A.
Section 1306 comes up rarely in special education litigation. When it does, the cases typically
involve a school district or entity other than the host district seeking dismissal as an improper
party. See Z.R., Cheltenham S.D., ODR No. 2285-1112AS (McElligott, Dec. 8, 2011); Z.R.,
Chester County Intermediate Unit, ODR No. 2866-1112AS (Ford, Feb. 6, 2012). Those cases
hold that resident districts and other third-party agencies are not proper parties when parents
request a hearing concerning the educational services a student receives in a Section 1306
placement. This matter is distinguishable because the Parents raise no complaint about the
services that the Student is receiving, but rather present an issue about what entity is responsible
for the Student’s education. See Appendix B.
Pennsylvania regulations provide a clear answer to the question presented in this hearing: both
school districts are partly responsible to ensure the Student’s receipt of a free, appropriate public
Page 6
education (FAPE). Assuming that Neshaminy takes advantage of Section 1306’s payment
provisions, Cheltenham is responsible for the “F” of FAPE, and Neshaminy is responsible for the
“APE” of FAPE. Despite the small number of cases on point, in Pennsylvania this is very well-
settled law.
An appropriate order follows.
ORDER
Now, November 20, 2017, it is hereby ORDERED as follows:
1. The Student is a “child with a disability” until the end of the current, 2017-18 school
year, or the end of any extended school year services that the Student may be entitled to
in the summer of 2018. See Appendix A.
2. The Neshaminy School District is responsible for the provision of an appropriate
educational program for the Student. The Neshaminy School District is also responsible
for seeking advice from the Cheltenham School District regarding the Student’s
education.
3. The Cheltenham School District is responsible for funding the Student’s educational
program, if billed in accordance with 24 P.S. § 13-1306.
/s/ Brian Jason Ford
HEARING OFFICER
Page 7
Appendix A
Pre-Hearing Order Regarding the Parents’ Standing
November 15, 2017
Page 8
Pre-Hearing Order
Regarding the Parents’ Standing
Introduction and Procedural History
This matter arises under the Individuals with Disabilities Education Act (IDEA), 20 U.S.C. §
1400 et seq., and Pennsylvania law concerning the obligations of school districts to children with
disabilities placed in residential programs. 24 Pa. Cons. Stat. § 13-1306.
On September 6, 2017, the Parents filed three due process complaints, alleging IDEA claims
against the Cheltenham School District, the Neshaminy School District, and [the private
program].6 The Student was 20 years old at the time of filing [redacted].
On September 20, 2017, Cheltenham filed a motion to dismiss, alleging, inter alia, that the
Parents lack standing to request a due process hearing on the Student’s behalf. Neshaminy and
[the private program] also filed motions to dismiss, but neither challenged the Parents’ standing.
Subsequently, Cheltenham opposed Neshaminy’s motion to dismiss, and vice versa.
On October 2, 2017, the Parents moved for appointment under 20 U.S.C. § 1415(m), an IDEA
provision that allows parents of adult students to “represent the educational interests of the child
throughout the period of eligibility.” Id.
On October 6, 2017, I dismissed the complaint against [the private program]. In the same order, I
clarified that the scope of this hearing is limited to the question of which school district,
Neshaminy or Cheltenham, is the Student’s LEA for IDEA purposes.
For context, the Student has been identified as a child with an Intellectual Disability, Autism, and
a Speech or Language Impairment. The Parents live in Cheltenham, but the Student attends a
residential program at [the private program], which is located in Neshaminy. The student was
placed at [the private program] by an agency that is not a party to these proceedings. Under
Pennsylvania law, the district in which the residential placement is located (the “host” district –
Neshaminy in this case) is responsible for the provision of FAPE, while the district in which the
family resides (the “resident” district – Cheltenham in this case) has funding obligations. See 24
Pa. Cons. Stat. § 13-1306. Neshaminy and Cheltenham disagree about how the Student’s age
impacts upon their obligations.
This pre-hearing order only addresses the issue of the Parents’ standing. Other issues will be
addressed separately.
Discussion
6 Other than the caption of this document, identifying information has been omitted to the extent
possible.
Page 9
The Student reached the age of majority [redacted] when the Student turned 21 years old.
Cheltenham argues that the Parents lack standing to bring a claim on the Student’s behalf
because the Student is 21 years old.
The complaint was filed before the Student turned 21. Cheltenham acknowledges that there are
circumstances in which parents may bring IDEA claims on behalf of adult children, but argues
that those circumstances have not been substantiated in this case.
Under the IDEA, children with disabilities are entitled to a FAPE through graduation from
secondary school or age 21, whichever comes first. See, e.g. 20 U.S.C. §§ 1401(9),
1414(c)(5)(B). Pennsylvania law, through interconnected regulations, extends the right to a
FAPE through the end of the school year in which the child with a disability turns 21.
Pennsylvania special education regulations define a “student with a disability” as any child “of
school age” who meets the IDEA’s eligibility criteria. 22 Pa. Code § 14.101. In turn, a child is
“of school age” either until graduation or until the end of the school year (or “term”) in which the
child turns 21 years old. 24 P.S. 13-1301. See also Pennsylvania Basic Educational Circular
(BEC), Graduation Requirements for Students with Disabilities, March 6, 2017 (Graduation
BEC).
The first day of the 2017-18 school year was August 31, 2017 in Neshaminy and September 5,
2017 in Cheltenham. Starting with either date, the Student turned 21 during the 2017-18 school
year. Therefore, the Student is a child with a disability, entitled to a FAPE, until either the end of
the 2017-18 school year, or until the end of whatever Extended School Year (ESY) services the
Student may entitled to during the summer of 2018. See Graduation BEC.
Establishing the Student’s current right to a FAPE does not, however, resolve the question of the
Parents’ standing. Although the Student has a current right to a FAPE, the Student is also an
adult. The Parents allege that the Student has significant disabilities, including cognitive
disabilities, which necessitate residential placement at [the private program]. Accepting those
allegations as true does not expand my jurisdiction into guardianship proceedings. I have no
authority to adjudicate the Student’s general legal competency, and I have no authority to
appoint the Parents as the Student’s guardians. In Pennsylvania, that authority typically rests in
the Orphan’s Court Divisions of the county Courts of Common Pleas.
Perhaps in anticipation of this type of situation, the IDEA creates a “special rule” under which
parents may continue to “represent” their adult children. 20 U.S.C. § 1415(m)(2). The special
rule is explicitly for students “who [have] not been determined to be incompetent,” taking
general guardianship of the person out of the equation. Id. Rather, the special rule applies when a
student “is determined not to have the ability to provide informed consent with respect to the
educational program…” Id. Under those circumstances “the State shall establish procedures for
appointing the parent … to represent the educational interests of the child throughout the period
of eligibility.” Id.
Pennsylvania has not established procedures particular to 20 U.S.C. § 1415(m)(2). In the absence
of such procedures, the decision falls to me to. As noted, I recognize that the Orphan’s Courts
have jurisdiction in most guardianship-like proceedings. However, the IDEA provision in
Page 10
question only applies in cases where the student “has not been determined to be incompetent.”
Id. When a student has been determined to be incompetent, parental rights remain with the
parents, and do not transfer to the student. 20 U.S.C. § 1415(m)(1). This structure implies that
the IDEA provision in question operates outside of traditional guardianship proceedings. I
interpret this provision, therefore, to permit me to make appointments under 20 U.S.C. §
1415(m)(2). I must, therefore, determine if the Student has “the ability to provide informed
consent with respect to the educational program.”7 Id.
The Parents have filed a Re-Evaluation Report from [the private program], dated July 11, 2017
(2017 RR). According to the 2017 RR, the Student’s difficulties with the production and
processing of language were so significant that only non-verbal intelligence tests were
administered. The Student’s full-scale, non-verbal IQ score was 41, below the 1st percentile
compared to same-age peers, and in the “significantly below average” range. The Student’s
adaptive skills, which include measures such as the Student’s ability to communicate, safety
awareness, self-care, and social skills, were all significantly depressed. This resulted in a
“General Adaptive Composite” score of 55 (as measured by teachers) and 54 (as measured by
caregivers) – both below the 1st percentile. These scores are consistent with prior assessments,
which are also reported in the 2017 RR.
The 2017 RR concludes that the Student, “exhibits significant deficits in cognitive and adaptive
functioning… requires structure, assistance, supervision, and prompting in activities of daily
living… [and] struggles with independence and functional skills compared to other [same-age]
students.” The evaluator found that the Student remained eligible as a student with an Intellectual
Disability, Autism, and a Speech or Language Impairment.
Under these circumstances, I find it unlikely that the Student can provide informed consent with
respect to the Student’s own educational programming. This is not to say that the Student has no
part in the IEP development process. Rather, accepting the 2017 RR as an accurate depiction of
the Student’s abilities, it is more likely than not that the Student cannot read, understand, and
respond to an offer of educational programming to the extent that is contemplated by the IDEA’s
consent provisions. See, e.g. 20 U.S.C. §§ 1414, 1415 et seq. Consequently, I am satisfied that
the special rule at 20 U.S.C. § 1415(m) applies to this case, and I appoint the Parents to represent
the educational interests of the Student throughout these proceedings.
ORDER
Now, November 15, 2017, it is hereby ORDERED as follows:
1. Pursuant to 20 U.S.C. § 1415(m), the Parents are hereby appointed to represent the
educational interests of the Student for the duration of these proceedings.
7 Pennsylvania Orphan’s Courts may also have jurisdiction to make a Section 1415(m)(2)
appointment. Nothing herein should be construed as my interpretation of the jurisdiction of any
other tribunal. Rather, it seems that the potentially concurrent jurisdiction is not a factor in this
case.
Page 11
2. The portions of the District’s September 20, 2017, Motion to Dismiss that challenge the
Parents’ standing are DISMISSED.
/s/ Brian Jason Ford
HEARING OFFICER
Page 12
Appendix B
Pre-Hearing Order Dismissing Claims Against [the Private Program] and Resolving the
Scope of These Hearings
October 6, 2017
Page 13
Pre-Hearing Order
Dismissing Claims Against [the Private Program]
and
Resolving the Scope of These Hearings
On October 6, 2017, all captioned parties, via counsel and the undersigned Hearing Officer
participated in a pre-hearing conference call. During the conference call, the parties confirmed
that there is no dispute about the appropriateness of the Student’s current program and
placement. The parties further confirmed that dismissing [the private program] from these
proceedings will have no impact upon the Student’s current program and placement. I note that
the Parents did not withdraw their complaint against [the private program]. Rather, the Parents
confirmed that there is no justiciable issue against [the private program], and that they do not
object to [the private program’s] dismissal.
Further, during the conference call, the Parents confirmed that the only relief that they seek is
declaratory judgement, finding that either the Neshaminy School District or the Cheltenham
School District is the Student’s local educational agency (LEA).
ORDER
Now, October 6, 2017, it is hereby ORDERED that:
1. The complaint against [the private program], ODR No. 19466-1718AS, is DISMISSED.
2. The scope of this hearing is limited to the question of which school district, Neshaminy
or Cheltenham, is the Student’s LEA for IDEA purposes.
/s/ Brian Jason Ford
HEARING OFFICER
