New Hope-Solebury School District | Case 8418-07-08 | 2008-08-12
Pennsylvania special education due-process decision
- Case number
- 8418-07-08
- Date
- 08/12/2008
- Parties / district (official listing)
- New Hope-Solebury School District
- Hearing officer
- William Culleton
- Issues (official listing)
- Compensatory Education IEP
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Decision text
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This is a redacted version of the original decision. Select details have been removed
from the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
Pennsylvania
Special Education Hearing Officer
DECISION
Child’s Name: TG
Date of Birth: xx/xx/xx
Dates of Hearing:
March 7, 2008, March 11, 2008, April 22, 2008, April 23, 2008, April 25, 2008, May 15,
2008, June 17, 2008
CLOSED HEARING
ODR #8418/ 07-08 AS
Parties to the Hearing
: Representative :
Mr. and Mrs. Frederick M. Stanczak, Esquire
179 North Broad Street
Doylestown, PA 18901
New Hope-Solebury School District David T. Painter, Esquire
180 West Bridge Street Sweet, Stevens, Katz & Williams, LLP
New Hope, PA 18938-1424 331 East Butler Avenue
New Britain, PA 18901
Date Record Closed: July 28, 2008
Date of Decision: August 12, 2008
Hearing Officer: William F. Culleton, Jr., Esquire
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INTRODUCTION AND PROCEDURAL HISTORY
Student is an elementary school age eligible resident of the New
Hope-Solebury School District (District). (NT 9.) The Student is identified
with Autism. (NT 9.) Student is about to enter the third grade at the
Elementary School in September 2008. (HO-1.)1
Mr. and Mrs. (Parents) requested due process on or about January 8,
2008. They allege that the District has failed to provide a free appropriate
public education to the Student during the Student’s first grade year (2006-
2007) and Student’s second grade year (2007-2008). (S-86.) In particular,
the Parents allege a failure to provide FAPE with regard to behavior in
school and social skills during both years, and a failure to provide FAPE
with regard to mathematics and writing during the first grade year. (S-86.)
The Parents seek compensatory education for two years and a prospective
order regarding the program for the enumerated areas of alleged educational
need. (S-86.)
The District denies the allegations and further argues that the Parents’
allegations are based upon a disagreement with the methodology chosen by
the District, which should be accorded deference. (HO-2.) The District
further asserts that the Student has made such educational progress as to
demonstrate receipt of meaningful educational benefit.
The hearing officer convened seven hearing sessions in this matter
from March 2008 until June 2008. The record was held open for receipt of
written summations, which were received upon an extended deadline on July
28, 2008, at which time the record closed.
ISSUES
1 The parties submitted written summations in this matter on July 28, 2008, subsequent to
the date upon which they had been due originally, at request of counsel. These are
marked for the record HO-1 (“Parents’ Closing Argument”) and HO-2 (“Closing
Argument for the New Hope-Solebury School District”).
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1. From the first day of school in the 2006-2007 school year until
January 8, 2008, or for any part of that period, did the District fail
to provide a FAPE to the Student by failing to provide adequate
educational services with regard to behavior, social skills,
mathematics, or writing?2
2. Should the hearing officer award compensatory education to the
Student for all or any part of the period from the first day of school
in the 2006-2007 school year until January 8, 2008?
3. For the 2008-2009 school year, has the District failed to offer an
appropriate program that addresses all of the Student’s educational
needs and is reasonably calculated to provide meaningful
educational benefit, by failing to offer adequate educational
services with regard to behavior, social skills, mathematics or
writing?3
4. Should the hearing officer order the District to amend its offered
program for the 2008-2009 school year?
FINDINGS OF FACT
1. The Student was evaluated in May 2005 while in kindergarten.
The Student’s cognitive skills were not scored due to
performance difficulties that rendered the scores invalid.
Performance was measured through two subtests of the
Woodcock Johnson Tests of Achievement III; in letter –word
identification Student scored in the 99
th percentile and in
calculation Student scored in the high average range. Through
the Behavior Assessment System for Children, the Student’s
functional academic skill was scored in the average range and
2 The Parents stipulated that they were challenging the actual provision of instruction in
mathematics and writing only with regard to the Student’s first grade year, (2006-2007).
(NT 17.)
3 The Parents stipulated that they seek a prospective order regarding the proper
preteaching of mathematics, writing and social skills in a 1:1 setting for the third grade
year (2008-2008).
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overall adaptive behavior was scored in the borderline range. (S-
89.)
2. Through the IEP dated February 21, 2006, the District offered an
appropriate program and placement to the Student for Student’s
kindergarten year. The placement included both regular
classroom inclusion and explicit 1:1 teaching using applied
behavior analysis techniques. (S2, 5, 89; HO-2.)
3. The February 2006 IEP provided goals addressing social skills
(Goal 2, 4, 7), writing (Goal 5, 6) and negative behaviors (Goal
13). (S-89.)
4. The February 2006 IEP provided for related services of speech
and language pathology therapy and occupational therapy. (S-
89.)
5. The February 2006 IEP was revised in August 2006; this revised
IEP was implemented in the beginning of the Student’s 2006-
2007 first grade year. (NT 786-88; S-90.)
6. The IEP as revised in August 2006 provided goals addressing
social skills (Goal 2, 4, 5), and writing (Goal 6).
NEGATIVE BEHAVIORS
7. In May 2005, the Student was reported to exhibit behaviors that
interfered with Student’s learning, including spitting, licking and
grabbing things, crying or laughing out loud, and making loud
noises. (S-89.)
8. The February 2006 IEP negative behavior goal 13 addressed
spitting, licking, grabbing, loud noises, loud laughter and crying,
in transitional situations during the school day. The IEP
provided a behavior plan that addressed fake sneezing and
spitting. (S-2, 89.)
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9. The August 2006 revisions included dropping the negative
behavior goal; however, the behaviors continued in non-
transitional situations. (NT 788, 847-850, 1117; S-89, 90.)
10. The IEP revised in August 2006 included a behavior plan that
focused solely upon loud vocalizations and did not address other
negative behaviors that the Student was exhibiting. The plan
provided for reinforcing the absence of loud vocalizations during
defined periods of time during the school day. When the Student
achieved the stipulated period of absence of loud vocalizations,
Student was rewarded with a two minute period of time in which
Student had the option to engage in a reinforcing activity instead
of participating in class work. (NT 851-862; S-30, 69, 70.)
11. The behavior consultant for the Intermediate Unit designed the
behavior plan along with the IU’s senior behavior analyst. (NT
1118-1135, 1145-1150.)
12. The plan was data driven and based upon scientific principles
accepted in the field of education and psychology. (NT 572-582,
1128-1135, 1145-1160, 1341-1348, 1373-1374, 1405.)
13. The IU behavior analysts trained District staff to implement the
program, and monitored the behavior program to ensure that the
teachers were implementing it properly and uniformly, and were
taking appropriate data. (NT 1163-1169, 1310-1313, 1349-
1350.)
14. As part of the behavior plan, the District instituted a protocol for
removal of the Student from the regular education setting when
Student’s behavior became disruptive to Student’s own education
or that of other students. (NT 1352-53, 1373-1374.)
15. The District/IU plan began on a variable interval reinforcement
schedule of five minutes. This resulted in a reduction of loud
vocalizations within about one month; however, the Student’s
behavior became constant, in that incidents of loud vocalization
were recorded in between five and twenty five percent of the five
minute intervals during the day. This lack of progress extended
for about eighty school days. (S-70, P-4.)
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16. The IU behavior analysts who managed the plan concluded that
the lack of progress was due in part to the inexperience of staff
and their inconsistency in implementation. About six months
after the start of school, the plan was then altered to a fixed
interval reinforcement schedule. (NT 1147-1149, 1357-1358; S-
70.)
17. From the beginning of the 2006-2007 school year until
November 2006, the Student’s behaviors were so intense that
Student was removed from the classroom from one to ten times
per day. After November 2006, the Student was removed zero
times per day on most days, and less than five times on the worst
days. (S-69, P-1 p. 20-22, P-2.)
18. In January 2007, the Student continued to display negative
behavior in the form of loud vocalizations, but the rate of such
behavior had decreased to the point where it was not an
impediment to learning, from 22.6 % of scored intervals per day
in September 2006 to 9.4% in January 2007. (NT 1145-1150,
1173; S-30.)
19. In January 2007, the IEP was revised to add a behavior goal and
objective to reduce loud vocalizations. (S-30.)
20. Other negative behaviors were not targeted or addressed in the
behavior plan. It was expected that these behaviors would be
addressed by teachers within the regular classroom setting and in
1:1 sessions, utilizing techniques that are based upon scientific
principles accepted in the field of education and psychology.
(NT 588-5901155-1159, 1391; S-30, P-1.)
21. There were reports, but there was no data, that unwanted
behaviors were being reinforced inadvertently by the fixed
schedule reinforcement program that the District implemented to
address the Student’s behavior of loud vocalizations. There was
insufficient information to compel the District or the IU analysts
to address the other negative behaviors. Some of them either
disappeared or appeared in negligible frequency. (NT 336-337,
376-377, 564-566, 586-588, 1160-1163, 1392-1399.)
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22. The District did take some data on undesirable behaviors other
than loud vocalizations, but available data did not show that their
frequency was high enough to interfere with the Student’s ability
to benefit from education or that of Student’s peers. (NT 350,
1260-1262, 1387; P-1, P-11.)
23. District staff were trained to identify and address negative
behaviors through accommodations within the general education
curriculum, and to report such behaviors when they reached a
level of frequency or intensity that interfered with the Student’s
learning or that of others. (NT 1104, 1260-1262, 1324-1325,
1354-1360, 1411.)
24. While the fixed reinforcement schedule in the behavior plan did
interfere with activities going on at the time of reinforcement, the
Student was given the choice to go on with current activities
instead of reinforcement, and Student often chose to continue
current activity. (NT 1170-1172.)
25. Interference with other activities at the beginning of the program
was seen as a trade off to eliminate behavior that could make it
impossible for the Student to remain in an inclusive setting. (NT
1172-1175, 1375-1380, 138.)
26. The Parent asked the District to use a token economy approach to
dealing with unwanted behaviors, but the behavior analysts from
the IU disagreed. When the Parents were asked for data on the
efficacy of token economy in the home, they did not provide data
to the satisfaction of the IU analysts. (NT 1176-1177, 1329,
1370-1372, 1414-1417.)
27. The Parents retained a behavior analyst with experience in
dealing with autistic children, who visited the school monthly for
four hour periods at each visit, and sometimes for the entire day.
The private analyst produced ten reports in the 2006-2007 school
year and six reports in the 2007-2008 school year. (NT 109-110,
561-563; P-4.)
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28. The private analyst also coordinated the home program for the
Student. (NT 563.)
29. The private behavior analyst documented a significant number of
incidents of negative behavior of the Student. These were
documented anecdotally; data were not kept, and the observations
were for the benefit of the Parents, in part to coordinate the home
program with the school program, and not to perform a functional
behavior assessment in the school setting. (NT 561-568; P-4.)
30. The private analyst documented instances of loud vocalizations,
other negative behaviors including nose picking, fake sneezing,
spitting, hand flapping or waving, whining, crying, and removal
from the classroom due to the above behaviors. The bulk of
these incidents occurred in the 2006-2007 school year, and most
occurred in the first four months. (P-4.)
31. The private analyst documented a significant number of instances
of removal from ongoing educational activities in which the
Student was engaged, in order to provide reinforcement at
variable and fixed intervals. (P-4.)
32. The private analyst repeatedly recommended to the Parents and
the District that they change the reinforcement technique to a
token economy, and documented her criticisms of the fixed
interval reinforcement system in her reports. (P-4.)
33. In February 2008, the District was still implementing the
behavior plan for loud vocalizations. The intervals between
reinforcers had increased from five to thirty minutes. The thirty
minute interval remained the same for over fifty days in the
2007-2008 school year. Disruptive behaviors had become
infrequent. (NT 384; S-69, S-70, S-81.)
34. In the 2007-2008 school year, removals from class had reached
zero or nearly zero on most days. (S-70.)
35. The February 2008 IEP included goals for using appropriate
volume and tone in school settings, and decreasing loud
vocalizations. (S-81.)
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SOCIAL SKILLS
36. In December 2005, the Student’s social skills were reported to be
limited. Student was recognized as needing social
communication awareness and social and play skills with peers.
Student did not use words to get the attention of others and
Student did not seek interaction with Student’s peers. Student
took turns with textual and visual cues. Student asked for
information and assistance with textual prompts. Student did not
independently greet the teacher or Student’s peers. (S-89, P-1.)
37. The August 2006 revisions included amending a goal in social
greetings. (S-90.)
38. The Student made progress in social skills during the first grade
year. (NT 360, P-4.)
39. In January 2007, the Student continued to have needs in social
communication and play skills with peers. Student was able to
make Student’s needs known by asking for what Student wanted
in all educational settings, but Student did so spontaneously only
in contrived circumstances with high motivation. Student
showed social awareness. Student was able to take turns if
prompted. Student did not initiate play with peers. (S-30.)
40. In January 2007, the IEP was revised to revise social skills goals
in initiating and returning greetings, turn taking and asking peers
for objects; and to add goals in joining peers at play when
invited, independently joining peers in play, and labeling
observed emotions in others. (S-30.)
41. The Student began to demonstrate gains in social skills in
February 2007 and showed increased social skills from then until
June 2008. Student was observed playing more with peers.
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Student was able to ask peers for desired objects, and even to hug
them. (P-4 p. 26-28.)
42. In October 2007, the IEP was revised to add social skills goals of
making appropriate eye contact with others and using appropriate
tone and volume of speech in different school settings. (S-68.)
43. In October 2007, the IEP was revised to add related services in
the form of social work services in both therapy room and
integrated settings. These sessions included a focus upon social
pragmatic skills. (S-68, 81.)
44. During the Student’s first grade year (2006-2007), the Student
received classroom based therapy sessions with the speech and
language pathologist. (S-30.)
45. During the Student’s first grade year (2006-2007), the Student
participated in a “conversation club”, in which Student had the
opportunity to practice social communication skills with typical
children who volunteered to work with Student in a carefully
designed educational program. (NT 1189-1190, 1312-1316,
1332-1333; P-14.)
46. In February 2008, the Student was reported to be able to work
well with peers in social studies classes and to participate in
group activities with minimum prompting. Student could
independently join groups at play when invited, and Student
could take multiple turns with peers. Student could communicate
Student’s needs and wants by asking appropriately. Student
continued to need prompts to speak in appropriate volume and
tone, and to use full sentences. (S-81.)
47. By February 2008, the Student was demonstrating the skill of
greeting peers and adults, both with prompting and
spontaneously, although Student had not yet mastered the skill of
initiating greetings and closings with peers. (S-81, P-4.)
48. The February 2008 IEP provided goals for turn taking, requesting
objects from peers and help from peers and adults, initiating and
returning greetings, inviting peers to join Student in play,
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engaging in play with peers independently, conversational skills
and appropriate eye contact. (S-81.)
MATHEMATICS
49. In May 2005, the Student knew Student’s numbers. In the
beginning of the 2006-2007school year, the District had no data
to notify them that the Student was having difficulty with
mathematics. (NT 1301, 1329-1331; S-89.)
50. The Student was behind Student’s peers in mathematics in the
beginning of first grade. In October 2006, the District responded
by beginning to pre-teach mathematics in resource room, in
coordination with the first grade teacher. (NT 312-321.)
51. In January 2007, the Student was able to rote count, count groups
of items, and write one and two digit numbers. Student’s basic
mathematics skills were displayed inconsistently. Student was
recognized as having needs in basic mathematics skills. (S-30.)
52. In January 2007, the IEP was revised to add mathematics goals in
understanding fractions, identifying coins and their values,
identifying time, measuring with a ruler, and single digit addition
and subtraction. (S-30.)
53. In October 2007, the IEP was revised to add a mathematics goal
of counting a mixed array of coins, and to revise the measuring
goal to increased accuracy of measurement. (S-68.)
54. During the Student’s first grade year (2006-2007), the Student
received pre-teaching of targeted mathematics skills in 1:1 direct
teaching during Student’s resource room placement time. ((NT
1303-1305; S-30.)
55. The Parents also provided a home program that reinforced
teaching of reading and mathematics. (P-7.)
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56. By December 2007, the District had introduced the teaching of
abstract concepts like all, some none, same and different. (P-4 p.
45.)
57. In February 2008, the Student, with prompting, was able to
perform double digit addition with regrouping and with touch
point visuals. Student could perform single digit subtraction
without borrowing and without touch point visuals. Student
could identify fractions from a mixed array of stimuli. Student
was able to tell time to the minute using both digital and analog
clock, thus exceeding Student’s IEP goal. Student was able to
measure to the 1/2 inch. Student was able to identify coins and
coin value across a mixed array of stimuli, and was able to count
coins with touch point visuals. (S-80, 81, P-4 p. 36-54.)
58. In February 2008, the Student remained below grade level in the
Everyday Math Curriculum, and below grade level in curriculum
based assessments. (S-80, 81, P-7.)
59. The February 2008 IEP included a goal for counting coins from a
mixed array, double digit addition and subtraction,
multiplication, and conceptualizing the passage of time. It added
a new SSDI item calling for direct, explicit, multi-sensory,
sequential math instruction in the resource room. (S-81.)
WRITING
60. In May 2005, the Student did not consistently hold pencils and
crayons with thumb and two fingers. Student was able to copy
some upper and lower case letters, but not clearly within lines on
the paper. Student was recognized as needing improvement in
fine motor skills. (S-89.)
61. In January 2007, the Student was able to copy all letters, upper
case and lower case, within ¼ inch of first grade lines, with
prompting. (S-30.)
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62. In January 2007, the IEP was revised to add goals in punctuation,
capitalization and alphabetization, as well as a goal in word
spacing. (S-30.)
63. In February 2008, the Student was able to correct capitalization
and punctuation in probes with incorrect sentences. Student was
able to alphabetize to the second letter. Student had mastered
independently spacing words when writing. (S-80, 81.)
DISCUSSION AND CONCLUSIONS OF LAW
BURDEN OF PROOF
The United States Supreme Court has decided who has the burden of
proof in the case of an administrative hearing on a challenge to a special
education IEP. Schaffer v. Weast, 546 U.S. 49, 126 S.Ct. 528, 163 L.Ed.2d
387 (2005). In Schaffer, the Court decided that the burden of proof is on the
party asking a hearing officer to enter an order. In this case, that party is the
Parent. However, the Court noted that the burden of persuasion determines
the outcome only where the evidence is closely balanced, which the Court
termed “equipoise” – that is, where neither party has introduced more
evidence than the other party. In such unusual circumstances, the burden of
persuasion provides the rule for decision, and the party with the burden of
persuasion will lose. On the other hand, whenever the evidence is clearly in
favor of one party – a preponderance4, or “preponderant” - that party will
prevail.
FREE APPROPRIATE PUBLIC EDUCATION
Not every child with a disability is entitled to special education and
related services from a school district. The IDEA defines a child with a
disability as “a child … who, by reas on [of Student’s or their disability],
needs special education and related services.” 20 U.S.C.
§1401(3)(A)(emphasis supplied); accord, 34 C.F.R.§300.8(a)(1). Only a
4 A “preponderance” of evidence is a quantity or weight of evidence that is greater than
the quantity or weight of evidence produced by the opposing party. Dispute Resolution
Manual §810 (please note that the Manual was promulgated before the Supreme Court
ruled in Schaffer v. Weast, at a time when the Local Educational Agency had the burden
of persuasion in Pennsylvania and elsewhere in the federal Third Judicial Circuit. Thus,
the first sentence of section 810, indicating that the LEA has the burden in most cases, is
outdated and was effectively overturned by Schaffer).
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child who needs such services is considered eligible for them. 20 U.S.C.
§1412(a)(1)(A). Thus, the need for services is the basis for identification of
a child as a child with a disability. See generally, Mr. I v. Maine School
Administrative District No. 55, 480 F.3d 1 (1st Cir. 2007).
When a child is identified with a disability, the District is obligated to
provide a free and appropriate public education (“FAPE”), in accordance
with an Individualized Education Plan (IEP) reasonably calculated to enable
the child to receive meaningful educational benefit. Bd. of Educ. v. Rowley,
458 U.S. 176, 206 (1982). “The education provided must be sufficient to
confer some educational benefit upon the handicapped child.” L. E. v.
Ramsey Bd. of Educ., 435 F.3d 384, 390 (3d Cir. 2006). Under the IDEA, a
district must address “each of the child’s … educational needs that result
from the child’s disability … .” 34 C.F.R.§ 200.320(a). See , M.C. v.
Central Regional School District, 81 F. 3d 389, 393-394 (3rd Cir. 1996).
These needs include behavioral, social and emotional skills. Ibid. Thus, a
district’s obligation is to provide those services that address the child’s
individual needs. Mr. I, supra.
ISSUE PRECLUSION
At the outset, the District argu ed that this matter is governed by
proceedings in response to a previous due process request that the Parents
had brought regarding the Student’s kindergarten year (2005-2006). The
hearing officer reserved on the question of issue preclusion. (NT 23.) As
the present hearing commenced, the previous matter was being litigated in
the District Court for the Eastern District of Pennsylvania. (NT 20-21; HO-
2.) During the pendency of these proceedings, the District Court rendered
its judgment, affirming administrative findings that the IEP dated February
21, 2006 was appropriate. (HO-2.)5
Under the principle of issue preclusion, one “fact-finder” cannot
legally make a finding contrary to that made by a previous fact finder. This
principle applies only when:
"(1) the issue decided in the prior case is identical to the
one presented in the later act ion; (2) there was a final
5 The District Court decision in its entirety is appended to the District’s written
summation.
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adjudication on the merits; (3) the party against whom
the plea is asserted was a part y . . . in the prior case; (4)
the party . . . against whom the doctrine is asserted had a
full and fair opportunity to liti gate the issue in the prior
proceeding; and (5) the determination in the prior
proceeding was essential to the judgment."
P.G. v. Southern York County School District
, 2006 U.S. Dist. LEXIS
77187 at 14 (M. D. PA 2006).
Under the above principle, the hearing officer considers himself
bound by the previous administrative findings of fact affirmed by the
District Court during the pendency of this matter. Consequently, the hearing
officer will not re-litigate the issue of the appropriateness of the IEP of
February 21, 2006. However, the hearing officer considers any changes in
fact subsequent to the date of that offer to be relevant to determining
whether or not the District was placed on notice that the previously adequate
offer had become inadequate based upon changes in the Student’s
educational needs.
BEHAVIOR
The Parents base their request for due process on two interrelated
arguments. First, they assert that the token economy approach used in the
home setting would have been superior to the interval reinforcement system
instituted by the District under the direction of the IU behavior analysts.
Second, they argue that the Student made de minimis progress educationally
as a result. The hearing officer cannot accept the first argument because it is
both unproven here and unfounded in the law. The hearing offcer also finds
that the record does not preponderantly support the argument that inadequate
implementation of the behavior plan in the first grade year, 2006-2007, led
to a failure to provide FAPE.
The Parents’ argument for the token economy is based upon the
premise that the Parents’ approach would be better than that of the District.
The Parents’ privately retained behavior analyst repeatedly reminded the
District of this opinion in nearly every one of her reports of private
observations of the Student. (FF 32.) From the Student’s kindergarten year,
Parent campaigned with the District to adopt this preferred method. The
hearing officer is in no position to adjudicate this assertion as against the
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District’s argument that the fixed interval was a reasonable trade off to
address behaviors that were threatening the Student’s very placement in an
inclusive setting. (FF 25.) As the District points out, it is not the place of an
administrative hearing officer to declare the winner as between two
competing professional techniques. (HO-2.) The IDEA does not anywhere
authorize such an intrusion into the professional judgment of District
officials. On the contrary, the weight of legal authority preserves from
administrative due process review the local educational agency’s right to
choose from among the many available techniques – provided the agency
chooses a technique that is supported by professional literature and practice.
The IU analysts capably demonstrat ed that the technique they chose –
the fixed interval reinforcement system – is supported by professional and
scientific literature and was reasonably calculated to shape the Student’s
behavior away from the loud vocalizations that at the beginning of the year
were regularly and frequently leading to exclusion from the classroom. (FF
10-12.) Administratively, it was well conceived, providing for data- based
planning and adequate training and supervision for implementing staff. (FF
13-14, 16.) Even the Parents’ analyst admitted that the technique is
supported in the literature and in professional practice. (FF 12.) Parent
disagreed with utilizing the approach for the Student, but not with its
scientific legitimacy. The behavior plan thus devised was data driven and
individualized. (FF 10-12.) It was also an attempt to support maximal
inclusion for this Student with autism. Ibid
.
As noted above, the IDEA does not require local educational agencies
to provide the best possible educational services to their students. On the
contrary, it requires only meaningful educational benefit. Here, the behavior
plan ultimately provided meaningful benefit. It addressed an important
educational need – the Student’s negative behaviors. It in fact resulted in
significant educational gain, as the record more than preponderantly shows.
The Student’s negative behaviors and episodes of exclusion from the
classroom dropped significantly as the plan was implemented in the fall of
2006. (FF 15.) The record shows that this drop in such behaviors was
enough to meet the minimal standard of FAPE. The January 2007 IEP, in
the Present levels section, contains data showing that the drop in negative
behaviors was substantial – from 22.6% of recorded five minute intervals to
9.4% of such intervals. The Present Levels section asserts the conclusion
that the remaining level of negative behavior did not prevent the Student
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from receiving meaningful educational benefit during the period from the
beginning of first grade until January 2007. (FF 18.)
The evidence is mixed on this issue of fact. The private behavior
analyst’s reports graphically show the disruptive impact of the Student’s
behavior in the first months of the first grade year. (FF 8, 9, 29-31.)
However, these reports, when tracked by date, also evidence the reduction in
such disruptions as the year went on, substantially corroborating the
frequency and intensity data that the District introduced in evidence. (FF 15,
17, 18, 21, 22, 30.)
The District’s witnesses admitted that the plan did not operate as
desired in the first months. For a lengthy period of eighty days after the
initial drop in frequency of the loud vocalizations, and while the plan was
based upon a variable reinforcement schedule, the Student’s behaviors
leveled out to a constant and still unacceptable plateau of recurrent negative
behaviors. (FF 15.) The District ‘s IU consultants came to recognize this
and eventually changed the plan to a fixed interval. (FF 16.) As the plan
began to rely upon fixed intervals, the Student’s negative behaviors began to
subside, and the interval between reinforcements became progressively
longer, because the target behavior progressively diminished. (FF 17, 18,
33-35.)
The Parents argue that the District delayed too long to remedy the
plan’s deficiencies. However, the Parents did not present any data on
frequency or intensity. They did not provide any data showing that the
behaviors and resultant removals from class were essentially negating any
meaningful educational benefit from the Student’s inclusion in school. They
showed anecdotally that the Student was not socializing in the beginning of
the school year, but their experts’ anecdotal reports also evidenced some
social skill development and some social experiences. They showed that the
Student’s mathematics skills were behind other student’s skills in first grade,
but the evidence shows that the Student was able to make meaningful
advances consistent with Student’s cognitive abilities. They found that the
Student’s writing was deficient, but did not show that progress in this skill,
addressed in the resource room, was prevented by the Student’s negative
behaviors, which disrupted the regular classroom portion of Student’s
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program, and did not prevent Student from attending to Student’s one-to-one
ABA program.6
The Parents criticize the District’s plan because for several months the
Student’s behaviors did not improve. Indeed both the data and the anecdotal
reports of observations in the classroom support that claim. The evidence
shows that the Student was frequently removed from class for loud
vocalizations. This was at a rate that substantially interfered with the
Student’s learning and that of others. Witnesses testified that the problem
with the variable interval plan was implementation, and the problem appears
to have been the inexperience of implementing staff.
This does not prove a violation of the IDEA, however. As noted
above, the law requires only that the local educational agency provide a
minimal quantity of service (the meaningful benefit standard) – not a
maximal quantity. Thus, the law does not compel the District to change its
chosen program on grounds that a different program would be better – even
if the different program would be substantially better, and the new program
is intuitively superior to the one provided by the District. As long as the
District meets the lower threshold test – meaningful benefit – the hearing
officer cannot intervene.
The hearing officer, balancing the weight of conflicting evidence in
this regard, concludes that the Student received meaningful educational
benefit in first grade, despite the deficiencies in the program that the Parents
point out and the District witnesses admit. The targeted behavior was
impacted immediately and reduced to a level at which it did not prevent the
receipt of meaningful educational benefit. Non-targeted behaviors were
never shown on this record to have so interfered with education that the
Student was prevented from receiving meaningful benefit. (FF 20-26.)
The Parents argue that this intervention was legally inadequate
because the behavior plan addressed only one of a cluster of negative
behaviors that were stigmatizing, disruptive, and functioned to allow the
Student to avoid learning. The argument has some force, because the IDEA
6 The private analyst did show anecdotally that the Student engaged in negative behaviors
in the one:to:one sessions, but the reports describing these behaviors in the one-to-one
setting did not evidence disruptions that prevented learning altogether. The reports
showed that the assigned teachers redirected the Student and kept Student working, albeit
with interruptions.
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does require the local educational agency to address all of the student’s
educational needs. Here, it can be argued that reduction of these other
behaviors was a serious educational need in itself. Thus, the District’s
conscious choice to not address, for example, the frequent vocalizations that
were not loud, but were atypical, or the nose picking behavior, or unusual
physical movements – arguably failed to address all of the Student’s
educational needs because it ignored many of Student’s behavioral needs.
The hearing officer finds that the evidence does not support the
argument. On the contrary, the preponderance of the evidence is that the
loud vocalizations were the single behavior that would have made inclusion
impossible, because they were deeply disruptive to the classroom in the
general education setting. The preponderance of the evidence shows that the
other behaviors were not as frequent, nor as intensely disruptive to
education, as the loud vocalizations. There was no data to support the
contrary. Even in the absence of a behavioral plan to address these “other”
behaviors, there was an educational system in place to deal with them –
mainly, the trained teachers who were expected to accommodate the
Student’s other behaviors using their own skills as educators. (FF 23.)
Teachers were expected to differentially reinforce alternative behaviors, thus
extinguishing the undesirable ones. Teachers were also required to report
such behaviors for behavior analysis if the behaviors should become
disruptive to the classroom.
Thus, on one hand, there was no data that these other behaviors were
interfering with the Student’s education or that of others, no data that they
were threatening the Student’s inclusion in regular education. On the other
hand, the District’s teachers were trained and expected to deal with
problematic behaviors professionally and scientifically. Thus, on this
record, it cannot be fairly said that this District failed to address all of the
Student’s educational needs with regard to behavior.
Moreover, the record shows a diminishment of these other behaviors
as time went on. Thus, in short, the District’s plan -- whether or not it was
the best conceived -- worked. The Parents on this record are not entitled to a
change in that plan.
The Parents argue that the plan, because of its fixed interval structure,
interfered with educational opportunities by interrupting programming of
value to the Student. The intervals of reinforcement repeatedly broke into
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lessons and activities from which the Student appeared to be benefiting.
However, there is no evidence that these interruptions diminished the
Student’s educational progress. On the contrary, the record shows that the
Student’s progress accelerated as Student’s disruptive behaviors decreased.
The Parents argue that the deficiencies in the District’s program in the
beginning of first grade resulted in unnecessarily slow educational gain. The
record bears out that the gains for the Student were slow between September
2006 and January 2007, in behavior, social skills, mathematics and writing.
However, this does not suffice to prove a failure to provide FAPE. The
District’s legal obligation was not to maximize the rate of educational gain
in all areas of educational need. It was to address all areas of educational
need.7 This it did. The District’s obligation was not to maximize the
Student’s potential, as desirable as that goal might be. The legal obligation
was to provide services that would enable the Student to experience
meaningful educational benefit. On this record, the District fulfilled its legal
obligation during the first grade year.
Given this conclusion, the record even more clearly shows meaningful
gain in the second grade year. Both the District’s data and the anecdotal
reports of the private analyst show this. In February 2008, the District was
still implementing the behavior plan for loud vocalizations. The intervals
between reinforcers had increased from five to thirty minutes. (FF 33-34.)
Frequency of loud vocalizations had been reduced further, and removals
from class had reached zero or nearly zero on most days. (FF 34.)
Although the thirty minute interval remained the same for over fifty
days in the 2007-2008 school year, disruptive behaviors had become
infrequent. Thus, negative behaviors had not been eliminated, but their
propensity to interfere with learning was substantially reduced. This was
corroborated in the anecdotal reports of the private analyst, whose reports
described periods in which meaningful educational activities were the norm
7 It must be noted that the District addressed numerous areas of educational need that
were not part of the issues in this due process matter. These included reading
comprehension, attention to task, adaptive behavior and language arts as represented in
the Language for Learning curriculum. (S- .) The adequacy of the District’s
educational services must be assessed in light of the broad array of educational needs
addressed. The argument that the Student’s progress was slow in mathematics, social
skills and writing loses force when these areas of need, which were addressed as required
by the IDEA, are placed in perspective of the overall educational plan.
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and gains were demonstrated in social skills, mathematics and writing. The
District continued to adjust its IEP goals for loud vocalizations, and it was
clear to this hearing officer that the District was committed to continuing the
Student’s progress in third grade.
SOCIAL SKILLS
The record is preponderant that the Student made meaningful progress
in social skills during Student’s first and second grade years. Student’s
progress in the first half of first grade was slow, but Student made some
progress. (FF 36-39.) It is clear from the record that the District was not
satisfied with the progress made and increased its effort during the second
half of first grade and in second grade. In January 2007, the IEP was revised
to revise social skills goals in initiating and returning greetings, turn taking
and asking peers for objects; and to add goals in joining peers at play when
invited, independently joining peers in play, and labeling observed emotions
in others. (FF 40.) Also in first grade, the Student was provided with
interventions by the school social worker, and was given the opportunity to
join a “conversation club.” (FF 42-46.) This program matched the Student
with typical students so that Student could practice social conversational
skills. Over all, the District’s programming was a substantial and well
conceived effort to address the Student’s social skills deficits.
The record shows that these efforts yielded meaningful, though not
maximal, results. By January 2007, the Student was able to make Student’s
needs known by asking for what Student wanted in all educational settings,
in contrived circumstances with high motivation. Student showed social
awareness. Student was able to take turns if prompted. (FF 41, 46.)
By February 2008, the Student was reported to be able to work well
with peers in social studies classes and to participate in group activities with
minimum prompting. Student could independently join groups at play when
invited, and Student could take multiple turns with peers. Student could
communicate Student’s needs and wants by asking appropriately. Student
continued to need prompts to speak in appropriate volume and tone, and to
use full sentences. Student had not yet mastered the skill of initiating
greetings and closings with peers, but had demonstrated that skill both with
prompting and spontaneously. (FF 46.)
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The weight of the evidence shows meaningful gains in both years in
social skills.
MATHEMATICS
The record shows that the District provided the Student with
meaningful educational services from the start of first grade to the end of
second grade. (FF 49-59.) The District addressed mathematics through its
IEP. It responded when it became apparent that the Student was having
difficulties and provided special education services in the resource room. In
December 2007, the IEP was revised to introduce the teaching of abstract
concepts like all, some none, same and different. Thus, the District
responded to the Student’s difficulties in first grade within a reasonable time
of receiving notice, by adding services and revising the IEP.
The record shows that the Student made some progress in the first half
of first grade. By January 2007, the Student was able to rote count, count
groups of items, and write one and two digit numbers.
In January 2007, the IEP was revised to add mathematics goals in
understanding fractions, identifying coins and their values, identifying time,
measuring with a ruler, and single digit addition and subtraction. By
February 2008, the Student, with prompting, was able to perform double
digit addition with regrouping and with touch point visuals. Student could
perform single digit subtraction without borrowing and without touch point
visuals. Student could identify fractions from a mixed array of stimuli.
Student was able to tell time to the minute using both digital and analog
clock, thus exceeding Student’s IEP goal. Student was able to measure to
the 1/2 inch. Student was able to identify coins and coin value across a
mixed array of stimuli, and was able to count coins with touch point visuals.
The Parents argue that the Student’s progress was inadequate because
Student remained behind Student’s peers by second grade. (P-7.) This is
not the test of meaningful gain. The Parents argue that the Student should
have kept up with Student’s peers because Student was able to do so in
kindergarten. However, this does not account for two factors. First,
curricula become more demanding from grade to grade, and the math
curriculum demands new skills that the Student’s disability makes it difficult
for Student to learn; this is particularly true of demands for understanding
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more abstract concepts, and of the need to solve word based applied
mathematics problems. Second, the Student’s cognitive potential, unknown
when Student was in kindergarten, was revealed by second grade to be
below average. (S-91.) Student’s progress is to be assessed for IDEA
purposes in light of Student’s cognitive potential. In re the Educational
Assignment of D.K., Special Education Appeal No. 1900 at 11 n. 72 (July
2008). Thus, evidence of slow progress in mathematics does not constitute
preponderant evidence of a lack of meaningful educational gain.
The District remains committed to challenging the Student with new
goals. In February 2008 the IEP team included a goal for counting coins
from a mixed array, double digit addition and subtraction, multiplication,
and conceptualizing the passage of time. Moreover, it added a new SSDI
item calling for direct, explicit, multi-sensory, sequential math instruction in
the resource room. (S-81.) Thus, the hearing officer sees no basis for a
finding of a failure to adequately address the Student’s needs in
mathematics, and thus there is no basis for prospective relief.
By January, the Student had demonstrated significant learning and this
learning accelerated in the second grade year. Thus, the record shows
preponderantly that the Student made meaningful progress in both the first
grade and second grade years.
The Parents argued that the District is unwilling to offer adequate
resource room time to allow for meaningful pre-teaching of mathematics.
The record does not support this contention. As noted above, the levels of
one-to-one teaching in mathematics were sufficient to allow for adequate
educational gains in mathematics over the past two years. Thus the evidence
is preponderant that the District is committed to sufficient pre-teaching to
make a prospective order unnecessary. Moreover, the program offered for
the upcoming year, based upon the IEP documents entered in the record, is
adequate.
WRITING
8
8 The Parents made much of the District’s use of the language arts program called
Language for Learning and Language for Thinking, alleging that the District had used
inappropriately a lower level of curriculum in that program. (NT .) The hearing officer
finds no evidence that the District failed to use this program appropriately. The IU
behavior analyst, demonstrating familiarity with these programs, (NT 1284-1296),
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Similarly, there is no evidence of a failure to provide adequate
services in writing. (FF 60-63.) The IEP contained appropriate goals for
writing and the record shows meaningful gain. The programs in place are
adequate. Thus, the hearing officer finds no basis for relief with regard to
writing.
CONCLUSION
The District’s offered program and placement were appropriate.
There is preponderant evidence that it implemented its program adequately
in the promised placement. In particular it adequately addressed negative
behaviors, social skills, mathematics and writing in implementing the IEPs
over the first and second grade years. As a result, the Student showed
meaningful gain in these areas.9
ORDER
1. From the first day of school in the 2006-2007 school year until
January 8, 2008, the District did not fail to provide a FAPE to the
Student by failing to provide adequate educational services with
regard to behavior, social skills, mathematics, or writing.
2. The hearing officer will not award compensatory education to the
Student for all or any part of the period from the first day of school
in the 2006-2007 school year until January 8, 2008.
showed that the District appropriately assessed the Student’s instructional level and
placed Student according to the assessed level of performance. (NT 789-92.) Although
their assessment data differed from that of the home program as to what level the Student
was qualified to start in, the District and IU behavior analysts appropriately based their
decisions on the data they were generating in the school setting. (NT 1184-1189; P-1 p.
8.) The IU analyst did admit that she eventually, as it were, promoted the Student from
the beginning curriculum to the higher level curriculum of this program, contrary to the
program instructions. (NT 1294-1300.) However, this only accelerated the Student’s
progress, and the analyst stated that any resulting gaps in learning would be addressed
through the District curriculum and the IEP. (NT 1294-1300.)
9 Conceptually, FAPE arguably may not require meaningful gain with regard to every
educational need identified in an evaluation. However, it is unnecessary to reach this
question of legal analysis, because the District’s implemented services provided
meaningful gain in the areas at issue in the present matter.
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3. For the 2008-2009 school year, the District has offered an
appropriate program that addresses all of the Student’s educational
needs and is reasonably calculated to provide meaningful
educational benefit, and the hearing officer will not order
prospective relief.
William F. Culleton, Jr.
_____________________________
WILLIAM F. CULLETON, JR., ESQ.
HEARING OFFICER
August 12, 2008
