Norristown Area School District | Case 00605-09-10 | 2010-07-31
Pennsylvania special education due-process decision
- Case number
- 00605-09-10
- Date
- 07/31/2010
- Parties / district (official listing)
- Norristown Area School District
- Hearing officer
- Linda Valentini
- Issues (official listing)
- IEP Behavior Plan
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Page 1
This is a redacted version of the original decision. Select details have been removed
from the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
PENNSYLVANIA
SPECIAL EDUCATION HEARING OFFICER
DECISION
DUE PROCESS HEARING
Name of Child: R.L.
ODR #00605/09-10 KE
Date of Birth:
[redacted]
Dates of Hearing:
April 13, 2010
June 21, 2010
June 22, 2010
June 29, 2010 (telephonic)
OPEN HEARING
Parties to the Hearing: Representative:
[Parent[s] Giovanni Campbell, Esquire
100 S. Broad Street Suite 1530
Philadelphia, Pennsylvania 19110
Norristown Area School District Scott Wolpert, Esquire
401 N. Whitehall Road 400 Maryland Drive PO Box 7544
Norristown, Pennsylvania 19403 Fort Washington, Pennsylvania 19034
Date Record Closed: July 18, 2010
Date of Decision: July 31, 2010
Hearing Officer: Linda M. Valentini, Psy.D., CHO
C e r t i f i e d H e a r i n g O f f i c i a l
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Background and Procedural History
Student
1 is an eligible student with a classification of autism and speech/language
impairment who was formerly enrolled in the Norristown Area School District
(hereinafter District); the Parents withdrew Student from the District and enrolled Student
in a cyber charter school on August 6, 2008 prior to the beginning of the 2008-2009
school year. Student’s mother and father (hereinafter Parents) requested this hearing on
December 31, 2009 to address their concerns that Student had been denied a free
appropriate public education for the 2006-2007 and the 2007-2008 school years.2
The District sought the application of the two-year statute of limitations under the
Individuals with Disabilities Education Act (“IDEA”), 20 U.S.C. § 1400 et seq. The
Parents asserted that one or both exceptions to the IDEA’s regulatory time limits existed.
The first hearing session was exclusively devoted to testimony regarding whether the
exceptions were applicable. At the conclusion of the testimony this hearing officer held
that neither exception existed, and explained her reasoning on the record [NT 207-217],
ruling that this matter would cover the period from the beginning of January 2008 to the
end of the school year in June 2008. Although counsel were allowed considerable time to
negotiate a settlement in light of the relatively brief potential recovery period at issue, the
parties could not come to an agreement and the hearing was reconvened.
For the reasons presented below I find for the District.
Issues
1. Did the District deny Student a free appropriate public education from the
beginning of January 2008 to the end of the school year in June 2008?
3
2. If the District denied Student a free appropriate public education, is the District
required to provide compensatory education to Student and if so in what kind and
what amount?
Specific Delineation of Issues
As detailed in the sections of the Parents’ Complaint addressing the time period at issue
[S 22], and in the Parents’ Written Closing Statement, the specific concerns the Parents
raised are: Did the District deny FAPE by developing an IEP and not conducting a
1 The decision is written without further reference to the Student’s name or gender to provide privacy even
though this was an Open Hearing.
2 The Parents also sought to pursue a claim related to Extended School Year (ESY) services in the summer
of 2008. However, as the District offered ESY for that time period and this ESY offer was approved by the
Parents although ultimately not utilized, this ESY claim was not considered at the hearing.
3 Additional disagreements about the program and placement being prepared for 3rd grade were detailed in
the Complaint but are not addressed here, as Student was withdrawn from the District on August 6, 2008
and the IEP and NOREP were never implemented. [S 22]
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functional behavioral assessment; by not training school staff on Tourette’s Syndrome;
by scolding Student for making noises related to Tourette’s Syndrome; by not funding a
Sensory Integration Praxis Test evaluation (SIPT); by disregarding expert reports and
information, specifically from the District-funded independent educational evaluation
(IEE) [4/08], the independent occupational therapy evaluation [4/08], and the private
assistive technology evaluation [5/08]; and, by refusing to allow a TSS to enter school to
assist the Student near the end of the 2007-2008 school year.
Findings of Fact
Background:
1. Student’s primary disability category is autism; a secondary disability category is
speech/ language impairment. [P 97]
2. Student was in second grade during the 2007-2008 school year. [S 1]
3. In or about January 2008, at the second half of second grade, the District learned
that Student was diagnosed with Tourette’s syndrome.4 [NT 43]
4. Student was absent from school for a total of 26 school days during second grade.
During the period January 1, 2008 to the last day of the school year in June,
Student accrued 12 of those absences. [NT 370-372; S 11]
FBA:
5. A psychiatric evaluation completed in May 2007, near the end of Student’s first
grade school year, provided a specific description of Student’s behaviors. The
psychiatric evaluation report was considered by District staff working with
Student during second grade. [NT 276-277, 280, 352; P 56]
6. Student’s first grade teacher met with Student’s assigned teachers for the second
grade prior to the beginning of second grade and discussed Student’s behaviors
and strategies that were effective and ineffective to address them. [NT 278-280]
7. The Autistic Support Teacher met with Student’s BSC (wraparound behavioral
health services provider) at the beginning of the second grade school year to
discuss Student’s behaviors at home and in school and strategies for addressing
those behaviors. [NT 280-285, 340-341, 538]
8. The Autistic Support Teacher reviewed Student’s detailed treatment plan written
by the BSC. This treatment plan, dated August 24, 2007 contained detailed
current information regarding Student’s diagnosis, strengths, medications,
behavioral concerns, defined problem behaviors, defined baseline behaviors,
target behaviors, objectives, replacement behaviors and methods in addressing
4 Although not noted with precision in the record it seems that the Parents may have learned this around the
same time or shortly before.
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those behaviors. All this information was available to and considered by the
District staff who worked with Student during the second grade school year. [NT
544-545, 567; P 64]
9. Student’s Autistic Support Teacher during the period in question, in addition to
regular education and special education state certification, in August 2007
completed all coursework toward becoming a certified behavior analyst, which
credential she will receive pending successfully passing her boards examination in
September 2010. She holds a Master’s Degree, and separate from her District
employment she provides home ABA programming for children. [NT 518-519]
10. Student’s Regular Education Teacher during the period in question has taught in
general education classrooms for 27 years. In addition to her academic and work-
related credentials, she has a 14-year-old daughter with autism and has obtained
considerable training in the area of autism. She participated in founding an
equine therapy program for children with autism. [NT 266-267; HO 2]
11. District staff followed a consistent approach in addressing Student’s behaviors
during second grade and engaged in constant contact and communication about
effective strategies to address Student’s behaviors. [NT 278, 283, 297-298, 537,
547]
12. The Autistic Support Teacher and the Regular Education Teacher communicated
almost daily either face-to-face or through email or phone about Student’s social
skills sessions and what was occurring in the general education classroom. [NT
285, 537]
13. Student rarely had tantrums during second grade. [NT 500, P 117]
14. Student demonstrated “much” improvement in behaviors from first to second
grade, the behaviors in second grade were not severe and were appropriately
addressed by school staff. Negative behaviors had “dramatically decreased”. [NT
251-254, 279, 318-319, 540, 543-546]
15. The great majority of Student’s behaviors of concern in second grade centered
around calling out in class instead of raising Student’s hand, and telling others,
including the teachers, what to do. District staff understood the triggers for these
behaviors, mainly directions, and their functions, which were mainly task-
avoidance or control issues. [NT 273, 331-332, 352-353, 539, 542]
16. In May 2007 the evaluating psychiatrist did not recommend a functional
behavioral analysis [FBA], and an FBA was not recommended by any
professional working with Student until the independent evaluator recommended
one in her report that was not received by the District until May 2008. [NT 285, P
56, P 94]
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17. The Autistic Support Teacher, who has completed ABA training and has
performed FBA’s on autistic students did not believe that an FBA was needed to
appropriately program for Student during the second grade school year based on
the nature, severity and frequency of Student’s behaviors in school. [NT 543, 545-
546, 553, 558]
18. Although the Parents had requested a functional behavioral assessment [FBA] at
the end of first grade and data was being collected during the first part of second
grade by the Autistic Support Teacher who had the specialized training to conduct
such assessments, as of January 2008 the Parents refused to allow the District to
continue with performing the FBA until all staff, including the individual
conducting the FBA, were trained on Tourette’s Syndrome. The Parents
specifically sought the FBA to address Tourette’s symptoms rather than Student’s
autism-related behaviors. The Special Education Supervisor contacted the
Intermediate Unit to locate an individual trained about Tourette’s syndrome to
conduct the FBA, but the IU had no persons or suggestions to offer at that time.
[NT 231-235, 376-378, 380-382, 552; P 8, P 67]
19. The Autistic Support Teacher supported conducting an FBA in the beginning of
Student’s third grade school year, as moving to third grade with a new teacher and
new classmates after having the summer off would have been a major transition
for Student. [NT 554]
Tourette’s Syndrome Training:
20. In addition to requesting that all staff be trained in Tourette’s syndrome, at the
January 2008 IEP team meeting the Parents also requested that Student’s peers be
trained on Tourette’s syndrome. The District arranged for a March 2008 training
by the Tourette’s Association in response to this request. [NT 377-378; S 18]
21. The second grade and third grade classes were selected for the training with a
view toward that year and the next year. In addition to all second and third grade
children, the regular education and special education second and third grade
teaching staff, special area team members, the program support specialist, the
supervisor of elementary special education and the school principal attended, as
did Student’s mother. Approximately 220 to 240 students attended. [NT 333,
379; S 18]
22. Student stood up in front of the group after the informational video and told the
other students that Student had Tourette’s. [NT 333, 380]
23. The District also planned for a training for all school staff, taking into account
trainer availability and the need to clarify expectations of the Parents. A
representative from the Tourette’s Association was present for the June 5, 2008
IEP team meeting. Immediately following the June 5, 2008 IEP meeting the
principal arranged that in August 2008 on the first day staff returned from their
summer break the Tourette’s Association would give a presentation. However,
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this training was canceled, as Student was withdrawn from the school. [NT 380-
381, 580; S 18]
Inappropriate Scolding/Behavior Plan:
24. Student’s second grade regular education teacher credibly testified that she did
not improperly scold Student for making noises in class, but rather redirected
Student appropriately and was careful not to increase Student’s anxiety. [NT 329-
330]
25. As for other students under the classroom behavior management plan, Student
received a consequence of missing two minutes of recess time for an infraction.
This happened once in the second grade school year. When the Parents objected
to loss of recess Student’s consequence was changed to 2 minutes loss of
computer time. [NT 245-246]
26. Student had an individual behavior improvement plan with positive incentives.
Self-monitoring to develop self-sufficiency and independence was introduced in
the latter part of the period in question. Student was given visual cues to assist in
self-monitoring. [NT 247-248, 287-288]
27. One visual reminder for Student addressed “making noises” and was placed on
Student’s desk chart but not calculated into daily points. The item was discussed
with Student and then placed to discern whether Student had awareness of or
could inhibit vocal tics. [NT 345-348, 559-560]
28. Student’s individual plan was created in consultation with experienced teachers,
the BSC and TSS workers and in consideration of additional evaluation
information to which the team had access. [NT 249-250, 282-283]
Sensory Integration Praxis Test:
29. The District considered the Parents’ request that Student be given the Sensory
Integration Praxis Test (“SIPT”) in January-February 2008. The Supervisor of
Special Education spoke with the District’s occupational therapy provider
representative (Austill’s Rehabilitative Services) and to the Director of the
Parents’ private occupational therapy provider agency (Total Approach), and also
gathered information from Student’s teachers and the therapist working with
Student in school. [P-82]
30. The Supervisor of Special Education noted that Student’s most recent
occupational therapy report (January 2008) stated Student’s “sensory processing
needs are not highly affecting [Student’s] ability to participate in school
activities” and that Student “is demonstrating some ability to self-regulate in
terms of [Student’s] sensory processing needs”. [P 82]
31. After investigating the purposes of and need for this test, the District determined
that the SIPT was not needed to identify/address Student’s educational needs, and
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this was communicated to the Parents by the Supervisor of Special Education on
February 19, 2008. A NOREP was issued. [P-82]
32. The District’s Occupational Therapist prepared a written summary
5 dated April 1,
2008 containing an analysis of assessment/observations of Student and resultant
findings regarding Student’s skills and needs, with corresponding suggested
goals, objectives, specially designed instruction, and treatment parameters
(frequency and duration). The summary was presented at the May 21, 2008 IEP
meeting. [S 16]
Consideration of Evaluations:
33. The Parents would not give permission for the District to conduct a reevaluation
during the second half of the 2007-2008 school year. The Parents and the District
settled on having a District-funded independent neuropsychological evaluation,
but the evaluation was not begun until April 2008 and the report was not available
until May 2008. The IEP team reviewed this District-funded independent
neuropsychological report. [NT 355-356, 460-461; P 72, P 79]
34. The IEP team reconvened on June 5, 2008 to continue the May 2008 IEP team
meeting, and the District’s occupational therapist did attend this second session.
The IEP meeting notes from that date specifically reference the IEP team’s
discussion of the independent occupational therapy evaluation. [NT 330; S 16]
35. At the May 21, 2008 IEP meeting the District was given a report of a private
assistive technology evaluation. The report and its recommendations were
specifically discussed at that IEP team meeting. The Regular Education Teacher
disagreed with implementing some of the recommendations as it was near the end
of the school year, and agreed with others. [NT 305-309, 333-336; P 98).
TSS Worker:
36. One of the TSS workers assigned to Student through the [local] County IU’s
wraparound (behavioral health) services engaged in unacceptable behavior such
as divulging confidential information about other students, discussing students’
disabilities with the parents of other students, using students’ names and phone
numbers in documentation and communicating with a parent about
communications that occurred specifically between students. The worker’s
actions resulted in complaints by parents and serious concerns by school
personnel, who communicated those concerns to the worker’s supervisor. The
worker received a verbal warning from her supervisor and, based on further
incidents in the school setting, the [local] County Intermediate Unit removed her
from Student’s case. [NT 311-312, 314, 389-390, 752]
37. Student did not like being near to this particular TSS worker in school. [NT 313,
533-534]
5 On April 28, 2008 the Parents approved the Occupational Therapist’s participation in this fashion rather
than in person. [S-16]
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38. During the second grade school year, Student had two other TSS workers and the
District had no problem with these TSS workers. Student was more productive in
class with one of these other two workers. [NT 276, 313, 388]
39. The regular education teacher had daily communication with the TSS workers.
[NT 285, 340]
Educational Program:
40. An IEP dated June 7, 2007 [second grade IEP] governed Student’s second grade
school year. This IEP identified Student’s needs and addressed the needs through
goals and specially designed instruction, including social skills instruction and
speech and language services to develop Student’s pragmatic communication. [S-
1]
41. The second grade IEP contains behavioral goals addressing pragmatic
communication, self-regulation, and focus/attention to task. [S-1]
42. The second grade IEP contains specially designed instruction including but not
limited to behavioral strategies consisting of preferential seating, visual cues for
Student, visual cues for the class, a visual schedule, visual checklists, a token
economy individualized for Student and the use of specific preferred rewards,
reinforcers, a sensory diet and social skills instruction. [NT 288-296; S-1]
43. All individuals working with Student were aware of Student’s IEP SDI’s and the
regular and autistic support teachers offered consultation to all as needed. [NT
298]
44. The Autistic Support Teacher met with Student twice weekly for sessions of 30-
45 minutes. Sessions centered on direct instruction, either one to one or in a small
group with another peer. The instruction utilized social stories, role playing,
discussion of social skills and emotions, and working on generalization to develop
Student’s social skills. At the Parents’ request auditory processing skills were
also taught during the sessions. [NT 520-527]
45. To assist Student in developing social skills Student was assigned or was allowed
to choose a peer buddy for certain activities such as eating with Student at the
peanut-free table.6 [NT 289-290, 299-300]
46. Student developed favorable peer relationships during second grade. [NT 300,
327-328]
47. The Autistic Support Teacher provided written and oral reports to the Parents
about Student’s social skills instruction and progress. [NT 535-536]
6 Student has a peanut allergy. The school nurse would check the chosen buddy’s lunch to be sure there
were no peanut products. [NT 289]
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48. In second grade Student received 30 minutes of speech/language therapy, 30
minutes of occupational therapy and 30 minutes of physical therapy per week.
[NT 268]
49. For the second half of the period in question (March to June) Student also
received SRA reading instruction from the itinerant learning support teacher. [NT
268]
50. The Regular Education Teacher believed that she and Student’s mother did well
together, and had meaningful and productive communication with back and forth
contacts. [NT 298-299]
Educational Progress:
51. The District-funded IEE conducted in April 2008 found Student’s Full Scale IQ to
be 917, at the 27th percentile, as assessed by the Wechsler Intelligence Scale for
Children Fourth Edition [WISC-IV]. Student had varying strengths and
weaknesses, some above and some below the full scale level. [P 94]
52. Despite the fluctuations, the examining independent psychologist found that the
evaluation results represented “an adequate reflection of [Student’s] current levels
of cognitive and academic functioning”. [P 94]
53. The April 2008 IEE found that Student demonstrated above-average achievement
in word reading, spelling and numerical operations, average achievement in math
reasoning and low average achievement in reading comprehension and written
expression as assessed by the Wechsler Individual Achievement Test Second
Edition [WIAT-II]. [P-94]
54. A comparison of Student’s grade equivalents earned on the Woodcock Johnson
Reading Mastery Test from May 2007 (end of first grade school year) to April
2008 (toward end of second grade school year) demonstrates meaningful
educational progress in that word identification skills moved from 2.7 to 4.4,
word attack skills moved from 5.1 to 9.3, word comprehension skills moved from
3.7 to 4.3, and passage comprehension skills moved from 3.1 to 3.3. [P 94]
55. A comparison of Student’s performance on the Pennsylvania Terra Nova testing
in April 2007 and in April 2008 demonstrated meaningful educational progress in
reading as Student moved from Terra Nova Level 11C to Terra Nova Level 12C,
in mathematics as Student moved from partial mastery to mastery, and overall in
reading and math as by April 2008 Student achieved mastery of five of seven
Pennsylvania academic standards. [P 50, P 95]
56. A comparison of Student’s DIBELS assessments from the end of the 2006-2007
school year to near the end of the 2007-2008 school year demonstrated
7 An IQ of 91 is at the lower end of the Average Range (IQ 90-109).
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meaningful educational progress in that Student moved from reading 54 words
per minute and a developmental reading assessment level of 18 to reading 76
words per minute and a developmental reading assessment level of 20. [S 1; P 97]
57. As documented in report cards, Student advanced in reading skills from Level I to
Level L in a guided reading program, showed proficiency or advanced ability in
all categories of writing skills, and by the third marking period of the 2007-2008
school year, was proficient or advanced in nineteen of twenty four mathematics
skill categories. [NT 317; P 105]
58. Although Student’s progress in regard to reading comprehension and mathematics
problem-solving had slowed recent to the May 2008 IEP meeting and was so
noted in the IEP, the IEP team addressed this slowed progress through the
addition of reading and math goals in the IEP. [NT 240, 339, 550-551, 563-565;
S-16]
59. Student made meaningful progress in social skills and peer interaction during the
second grade school year. [NT 327-328, 555-556; S 16]
Discussion and Conclusions of Law
Burden of Proof: In November 2005 the U.S. Supreme Court held that, in an
administrative hearing brought under the IDEA, the burden of persuasion, which is one
element of the burden of proof, is properly placed upon the party seeking relief. Schaffer
v. Weast, 126 S. Ct. 528, 537 (2005). The Third Circuit addressed this matter as well
more recently. L.E. v. Ramsey Board of Education, 435 F.3d. 384; 2006 U.S. App.
LEXIS 1582, at 14-18 (3d Cir. 2006). The party bearing the burden of persuasion must
prove its case by a preponderance of the evidence. This burden remains on that party
throughout the case. Jaffess v. Council Rock School District, 2006 WL 3097939 (E.D.
Pa. October 26, 2006). As the Parents asked for this hearing, the Parents bear the burden
of persuasion. However, application of the burden of persuasion does not enter into play
unless the evidence is in equipoise, that is, unless the evidence is equally balanced so as
to create a 50/50 ratio. In the instant matter, the evidence was not in equipoise.
Credibility: Hearing officers are empowered to judge the credibility of witnesses, weigh
evidence and, accordingly, render a decision incorporating findings of fact, discussion
and conclusions of law. The decision shall be based solely upon the substantial evidence
presented at the hearing.8 Quite often, testimony or documentary evidence conflicts; this
is to be expected as, had the parties been in full accord, there would have been no need
for a hearing. Thus, part of the responsibility of the hearing officer is to assign weight to
the testimony and documentary evidence concerning a child’s special education
experience. Hearing officers have the plenary responsibility to make “express, qualitative
8 Spec. Educ. Op. No. 1528 (11/1/04), quoting 22 PA Code, Sec. 14.162(f). See also, Carlisle Area School
District v. Scott P., 62 F.3d 520, 524 (3rd Cir. 1995), cert. denied, 517 U.S. 1135 (1996).
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determinations regarding the relative credibility and persuasiveness of the witnesses”.
Blount v. Lancaster-Lebanon Intermediate Unit, 2003 LEXIS 21639 at *28 (2003). This
is a particularly important function, as in many cases the hearing officer level is the
forum in which the witnesses will be appearing in person. Credibility will be addressed
in the Discussion section below.
Special Education Foundations: Special education issues are governed by the Individuals
with Disabilities Education Improvement Act of 2004 (“IDEIA” or “IDEA 2004” or
“IDEA”), which took effect on July 1, 2005, and amends the Individuals with Disabilities
Education Act (“IDEA”). 20 U.S.C. § 1400 et seq. (as amended, 2004).
Special education is defined as specially designed instruction…to meet the unique needs
of a child with a disability. Specially designed instruction means adapting, as appropriate
to the needs of an eligible child …the cont ent, methodology, or delivery of instruction to
meet the unique needs of the child that result from the child’s disability and to ensure
access of the child to the general curriculum so that he or she can meet the educational
standards within the jurisdiction of the public agency that apply to all children. 34 C.F.R.
§300.26
Having been found eligible for special education, Student is entitled by federal law, the
Individuals with Disabilities Education Act as Reauthorized by Congress December
2004, 20 U.S.C. Section 600 et seq. and Pennsylvania Special Education Regulations at
22 PA Code § 14 et seq. to receive a free appropriate public education (FAPE). FAPE is
defined in part as: individualized to meet the educational or early intervention needs of
the student; reasonably calculated to yield meaningful educational or early intervention
benefit and student or child progress; provided in conformity with an Individualized
Educational Program (IEP). 20 U.S.C. §1401(9); 34 C.F.R. §300.17 A student’s special
education program must be reasonably calculated to enable the child to receive
meaningful educational benefit at the time that it was developed. (Board of Education v.
Rowley, 458 U.S. 176, 102 S. Ct. 3034 (1982); Rose by Rose v. Chester County
Intermediate Unit, 24 IDELR 61 (E.D. PA. 1996)). An IEP must be crafted in such a
manner that, provided it is implemented, there is a reasonable degree of likelihood,
although not a guarantee, that the student will make educational progress.
Districts need not provide the optimal level of service, maximize a child’s opportunity, or
even a level that would confer additional benefits, since the IEP as required by the IDEA
represents only a basic floor of opportunity. Carlisle Area School District v. Scott P., 62
F. 3d at 533-534.; Hartmann v. Loudoun County Bd. of Educ., 118 F.3d 996, 1001 (4th
Cir. 1998). What the statute guarantees is an “appropriate” education, “not one that
provides everything that might be thought desirable by ‘loving parents.’” Tucker v.
Bayshore Union Free School District, 873 F.2d 563, 567 (2d Cir. 1989). More recently,
the Eastern District Court of Pennsylvania ruled, “districts need not provide the optimal
level of services, or even a level that would confer additional benefits, since the IEP
required by the IDEA represents only a basic floor of opportunity.” S. v. Wissahickon
Sch. Dist., 2008 WL 2876567, at *7 (E.D.Pa., July 24, 2008), citing Carlisle. In addition
to the other IEP requirements in DEA, if a child’s behavior impedes his/her educational
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progress, the school district must develop a behavior program that assists in 1)
eliminating the inappropriate behaviors and 2) develops good behaviors. 20 U.S.C.
1414(d)(3)(B).
With reference to compensatory education, recently, in Mary T. v. School District of
Philadelphia, 575 F.3d 235 (3d Cir. 2009), our Third Circuit court reiterated that a student
is entitled to compensatory education under the IDEA when “an IEP fails to confer some
(i.e., more than de minimus) educational benefit to the student.” (Quoting M.C., 81 F.3d
389, 395 (3d Cir. 1996)). Although the IDEA authorizes courts to award “such relief as
the Court determines is appropriate” 20 U.S.C. § 1415(h)(2)(B), compensatory education
is an appropriate remedy only when a school district has failed to provide a student with
FAPE. Lester H. v. Gilhool, 916 F.2d 865, 871-73 (3d Cir. 1990) as the purpose of
compensatory education is to replace those educational services lost because of the
school district’s failure. (Id.)
Discussion
In order for this hearing officer to find a denial of FAPE and award the relief sought,
Student’s parents must present a preponderance of convincing evidence that Student
was denied the opportunity to derive meaningful educational benefit from an
appropriate special education program that provided a “basic floor of opportunity”.
Education is more than academics, and for Student it includes learning and practicing
socialization skills, and improving language and motor skills. The Parents in this
proceeding failed to meet their burden of persuasion, one element of the burden of
proof. Rather, testimony and documentary evidence supported the District’s assertion
that it had provided Student with an appropriate program that met the requirements of
the IDEA.
It is clear that Student made meaningful academic, language and social progress in
second grade despite considerable absences that resulted in missing nearly 15% of the
available instructional time that year. This progress is attributable to the school staff’s
working intensively with Student, collaborating with the BSC [FF 7, FF8] and with the
Parents, and implementing an appropriate IEP.
Student’s Autistic Support Teacher testified at this hearing and presented as an
exceptionally well-qualified individual. In addition to regular education and special
education state certification, she participated in Penn State University’s 2-year Applied
Behavioral Analysis training program and in August 2007completed all coursework
toward becoming a certified behavior analyst which credential she will receive
pending successfully passing her boards examination in September 2010. Separate
from her District employment she provides home ABA programming for children. [FF
9] She worked with Student several times a week, frequently spending 20-30 minutes
observing Student in class before beginning instruction that focused on social skills
and auditory processing. [FF 44] She and the regular education teacher spoke about
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Student several times a week, sometimes for 15 or 20 minutes at a time. [FF 12] On
the rare [three] occasions in second grade when Student had a behavioral incident she
came to the school and provided assistance; when Student was absent she would
rearrange her schedule to be able to make up missed sessions. This witness’s thorough
and eminently credible testimony addressed several issues raised by the Parents in
their complaint. She established that Student’s behavior in second grade was “much
improved” over that in first grade. [FF 14] She explained that a formal FBA was not
necessary in second grade because the staff in consultation with herself already
understood the antecedents and functions of Student’s behaviors and had an effective
behavior plan in place. [FF 15, FF17] She testified that she met with Student’s
wraparound BSC and reviewed the current detailed treatment plan prepared by the
BSC. [FF 7, FF 8] She explained that, nevertheless, she had acceded to the Parents’
request and started data collection for an FBA but stopped when the Parents made it
clear that the FBA had to be performed by someone with experience with Tourette’s
syndrome. [FF 18] She explained that the phrase “no noises” was added to support
Student’s practicing suppression of vocal tics and was not part of the reward/cost
behavior plan. [FF 27] Finally she clearly and emphatically affirmed that when it was
received in May 2008 all the team members read the independent psychologist’s report
of her April 2008 evaluation. [FF 33] This witness’s testimony was given great weight
because of her multi-faceted qualifications, her thorough knowledge of Student, and
her clear and unhesitant responses to all questions posed on direct examination and on
cross examination.
Student’s Regular Education Teacher likewise presented as a very credible witness
whose testimony was given considerable weight. In addition to her academic and
work-related credentials, she shared that she has a daughter with autism and that she
founded an equine therapy program for autistic children. [FF 10] This individual
described a very well-thought-out and thorough behavior support plan and close staff
cooperation on Student’s behalf. [FF 26, FF 28] This witness conveyed a sense of
warmth toward Student throughout her testimony and it was noted that she smiled
affectionately when speaking about Student’s acquiring friends in class.
The Special Education Supervisor for Elementary School testified to specific factual
issues. She recounted the Parents’ asking for an FBA at the end of 1
st grade and at the
beginning of 2nd grade, and recalled that the data collection had begun, but that in
January of 2nd grade the Parents stipulated that the FBA should be performed by
someone with Tourette’s Syndrome experience. She recalled calling the Intermediate
Unit to ascertain whether there was someone to do the FBA who could meet the
Parents’ stipulation and being told that the IU did not have anyone who qualified. [FF
18] She testified to the fact that in March 2008, only two months after having been
informed about Student’s new diagnosis, the school arranged and paid for two
informational sessions given by the Tourette’s Association to the second graders and
the third graders and many available school staff. [FF 20, FF 21] She testified that the
District was arranging with the Tourette’s Association for a school-wide staff training
on the first faculty in-service day in August 2008 and explained that making this
training part of the required agenda would ensure that all the adults working in school
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with Student would be aware about and trained to address Student’s symptoms. [FF
23] Her testimony went directly to the fact of the District’s addressing Student’s
newly diagnosed Tourette’s syndrome and their responsiveness to the Parents’ input.
The School Principal established that at the January 2008 IEP meeting the Parents
stated their expectation that the planned FBA be conducted by someone with training
in Tourette’s syndrome. [FF 18] She established that by March 2008 the District had
arranged for a total of between 220 and 240 students in second and third grades, along
with a number of staff, to receive awareness training through the Tourette’s
Association. [FF 20, FF 21] She established that another training session for the entire
school staff was planned and arranged for the first faculty in-service day in August
2008 but that this was canceled when Student was withdrawn from the school. [FF 23]
Finally she established that the Parents had declined to sign a Permission to Evaluate
[PTE] in January 2008 and that although the District agreed to fund an IEE the
psychologist’s evaluation was not completed until April 2008 and the report was not
available to the District or the Parents until May 2008. [FF 33]
Student’s mother testified in this hearing. She clearly is committed and devoted to her
child but her testimony was troublesome in some regards. The overarching impression
she conveyed was that she was not willing to acknowledge that the District had done
anything right with regard to Student. She became testy on cross-examination, and her
rigid adherence to promoting the view that Student was ill-served in school led to
some testimony that seriously eroded her credibility. For example, when improvement
on test scores was pointed out she replied, in a skeptical tone, “on that test” and she
hedged rather than agreeing that she had extensive communication with the school
even though the communication was documented. It appeared that she had formed an
alliance with one of the TSS workers (who also testified) and the conflict this TSS
worker had with school staff may have contributed to unfairly coloring mother’s
perception of her child’s educational experience. The most unfortunate diminishment
of the mother’s credibility was her testimony, not offered until rebuttal, that a
considerable time after being taken from the District Student disclosed a memory of
being put into a room alone at school with the door shut. Mother, who had been a
tenacious advocate for her child, could not provide a credible explanation for why she
did not immediately contact the District administration or any school staff when
Student made the allegation, despite her previous vigorous communication on
Student’s behalf. Further, upon testifying under questioning that the Student’s alleged
disclosure was known to the Parents and to their attorney at the time the hearing
request was filed, she could not explain why it was not included in the rather lengthy
and quite detailed Complaint. Providing this poorly developed unsupported testimony
as part of the record in this case significantly detracted from, rather than enhanced, the
mother’s credibility. A final facet of this hearing officer’s difficulty finding much of
mother’s testimony to be credible was the spuriousness of a document, pre-marked P
119, that the Parents submitted to their counsel to be included in their evidence binder.
This document is a photocopy of the dismissed TSS worker’s handwritten purported
re-copying of portions of a 2007-2008 home/school daily communications book, the
original of which inexplicably disappeared toward the end of the school year. The TSS
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worker testified that she condensed the content of the original document when she
copied it over in her own handwriting, and although the TSS worker testified that she
captured the main ideas when she re-wrote the book, her copy does not contain various
entries from the Parents and from other TSS workers assigned to the case during the
year. [NT 645-648] The Parents’ obtaining a copy of this document of questionable
origin, and their subsequent decision to attempt to submit it into evidence, casts
considerable doubt upon their commitment to providing reliable information to this
fact-finder.9
The TSS worker testified in a telephonic session as she was on vacation on what was
to be the last day of testimony and her testimony was relatively brief. She came across
as an earnest individual who seemed to try to answer questions exactly. She and the
mother have formed a relationship beyond the formal boundaries of the ordinary
TSS/parent alliance [NT 662-664]. Given this factor, and the circumstance that she
was removed from her position with Student following conduct that the District found
inappropriate, little weight was given to her testimony, the content of which would not
have added significantly to the evidence even if it were credited. Her testimony did
explain that her reworking of the TSS/Parent communication notes was for purposes
of fulfilling an academic requirement of a course she was taking.
Looking at the record as a whole and the findings of fact outlined above, with
reference to the specific points encompassed by the issue “Did the District deny
Student a free appropriate public education from the beginning of January 2008 to the
end of the school year in June 2008?” it is noted that: a) the Parents did not present
credible testimony or evidence themselves or from any professional with specific
expertise to support their assertions that Student required an FBA during the period in
question; b) testimony and documentary evidence provided by the District directly
refuted the Parents’ assertions that school staff were not given training in Tourette’s
Syndrome after the District learned of the diagnosis in January 2008; c) the Parents’
assertion that Student’s regular education teacher “scolded” Student for making noises
related to vocal tics was unsupported; d) the Parents did not present credible testimony
or evidence themselves or from any professional with specific expertise to support
their assertions that Student required the Sensory Integration Praxis Test during the
period in question; e) testimony and documentary evidence provided by the District
supported its claim that the IEP team and school staff considered the evaluation reports
by the independent neuropsychologist, the independent occupational therapist and the
independent assistive technology professional; and f) credible testimony supported the
District’s actions in regard to one of the TSS workers who was ultimately removed
from her position working with Student by her supervisor who was not a part of
District administration or staff.
9 As the original notebook was reportedly lost toward the end of the 2007-2008 school year, the
authenticity of P 119’s contents as they relate to the original cannot be established with any certainty,
and therefore the document was not considered. For purposes of clarity it remains in the record as it
(but not its content) was referenced at length.
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In light of the preponderance of testimonial and documentary evidence, the conclusion
that must be reached in this matter is that the District provided Student a free,
appropriate public education in the least restrictive environment in accord with the
IDEA during the statutory time period in question and that therefore Student is not
entitled to compensatory education.
Order
It is hereby ordered that:
1. The District did not deny Student a free appropriate public education from
January 2008 to the end of the school year in June 2008.
2. As the District did not deny Student a free appropriate public education, the
District is not required to provide compensatory education to Student.
3. The District is not required to take any further action.
Any claims not specifically addressed by this decision and order are denied and
dismissed.
July 31, 2010
Linda M. Valentini, Psy.D., CHO
Date Linda M. Valentini, Psy.D., CHO
PA Special Education Hearing Officer
NAHO Certified Hearing Official
