Norristown Area School District | Case 23394-19-20 | 2020-06-28
Pennsylvania special education due-process decision
- Case number
- 23394-19-20
- Date
- 06/28/2020
- Parties / district (official listing)
- Norristown Area School District
- Hearing officer
- Cathy Skidmore
- Issues (official listing)
- Autistic Spectrum Evaluation Private School Placement Tuition Reimbursement
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed from
the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
PENNSYLVANIA SPECIAL EDUCATION HEARING OFFICER
FINAL DECISION AND ORDER
Closed Hearing
ODR File Numbers:
23334-19-20
23394-19-20
Child’s Name:
A.O.
Date of Birth:
[redacted]
Parents:
[redacted]
Counsel for Parents:
Nicole Reimann, Esquire
Batchis Nestle & Reimann LLC
7 Bala Avenue, Suite 202
Bala Cynwyd, PA 19004
Local Education Agency:
Norristown Area School District
401 N. Whitehall Road
Norristown, PA 19403
Counsel for LEA:
Amy T. Brooks, Esquire
Wisler Pearlstine, LLP
Blue Bell Executive Campus
460 Norristown Road, Suite 110
Blue Bell, PA 19422
Hearing Officer:
Cathy A. Skidmore, Esquire
Date of Decision:
June 28, 2020
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INTRODUCTION AND PROCEDURAL HISTORY
The student, A.O. (Student),1 is an early-teenaged studen t residing in
the Norristown Area School District (District) who has attended a private
school (Private School) since kindergarten.
1 In the interest of confidentiality and privacy, Student’s name, gender, and other
potentially identifiable information are not used in the body of this decision. All personally
identifiable information, including details appearing on the cover page of this decision, will
be redacted prior to its posting on the website of the Office for Dispute Resolution in
compliance with its obligation to make special education hearing officer decisions available
to the public pursuant to 20 U.S.C. § 1415(h)(4)(A) and 34 C.F.R. § 300.513(d)(2).
In the spring of 2018, Student
was determined by the District to be eligible for special education pursuant
to the Individuals with Disabilities Education Act (IDEA)2 based on Autism,
and it thereafter developed and proposed educational programs at the
request of the Parents. Student’s Parents rejected both of those programs,
and ultimately filed a Due Process Complaint against the District asserting
that its proposals for the 2018-19 and 2019-20 school years did not amount
to a free, appropriate public education (FAPE) under the IDEA. The Parents
sought, among other things, reimbursement for the cost of a privately-
obtained evaluation. The District, in turn, filed its own Complaint seeking to
defend its evaluation completed in 2018.
2 20 U.S.C. §§ 1400-1482. The federal regulations implementing the IDEA are codified in
34 C.F
.R. §§ 300.1 – 300. 818. The applicable Pennsylvania regulations are set forth in
22 Pa. Code §§
14.101 – 14.163 (Chapter 14).
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The case proceeded to a multi-session hearing3 convening virtually
due to the COVID-19 pandemic and resulting closures.4 The Parents sought
to establish that the District’s proposed programs were not appropriate for
Student, and that they were entitled to reimbursement and related expenses
for the private school for the two school years in question as well as for the
private evaluation. The District maintained that its evaluation of Student and
resulting special education programs, as offered, were appropriate for
Student, and that no remedy was therefore due.
3 References to the record throughout this decision will be to the Notes of Testimony (N.T.),
Parent Exhibits (P-) followed by the exhibit number, School District Exhibits (S-) followed by
the exhibit number, and Hearing Officer Exhibits (HO-) followed by the exhibit number.
Exhibits were admitted after the hearing as set forth in HO-2. Citations to duplicative
exhibits may not be to all. References to the Parents in the plural will be made where it
appears that one was acting on behalf of both, and in the singular to refer to Student’s
mother who was more actively involved with the District during the time period in question.
4 A continuance was granted to provide the parties with the opportunity to be more fully
prepared to proceeding remotely, and both parties fully cooperated. (HO-1
; N.T. 4, 638.)
For the rea
sons set forth below, the claims of the Parents must be
granted in part and denied in part, and the claim of the District on its
Complaint must be granted.
ISSUES
1. Whether the District’s proposed programs for Student for the 2018-19
and 2019-20 school years were appropriate for Student;
2. If the proposed program for either or both school years was not
appropriate, whether the private school is appropriate for Student;
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3. If the proposed program for either or both school years was not
appropriate, whether the equities favor reimbursement for tuition and
related expenses;
4. Whether the District’s June 2018 evaluation was appropriate for
Student; and
5. If the June 2018 evaluation was not appropriate for Student, whether
the Parents should be reimbursed for their privately-obtained
evaluation?
FINDINGS OF FACT
1. Student is an early teenaged student who resides in the District.
Student has been determined to be eligible for special education on
the basis of Autism. (S-2; S-15.)
2. Student was diagnosed with a brain tumor in 2010 at the age of
[redacted] and underwent surgery and chemotherapy treatment.
Student has since undergone regular tests and additional
chemotherapy due to changes in the portion of the tumor that was not
removed. (N.T. 490-93, 503; P-1.)
3. The history with the brain tumor has impacted Student’s cognitive
profile and ability to regulate behavior and emotions. (N.T. 61, 65-67,
121; P-1.)
Early Educational History
4. Student attended preschool then transitioned to a private school
(Private School) where Student has attended since kindergarten. (N.T.
151, 494-95, 498, 504, 526, 540; S-33.)
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5. Student has a history of an Autism diagnosis and a language
impairment, and qualified for early intervention services during
preschool provided by the local Intermediate Unit. (P-1; S-26 at
59-86.)
6. The District first evaluated Student at the Parents’ request in
December 2012, and Student was determined to be eligible for special
education on the bases of an Other Health Impairment and a
Speech/Language Impairment. The Parents did not approve the Notice
of Recommended Educational Placement (NOREP) that followed a
proposed Individualized Education Program (IEP). (N.T. 499-500,
502-03; P-3; P-5.)
7. Student requires individualized attention in order to complete tasks in
addition to small group academic instruction. In those small groups,
and even with individualized attention in close proximity, Student
exhibits difficulty remaining focused and on task, particularly with non-
preferred or challenging demands. (N.T. 78-79, 83, 153-54, 303-07;
S-2 S-11 at 7-8, 15; S-30; S-35.)
8. Student has difficulty adjusting to changes in routine and making
transitions to new or varied environments, as well as navigating
locations. Student would require a structured, gradual transition plan
to transfer to a public school. (N.T. 86-87, 502-04, 510, 514, 522-23;
P-5 at 29; S-5 at 39, 60; S-13 at 32.)
Preparation for 2018-19 School Year
9. In the spring of 2018, with Student soon to be preparing for middle
school in the fall, the Parents asked the District to again evaluate
Student. The District responded with a request for consent that the
Parents provided in mid-March. (N.T. 511-12; S-1; S-38 at 9-11.)
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10. The Parents provided notice of their intention to maintain Student at
the Private School for the 2018-19 school year and sought
reimbursement for tuition and related expenses in May 2018, more
than sixty days after the consent to evaluate was signed. (S-3.)
11. The Parents signed an enrollment contract with the Private School for
the 2018-19 school year in early June 2018. They received financial
assistance. (S-40; S-50.)
12. The District conducted an evaluation of Student in the spring of 2018
and issued a final Evaluation Report (ER) in June of that year. (N.T.
296-97; S-2.)
13. Parent input into the June 2018 ER was limited to completion of rating
scales and a form for the speech/language pathologist. There was
significant input from teachers and a speech/language pathologist at
the Private School, including progress monitoring in reading,
mathematics, and written expression; Student was also observed in
the classroom. (N.T. 307; S-2 at 1-2, 13-17.)
14. Assessment of aptitude (Wechsler Intelligence Scale for Children –
Fifth Edition (
WISC-V)) for the June 2018 ER yielded a Full Scale IQ
score of 77 (very low range) with some variability among composites
and subtests. Composite scores ranged from the extremely low range
(Working Memory Index) to the Average range (Visual Spatial Index),
with low average range scores on the Visual Comprehension, Fluid
Reasoning, and Processing Speed Indices. (S-2 at 6-7.)
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15. S cores on an assessment of academic achievement (Wechsler
Individual Achievement Test – Third Edition (WI
AT-III)) for the June
2018 ER were also variable, with scores in the low range on the Oral
Language and Mathematics Composites and in the average range on
the Basic Reading Composite. These results were commensurate with
the
WISC-V scores. (S-2 at 7.)
16. On
the rating scales for the Behavior Assessment System for Children
– Third Edition (BASC-3) by the Private School special education
teacher for the June 2018 RR, scores were reported in the at-risk
range in the areas of learning problems, withdrawal, adaptability,
social skills, leadership, and on the Adaptive Skills Composite. By
contrast, the Parents’ scales reflected scores in the clinically significant
range in the areas of social skills, functional communication, and on
the Adaptive Skills Composite, with at-risk range scores in the areas of
attention problems, withdrawal, adaptability, and leadership. (S-2 at
7-8.)
17. Both the special education teacher and Parent completed rating scales
on executive functioning skills for the June 2018 ER, with results
noting concerns with many areas assessed by that instrument: inhibit,
shift, emotional control, working memory (teacher); self-monitor,
shift, initiate, working memory, and plan/organize (Parent). (S-2 at
8-9.)
18. The Autism Spectrum Rating Scales (ASRS) completed by the Parent
and teacher for the June 2018 ER both supported a conclusion that
Autism was an appropriate category of eligibility, with each rater
indicating concerns with socialization, social/emotional reciprocity, and
atypical language. (S-2 at 9-10.)
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19. In the speech/language evaluation for the June 2018 ER, Student
presented with deficits, and attained below average range scores, in a
number of areas assessed, including receptive and expressive
language as well as pragmatic language. The assessment instruments
were valid and reliable. (N.T. 934-35; S-2 at 13-16.)
20. Occupational therapy assessment for the June 2018 ER yielded
identified needs with fine motor, visual motor, organizational, and self-
advocacy skills, in addition to accessibility to a keyboard, attention,
and self-regulation. (S-2 at 10-13.)
21. The cognitive, achievement, and visual motor integration assessments
for the June 2018 ER were technically sound, reliable, and used for
valid purposes. The school psychologist who administered them has
been trained in administering those assessments and did so in
accordance with the publishers’ instructions. (N.T. 309, 334-35.)
22. The June 2018 ER reached the conclusion that Student was eligible for
special education on the basis of Autism. A number of
recommendations were provided to address social skills, adaptive
skills, executive functioning, and working memory, in addition to
reading, written expression, and mathematics. (S-2 at 16-20.)
23. An Individualized Education Program (IEP) meeting convened in June
2018. (N.T. 568; S-4; S-5.)
24. Parent input into the June 2018 IEP reflected questions about
Student’s schedule, instruction in coping and social skills, inclusion in
general education, instructional approaches, and administration of a
Qualitative Reading Inventory. (S-5 at 18.)
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25. Needs identified in the June 2018 IEP were for reading comprehension,
mathematics problem solving and computation, written expression,
social skills, self-advocacy/coping skills, and occupational and
speech/language therapy. (S-5 at 19.)
26. Annual goals in the June 2018 IEP were directed toward reading
comprehension at a third grade level with identified accuracy from a
baseline; written expression in paragraphs at a score identified by a
rubric from a baseline; mathematics problem solving with identified
accuracy on probes from a baseline; mathematics computation with
identified accuracy on probes (no baseline); pragmatic language
(increased comprehension and use of words and word relationships
with identified accuracy (no baseline); improvement in reciprocal
discussions with increased word retrieval skills with identified accuracy
(no baseline)); social skills (improved reciprocal conversational skills
with identified accuracy on a checklist (no baseline)); use of self-
advocacy/coping skill strategies with identified accuracy (no baseline);
occupational therapy skills (improved organizational skills with
identified accuracy; improved keyboarding skills to an identified level;
improved fine motor and visual motor skills through copying with
specified accuracy (no baselines)). (S-5 at 25-36.)
27. Program modifications and items of specially designed instruction
(SDI) in the June 2018 IEP addressed direct instruction in reading
comprehension; direct instruction in written expression; direct
instruction in mathematics problem solving; writing supports and
strategies; multisensory presentation; strategies for organizing
materials with direct instruction in organizational skills and tools;
direct instruction in social/emotional skills; strategies for working
memory deficits; graphic organizers; options for coping strategies;
test and assignment accommodations (chunking of tasks, word banks,
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access to a calculator); positive reinforcement and a structured
schedule with varied instructional tasks throughout the day; copies of
or guided notes; a morning and afternoon check-in; a visual schedule;
frequent check-ins and teacher monitoring during instruction and
independent work; reminders and prompts; speech/language
strategies and supports; occupational therapy strategies and supports;
a peer buddy during transitions and lunch; procedures for obtaining
baselines at the start of the school year; a preference assessment and
a functional behavior assessment at the start of the school year; an
IEP meeting approximately one month after the start of school to
make any necessary revisions; and a tour of the middle school building
prior to the start of the school year. (S-5 at 37-44.)
28. The June 2018 IEP included a Positive Behavior Support Plan (PBSP)
targeting Student’s tendency to shut down when presented with tasks
that were challenging or non-preferred. The PBSP incorporated the
social skills and self-advocacy/coping skills goals. Antecedent
strategies included a number of the items of SDI, with positive
reinforcement as well as procedures when the problem behavior
occurred. (S-5 at 52-61.)
29. The June 2018 IEP provided for group occupational and
speech/language therapy one time per week in addition to
transportation. Student would not participate in regular education for
homeroom, reading, mathematics, social skills instruction,
speech/language therapy, and occupational therapy. Student’s
program was for learning support at a supplemental level. (S-5 at
44-45, 47-48.)
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30. At the June 2018 IEP meeting, the team discussed supports provided
to all [redacted] grade students, including an orientation, adults
present for transitions in the building, the size of the classes and the
cafeteria. The members also discussed Student’s proposed schedule
and what classes would be outside of the regular education classroom.
(N.T. 570-73, 575-76.)
31. Student would have been in the special education classroom for
reading/language arts and mathematics in the 2018-19 school year,
with approximately eight students. (N.T. 572, 579-82.)
32. Student would have been in co-taught science and social studies
classes with both a regular and special education teacher for the
2018-19 school year and approximately twenty five or thirty students.
(N.T. 576-77.)
33. Student would have been in regular education for special classes (two
each day), as well as lunch with at least 200 students. (N.T. 599,
608.)
34. The District middle school building that Student would attend has two
floors, with each grade level having one or sometimes two hallways for
the majority of the classrooms. Special classes, the cafeteria, and the
gymnasium are not in the same hallways. Adults are in the hallways
with the students during transitions. (N.T. 256, 276, 558, 573-74.)
35. There are approximately 225 students in each grade at the middle
school building Student would have attended. (N.T. 597, 599.)
36. A peer buddy at the middle school is chosen by the team based on his
or her reliability, knowledge of the school building, and ability to
accept the expectations of mentoring and assisting the peer needing
that support. (N.T. 277-78.)
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37. Any District student who will be transitioning to middle school (grades
five through eight) has the opportunity at the end of the prior school
year to tour the building he or she will attend and meet the teachers.
Other arrangements can be made for an individual child as may be
necessary. (N.T. 279-80, 290.)
38. In July 2018, the Parents requested an Independent Educational
Evaluation (IEE) at public expense. The District denied that request.
(N.T. 516; S-8; S-9.)
39. The District did not file a Complaint to defend its evaluation at the time
of the IEE request because the parties were engaged in discussions to
explore potential resolution. (N.T. 284.)
Private Evaluation
40. Student was privately evaluated by a team of neuropsychologists who
issued a report of that evaluation in January 2019. (N.T. 38, 48-49,
517; S-11.)
41. A neuropsychological report (IEE)
5 was completed that included an
observation of Student at the Private School and the results of a
number of assessments. (S-11.)
5 Though not styled as or necessarily strictly an Independent Educational Evaluation (IEE)
as that term is typically used in special education, this report will be referred to as an IEE
for simplicity given its common and familiar meaning.
42. The private evaluator adopted the results of the District’s
WISC-V and
also re-administered two subtests yielding very low scores (Matrix
Reasoning and Digit Span). (S-11 at 9, 19, 25.)
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43. The private evaluator accepted the results of the District’s
WIAT-III
administration and supplemented those with a few additional subtests.
The results were consistent with those by the District. (S-11 at 12, 21,
25.)
44. A
ssessment of Student’s memory for the IEE (select subtests on the
Wide Range Assessment of Memory and Learning - Second Edition)
reflected significant deficits in those areas. (S-11 at 10-11, 19.)
45. On assessments of executive functioning for the IEE (Delis-Kapkan
Executive Function System, NEPSY-2), Student attained scores
reflecting significant deficits in many areas. (S-11 at 12, 19-20.)
46. Social, behavioral, and emotional functioning instruments (BASC-3,
ASRS, Children’s Depression Inventory, and Adaptive Behavior
Assessment System Parent Form) reflected mild concerns of the raters
with social skills and language, with the need for prompting notable.
(S-19 at 12-13, 22-24.)
47. Rating were completed by both Parents and two teachers for the IEE to
assess attention/self-regulation (Conners 3rd Edition) yielded results
that were disparate between home and school with the exception of
learning problems that were identified by raters in both environments.
(S-11 at 11.)
48. The IEE identified needs in occupational therapy and speech/language
similar to those by the District. (S-11.)
49. The private evaluator made a number of recommendations in the IEE
including a school placement in a specialized setting with structure and
explicit instruction, particularly in light of Student’s memory and
language weaknesses, in addition to coping skills. (S-11 at 15-18.)
50. A meeting of the Parents and District convened to discuss the IEE.
(N.T. 274, 519, 613-14, 627; S-12; S-38 at 15.)
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51. The Parents provided notice of their intention to maintain Student at
the Private School for the 2019-20 school year in June 2019 and
sought reimbursement for tuition and related expenses. (S-3.)
52. A meeting convened with the Parents in July 2019 to discuss the IEE.
(N.T. 274, 613, 627.)
53. The Parents signed an enrollment contract with the Private School for
the 2019-20 school year in mid-July 2019. They received financial
assistance. (S-41; S-51.)
Preparation for 2019-20 School Year
54. The District conducted additional assessments of Student in the
summer of 2019, including the Kaufman Test of Educational
Achievement – Third Edition and probes for baselines. (N.T. 519-20,
614-19; S-13 at 6; S-38 at 18.)
55. An IEP meeting convened in late September 2019 to discuss the
program proposed for the 2019-20 school year. The District offered a
date earlier in the month that did not accommodate all schedules.
(NT. 521, 553-55, 619; P-14; S-13.)
56. Parent input into the September 2019 IEP reflected concerns that
Student would not be successful outside of small classes and without
an available paraprofessional. The team discussed the Parents’
concerns and the availability of adults to assist Student during
transitions. The meeting was brief, however, since the Parents did not
wish to review the document in detail at the meeting. (N.T. 554-55;
S-13 at 14.)
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57. Needs identified in the September 2019 IEP were for reading
comprehension, mathematics problem solving and computation,
written expression, social skills, self-advocacy/coping skills, and
occupational and speech/language therapy. (S-13 at 14.)
58. Annual goals in the September 2019 IEP addressed reading
comprehension at a fourth grade level with identified accuracy with
baseline information; written expression in writing paragraphs at a
score identified by a rubric from a baseline; mathematics concepts and
applications with identified accuracy on probes (no baseline);
mathematics computation at a fourth grade level with identified
accuracy on probes from a baseline; speech/language (listening
comprehension with identified accuracy from a baseline; social skills
(improved discussion skills with eye contact with identified accuracy on
a checklist (no baseline); improvement in reciprocal discussions with
increased word retrieval skills with identified accuracy from a
baseline); use of self-advocacy/coping skill strategies with identified
accuracy (no baseline); occupational therapy skills (improved
organizational skills with identified accuracy; improved keyboarding
skills to an identified level; improved fine motor and visual motor skills
through copying on a rubric with specified accuracy (no baselines)).
(S-13 at 18-30.)
59. Program modifications and SDI in the September 2019 IEP, with minor
limited exceptions, mirrored those in the June 2018 IEP. (S-13 at
31-34.)
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60. The September 2019 IEP provided for group occupational and
speech/language therapy one time per week in addition to
transportation. Student would participate in regular education with the
exception of reading, writing, mathematics, as well as
speech/language therapy and occupational therapy. Student’s program
was for learning support at a supplemental level. (S-13.)
61. Student would have had mathematics and English/language arts
classes in a special education classroom with approximately ten
students in the 2019-20 school year. (N.T. 555.)
62. Student would have had science and social studies classes in
classrooms with a regular teacher and either a special education
teacher or a paraprofessional. The class size would have been large
during the 2019-20 school year. (N.T. 555-56.)
63. The Parents did not provide the District with any new medical records
for Student for purposes of evaluating Student and proposing
programs during the time period at issue. (N.T. 273, 541.)
Preparation for 2020-21 School Year
64. The District developed a proposed IEP for the 2020-21 school year and
convened a virtual IEP meeting in April 2020. The Parents did not
approve the accompanying NOREP for that IEP. (N.T. 594; S-15;
S-16.)
65. The Parents do not intend to withdraw Student from the Private School
for the 2020-21 school year. (N.T. 540.)
66. The Parents did not approve the NOREP accompanying any District
IEP. (N.T. 529-31.)
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The Private School
67. The Private School6 currently serves students from kindergarten
through ninth grade, with plans to expand to later school years.
Approximately 75 students attended during the 2019-20 school year.
(N.T. 144.)
6 The bulk of documentary evidence from the Private School were produced during the
course of these proceedings pursuant to a subpoena.
68. In
addition to regular education teachers, the Private School employs a
special education teacher, a Board Certified Behavior Analyst, a
behavior specialist, occupational and speech/language therapists, a
school counselor, and social workers. (N.T. 144-45, 149.)
69. The Private School is in a small building with ten classrooms in close
proximity along the same main hallway. There are common areas at
each end of the hallway. (N.T. 156.)
70. Class sizes at the Private School range from eight to ten students with
two teachers. Most academic instruction is provided in smaller groups
rather than the class as a whole, permitting individualized support. All
instruction is individualized. (N.T. 157, 166, 174.)
71. Student is provided instruction for language arts including reading,
mathematics, social studies, and science in addition to social skills
instruction. (N.T. 159-62.)
72. Student has group occupational therapy and group speech/language
therapy at the Private School. (N.T. 162-63, 183-84.)
73. The behavior specialist provides consultation with Student’s teachers
and works with Student as needed at the Private School. (N.T.
178-79.)
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74. All students at the Private School are provided instruction in social and
coping skills. Staff assist all students in developing executive
functioning skills. (N.T. 148-49, 171-72, 178.)
75. Classes at the Private School provide consistent expectations of
students. (N.T. 150-51, 166, 170.)
76. The Private School staff consider that a student is making progress if
he or she is not staying at the same level. Staff do not conduct
progress monitoring such as that required by public schools but rather
rely on curriculum-based measurements and observations. (N.T. 197,
200, 202-03, 220.)
77. Student has exhibited progress in academic skills, executive
functioning skills, and success in school at the Private School over the
2018-19 and 2019-20 school years. (S-30; S-35.)
DISCUSSION AND CONCLUSIONS OF LAW
General Legal Principles
In general, the burden of proof is viewed as consisting of two
elements: the burden of production and the burden of persuasion. Before
reviewing the claims, it should be recognized that the burden of persuasion
lies with the party seeking relief. Schaffer v. Weast, 546 U.S. 49, 62 (2005);
L.E. v. Ramsey Board of Education, 435 F.3d 384, 392 (3d Cir. 2006).
Accordingly, the burden of persuasion in this case must rest with the Parents
on their Complaint, and on the District in its Complaint. Nevertheless,
application of this principle determines which party prevails only in those
rare cases where the evidence is evenly balanced or in
“equipoise.” Schaffer,
supra, 546 U.S. at 58.
S
pecial education hearing officers, in the role of fact-finders, are also
charged with the responsibility of making credibility determinations of the
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witnesses who testify. See J. P. v. County School Board, 516 F.3d 254, 261
(4th Cir. Va. 2008); see also T.E. v. Cumberland Valley School District, 2014
U.S. Dist. LEXIS 1471 *11-12 (M.D. Pa. 2014); A.S. v. Office for Dispute
Resolution (Quakertown Community School District), 88 A.3d 256, 266
(Pa. Commw. 2014). This hearing officer found each of the witnesses who
testified to be credible in that they all testified to the facts to the best of
their recollection; minor discrepancies in the testimony were not material to
the issues to be determined and, in any event, were not deemed to be
intentionally deceptive. The weight accorded the testimony, however, is not
the same as its credibility. Some evidence, including testimony, was more
persuasive and reliable with respect to the issues to be decided, discussed
as necessary below.
In reviewing the record, the testimony of all witnesses and the content
of each admitted exhibit were thoroughly considered in issuing this decision,
as were the parties’ comprehensive and well written closing statements.
General IDEA Principles: Substantive FAPE
The IDEA requires the states to provide a “free appropriate public
education” (FAPE) to children who are eligible for special education services.
20 U.S.C. § 1412. FAPE consists of both special education and related
services. 20 U.
S.C. § 1401(9); 34 C.F.R. § 300.17. Many years ago, in
Board of Education v. Rowley, 458 U.S. 176 (1982), the U.S. Supreme Court
addressed these statutory requirements, holding that the FAPE mandates
are met by providing personalized instruction and support services that are
designed to permit the child to benefit educationally from the program and
also comply with the procedural obligations in the Act.
The state, through its local educational agencies
(L
EAs), meet the
obligation of providing FAPE to eligible students through development and
implementation of an IEP which is “
‘reasonably calculated’ to enable the
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child
to receive ‘meaningful educational benefits’ in light of the student’s
‘intellectual potential.’” P.P. v. West Chester Area School District, 585 F.3d
727, 729-30 (3d Cir. 2009)(citations omitted). Fairly recently, the U.S.
Supreme Court observed that an IEP “is constructed only after careful
consideration of the child’s present levels of achievement, disability, and
potential for growth.” Endrew F. v. Douglas County School District RE-1, ___
U.S. ___, ___, 137 S. Ct. 988, 999, 197 L.Ed.2d 335, 350 (2017). “A focus
on the particular child is at the core of the IDEA.” Id., ___ U.S. at ___, 137
S. Ct. at 999, 197 L.Ed.2d at 349-50 (2017)(citing Rowley at 206-09)(other
citations omitted).
Individualization is the central consideration for purposes of the IDEA.
In other words, the crucial and primary focus of a child’s IEP is to respond
appropriately to the identified educational needs.
20 U.
S.C. § 1414(d);
34 C.F.R. § 300.324. Nevertheless, an LEA is not obligated to “provide ‘the
opt
imal level of services,’ or incorporate every program requested by the
child's parents.” Ridley School District v. M.R., 680 F.3d 260, 269 (3d Cir.
2012). Rather, the law demands services are reasonable and appropriate in
light of a child’s unique circumstances, and not necessarily those that his or
her “loving parents” might desire. Endrew F., supra; Ridley, supra; see also
Tucker v. Bay Shore Union Free School District, 873 F.2d 563, 567 (2d Cir.
1989). A proper assessment of whether a proposed IEP meets the above
standard must be based on information “as of the time it was made.” D.S. v.
Bayonne Board of Education, 602 F.3d 553, 564-65 (3d Cir. 2010); see also
Fuhrmann v. East Hanover Board of Education, 993 F.2d 1031, 1040 (3d Cir.
1993)(same).
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Substantive FAPE: Least Restrictive Environment
A critical premise in the IDEA is the obligation that eligible students be
educated in the “least
restrictive environment” (LRE) that also satisfies
meaningful educational benefit standards:
To the ma
ximum extent appropriate, children with disabilities,
including children in public or private institutions or other care
facilities, are educated with children who are not disabled, and
special classes, separate schooling, or other removal of
children with disabilities from the regular educational
environment occurs only when the nature or severity of the
disability of a child is such that education in regular classes
with the use of supplementary aids and services cannot be
achieved satisfactorily.
20 U.S.C
.S. § 1412(a)(5)(A); see T.R. v. Kingwood Township Board of
Education, 205 F.3d 572, 578 (3d Cir. 2000); Oberti v. Board of Education of
Clementon School District, 995 F.2d 1204, 1215 (3d Cir. 1993).
In Oberti,
the Third Circuit adopted a two-part test for determining
whether a student has been placed into the LRE as required by the IDEA.
The first prong of the test requires a determination of whether the child can,
with supplementary aids and services, be educated successfully within the
regular classroom; and the second prong is that, if placement outside of the
regular classroom is necessary, there must be a determination of whether
the child has been included with non-exceptional children to the maximum
extent possible. Id.
In order to ensure compliance with LRE obligati
ons, LEA
s must have
available a “co
ntinuum of alternative placements” to meet the service needs
of children with disabilities. 34 C.F.R. § 300.115(a); see also 22 Pa. Code
§ 14.145. And, the “continuum” of placements in the law enumerates
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settings that grow p rogressively more restrictive, beginning with regular
education classes, moving first toward special classes and then toward
special schools and beyond. 34 C.F
.R. § 300.115; see also 22 Pa. Code
§ 17
1.16(c)(specifying an order of priority for educational placements from
the regular classroom in a public school when a private school is
recommended).
Substantive FAPE: IDEA Evaluation Requirements
Substantively, an IEP follows and is based on an evaluation. The IDEA
sets forth two purposes of a special education evaluation: to determine
whether or not a child is a child with a disability as defined in the law, and to
“d
etermine the educational needs of such child[.]” 20 U.S.C.
§1414(a)(1)(C)(i).
Ce
rtain procedural requirements are set forth in the IDEA and its
implementing regulations that are designed to ensure that all of the child’s
individual needs are examined.
Conduct of evaluation. In conducting the evaluation, the local
educational agency shall—
(A) use a variety of assessment tools and strategies to gather
relevant functional, developmental, and academic information,
including information provided by the parent, that may assist in
determining—
(i) whether the child is a child with a disability; and
(ii) the content of the child’s individualized education
program, including information related to enabling the child
to be involved in and progress in the general education
curriculum, or, for preschool children, to participate in
appropriate activities;
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(B) not use any single measure or assessment as the sole
criterion for determining whether a child is a child with a
disability or determining an appropriate educational program for
the child; and
(C) use technically sound instruments that may assess the
relative contribution of cognitive and behavioral factors, in
addition to physical or developmental factors.
20 U.S.C.
§ 1414(b)(2); see also 34 C.F.R. §§ 300.303(a), 304(b).
The evaluation must assess the child “in all areas related to the suspected
disability, including, if appropriate, health, vision, hearing, social and
emotional status, general intelligence, academic performance,
communicative status, and motor abilities[.]” 34 C.F.R. § 304(c)(4); see also
20 U.S.C
. § 1414(b)(3)(B). Additionally, the evaluation must be “sufficiently
compreh
ensive to identify all of the child’s special education and related
services needs, whether or not commonly linked to the disability category in
which the child has been classified,” and utilize “[a]ssessment tools and
strategies that provide relevant information that directly assists persons in
determining the educational needs of the child[.]” 34 C.F.R. §§ 304(c)(6)
and (c)(7); see also 20 U.
S.C. § 1414(b)(3). Any evaluation or revaluation
must also include a review of existing data including that provided by the
parents in addition to classroom-based, local, and state assessments and
observations. 34 C.
F.R. § 300.305(a). Reports of evaluations and
reevaluations must be provided within sixty calendar days of consent
(excluding summers) that must be sought promptly. 22 Pa. Code
§§ 14.123(b), 14.124(b).
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General IDEA Principles: Procedural FAPE
F rom a procedural standpoint, the family including parents have “a
signific
ant role in the IEP process.” Schaffer, supra, at 53. Consistent with
these principles, a denial of FAPE may be found to exist if there has been a
significant impediment to meaningful decision-making by parents. 20 U.S.C.
§ 1415(f)(3)(E); 34 C.F.R. § 300.513(a)(2). Procedural deficiencies may
warrant a remedy if they resulted in such “signi
ficant impediment” to
parental participation, or in a substantive denial of FAPE. 20 U.S.C.
§ 1415(f)(3)(E).
Full participation in the IEP process does not mean, however, that
LEAs must defer to parents’ wishes. See, e.g., Blackmon v. Springfield R-XII
School District, 198 F.3d 648, 657-58 (8th Cir.1999)(noting that IDEA “doe
s
not require school districts simply to accede to parents' demands without
considering any suitable alternatives,” and that failure to agree on
placement does not constitute a procedural violation of the IDEA); see also
Yates v. Charles County Board of Education, 212 F.Supp.2d 470, 472
(D. Md. 2002)(explaining that “parents who seek public funding for their
child's special education possess no automatic veto over” an LEA’s decision).
If the parties are not able to reach a consensus, it is the LEA
that must make
a determination, with parents afforded procedural safeguards if they do not
agree. Letter to Richards, 55 IDELR 107 (OSEP 2010); see also 64 Fed. Reg.
12406, 12597 (1999)(same). Nevertheless, LE
As are required to ensure that
eligible students have an IEP at the start of the school year, and the failure
to do so may constitute a significant impediment to participation by the
parents amounting to a denial of FAPE. 20 U
.S.C. § 1414(d)(2)(A);
School District of Philadelphia v. Kirsch, 722 Fed. App’x 215, 222-23 (3d Cir.
2018).
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General IDEA Principles: Parental Placements
Parents who believe that an LE A is not providing or offering FAPE to
their child may unilaterally place him or her in a private school and
thereafter seek reimbursement. 20
U.S.C. § 1412(a)(10)(C); 34 C.F.R.
§ 300.148(c). Such is an available remedy for parents to receive the costs
associated with their child's placement in a private school where it is
determined that the program offered by the public school did not provide
FAPE and the private placement is proper. Florence County School District v.
Carter, 510 U.S. 10 (1993); School Committee of Burlington v. Department
of Education, 471 U.S. 359 (1985); Mary Courtney T. v. School District of
Philadelphia, 575 F.3d 235, 242 (3d Cir. 2009). Equitable principles are also
relevant in deciding whether reimbursement for tuition is warranted. Forest
Grove School District v. T.A., 557 U.S. 230 (2009)(explaining that a tuition
reimbursement award may be reduced on an equitable basis such as where
parents fail to provide the requisite notice under
20 U.S.C.
§ 1412(a)(10)(C)(iii)); C.H. v. Cape Henlopen School District, 606 F.3d 59
(3d Cir. 2010).; Carter, supra. A private placement also need not satisfy all
of the procedural and substantive requirements of the IDEA. Carter, supra.
The standard is whether the parental placement was reasonably calculated
to provide the child with educational benefit. Id.
The District’s Claim
The District’s Complaint seeks to establish that its evaluation of
Student in the spring of 2018 met all requirements of the IDEA, and that the
Parents are not entitled to an IEE at public expense or to reimbursement for
the IEE they obtained.
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W hen parents disagree with an L
EA’s educational evaluation, they may
request an IEE at public expense. 2
0 U.S.C. § 1415(b)(1); 34 C.F.R.
§ 300.502(b). Here, the Parents obtained the private evaluation on their
own and now seek reimbursement. The evaluation standards above,
however, still govern the issue in this context.
Th
e District’s final June 2018 ER was not provided within sixty
calendar days, so there is a procedural flaw. Nevertheless, there can be no
question that the ER required all assessments that were contemplated prior
to finalization of that evaluation. Moreover, the delay was not significant and
will be briefly addressed below.
The District’s final June 2018 ER utilized a variety of assessment tools,
strategies, and instruments to gather relevant functional, developmental,
and academic information about Student, all relating to areas of suspected
disability. Specifically, the District conducted assessment of Student’s
current cognitive ability and academic achievement; summarized available
classroom- and curriculum-based assessment data; obtained and reported
input from teachers; incorporated results of available information from
previous evaluations; included the parental input provided; and provided a
variety of rating scales to evaluate Student’s social/emotional/behavioral
functioning. The rating scales included assessment of autism-related
characteristics and executive functioning. The District school psychologist
responsible for administering the cognitive ability, academic achievement,
and related assessments is qualified, trained, and experienced in
administering the assessments selected. The District school psychologist
conducted a classroom observation of Student that, in addition to the testing
observations, provided concrete information about Student when presented
with task demands.
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With respect to related services, speech/language and occupational
therapy needs were also assessed by qualified District professionals. Those
assessments together with observations by this providers considered both
formal and informal testing.
T he District’s June 2018 RR summarized and reviewed all data and
available information that was gathered, and determined Student’s eligibility
for special education with a number of programming recommendations to
address Student’s identified needs. All of this evidence overwhelmingly
supports the conclusion that the District’s June 2018 RR was sufficiently
comprehensive to identify Student’s special education and related service
needs in all areas related to suspected disability for purposes of informing
the IEP team, and unquestionably met IDEA criteria.
It is true that the IEE provided additional information about and
perspectives on Student’s needs for purposes of educational programming.
That the District could have conducted additional assessments or broadened
its recommendations is not a basis for awarding an IEE at public expense.
Here, while the Parents were free to and did obtain an IEE at their own
expense, on this record they are not entitled to one at District expense.
The Parents’ Claims
The Parents seek reimbursement for tuition and related expenses for
the Private School, which requires analysis of the above three-part inquiry.
The first prong is whether the program proposed was appropriate for
Student based on information known at the time it was made. Before turning
to the merits, it bears mention that the District professionals involved are
clearly qualified and competent to develop and implement the IEPs in
question in compliance with all standards and practices. There can also be
no contention that the District did not recognize its LRE obligations and
attempt to comply with them.
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Despite this confidence, however, this step requires a focus on
whether the proposed programs are reasonably calculated to provide
Student with meaningful educational benefit given Student’s unique
circumstances. Again, individualization is the core consideration.
Student presents with a history of very structured and individualized
support in small group settings, but even then Student struggles with
focusing on challenging demands. Student also has had ongoing difficulty
managing transitions across environments, and requires consistent routines.
The testimony of the Parent and their expert was quite persuasive on these
needs that were known to the District, and the record is replete with
evidence that Student continued to have these needs when the IEPs in
question were developed.
F or the 2018-19 school year, the proposed IEP addressed all of the
needs identified by the June 2018 ER through annual goals, related services,
and a comprehensive list of SDI. Some of the goals lacked present level
information or baselines that would permit a reader, including a parent, to
understand how the program would meaningfully target Student’s specific
abilities. Even overlooking that flaw, however, this hearing officer cannot
conclude that the program proposed offered sufficient individualized support
to meet Student’s unique circumstance, particularly in light of the evidence
that even one-on-one attention has at times been insufficient to permit
Student to engage in tasks before Student shut down. The larger co-taught
classrooms in particular would present major challenges to Student’s
success, and lacked adequate individualized and continual support.
Moreover, even with a one-time summer tour and an assigned peer buddy,
there was no real plan to assist Student in making a smooth and gradual
transition from the small Private School to the very different large middle
school environment. See Drinker by Drinker v. Colonial School District, 78
F.3d 859, 866 (3d Cir. 1996)(rejecting contention that placement and
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transition to that placement are discrete concepts, and observing that,
“
[t]ransition periods and timing of placement are integral elements of any
educational program.”) In addition, for transitions throughout the school
day, the presence of adults in the vicinity where numerous students were
present was at best overly optimistic that Student could navigate between
classrooms and hallways or in the cafeteria. The provisions in the IEP that
attempted to target these areas are not per se inappropriate and, in fact,
would likely be beneficial outside of the middle school setting. In this
particular case, however, the continuum of placements required
consideration beyond the public school building to a setting where Student
could reasonably be expected to be successful. Here, the record establishes
preponderantly that Student could not, with supplementary aids and
services, be educated successfully within the regular classroom, but rather
continued to require specialized placement wholly outside of that
environment. Based on the record as a whole, then, this hearing officer
concludes that the June 2018 IEP did not meet the standard of an
appropriate program for Student.
T
he program proposed for the 2019-20 school year was similarly
deficient in essentially the same ways with Student’s needs remaining
virtually unchanged. Even setting aside the timing of the September 2019
IEP meeting, which unfortunately occurred after the school year started, the
program itself was largely similar to that for the prior school year. Thus, for
all of the same reasons, that program was similarly not appropriate for
Student based on information known. Moreover, the District’s failure to issue
an invitation and convene the IEP meeting until after the school year started
is also fatal here.
Finally on this first prong, the District presented an argument that the
appropriateness of 2020-21 proposed program should be considered for
purposes of a remedy. This hearing officer declines to do so for two reasons.
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First, with limited exception, a due process hearing may address only issues
raised in a Complaint. See 20 U
.S.C. § 1415(f)(3)(B); 34 C.F.R.
§ 300.511(d). The 2020-21 IEP was not raised in either party’s Complaint,
and the Parents objected to including it as an issue. Second, the Third Circuit
has considered the requirement for LE
As to maintain private placements
following a decision at the administrative level, and has expressly concluded
that a hearing officer’s decision amounts to an agreement on pendent
placement that survives appeals. M.R. v. Ridley School District, 744 F.3d
112, 128 (3d Cir. 2014). Accordingly, there has been no determination in
this decision on whether the proposed 2020 IEP is appropriate for Student.
The next prong of the tuition reimbursement analysis is whether the
Private School is appropriate for Student. As noted, the Private School need
not satisfy the obligations that an
LEA has. Here, the Private School provides
individualized instruction and supports in small class sizes, a small navigable
environment, instruction in core academics, related services, and instruction
geared toward Student’s unique needs. Student has demonstrated progress
at the Private School that, based on Student’s unique presentation, this
hearing officer considers to be meaningful. For these reasons, the Parents
have established this step of the test.
T
he last prong is equitable considerations. Despite the timing of the
2018 ER and the September 2019 IEP meeting, the Parents demonstrated an
openness to considering the District’s proposals. Even with concerns about
whether a public school setting could meet Student’s needs, they did not
exhibit an unwillingness to meaningfully consider the IEPs at issue. They also
provided notice of their intention to seek tuition reimbursement for both
school years, the first of which occurred after the ER was due for completion
and prior to each of the respective IEP meetings. Nevertheless, the fact that
they did not provide the District with any new medical records during the
time periods in question is quite troubling, particularly since Student’s
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medical history impacts Student’s cognitive and emotional functioning. For
these reasons, an equitable reduction of the cost of tuition and related
expenses shall be imposed in the amount of 10%.
The District also contends that the Parents’ receipt of financial
assistance should be considered in any award. The attached order accounts
for such benefits to the extent that they remain available following this
decision.
CONCLUSION
The District’s evaluation of Student in June 2018 met the requirements
in the IDEA. The District’s proposed programs for the 2018-19 and 2019-20
school year were not appropriate for Student’s unique needs under the
applicable standards. The Parents are entitled to reimbursement for tuition
and related expenses at the Private School for the 2018-19 and 2019-20
school years.
ORDER
AND NOW, this 28th day of June, 2020, in accordance with the
foregoing findings of fact, and conclusions of law, it is hereby ORDERED as
follows.
1. The District’s June 2018 evaluation met the standards for an IDEA
evaluation and reimbursement for the IEE is not warranted.
2. The program proposed by the District for the 2018-19 school year was
not substantively appropriate under the applicable law.
3. The program proposed by the District for the 2019-20 school year was
not substantively or procedurally appropriate under the applicable law.
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4. The Parents are entitled to reimbursement for actual tuition and
related expenses that they incurred for the Private School for the
2018-19 and 2019-20 school years, less a reduction of 10% of those
total costs.
5. Within fifteen calendar days of the date of this decision, the Parents
shall provide new documentation to the District of all current invoices
and receipts for tuition and related expenses for Student for the
2018-19 and 2019-20 school years.
6. W ithin fifteen calendar days of the date of this decision, the District
shall reimburse the Parents for 90% of the full amount of invoices and
receipts provided pursuant to ¶¶
4 and 5 herein.
7. Not
hing in this decision and order should be read to preclude the
parties from mutually agreeing to alter any of its terms.
It is FURTHER ORDERED that any claims not specifically addressed
by this decision and order are DENIED and DISMISSED.
Cathy A. Skidmore
Cathy A. Skidmore, M.Ed., J.D.
Hearing Officer
ODR File Nos. 23334-19-20 and 23394-19-20
