North Hills School District | Case 19185-16-17 | 2018-02-06
Pennsylvania special education due-process decision
- Case number
- 19185-16-17
- Date
- 02/06/2018
- Parties / district (official listing)
- North Hills School District
- Hearing officer
- Michael McElligott
- Issues (official listing)
- Free Appropriate Public Education Burden of Proof Progress Section 504
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
Pennsylvania Special Education Hearing Officer
Final Decision and Order
CLOSED HEARING
ODR File Number 19185 16 17
Child’s Name: R. W. Date of Birth: [redacted]
Dates of Hearing:
9/14/2017, 9/22/2017, 10/5/2017, 11/20/2017, 12/20/2017
Parents:
[redacted]
Pamela Berger, Esquire, 434 Grace Street
Pittsburgh, PA 15211
Counsel for Parent
School District:
North Hills School District, 135 Sixth Avenue
Pittsburgh, PA 15229
Michael Witherel, Esquire, 966 Perry Highway
Pittsburgh, PA 15237
Counsel for the LEA
Hearing Officer: Michael J. McElligott Date of Decision: 2/6/2018
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INTRODUCTION
Student (“student”)1 is an elementary-school age student who resides in
the District (“District”) and formerly attended the District. The parties agree
that the student qualifies under the terms of the Individuals with Disabilities in
Education Improvement Act of 2004 (“IDEIA”)2 as a student with a specific
learning disability in reading.
Parents claim that the student was denied a free appropriate public
education (“FAPE”) for a period from March 2016 through the end of the 2015-
2016 school year and the entire following school year, the 2016-2017 school
year, related to allegations of deficiencies in the student’s educational
programming in reading and in emotional/behavioral support. Parent seeks a
quantitative/hour-for-hour compensatory education as a remedy. Analogously,
parent asserts these claims and request for remedy under the Rehabilitation
Act of 1973, particularly Section 504 of that statute (“Section 504”).3 The
parents also claim that the District retaliated against the parents by calling
community police regarding behavior of the student’s mother and by limiting
the parents’ ability to communicate with the student’s teachers.
1 The generic use of “student”, rather than a name and gender-specific pronouns, is
employed to protect the confidentiality of the student.
2 It is this hearing officer’s preference to cite to the pertinent federal implementing
regulations of the IDEIA at 34 C.F.R. §§300.1-300.818. See also 22 PA Code §§14.101-
14.163 (“Chapter 14”).
3 It is this hearing officer’s preference to cite to the pertinent federal implementing
regulations of Section 504 at 34 C.F.R. §§104.1-104.61. See also 22 PA Code §§15.1-
15.11 (“Chapter 15”).
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The District counters that at all times it met its obligations to the student
under IDEIA and Section 504. The District further asserts that it did not
retaliate against the student’s parents in any actions it took regarding the
parents. Accordingly, the District argues that the parent is not entitled to any
remedy, compensatory education or otherwise.
For the reasons set forth below, I find in favor of the District.
ISSUES
Did the District provide FAPE to the student
for a period from
March – June 2016 and/or
in the 2016-2017 school year?
Did the District discriminate against the student?
Did the District retaliate against the family?
FINDINGS OF FACT
1. The student began to attend the District in kindergarten, the 2014-2015
school year.
2. In October 2014, the student was provided with a Section 504 plan for
occupational therapy support. (Parents Exhibit [“P”]-4, P-5).
3. By the spring of the student’s 1st grade year, the 2015-2016 school year,
the student had undergone a number of regular education screenings.
(School District Exhibit [“S”]-1, S-4, S-7, S-9).
4. At times, the student exhibited frustration with some academic tasks,
defiance, and work refusal. The student in a regular small group session
with the school counselor, focusing on coping strategies for these
episodes. (S-10; Notes of Testimony [“NT”] at 849-890).
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5. In March 2016, the District requested permission to evaluate the
student. (S-3, S-30 at pages 6-8).
6. In May 2016, the District issued its evaluation report (“ER”). (S-10).4
7. The May 2016 ER identified the student as having “significant
weaknesses in basic reading abilities”, explicitly noting dyslexia as the
basis for the student’s reading deficits. (S-10).
8. The May 2016 ER included input from the student’s 1st grade teacher
who provided detail on the student’s occasional defiance and work
refusal. The teacher indicated that the student’s behavior would not be
addressed by her, and, later, she would re-engage the student, who
would acknowledge the previous behaviors and complete the tasks/work
at that time. The teacher also noted instances of inattention and
difficulties in organization, which sometimes would be the foundation of
the frustration and, ultimately, defiance/work refusal. (S-10).
9. The District did not convene a multi-disciplinary team meeting to discuss
the May 2016 ER. Instead, on May 20, 2016, the District school
psychologist spoke by telephone with the student’s mother about the
conclusions of the ER. (S-10; Notes of Testimony [“NT”] at 270-417, 426-
484, 645-707).
10. Contemporaneously with the issuance of the May 2016 ER, the
student began to receive community-based counseling services after a
formal diagnosis of generalized anxiety disorder. The referral to the
community-based program came from the District, which partners with
the community agency where students might require more intensive
counseling in the school setting. (P-17; NT at 100-137).
11. Beginning in May 2016 and continuing through the 2016-2017
school year, the student continued to meet with the community based
counselor, mostly in the school setting during the school year and in the
counselor’s office outside of school during the summer months. The
counseling focused on helping the student to gain coping skills when
faced with situations where problematic behavior might surface. (P-17;
NT at 100-137).5
4 The date on the ER is April 11, 2016. The ER indicates, however, that the
assessments were administered on May 6th, 11th, 12th, and 17th. (S-10). The ER was re-
dated for May 20, 2016 (the date of the phone call with parent). (P-21).
5 The counselor testified that services continued over this period, but documentary
evidence in the record in the form of progress notes for sessions with the student only
encompasses the period May – November 2016. (P-17; NT at 100-137).
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12. In June 2016, the District drafted an IEP. An IEP meeting could
not be scheduled given the schedules of the family and District
employees. (S-23, S-24; NT at 139-214, 270-417, 426-484).
13. In August 2016, the student’s IEP team met at the outset of 2nd
grade, the 2016-2017 school year. (S-11, S-30 at pages 1-5).6
14. The August 2016 IEP identified the student’s needs in basic
reading skills, phonemic automaticity, and executive functioning. While
“emotional control” is listed as an element of the student’s executive
functioning need, there is no formal recognition of emotional/behavioral
needs. ((S-11 at page 14).
15. The August 2016 IEP explicitly proposed daily direct instruction,
one hour per day, in the Wilson reading program. (S-11 at page 13).
16. The August 2016 IEP contained five goals: one in decoding, one in
spelling, one in accuracy/fluency, and two in occupational therapy (letter
formation and fine-motor skills). (S-11 at pages 21-25).
17. The August 2016 IEP did not contain any goal related to
defiance/task-refusal or organization/executive functioning, but program
modifications included limiting distractions, breaking down tasks,
repeating directions, talking-through tasks, sequencing, movement and
task breaks, pre-planning for transitions, and “timeout” from
assignments/tasks to re-focus. (S-11 at pages 27-30).
18. The August 2016 IEP recommended a placement in regular
education aside from the one hour daily in direct reading instruction,
which took place in a learning support classroom. (S-11 at page 34-35).
19. The student’s special education teacher undertook the first level of
training in the Wilson training program. The teacher did not receive a
level-I Wilson certification, but a witness from the Wilson organization
testified that such certification is not necessary to engage in Wilson
instruction. (S-15, S-16, S-17, S-18; NT at 29-75, 139-214.
20. The student’s mother had deeply investigated the Wilson reading
program and had received training in the Wilson program. The heart of
the dispute on the student’s academic needs centered on disagreements
6 The August 2016 IEP was re-visited and revised multiple times by the student’s IEP
team over the fall of 2016. The revisions were not chronologically or explicitly
documented in the “August 2016” IEP document, so while these findings of fact note the
content of the “August 2016” IEP, aspects of the “August 2016” IEP were developed
thereafter. (NT at 100-137, 139-214, 270-417, 426-484, 645-707).
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over the family’s and District’s views on instruction and progress in the
Wilson reading program. The evidence presented at the hearing on the
parties’ views of training, instruction, and assessment in the Wilson
reading program was voluminous. (P-6, P-8, P-10, P-11, P-13, P-14; S-
15, S-16, S-17, S-18, S-19; NT at 29-75, 80-98, 139-214, 270-417, 426-
484, 610-642).
21. In September 2016, the student began instruction in the Wilson
reading program at the program’s sub-step 1.1. The student showed
consistent progress moving through the sub-steps of the program,
ending in May 2017 at sub-step 3.4 (moving sequentially through sub-
steps 1.1 – 1.6, 2.1 – 2.5, and 3.1 – 3.4). (S-19 at page 36, and, generally,
at pages 28-181).
22. In September 2016, the student was at level G (in an alphabetized
progression beginning with level A) on the District’s curriculum-based
reading assessment. The student showed consistent progress moving
through the assessment levels, ending in May 2017 at level L (moving
through levels G, H, I, J, K, and L). (S-19 at page 38).
23. On October 4, 2016, the student’s parents provided the District
with a copy of a complaint letter she intended to file with the
Pennsylvania Department of Education Bureau of Special Education
(“PDE-BSE”). (P-1 at page 5).
24. On October 6, 2016, the parents’ complaint was received by PDE-
BSE. (P-1).
25. On the morning of Friday, October 7, 2016, the student’s mother
was at the student’s elementary school. The student’s siblings attend the
same elementary school as the student, and one of the siblings has a
Section 504 plan that affords some opportunity for the student’s mother
to check on the student’s sibling while that sibling eats in the cafeteria.
(NT at 270-417, 426-484, 539-588).
26. [Redacted.]
27. The building principal and the student’s mother continued their
conversation regarding the ability of the student’s mother to check on the
student’s sibling. Dissatisfied with the course and result of the
conversation, the student’s mother withdrew her children from the
building that day and left the school. (NT at 270-417, 539-588).
28. [Redacted.]
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29. The testimony of the building principal and the student’s mother
regarding the events of the morning of October 7th is nearly in
equipoise—neither witness’s testimony materially outweighs the other’s.
[redacted](NT at 270-417, 539-588).
30. [Redacted.]
31. [Redacted.]
32. On the morning of Monday, October 10, 2016, the building
principal emailed other administrators in the District as follows:
“[redacted] I would like to request that we create a plan for the following
situations related to (the student’s mother)”. The email listed parent’s
“unannounced visits at school”, parent volunteering, meeting and school
“protocols”, and both email and phone correspondence. (P-29).
33. In November 2016, the community-based counselor who had been
providing services to the student in the school setting met with various
District employees about employing strategies to address the student’s
behavior. (P-18; S-20; NT at 100-137).
34. On November 1, 2016, the PDE-BSE adviser performed a site
visit/interviews at the District in investigating the parents’ PDE-BSE
complaint. (P-1).
35. On November 16, 2016, the District superintendent issued a letter
to the student’s mother (specifically), directing her that all
communication regarding the education of the student (and a sibling of
the student), whether in person, by phone, or by email, must funnel
through the elementary school principal. The principal would be the
point-of-contact, relaying communication and information from the
parents to the appropriate District employee; that person’s response
would flow back to the parents through the building principal. (S-32).7
36. On November 29, 2016, PDE-BSE issued its complaint
investigation report. (P-1).
7 One of the reasons for limiting communication to a point-of-contact was the volume of
emails purportedly sent by the student’s mother to various District employees. It
became a point of contention in the hearing. Ultimately, it is unknowable how many
emails the student’s mother sent to the District. The testimony from an information
systems contractor and the student’s mother was not entirely dispositive either way,
and both parties attempted to quantify the number of emails. It is not a finding of fact
because of the unreliability of the evidence to make a factual finding, but it is clear that
the student’s mother sent hundreds of emails (whether in the low 100s, as the mother
asserts, or in the high 100s, as the District asserts). (P-35; S-35; NT at 707-720, 840-
842, 945-948).
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37. From mid-November through mid-December 2016, the District
gathered data on the student’s classroom behavior for a functional
behavior assessment (“FBA”) based on parental concerns over anxiety
exhibited by the student and District concerns related to “attitude,
remaining in a seat during instruction, and utilizing fidget tools properly
during classroom instruction”. (P-30).
38. In December 2016, the student’s IEP team (by this time including
the attendance of counsel for the parties) met to review the FBA. The
December 2016 FBA indicated that the student engaged in off-task
behavior or refusal behavior when confronted with a non-preferred task
or a task perceived by the student as being too difficult, or when asked to
dis-engage from a preferred task, in order to gain attention and to
continue to engage in/to avoid, respectively, preferred/non-preferred
tasks. (P-30).
39. In the latter half of December 2016, following the IEP team’s
consideration of the FBA, the IEP team crafted a positive behavior
support plan (“PBSP”). (S-25).
40. In January 2017, the student’s IEP team met twice to revise the
August 2016 IEP. (S-12, S-13).
41. The January 2017 IEP was revised to indicate that, as a special
consideration in the student’s programming, the student’s behavior in
school impeded the student’s learning or that of others. Because of this,
the December 2016 FBA and PBSP were incorporated in the IEP, as well
as additional behavioral concerns shared by the student’s mother. These
parent-initiated updates resulted in the issuance of a revised PBSP at the
early January IEP team meeting. (S-13 at pages 7-12, S-29).
42. The January 2017 IEP noted that the student was making progress
on all reading goals and the spelling goal, was making limited progress
on the letter formation goal, and had mastered the fine-motor skills goal.
(S-13 at pages 27-34).
43. The January 2017 IEP revised the spelling goal (including use of
punctuation and capitalization), added a reading comprehension goal
(visualization and re-telling), and added a reading fluency goal. (S-13 at
pages 35-37).
44. The student’s placement and level of service remained the same in
the January 2017 IEP. (S-13 at pages 49-51).
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45. In late January 2017, the student was privately evaluated, with the
private evaluation report being issued to parents in approximately March
2017. The private evaluation report was not shared with the District until
evidence disclosure took place for these proceedings. (P-19; NT at 270-
417, 426-484, 744-825, 895-945).
46. In April 2017, the student’s IEP team met to revise the student’s
IEP. (S-14).
47. The April 2017 IEP included the original five goals from the August
2016 IEP and the three additional goals from the January 2017 IEP. A
new occupational therapy goal (stabilizing paper when writing) was
added. (S-14 at pages 27-37).
48. Contemporaneously with the April 2017 IEP meeting, the parent
drafted a letter of concerns about the design and implementation of the
student’s programming. (P-9).
49. On May 9, 2017, through former counsel, the parents filed the
special education due process complaint, which led to these proceedings.
50. On May 15, 2017, the parents independently filed a complaint with
PDE-BSE. (P-2; NT at 270-417, 426-484).
51. On May 19, 2017, the PDE-BSE adviser interviewed the student’s
mother. On June 28, 2017, the adviser interviewed the District’s director
of pupil services. The PDE-BSE complaint investigation report was issued
on June 30, 2017. (P-2).
52. The student made progress on each of the goals in the April 2017
IEP (S-21).
53. In early July 2017, the parents’ current counsel entered an
appearance in place of former counsel. A request by current counsel to
file an amended complaint was granted, and an amended complaint was
filed late July 2017.
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DISCUSSION AND CONCLUSIONS OF LAW
Denial of FAPE
To assure that an eligible child receives FAPE (34 C.F.R. §300.17), an IEP
must be reasonably calculated to yield meaningful educational benefit to the
student. Board of Education v. Rowley, 458 U.S. 176, 187-204 (1982).
‘Meaningful benefit’ means that a student’s program affords the student the
opportunity for significant learning in light of his or her needs (Endrew F. ex
rel. Joseph F. v. Douglas County School District, U.S. , S. Ct. , 197 L. Ed.
2d 335, (2017); Ridgewood Board of Education v. N.E., 172 F.3d 238 (3rd Cir.
1999)), not simply de minimis or minimal education progress. (Endrew F.; M.C.
v. Central Regional School District, 81 F.3d 389 (3rd Cir. 1996)).8
Here, the denial-of-FAPE claims center on both of the student’s areas of
need: reading and problematic behaviors in school. In terms of reading, the
record clearly shows that the student made progress in reading under the
terms of the IEPs in place, and through the programming delivered, in the
2016-2017 school year. The student’s needs were addressed in separate,
appropriate goals, and the explicitly called-for instruction-- the Wilson reading
program—was delivered on a daily basis to the student. The parents clearly feel
that the Wilson program delivered by the District could have been different
8 While in some parts of the United States the U.S. Supreme Court decision in Endrew
F. presented a new and higher standard to gauge the appropriateness of special
education programming, the standard laid out in Endrew F. has been the longstanding
standard enunciated by the Third Circuit Court of Appeals and has been the applicable
standard to judge the appropriateness of special education programming in
Pennsylvania.
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and, in their view, should have been “better”. But the District implemented the
Wilson program with fidelity over the course of the 2016-2017 school year, and
the student made sizeable and consistent progress on the reading goals across
all of the IEPs in that school year.
In terms of behavior, the record here is not as definitive, but on balance,
the evidence clearly weighs in favor of the District providing the programming
and supports to address the student’s behavioral needs and to allow the
student to make academic progress. To be sure, there are elements of the
behavioral programming that, while not problematic or deficient, are less than
to be hoped for. The initial evaluation in May 2016 did not assess the student’s
behavioral needs in a way one would expect given the input of the student’s 1st
grade teacher. But form will not be valued over substance, and the August
2016 IEP contained multiple, specific modifications to address the student’s
behavioral needs. Along with this, the student was receiving school-based
community counseling services. Here, it could be argued that the community-
based counseling was taking the place of services or supports that the District
should have been offering. There may be some traction with such an argument,
but it is not deep traction. Again, the student had needs, and those needs were
being explicitly addressed through planning and collaboration. (Importantly,
the notion of school-based counseling was recommended and pursued by the
District in May 2016.)
In sum, in terms of the student’s behavioral needs, when faced with the
question “did the District deny the student FAPE in how it understood and
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programmed for the student’s needs?” the record taken as a whole weighs in
the District’s favor. The programming may not have been perfected, but there
was no denial of FAPE.
Accordingly, the District did not deny the student FAPE over the period
March – June 2016 or in the 2016-2017 school year, and no remedy is owed.
Section 504/Chapter 15 – Denial of FAPE
Section 504 and Chapter 15 also require that children with disabilities in
Pennsylvania schools be provided with FAPE. (34 C.F.R. §104.33; 22 PA Code
§15.1).9 The provisions of IDEIA/Chapter 14 and related case law, in regards to
providing FAPE, are more voluminous than those under Section 504 and
Chapter 15, but the standards to judge the provision of FAPE are broadly
analogous; in fact, the standards may even, in most cases, be considered to be
identical for claims of denial-of-FAPE. (See generally P.P. v. West Chester Area
School District, 585 F.3d 727 (3d Cir. 2009)). Therefore, the foregoing analysis
is adopted here— the District did not deny the student FAPE under the
provisions of Section 504/Chapter 15, and no remedy is owed.
9 Pennsylvania’s Chapter 14, at 22 PA Code §14.101, utilizes the term “student with a
disability” for a student who qualifies under IDEA/Chapter 14. Chapter 15, at 22 PA
Code §15.2, utilizes the term “protected handicapped student” for a student who
qualifies under Section 504/Chapter 15. For clarity and consistency in the decision, the
term “student with a disability” will be used in the discussion of both
statutory/regulatory frameworks.
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Section 504/Chapter 15 – Discrimination
Additionally, the provisions of Section 504 bar a school district from
discriminating against a student on the basis of disability. (34 C.F.R. §104.4). A
student with a disability who is otherwise qualified to participate in a school
program, and was denied the benefits of the program or otherwise
discriminated against, has been discriminated against in violation of Section
504 protections. (34 C.F.R. §104.4; S.H. v. Lower Merion School District, 729 F.
3d 248 (3d Cir. 2013)). A student who claims discrimination in violation of the
obligations of Section 504 must show deliberate indifference on the part of the
school district. (S.H., infra). Here, the District has not in any way discriminated
against the student, or taken actions against the student with deliberate
indifference in light of the student’s disabilities.
Section 504/Chapter 15 – Retaliation
Where a family engages in the process for educating students with
disabilities under Section 504, it should do so secure in the knowledge that
engaging in those processes will not be held against them by the school district
and that they will not be penalized for engaging in those processes. To
establish that a school district has retaliated against a family for engaging the
processes outlined in Section 504, a three-part test has been elucidated,
namely: (1) Did the parents engage in protected activities? (2) Was the school
district’s retaliatory action sufficient to deter a person of ordinary firmness
from exercising his or her rights? (3) Was there a causal connection between
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the protected activity and the retaliation? Lauren W. v. DeFlaminis, 480 F.3d
259 (3d Cir. 2007).
Here, the matrix of factual events does not support a finding that the
District retaliated against the family. Clearly, the District took some outsized
actions in dealing with the family, [redacted] and the limits placed on parental
communications with District personnel by employing a point-of-contact
through the building principal.
But as the legal analysis dictates, there must be a nexus between the
family pursuing protected activities/advocacy and the school district’s alleged
retaliatory acts. In this case, none of the protected activities/advocacy (the
filing of the October 2016 complaint with PDE-BSE and engaging or
communicating with District personnel) were causally connected with each
other. The October 2016 complaint with PDE-BSE was filed only one day prior
to the October 7th incident, so while the District knew a complaint letter had
been drafted by the family, it had no idea of when, or even if, it would be filed.
And the investigation report itself was not issued until late November 2016,
nearly two months later.
Immediately after the October 7th incident, the building principal was
communicating about what, if anything, the District might do, given (in its
view) an inordinate amount of time/resources being devoted by numerous
employees at all levels in working with the family. Again, the intra-District
discussions which ultimately resulted in a point-of-contact communication
decision by the District (reached in mid-November 2016, again before issuance
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of the PDE-BSE complaint investigation report) were underway well before any
knowledge of the complaint having been formally filed was known to the
District. And even the point-of-contact communication decision itself is not
exclusionary, in that parents were fully able to continue to communicate and to
engage in the educational programming for their children. It is certainly
something that most school districts, and this District one surmises, would
rarely engage in. But, on these facts, it is not retaliatory.
Finally, [redacted].
Accordingly, the District did not retaliate against the family.
ORDER
In accord with the findings of fact and conclusions of law as set forth
above, the School District did not deny the student a free appropriate public
education over the periods March – June 2016 or in the 2016-2017 school
year. The School District did not discriminate against the student based on the
student’s disability. The School District did not engage in retaliation against
the family.
Any claim not specifically addressed in this decision and order is denied.
Michael J. McElligott, Esquire
Michael J. McElligott, Esquire
Special Education Hearing Officer
February 6, 2018
