North Penn School District | Case 00219-09-10 | 2010-06-19
Pennsylvania special education due-process decision
- Case number
- 00219-09-10
- Date
- 06/19/2010
- Parties / district (official listing)
- North Penn School District
- Hearing officer
- Gloria Satriale
- Issues (official listing)
- Compensatory Education IEP
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
PENNSYLVANIA
SPECIAL EDUCATION HEARING OFFICER
DECISION
Student: J.S.
Date of Birth: [redacted]
Hearing Dates: November 12, 2009, March 29, 2010, March 30, 2010, April
21, 2010, May 13, 2010
ODR File No.: 00219/09-10AS
School District: North Penn School District
CLOSED HEARING
Parties: Representatives:
Parent[s] Parent Attorney:
Frederick M. Stanczak, Esq.
Law Offices of Frederick M. Stanczak
179 North Broad Street
Doylestown, PA 18901
North Penn School District School District Attorney:
Brian Jason Ford, Esquire
Dischell Bartle Yanoff & Dooley, P.C.
1800 Pennbrook Parkway
Lansdale, PA 19446-3860
Date Record Closed: June 5, 2010
Decision Date: June 19, 2010
Hearing Officer: Gloria M. Satriale, Esquire
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INTRODUCTION AND PROCEDURAL HISTORY
This case concerns the provision of a Free Appropriate Public Education (hereinafter
referred to as “FAPE”) for Student (hereinafter referred to as “Student”), an eligible
elementary school age student, who resides with the Parents within the North Penn School
District (hereinafter referred to as “District”) and who has been diagnosed with Autism
Spectrum Disorder (hereinafter referred to as “ASD”). The District denies all claims the
Parents assert regarding the District’s failure to provide an IEP which was reasonably
calculated to confer meaningful educational benefit in that the District failed to employ
critical analytical procedures to establish and address needs in behavior, life skills and
communication domain areas.
The matter was initially filed in June of 2009, but was subsequently withdrawn with
an agreement to toll time lines pending approval of an agreement reached on the issues
between the parties. The instant complaint was filed once the agreement was not approved
by the Board. The matter was originally convened by Hearing Officer DeLauro who deemed
the two proceedings treated as one honoring the original timelines and extended period for
which relief is sought. {NT 12} The matter was reassigned to the undersigned Hearing
Officer.
1
Due process concerning the current matter was filed with the Office for Dispute
Resolution on August 23, 2009. The resolution meeting was waived. A Due Process hearing
was conducted in this matter on November 12, 2009; March 29, 2010; March 30, 2010;
April 21, 2010; and May 13, 2010.
1 The hearing was further delayed by a number of requests by the District and was complicated by the occurrence of
a Teachers’ strike in April 2010.
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a. Exhibits were submitted and accepted on behalf of the Hearing Officer as
follows:
HO-2, HO-3
b.
Exhibits were submitted and accepted on behalf of the Parent as follows:
P-1, P-2, P-3, P-4, P-5, P-6, P-7, P-8, P-9, P-10, P-11, P-12, P-13, P-14,
P-16, P-17, P-18, P-19, P-20, P-21, P-22, P-23, P-24, P-25, P-26, P-27,
P-28, P-29, P-30, P-31, P-32, P-33, P-34
c.
Exhibits were submitted and accepted on behalf of the District as follows:
SD-1, SD-2, SD-3, SD-4, SD-5, SD-6, SD-7, SD-8, SD-9, SD-10, SD-11,
SD-12, SD-13, SD-14, SD-15, SD-16, SD-17, SD-18, SD-19, SD-20, SD-
21, SD-22, SD-23, SD-24, SD-25, SD-26, SD-27, SD-28
d.
Exhibits were submitted and accepted on jointly as follows:
J-1, J-2
For the reasons that follow, and in accordance with the following ORDER, I find IN
PART for the PARENT and IN PART for the SCHOOL DISTRICT in that I find that the Student
was DENIED FAPE for the 2007/2008/2008-2009/2009-2010 scho ol years and award
compensatory education in the amount of 1440 hours and find the current IEP
INAPPROPRIATE and direct the DISTRICT to convene an IEP within 10 days of this ORDER to
address behavioral needs under the guidance of a Board Certified Behavior Analyst with
previous experience with young children with the diagnosis of autism to oversee the
development and implementation of a positive behavior support/Crises
prevention/intervention plan. Additionally, the District shall maintain a home program at the
level of intensity determined by the IEP team, but in no event less than 10 hours per week.
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ISSUES
The issues presented at this hearing included the following:
1. Did the District fail to provide the Student with a Free and Appropriate Public
Education (hereinafter referred to as a “FAPE”) for the 2007-2008 and the 2008-
2009 and the 2009-2010 school years?
2.
Is the Individualized Education Plan (hereinafter referred to as “IEP”) that has been
proposed for the current school (2009-2010) year appropriate?
3.
Is the Student entitled to Compensatory Education for the 2007-2008, 2008-2009
and 2009-2010?
4.
Is the Parent entitled to reimbursement for the Independent Educational Evaluation
(hereinafter referred to as “IEE”) procured and paid for by Parent.
2
FINDINGS OF FACT
1. The Student is an elementary school-aged student with a disability within the
meaning of the Individuals with Disabilities Education Act, IDEA, 20 U.S.C. § 1401
due to identification as a child with autism.
2.
The Student resides with the Parents in the District, and the District is the Local
Educational Agency (hereinafter referred to as “LEA”) that is responsible for the
provision of special education services to the Student.
3.
The Student was enrolled in the District during kindergarten year (2006/2007).
Student has a profound level of deficit in behavior, ability to attend, self care skills,
social interaction, and communication. (NT 39-33, P-6, P-9.)
4.
The Student attends in a full time Autistic Support (hereinafter referred to as “AS”)
class throughout enrollment in the District. In addition to the programming that the
Student received during the regular school day, Student also receives ABA based
2 In their closing argument, Parents also assert a claim under Section 504 of the Rehabilitation Act, however, in the
recitation of the issues to be covered by the Hearing, the Section 504 claim was not asserted and will not be
addressed here.
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intervention for the purpose of generalization of skills across environments at home
(hereinafter referred to as the “home-based program”) (P-17-25)
5.
With the exception of Toileting, the student’s program addressed life skills.
6.
A Functional Behavioral Analysis has never been conducted. (NT 349)
7.
The Student did not make meaningful progress during the 2006-2007 Kindergarten
year, 2007-2008 first grade year, or 2008-2009 second grade year. (NT 67-68)
8.
The Student’s IEP noted that Student required continuous facilitation from an adult in
order to remain involved with interacting with peers and adults. (P-5, p. 14, 143, P-
30, p. 428, NT 419-420).
9.
The Student’s educational needs, as of the first grade year, and continuing into the
present, included the development of basic life skills, including toileting skills,
behavior concerns, including self-stimulatory and self-injurious behaviors, and verbal
communication skills. (P-9, P-6, NT 414-413)
10.
The only Functional Behavioral Assessment (hereinafter referred to as “FBA”) that
was performed for the Student was in 2003, which was conducted by the
Intermediate Unit. (NT 425-426, P-9, p. 214).
11.
The Student’s first grade AS teacher collected behavioral data over a two to three
week period, but did not conduct a full FBA. (NT 427)
12.
The data that the teacher collected is no longer available. (NT 428-429)
13.
The Student’s behavior plan during first grade was not individualized. (P-5, p. 430, S-
18, NT 430-431)
14.
The Student’s elopement behavior was noted to emerge between kindergarten and
first grade and continued to escalate into a serious safety concern. (NT 205-206,
434, 763-768, 770-771)
15.
No FBA has been conducted to assess the Student’s elopement behavior. (NT 764)
16.
The first grade teacher kept data pertinent to IEP goals on a first time probe basis
only. (NT 436)
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17. The Assessment of Basic Language and Learning Skills (hereinafter referred to as
“ABLLS”) assessment was utilized once per year but the data from that assessment
was not used to assess progress toward IEP goals. (NT 437)
18.
The Student’s goal for developing bathroom skills was that staff would check on an
hourly basis and encourage Student to communicate a need to use the bathroom
using a picture system. (NT 451-452)
19.
The Student did not void in the toilet, there was no program in place, such as
increasing fluid intake, to encourage Student to do so. (NT 348-349, 452)
20.
The baseline for the goal and objectives addressing bathroom skills in the May, 2007
(1
st grade) IEP was zero – indicating no skills in this area. (P-5, p. 152, NT 457)
21. The Student would engage in self-stimulatory behavior, such as “talking to Student’s
hands” and wandering, on a continual basis during the first grade year. (NT 460)
22.
The frequency and duration data of these behaviors was not taken. (NT 461-462)
23. The behaviors that were targeted in the behavior plan were not extinguished. (P-30,
NT 751, 765)
24.
The second grade teacher claimed that the targeted behaviors were reduced, but
could not quantify the reduction. She did not track the frequency of the targeted
behaviors in the data that she kept pertaining to other IEP goals. (NT 468-469)
25.
The Evaluation Report (hereinafter referred to as “ER”) that was completed on April
6, 2009, included two observations of the Student. Student was observed to
continually engage in self-stimulatory and avoidant behaviors including banging the
chair with a hand, staring into space, eloping to avoid work, spinning, making
inappropriate noises, tapping the floor and hand flapping. (P-30, pp. 427-428)
26.
The Student was observed to require hand-over-hand assistance to accomplish
routine classroom tasks and to work on a painting task. (Id .)
27.
The teacher’s recommendation, as reported in the ER, was that the Student required
small group 1:1 instruction to learn new skills and to maintain previously learned
skills. (P-30, p. 428)
28.
The Parents have continually expressed their concerns as to the Student’s persistent
behavioral needs. (NT 245-247)
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29. The Parents secured an expert opinion. The Parent’s expert observed the Student for
a full day in both the 2008/2009 and the 2009/2010 school years. Her reports,
based on these observations and other information, are included in the record. (P-29,
P-32)
30.
The first observation took place on December 15, 2008, during the Student’s 2 nd
grade year. The expert, in her report and in her testimony, conveyed her observation
of a relatively chaotic atmosphere in which the Student was provided with, at best,
minimal 1:1 attention from classroom staff, and was given frequent “breaks” that
were unsupervised. During the unstructured time, the Student would engage in self-
stimulatory behaviors, and would wander to and stare out of a window. (P-29). The
expert described the atmosphere in the class as a “very out of control situation.”
(NT 821). The Student was noted to run away from classroom staff, and engage in
almost constant self stimulatory behaviors. (NT 825, 831, 140)
31.
The expert also observed the Student’s class during the current school year.
Although there was considerably more structure and less “free’ time as compared
with the prior year, the AS class still fails to address the Student’s needs in critical
respects. For instance, Dr. [redacted] noted that the teacher and aides were still not
implementing any consistent behavior plan to address the Student’s behaviors.
(NT 891-892)
32.
Although certain concerns continue, the expert noted several positive changes to
programming appropriate for the Student. The behavior plans that were in effect
during the 2
nd and 3 rd grade years were not individualized for the Student but were
designed to be implemented for the entire class. No data was taken to individually
track the Student’s behavior. (NT 615-616)
33.
The expert opined that the lack of a consistent Behavior Intervention Plan
(hereinafter referred to as “BIP”) is harmful in that classroom staff may inadvertently
reinforce unwanted behaviors by providing inconsistent responses. (NT 836-838)
The expert observed that the Student continued to engage in self stimulatory
behaviors at a high rate of frequency. (NT 891-892)
34.
Plans for intervention were not written (NT 599-600; 668-670)
35.
The Student engaged in self stimulatory and maladaptive behaviors throughout the
day. (NT 893-894)
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36. The expert noted that the Student’s behaviors are a critical concern in that they
interfere with all aspects of functioning and raise concerns as to safety. (NT 801)
37.
In both of her reports, the expert noted that there was no evidence of a BIP being
implemented as a part of the Student’s program. (P-29, P. 414, p-32, PP. 14-15).
The expert further noted, in her testimony, that there was no evidence of data
collection with regard to the Student’s behaviors. (NT 835).
38.
The Student’s behavior plan for the 3 rd grade year does not address self-stimulatory
behaviors, bathroom skills or elopement. (NT 750-751)
39. The Student achieved a list of skills. (S-19) (NT 549-555)
40. The data submitted by the district does not address the Student’s behavior or
toileting goals. (NT 573)
41.
The expert, the graphs do not reflect the frequency of the data collection, and it is not
clear what performance the graphs are showing. (NT 865). The amount of
fluctuation in performance reflected in the graphs and supporting documentation is
not explained. Moreover, the data sheets do not indicate the points at which
progress was measured, or whether there was any particular factor that contributed
to the inconsistent performance. (NT 870-871)
42.
The District was not making data based decisions.
43.
The teacher could not explain what accounted for the notable fluctuation in the graph
reflecting the Student’s progress toward following instructions presented to a group,
nor does the data provide an explanation for the inconsistent performance. (NT 565-
566, S-20, p. 20).
44.
The teacher could not interpret graphed data.
45.
Goals that were reportedly “mastered” during the school year were not changed to
increase the expected level of performance, but remained unchanged in order to
maintain the skill. (NT 602-603). The Student’s progress was inconsistent and was
marked by gains, followed by regression. (NT 604)
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DISCUSSION AND CONCLUSION OF LAW
The Right to a Free and Appropriate Public Education and Burden of Proof
The Individuals with Disabilities Education Act (hereinafter referred to as “IDEA”)
requires that a state receiving federal education funding provide a “Free Appropriate Public
Education” (Hereinafter referred to as a “FAPE”) to disabled children. 20 U.S.C. §
1412(a)(1). In Pennsylvania, the Commonwealth has delegated the responsibility for the
provision of a FAPE to its local school districts. School districts provide a FAPE by designing
and administering a program of individualized instruction that is set forth in an
Individualized Education Plan (hereinafter referred to as “IEP”). 20 U.S.C. § 1414(d). The
IEP “must be ‘reasonably calculated’ to enable the child to receive ‘meaningful educational
benefits' in light of the student's ‘intellectual potential.’ ” Shore Reg'l High Sch. Bd. of Ed. v.
P.S., 381 F.3d 194, 198 (3d Cir.2004) (quoting Polk v. Cent. Susquehanna Intermediate
Unit 16, 853 F.2d 171, 182-85 (3d Cir.1988). In assessing whether an individualized
program of instruction is “reasonably calculated” to enable the student to receive
meaningful benefit, the progress noted must be more than a trivial or de minimis. Board of
Education v. Rowley, 458 U. S. 176, 73 L.ed.2d.690, 102 S.Ct.3034 (182); Ridgewood
Board of Education v. M.E. ex.rel. M.E., 172 F.3d 238 (3d Cir.1999).
A parent who believes that a school has failed to provide a FAPE may request a
hearing, commonly known as a Due Process Hearing, to seek relief from the school district
for its failure to provide a FAPE. 34 C.F.R. § 300.507. In Pennsylvania, the hearing is
conducted by a Hearing Officer. Carlisle Area Sch. v. Scott P., 62 F.3d 520, 527 (3d
Cir.1995).
As the moving party, the student bears the burden of proof in this proceeding. The
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United States Supreme Court has held that the burden of proof in an administrative hearing
challenging a special education provision of a FAPE is upon the party seeking relief, whether
that party is the disabled child or the school district. Schaffer v. Weast U.S, 126 S. Ct.528,
163L. Ed.2d 387 (2005); In Re J.L and the Ambridge Area School District, Special Education
Opinion No. 1763 (2006). Because a student’s parents seek relief in this administrative
hearing, they bear the burden of proof in this matter, i.e., they must ensure that the
evidence in the record proves each of the elements of their case. The United States
Supreme Court has also indicated that, if the evidence produced by the parties is completely
balanced, or in equipoise, then the party seeking relief (i.e., student’s parents) cannot
prevail because the party seeking relief bears the burden of persuasion. Schaffer v. Weast ,
546 U.S. 49, 126 S.Ct. 528 (2005); L.E. v Ramsey Board of Education , 435 F. 2d 384 (3d
Cir.2006) .
Of course, where the evidence is not in equipoise, one party has produced more
persuasive evidence than the other party.
Having been found eligible for special education, the student is entitled by federal
law IDEA as reauthorized by Congress December 2004, 20 U.S.C. Section 600 et seq. and
Pennsylvania Special Education Regulations at 22 PA Code § 14 et seq. to receive a FAPE.
A FAPE is defined in part as: individualized to meet the educational needs of the student;
reasonably calculated to yield meaningful educational benefit and student or child progress;
provided in conformity with an IEP.
As previously noted, a student’s special education program must be reasonably
calculated to enable the child to receive meaningful educational benefit at the time that it
was developed. Board of Education v. Rowley , 458 U.S. 176, 102 S. Ct. 3034 (1982); Rose
by Rose v. Chester County Intermediate Unit, 24 IDELR 61 (E.D. PA. 1996). The IEP must be
likely to produce progress, not regression or trivial educational advancement Board of Educ.
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v. Diamond , 808 F.2d 987 (3d Cir. 1986]. Polk v. Central Susquehanna IU #16 , 853 F.2d
171, 183 (3 rd Cir. 1988), cert. denied, 488 U.S. 1030 (1989) , citing Board of Education v.
Diamond, 808 F.2d 987 (3 rd Cir. 1986) held that “ Rowley makes it perfectly clear that the
Act requires a plan of instruction under which educational progress is likely.” (Emphasis in
the original). The IEP must afford the child with special needs an education that would
confer meaningful benefit. The court in Polk held that educational benefit “must be gauged
in relation to the child’s potential.” This was reiterated in later decisions that held that
meaningful educational benefit must relate to the child’s potential. See T.R. v. Kingwood
Township Board of Education , 205 F.3d 572 (3
rd Cir. 2000) ; Ridgewood Bd. of Education v.
N.E., 172 F.3d 238 (3 rd Cir. 1999) ; S.H. v. Newark, 336 F.3d 260 (3 rd Cir. 2003.) (District
must show that its proposed IEP will provide a child with meaningful educational benefit).
The appropriateness of an IEP must be based upon information available at the time a
district offers it; subsequently obtained information cannot be considered in judging whether
an IEP is appropriate. Delaware County Intermediate Unit v. Martin K., 831 F. Supp. 1206
(E.D. Pa. 1993); Adams v. State of Oregon , 195 F.3d 1141 (9
th Cir. 1999) ; Rose supra.
Districts need not provide the optimal level of service, maximize a child’s opportunity,
or even a level that would confer additional benefits, since the IEP as required by the IDEA
represents only a basic floor of opportunity . Carlisle Area School District v. Scott P., 62 F. 3d
at 533-534 .; Hartmann v. Loudoun County Bd. of Educ ., 118 F.3d 996, 1001 (4
th Cir.
1998) ; Lachman, supra. In creating a legally appropriate IEP, a school district is not
required to provide an optimal program, nor is it required to “close the gap,” either between
the child’s performance and his/her untapped potential, or between his/her performance
and that of non-disabled peers. In Re A.L., Spec. Educ. Opinion No. 1451 (2004); See In Re
J.B., Spec. Educ. Opinion No. 1281 (2002)
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What the statute guarantees is an “appropriate” education, “not one that provides
everything that might be thought desirable by ‘loving Parents.’” Tucker v. Bayshore Union
Free School District, 873 F.2d 563, 567 (2d Cir. 1989). Under the IDEA parents do not have
a right to compel a school district to provide a specific program or employ a specific
methodology in educating a student. M.M. v. School Board of Miami - Dade County, Florida,
437 F.3d 1085 (11
th Cir. 2006) ; Lachman v. Illinois Bd. of Educ., 852 F.2d 290, 297 (7 th Cir.
1988) If personalized instruction is being provided with sufficient supportive services to
permit the student to benefit from the instruction the child is receiving a “Free Appropriate
Public Education as defined by the Act.” Polk; Rowley . The purpose of the IEP is not to
provide the “best” education. The IEP simply must propose an appropriate education for the
child.
Fuhrman v. East Hanover Bd. of Educ ., 993 F. 2d 1031 (3d Cir. 1993). (See also
Board of Education v. Murphysboro v. Illinois Bd. of Educ ., 41 F.3d 1162 (7 th Cir. 1994)
(Under the IDEA a District must follow the procedures set forth in the act, and develop an IEP
through procedures reasonably calculated to enable the child to receive educational
benefits. Once the district has done this the court cannot require more; the purpose of the
IDEA is to open the door of public education to handicapped children, not to educate a child
to his/her highest potential), citing Rowley, 458 U.S. at 206-07 .) The balance imposed by
the Federal Standard is particularly applicable to the facts of this case in that, in some
matters, the presentation of evidence clearly establishes a weight of evidence in the
provision/lack of provision of FAPE. In the instant case, a common thread exists throughout
all relevant time frames and becomes the reason the infrastructure of the District’s
program fails.
Did the District fail to provide the Student with a Free and Appropriate Public Education for
the 2007-2008/2008-2009/2009-2010 school years?
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For each of the time periods the Parents seek relief their assertions supporting their
position of a denial of FAPE fall into 3 basic categories
1.
The District failed to implement an appropriate behavior plan.
2. The District failed to adequately address communication needs.
3. The District failed to develop and implement programming in the area of
general life skills, including a toileting program.
In support of their position the District relies heavily on the report and
recommendations of their expert, for which they seek reimbursement. In defense of their
denial of all of the Parents’ allegations the District relies heavily on its presentation of data.
Behavior
The testimony establishes that the Student exhibits a number of behaviors that impact
ability to learn and which pervade in every aspect of Student’s life. These include self
stimulatory behaviors, lack of attentiveness, non contextual vocalizations, inappropriate and
maladaptive behaviors including aggression and elopement. The District identified these
behaviors and indicated such on the IEP by checking the “special consideration” box. All of
these facts should have resulted in the District initiating the process of conducting
Functional Behavior Assessment (hereinafter referred to “FBA”) followed by a Behavior
Intervention Plan (hereinafter referred to “BIP”), designed to identify and address these
behaviors. See, 2006 ER, Kindergarten IEP, P-5, P-6, P-30. The District asserted that its
development of a Behavior Intervention Plan (hereinafter referred to as “BIP”) was sufficient
to address the behavior concerns. The only problem is that, it is well settled and a basic
tenant of behavioral programming that you cannot attempt to modify behavior without the
knowledge of the function the particular behavior serves for the individual. Without the
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benefit of a properly conducted and interpreted FBA, you cannot develop an appropriate BIP.
Deficiencies in the BIP include the fact that the target behaviors were not specifically
identified, and that the form used for the plan did not conform to the terminology used for
BIP plans. NT 206-215. Additionally, the BIP simply did not address certain behaviors (e.g.
self-stimulatory behaviors). NT 206-215.
The evidence demonstrates that the Student’s maladaptive behaviors have
increased over the three year period leading up to the 08-09 school year. P-28, pp. 414-
415. Student’s behavior was noted to have remained essentially the same during the
current school year. P-32, p. 18.
The Parents have continually expressed their concerns that the Student has
continued to engage on these behaviors throughout the elementary school years. (P-30
which describes the Student’s behaviors during kindergarten and 3
rd grade years) Further
the Parent’s expert noted that the Student’s behaviors are critical concern in that they
interfere with all aspects of functioning and raise concerns as to safety. (NT 801)
It is not unusual to find behavior as one of the most pressing educational
needs for an individual with autism. What is unusual is for a District to have so many
reasons to conduct an FBA and, even to this day, fail to do so. It is clear that the required
intervention under these circumstances is the frequent implementation and analysis of an
FBA. The District simply failed to do so
3 and on this ground alone the Student was denied a
FAPE. The District will be ordered to secure the services of a Board Certified Behavior
Analyst with prior experience in developing and monitoring positive behavior and Behavior
3 It is also noted that the District testified to collecting data, but not utilizing it and that the data was no longer
available. (NT 427-430) It is also clear from the testimony that the District is not fully schooled in the proper use of
data
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Intervention Support Plan for the purpose of conducting a FBA and developing and
monitoring the consequent necessary intervention plans.
Additionally, however, the District clearly failed to provide a FAPE for the
periods 2006-2007/2007-2008. During each of these years, the IEP’s, excepting minor
differences, mirror each other. (NT 64-65; p-4; 5; 6). Even intermittent progress on short
term goals is not in evidence indicating that the District failed to modify the goals ,
objectives and specially designed instruction in order that progress could be achieved. In
that the IEP’s were not, then reasonably calculated to confer meaningful benefit, the District
has failed the minimum standard under the law. Consequently, an award of compensatory
education will be made.
Life Skills
The Parents contention regarding a lack of FAPE in the domain area of Life Skills really
centers on a disagreement between the parties regarding toileting goals
4, however, based
upon the District’s testimony that they are willing to implement a specific toileting program
and the Parent’s indication that they are now willing to participate in the implementation of
a toileting goal across the school setting into the home, and in light of the fact that Home
Program hours are here awarded which can be utilized to assist parents in the continued
instruction in toileting in the home setting I find that this issue is moot and directed to the
IEP team to formulate and implement the appropriate program. NT 192-194
Communication
As with problem behaviors, the Student’s IEPs consistently indicate that communication is
an area of special consideration. P-1, p. 5, P-2, p. 46, P-3, p. 76, P-5, p. 140, JE-1.
4 Parents also assert deficiencies in other life skills, however I find that those skills are adequately addressed
particularly through the home program.
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Adaptations regarding programming and assessment, including an evaluation for assistive
technology is supported by the evidence and the expert report.
Is the Individualized Education Plan that has been proposed for the current 2009/2010
school year appropriate?
The IEP for each child with a disability must include a statement of the child’s present
levels of educational performance; a statement of measurable annual goals, including
benchmarks or short-term objectives, related to meeting the child’s needs that result from
the child’s disability to enable the child to be involved in and progress in the general
curriculum and meeting the As with problem behaviors, The Student’s IEPs consistently
indicates that communication is an area of special consideration. P-1, p. 5, P-2, p. 46, P-3,
p. 76, P-5, p. 140, JE-1. child’s other educational needs that result from the child’s disability;
a statement of the special education and related services and supplementary aids and
services to be provided to the child...and a statement of the program modifications or
supports for school personnel that will be provided for the child to advance appropriately
toward attaining the annual goals (and) to be involved and progress in the general
curriculum...and to be educated and participate with other children with disabilities and
nondisabled children; an explanation of the extent, if any, to which the child will not
participate with nondisabled children in the regular class... CFR §300.347(a)(1) through (4)
An IEP must be crafted in such a manner that provided it is implemented; there is a
reasonable degree of likelihood that the student will make educational progress.
Implementation of an appropriate IEP does not guarantee that the student will make
progress.
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Is the Student entitled to Compensatory Education for the 2007/2008, 2008/2009 and the
2009/2010 school years?
Compensatory education is an appropriate remedy where a school district knows or
should know that a child’s educational program is not appropriate or that the student is
receiving only trivial educational benefit, and the district fails to remedy the problem. The
period of compensatory education granted should be equal to the period of deprivation,
excluding the period of time reasonably required for the district to act accordingly.
Ridgewood Board of Education v. M.E. ex.rel. M.E., 172 F.3d 238 (3d Cir.1999); M.C. v.
Central Regional School District , 81 F. 3d 389 (3
rd Cir. 1996).
However a technical violation alone does not entitle a student to compensatory
education. A mere procedural glitch or technical violation of the IEP is insufficient. A
violation must amount to a substantive effect on the child's ability to receive FAPE in order
to hold the district responsible for any procedural glitches. In the instant case, all of the
violations rise to the level of substantive denial of FAPE. Further, the grant of compensatory
education should be such to return the child to the same status had the denial not taken
place. Particularly in the current school year, the District employed structure and supports
which served to mitigate the previous depravations, yet did not completely rise to the level of
a complete provision of a FAPE or resulted in a fully appropriate IEP. Although the District
could not demonstrate the proper use of data, an understanding of data interpretation in
order to make data based decision making or substantiate its claims of meaningful progress
attained through the extensive presentation of data, The District’s witnesses testified
credibly and clearly presented as dedicated interested educational professionals whose goal
is to advance this student. Notwithstanding the Districts failure to utilize all of the
appropriate tools at their disposal (certified professionals, FBA etc), and maintain a less
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chaotic environment, some minimal progress for this student is gleaned from the records
and testimony. Therefore, under the applicable legal standards in assessing the appropriate
award of compensatory education, an award is made for the total claim asserted less the
period calculated wherein the District could have reasonably rectified the depravation and
less the period of time the District was able to appropriately implement instruction which
resulted in meaningful progress under the law.
Is the Parent entitled to reimbursement for the Independent Educational Evaluation
procured and paid for by Parent?
The starting point for the determination of the appropriateness of an offer of a FAPE
is the initial evaluation from which the needs of a student are identified. In order for an
evaluation to be determined to be appropriate, it must meet the requirements of 34 CFR §
300.532. More specifically, the Evaluation Report (ER) should: 1) utilize a variety of
assessment tools and strategies to gather relevant functional and developmental
information about the student, including information provided by the parents; 2) assess the
student in all areas related to the suspected disability; 3) be sufficiently comprehensive to
identify all of the student’s special education and related services needs; and 4) utilize
technically sound instruments to assess the relative contribution of cognitive, behavioral,
physical and developmental factors. See In Re the Educational Assignment of L.-M. B.,
Special Educ. Op. No. 1795 (2007).
Pursuant to 34 CFR §300.502(b)(i), a parent is entitled to reimbursement of an IEE at
public expense if they disagree with the District evaluation report and the District evaluation
report is in some way inappropriate. Holmes v. Millcreek Tp. School Dist., 205 F.3d 583
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(3rd Circ. 2000). See also P.P. ex rel. Michael P. v. West Chester Area School Dist ., 585
F.3d.
In addition, “the IEE must answer questions not previously raised, provide essential
new information, or add something to the prevailing understanding of the student’s
disability. A mere showing of differences between the district and independent evaluations
is not, though, sufficient.” In re: J.P. , Pa. SEA No. 1573 at 13 (2005) (emphasis added). The
Parents Expert report is replete with specific suggestions which may prove beneficial to the
Team and raises a number of issues for consideration by the Team, all of which have not
been contained in previous evaluations by the District. For the reasons previously detailed,
the Parents in the present matter have met these requirements and, accordingly, are
entitled to the reimbursement for the evaluation.
CONCLUSION
Although the District had demonstrated improvement in the design and implementation of
programming for this student in the current school year, the District continues to fail to
appreciate the critical nature of following the basic protocol for the assessment and
intervention of behavioral concerns. Basic procedure as indicated by the IEP itself demands
an FBA the instant the team identifies behaviors which impact the student’s ability to access
education. To this day, the district has failed to enlist the services of a qualified professional
to successfully extinguish or redirect or replace the numerous behaviors preventing this
student from using Student’s potential and thereby has deprived Student of the floor of
opportunity and access to education. Likewise, the District’s evaluation fell short of
providing sufficient information and was clearly benefited by the information provided by the
privately secured IEE. Thus, for all of the reasons heretofore discussed, the following
ORDER is issued.
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ORDER
• The Student has been denied a FAPE for the 2006-2007/2007-2008/2008-2009
school years
• Reimbursement is awarded in the amount paid for the IEE conducted by Parents
Expert
• The IEP for the 2009/2010 school year is not appropriate.
• The IEP team will convene within 10 days of this ORDER in order to modify the IEP in
accordance with this ORDER and to determine how the grant of compensatory
education shall be applied.
• Written instructions shall be developed indicating prompting hierarchies, levels, and
systems of reinforcement, and incorporating positive support and behavior
intervention plans, data collection procedures, FBA and any all other procedures and
protocols affecting instruction to ensure consistency of application among staff.
• The student shall be placed in a classroom setting which utilizes the principals of ABA
and shall maintain minimal distractions, low ratios, and individualized supports
including 1:1 for direct instruction and behavior intervention by staff specifically
trained in positive behavior supports, crises prevention/intervention, and ABA
principals.
• A Board Certified Behavior Analyst with previous experience with positive support and
behavior intervention plans as applied in a school setting with young children with
autism shall be a regular member of this student’s team and shall conduct an FBA
for all target behaviors as determined by the team and shall develop, implement and
monitor necessary intervention plans.
• The student shall be entitled to an evaluation to assess the appropriateness of
augmentative communication/assistive technology in advancing communication
goals.
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• Compensatory education is awarded in the amount of 1470 hours for the total claim
period of the 2007-2008/2008-2009/2009-2010 school years.
Dated: June 19, 2010
Gloria M. Satriale
Gloria M. Satriale, Esq.,
Special Education Hearing Officer
