Owen J. Roberts School District | Case 15205-14-15 | 2014-09-15
Pennsylvania special education due-process decision
- Case number
- 15205-14-15
- Date
- 09/15/2014
- Parties / district (official listing)
- Owen J. Roberts School District
- Hearing officer
- Cathy Skidmore
- Issues (official listing)
- Autistic Spectrum Least Restrictive Environment Residential Placement Procedural Violation
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
PENNSYLVANIA
SPECIAL EDUCATION HEARING OFFICER
DECISION
Child’s Name: B.L.
Date of Birth: [redacted]
Date of Hearing: August 27, 2014
CLOSED HEARING
ODR File No. 15205-1415AS
Parties to the Hearing:
Representative:
Parent[s]
Owen J. Roberts School District
901 Ridge Road
Pottstown, PA 19465-8423
Pro Se
Sharon W. Montanye, Esquire
Sweet, Stevens, Katz & Williams LLP
331 E. Butler Avenue
New Britain, PA 18901
Date Record Closed: September 4, 2014
Date of Decision: September 15, 2014
Hearing Officer: Cathy A. Skidmore, M.Ed., J.D.
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INTRODUCTION AND PROCEDURAL HISTORY
The student (Student) 1 is an early teenaged student residing in the Owen J. Roberts
School District (District) who is eligible for special education pursuant to the Individuals with
Disabilities Education Act (IDEA)2 on the basis of an autism spectrum disorder. Student’s
Parents filed a due process complaint against the District asserting that it denied Student a free,
appropriate public education (FAPE) under the IDEA.
The case proceeded to a due process hearing which convened in a single session, at which
the parties presented evidence in support of their respective positions.3 The Parents sought to
establish that the District violated its FAPE obligation to Student in two respects: in making
changes to Student’s Individualized Education Program (IEP) in June 2014 without agreement of
the Parents, and in refusing to place Student in a residential program for the 2014-15 school year
despite an agreement of the IEP team to do so in early 2014. The District maintained that the
non-residential special education program offered for the fall of 2014 was appropriate for
Student, and that the IEP was properly revised.
For the reasons set forth below, I decline to order a residential placement at this time, but
will direct an independent educational evaluation of Student, at public expense, to assist the
parties in making a new placement decision pursuant to the IDEA.
1 In the interest of confidentiality and privacy, Student’s name and gender, and other potentially identifiable
information, are not used in the body of this decision.
2 20 U.S.C. §§ 1400-1482.
3 The record consists of the transcript and the exhibits admitted into evidence at the conclusion of the hearing. Notes
of Testimony (N.T.) 222-26. Student’s father was present at the hearing and participated throughout the process;
where it appears that he was speaking or acting for both parents, the plural Parents is used in this decision. It should
also be noted that, following receipt of the transcript, the Parents sent a list of errata in the transcript to counsel for
the District and the hearing officer. The attachment containing the errata was made part of the record as the last
page of the Parents’ closing; in addition, the September 4, 2014 email message and the attachment containing the
errata have been marked as a two-page Hearing Officer Exhibit (HO-) 6 and is hereby admitted. This hearing
officer further observes that some exhibits submitted by the parties were duplicative; this decision may cite to one or
the other or both.
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ISSUES
1. Whether the District complied with the procedural and substantive
requirements of the IDEA when it failed to issue a Notice of Recommended
Educational Placement in February 2014;
2. Whether the District’s offer of special education programming and placement
for the 2014-15 school year is appropriate;
3. If the District’s offer for the 2014-15 school year was not appropriate, whether
Student requires a residential placement for that school year; and
4. Whether the District complied with the procedural requirements of the IDEA
when it made revisions to Student’s IEP and issued a NOREP in June 2014.
FINDINGS OF FACT
1. Student is an early-teenaged student who is a resident of the District. Student is eligible
for special education under the IDEA and federal and state regulations on the basis of an
Autism Spectrum Disorder. (Stipulations, Notes of Testimony (N.T.) 88-89)
2. Student moved with Student’s family to Pennsylvania from another state in 2012. (N.T.
120-21; School District Exhibit (S-) 1, S-3 p. 1)
3. Student currently attends a private school (Private School) where the District placed
Student at the beginning of the 2012-13 school year. The Parents approved the District’s
initial Notice of Recommended Educational Placement (NOREP) for a day program at
Private School in August 2012. (N.T. 89-90, 119, 120-21, 155; S-2)
4. Students who attend the day program at Private School are assigned to a house, with a
houseparent, where they eat lunch and rest, as well as perform chores and other activities
of daily living. (N.T. 136-37, 179-81; S-4 p. 11; S-8 p. 8)
5. In October 2012, the District issued an initial Evaluation Report (ER) for Student in
October 2012. (S-3)
6. The November 2012 IEP which followed the ER noted a number of strengths and needs
and described Student’s present levels in some detail. Annual goals addressed
handwriting and other fine motor skills, use of a picture schedule, sequencing of objects,
counting, communication skills, and activities of daily living. (S-4 pp. 19-28)
7. Program modifications and specially designed instruction in the November 2012 IEP
included predictable routines, prompts and cues, reinforcement of communication skills,
opportunities for proprioceptive input, use of multiple modalities of instruction and
communication, participation in various activities, opportunities for generalization of
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skills to different environments and people, structure and consistent expectations, positive
reinforcement, a crisis prevention plan, and the SETT process.4 (S-4 pp. 29-31)
8. Student’s November 2012 IEP also provided for occupational and speech/language
therapy, nursing/physician services, and transportation. (S-4 p. 31)
9. The level of support proposed by the November 2012 IEP and accompanying NOREP
was full-time life skills at an approved private school. The Parents approved the NOREP.
(S-4 pp. 35, 38-40)
10. A meeting of Student’s IEP team convened again in November 2013. At that time, the
Parents expressed a concern that Student behaved differently at home than at school,
specifically with respect to feeding and sleeping. At home, Student waited for the
Parents to feed Student, rather than feeding Student’s self; whereas Student would feed
Student’s self at school. The Parents also shared a concern with Student’s inability to
sleep alone, requiring one of the parents at Student’s side. (N.T. 93-95)
11. During that meeting, the classroom teacher and Parents discussed other activities that
Student participated in at school but not at home, such as completing puzzles and
collecting recycling materials. (N.T. 95-97)
12. Because of the concerns with feeding and sleeping, the Parents asked the IEP team at the
November 2013 meeting to consider a residential placement for Student. That meeting
was the first time residential placement was discussed. The team decided to revisit the
question of a residential placement at a subsequent meeting. (N.T. 95, 97-98, 124)
13. The IEP that resulted from the November 2013 meeting provided input from the
classroom teacher, who reported that Student was having less difficulty with transitions
than in the prior year and had made general improvement in speech/language skills as
well as gross and fine motor skills. This IEP also contained input from the occupational
and speech therapists and the houseparent. (S-6 pp. 6-7, 39-40)
14. Parent input into the November 2013 included the concerns with Student’s abilities to
feed Student’s self at home, sleep alone, and use the restroom and bathe more
independently. (S-6 p. 9)
15. Strengths and needs were summarized in the November 2013 IEP, with needs identified
in the areas of requesting preferred activities, identifying and sorting items, identifying
and tracing numbers, shoe tying, expressive and receptive language, and daily living
skills. (S-6 pp. 9-10)
16. Annual goals in the November 2013 IEP addressed use of picture icons, identifying and
sorting objects, identifying and tracing numbers, tying shoes, speech/language skills, and
activities of daily living. (S-6 pp. 16-24)
4 The SETT Process is used for exploration and consideration of assistive technology according to a framework:
Student, Environments, Tasks, and Tools.
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17. Program modifications and specially designed instruction in the November 2013 IEP
were substantially similar to those in the prior IEP, as were the related services. (S-6 pp.
25-28)
18. As in the prior year, the level of support proposed by the November 2012 IE3 and
accompanying NOREP was full-time life skills at an approved private school. The
Parents approved the NOREP. (S-6 pp. 32, 35-37)
19. In December 2013, a District representative communicated with Private School about the
possibility of residential placement, including a potential “4010 slot” (N.T. 154) where
the state could provide financial assistance. This District representative decided to begin
the process of securing the slot in the event Student began a residential program because
there are frequently waiting lists for those slots. (N.T. 153-55, 163, 168, 193; Parent
Exhibit (P-) 4 pp. 2-3)
20. Another meeting of Student’s IEP team convened in late February 2014. The team again
discussed the possibility of a residential placement for Student, as well as extended
school year services and a communication device for Student. No substantive changes
were made to Student’s IEP at that time. (N.T. 101-02, 151-53, 159-61, 162-63, 173-74;
P-5)
21. Sometime before May 9, 2014, the District sent an Application for Educational
Assignment to Approved Private School, referred to as a Form 4010,5 to the Parents. The
form indicated a 7-day residential program at Private School. Student’s father signed the
form and dated it May 9, 2014 before returning it to the District. (N.T. 103-04, 164; P-9;
HO-6)
22. On June 25, 2014, the Supervisor of Special Education assigned to Student called the
Parents to make arrangements to meet. Student’s father went to the arranged meeting the
next day, which was attended only by the father and the Supervisor of Special Education
who was acting as the Local Education Agency (LEA) representative. (N.T. 104-05, 190;
P-11 p. 1; S-10 p. 1)
23. At that June 26, 2014 meeting, the Supervisor of Special Education provided a
Permission to Reevaluate form for the father to sign. Student’s father signed the
Permission to Reevaluate form at the meeting. (N.T. 105; P-10)
24. The Supervisor of Special Education also asked Student’s father to sign a form Invitation
to Participate in the IEP Team Meeting. Student’s father signed the form, despite having
some confusion because the only attendees were himself and the Supervisor of Special
Education. Student’s father crossed out the blank blocks for other team members to be
identified and handwrote, “I already attended[ed] the meeting” (P-11 p. 2). (N.T. 105-07;
P-11)
5 It appears that Student did qualify for one of the 4010 slots at Private School as of April 2014. (P-8 pp. 2-3)
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25. The Supervisor of Special Education gave Student’s father some information at the June
26, 2014 meeting about county services that might help provide support services for
Student in the home. (N.T. 111-12, 190-91, 194, 196-97; S-11)
26. The Supervisor of Special Education told Student’s father at the June 26, 2014 meeting
that the District did not have sufficient information available for consideration of a
residential program for Student, which is why it sought permission to reevaluate. He
based this conclusion at least in part on the progress that he believed Student was making
in the day program at Private School as of June 2014. (N.T. 107-10, 142, 194-95, 198,
209)
27. Progress reporting and other input from the classroom teacher and houseparent in the
middle of June 2014 described improvement with gross motor and self-help skills at
school, particularly using the restroom and feeding Student’s self. Based on those
reports, it appears that, overall, Student has made progress on IEP goals and objectives
during the 2013-14 school year, although Student’s performance has at times been
inconsistent.6 (S-8, S-9; see also S-10 pp. 19-30)
28. Following the June 26, 2014 meeting, the Supervisor of Special Education sent to the
Parents a letter setting forth two revisions he made to Student’s IEP based on that
meeting. The revisions to the IEP were to the section on Specially Designed Instruction:
“Information regarding community resources and support provided to parent” and “Staff
to provide parent with information and opportunities for guided training at [Private
School] on self-help and self-care, which [Student] is currently able to perform during the
school day.” (N.T. 112-13, 202; P-12; S-10 pp. 5, 33)
29. Also on June 26, 2014, the Supervisor of Special Education sent the Parents a NOREP
and the revised IEP, continuing to propose that Student’s program be “Full-Time Life
Skills Support in an Approved Private School” (P-14 pp. 1, 2). The revisions to the IEP
were the addition to the two items of Specially Designed Instruction, inserting verbatim
the language from the June 26, 2014 letter. The Parents disapproved this NOREP on
June 27, 2014, and requested a due process hearing. (N.T. 114-15; P-13, P-14; S-10 pp.
5, 33, 41-43)
30. By letter of June 27, 2014, the Parents also revoked their consent for a reevaluation.
(N.T. 115; P-15; S-12 p. 1)
31. Between the IEP meeting in February 2014 and the June 26, 2014 meeting with the
Supervisor of Special Education, the Parents understood that Student would be provided
a 7-day residential program beginning in the fall of 2014. (N.T. 102-04, 107-11, 117,
141)
32. Student experiences significant difficulty with changes to the environment and
transitions, including a return to school after a weekend or extended break. Student
6 It should be noted that this finding is made because it relates to the District’s reasons for taking the position on a
residential program, and is based solely on the written progress reports admitted into evidence. There was little
testimony based on firsthand knowledge of Student’s skills and performance at Private School.
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sometimes does not retain skills over breaks and, at times, engages in problematic
behavior upon a return to school. (N.T. 97, 119, 136-37; S-8 p. 1)
33. Student is in good health and does not engage in aggressive behaviors. At some point in
the past, Student sometimes would scream or roll on the floor in an effort to
communicate, or bite/chew on Student’s shirt or hit Student’s thighs with Student’s hands
when frustrated or upset. Student no longer engages in the behaviors of hitting the thighs
or rolling on the floor. (N.T. 128-31, 135-37)
34. On one occasion before moving to Pennsylvania, Student walked out of the school
building alone and walked halfway home before the school located Student. That
behavior did not occur again in the other state or ever in Pennsylvania. (N.T. 131-33)
35. Student has been able to walk among the buildings at Private School without assistance
and without eloping. (N.T. 133; S-8)
36. Student’s Parents believe that Student has done well in and made progress in the day
program at Private School, although Student does not always perform consistently,
especially at home. (N.T. 118-20)
37. Although it appeared to this hearing officer that English is not Student’s father’s first
language (Observations of this hearing officer; see also N.T. 139; S-3 p. 3), he expressly
denied the need for the services of an interpreter to participate fully in the hearing process
and capably represent himself and the family. Student’s father demonstrated a clear
ability to understand and effectively use the English language throughout this proceeding.
(See, e.g.,, N.T. 45-46, 68-69, 44-46, 79-83; HO-1 pp. 5-7, HO-2 p. 9, HO-6; Parents’
Closing)
DISCUSSION AND CONCLUSIONS OF LAW
General Legal Principles
Generally speaking, the burden of proof consists of two elements: the burden of
production and the burden of persuasion. At the outset, it is important to recognize that the
burden of persuasion lies with the party seeking relief. Schaffer v. Weast, 546 U.S. 49, 62
(2005); L.E. v. Ramsey Board of Education, 435 F.3d 384, 392 (3d Cir. 2006). Accordingly,
the burden of persuasion in this case rests with the Parents who requested this hearing.
Nevertheless, application of this principle determines which party prevails only in cases where
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the evidence is evenly balanced or in “equipoise.” The outcome is much more frequently
determined by which party has presented preponderant evidence in support of its position.
Hearing officers, as fact-fi nders, are also charged with the responsibility of making
credibility determinations of the witnesses who testify. See J. P. v. County School Board, 516
F.3d 254, 261 (4th Cir. Va. 2008); see also T.E. v. Cumberland Valley School District, 2014 U.S.
Dist. LEXIS 1471 *11-12 (M.D. Pa. 2014); A.S. v. Office for Dispute Resolution (Quakertown
Community School District), 88 A.3d 256, 266 (Pa. Commw. 2014). This hearing officer found
each of the witnesses to be credible, and the testimony was largely uncontradictory with one
noteworthy exception discussed below. It should also be noted that the Parent, as well as the
District personnel, all presented as dedicated individuals who care about Student and Student’s
education, despite their conflicting positions at the hearing.
In reviewing the record, the testimony of ev ery witness, and the content of each exhibit,
were thoroughly considered in issuing this decision, regardless of whether there is a citation to
particular testimony of a witness or to an exhibit.
IDEA Principles
The IDEA requires the states to provide a “f ree appropriate public education” (FAPE) to
a student who qualifies for special education services. 20 U.S.C. §1412. In Board of Education
of Hendrick Hudson Central School District v. Rowley, 458 U.S. 176 (1982), the U.S. Supreme
Court held that this requirement is met by providing personalized instruction and support
services to permit the child to benefit educationally from the instruction, providing the
procedures set forth in the Act are followed. The Third Circuit has interpreted the phrase “free
appropriate public education” to require “significant learning” and “meaningful benefit” under
the IDEA. Ridgewood v. Board of Education, 172 F.3d 238, 247 (3d Cir. 1995). Local
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education agencies, including school districts, meet the obligation of providing FAPE to eligible
students through development and implementation of an Individualized Education Program
(IEP), which is “‘reasonably calculated’ to enable the child to receive ‘meaningful educational
benefits’ in light of the student’s ‘intellectual potential.’” Mary Courtney T. v. School District of
Philadelphia, 575 F.3d 235, 240 (3d Cir. 2009) (citations omitted). The standard is not
maximization of the child’s potential. Rowley, supra, at 198.
Substantively, the IEP must be responsive to the child’s identified educational needs. 20
U.S.C. § 1414(d); 34 C.F.R. § 300.324. However, the IEP need not “provide ‘the optimal level
of services,’ or incorporate every program requested by the child's parents.” Ridley School
District v. M.R., 680 F.3d 260, 269 (3d Cir. 2012). The IEP is developed by a team. Pursuant to
the IDEA and its implementing regulations, unless the parents and agency otherwise agree, the
team of people who develop a child’s IEP must include, at a minimum, the child’s parents,
teacher(s), someone who can interpret evaluation results, and an LEA representative. 20 U.S.C.
§ 1414(d)(1)(B) – (C); 34 C.F.R. § 300.321. Further, a child’s educational placement must be
determined by the IEP team based upon the child’s IEP, as well as other relevant factors. 34
C.F.R. § 300.116.
There can be no question that a major premis e of the IDEA is that parents must be
permitted to participate meaningfully in making educational decisions about their children. This
critical concept extends to placement decisions. 20 U.S.C. § 1414(e); 34 C.F.R. §§ 300.116(b),
300501(b); see also Letter to Veazey, 37 IDELR 10 OSEP 2001) (confirming the position of
OSEP that local education agencies cannot unilaterally make placement decisions about eligible
children to the exclusion of their parents). Parents play “a significant role in the IEP process.”
Schaffer, supra, at 53. Indeed, a denial of FAPE may be found to exist if there has been a
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significant impediment to meaningful decision-making by parents. 20 U.S.C. § 1415(f)(3)(E);
34 C.F.R. § 300.513(a)(2).
The IEP proceedings entitle parents to participate not only in the implementation
of IDEA's procedures but also in the substantive formulation of their child's
educational program. Among other things, IDEA requires the IEP Team, which
includes the parents as members, to take into account any “concerns” parents have
“for enhancing the education of their child” when it formulates the IEP.
Winkelman v. Parma City School District, 550 U.S. 516, 530 (2007).
Another essential consideration in this matte r is the IDEA obligation for eligible students
to be educated in the “least restrictive environment” which permits them to derive meaningful
educational benefit. 20 U.S.C. § 1412(a)(5); 22 Pa. Code § 14.145; T.R. v. Kingwood Township
Board of Education, 205 F.3d 572, 578 (3d Cir. 2000). In Oberti v. Board of Education of
Clementon School District, 995 F.2d 1204, 1205 (3d Cir. 1993), the Third Circuit adopted a two-
part test for determining whether a student has been placed into the least restrictive environment
as required by the IDEA. The first prong of the test requires a determination of whether the
child can, with supplementary aids and services, successfully be educated within the regular
classroom; and the second prong is that, if placement outside of the regular classroom is
necessary, there must be a determination of whether the school has included the child with non-
exceptional children to the maximum extent possible. Id. All local education agencies are
required to make available a “continuum of alternative placements” to meet the educational and
related service needs of children with disabilities. 34 C.F.R. § 300.115(a); 22 Pa Code §
14.145(5).
The Parents’ Claims
The first issue is whether the District comp lied with the IDEA when it failed to issue a
NOREP following the February 2014 IEP meeting. The parties’ perspectives on what was
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agreed to, or not agreed to, at that meeting is in serious contention. The Parents contended, and
the father testified, that the IEP team agreed to a residential placement at the February 2014 IEP
meeting. (N.T. 102) The District, on the other hand, argued and presented testimony that the
team did nothing more than consider a residential placement at that time, and one of its witnesses
went so far as to testify that the February meeting was not an IEP meeting at all. (N.T. 150-52,
159, 160-63, 186, 198) It merits mention, however, that even if one were to conclude that the
IEP team members did reach a verbal consensus or “agreement” for a residential placement at
the February 2014 meeting, this hearing officer lacks the authority to enforce that agreement.7
Nevertheless, as explained at the hearing (N.T. 70-73), the issues of whether or not there was an
agreement and whether the District should have issued the NOREP in February are relevant to a
determination of whether any procedural or substantive violations of FAPE have occurred.
Though ultimately inconsequentia l, it is puzzling that the District described the February
meeting as something other than an IEP meeting, particularly when one considers who the
attendees were and what topics were discussed. In any event, the fact that the District did not
issue a NOREP following that meeting to propose a residential, or other, placement, lends
support to the position of the District that no such a decision had been made. Despite the
Parent’s contrary belief that a decision for residential programming had been determined at that
time for the fall of 2014, placement decisions must be made by the IEP team, including the
parent and agency representatives; where, as here, a number of members of that team have not
yet reached a conclusion on programming or placement, there has been no such decision.
Accordingly, this hearing officer cannot conclude that the failure to issue a NOREP following
the February 2014 meeting amounted to a denial of FAPE, either procedurally or substantively,
since the District was not then proposing or refusing to change the identification, evaluation, or
7 J.K. v. Council Rock School District, 833 F.Supp.2d 436, 448-49 (E.D. Pa. 2011).
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educational placement, or the provision of FAPE, to Student. 20 U.S.C. § 1415(b)(3); 34 C.F.R.
§ 300.503(a).
The next two issues will be addressed togeth er, which is the substantive determination of
what is the appropriate program and placement for Student the 2014-15 school year. The Parents
contend that Student requires a residential program because Student is not transferring skills
learned and performed at school into the home; has not mastered many basic skills; and, is
demonstrating behaviors they consider to be age-inappropriate and “bad habits.” (N.T. 95-97;
Findings of Fact (FF) 10, 11, 12, 14; Parents’ Closing) They also suggest that a residential
program is nothing more than a “sleepover in school.” (N.T. 110, 114-15) The District counters
that Student was making progress, particularly in the third trimester of the 2013-14 school year
and, thus, the day program was appropriate for Student. (FF 13, 27, 36; District’s Closing)
The federal regulations implementing the IDEA do provide for residential placement if it
“is necessary to provide special education and related services to a child with a disability.” 34
C.F.R. § 30.104. The question of whether a residential placement must be at public expense
requires an assessment of whether that full-time placement is “necessary for educational
purposes, or whether the residential placement is a response to medical, social or emotional
problems that are segregable from the learning process.” Mary Courtney T., supra, 575 F.3d at
243-44 (quoting Kruelle v. New Castle County School District, 642 F.2d 687, 693 (3d Cir.
1981)). In other words, if the medical, social, and emotional components of the residential
program are “part and parcel of a specially designed instruction to meet the unique needs of a
handicapped child,” the local education agency is responsible for that placement. Id. at 244
(quoting Kruelle at 694).
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On the one hand, the evidence establishes that Student has been making educational
progress in the day program at Private School, a conclusion with which the Parents agree. (FF
13, 27, 36) Although Student has not yet mastered many skills, Student’s progress must be
assessed according to Student’s unique strengths and needs. Student does not currently
demonstrate significant problematic behaviors or aggression, or engage in elopement posing a
safety concern, in the day program at Private School. (FF 33, 34, 35) Additionally, contrary to
the Parents’ assertion that having the child “sleep over” at the school is not a significant change
to the program itself, a 7-day residential placement is much more restrictive along the
educational placement continuum than a full-time day program. On the other hand,
generalization of learned skills outside of the school environment is very important for children,
and can be a major challenge for children on the autism spectrum. The Parents presented
compelling testimony that Student is not demonstrating several skills at home that Student is
performing well at Private School, and this concern of the Parents has been known to the District
since at least November 2013. (FF 10, 11, 12, 14) Moreover, Student, with complex special
education needs, is demonstrating difficulty with maintaining skills at school, even after short
weekend breaks, and Student’s performance can be inconsistent. (FF 32, 36) These factors
strongly suggest that Student’s functioning at school is not necessarily solid in that environment
such that generalization to other settings will follow, and perhaps signify that a more restrictive
educational environment may be necessary.
Certainly the IEP team needs to determine how to address Student’s educational needs,
including the generalization of skills to the home and other environments, especially important
self-help skills such as feeding Student’s self. There was little if any evidence of what
instructional approaches and interventions have been used to teach Student to generalize skills,
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and what others may be tried, at the current level of support at Private School. It is true that
some children have significant disabilities that require residential placements in order to be
appropriate. See, e.g., M.C. v. Central Regional School District, 81 F.3d 389, 394 (3d Cir.
1996). Based on the present record, however, the evidence is simply insufficient to establish
whether a residential placement is necessary for Student at this time. For the reasons discussed
below, though, the IEP team will need to convene to make an informed placement decision based
on all considerations, including the parties’ respective positions, about Student’s needs.
The final issue is whether the District comp lied with the procedural requirements of the
IDEA with respect to the June 26, 2014 meeting and NOREP. The simple answer to that
question is that it unmistakably did not, and for several reasons.
First, although this hearing officer has conc luded that a decision on residential placement
was not made at the February 2014 meeting, the NOREP of June 26, 2014 was not the result of a
meeting of a proper IEP team, and was not an IEP team decision. There is no suggestion that the
Parents agreed in writing to excuse any team members from that meeting, wherein a discussion
was held regarding Student’s placement for the fall of 2014. Indeed, the father’s testimony,
together with his action of crossing out the blocks for team members who were not present on
the June 26, 2014 NOREP, speaks volumes about whether anyone was excused. Of the two
people present at the June 26, 2014 meeting, there was no agreement, nor was there any
indication that input from anyone else was sought.
Second, the IEP revisions of June 26, 2014 we re similarly not the product of a team
discussion or decision. While the content of what is set forth in the new Specially Designed
Instruction from that date appears to be both relatively minor and accurate as to what happened,
a student’s IEP can be revised only in specifically prescribed circumstances which did not exist
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on June 26, 2014. It is, to this hearing officer, simply incongruous with the IDEA to suggest that
a meeting of a team in February 2014 was not an IEP meeting because the IEP itself was not
revised, and then to make actual revisions to that document in a meeting of less than the full
team four months later. Furthermore, the District’s failure to convene another meeting after the
February 2014 discussion, on the basis that the Parents did not request such a meeting (N.T. 158-
61), is simply unfathomable given the lack of certainty (from the District’s perspective) about
Student’s programming and placement for the fall of 2014.
Lastly, and most critically, the Parents we re not given any meaningful opportunity to
participate in the decision which prompted the June 26, 2014 NOREP. Although the District
characterized the decision in that NOREP as a temporary measure pending the completion of a
necessary reevaluation, the timing of that meeting and NOREP provided the Parents with no
ability to explore any options prior to the start of the 2014-15 school year.
8 Moreover, the
District’s request in early May 2014 for the Parents to complete the 4010 form that specified, in
no uncertain terms, a 7-day residential placement (FF 21), served only to reinforce the Parents’
belief that Student would be provided that level of support as of August 31, 2014. In sum, the
IEP revisions and NOREP of June 26, 2014 were procedural violations of the IDEA that
significantly impeded the Parents’ ability to participate meaningfully in programming for
Student for the start of the 2014-15 school year.
Having found those specific procedural violatio ns that operated as a denial of FAPE, the
next question is what remedy is due. Certainly the District must be ordered to convene a meeting
of a properly-constituted IEP team to make a placement decision for Student and to consider any
revisions to that IEP, including the addition of items of specially designed instruction. The
8 The parties participated in the statutory resolution period following the filing of the due process complaint, which
is consistent with the spirit of the IDEA despite the fact that they could not reach a resolution prior to the hearing.
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District will be ordered to remove the revisions to the Specially Designed Instruction and set
them forth in a separate document for inclusion in Student’s educational records as well as for
consideration by the IEP team when it next meets. Further, under the circumstances presented in
this case, this hearing officer is compelled to conclude that simply ordering a new IEP meeting
does not go far enough toward remedying the procedural violations and assisting the parties in
making an informed decision about Student’s placement for the immediate future. Student
presents with complex and significant special education needs that, at Student’s current age, have
become more pronounced since the start of the 2012-13 year and are of increased concern to the
family. Furthermore, the District has already requested permission to conduct a reevaluation to
acquire information necessary to make future programming determinations. Despite the Parents’
contention that no evaluation is necessary at this time, this hearing officer must concur with the
District, on the basis of the existing record, that a new evaluation of Student is essential so that
the team has a comprehensive understanding of Student’s current strengths and needs, before it
can consider where the special education and related services should be provided.
9
Accordingly, in an exercise of the hear ing officer’s broad discretion to fashion an
appropriate remedy under the IDEA,10 the District will be ordered to provide an independent
educational evaluation (IEE) of Student, which shall be comprehensive and include
recommendations for Student’s placement, for consideration of the IEP team upon its
completion. The law is clear that hearing officers have the authority to order an IEE at public
expense as part of a due process hearing, 34 C.F.R. § 300.502(d), and this hearing officer
concludes that this remedy of a publicly funded IEE will serve the crucial function of
“guarantee[ing] meaningful participation [of the Parents] throughout the development of the
9 It should be noted that the District did not seek to override the Parents’ lack of consent to the reevaluation in this
matter.
10 See, e.g., Forest Grove v. T.A., 557 U.S. 230, 240 n. 11 (2009).
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IEP” and placement decision, something that was denied between February and June 2014.
Phillip C. v. Jefferson County Board of Education, 701 F.3d 691, 698 (11th Cir. 2012); see also
Schaffer, supra, at 61 (noting that an IEE can afford parents “a realistic opportunity to access the
necessary evidence” and information relating to an appropriate program and placement for their
child).
This remedy is intended to serve as a means of providing unbiased expertise for the
parties to consider in making a determination of how to meet Student’s needs appropriately, as
well as begin the process of repairing the relationship between them. The Order will also permit
observations in the home environment, with the consent of the Parents, which is strongly
encouraged and recommended given the concerns with generalization of Student’s skills. While
the recommendations of the independent evaluator need not be accepted wholesale, of course,
this hearing officer finds that the most efficient path to present and future collaborative decision-
making by these parties will be appropriately served by consideration of an objective opinion.
After the IEP team has met to consider all available information, including the IEE and
input from the Parents, and to make programming and placement decisions together, the District
shall issue a new NOREP to which all of the statutory procedural safeguards will attach.
CONCLUSION
Based on the foregoing findings of fact and for all of the above reasons, this hearing
officer concludes that the District did not violate the IDEA in failing to issue a NOREP in
February 2014, that its IEP and NOREP of June 2014 did violate the procedural protections in
the IDEA, and that an IEE must be ordered to assist the IEP team in making programming and
placement decisions for Student going forward.
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ORDER
In accordance with the foregoing findings of fact and conclusions of law, it is hereby
ORDERED as follows.
1. Within seven days of the date of this Order, the District’s IEP revisions of June 26, 2014,
which added two items of Specially Designed Instruction, must be removed from
Student’s IEP. These items must, at the same time, be set forth in a separate document to
be made part of Student’s educational record for consideration by the IEP team at its next
meeting.
2. Within ten days of the date of this Order, the District shall provide to the Parents, in
writing, a list of not less than three qualified individuals to perform an Independent
Educational Evaluation of Student. The qualified individuals shall have experience in
making recommendations for educational programming for students with autism
spectrum disorder.
a. Within ten days of receipt of the District’s list of qualified individuals to perform
the Independent Educational Evaluation, the Parents shall notify the District, in
writing, of their selection. The Parents may utilize the ten-day period to contact
the proposed evaluators in order to gather information to make their decision.
b. If the Parents do not notify the District, in writing, of their selection within ten
days of receipt of the District’s list of qualified individuals, the District shall make
the selection from that same list.
c. The selected evaluator shall determine the scope of the evaluation including what
assessments and observations are necessary, including at Private School. With
the consent of the Parents, the evaluator’s observations may include those
conducted in the home.
d. The selected evaluator shall provide a written report of the Independent
Educational Evaluation within a reasonable time, not to exceed 60 days from the
date of engagement, unless otherwise agreed by the parties.
e. The Independent Educational Evaluation shall be at public expense.
3. Following completion and receipt of the Independent Educational Evaluation Report,
Student’s IEP team shall meet, with the participation of that evaluator, to consider the
Report and all other relevant information. The IEP team shall make a decision on
revisions to Student’s IEP and an appropriate placement. The attendance of the evaluator
at the IEP meeting shall also be at public expense.
4. Within seven days of the IEP meeting described in Paragraph 3, the District shall issue a
NOREP to the Parents, to which all procedural safeguards shall attach.
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5. Unless the parties otherwise agree, the involvement of the selected evaluator at public
expense shall end at the conclusion of the meeting set forth in Paragraph 3 of this Order.
6. Student shall remain in the day program at Private School pending the decisions made at
the IEP meeting set forth in this Order.
7. Nothing in this Order should be read to preclude the parties from mutually agreeing to
alter any of the directives set forth in this decision and Order.
It is FURTHER ORDERED that any claims not specifically addressed by this decision
and order are denied and dismissed.
Cathy A. Skidmore
_____________________________
Cathy A. Skidmore
HEARING OFFICER
Dated: September 15, 2014
