Owen J. Roberts School District | Case 21895-18-19 | 2019-10-14
Pennsylvania special education due-process decision
- Case number
- 21895-18-19
- Date
- 10/14/2019
- Parties / district (official listing)
- Owen J. Roberts School District
- Hearing officer
- Charles Jelley
- Issues (official listing)
- Evaluation Independent Educational Evaluation
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Page 1
This is a redacted version of the original decision. Select details have been removed
from the decision to preserve anonymity of the student. The redactions do not
affect the substance of the document.
Pennsylvania Special Education Hearing Officer
Final Decision and Order
HEARING
ODR File Number:
21895-18-19
Child’s Name:
C. C.
Date of Birth:
[redacted]
Parent:
[redacted]
Counsel for Parent
Daniel Cooper Esq.
Law Offices of Kenneth S. Cooper
45 E. City Avenue, #400
Bala Cynwyd, PA 19004
Local Education Agency:
Owen J. Roberts School District
901 Ridge Road
Pottstown, PA 19465
Counsel for the LEA
Sharon Montanye Esq.
Sweet, Stevens, Katz & Williams
PO Box 5069, 331 Butler Avenue
New Britain, PA 18901
Hearing Officer:
Charles Jelley Esq.
Date of Decision:
10/14/2019
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BACKGROUND AND PROCEDURAL HISTORY
The Student is a rising ninth grader who resides with the Parents in
the School District (District).1
1 The Parents’ claims arise under 20 U.S.C. §§ 1400-1482. The federal regulations
implementing the IDEA are codified in 34 C.F.R. §§ 300.1-300. 818. The applicable
Pennsylvania regulations, implementing the IDEA are set forth in 22 Pa. Code §§ 14.101-
14.163 (Chapter 14). The Decision Due Date was extended for a good cause, upon written
motion of the Parties. References to the record throughout this decision will be to the Parent
Exhibits (P-) followed by the exhibit number, School District Exhibits (S-) followed by the
exhibit number, and Hearing Officer Exhibits (HO-) followed by the exhibit number. Due to
scheduling conflicts at times witnesses were taken out of order. In distilling the record and
before reaching this Decision, due to the manner in which the Parents described the events
at issue, across multiple sessions, I found it necessary to review all of the Parents’
testimony spanning several sessions. Therefore, I will depart from my usual manner of
citation to the record, I will now use N.T. passim followed by the witnesses’ affiliation, i.e.
Parents or District, for all subsequent record citations.
In September 2017, the District completed an
evaluation of the Student’s then known unique circumstance. The Parents
disagreed with the results of the evaluation and also disagreed with the
District’s initial offer of a free appropriate public education (FAPE) as defined
in the Individuals with Disabilities Education Act (IDEA). In 2019 the Parents
requested an independent educational evaluation (IEE) at public expense
and the District refused to fund the IEE. In the interim between the Parents’
2017 disagreement over the evaluation and the offer of a FAPE, the Parents
filed two different Office of Civil Rights (OCR) complaints. The first OCR
complaint was resolved in May 2018, when OCR and the District entered into
an OCR Resolution Agreement. As of this date, the second OCR complaint is
still under investigation. The District’s due process Complaint, at issue here,
is related to the Parents’ due process complaint, also currently before this
hearing officer, at ODR FILE #21838-18-19 KE. Here the Parents contend
the District’s evaluation of the Student is insufficient, inappropriate and
otherwise inadequate. The District, on the other hand, maintains that it
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complied with all of the IDEA and Chapter 14 reevaluation requirements. For
all the reasons set forth below, after reviewing the testimonial and the non-
testimonial evidence, I now agree with the District’s assertions, the Parents’
request is denied, an appropriate Order in favor of the District fo
llows.2
2 After carefully considering the entire testimonial record, including the non-testimonial,
extrinsic evidence in the record, in its entirety, and after distilling the record and untangling
each Parties’ legal argument, I now find that I can draw inferences, make Findings of Fact
and Conclusions of Law. Consequently, mindful that this case is related to ODR FILE
#21838-18-19 KE. I do not reference portions of the record that are not relevant to the IEE
issue(s) in dispute.
ISSUE
1. Whether the District’s evaluation of Student was appropriate and
compliant with the requirements in the IDEA and Chapter 14?
2. If the District’s evaluation was not appropriate, should the District be
ordered to fund an IEE at Public Expense?
FINDINGS OF FACT
The Student’s Medical Condition and The District’s
Provision Of School Health Services
1. The Student has a platelet functioning disorder. The disorder is
usually manifested by [symptoms redacted]. The Student’s [medical
specialty] physician recommended and the District agreed, if [given
certain situations] normal first aid would be required (P-1, N.T.
passim, Parents).
2. In the event the Student should sustain a significant trauma or a
significant head trauma, the Student should be transported to the
hospital (P-1, N.T. passim, Parents).
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3. If [a particular symptom] persists for longer than 15-20 minutes,
despite [intervention], the Student’s [medical specialty] physician
recommended and the District agreed the school nurse would call
Children’s Hospital of Philadelphia (CHOPs) [specialty] team and call
first responders at 911 (P-1, N.T. passim, Parents).
4. The Student is currently receiving medical care for a condition related
to [redacted] disorder. Since the Student cannot always identify the
[physical condition] the Student should be reminded [redacted]. (P-
2). CHOP’s staff also recommended that the Student [redacted]. (N.T.
passim Parents).
5. The District and the Parents agree the [medical conditions] are
disabilities within the meaning of Section 504 of the Rehabilitation Act
and “other health impairments” within the meaning of the IDEA (N.T.
passim Parents and District).
6. On or about December 21, 2016, the District offered and the Parents
agreed to a Section 504 agreement (P-3). The Section 504 Agreement
listed 17 accommodations, including limited consultative occupational
therapy (OT) support (P-3, N.T. passim Parents and District).
7. Along with the Section 504 Agreement, the Parents and the District, in
the past, agreed to a one-page Individual Health Plan. The Health Plan
noted the Student’s medical conditions and includes suggested
responses, [redacted]. (P-4, P-5, N.T. passim, Mother).
8. [redacted]
The Student Early and Current Educational History
1. On May 8, 2016, and again on June 8, 2016, the Parents consented to a
limited multidisciplinary evaluation provided the District would administer
limited assessment protocols of working memory, processing speed,
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written expression, executive functioning and occupational therapy (S-33
p.131). The Parents expressed specific concerns that the Student’s
handwriting, written expression, executing functioning were not
consistent with the Student’s overall ability (S-33 p.137).
2. On June 13, 2016, the District issued prior written notice for an initial
evaluation and a request for consent (S-33 pp.133-133).
3. O n October 25, 2016, the District provided the Parents with an evaluation
report (ER) (S-33 p p.131-167).
4. Th e ER included Parental input. The ER noted the Student liked school,
had multiple medical concerns, [redacted] and was interested in math.
The observation of the Student, in a 5th-grade social studies class,
described the interactions with peers and adults was appropriate and
positive. Staff input noted the Student wanted to succeed, was well-liked
by peers, was quick to grasp math concepts, and was polite. The Algebra
teacher stated that while the Student performs [well], at the same time,
the Student displays a tendency to for get assignments and materials (S-
33 pp.131-1 67, N.T. passim Parents and District).
5. Pr evious normative based ability testing, from 2013, reported the Student
earned a full-scale intelligence quotient of 138, in the “Very Superior”
range. During the instant assessment using the Processing Speed Index
from the Wechsler Intelligence Scale for Children Fifth Edition (WISC-V),
the Student earned a standard score (SS) of 100 at the Average range
(S-33 p p.131- 167, N.T. passim District).
6. T he evaluation team looking back at achievement data, from 2013, on
the Woodcock-Johnston Test of Academic Achievement-III noted the
Student earned standard scores (SS) ranging from 112 on Math Fluency
in the “High Average” range, to a SS of 135 in Math Calculations Skills, at
the “Very Superior” range (S
-33 pp.131-167, N.T. passim District).
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7. In September 2016, on the Wechsler Individual Achievement Test-Third
Edition (WIAT-III), Written Expression subtest the Student earned SS
ranging from 122 on Sentence Combining at the “Superior” range to a SS
of 127, on Sentence Com position also at the “Superior” range (S-33
pp.131-167 , N.T. passim District).
8. The Student’s then-current Fontas and Pinnell reading scores indicated a
score of 96% accuracy, with a reading speed of 104 words per minute.
The Student’s everyday math unit assessment scores ranged from a high
of 98% to a low of 93% (S-33 p p.131-167, N.T. passim District).
9. T he Student’s Pennsylvania System of School Assessment (PSSA) scores,
on a Di strict -wide standardized test administered to public schools in
grades 3-8 , in Language Arts and Math scores were in the “Advanced”
levels (S-33 p p.131-167, N.T. passim District).
10. T o assess the Student ’s executive functioning skills, the Student’s mother
and teacher completed the Behavior Rating Inventory of Executive
Functioning (BRIEF). The BRIEF is a global measure of the n
eurologically-
based skills involving mental control and self-r egulation. The Student’s
Global Executive Composite score of 62 was within the expected range .
Likewise, t he Student’s Behavioral Regulation Index of 48 and
Metacognition Index scores of 68 were also in the expected normal limits.
The mother’s ratings revealed no current executive functioning co
ncerns.
All B RIEF scores were determined to be valid and no validity
considerations were noted (S-3 3, N.T. passim District).
11. T he OT assessment included the Evaluation Tool Of Children’s’
Handwriting (ETCH-Ma nuscript). The Student’s ETCH-Manuscript scores
revealed that for all types of writing t asks, the Student writes with an
average of 83% work legibility. Letter formation at times was a noted
concern. Clinical Observation during the ETCH-Ma
nuscript noted adequate
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hand coordination. On the Development Test of Visual Perception Second
Edition (D TVP -2), consisting of a battery of eight (8) measures of
different abilities, t he Student earned “Above Average” scores (S-33
pp.131-167 , N.T. passim District).
12. The Student’s Sensory needs were assessed using the Sensory Processing
Measure (SPM) – M ain Classroom Form with input from the music and
physical education teacher. The SPM measures suggest that overall, th e
Student uses sensory input to respond in functional ways in the school.
The SPM noted the Student always becomes distracted by visual stimuli
like pictures and other children. The SPM further no
ted mild to moderate
difficulties with motor planning, sequencing, and completion of multiple-
step tasks. The testing also noted the Student also demonstrates
decreased ideation, a nd/or the ability to construct an original ideal. The
OT noted the Student always shows po or organization of material in, or
around the Student’s desk (S-33 p p.131-167, N.T. passim District).
13. T he evaluation team , after reviewing the then existing data, concluded
that the Student was not otherwise eligible for IDEA services; but could,
however, be nefit from OT support through a Section 504 Agreement (S-
33 pp.131-16 7).
14. O n October 25, 2016, the District issued prior written notice indicating
the Student was not otherwise eligible for IDEA services. Although the
Parents acknowledged receipt of the Notice and disapproved the proposed
action, they did not file a due process complaint, a state department of
education complaint, or a complaint to the Office of Civil Rights (OCR) (S-
33 pp.168-1
70, N.T. passim District and Parents).
15. O n December 21, 2016, the District offered and the Parents accepted a
Section 504 Agreement with OT services (S-33 pp.173-175). While the
record is unclear, it appears that the Parties never reached any type of
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agreement on the essential elements of the individual health plan (N.T.
passim District and Parents).
16. O n February 27, 2017, the nurse emailed the mother about revisions to
the Student’s health plan (P-15, P-16). The then-current health plan
contained four individual topic sections, addressing the [protocols to
address f our medical conditions/concerns]. (P-16, N.T. passim Mother).
17. [ One protocol] notation also required that [redacted] , the nurse would
call the Parents (P-16 , N.T. passim Parents).
18. O n or about March 2, 2017, the Student received treatment from medical
staff at CHOPS for a concussion. The CHOPS letter to the school excused
the Student from attending school and makes general recommendations
about attendance, testing, workload reduction, note-taking, suggested
regularly scheduled breaks and limited the Student’s participation in
physical education (P-11 , N.T. passim Parents).
19. O n March 17, 2017, the Parents provided the District with a short CHOP’s
note indicating that the Student had a normal cognitive exam, had a
normal physical exam, experienced no physical symptoms after a full day
at school of cognitive exertion and had no concussions symptoms with
physical exertion (P-13
, , N.T. passim Parents).
20. O n April 13, 2017, the mother emailed the District as a follow -up to her
verbal request for an evaluation regarding a suspected “other health
impairment” (P-14). The mother expressed concerns about brain
fogginess, an emergency room visit and the loss of instructional time (P-
14, N
.T. passim Parents).
21. O n April 10, 2017, the Parents emailed the District expressing concern
about the Student’s safety and medical history. The Parents were
concerned that the substitute school nurse failed to follow the health plan
recommendations related to [a disorder] when the Student had a second
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concussion. Although the Student went on the scheduled field trip and
attended [sports] practice, on the day of the second concussion, by the
time the Student returned home, the Student was complaining about pain
and s
welling developed around one eye (P -20, N.T. passim Parents). As a
result of the concussion, the Student received medical treatment at
CHOPs (N.T. passim Parents).
22. Throughout the Spring 2017, the mother and the nurse reviewed and
were not able to come to an agreement about updates to the Student’s
health plan (P-2-, P-21,
P-22, N.T. passim Parents).
23. O n May 11, 2017, the District learned that the Parents accepted in part
and rejected in part the District’s offer to conduct a comprehensive
evaluation. Although the Parents checked the box indicating they wanted
a due process hearing, they did not follow through on the request (S-33
pp.188-189
, N.T. passim District and Parents).
24. O n or about May 19, 2017, as part of an inpatient hospitalization, after
suffering two concussions, the Student underwent a comprehensive
inpatient medical evaluation, including diagnostic imaging of the brain,
blood work, a medication review, and a global assessment of behavioral,
emotional and social functioning. As part of the workup, the medical staff
noted safety, emotional regulation, social, sensory, sleep and recurring
tantrums in the home related to calming down after school, denial,
refusals, or changes in routines were the primary concerns that caused
the hospitalization. The CHOP’s report further notes behavioral tantrums
can last over an hour and are typically triggered by demands related to
activities of daily living and/or hygiene. At times physical restraint is used
in the home to manage the Student’s emotional dysregulation. During the
hospitalization the Student acted out and was restrained when, during a
redirection to another activity, the mother took the Student’s iPad. The
inpatient behavioral observation noted the Student has difficulty
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sustaining interactions and conversations. The CHOP’s report notes the
Student was not able to describe, terms like “sad,” “happy,” or “mad.”
The examiner further notes the Student displayed a flat affect, had
decreased facial expressions, and when asked rhetorical questions, the
Student would respond with concrete inaccurate answers rather than ask
for additional information. All otherwise completed diagnostic imaging of
the brain was negative for an intracranial mass, midline shift or mass
effect. (P-23
, N.T. passim Parents).
25. As part of the inpatient diagnostic workup, the staff used the Child
Behavior Checklist (CBCL) and Teacher's Report Form (TRF) to gauge
social and behavioral functioning. The Parents’ CBCL ratings expressed
concerns related to being anxious, depressed, social problems and rule-
breaking related behaviors. The report seems to suggest the teacher’s
reporte d borderline concern for thought related problems (P-23, N.T.
passim Pa rents).
26. U sing comments based on [familial] history, and the Parents’ responses
to the Social Responsiveness Scale-2 School Age (SRS-2) along with the
direct observation by the examiner the CHOP’s staff concluded that the
Student met criteria for a Diagnostic and Statistical Manual of Mental
Disorders, 5th Edition (DSM-5
) diagnosis as a person with high
functioning autism spectrum disorder. Upon discharge, t he CHOPS staff
recommended community based behavioral supports like in-home applied
behavioral analysis support, behavioral therapy, therapeutic support staff,
and mobile therapy should be explored (P-28) .
27. O n May 20, 2017, the staff at CHOPs prepared a “To Whom It May
Concern” document stating the Student was medically diagnosed with
autism, placed on concussion precautions, which recommend that the
Student not participate in recess. The document further indicates that the
Student had not yet been evaluated by the Sports Medicine team and
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thus had not yet been cleared of all concussion precautions. The “To
Whom It May Concern” document then goes on to state that during the
hospitalization, after suffering two concussions, the Student did not
demonstrate headaches, dizziness, or other symptoms associated with a
severe concussion. The note then states, “in order to provide [redacted]
outlets for emotional stressors, [redacted] should be allowed to
participate in recess.” Then the note states that if at any time the
Student does complain of concussion-related symptoms, like headaches
or vision-related problems, the Student should rest. The statement then
indicates further testing would be completed at the Concussion Clinic (P-
24).
28. On or about May 21, 2017, the Director of the Trisomy 21 Program, after
reviewing the diagnostic workup and upon completing her own exam,
confirmed the findings in the Student’s chart related to the autism
diagnosis (P-25).
29. On or about May 24, 2017, during the school day, the Student suffered
another- third- concussion (P-26, P-27, and P-25).
30. On May 26, 2017, the staff at CHOPs prepared another “To Whom It May
Concern” note indicating the Student required one-on-one supervision
with an aide in all unsupervised, unstructured settings, by an adult, in
close proximity. Despite the third concussion, the Student was permitted
to attend school; however, the Student’s cognitive workload was
restricted to passive listening with little to no cognitive workload. With
less than two weeks remaining in the school year, the CHOPs staff
recommended that non-essential work be eliminated and only work
necessary to advance to the next year, be presented. The CHOP”s staff
note restricted the Student from gym class, recess and all field trips.
Computer time was restricted to 30-minute intervals, followed by a 5-
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minute break. The note also stated that the Student would need the
following supports upon return to school:
a. A hallway buddy to walk to all classes;
b. Pre-printed teacher notes instead of note-taking;
c. Books on tape to minimize reading;
d. If reading was required, staff should enlarge all print to 18 point
font;
e. Verbal testing should be provided for all tests to advance to next
grade; and,
f. T he Student should be permitted to take a ten minute break if
Student complains of fatigue and a ten minute break every two
hours (P-29 , N.T. passim Parents).
31. O n May 30, 2017, reacting to the Parents ' request for an evaluation, the
District issued prior written notice proposing to conduct a reevaluation.
The Parents agreed to the evaluation on the condition that the District
would not conduct cognitive or achievement testing as per CHOP’s
recommendation (S-33 p .181-183, N.T. passim District and Parents).
32. O n or about May 31, 2017, the teaching staff and the Parents meet to
discuss the Student’s transition to the Middle school (P-33).
33. O n June 2, 2017, CHOP staff prepared a note excusing the Student from
school and directing that “Neuropsychological testing is not appropriate
for a student who is being treated for a concussion.” The note went on to
repeat the academic work recommendations in the CHOP’s May 26, 2017,
“To Whom it May Concern” note (P-34 , N.T. passim Parents).
34. I n June 2017, the OT prepared a progress report addressing sensory and
organizational concerns. The progress report notes that the Student
continues to need visual and verbal organizational cues. The progress
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report further notes sensory issues have not yet been noted in the school
(P-36). Thereafter on June 7, 2017, the mother, in an email, stated that
she was “extremely offended” by the OT’s lack of communication and her
failure to “capture the entirety of the severity of the [redacted] needs”
(P-37).
35. The OT opined that based on data from the School Companion Sensory
Profile -2, for children ages 3 to 14 years and 11 months old, the Student
was eligible for OT for consultative OT services with the teaching staff for
15 minutes a month (S-33).
36. O n or about June 19, 2017, the staff at CHOPs prepared a treatment
protocol to address occurrences of “[medical emergency situation].” The
treatment protocol notes the Student is at a high risk of a severe
[redacted] r eaction, which requires treatment [redacted]. (P-39, N.T.
passim Pa rents).
37. On or about Ju ly 7, 2017, the District rejected the Parents' request for
homebound instruction during the summer months (P-41).
38. On August 3, 2017, the District, at the Parent’s request, completed the
RR. The RR contains upwards of six pages of Parental input describing the
Student’s then-current medical conditions (S-33 pp.195-201).
39. The ER summarized the Student’s progress and testing history from 2nd
grade through the present, including but not limited to the Section 504
Agreement, the then-current medical conditions based on the “To Whom
It May Concern” letters/notes, and the DSM-5 diagnosis of Autism. On
June 5, 2017, the District psychologist observed the Student in a general
education writing class (S-33).
40. The psychologist’s direct observation of the Student notes the Student
was on tasks and engaged in small group activities for the duration of
observation. Teacher input noted numerous strengths, a positive attitude,
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and stressed the Student was otherwise well behaved, well mannered,
po lite and cooperative in class (S- 33, N.T. passim District).
41. The RR included a detailed summary of the Student’s previous norm-
based ability and achievement scores, which ranged from the “Superior”
to “Very Superior r
ange (S-33, N.T. passim District).
42. Th e RR test summary noted WIAT and Woodcock-III achievement scores
along with scores from a 2015 Receptive Expressive Social
Communication Assessment-Elementary (RESCA-E Assessment 2015).
Standard scores of 100 are considered average. The Student’s WIAT and
Woodcock-III SS ranged from a low of 88 to a high of 110; for the most
part, taking into account the standard error of measurement, all of the
Student’s SS w
ere in the “Average” range (S-33, N.T. passim District).
43. T he ER included both teacher ’s and the mother’s ratings on the Social
Communication Inventory. Although the specific SS are not described, the
speech therapist opined that due to the Student’s in class social language
difficulties in functional situations, the Student then displayed subtle
social language deficits and behavioral concerns that rose to the level of
IDEA eligibility for speech and language supports. The speech therapist,
after reviewing the RESCA and the Social Communication scores,
recommended the Student receive expressive and receptive social
language s
upports (S-33, N.T. passim District).
44. Th e 2017 RR also included the results of the Autism Spectrum Rating
Scale (ASRS). The ASRS is a rating scale designed to measure behaviors
of children and youth ages 2 through 18, who display behaviors typically
associated with an autism spectrum disorder. The mother’s ASRS ratings
indicated 10 “Very Elevated” scores, two “Elevated” scores and one
“Slightly Elevated” score. The sixth-grade teachers reported 12 “Average”
scores and one “Slightly Elevated” score (S
-33, N.T. passim District).
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45. On the Conners-Third Edition, an assessment tool designed to assess
attention disorders, the teachers endorsed “Average” ratings on 18
subscales and one “Elevated” score for Peer Relations. The mother, on
the other hand, endorsed “Very Elevated” scores for
hyperactivity/impulsivity, executive functioning, defiance and peer
relations. The mother endorsed “Average” ratings for inattention and
learning problems (S-33 , N.T. passim District).
46. On the DSM-5, ADHD subtest scales, “Very Elevated” scores were
endorsed for ADHD, predominately inattentive and oppositional defiant
disorder. The mother’s DSM-5 scores suggest the Student can be moody,
emotional, restless, impulsive and inattentive at home (S -33, N.T. passim
District).
47. Th e 6th-grade teachers and the mother also completed the Behavior
Rating Inventory of Executive Functioning Second Edition (BRIEF-2). The
teachers’ endorsed ratings noted concerns with some aspects of executive
functioning. In particular, the teachers noted difficulty with the ability to
sustain working memory and keep materials organized. The teachers did
not endorse ratings indicating behavioral or problem-solving behaviors.
The mother’s ratings like the teachers’, did not appear to be overly
negative. The mother’s ratings noted impulse control concerns,
functioning in social situations, adjusting well to changes in the
environment and people, and staying organized as areas of concern (S-33
p.288, N.T. passim D
istrict).
48. T he teachers and the mother also completed a Behavior Assessment
System for Children Second Edition (BASC-2) scales checklist assessment
of adaptive and problem behaviors in the home and the school. A score
falling in the clinically significant range indicates a high level of
maladjustment. Scores in the at-risk range show behaviors not severe
enough to merit treatment. Validity Index ranges for the teachers’
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endorsement indicate acceptable ratings. The Parent’s “F-Scale” score, a
built-in measure to ensure the rater is not overly negative, was
somewhat elevated. The “F-Scale” indicated that the mother’s scores
occur in less than 5% of the children in the general population. While the
mother’s elevated “F-Scale” score did not invalidate the BASC-2 ratings,
as per the test makers’ protocol, it did become a factor in the
interpretation of the overall results (S -33, N.T. passim District and
Parents).
49. The ER included a summary of the Student’s then-current performance on
District-wide tests and classroom grades. The Student’s regular education
classroom grades indicated an overall strong, consistent high
performance across all quarters, prior to and after the concussions.
Likewise, the Student’s report card also noted the Student earned a 93%
in the fourth quarter, after the third concussion, in Accelerated Algebra 1
class, taught at the Middle school. When all of the math grades were
averaged for the year, the Student earned an overall final grade of 90 %,
in the Algebra 1 class, for the entire year (S-33).
50. After reviewing, interpreting and analyzing the then-existing norm-
referenced and classroom testing data and factoring in the validating
concerns and the CHOP’s “To Whom It May Concern” concussion letters
and the CHOP’s medical finding of autism, the ability testing, the OT
testing and the achievement testing the team narrowed the Student’s
IDEA diagnosis down to either a Social (Pragmatic) Language Disorder or
Autism. After comparing the DSM-5 Autism criteria with the IDEA autism
eligibility criteria and contrasting the Social (Pragmatic) Language
criteria, with the autism criteria, while noting a concern that the autism
diagnosis is usually made prior to age three, during the expected
developmental period, the team concluded that the Student’s need for
social pragmatic language instruction and social skills instruction favored
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a finding of IDEA eligibility as a person with autism. The team also
concluded the Student’s multiple medical conditions met the IDEA
eligibility criteria for an “other health impairment.” Finally, [redacted] (S-
33 pp. 228-247). Although the team agreed with the CHOP’s autism
finding, the mother disagreed with the team’s statements about the “F-
Scale,” the Social (Pragmatic) language disorder and the team’s IDEA-
DSM-5 analysis that formed the basis of the autism recommendation (S-
33 pp.246). The RR signature page notes the mother “disagreed” with the
RR team’s autism recommendation (N.T. passim District and Parents, S-
33).
51. O
n August 7, 2017, the mother emailed the director of special education
while acknowledging receipt of the IEP, noted her disagreement with the
OT assessment, the autism conclusion, the pragmatic language disorder
discussions and her disagreement with the inclusion of the “F-Scale” data
and the Parental input (P-46 , , N.T. passim Parents).
52. O n August 17, 2017, the staff at CHOP’s provided school health
recommendations about how to respond to the Student’s [medical
conditions] (P-47, P-48, N.T. passim District).
53. O n August 23, 2017, the staff at CHOP’s sent another updated “To Whom
It May Concern” letter describing the Student’s health conditions, autism
spectrum disorder, the three concussions and the escalation in Student’s
overall level of agitation and behavioral changes. The update notes the
Student’s concussion exam was normal, but with increased exposure to
both cognitive and physical demands, the Student can become agitated.
The report also notes that prior to the concussion, the Student had
changes in behavior, signs of overstimulation/sensory regulation and
sensory aversion. The CHOP’s examiner then states that “after the 3
concussions, these behaviors [overstimulation/sensory regulation and
sensory aversion] escalated, it is likely the concussions unmasked these
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underlying behaviors.” The report, like previous CHOP’s accounts, repeats
previous recommendations about generalized concussion awareness,
cautions the staff to be on the lookout for concussion-related
symptomology. The update then goes on to make a series of academic
recommendations like rest and academic supports, 18 point font
enlargement for all reading materials, minimal/no homework, reduced
academic expectations and extended time for completing testing (P-59 ,
N.T. p assim Parents).
54. On August 23, 2017, the District issued an invitation to participate in an
IEP conference (P-58).
55. On August 24, 2017, the parties exchanged email correspondences about
setting up a one-to-one meeting between the mother and the
psychologist to review the ER (P-50, P-51, P-52, P-53,). The one-on-one
meeting never occurred (N.T. passim District and Parents).
56. O
n August 25, 2017, a clinical psychologist at CHOPs sent a “To Whom It
May Concern” letter repeating the previous finding that the Student was
diagnosed with autism (P-59). The examiner recommended that any IEP
offered should encourage the development of social skills, social
interactions, and social communications. The examiner also suggested
the development of executive functioning skills and strategies to work
through situations when the Student had difficulty with rule-following and
transitions. Finally, the examiner recommended self-help and daily-living
skil l development (P- 59, N.T. passim Parents).
57. O n August 28, 2017, the District proposed and the Parents rejected
updates to the individual health plan (P-60).
58. On August 28, 2017, the mother sent an email to the special education
supervisor expressing her disagreement about a three-hour meeting on
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August 16, 2017, about the Student’s autism diagnosis, the OT supports,
and the “F-Scale” comments in the ER (P-61, N.T. passim Parents).3
3 It is clear to this hearing officer that the inclusion of the F-Scale data into the RR offended
the Parents and was a factor that divided the Parties. It is also clear to this hearing officer,
after listening to the Parents’ testimony, that the ratings were genuine observations of how
the Student’s medical conditions were affecting the Family.
59. On August 30, 2017
, the mother emailed the special education supervisor
commenting about a different meeting, which she described as
“exceptional” and “positive” approach to developing the Student’s Daily
Plan. The Daily Plan scheduled four different checks in times, during the
school day, the Student would meet with the nurse for daily checks,
including [redacted] (P-61).
60. On August 24, 2017, the parties exchanged email correspondences about
setting up a one-to-one meeting between the mother and the
psychologist to review her concerns about the ER (P-50, P-51, P-52, and
P-53). The Parties could not agree on a meeting date; therefore, the
meeting never occurred (N.T. passim Parents, S-33-S-34).
61. On September 7, 2017, the Parties participated in an IDEA based IEP
conference to review the ER and develop the Student’s specialized-
instruction (P-76). [The appropriateness of the IEP is at issue in the
companion action at CC ODR FILE #21838-18-19 KE. The record in that
action is not yet closed; therefore, I will not include any findings of fact,
discussion of the IEP and/or conclusions of law regarding the IEP here.
Findings of fact and conclusions of law about the IEP and/or Section 504
Agreement are found at CC ODR FILE #21838-18-19 KE].
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APPLICABLE LEGAL STANDARDS
The burden of proof is composed of two considerations, the burden of
going forward and the burden of persuasion. Of these, the essential
consideration is the burden of persuasion, which determines which of two
contending parties must bear the risk of failing to convince the finder of fact.
In Schaffer v. Weast, 546 U.S. 49 (2005), the court held that the burden of
persuasion is on the party that requests relief in an IDEA case. The other
consideration, the burden of going forward, simply determines which party
must present its evidence first, a matter that is within the discretion of the
tribunal or finder of the facts (which in this matter is the hearing officer). A
“preponderance” of evidence is a quantity or weight of evidence that is
greater than the quantity or weight of evidence produced by the opposing
party. See, Comm. v. Williams, 532 Pa. 265, 284-286 (1992).
W henever the evidence is preponderant (i.e., there is weightier
evidence) in favor of one party, that party will prevail, regardless of who has
the burden of persuasion. Id.
Credibility and Persuasiveness Of The Witnesses'
Testimony
During a due process hearing, the hearing officer is charged with the
responsibility of judging the credibility of witnesses, weighing evidence,
assessing the persuasiveness of the witnesses’ testimony and, accordingly,
rendering a decision incorporating findings of fact, discussion, and
conclusions of law. In the course of doing so, hearing officers have the
plenary responsibility to make express, qualitative determinations regarding
the relative credibility and persuasiveness of the witnesses.
4
4 Blount v. Lancaster-Lebanon Intermediate Unit, 2003 LEXIS 21639 at *28 (2003); A.S. v.
Office for Dispute Resolution, 88 A.3d 256, 266 (Pa. Commw. 2014) (it is within the
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province of the hearing officer to make credibility determinations and weigh the evidence in
order to make the required findings of fact); 22 Pa Code §14.162 (requiring findings of
fact).
Thus, all of the above findings are based on a careful and thoughtful
review of the transcripts, the non-testimonial evidence, a reading of all of
the exhibits and a direct observation of each witness; therefore, these
factual decisions are based upon a preponderance of the testimonial and
non-testimonial presented. While some of the material evidence is
circumstantial, this hearing officer can derive inferences of fact from the
witnesses’ testimony and the record as a whole is preponderant. On balance,
the hearing officer found all of the witnesses’ testimony represents their
complete recollection and understanding of the events. This hearing officer
further found all of the witnesses who testified to be credible. Each witness
testified to the best of his or her recollection from his or her perspective
about the actions taken or not taken by the team in evaluating, instructing
and designing the Student’s program. That said, I will, however, as
explained below when and if necessary, give more or less persuasive weight
to the testimony of certain witnesses when the witness either failed to or in
the alternative provided a clear, cogent and convincing explanation of how
he/she evaluated the Student’s eligibility, designed, observed the Student,
provided input into the evaluation, commented on the evaluation and/or
participated the preparation of the prior written notice, or the proposed
actions, inactions or refusals set forth in each NOREP.
For a
ll the reasons that follow, at times, I found the testimony of some
witnesses to be more cogent and persuasive than others. The Parents
elicited the testimony of an expert who opined after reviewing one exhibit,
the District’s 2017 reevaluation report, that the assessment and conclusions
therein were insufficient, inadequate and otherwise lacking. In support of her
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testimony, the expert stated that in her opinion, additional assessments
should have been administered to either rule in or rule out additional
disabilities. While the expert’s credentials and experience in public schools is
substantial, her failure to observe the Student in school, test the Student,
discuss the Student with the Parents, discuss the Student with the District or
the Student’s third-parity medical staff or review all of the then existing
school records, data, emails and documents otherwise available and known
to the evaluation team, at the time they made the decisions at issue here,
makes her opinions/testimony less persuasive, cogent and weighty when
compared and contrasted with the District’s staff testimony about the
Student. Therefore, when the record is viewed as a whole, I now conclude,
that I can derive facts and inferences of fact from the testimony needed to
make an impartial decision.
5
5 In particular, this hearing officer gave persuasive weight to the testimony of the certain
individuals who demonstrated the ability to cogently and clearly describe Student specific
facts across school years like:
1. The witness’s understanding of the Student’s educational, health, behavioral,
academic needs, present levels and the then current and available data profile/sets;
2. The witness’s understanding of the Student’s intertwined behavioral, attention, self-
regulation, health and social skills needs, circumstances and deficits;
3. The witness’s understanding of the Student’s then current behavioral, academic and
integrated health related circumstances all of which impact the Student’s then
current IDEA disabilities;
4. The Student’s behavior in the school, the home and the community;
5. The Student’s testing, assessment and behavioral health profile/data, and
6. Any individual Student specific circumstances discussed herein like the Student’s
responses to sensory, medical, behavioral school health and medical related
circumstances prior to the concussions and return to the District after each health
care visit.
The District’s Child Find Duty
School Districts have a "contin uing obligation...to identify and evaluate
all students who are reasonably suspected of having a disability under the
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statute." Ridley Sch. Dist. v. M.R., 680 F.3d 260, 271 (3d Cir. 2012) (citing
P.P. v. West Chester Area School District, 585 F.3d 727, 738 (3d Cir.
2009)); Taylor v. Altoona Area Sch. Dist., 737 F. Supp. 2d 474, 484 (W.D.
Pa. 2010); 20 U.S.C. § 1412(a)(3)(A); 34 C.F.R. § 300.111(a), (c). Even if
parents do not cooperate fully with a district’s efforts to identify a student,
districts still have a responsibility to identify students who are in need of
IDEA protections. Taylor, 737 F. Supp. at 484. The IDEA child find duty does
not demand that schools conduct a formal evaluation of every struggling
student. A school’s failure to identify a disability at the earliest possible
moment is not per se actionable. D.K. v. Abington Sch. Dist., 696 F.3d 233,
249 (3d Cir. 2012). However, once school districts have a “reasonable
suspicion” the student is otherwise IDEA eligible, the district is required to
fulfill their child find obligation within a “reasonable time.” Id. Failure to
conduct a sufficiently comprehensive evaluation is a procedural and
substantive violation of the district’s "child find" obligation. Substantive child
find violations can cause a denial of a FAPE. D.K., 696 F.3d at 250 (a poorly
designed and ineffective evaluation does not satisfy "child find" obligations);
H.D. v. Ke
nnett Consol. Sch. Dist., No. 18-3345, 2019 U.S. Dist. LEXIS
173481 (E.D. Pa. Oct. 4, 2019). The IDEA's child find provision requires
states to ensure that "
all children residing in the state who are disabled,
regardless of the severity of their disability, and who are in need of special
education and related services are identified, located and evaluated."
20
U.S.C. 1412(a)(3). This provision places upon school districts the "continuing
obligation…to identify and evaluate all students who are reasonably
suspected of having a disability under the statutes." P.P. ex rel. Michael P. v.
West Chester Area Sch. Dist., 585 F.3d 727, 738 (3d Cir. 2009); see also 20
U.S.C. § 1412(a)(3). The evaluation of children who are suspected to be
disabled must take place within a reasonable period of time after the school
is on notice of behavior that is likely to reflect a disability. Ridgewood Bd. of
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Educ. v. N.E., 172 F.3d 238, 250 (3d Cir. 1999). The failure of a school
district to timely evaluate a child who it should reasonably suspect of having
a disability constitutes a violation of the IDEA, and a denial of access to a
"free and appropriate public education" (FAPE). 20 U. S.C. § 1400. Pursuant
to Pennsylvania administrative code, a reevaluation of a student with
disabilities shall be completed and presented to the student's parents no
later than sixty days after the school district receives written parental
consent for evaluation. See, 22 Pa. Code § 14.124(b). Assuming the student
is determined IDEA eligible, an IEP must be implemented as soon as possible
but no later than ten days after it is developed. See 20 U.S.C. §
14.131(a)(6). These provisions demonstrate that the School District is
entitled to a reasonable period of time in which to complete the evaluation,
create and implement an IEP. Therefore, an evaluation, when offered and
completed, must be sufficiently comprehensive to assess all of the child’s
suspected disabilities. 20 U.S.C. §1414(b)(3)(B); 34 C.F.R. §300.304(c)(4),
(6). Simply stated, the child find trigger or starting point occurs when the
school district has a reasonable suspicion that the child may be eligible
under the IDEA. Once the child find duty is triggered, the district must
initiate a comprehensive evaluation of the child within a reasonable period of
time.
In Pennsylvania, LEAs are required to provide a report of an initial
evaluation or a reevaluation within sixty calendar days of receipt of consent
excluding summers. 22 Pa Code §§ 14.123(b), 14.124(b). Upon completion
of all appropriate assessments, “[a] group of qualified professionals and the
parent of the child determines whether the child is a child with a disability …
and the educational needs of the child.” 34 C.F.R. § 300.306(a)(1).
Altho
ugh “[
t]he eligibility group should work toward consensus,” under
§300.306, the public agency has the ultimate responsibility to determine
whether the child is a child with a disability. Parents and school personnel
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are encouraged to work together in making the eligibility determination.” 71
Fed. Reg. 156 at 46661 (August 14, 2006).
With respect to the second prong of IDEA eligibility, “special
education” means specially designed instruction, which is designed to meet
the child’s individual learning needs. 34 C.F.R. § 300.39(a). More
specifically, specially-designed instruction means adapting, as appropriate to
the needs of an eligible child under this part, the content, methodology, or
delivery of instruction (i) To address the unique needs of the child that result
from the child’s disability; and (ii) To ensure access of the child to the
general curriculum, so that the child can meet the educational standards
within the jurisdiction of the public agency that apply to all children. 34
C.F.R. § 300.39(b)(3).
Assuming a student is a person with a disability, the IDEA requires the
states to provide a FAPE to all children who qualify for special education
services. 20 U.S.C. §1412. The IDEA and state and federal regulations
obligate school district ˗˗ a.k.a. local educational agencies (LEAs) ˗˗ to locate,
identify and evaluate children with disabilities who need special education
and related services. 20 U.S.C. § 1412(a)(3); 34 C.F.R. § 300.111(a); see
also 22 Pa. Code §§ 14.121-14.125.
The statute itself sets forth two purposes of the required
evaluation/reevaluation:
1. Determine whether or not a child is a child with a disability as defined
in the law, and
2. “determine the educational needs of such child[.]” 20 U.S.C.
§1414(a)(1)(C)(i).
Th
e IDEA f urther defines a “child with a disability” as a child who has
been evaluated and identified with one of a number of specific classifications
and who,
“
by reason thereof, needs special education and related services.”
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20 U.S.C. § 1401; 34 C.F.R. § 300.8(a). In combination, these well-
established criteria have the effect of ensuring the evaluation either confirms
or rules out the student's potential disabilities, identifies the student’s
individual circumstances and examines whether the child is in need of
specially-designed instruction.
IDEA Eligibility Criteria and Assessment Process
The IDEA sets forth three broad criteria that the local educational
agency must meet when evaluating a child's eligibility for services under the
IDEA. First, evaluators must "
use a variety of assessment tools and
strategies" to determine "whether the child is a child with a disability.”
Second, the district "[may] not use any single measure or assessment as the
sole criterion" for determining either whether the child is a child with a
disability or the educational needs of the child. Id. § 1414(b)(2)(B). And
third, the district must "use technically sound instruments that may assess
the relative contribution of cognitive and behavioral factors, in addition to
physical or developmental factors." 20 U.S.C. § 1414(b)(2)(C).
The intertwined subparts of the IDEA regulations impose additional
criteria that school officials must meet when evaluating a child to determine
if the child has a disability. A child's initial evaluation or reevaluation consists
of two steps. First, the child's evaluators must "
review existing evaluation
data on the child," including any evaluations and information provided by the
child's parents, current assessments and classroom-based observations, and
observations by teachers and other service providers. 34 C.F.R. §
300.305(a)(1). Second, based on their review of that existing data, including
input from the child's parents, the evaluation team must
"identify what
additional data, if any, are needed" to assess whether the child has a
qualifying disability and, if so, "administer such assessments and other
evaluation measures as may be needed." Id. § 300.305(a)(2)(c).
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Under the first step of the analysis, the district is required to "[u]s e a
variety of assessment tools and strategies to gather relevant functional,
developmental, and academic information about the child, including
information provided by the parent." See id. § 300.304(b). All the
assessment methods, protocols and materials used must be "valid and
reliable" and "administered by trained and knowledgeable personnel." Id. §
300.304(c)(1).
Under the IDEA, a school district “sha
ll conduct a full and individual
initial evaluation…before the initial provision of special education and related
services to a child with a disability.” 20 U.S.C. § 1414(a)(1)(A). A full
individual initial evaluation (FIE) or reevaluation must consist of procedures
“to determine whether a child is a child with a disability [as defined by the
IDEA]” and “to determine the educational needs of such child.” 20 U.S.C. §
1414(a)(1)(C). IDEA eligibility is a two-pronged inquiry, first does the child
have a qualifying disability, and (2) whether, by reason of that disability,
that child needs specially-designed instruction. 20 U.S.C. §§ 1401(3),
§1414(d)(2)(A).6
6 The Chapter 14 evaluation/reevaluation criteria mirror the requirements of the IDEA. A
“qualifying disability” (first prong) is defined to include any one of 13 different IDEA
identified conditions. The applicable regulations elaborate that each condition must not only
be diagnosed, but also must “adversely affect a child’s educational performance.” 34 C.F.R.
§ 300.8(c).
In making its eligibility determination, the evaluation team must
“[d]r
aw upon information from a variety of sources, including aptitude and
achievement tests, parent input, and teacher recommendations, as well as
information about the child’s physical condition, social or cultural
background, and adaptive behavior.” 34 C.F.R. § 300.306(c)(1)(i). Thus,
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since it is a two-part test, merely having a disability does not automatically
mean that a child is IDEA eligible.
When “appropriate,” as part of the evaluation or a reevaluation, the
s
chool district is required to perform a “[r
]eview of existing evaluation data”
20 U.S.C. § 1414(c)(1). The review of the existing data must include all
existing “evaluations and information provided by the parents,” “current
classroom-based, local, or State assessments, and classroom-based
observations,” and “observations by teachers and related services
providers.” Id. “Upon completion of the administration of assessments and
other evaluation measures[,] the determination of whether the child is a
child with a disability…and the educational needs of the child shall be made
by a team of qualified professionals and the parent of the child.”
20 U.S.C. §
1414(b)(4).
A dditionally, the evaluation must be “s
ufficiently comprehensive to
identify all of the child’s special education and related service needs,
whether or not commonly linked to the disability category in which the child
has been classified,”
and utilize “[a]ssessment tools and strategies that
provide relevant information that directly assists persons in determining the
educational needs of the child[.]” 34 C.F.R. §§ 304(c)(6) and (c)(7); see
also 20 U.S.C. § 1414(b)(3).
Autism Is an IDEA Disability
The IDEA defines autism as " a developmental disability significantly
affecting verbal and nonverbal communication and social interaction,
generally evident before age 3 that adversely affects a child's educational
performance."
34 C.F.R. §300.8(c)(1)(i). Other characteristics of autism
include "engagement in repetitive activities and stereotyped movements,
resistance to environmental change or change in daily routines, and unusual
responses to sensory experiences." 34 C.F.R. §300.8(c)(1)(i).A student does
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not qualify as a child with autism if his or her educational performance is
adversely affected primarily because the child has an emotional disturbance.
34 C.F.R. §300.8(c)(1)(ii). At times IEP and evaluation teams are called
upon to make difficult judgments as to which circumstance, conditions and
diagnoses are IDEA disabilities.
7 Parents and districts oftentimes need to be
reminded that a medical diagnosis of autism will not in itself entitle a student
to receive special education and related services.8 To meet the IDEA's
definition of autism, the student's disability must have an adverse effect on
his/her educational performance.
9 When it comes to the speech and
language prongs, not every child who has difficulties with communication,
social interaction, or change will be eligible for IDEA services as a child with
autism.
Numerous hearing officers have upheld determinations that behaviors
such as throwing tantrums, refusing to listen to instructions, and speaking
frequently about a particular subject are not always indicative of a finding of
autism. See, e.g., Newark Unified Sch. Dist.,48 IDELR 171 (SEA CA 2007)
7 See, e.g., Joanna S. v. South Kingstown Pub. Sch. Dist., 69 IDELR 179 (D.R.I. 2017)
(upholding an IEP team's determination that the student's severe anxiety was his most
significant disability). At the same time, a district should consider the student's autism-
related needs when developing his IEP. See, e.g., D.L. v. St. Louis City Pub. Sch. Dist., 118
LRP 28132 (E.D. Mo. 07/02/18) (holding that a Missouri district denied FAPE to a fourth-
grader with an emotional disturbance when it developed an IEP that failed to address his
autism-related sensory needs).
8 A physician, or professional evaluator, may not simply prescribe special education; the
eligibility team must consider all of the relevant factors. A physician, of course, can supply
useful information concerning the nature of a student's disability to the eligibility team, but
Student cannot simply prescribe specially-designed instruction. Marshall Joint School District
No. 2 v. CD by Brian and Traci D., 616 F.3d 632, 54 IDELR 307 (7th Cir. 2010); District of
Columbia Public Schools, 111 L.R.P. 76506 (SEA D.C. 2011).
9 See, e.g., In re: Student with a Disability, 114 LRP 43641 (SEA IL 08/04/14); District of
Columbia Pub. Schs. 12 ECLPR 69 (SEA DC 2014); Victoria Indep. Sch. Dist., 10 ECLPR
12(SEA TX 2012); and In re: Student with a Disability, 58 IDELR 85 (SEA WV 2011).
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(finding that a 4-year-old boy who had tantrums, spoke in a loud voice, and
had some difficulties playing with other children was exhibiting behavior that
was typical of children his age); Los Altos Sch. Dist.,48 IDELR 25 (SEA CA
2007) (determining that a preschooler's behavior and social interaction were
fairly typical for a child his age); and In re: Student with a Disability,58
IDELR 85 (SEA WV 2011) (holding that although the student exhibited some
behavioral problems in school, those behaviors were not markedly different
from those of his peers).
A student does not qualify as a child with autism for purposes of the
IDEA simply because he/she exhibits some traits of autism outside of the
educational setting. See, e.g., Vista Unified School District, 10 ECLPR 70
(SEA CA 2013); Arlington Indep. Sch. Dist., 60 IDELR 267 (SEA TX 2012);
Pickerington Local Sch. Dist., 10 ECLPR 72(SEA OH 2012); La Mesa-Spring
Valley Sch. Dist., 109 LRP 54643 (SEA CA 08/20/09); and Clear Creek
Indep. Sch. Dist., 6 ECLPR 46 (SEA TX 2008).
Recognizing the difficult task that evaluation and IEP teams face,
teams should not ignore behaviors suggesting that a child has autism.
Districts have an affirmative duty to locate, identify, and evaluate children
suspected of having disabilities identified in the IDEA -- including autism. 34
C.F.R. §300.111(c)(1). If a district suspects a child has an autism spectrum
disorder and needs special education, it should seek consent for an
evaluation. The failure to evaluate the child properly and in a timely manner
may amount to a denial of FAPE.
10
10 See, e.g., Orange Unified Sch. Dist. v. C.K., 59 IDELR 74 (C.D. Cal. 2012) (A
preschooler's unresponsiveness and need for frequent prompting during a speech and
language assessment as well as reports that he was not toilet-tra ined, did not make eye
contact, and had a vocabulary of zero to three words should have prompte d a California
district to evaluate the child for autism).
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Other Health Impairments Are an IDEA Disability
Students with an OHI can be identified as IDEA eligible, provided that
they have limited strength, vitality, or alertness. Some students may have a
heightened alertness to environmental stimuli. In either case, the OHI must
adversely affect the child's educational performance. 34 C.F.R. §
300.8(c)(9), S ee, In re: Student with a Disability, 119 LRP 18518 (SEA MO
05/03/19) (finding that the student's behavior was typical of kindergartners
and did not impact his educational performance; hence the child was
ineligible under the IDEA).
Traumatic Brain Injury Is an IDEA Disability
A student with a brain injury may qualify for special education services
under the disability category traumatic brain injury (TBI). The IDEA outlines
the conditions that fall within this classification, formally defining TBI as “a
n
acquired injury to the brain caused by an external physical force, resulting in
total or partial functional disability or psychosocial impairment, or both, that
adversely affects a child’s educational performance.”
The definition continues
to specify, “
Traumatic brain injury applies to open or closed head injuries
resulting in impairments in one or more areas, such as cognition; language;
memory; attention; reasoning; abstract thinking; judgment; problem-
solving; sensory, perceptual, and motor abilities; psycho-social behavior;
physical functions; information processing; and speech. The term does not
apply to brain injuries that are congenital or degenerative, or to brain
injuries induced by birth trauma.”
At times the above traits can lead to some
unique educational challenges, such as; difficulty taking tests and exams,
problems with following complex directions, or difficulty learning new skills.
34 C.F.R. §300.308(c).
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Independent Educational Evaluations
An IEE is defined as an evaluation conducted by a qualified examiner
who is not employed by the public agency responsible for the education of
the student in question. A parent may request an IEE at public expense if
the parent disagrees with the evaluation completed by the district. In the
alternative, parents are free, at any time, to obtain an IEE at the parent’s
own expense. If the parent requests an IEE at public expense, the district,
without unnecessary delay, shall either provide the IEE at public expense or
file a due process complaint and prove that the district’s evaluation was
appropriate. Regardless if the IEE is publically or privately funded, the
results of an IEE must be considered by the district, in any decision
regarding that student’s FAPE. Districts are permitted to establish policies
and procedures for requesting and funding IEEs. District policies for IEEs, at
public expense, must provide polices that described the criteria under which
the IEE evaluation is obtained, including the location of the evaluation and
the qualifications of the examiner.
11 A district’s local IEE criteria may:
1. Limit the parents to a comprehensive list of local or statewide
evaluators,
2. Require IEE evaluators to follow the criteria established by the
producer /maker of the evaluation instrument(s),
3. Impose a mileage/travel limits on the IEE, and
4. Require the IEE examiner to hold a particular license when the district
requires the same for its personnel who conduct corresponding
evaluations. 34 C.F.R. § 300.502 et seq.
11 34 C.F.R. § 300.502 et seq.; Letter to Wessels, 16 EHLR 735 (OSEP 1989), Letter to
Smith, 16 EHLR 1080 (OSERS 1990); Letter to Bartlett, 16 EHLR 292 (OSERS 1989).
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With these firm black letter principles in mind, I will now turn to an
analysis of the facts, circumstances and applicable law.
ANALYSIS AND CONCLUSIONS OF LAW
The Claims, Contentions and Assertions
Although the Parents disagreed with the 2017 RR, at the time it was
offered, they waited until 2019 to request the IEE at public expense.
Therefore, any new developments in the Student’s medical condition or
present levels that occurred after the District offered the Student a FAPE in
2017 will not relate back to the time of the 2017 fact-based eligibility
“snapshot” about the appropriateness of the evaluation.12
The Parents presented a series of discrete contentions that the
evaluation team’s recommendation that the Student is a person with autism
is fundamentally flawed. In particular, they now assert because the
examiner failed to use a variety of preferred or additional autism-related
additional tests and/or failed to interview the father, the RR at issue is
insufficient. Next, they assert the District erred when it relied upon a
“si
ngle
measure or assessment as the sole criterion" in determining whether the
child is a child with autism. Finally, they assert the alleged errors prevented
12 This hearing officer must center every step of the analysis on the facts known at the time
rather than what is known now. Although I ma y consider later-acquired evidence, such
evidence "should be used . . . only in assessing the reasonableness of the district's initial
decisio ns regarding a particul ar IEP or the provision of special education services at all."
Susan N. v. Wilson Sch. Dist. , 70 F.3d 751, 762 (3d Cir. 1995). Critically, and for good
reason, in analyzing whether a particular student was denied h is or her right to a FAPE, the
inquiry is not one grounded in hindsight and retrospect but instead in review of the school
district's decisions at the time they were made; indeed, the Third Circuit has expressly
proscribed "Monday Morning Quarterbacking" in IDEA cases. S
ee Fuhrmann v. East Hanover
Bd. of Educ., 99 3 F.2d 1031, 1040 (3d Cir. 1991) ("[T]he measure and adequacy of an IEP
can only be determined as of the time it is offered to the student, and not at some later
date.").
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the team from understanding the Student’s IDEA based disabilities and/or
educational needs. 20 U.S.C. § 1414(b)(2)(B). For all of the following
reasons, based upon a preponderance of the evidence, each of the Parents’
contention as it relates to the identification of the Student as a person with
autism is rejected.
The District’s Autism Assessment Was Appropriate
It is important to recognize that parental disagreement with the
conclusions of an LEA’s evaluation does not, in and of itself, establish that
the evaluation is inappropriate. A special education evaluation doesn't have
to be perfect to be "appropriate" under the IDEA for purposes of a request
for an IEE. As long as the district uses qualified evaluators, who a
dminister
technically sound instruments and assess all areas of suspected disability, in
a reasonable time, a distr
ict will otherwise meet its IDEA duty.13
Furthermore, a parent's disagreement with an evaluator's findings or his/her
belief that the evaluator could have done more does not, in and of itself,
generally clear the way for the parent to receive a publicly-funded I
DEA IEE.
Recently in A. H. v. Colo nial Sch. Dist., No. 18-2698, 2019 U.S. App. LEXIS
20489 (3d Cir. July 10, 2019, unpublished) the pane l concluded that a
district does not have to conduct every test available when evaluating a
student for special education and related services.
13 See, e.g., B.G. v. Board of Educ. of the City of Chicago, 72 IDELR 231 (7th Cir. 2018)
(Neither a school psychologist's failure to explain certain scores on one assessment nor her
failure to co nsider the results of a behavioral rating scale invalidated an Illinois district's
reevaluation of a bilingual seventh-gra der with a specific learning disability and emotional
disturbance.); and E.P. v. Howard County Pub. Sch. Sys., 7 2 IDELR 114 (4th Cir. 2018,
unpublished) ( Neither a Maryland district's failure to administer certain subtests when
evaluating a 12-ye ar-old boy with ADHD nor its use of a "pattern of strengths and
weaknesses" model when testing the student for SLD entitled the parents to an IEE at public
expense).
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In A.H. the co urt held the “focus was not, nor should it have been, on
whether the “Eval uation Summary Report” explored all facets of Student's
disabilities"; rat her the proper focus was on whether the district's evaluation,
absent the preferred testing, assessed an d identified the student's special
education needs and cir cumstances. Simply stated, the naked contention by
a private evaluator that they would have done more will not generally open
the door for the parent to receive a publicly-funde d IEE under the IDEA.14 In
this
instance, the selection of a variety of otherwise valid assessment tools
was limited by multiple undisputed central factual circumstances.
First, the Parents, on multiple occasions, during the 2016-2017 and
the 2017-2018 sch ool years, refused to consent to a comprehensive
evaluation of the Student in all areas of suspected disability. Second,
beginning in 2017 and continuing to the present the Parents have withheld
consent to release of Student’s third party medical and behavioral health
providers’ diagnostic conclusions, recommendations and impressions. Third,
beginning in 2017 and continuing to the present, the Parents refused to
allow the third-party
medical and behavioral providers to talk to the District
staff about the Student’s medical and/or behavioral health. Fourth, as a
consequence of the Student’s concussions and behavioral dysregulation, the
Student’s treating physicians, in 2017, limited all forms of cognitive testing,
cognitive and/or physical exertion. Therefore, in light of these uncommon
circumstances, it is ax
iomatic that the ER team had limited choices in
selecting or administering a wide variet y of assessment options.
14 See also Fulton County Sch. Dist., 9 GASLD 9, 115 LRP 51672 (SEA GA 2015) (Although
the father expressed that the district evaluator could have done more during her evaluation
of the middle schooler with articulation issues, the ALJ concluded that the district's
evaluation complied with the IDEA.)
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Faced with these quirky externally and internally imposed limitations,
the District did, however, manage to complete a comprehensive review of
the then existing data and analysis of the Student in all areas of suspected
disability, educational needs, circumstances and intellectual ability.
First, all of the test instruments, administered and referenced in the
ER, we
re technically sound and otherwise valid for their intended use.
Second,
the ER contained an in-depth hi storical summary of the variety of
ability and achievement test data [WISC, WIAT and Woodcock], all of which
confirmed the Student’s superior achievement/performance. While the most
recent data, due to the above consent issues, is limited in scope, the data,
when compared to previous data, was us eful in determining the Student’s
eligibility and educati onal needs. Second, all of the ability and achievement
testing was completed by properly credentialed and traine d staff and
administered according to the test makers’ instructions. Third, the OT over
time administered several different sensory assessmen t tools [SPM and
School Companion Sensory Profile -2]. The OT data detected subtle changes
in the Student’s level of sensory sensitivity and at the same time confirmed
organizational concerns. Fourth, to measure the Student’s executive
functioning skill se
t, [pre and post-concussion] the evaluation team,
administered the BRIEF. While, the teachers and the mother’s 2016 pre-
concussion and 2017 post-conc ussion BRIEF data identified slight changes in
executive functioning, the entire data set, across the thr ee BRIEF
assessment domains, did not indicate the Student’s executive functioning
was otherwise adversely affected. Fifth, contrary to the Parents’ assertions,
the team relied upon a variety of assessments and circumstances in reaching
the autism diagnosi
s. The convergence of data from the ASRS and SRS when
combined with the BASC, the Conners, the DSM-5 ADHD su btest scales, the
CHOP’s CBCL, the speech therapist’s RESCA speech data, the OT testing, the
OT progress monitoring data, the SPM, the School Companion Sensory
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Profile -2, the DSM-5 Autism criteria, the Social (Pragmatic) Language data
and the Parental input in many of the assessment rating scales created a
variety of sources to reach final eligibility decision. Granted, while the
mother and the father’s SRS ratings differ, the overall data profile, supports
the autism diagnosis. Simply stated a variety of sources filled in the blanks
between the mother’s and the father’s SRS ratings.
15 Sixth, while the
Parent
s now contend that the District improperly designated the mother’s
statements in an email to the principal as the Parents’ input into the RR the
record does not fully support this positi on. The record is however
preponderant that the District offered and the Parents passed on the
opportunity to either amend, substitute, or c
larify their input. Seventh, the
Parents’ contention that the District’s failure to interview the father
invalidates the RR data set is equally misplaced. Neither the IDEA nor
Chapter 14 requires the District to interview both Parents. When the
testimonial and non-testimo
nial evidence is viewed as a whole, the record is
preponderant the District used a variety of instrum ents to assess the
Student’s eligibility as a person with autism. Hence under these
circumstances, the Parent’s request for an IEE and associated contentions
are rejected. This co
nclusion does not end the analysis of the Parents’ claims
and the District’s du ties.
The Parents’ Traumatic Brain Injury Claim
The Parents next challenge the omission of any norm-referenced
testing data targeting the Student’s alleged TBI disability. In support of the
Student’s TBI eligibility, the Parents point to a history of three concussions,
along with the changes in behavior at home and when arriving at school as
15 The TBI evaluation contentions here arise under the IDEA and Chapter 14.
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obvious indicators of a TBI.16 When the testimonial and non-testimonial
evidence are reviewed as an integrated whole, the record is preponderant
that the Parents’ TBI child find claims are misplaced.
On or about March 2, 2017, after receiving treatment for a concussion
from CHOPS, the CHOP’s staff sent a note to the school excusing the
Student from regular attendance. The CHOP’s note made general
recommendations about attendance, testing considerations, workload
reduction strategies, note-taking, suggested regularly scheduled breaks and
limited the Student’s participation in physical education. The March 2, 2017,
note did not diagnose the Student with a TBI or identify any of the common
characteristics of a person with an IDEA TBI disability. On March 17, 2017,
CHOP’s staff sent a second communication to the school stating the Student
had a normal cognitive and physical exam. In fact, on March 17, 2019, the
CHOP’s staff stated, in a letter, the Student showed no signs of concussion-
related physical symptoms, like memory issues, after a full day of cognitive
and physical exertion.
Then on May 1
9, 2017, after undergoing a comprehensive inpatient
medical evaluation, the CHOP’s staff sent a third letter, including diagnostic
imaging of the brain, blood work, a medication review, and a global
assessment of behavioral, emotional and social functioning. The May 19,
2017, letter reported a positive sign that the diagnostic imaging of the
Student’s brain was negative for an intracranial mass, midline shift, or mass
effect. In short, the Student at that time did not have a closed head injury or
evidence of a brain bleed. On May 20, 2017, the staff at CHOPs reported
that the Student was medically diagnosed as a person with autism; it is no
16 See, D.K. v. Abington Sch. Dist., 696 F.3d 233, 249 (3d Cir. 2012). In D.K. the panel held
once the district has a “reasonable suspicion” a student may be disabled, they then have
reasona
ble period of time in which to complete the evaluation.
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curious coincidence that the report makes no mention of a TBI. Instead, the
CHOP’s letter recommended that the Student continue to receive previously
identified concussion precautions and restricted the Student’s recess time.
The May 20, 2019, CHOP’s note goes on to state that during the
hospitalization, after suffering multiple concussions, the Student did not
demonstrate any of the telltale signs of a TBI or concussion-like headaches,
dizziness or other symptoms.
When the Student returned to school, following the CHOP’s
hos
pitalization, although the autism-like ta ntrums and agitation continued at
home and during a drop off at school, the Student did not complain, and the
rec
ord does not support a finding that the Student displayed any of the
hallmark signs of a person with a TBI, like mental fogginess, or memory
issues in school. Inste ad, the instant dispute resembles the fact pattern in
Warrior Run Sch. Dist., 64 IDEL R 260 (SEA PA 2014), aff'd, 66 IDELR 254
(M.D. Pa. 2015). In Warrior Run, the di strict court upheld the hearing
officer’s deter mination that a high school student, receiving good grades
after experiencing two consecutive concussions did not qualify as a person
with a TBI.
Assuming ar guendo, the Student was diagnosed with a TBI, the record
here is preponderant, that des pite the presumed TBI disability, the Student
did not show any signs that a TBI or a concussion adversely affected t he
Student’s academic performance. The Student passed all classes, was
promoted to the next grade and earned superior grades in all regular
education classes, incl uding accelerated math at the middle school.17
17 Generally, when students' academics do not decline, as is the case here that consistency
is usually fou nd to signal that their disability does not adversely affect their educational
performance, includin g their ability to access their education. See, e.g., Mr. N.C. v. Bedford
Cent. Sch. Dist ., 300 F. App'x 11, 13 (2d Cir. 2008) (finding that, even assuming the
student was emot ionally disturbed, that his disability still did not affect his educational
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Accordingly, when all of the then-existing medical documentation from
CHOPs is reviewed, in conjunction with the RR data the record is
preponderant the then existing data does not create a reasonable suspicion
establishing that an “open or closed head injuries resulting in impairments in
one or more areas, such as cognition; language; memory; attention;
reasoning; abstract thinking; judgment; problem-solving; sensory,
perceptual, and motor abilities; psycho-social behavior; physical functions;
information processing; and speech” otherw ise existed. See 34 CFR §300.8
(c). H.D. v. Kennett Con sol. Sch. Dist., No. 18-3345, 2019 U.S. Dist. LEXIS
173481 (E.D. Pa. Oct. 4, 2019). Therefore, in light of the autism diagnosis, I
now find the fact ual record does not support a finding that the District had a
“reasonable suspicion,” in September 2017, to believe the Student was a
person with a TBI.
SUMMARY
The testimonial and non-testimonial record clearly supports a finding
that the District, under these circumstances, compl eted a comprehensive
assessment of the Student in all areas of suspected disability. The record is
also preponderant that the decision to identify the Student as a person with
autism was made after collecting data from a variety of otherwise valid
assessment tools. Likewise, based upon a review of the existing data and
performance because his GPA only declined by nine points during the relevant time period);
Lincoln-Sudbury Re g'l Sch. Dist. v. W., No. 16-10724, 2018 U.S. Dist. LEXIS 11920, 2018
WL 563147, at *2 0 (D. Mass. Jan. 25, 2018) ("[B]ecause Wallis's grades declined only
slightly between her fre shman and sophomore years and remained average or above-
average, her fa ilure to achieve even higher grades does not establish the existence of a
disability."); A.J . v. Bd. of Educ., 679 F. Supp. 2d 299, 311 (E.D.N.Y. 2010) (concluding that
a student's As perger's syndrome did not adversely affect his educational performance
because he was " performing at average to above average levels in the classroom and was
progressing aca demically").
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circumstances, the Parents' request to identify the Student as a person with
a TBI is denied.18 Simply stated, the District did not know, and need not
have known, that the Student was otherwise suspected of having a TBI or in
need of speciall y-designed instruction. The failure to consent to a
comprehensive evaluation is unnecessarily delaying the IDEA FAPE proce ss.
Accordingly, I now find that the District, based upon the then-existing data,
completed a comprehensive and appropriate evaluation of the Student in all
areas of suspected disability. An appropriate Order in favor of the District
follows.
ORDER
And now, this 14th of October 2019, it is hereby ORDERED as
follows:
I now find in favor of the District and against the Parents on all IDEA
IEE claims.
All other claims for violations of the IDEA and requests for appropriate
relief, including any other affirmative defenses are dismissed with prejudice.
Date: October 14, 2019
18 Because the right to an IEE at public expense is conditioned on a parent's disagreement
with an evaluation conducted by the district, at time s parents may forfeit their right to an
IEE by failing to give consent for a district assessment. A parent's imposition of restrictions
on a district evaluation may be viewed as a denial of consent. See G .J. v. Muscogee County
Sch. Dist., 58 IDE LR 61 (11th Cir. 2012). See also Department of Educ., State of Hawaii, 63
IDELR 209 (SEA HI 2013) (A parent's refusal to authorize a district's evaluation erases her
entitlement to a p ublicly funded IEE, as the district's evaluation is predicate to the parental
right to an IEE at public expense).
s/ Charles W. Jelley, Esq. LL.M.
ODR FILE #21895-18-19
