Owen J. Roberts School District | Case 25443-21-22 | 2022-01-14
Pennsylvania special education due-process decision
- Case number
- 25443-21-22
- Date
- 01/14/2022
- Parties / district (official listing)
- Owen J. Roberts School District
- Hearing officer
- Cathy Skidmore
- Issues (official listing)
- Interstate Transfer IEP Procedural Violation Tuition Reimbursement
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This is a redacted version of the original decision. Select details have been
removed from the decision to preserve anonymity of the student. The redactions
do not affect the substance of the document.
Pennsylvania Special Education Hearing Officer
Final Decision and Order
Closed Hearing
ODR File Number:
25443-21-22
Child’s Name:
J.A.
Date of Birth:
[redacted]
Parents:
[redacted]
Counsel for Parents:
Nicole Reimann, Esquire
7 Bala Avenue, Suite 202
Bala Cynwyd, PA 19004
Local Education Agency:
Owen J. Roberts School District
901 Ridge Road
Pottstown, PA 19465
Counsel for LEA:
Jason D. Fortenberry, Esquire
331 East Butler Avenue
New Britain, PA 18901
Hearing Officer:
Cathy A. Skidmore, Esquire
Date of Decision:
01/14/2022
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INTRODUCTION AND PROCEDURAL HISTORY
The student, J.A. (Student),1 is a late preteenaged student who
resides in the Owens J. Roberts School District (District). Student has
previously been identified as eligible for special education pursuant to the
Individuals with Disabilities Education Act (IDEA)2 and has a disability
entitling Student to protections under Section 504 of the Rehabilitation Act
of 1973.
3
Student and the family moved to Pennsylvania from another state and
into the District during the summer of 2021. Following Student’s enrollment,
the District convened a meeting to propose comparable services for the fall.
The Parents did not agree with its recommendation, and enrolled Student in
a private school. They then filed a Due Process Complaint demanding
reimbursement for tuition and related expenses by the District under the
IDEA and Section 504, and the case proceeded to an efficient due process
hearing.
4
The Parents sought to establish that the District’s proposed program
would not provide Student with a free, appropriate public education (FAPE)
and that the relief sought was warranted. The District maintained that it
1 In the interest of confidentiality and privacy, Student’s name, gender, and other
potentially identifiable information are not used in the body of this decision. All personally
identifiable information, including details appearing on the cover page of this decision, will
be redacted prior to its posting on the website of the Office for Dispute Resolution in
compliance with its obligation to make special education hearing officer decisions available
to the public pursuant to 20 U.S.C. § 1415(h)(4)(A) and 34 C.F.R. § 300.513(d)(2).
2 20 U.S.C. §§ 1400-1482. The federal regulations implementing the IDEA are codified in
34 C.F.R. §§ 300.1 – 300. 818. The applicable Pennsylvania regulations are set forth in 22
Pa. Code §§ 14.101 – 14.163 (Chapter 14).
3 29 U.S.C. § 794. The federal re gulations implementing Section 504 are set forth in 34
C.F.R. §§ 104.1 – 104.61. The applicable Pennsylvania regulations are set forth in 22 Pa.
Code §§ 15.1 – 15.11 (Chapter 15).
4 References to the record throughout this decision will be to the Notes of Testimony (N.T.),
Parent Exhibits (P-) followed by the exhibit number, and Joint Exhibits (J-) followed by the
exhibit number. Citations to duplicative exhibits may not be to all.
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fully complied with its IDEA obligations in recommending its proposed
program, and that no remedy was due.
Following review of the record and for all of the reasons set forth
below, the claims of the Parents must be granted for the 2021-22 school
year.
ISSUES
1. Whether the District complied with its obligations
to Student both procedurally and substantively in
its proposed program for the start of the 2021-22
school year; and
2. If the District did not comply with its obligations,
are the Parents entitled to reimbursement for
tuition and related expenses for the Private
School?
FINDINGS OF FACT
1. Student is a late preteenaged resident of the District, and attends a
private school (Private School) for the 2021-22 school year. (N.T. 28.)
Educational History
2. Student and Student’s family resided in a different state prior to the
summer of 2021. Student attended a private school in a program of
full time special education in that state beginning in kindergarten.
(N.T. 317, 334-35; J-1 at 1-2.)
3. A private neuropsychological evaluation was conducted of Student in
the summer of 2020 in the other state. (J-1.)
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4. Cognitive assessment for the summer 2020 neuropsychological
evaluation revealed a high average range full scale IQ score, with
some variability among Index scores. Student’s performance in the
areas of Fluid Reasoning and Processing Speed were relative
strengths, with average range Verbal Comprehension skills; whereas
performance in the areas of Visual Spatial and Working Memory skills
could not be adequately assessed. The neuropsychologist determined
that Student’s visual and auditory working memory skills were in the
average range. (J-1 at 3, 12-13.)
5. Assessment of academic achievement for the summer 2020
neuropsychological evaluation yielded variable scores across the range
of reading skills, average range mathematics scores, and well below
average range scores on writing tasks. (J-1 at 5-7, 13.)
6. Social/emotional/behavioral functioning for the summer 2020
neuropsychological evaluation reflected no concerns by the Parents;
but Student concerns included self-esteem, anxiety, and social skills.
The neuropsychologist also noted Student’s difficulty with maintaining
attention to task and focus as well as distractibility. (J-1.)
7. The neuropsychologist noted Student’s diagnosis of Attention-
Deficit/Hyperactivity Disorder (ADHD) as well as fine motor skill
dysfunction. That professional made a number of educational
recommendations for Student, including a small, structured full-time
special education program, accommodations in the school
environment, counseling, and assistive technology. (J-1.)
8. An Individualized Education Program (IEP) from the other state dated
February 22, 2021 summarized Student’s present levels of academic
achievement and functional performance, and set forth Student’s
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learning characteristics that included difficulty with focus and
attention, distractibility, poor impulse control, low self-esteem, and
difficulty managing emotions. At the time, Student was provided small
group instruction in the areas of reading/language arts and
mathematics, and a high level of teacher and therapist support
throughout the school day. Student’s disability was identified as a
speech/language impairment which was significant and impacted
Student’s entire school day. (J-2.)
9. The February 2021 IEP contained annual goals for reading decoding,
reading comprehension, mathematics computation, mathematics
problem solving, spelling, written expression, coping skills,
speech/language skills, occupational therapy skills, self-regulation, and
executive functioning skills. Student’s program was one of full time
special education (with a specified ratio of eight students to two
adults) with counseling, occupational therapy, and speech/language
therapy as related services. Assistive technology was identified as a
necessary program modification/accommodation. (J-2.)
10. The other state issued a prior written notice to the Parents in April
2021, proposing a full time nonpublic school placement; the IEP
specifically rejected special education in the community school as
inappropriate for Student’s need for more specialized instruction. (J-2;
P-2.)
11. Before moving to Pennsylvania, the Parents investigated private
schools within the Commonwealth in the area to which they were
relocating. Student applied to and was accepted at two of those,
including Private School. (N.T. 320-21.)
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Enrollment in District
12. Student’s Parents enrolled Student in the District in June 2021, just
prior to the end of its 2020-21 school year. At that time, they
provided to the District the 2020 neuropsychological evaluation report
and the February 2021 IEP from the other state. (N.T. 40-41, 5 316-
17, 337; J-1; J-2; J-9; P-14 at 1-3.)
13. Student attended the summer program at Private School in 2021.
(N.T. 337-38.)
14.
On
July 16, 2021, the Parents, through counsel, notified the District of
their intention to place Student in Private School for the 2021-22
school year pursuant to the applicable regulation permitting that
placement at public expense. (J-4.)
15. The
District did not convene a meeting with the Parents until after the
Parents’ July 16, 2021 notice. The Parents attended that meeting held
on July 28, 2021. (N.T. 45, 322-23; P-5; J-5.)
16. The
District provided the Parents with a sample schedule for Student
at the July 2021 meeting, and the participants discussed the schedule
that included research-based reading and mathematics, an additional
reading comprehension period in small group, and content area
classes. The Parents also toured the proposed elementary school.
(N.T. 49
, 71-72, 93, 99, 266-67, 324-27, 331-32; P-13.)
17. The District did not develop or provide a draft IEP for the meeting.
(N.T. 50.)
5 Although the District witness was not totally sure of the last day of the 2020-21 school
year, his testimony is consistent with the District calendar available at
https://www.ojrsd.com/Page/2#calendar1/20210604/month (last visited January 4, 2022).
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18. The District’s proposal was for learning support for reading and
mathematics, most likely outside of the regular education classroom.
Student’s other classes, and lunch and recess, would have been in the
regular education environment. (N.T. 54, 58-61, 64, 278 -79, 289,
294-95, 305-06; P-13.)
19. The District’s Notice of Recommended Educational Placement (NOREP)
was provided to the Parents at the end of the July meeting and
specified learning support for English/language arts and mathematics
in addition to counseling, occupational therapy, and speech/language
therapy. This NOREP was intended to offer comparable services based
on those in the IEP from the other state and recommended learning
support at a supplemental level. (N.T. 83, 86, 328; J-6 at 1-2.)
20. The District additionally sought and obtained the Parents’ permission
to conduct an evaluation of Student in early August 2021. They also
gave consent for communication between the District and Private
School. The District confirmed later that month that the evaluation
would begin sometime in September. (J-7; J-8; P-6.)
21. The Parents disapproved the NOREP on August 5, 2021. (J-6.)
22. The District communicated with the Parents on August 23, 2021 to
confirm whether Student would be attending its proposed elementary
school. The District did not attempt to communicate with the Parents
again after the return of the NOREP prior to that date. (N.T. 65-66,
89, 329-30; J-8.)
23. The proposed District elementary school has three [redacted]
classrooms with approximately thirty students in each. Those
classrooms are in the same building wing, but students go to different
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parts of the building for special classes, lunch, and recess. (N.T. 33,
35-39, 303.)
Independent Educational Evaluation
24. The Parents obtained an Independent Educational Evaluation (IEE) of
Student in October 2021 by a neuropsychologist. (N.T. 133.)
25. Assessment of cognitive ability for the IEE (Differential Ability Scales)
yielded a high average range General Conceptual Ability score, with
average to above average scores on the four Clusters. Scores on
additional assessment of memory reflected relative strengths and
weaknesses. (P-9 at 7-9, 21-22.)
26. Results of academic achievement assessment for the IEE (Kaufman
Test of Educational Achievement) were in the average range on the
Reading and Mathematics Composites, and in the low average range
on the Written Language Composite. Areas of relative strength and
weakness were noted in all of these. (P-9 at 9-11, 22.)
27. An administration of select subtests of the Neurological Developmental
Assessment – Second Edition for the IEE reflected some variability in
results, with low to below average range scores with respect to
auditory attention, measures of executive functioning, and some areas
of visual-motor skills. (P-9 at 6-7, 21.)
28. With respect to social/emotional/behavioral functioning, rating scales
completed for the IEE reflected more parental concerns than those of
teachers at Private School. In the educational setting, only an at-risk
concern was reported for Withdrawal; in contrast, the Parents reported
significant concerns across executive functioning domains, and at-risk
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concerns with somatization, attention problems, leadership skills, and
functional communication. (P-9 at 11-13, 23.)
29. The private neuropsychologist observed Student at Private School.6
(N.T. 146-49; P-9 at 13.)
30. The private neuropsychologist concluded that diagnoses of ADHD,
Specific Learning Disorder (written expression) and an Anxiety
Disorder were appropriate for Student. She made a number of
recommendations, including small classroom instruction, structure
throughout the school day, and multisensory instruction. (P-9 at 18-
20.)
31. The District completed an Evaluation Report (ER) of Student in late
October 2021, and issued it to the Parents. (P-11; P -12.)
Fall of 2021
32. The District’s ER included input from the Parents and a summary of
the private neuropsychological evaluation. Input from teachers at
Private School was also provided as were prior educational records.
(P-11 at 1-5, 7-10.)
33. Cognitive assessment for the ER (Wechsler Intelligence Scale for
Children – Fifth Edition) yielded a Full Scale IQ at the upper end of the
average range. Composite scores were in the average to high average
range. (P-11 at 11-13.)
34. Assessment of academic achievement for the ER reflected relative
weaknesses in reading decoding skills, phonological awareness,
spelling, and written expression. Student’s performance on
6 The private neuropsychologist also noted that the environment and student population at
Private School likely factored into the teacher rating scales. (P -9 at 11-13.)
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mathematics fluency assessments was relatively strong (average to
high average range scores) with an overall average range score on the
Mathematics Composite. (P-11 at 14-18.)
35. Social/emotional/behavioral functioning was conducted for the ER
through a variety of rating scales completed by the Parents, a Private
School teacher, and Student. Similar to relevant results of the private
neurological evaluation, the Parents reported a number of concerns in
many aspects of Student’s functioning, whereas the teachers reported
none. Student reported weaknesses with areas of executive
functioning and some concern with anxiety. (P-11 at 18-24.)
36. Speech/language functioning assessed for the ER revealed average to
above average performance and no concerns with this domain. (P-11
at 24-29.)
37. An occupational therapy evaluation for the ER revealed some
weaknesses with visual perception and visual motor skills, as well as
with sensory, self-regulation, and handwriting skills in the school
environment. (P-11 at 29-31.)
38. The District school psychologist on two different dates observed
Student at Private School for the ER. She also collected data on
Student’s time on task. (P-11 at 5-7.)
39. The District concluded that Student was eligible for special education
based on the ER, on the bases of an Other Health Impairment and a
Specific Learning Disability (basic reading skills and written
expression). (P-11 at 36-37.)
40. The private neuropsychologist considers the results of the District ER
to be comparable with her own. (N.T. 172-73.)
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Private School
41. The majority of Private School students have some type of disability,
although not all have a formal diagnosis. (N.T. 240)
42. Student attends the middle school at Private School, [redacted].
There is currently a total of seven [redacted] students, and Student's
content area classes are with approximately eight [redacted] students.
(N.T. 196, 202-04, 209-10.)
43. All teachers and other staff at Private School hold least a bachelor’s
degree in their fields. (N.T. 198-99, 203, 204, 207, 218.)
44. Student’s class schedule at Private School includes an advisory
meeting period; mathematics; reading; writing; science and social
studies; a block period focused on literacy/communication and
foundational mathematics skills; and a period of academic support on
most days where students can begin homework, complete tests, and
seek teacher help when needed. All students have a social-emotional
learning session with a counselor once every six-day cycle that
includes social skills instruction and practice. Student also has lunch,
special classes, and break time with the entire middle school student
population (forty eight students) each day. (N.T. 202-03, 205-11,
225-26, 230-34, 248.)
45. A learning specialist is assigned to each grade at Private School. That
specialist completes a learning profile for each student, and pushes
into classrooms to ensure that accommodations are implemented. He
or she also is available for students as needed and serves as a
resource for families. (N.T. 213-14, 217-18, 242 -43, 257-28.)
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46. Private School provides a structured environment with specific support
for developing executive functioning skills. Project-based and
interactive learning are components of the school day. (N.T. 20-02,
205-06, 219-21, 255, 257-58.)
47. Private School offers a homework assistance program after school at
no cost, for any student who need assistance or want to complete
assignments at school. (N.T. 224.)
48. A number of extra-curricular activities are available at Private School,
including athletics and clubs. (N.T. 226-27.)
DISCUSSION AND APPLICATION OF LAW
General Legal Principles
In general, the burden of proof is viewed as comprising two elements,
the burden of production and the burden of persuasion. The burden of
persuasion lies with the party seeking relief. Schaffer v. Weast, 546 U.S.
49, 62 (2005); L.E. v. Ramsey Board of Education, 435 F.3d 384, 392 (3d
Cir. 2006). Thus , the burden of persuasion in this case must rest with the
Parents who filed for due process and sought this administrative hearing.
Nevertheless, application of this principle determines which party prevails
only in those rare cases where the evidence is evenly balanced or in
“equipoise.” Schaffer, supra, 546 U.S. at 58.
Special education hearing officers assume the role of fact-finders, and
accordingly bear the responsibility of making credibility determinations of
the witnesses who testify. See J. P. v. County School Board, 516 F.3d 254,
261 (4th Cir. Va. 2008); see also T.E. v. Cumberland Valley School District,
2014 U.S. Dist. LEXIS 1471 *11-12 (M.D. Pa. 2014); A.S. v. Office for
Dispute Resolution (Quakertown Community School District), 88 A.3d 256,
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266 (Pa. Commw. 2014). This hearing officer found each of the witnesses
who testified to be credible as to the facts as they recalled them; indeed, the
testimony overall was essentially quite consistent rather than contradictory,
and the facts themselves are largely not in dispute.
The findings of fact were made as necessary to resolve the issues;
and, accordingly, not all of the testimony and exhibits were explicitly cited.
However, in reviewing the record, the testimony of all witnesses and the
content of each admitted exhibit were thoroughly considered, as were the
parties’ closing statements.
General IDEA Principles: Substantive FAPE
The IDEA requires the states to provide a “free appropriate public
education” (FAPE) to children who are eligible for special education services.
20 U.S.C. § 1412. FAPE consists of both special education and related
services. 20 U.S.C. § 1401(9); 34 C.F.R. § 300.17. Many years ago, in
Board of Education v. Rowley, 458 U.S. 176 (1982), the U.S. Supreme Court
addressed these statutory requirements, holding that the FAPE mandates
are met by providing personalized instruction and support services that are
designed to permit the child to benefit educationally from the program, and
also comply with the procedural obligations in the Act.
The state, through its local educational agencies (LEAs), meet the
obligation of providing FAPE to eligible students through development and
implementation of an IEP which is “‘reasonably calculated’ to enable the
child to receive ‘meaningful educational benefits’ in light of the student’s
‘intellectual potential.’ ” P.P. v. West Chester Area School District, 585 F.3d
727, 729-30 (3d Cir. 2009)(citations omitted). An IEP “is constructed only
after careful consideration of the child’s present levels of achievement,
disability, and potential for growth.” Endrew F. v. Douglas County School
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District RE-1, ___ U.S. ___, ___, 137 S. Ct. 988, 999, 197 L.Ed.2d 335, 350
(2017).
In special education programming, an IEP follows and is based on an
evaluation. The IDEA sets forth two purposes of a special education
evaluation: to determine whether or not a child is a child with a disability as
defined in the law, and to “determine the educational needs of such child[.]”
20 U.S.C. §1414(a)(1)(C)(i). The evaluation must be “sufficiently
comprehensive to identify all of the child’s special education and related
services needs, whether or not commonly linked to the disability category in
which the child has been classified,” and utilize “[a]ssessment tools and
strategies that provide relevant information that directly assists persons in
determining the educational needs of the child[.]” 34 C.F.R. §§ 304(c)(6)
and (c)(7); see also 20 U.S.C. § 1414(b)(3). Reports of evaluations and
reevaluations must be provided within sixty calendar days of consent,
excluding summers. 34 C.F.R. § 300.301(c); 22 Pa. Code §§ 14.123(b),
14.124(b).
General IDEA Principles: LEA Obligation for Students
Transferring from Out of State
The interstate transfer provision of the IDEA is found at 20 U.S.C. §
1414(d)(2)(C)(i)(II):
In the case of a child with a disability who transfers school
districts within the same academic year, who enrolls in a new
school, and who had an IEP that was in effect in another State,
the local educational agency shall provide such child with a free
appropriate public education, including services comparable to
those described in the previously held IEP, in consultation with
the parents until such time as the local educational agency
conducts an evaluation pursuant to subsection (a)(1), if
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determined to be necessary by such agency, and develops a new
IEP, if appropriate, that is consistent with Federal and State law.
20 U.S.C. § 1414(d)(2)(C)(i)(II). The Third Circuit Court of Appeals has
interpreted such language to mean that an LEA is not required to implement
an individualized education program (IEP) from another state, particularly
where the parents of the child unilaterally remove him or her to a new
placement. Michael C. v. Radnor Township School District, 202 F.3d 642,
650-51 (3d Cir. 2000); see also J.F. v. Byram Township Board of Education,
629 F. App’x 235 (3d Cir. 2015). Thus, comparable services do not
necessarily mean maintenance of a private or other particular placement.
The language above explicitly applies to transfers “within the same
academic year.” Importantly, the law also demands that LEAs have an IEP
in place at the start of the school year for each child within its jurisdiction.
20 U.S.C. § 1414(d)(2)(A); 34 C.F.R. § 300.323(a).
General IDEA Principles: Procedural FAPE
From a procedural standpoint, the family including parents have “a
significant role in the IEP process.” Schaffer, supra, at 53. Consistent with
these principles, a denial of FAPE may be found to exist if there has been a
significant impediment to meaningful decision-making by parents. 20 U.S.C.
§ 1415(f)(3)(E); 34 C.F.R. § 300.513(a)(2). Procedural deficiencies may
warrant a remedy if they resulted in such “significant impediment” to
parental participation, or in a substantive denial of FAPE. 20 U.S.C. §
1415(f)(3)(E).
General IDEA Principles: Reimbursement for Tuition
Parents who believe that an LEA is not providing or offering FAPE to
their child may unilaterally place him or her in a private school and
thereafter seek reimbursement. 20 U.S.C. § 1412(a)(10)(C); 34 C.F.R. §
300.148(c). Such is an available remedy for parents to receive the costs
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associated with their child's placement in a private school where it is
determined that the program offered by the public school did not provide
FAPE, and the private placement is proper. Florence County School District
v. Carter, 510 U.S. 10 (1993); School Committee of Burlington v.
Department of Education, 471 U.S. 359 (1985); Mary Courtney T. v. School
District of Philadelphia, 575 F.3d 235, 242 (3d Cir. 2009). Equitable
principles are also relevant in deciding whether reimbursement for tuition is
warranted. Forest Grove School District v. T.A., 557 U.S. 230
(2009)(explaining that a tuition reimbursement award may be reduced on an
equitable basis such as where parents fail to provide the requisite notice
under 20 U.S.C. § 1412 (a)(10)(C)(iii)); see also C.H. v. Cape Henlopen
School District, 606 F.3d 59 (3d Cir. 2010); Carter, supra. A private
placement need not satisfy all of the procedural and substantive
requirements of the IDEA. Carter, supra. The standard is whether the
parental placement was reasonably calculated to provide the child with
educational benefit. Id.
The Parents’ Claims
The first issue is whether the District complied with its IDEA
obligations to Student for the start of the 2021-22 school year. The parties’
positions on this question are widely divergent. The Parents contend that
the District was required to develop an IEP for Student prior to the first day
of the 2021-22 school year, but it did not. The District, by contrast, posits
that it was required to provide comparable services until it had the
opportunity to evaluate Student for eligibility in Pennsylvania, based on its
timelines, and that its offered services constituted compliance with the IDEA.
The District correctly observes that, pursuant to Pennsylvania law, an
evaluation of Student over the summer of 2021 was not required by the
state regulations. Nonetheless, the Parents also aptly point to comments by
the U.S. Department of Education (DOE) when the federal regulations
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implementing the IDEA were adopted and it was asked to clarify language
regarding interstate transfers during the summer. At that time, the agency
opined that, “public agencies need to have a means for determining whether
children who move into the State during the summer are children with
disabilities and for ensuring that an IEP is in effect at the beginning of the
school year.” 71 Fed. Reg. 156 at 46682 (August 14, 2006).
The facts of this case are quite similar to those in Mr. A. v. Greenwich
Board of Education, 2016 U.S. Dist. LEXIS 94431, 2016 WL 3951052 (D.
Conn. 2016). There, the Court reversed the hearing officer’s conclusion that
the family’s move into the District over the summer permitted it to provide
comparable services rather than develop an IEP. Relying on the language
above that applies only when a student transfers “during” an academic year,
the Court explained the import of those provisions:
The IDEA's intrastate transfer provision neither requires or
allows for an initial disability evaluation because an intrastate
transfer student has already been determined to be disabled
under that state's standards. In other words, "the child's
educational placement has already been determined in
accordance with state procedures . . . and his or her IEP bears
the imprimatur of that state." Michael C. ex rel. Stephen C. v.
Radnor Tp. School Dist., 202 F.3d 642, 651 n.7 (3d Cir. 2000).
Therefore, for an intrastate transferor, when an IEP for the
forthcoming year has already been put in place, there is no
distinction for the school board evaluators between the summer
months and the school year. In both situations, neither an initial
evaluation or a reevaluation—for purposes of determining
disability—need (or may) be conducted.
However, for an interstate transferor, the previous IEP carries no
imprimatur of correctness in the new state and therefore an
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initial evaluation must be conducted, even if, as here, the
previous IEP was created for a forthcoming school year. In this
situation, the distinction between the school year and the
summer has significance. During the school year, the receiving
school requires the leeway offered pursuant to §
1414(d)(2)(C)(i)(II) because there is little to no gap in time
between the operation of the old and the new IEP (if one is
determined to be necessary). During the summer months,
however, where, as here, the receiving school has months to
assess the transfer student prior to the beginning of the school
year, no leeway is required and the general IEP obligations
operate as usual.
2016 U.S. Dist. LEXIS 94431 at *34-35. The Greenwich Court did find
significant one fact that does not exist in the present case: there, the new
school district determined that the student was eligible under its own state
law, so an evaluation was not a prerequisite to development of an IEP. This
hearing officer cannot conclude that the absence of this factor renders the
conclusions in that decision inapposite based on the explicit language quoted
above. Moreover, other federal district courts have held similarly without
this additional finding, in reliance on the language of the IDEA. See, e.g.,
Maynard v. District of Columbia, 701 F. Supp. 2d 116 (D.D.C. 2010).
This case law persuasively supports the Parents’ position on the
District’s obligations to Student prior to the start of the 2021-22 school year.
The Parents enrolled Student in the first half of June 2021, before the 2020-
21 school year ended. They provided the most recent IEP and evaluation
report. The District did not contact them or otherwise take steps to undergo
preparation for an evaluation or development of any form of program for
Student. It was not until after the Parents provided notice of their intention
to place Student in Private School at public expense that a meeting
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convened. Even then, the Parents were provided little information about
what Student’s program in the District might include, and the only action
taken at that time was seeking the Parents’ consent for an evaluation that
the District confirmed would occur in the fall. Compare C. v. Cape Henlopen
School District, 606 F.3d 59, 69 (3d Cir. 2010)(finding failure to have IEP in
place at start of school year was not material where evaluation was
underway a month prior to the start of the school year and an IEP meeting
convened before classes started, even where that IEP was not finalized prior
to the first day of school). This hearing officer concludes in this case that
the District’s failure to at least begin to develop an IEP for Student by the
start of the 2021-22, under all circumstances amounted to a denial of FAPE.
The District also asserts that the Parents did not specifically request an
offer of FAPE, which does trigger an obligation to develop a proposed
program even if a child is not enrolled. See, e.g., A.B. v. Abington School
District, 841 F. App’x 392 (3d Cir. 2021). But here, the Parents actually
enrolled Student in the District and provided a copy of the prior IEP and a
previous evaluation. The duty was on the District to comply with the IDEA,
which again requires an IEP for each child in its jurisdiction at the start of
the school year. It is the District as the LEA that bears the obligation to
offer FAPE, a responsibility that cannot be placed on parents. M.C. v.
Central Regional School District, 81 F.3d 389, 397 (3d Cir. 1996)(explaining
that, “a child's entitlement to special education should not depend upon the
vigilance of the parents[.]”).
Even if one were to accept the District’s argument that it was not
required to evaluate or offer an IEP to Student prior to the start of the 2021-
22 school year, it was nonetheless mandated to provide comparable services
following the interstate transfer. The term “comparable services” is not
defined by the IDEA, but it is instructive to turn once again to the DOE’s
commentary to the federal regulations implementing that statute, cited by
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both parties. There, the agency notes that it interprets the term
“comparable” to have “the plain meaning of the word, which is ‘similar’ or
equivalent’.” 71 Fed. Reg. 156 at 46681 (August 14, 2006).7
The IDEA transfer language “requires the new school district to
provide comparable services ‘in consultation with parents[.]’” Y.B. v. Howell
Township B oard of Education, 4 F.4th 196, 203 (3d Cir. 2021). A key
element of this procedure is notice to parents of the substance of the
comparable services. Although Y.B. involved the intrastate transfer
provision of the IDEA, the concept of comparable services is the same as in
the interstate transfer provision. In either case, the IDEA does not require
any particular form of notifying parents what the comparable services would
be. However, in Y.B., where the new LEA determined it could implement the
child’s program in its own schools, the Court found “[a]mple evidence” that
the transferee school district offered services comparable to those by the
prior LEA when it issued a memorandum listing the services that “matched”
those in the prior IEP and included related services such as transportation.
Id. at 200-01. Y.B. also noted that the transfer provision is not designed “to
give the parents a veto power. [Rather], it is ultimately the school district
that makes a placement decision.” Id. at 203. Nevertheless, parents are
entitled to know what services and placement are proposed.
In
this case, the District here provided a possible schedule for Student
that did not specify what portions of the day were comprised of special and
regular education; and, even at the hearing, such decisions had not yet been
made. The District then provided a NOREP for supplemental learning
support with a majority of the related services identified in the other state’s
recent IEP. Although this hearing officer concludes that a private school or
7 This guidance has been accepted by at least one federal district court.
Sterling A. v. Washoe County School District, 2008 U.S. Dist. LEXIS 94222 at *13, 2008 WL
4865570 (D. Nev. 2008)
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other small setting with a particular staff to student ratio was not necessarily
required to find that the proposed services were comparable, there is a
significant difference between supplemental and full-time special education
support. Even accepting the premise that the District could provide an
appropriate level of special education support across all settings, including in
Student’s regular education classrooms with approximately thirty students, a
general understanding of how the identified support would be made available
to Student was critical for the Parents to make an informed decision on
whether to accept the District’s NOREP. Based on this record, there simply
was insufficient specification for the Parents to consider whether the
proposal was comparable, or even to draw any specific conclusion about its
appropriateness. This amounts to a procedural violation that significantly
impeded the Parents’ ability to meaningfully participate in decision-making
about Student’s programming in the District, warranting a remedy.
The District points to certain language in the Y.B. decision suggesting
that parents of a child who undergoes an interstate transfer should
nonetheless enroll the child in the new LEA and, if necessary, thereafter
challenge the program through due process. Y.B., supra, 4 Fed.4th at 200-
01 (stating that the parents “prevented [the LEA] from implementing its
services at all, so there is no evidence the services offered were not
‘comparable.’ ”) But in that case, again, the Court found that the services
offered were comparable, a conclusion that cannot be reached here.
Moreover, there is no reason that parents of children who transfer interstate
should not be afforded the same opportunity as parents of children who ask
for an offer of FAPE from a resident LEA where the child is not enrolled, in
order to consider its program. See, e.g., A.B., supra, 841 F. App’x 392; I.H.
v. Cumberland Valley School District, 842 F. Supp.2d 762 (E.D. Pa.
2012)(denying the school district’s motion to dismiss claims relating to its
obligations to develop an IEP for a resident student no longer enrolled in the
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district where the parent had requested that it propose a special education
program for her to consider for the student). The basis for this line of case
law is to provide parents with sufficient information to make a
knowledgeable decision on where to enroll their child.
The Private School
Private School focuses on individualized instruction and supports in a
structured environment with small class sizes, similar to the program in the
other state’s February 2021 IEP. Student had relevant classes as well as
counseling, with a program that included interactive learning, social skills,
learning specialist support, and development of executive functioning skills.
Student spent less structured time with a number of same-age peers on a
daily basis and had opportunities for extra-curricular activities. Student
could reasonably be expected to demonstrate progress in areas of identified
need in this unilateral placement. For these reasons, the Private School
satisfies the second prong of the tuition reimbursement test in this case.
Equitable Considerations
The District contends that the equities do not weigh in the Parents’
favor because they failed to establish that they were willing to consider
District programming rather than a private school. This hearing officer
cannot agree. The record established that the Parents contacted the District
for enrollment purposes and provided appropriate documentation of
Student’s educational needs. They attended the meeting that the District
convened, and gave consent to an evaluation. Their decision to enroll
Student in Private School when no evaluation was begun for purposes of
developing a program does not equate to a predetermination or
unwillingness to consider something other than a private school placement.
For these reasons, the equities do not suggest a need for a reduction or
denial of reimbursement.
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The Parents having satisfied the prongs of the tuition reimbursement
test, that remedy is appropriate for the 2021-22 school year due to the
District’s failure to comply with the IDEA in offering a program for Student at
its start based on the facts of this particular case. Nonetheless, the District,
having completed an evaluation, is now in a position to begin the
development of a program, with the Parents, for the 2022-23 school year.
The attached order will direct initiation of that process long before that
school year ends.
CONCLUSIONS OF LAW
1. The District failed to comply with its obligations to
Student as an interstate transfer student for the 2021-
22 school year.
2. The Parents are entitled to reimbursement for tuition
and related expenses for Private School for the 2021-22
school year.
ORDER
AND NOW, this 14th day of January, 2022, in accordance with the
foregoing findings of fact and conclusions of law, it is hereby ORDERED as
follows.
1. The program proposed by the District for the 2021-22
school year was not substantively appropriate under the
applicable law.
2. The Parents are entitled to reimbursement for actual
tuition and related expenses that they incurred for
Private School for the 2021 school year.
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______________________
3. Within fifteen calendar days of the date of this decision,
the Parents shall provide documentation to the District
of all current invoices and receipts for tuition and related
expenses for Student at Private School for the 2021-22
school year.
4. Within thirty calendar days of receipt of the
documentation, the District shall reimburse the Parents
for the full amount of the invoices and receipts provided
by them pursuant to this order.
5. Within thirty calendar days of the date of this order, the
District shall convene an IEP meeting to include the
Parents to begin development of a program for the
2022-23 school year. All procedural safeguards with
respect to any resulting NOREP shall apply.
6. Nothing in this decision and order should be read to
preclude the parties from mutually agreeing to alter any
of its terms.
It is FURTHER ORDERED that any claims not specifically addressed
by this decision and order are DENIED and DISMISSED.
/s/ Cathy A. Skidmore
Cathy A. Skidmore, Esquire
HEARING OFFICER
ODR File No. 25443-21-22
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