Parkland School District | Case 1803-10-11 | 2011-08-23
Pennsylvania special education due-process decision
- Case number
- 1803-10-11
- Date
- 08/23/2011
- Parties / district (official listing)
- Parkland School District
- Hearing officer
- Linda Valentini
- Issues (official listing)
- Autistic Spectrum Mental Retardation Residential Placement Free Appropriate Public Education Compensatory Education
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed
from the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
PENNSYLVANIA
SPECIAL EDUCATION HEARING OFFICER
DECISION
DUE PROCESS HEARING
Name of Child: S.K.
ODR #1803/10-11-KE
Date of Birth:
[redacted]
Dates of Hearing:
June 29, 2011
July 19, 2011
July 25, 2011
July 26, 2011
CLOSED HEARING
Parties to the Hearing: Representative:
Parent[s] Angela Murphy, Esquire
Murphy & Murphy Law Offices
106 N. Franklin St. Suite 2
Pen Argl, PA 18072
Parkland School District Joanne Sommer, Esquire
1210 Springhouse Road Eastburn and Gray
Allentown, PA 18104 60 E. Court Street
Doylestown, PA 18901
Date Record Closed: August 16, 2011
Date of Decision: August 23, 2011
Hearing Officer: Linda M. Valentini, Psy.D., CHO
Certified Hearing Official
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Background
Student1 is an elementary-school-aged child enrolled in the Parkland School
District (District). Student has autism and mental retardation as well as a
seizure disorder.
Student’s mother (Parent) requested this hearing under the IDEA, alleging
that the District failed to provide Student a free, appropriate public education
[FAPE] for the 2010-2011 school year
2 and requesting compensatory
education for that year as well as a prospective residential placement in an
approved private school for the 2011-2012 school year.
For the reasons presented below I find for the District.
Issues
1. Did the School District deny Student a free, appropriate public
education [FAPE] during the 2010-2011 school year?
2. If the School District denied Student FAPE during the period in
question is Student entitled to compensatory education and if so in
what kind and in what amount?
3. In order to receive FAPE does Student require residential placement
in the approved private school selected by the Parent?
Findings of Fact
Description of Student
1. Student is an elementary-school-aged pupil enrolled in the District.
Student is eligible for special education under the classifications of
autism and mental retardation3. [NT 179]
1 The decision is written without further reference to the Student’s name or gender to provide privacy, and
other potentially identifying details are likewise omitted.
2 The initial complaint also alleged a denial of FAPE for the period April 2010 - June 2010, but the Parent
withdrew that portion of her claim during the course of the hearing.
3 Although speech/language impairment is also listed it is more parsimonious to attribute this to Student’s
cognitive disability.
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2. Student’s current cognitive and adaptive functioning has been
assessed at less than the 1st percentile. [S-7]
3. Student has Lennox-Gastaut Syndrome [LGS], a seizure disorder.
LGS is characterized by multiple types of seizures that are difficult to
control with medication. LGS typically produces cognitive
impairment with potentially progressive decline and significant
behavioral and social difficulties. [NT 173-175, 310]
4. When Student arrived in Pennsylvania from the previous state of
residence, seizure activity was severe, and atonic or drop seizures4
were present. The previous district had placed Student in a Rifton
chair to restrain Student and Student wore a helmet, measures to
prevent injury from a fall during a drop seizure. [NT 193, 198]
5. The prior district reported that during the period between 2005 and
2008, Student’s seizures had impacted retention of formerly acquired
skills and the Parent reported that seizure activity had affected
learning and retention. [NT 404; S-7]
6. The atonic or drop seizures stopped after Student’s arrival in
Pennsylvania and Student has not experienced a drop seizure in two
years. Previously Student was experiencing up to 30 seizures per day
but the level fell to several seizures a day and the episodes were not of
the magnitude previously exhibited. [NT 119, 177-178, 198]
7. A regimen with a new medication was instituted in the summer of
2010 and after about a month on this medication Student was seizure
free for the first time in Student's life. Student has remained virtually
seizure-free from June 20105. [NT 176-177]
8. The medication’s mitigating the seizures resulted in Student’s
becoming more aware, active, inquisitive and engaged in surroundings
both at home and in school. [NT 208-209]
4 A brief loss of muscle tone and consciousness causing abrupt falls. [NT 309]
5 The Parent noted that some seizure activity started up again around the time of the due process hearing,
but this seems confined to the home, as the daycare supervisor reported only one instance in April and there
was a questionable episode at school. The private evaluator noted that medication resistance [decline in
effectiveness] does tend to develop with generally prescribed seizure medication but there is insufficient
data regarding the new medication being used with Student. [NT 311]
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9. Student still occasionally has absence seizures which involve brief
periods of staring and loss of responsiveness, and occasionally has
grand mal seizures when very tired, febrile, overheated and/or
stressed. [NT 178, 309]
10. Student receives before and after school care from a day care facility
specializing in children with medical needs. [NT 40-41, 51-52, 190 –
191]
11. The Parent drops Student off at the daycare facility around 7:00 a.m.
every morning and picks Student up around 5:30 p.m. Daycare staff
puts Student on the District school bus each day and the school bus
drops Student back off at the daycare each afternoon. There has
always been an aide on the school bus assigned to Student. [NT 939]
12. The director of the daycare is aware that Student had some reported
seizure activity in that setting in April 2011 that appears to be limited
to one seizure, and has not seen Student have a seizure when filling in
for staff. [NT 47, 56-57]
13. At the time of her testimony at the end of June 2011 mother reported
that Student was having seizures at night and had one seizure at
daycare after Student took a nap6. [NT 216]
14. Student may have had one seizure in school this year upon waking
from a nap. The nurse was not convinced it was a seizure but based on
the description mother is fairly certain that it was. [NT 217]
15. Student presents a flight risk at the daycare so direct supervision is
required. Staff to child ratio is 3 children to one staff member. [NT
52-53]
16. The daycare director estimates that developmentally Student is at the
toddler to preschool age but doesn’t fit specifically into any group.
[NT 60, 63]
17. Student does not communicate with words but does make sounds.
Student requires assistance in accomplishing skills of daily living; for
6 This may be the seizure referenced by the daycare supervisor.
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example Student is not toilet trained but Student does eat with a fork.
[NT 183-184]
18. Student is a very social and friendly child, in mother’s opinion not
typical of autistic children, but is socially inappropriate. Student
would go up to a stranger and sit in the stranger’s lap. Student does
smile and does laugh. [NT 186]
19. Parent believes Student wants to play with other children but isn't sure
how to do that. Student will sit on the floor next to other children, but
does not imitate what they're doing, rather becoming fixated on
something while playing next to them. [NT 186]
20. Although Student will sit down with mother to have a story read, this
doesn't last long as attention span is short although Student likes
books. Student likes real TV programs rather than cartoon programs
and is more receptive if a program or picture is real and concrete. [NT
187]
21. Student communicates wants and needs nonverbally by, for example,
bringing a glass over to mother if student wants a drink or taking
mother's hand and leading mother to where Student wants to go. At
times student will “throw a fit” and cry and then mother has to figure
out what Student wants. [NT 180]
22. At home Student is “a climber”. Student will climb on furniture and
want to jump. Student can walk upstairs but mother is right behind
Student if it's more than three or four steps. Parent holds Student’s
hand to go down steps if there are more than one or two steps. [NT
188]
23. At home when Student is tired Student becomes agitated, and
becomes angry and escalates when not getting Student’s way. Student
likes to throw things. Student kicks and has kicked while mother is
changing Student’s pull-up diapers. [NT 184-185]
24. Mother is able to calm student down on most occasions, using sensory
tools such as a mini trampoline and joint compressions. [NT 185]
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25. The Parent holds a Master’s degree in education and certifications in
special education K-12 and regular education pre-K-3 from another
state. She previously taught students with learning disabilities and
taught kindergarten, and is currently employed in the field of
education in a non-teaching position. [NT 172-173, 392-395]
26. Parent has had difficulty accessing Provider 50 [also called
Behavioral Health Rehabilitative Services or wraparound] services in
Pennsylvania. [NT 203-205]
27. The Parent was provided with information about obtaining Provider
50 services and was offered the services of the IU’s social worker to
assist with that process. As of the conclusion of the hearing, the
Parent has not contacted the IU or the District to facilitate this
process. [NT 425-431, 520-521, 523-524]
Educational Programming April-June 2010
28. In the prior district Student was included in a regular education
Kindergarten classroom for homeroom, circle time, music, recess,
assemblies and some special activities. The rest of Student’s
educational programming was delivered in a self-contained special
education classroom. [S-4]
29. Student’s IEP in the previous state of residence called for speech and
language therapy, occupational therapy, physical therapy and adaptive
PE. There were self-help skills goals and a functional math goal. No
behavior plan was included in the IEP. [NT 195, 202]
30. At a meeting convened prior to Student’s starting in the District the
IEP team, including the Parent, agreed that Student should be placed
in a multiple disabilities class operated by the IU in a neighboring
school district7 pending completion of an evaluation by the District.
[NT 196 – 197, 400, 506; S-5, S-6]
31. Because it was so late in the school year, the middle of April 2010,
when student enrolled the District continued the IEP from the
previous district. The Parent did not request any changes to the out-of-
state IEP. [NT 197-198]
7 In September 2010 the classroom moved to the School District.
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District’s First Evaluation
32. Student was reevaluated in Pennsylvania by a certified school
psychologist [hereinafter IU psychologist] whose dissertation research
involves identifying an optimal communication modality for
individuals with mental retardation and/or autism. His professional
assignment as a school psychologist has always been with multiple
disabilities classrooms. Prior to working for the IU he supervised a
low-incidence disabilities grant held by Lehigh University. [NT 625-
627]
33. The IU psychologist has received trainings in ABA and Verbal
Behavior, and has received specific focused training on conducting
complex functional assessments. [NT 628]
34. The IU psychologist obtained data for Student’s reevaluation through
participation in the initial April 2010 IEP meeting, review of
documents from the previous school district including a prior
evaluation, direct formal classroom observation on three or four
occasions (although he was in the classroom more often as part of his
role), and collecting observational and ABLLS information from the
classroom teacher and from the related services staff. [NT 629, 631-
632; S-7]
35. The IU psychologist’s reevaluation included a functional behavioral
assessment [FBA]. After identifying the antecedents to Student’s
inappropriate behaviors he concluded that they served the function of
escape/avoidance and recommended the development of a positive
behavior support plan. [NT 632-633, 647; S-7, S-8]
36. The IU psychologist incorporated results of new physical therapy,
occupational therapy and speech/language assessments into the final
reevaluation report. [S-7]
37. The IU psychologist did not conduct standardized testing, concluding
that Student would not be able to understand the directions for the test
instruments. The evaluator from the previous school district likewise
noted that Student “did not appear to have the prerequisite skills
necessary” to engage in standardized testing. [NT 645; S-7]
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38. The District’s reevaluation was completed and the report provided to
the Parent on or before June 17, 2010. On that date the IEP team met
to review the evaluation and the proposed IEP, as well as the
placement for the upcoming 2010-2011 school year in the
ABA/Verbal Behavior program implemented in the IU-operated
multiple disabilities classroom. The team discussed the options in the
continuum of placements available and concluded that this
represented an appropriate program in the least restrictive
environment. The Parent approved the reevaluation report, the IEP
and the placement. [NT 417-419; S-7, S-8, S-9]
39. During the meeting in June 2010, the Parent expressed her satisfaction
with the program and placement thus far
8, and reported that Student
had already shown progress in the two months in the District’s
classroom. Student was no longer restrained in the Rifton chair and
the one-to-one aide was replaced with one-to-one instruction. The
Parent was familiar with and approved of the ABA/VB/TEACCH
program being provided. [NT 225, 405, 528]
Educational Programming 2010-2011 School Year
9
40. The District provided the agreed-upon Parentally-approved program
and placement during the 2010-2011 school year under the June 2010
IEP and under another IEP created in March 2011. [S-8, S-12]
41. The multiple disabilities class that Student attended during the 2010-
2011 school year and proposed for the 2011-2012 school year has
eight students and four adults, including an experienced special
education teacher and experienced teacher assistants. The school has
a full time nurse. The teachers and related services therapists establish
a relationship with Student in order to facilitate learning; this
important step is called “pairing” or “gaining instructional control”.
With children as impaired as Student pairing can take a longer time,
but once the adult and the child bond, the child becomes more
responsive to the educational interventions. [NT 650-651, 723-724]
8 However, see footnote #2.
9 Essentially the same program elements are proposed for the upcoming 2011-2012 school year and are
incorporated by reference into the discussion about the District’s proposed program vs. the Private
Residential School program.
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42. As part of the school routine, Student receives instruction and
assistance in personal hygiene, eating skills, and dressing skills. [S-8,
S-12]
43. The Parent received daily forms from the school noting Student’s
activities as well as behaviors, whether Student needed prompts, was
uncooperative and/or cooperative, and on task or not. In addition the
Parent received progress reports following the quarterly reporting
periods10. [NT 211, 992-995; S-23]
44. The Parent also received typed half page memo notes sent to all
parents in regard to the types of activities the whole class did. [NT
213-214]
45. The teacher kept daily data on Student’s progress toward IEP goals.
[NT 1003-1008, 1039-1042; S-24]
46. The teacher continued to do ABLLS probes with Student to determine
whether Student was acquiring new skills and to make certain that
Student was retaining skills previously learned. These probes
reflected progress in several areas and retention of skills already
learned. [NT 1006-1008; S-16]
47. A certified school psychologist employed by the District [District
psychologist] who also has extensive experience working in the
mental health system as the director of clinical services for a Provider
50 agency observed Student in the classroom to make certain that the
evaluation reports and IEPs were reflective of Student’s functioning in
the classroom and to verify that the IEP was being implemented. [NT
861-863]
48. The District psychologist observed ABA/VB techniques being
implemented within the classroom. [NT 865- 866]
49. Student’s behaviors in the classroom were comparable to that of
Student’s peers in that classroom and the District psychologist
10 The progress reports for the 3rd and 4th quarters were delayed as the teacher’s mother was dying and the
teacher was taking some days each week to spend with her while also spending several days in the
classroom every week so the children would have continuity.
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observed only mildly inappropriate behaviors that were quickly and
effectively redirected. [NT 861-863, 867]
50. The positive behavior support plan developed by the IU psychologist
was utilized by all Student’s teachers, aides and related services
personnel, and the plan proved to be successful in redirecting Student
to tasks. [NT 743-744, 746]
51. Student received the related services of occupational therapy, physical
therapy and speech/language therapy. Each of the related service
providers is certificated and qualified in her profession. Each sent
progress reports to the Parent on a quarterly basis, and the related
service providers also sent the Parent a copy of the progress notes
taken each time Student received the particular service. [S-19, S-20,
S-25, S-26]
52. Each related service provider testified and provided information about
the progress Student has made during the 2010-2011 school year. [NT
801, 812-813, 826, 846-847; S-12]
53. Student’s speech/ language therapist holds a Masters degree in speech
pathology, has worked as a provider of services to autistic children
and has completed her Instructional I certification in a Verbal
Behavior/ ABA classroom. She has been trained in the delivery of the
PECS system. [NT 718-721]
54. Student received 240 minutes of speech and language instruction per
month on PECS during the 2010-2011 school year with the
speech/language therapist except for November 30 through February
when Student was receiving instruction in a communication study to
which the Parent gave consent
11. [NT 723, 725-730]
55. During the communication study, Student’s speech and language
sessions focused on receptive language and not the PECS; however
during this time the speech/language therapist continued to work on
11 Student was selected for the study because Student had no consistent use of an effective mode of
communication and the Parent wanted Student to establish a consistent means of communication. The data
showed that Student preferred the picture method of communication over the sign method. [NT 664, 669-
673, 675-680, 685-695]
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Student’s IEP goals. Once the communication study was finished the
speech/language therapist and the teacher again implemented the
PECS with Student. [732-743]
56. During the 2010-2011 school year, Student was working on Phase
One of six phases of the PECS program. Two staff members worked
with Student in this phase with one acting as a prompter and one
acting as the communicator. This phase involves teaching a child the
beginning or foundational stages of communication such as simply
picking up an item and handing it to the instructor and is very
structured in its implementation. Data is taken to monitor progress.
[NT 726-731, S-19]
57. The teacher and speech/language pathologist both worked
individually with Student, introducing the PECS process and Student
was making progress in Phase One of the program. [NT 731-732, 749-
750; S-19]
58. During Phase One, materials are not sent home to the parents because
the student must first learn to recognize the “give and get” concept of
the program. While Student did not master Phase One during the
2010-2011 school year, Student made consistent progress which will
be built upon in 2011-2012. [NT 730-732, 747-749]
59. Student also received speech/language work in a small group setting,
engaging in activities designed to facilitate communication such as
indicating a choice of materials by pointing. [NT 745-746]
60. The speech/language pathologist sent home regular progress notes to
the Parent following each therapy session. [NT 212 – 213]
61. The Parent neither observed nor communicated with the
speech/language pathologist working with her child during the 2010-
2011 school year about working on a communication system for
Student at home. [NT 747]
62. The pediatric physical therapist who worked with Student in 2010-
2011 holds a Master’s degree in physical therapy from the
Philadelphia College of Pharmacy and Sciences, is board certified as a
pediatric physical therapist, and holds a Board of Clinical Specialists
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certification through the American Physical Therapy Association.
[NT 791-792]
63. Prior to beginning work with Student the physical therapist reviewed
the reevaluation and consulted with the IU physical therapist who had
evaluated Student the previous spring. [NT 792-993]
64. Student received individual physical therapy weekly for a minimum
of 15 minutes per session, although the time usually added up to more
than the 60 minutes per month specified in the IEP. [NT 795]
65. Physical therapy sessions included walking on a variety of surfaces
such as grass, macadam, pebbles and cement; using a sliding board;
using the rim of the playground structure as a balancing beam;
climbing stairs. Gross motor skills are Student’s strength, so the
physical therapist focused on addressing deficits such as impulsivity,
attention to tasks and body awareness for safety. [NT 796-797]
66. When Student’s class was moved to a building that had only one
floor, the physical therapist worked on Student’s IEP goal of stair
ascending and descending using steps to the auditorium stage; there
were five steps as opposed to the eight steps referenced in the IEP.
The classroom teacher called the Parent and informed her of this fact
and Parent and teacher agreed that the IEP did not have to be revised
on the basis of the change from eight to five steps. The physical
therapist testified that Student mastered the five steps, and the
quarterly report reflected five rather than eight steps. [NT 1002-1003,
1052; S-8]
67. The physical therapist provided progress notes to the Parent whenever
she saw the Student. [NT 798; S-26]
68. The physical therapist also at tines implemented her treatment of
Student in conjunction with a physical therapy assistant with many
years experience with the IU. [NT 797-798]
69. The physical therapist assisted the teacher in imbedding skills
acquired during physical therapy into Student’s daily activities. [NT
799-800, 805]
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70. Because of the need to instill safety awareness the physical therapist
and the teacher collaborated on training Student to obey “stop
commands” and the teacher took Student on daily walks around the
building to practice. [NT 799-800, 1010]
71. The Parent did not ever observe physical therapy sessions or contact
the physical therapist about her work with the Student. [NT 795, 799]
72. Student received occupational therapy from a Pennsylvania Certified
Occupational Therapy Assistant [COTA] working under the
supervision of a Registered Occupational Therapist [OTR] who is
licensed in the state of Pennsylvania. When the COTA was out for
surgery the OTR worked directly with Student, and the COTA and the
OTR at times worked together with Student. [NT 815, 820, 837]
73. The OTR had worked with Student in the ESY program in the
summer of 2010. [NT 837-838]
74. The COTA has eleven years experience with the IU and over twelve
years experience in the field prior to that. She holds an Associate’s
degree in science. [NT 815-816]
75. The COTA’s role is to integrate occupational therapy into Student’s
daily program, using sensory strategies as necessary. [NT 816-818,
822]
76. Student usually required hand-over-hand assistance to give Student
motor memory and proprioceptive feedback when initiating an action
after which Student could continue it with independence. [NT 825]
77. Treatment notes were written whenever the COTA or the OTR
worked for any length of time with Student. [S-25]
78. The Parent did not observe the COTA working with Student and the
Parent did not contact the COTA despite having the COTA’s
voicemail number and email address. [NT 821]
79. Despite the Parent’s testimony about home behaviors, the daily
communication sheets exchanged between the teacher and the Parent
reflect only two occasions when the Parent reported difficulties
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[“crankiness”] with Student and one occasion when Student had cried
for several hours the evening before. The Parent did not indicate the
need for assistance from the District about home behaviors. [S-23]
District’s Second Evaluation
80. The Parent requested a re-evaluation in November, 2010. The
certified school psychologist [CPS12] assigned has over thirty years
working in the schools, has supervised other psychologists and was
the director of treatment at a mental health facility. She has extensive
experience evaluating low incidence population students. [NT 1076-
1079]
81. The CPS was assigned to the elementary school where Student’s
program is located so she had the opportunity to observe Student’s
class, including Student at least four times before she was asked to
conduct Student’s evaluation. There was nothing about Student’s
behavior in the classroom during these observations that caused her to
have concern. [NT 1079-1081]
82. The CPS consulted with a psychologist who was a coworker of the
Parent regarding instruments appropriate to use with Student. After
this discussion the CPS chose the Wechsler Non-Verbal Test of
cognitive abilities because the test is designed to measure cognitive
ability non-verbally and having administered this instrument before to
other students she believed that the instructions, presented in picture
form as well as in pantomime form, would give Student the best
opportunity to understand what Student was being asked to do. The
CPS also selected the Differential Ability Scales to assess pre-
academic skills. [NT 1083, 1086-1087]
83. The classroom teacher was asked to sit with Student during the
assessments so that a familiar person would be there and to give
reinforcers on the CPS’s cues, a procedure considered best practice to
use with students who are autistic. However, Student was not able to
perform the tasks. [NT 1089, 1106-1107; S-10]
12 This designation is used to distinguish this individual from the other three psychologists involved in this
case: the IU psychologist, the District psychologist and the private evaluator.
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84. The CPS was not able to derive a standard score on either of the
assessments she used; it is her opinion that Student did not understand
what Student was being asked to do. [NT 1084-1086, 1099-1103]
85. The Gilliam Autism Rating Scale and the ABAS, both standardized
assessments, were completed by the Parent and the teacher. [NT
1087]
86. The CPS also consulted with the psychologist who had previously
evaluated Student and who had worked with Student weekly during
the communication study from November 2010 through February,
2011. He provided information about Student’s communication and
his behavioral observations during the spring of the 2009-2010 school
year and the 2010-2011 school year. [NT 682-683]
87. In addition to doing direct observations of Student in her role as
evaluator, the CPS asked yet another school psychologist to do a
structured observation of Student so that there would be more than
one set of eyes on Student and because that psychologist also was
familiar with this low incidence population. The data from that
observation was included in the evaluation report. [NT 1088-1089,
1090; S-10]
88. The classroom teacher provided information to the CPS which was
incorporated into the re-evaluation report as was new or updated
assessments from the related service providers. [NT 1010; S-10]
89. The CPS did not recommend that the behavior plan be changed.
During the 2010-2011 school year, both before and after the
evaluation, the CPS had observed Student in class and noted
behavioral progress. Initially, the aides and teacher constantly
prompted Student for all tasks, but by the end of the school year, the
aides were able to pull back and Student was able to do tasks on
Student’s own. [NT 1093-1094, 1112]
90. The CPS also observed Student in the lunchroom. In the beginning of
the year, Student might throw a cup. By the end of the year, Student
had gained an understanding of the function of a cup and the CPS did
not observe any throwing of utensils. [NT 1094]
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91. The re-evaluation was completed, the report was provided to the
Parent on February 8, 2011, and on February 24, 2011 the IEP team
[Parent, teacher, IU supervisor, IU supervisor of the multiple
disabilities program, and the District director of pupil services] met to
discuss the draft report in detail. [NT 1012-1013, 1090-1091; S-10, S-
12]
92. The Parent was an active participant at the IEP meeting, took notes
and made suggestions, most of which were incorporated into the final
IEP. The Parent did not request any revision to the goals and
objectives proposed for the IEP. [NT 1012-1019, S-12, P-6]
93. The new IEP contained pre-reading and pre-math goals and the
toileting goal was replaced with a feeding goal although Student
would continue to practice toileting steps and skills daily. [NT 1053-
1057; S-12]
Private Evaluation
94. The Parent was dissatisfied with the February 2011 reevaluation
performed by the District and asked her coworker13 who is a licensed
psychologist and certified school psychologist14 to evaluate Student in
the home. After apparently being unsuccessful in eliciting
information the psychologist advised the Parent that Student needed
an evaluation by someone specializing in nonverbal children and
referred the Parent to a facility in another part of the state. [NT 193-
194, 492-494]
95. The Parent arranged for Student to be evaluated at the facility in
another part of the state. The private evaluator provides assessments
of children with complex medical, neurological and
neurodevelopmental disorders. The private evaluator has participated
in research with children with epilepsy. She has evaluated about 25
children with seizure disorders in the last three years. The private
evaluator is not school-certified but performed the evaluation in
conjunction with a second-year Fellow who is Pennsylvania school
13 The same person with whom the CPS had consulted regarding testing instruments.
14 This individual was present for most of the day at the second hearing session but was not called to testify.
Neither was he present nor called to testify on either of the two subsequent sessions, and no request was
made to schedule an additional date for his testimony in person or by telephone. The District requests that I
draw a negative inference from his failure to testify but I decline to do so in the absence of any other
information.
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certified. Additionally the private evaluator received her doctorate
from an APA accredited school psychology program and her Master’s
degree from a school psychology program. [NT 303-304, 307-308,
320-324; P-20]
96. For purposes of the evaluation the private evaluator reviewed medical
reports provided by the Parent, the IU psychologist’s reevaluation
report, and the Achenbach Child Behavior Checklist [CBCL], a
behavioral rating scale completed by the Student’s classroom teacher.
She did not review data collection sheets, progress reports or any
other communication sheets generated by the District. [NT 305-306,
342-343]
97. The private evaluator did not observe Student in an educational
setting. [NT 347]
98. During her testimony the private evaluator noted that Student overall
had “difficulty with the testing environment, staying seated, directing
[Student’s] attention”. Student had difficulty with “even the…basal
items on the measures”. Grapho-motor production was “generally
scribbling” when the task was to draw a simple horizontal line and
when shown “an array of...simple pictures [Student] had difficulty
indicating, pointing, to the simple pictures upon prompt”. [NT 313;
P-3]
99. Student’s attention varied from 30 to 5 seconds. For about every 30
seconds of sustained attention the private evaluator was able to get
from Student, there had to be about two minutes of redirection. [NT
314-316; P-3]
100. Although the private evaluator presented standardized tests to
Student, virtually all Student’s scores were zero. The test protocols
15
for the Leiter revealed that Student scored a zero (0) on every subtest
that was administered, resulting in scaled scores of one (1). Student
also scored a zero (0) on the Beery Buktenica Test of Visual-Motor
15 It is here noted that the private evaluator was resistant to providing testing protocols in compliance with a
subpoena based on her concerns about protecting copyrighted test information, but did eventually provide
the protocols. However, in deference to her concerns this hearing officer did not make the protocols part of
the administrative record, limited their use to examination and cross examination of the witness , and
ordered that they be shredded upon completion of the hearing session in which they were used.
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Integration as well as on the Peabody Picture Vocabulary Test. [NT
317, 358-361, 363-364, 640-641]
101. Because insurance would not pay for scoring and interpretation
of the Vineland [a questionnaire filled out by adult responders familiar
with the individual] the private evaluator did not obtain adaptive
behavior functioning information about Student from the school
setting and therefore had only the Parent’s reports to rely upon. [NT
367]
102. Overall, the private evaluator found severe impairment in
verbal and non-verbal cognitive functioning, severely impaired
receptive language, globally impaired verbal expressive language, and
severely impaired grapho-motor and visual-motor skills. The private
evaluator estimated Student’s overall level of functioning to be below
one year to the two year old level. [NT 317-318]
103. The private evaluator did not review the June 2010 IEP and
could offer no opinion as to whether it proposed an appropriate
program or placement for Student. [NT 342-343]
104. The private evaluator agreed that the IU psychologist’s
evaluation of June 2010 was appropriate. [NT 341]
105. The private evaluator noted that her findings about Student’s
functioning were consistent with the District’s February 2011
evaluation report that she reviewed subsequent to her own evaluation.
[NT 319]
106. The private evaluator did not review the March 2011 IEP
generated from the classroom data and the evaluation report. [NT 345,
352]
107. The findings of the private evaluator regarding Student’s level
of overall functioning at about the one-year old level were consistent
with the estimate of the daycare provider and the IU psychologist.
[NT 60-63, 318-319, 375, 641]
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108. The private evaluator agreed that Student’s educational
programming had to be geared toward Student’s developmental level.
[NT 375-376]
109. The private evaluator opined that an ABA/VB program such as
that provided by the District would be necessary for Student to be
educated successfully. [NT 383-384]
110. The private evaluator noted that it was important for the Parent
to be implementing a Verbal Behavior or ABA program in the home
setting. The Parent did not request that the District provide her with
training in these approaches and there is no evidence that she
implemented these techniques in the home setting.16 [NT 374-375]
111. The private evaluator opined that community based instruction
such as that being delivered by the District was important for Student.
[NT 376]
112. The private evaluator opined that children like Student, “with
moderate or severe cognitive delays may acquire little or no
communicative speech”. [P-3]
113. Although the report of the private evaluator was not provided to
the District until after the request for a due process hearing, the
District was already implementing many if not all the educational
strategies the private evaluator had included in her report. [NT 868-
870, 1091-1093]
The Residential Placement Requested by the Parent
114. The first time the teacher learned that the Parent was
dissatisfied with Student’s progress was in November 2010 at a
parent/ teacher conference to discuss the first quarter progress reports.
[NT 1008-1009]
115. Although at the end of the 2009-2010 school year the Parent
had expressed satisfaction with Student’s progress after only two
months in the District, by October 2010 the Parent had begun
16 When the Parent obtains Provider 50 services the Behavior Specialist Consultant and a Therapeutic Staff
Support worker can set up this programming, train the Parent and monitor implementation. Alternatively
the District can provide the Parent with this training.
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20
investigating other programs for Student and came upon the Private
Residential School to which she now wishes Student to be sent on a
residential basis. She filled out an application to the school on
October 21, 2010. [NT 72, 221-222; P-19]
116. The Private Residential School is based on the Waldorf
philosophy of Curative Education and Social Therapy advocated by
Rudolf Steiner. All house parents and teachers at the Private
Residential School must complete a four year course of study in the
Waldorf philosophy which includes a belief in reincarnation, the
existence of Atlantis and the karma inherent in individuals. [NT 133-
135]
117. The District psychologist visited the Private Residential School
and reviewed the literature regarding the efficacy of the Waldorf
philosophy for teaching children such as Student, and could find no
research supporting the validity of Curative Education and Social
Therapy as an educational program for Student. [NT 874]
118. During his visit to the Private Residential School the District
psychologist did not see evidence that any behavior plan was being
implemented, saw no evidence of individualized programming, saw
no use of picture schedules or any other type of structured
communication system, and observed no ABA programming. [NT
885-888]
119. When the District psychologist asked the representative of the
Private Residential School who testified at the hearing and who also
led the tour of the school about ABA programming and behavioral
interventions, the representative said that behaviors are addressed by
establishing a relationship with the students. [NT 890]
120. When asked by the district psychologist about how
generalization of skills was taught and practiced, the representative
replied that they “wait for that magical moment”. [NT 891-892]
121. Based on his review of District records, his observation of
Student in the District’s class and his observation at the Private
Residential School the District psychologist concluded that not only
would a residential placement be inappropriate for Student, but that
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the Private Residential School in particular would not be an
appropriate placement because it could not implement the District’s
IEP or the recommendations of the private evaluator. [NT 892-895]
122. The Parent was unaware of the philosophical basis of the
Private Residential School, and did no research about the Private
Residential School other than that it was a residential setting.
[NT.445-447]
123. The Parent visited the Private Residential School sometime in
October 2010, and Student visited there with the Parent during the
first week of December 2010 as well as in May 2011. [NT 221-222]
124. The Parent filled out an application for the Private Residential
School in October 2010 and testified that in October 2010 she
“definitely wanted" Student placed there. The Parent informed the
District that she wanted student placed in the Private Residential
School. [NT 220-221, 225]
125. At the time of the December 2010 visit to the Private
Residential School the Parent was impressed that when she returned to
pick her child up after lunch Student was “sitting on the bench with
the kids all around" and “eating lunch." Student was “calm and
content and smiling". Mother testified that she had not seen student
that calm and felt this was amazing. [NT 223]
126. During the May 2011 visit, mother videoed the child doing a
Maypole dance with other children. Student was smiling and
laughing. Mother felt that Student was communicating the message
that Student “fit" and mother again thought it was amazing. [NT 223]
127. The Parent observed Student in the District during one of the
first few days Student was enrolled in the District; she watched circle
time and table time for about 45 minutes, and did not stay longer than
that. The Parent has not done any observations in her child’s
classroom, but has “popped into the classroom to drop things off or
pick student up" three or four times. [NT 206-207]
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22
Discussion and Conclusions of Law
Burden of Proof
In November 2005, the U.S. Supreme Court held the sister burden of proof
element to the burden of production, the burden of persuasion, to be on the
party seeking relief. However, this outcome-determining rule applies only
when the evidence is evenly balanced in “equipoise,” as otherwise one
party’s evidence would be preponderant. Schaffer v. Weast, 126 S. Ct. 528,
537 (2005). The Third Circuit addressed this matter as well more recently.
L.E. v. Ramsey Board of Education, 435 F.3d. 384; 2006 U.S. App. LEXIS
1582, at 14-18 (3d Cir. 2006). Thus, the party bearing the burden of
persuasion must prove its case by a preponderance of the evidence, a burden
remaining with it throughout the case. Jaffess v. Council Rock School
District, 2006 WL 3097939 (E.D. Pa. October 26, 2006). Here, the Parent
requested this hearing and was therefore, assigned the burden of persuasion
pursuant to Schaffer and also bore the burden of production. The evidence
was not in equipoise, as the District’s evidence was preponderant, and
therefore the Schaffer test on burden of proof did not apply.
IDEA
Special education issues are governed by the Individuals with Disabilities
Education Improvement Act of 2004 (IDEA) which took effect on July 1,
2005. 20 U.S.C. § 1400 et seq. The purpose of the IDEA is to ensure that all
children with disabilities are provided FAPE which emphasizes special
education and related services designed to ensure meaningful academic,
social, emotional, and behavioral progress. Forest Grove Sch. Dist. v. T.A.,
129 S.Ct. 2484, 2491 (2009); Breanne C. v. Southern York Cty. Sch. Dist.,
732 F.Supp.2d 474, 483 (M.D. Pa. 2010) (referencing M.C. v. Central
Regional Sch. Dist., 81 F.3d 389, 394 (3d Cir. 1996) (finding that to confer
meaningful educational benefit, an IEP must be designed to offer the child
the opportunity to make progress in all relevant domains under the IDEA,
including behavioral, social, and emotional domains); See also, Ridgewood
Bd. of Educ. v. N.E., 172 F.3d 238, 247 (3d Cir. 1999). An IEP and its
benefit must be judged in relation to the child’s potential. Penn Trafford
Sch.Dist. v. C.F., 2006 WL 840334 (W.D. Pa., March 2006); M.C. v. Cent.
Reg’l Sch. Dist., supra. and a District cannot be held responsible under
IDEA for a student’s failure to generalize certain skills learned in school to
the home environment, Thompson R2-J School District v. Luke P., 540 F.3d
1143, 1150(10th Cir. 2008). The statute guarantees an “appropriate”
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education, “not one that provides everything that might be thought desirable
by ‘loving parents.’” Tucker v. Bayshore Union Free School District, 873
F.2d 563, 567 (2d Cir. 1989).
Credibility of Witnesses
During a due process hearing the hearing officer is charged with the
responsibility of judging the credibility of witnesses, weighing evidence and,
accordingly, rendering a decision incorporating findings of fact, discussion
and conclusions of law. Hearing officers have the plenary responsibility to
make “express, qualitative determinations regarding the relative credibility
and persuasiveness of the witnesses”. Blount v. Lancaster-Lebanon
Intermediate Unit, 2003 LEXIS 21639 at *28 (2003).
I found no reasons to question the credibility of the witnesses who appeared
on behalf of the District. They were well-qualified and experienced
professionals who had week-to-week if not day-to-day experience with
Student in the school setting, and whose testimony was corroborated by
extensive documentation.
Daycare Provider: This individual provided limited testimony but I relied
upon her report that Student displayed only one seizure incident in the
daycare setting, and noted that her estimate of the developmental level at
which Student currently functions is congruent with the findings of the
psychologists who assessed Student.
Private Evaluator: The private evaluator’s credibility was diminished when
she responded to the question “What is the significance that you were able to
actually test [Student], and the school could not?” by opining at length about
the importance of using standardized test instruments and such being the
gold standard for assessing individuals. In owning the attribution of being
able to “actually test” Student, she is unquestionably elevating form over
substance. Although she put standardized tests in front of Student, and
attempted over and over to redirect Student’s attention and focus on task
demands, Student obtained a raw score of zero on virtually all subtests. It is
one of the anomalies of test construction that in some instances a zero (0)
raw score on a subtest can result in a subtest scaled score of one (1) and that
the scaled scores can be added and produce a standard score (IQ). The fact
that the private evaluator may have derived a “score” does not mean that the
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Student was tested. Rather, this hearing officer17 finds the evidence clear
and unequivocal that Student was “untestable” 18 i.e., not capable of
understanding standardized test directions and demands as well as not able
to attend and focus. Putting test materials in front of Student and obtaining a
zero response that is not based upon a clear incorrect response choice is not
testing, and the results are far less useful than foregoing testing in favor of
observations. Nevertheless, insofar as her recommendations were congruent
with those put forth by the IU and District psychologists who evaluated
Student her testimony will be credited. However, I find that her opinion that
Student requires a program outside the District at this time is unsupported by
any facts at her disposal.
Private Residential School Representative: Although the representative of
the Private Residential School who testified by telephone was amiable, his
assurances that the Private Residential School could provide the various
services about which he was questioned were not credible. It is notable that
only having seen Student twice, and not having reviewed the most recent
evaluations or the most recent IEP, this individual believed he could provide
such assurances.
The Parent is a devoted advocate for her child, and the stress of relocating to
a new state, acclimating in a new job and interacting with a new group of
people educating her child is acknowledged. However, her not recalling
conversations with her co-worker who attempted to test Student in the home,
her not thoroughly researching the Private Residential School prior to
deciding to send her child there, her seeming passivity in dealing with the
Provider 50 system, her asserting with no foundation that Student did not
have an aide on the bus to and from school and the daycare, her expressing
dissatisfaction with the District’s program only two months after praising it,
and the slim reed upon she rested her belief that her child “fit” in the Private
Residential School presented credibility issues that diminished the weight of
her testimony.
17 Holding a Pennsylvania license in psychology and Pennsylvania school certification
18 It should be noted that being “untestable” does not mean that an individual cannot be assessed and
evaluated. Particularly with young children, an experienced examiner can assess gross and fine motor
skills, speech/language levels, approximate cognitive ability, social relatedness and emotional functioning
through formal observation and then develop a comprehensive picture of strengths and deficits needed for
planning interventions.
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Discussion
The gripping, and frankly initially persuasive, opening statement provided
on behalf of the Parent set expectations that this hearing would be about a
child with a seizure disorder so rare, severe and pervasive that only 24-hour
a day educational programming could confer FAPE. However, by the
conclusion of the hearing, it had become clear that during the 2010-2011
school year the child had experienced only one seizure at the daycare center
and another possible seizure at school. Additionally and perhaps even more
surprising was the fact that the Parent was not requesting placement in a
school housed in a medical facility needed to control seizures and render the
child amenable to learning, or in a school with a 24-hour a day physician in
attendance, or even a school specializing in educating students with autism
and severe cognitive disabilities, but rather a school with no more medical
availability than the District placement offered, and with considerably fewer
daily direct specialized services for educating children with Student’s
specific profile.
Another puzzling aspect of this hearing was that based upon the
recommendations of the private evaluator, the Parent spent considerable
effort making the point that the Student required ABA programming in order
to receive FAPE and criticizing the District’s ABA/Verbal Behavior
program because it was not strictly one or the other but combined both
approaches, but then virtually disregarded the lack of ABA/VB
programming at the Private Residential School. This hearing officer accepts
and understands the rationale behind the District’s multifaceted program and
notes that in contrast to the District witnesses’ detailed and credible
descriptions of the ABA/VB program provided to Student, the representative
from the Private Residential School responded in a rather low key and
somewhat hesitant tone, when asked, that the school used ABA techniques
when appropriate. Moreover, it was quite difficult to discern exactly what
scientifically-based peer reviewed methodologies the Private Residential
School would use to educate Student, and this hearing officer was left with
serious doubts as to whether the placement was able to implement Student’s
detailed IEP and provide even an approximation of meaningful educational
benefit.
The District offered an appropriate program.
Student arrived in the District toward the end of the 2009-2010 school year,
heavily medicated and impaired in all areas of functioning including gross
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motor skills. The Parent indicated dissatisfaction with the educational
program offered her child in the previous state of residence, although there
was no evidence put forth, nor was any necessary, about that actual program
itself. During the District's first two months of programming for Student
progress would be expected to be slow, and consist of Student’s becoming
acclimated to the new school setting as well as a new daycare program and a
new home. Although the Parent initially alleged that Student's April-June
2010 program did not provide FAPE, she withdrew that portion of her
complaint during the course of the hearing. In fact, in June 2010 the Parent
had expressed her satisfaction with the Student’s program and placement.
Student's medication was changed such that when Student returned to school
in September 2010 there was a dramatic difference in Student's presentation.
Student did not appear heavily medicated, Student was alert and curious, and
Student's ambulation was improved. It was at this point that Student began
to become available for learning in the District's program. The Parent puts
forth the opinion that Student's improved presentation and heightened
response to learning was an artifact of the medication change and not
because of the District’s programming. I reject this position as, although no
doubt a medication change was beneficial, the District’s program offered the
setting and the tools in which Student could begin to make use of the benefit
of enhanced awareness and engagement.
Although under the IDEA children are not entitled to "everything that would
be desired by loving parents", the District in this case offered Student a
program that met and exceeded the standard for appropriateness. Although
an IEP must be “reasonably calculated” to produce “meaningful educational
benefit” and does not represent a guarantee of progress, Student in fact did
make progress. Progress must be gauged in relation to an individual child's
potential, and when children learn under the multiple impairments that
Student possesses, progress may be incremental.
Residential Placement Is Not Appropriate for Student and the Residential
Setting Preferred by the Parent is Inappropriate
It is fairly common in special education due process hearings for families to
seek out the very best educational placement for their disabled child and
sometimes the parentally-chosen placement offers more services, or even
better programming, than the public school offers. In those cases hearing
officers need to apply the standard of whether what a school district offered
was appropriate, not more or less appropriate, than the parental preference.
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In the instant matter, this is not at all the case. Viewed in light of Student’s
disabilities Student is making meaningful educational progress in the
District's program which is excellent, and offers far more than the Private
Residential School that the Parent prefers.
For sake of argument, were Student not making progress, the next
appropriate step would not be a residential placement, but rather a more
restrictive day placement. Also for sake of argument, if Student were now,
or becomes in future in need of, a residential facility the Private Residential
School addressed in the hearing is not appropriate. Among other things, the
Private School is not highly structured, it is not set up to implement
Student’s IEP with fidelity, it almost certainly would not provide intensive
ABA/Verbal Behavior programming, and its physical setup would not lend
itself to guarding against the Student’s constant elopement risk.
Dicta:
The Parent is understandably concerned that Student’s behavior at home
does not reflect the gains the District sees at school. Since the Parent has not
participated in the school program, and has not observed Student in the
school program, the rudimentary elements of parent training have not been
established. No doubt mother’s status as a new employee in a new position
in a new state has left little if any room for taking time off from work to
participate in Student’s school program to observe and learn. The Parent has
attempted to obtain home-based services through the behavioral health
system, and she is strongly encouraged to use every means at her disposal to
acquire these services for herself and her child. A Behavior Specialist
Consultant (BSC) can serve as a bridge between school and
home/community, develop a positive behavior support plan for
home/community that is consistent with ABA and Verbal Behavior
techniques the teachers use at school, teach mother to carry out the
home/community plan and ensure that the mother and the babysitter and
other caregivers implement the plan with fidelity. The child also, given
descriptions of home behaviors, would most likely qualify for
home/community Therapeutic Staff Support (TSS) for several hours a day
and possibly some hours on weekends as well, to implement the behavior
plan and transfer skills to the mother and other caretaker(s). It is also highly
likely that once the child is registered in the relevant county MH/MR Office,
the child would qualify for an Intensive Case Manager who would assist
mother in accessing supportive services such as Respite Care. Student and
mother are an ideal family for successful integration into the educational
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system, the developmental disabilities system and the behavioral health
system resources.
Conclusion
The IDEA authorizes hearing officers and courts to award “such relief as the
Court determines is appropriate” 20 U.S.C. § 1415(h)(2)(B). In this case, I
find that the District offered Student FAPE for the 2010-2011 school year,
and therefore Student is not entitled to compensatory education.
The IDEA does not require a local education agency to pay for the cost of
education, including special education and related services, of a child
with a disability at a private school or facility if that agency made a free
appropriate public education available to the child and the parents elected
to place the child in such a private school or facility. 20 U.S.C. §
1412(a)(10)(C)(ii). I find that the program the District offered for the
coming school year is appropriate, and that Student does not require
residential placement in order to receive FAPE. I therefore will not order
the Student to be placed at the Parent’s preferred Private Residential
School at public expense.
After hearing testimony covering four days and a number of witnesses, I find
that the Parent has not met her burden of proof in this matter as the District's
persuasive evidence was preponderant. The District offered Student an
appropriate program for 2010-2011 and has proposed an appropriate
program for 2011-2012, and the Parent's choice of a prospective program in
a residential private school is inappropriate.
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Order
It is hereby ordered that:
1. The School District did not deny Student a free, appropriate public
education [FAPE] during 2010-2011 school year.
2. As the School District did not deny Student FAPE during the period in
question Student is not entitled to compensatory education.
3. Student does not require residential placement in the approved private
school selected by the Parent in order to receive FAPE.
Any claims not specifically addressed by this decision and order are denied
and dismissed.
August 23, 2011 Linda M. Valentini, Psy.D., CHO
Date Linda M. Valentini, Psy.D., CHO
PA Special Education Hearing Officer
NAHO Certified Hearing Official
