Penn-Delco School District | Case 14119-12-13 | 2014-01-05
Pennsylvania special education due-process decision
- Case number
- 14119-12-13
- Date
- 01/05/2014
- Parties / district (official listing)
- Penn-Delco School District
- Hearing officer
- Anne Carroll
- Issues (official listing)
- Multiple Disabilities Free Appropriate Public Education IEP Private School Placement Tuition Reimbursement
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Decision text
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This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
Pennsylvania
Special Education Hearing Officer
DECISION
ODR No. 14119-1314 KE
Child’s Name: J. N.
Date of Birth: [redacted]
Dates of Hearing: 9/24/13, 10/11/13, 10/25/13, 11/11/13
11/13/13, 11/19/13, 12/3/13, 12/4/13,
12/6/13
CLOSED HEARING
Parties to the Hearing: Representative:
Parents Parent Attorney
Parent[s] Judith Gran, Esquire
Freeman, Carolla, Reisman & Gran
19 Chestnut Street
Haddonfield, NJ 08033-1810
School District School District Attorney
Penn-Delco Gabrielle Sereni, Esquire
2821 Concord Road Raffaele & Puppio
Aston, PA 19014 19 West Third Street
Media, PA 19063
Date Record Closed: December 24, 2013
Date of Decision: January 5, 2014
Hearing Officer: Anne L. Carroll, Esq.
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INTRODUCTION AND PROCEDURAL HISTORY
Student in this case is affected by several disabilities resulting in global developmental
delays, speech/language deficits, motor skill deficits, attention, learning and behavior difficulties.
Student requires intensive special education and related services for disability-related needs.
From the time Student transitioned from pre-school to school-age services until the
2012/2013 school year, both parties agree that Student’s public school placements were
unsatisfactory. For the 2012/2013 school year, the District proposed placing Student in its newly
formed multiple disabilities support (MDS) class, which Parents rejected, resulting in a due
process complaint that was ultimately settled by the District funding tuition at the private school
Parents selected. In the spring of 2013, when the parties met to develop an IEP for the current
school year, the District again proposed an IEP for placement in its MDS class which Parents
again rejected, resulting in the current due process complaint for tuition reimbursement for the
same private school.
The evidence compiled during a nine session hearing conducted between the end of
September and beginning of December 2013 established Parents’ sincere belief that the private
school is the best place for addressing Student’s complex and extensive speech/language needs.
The evidence also revealed Parents’ deep misgivings about the composition of the District’s
MDS class and their conviction that it is not the best place for Student. The evidence did not,
however, establish that the District cannot provide an appropriate educational placement for
Student in its MDS class. Parents, therefore, cannot prevail on their tuition reimbursement
claim. The District, however, will be directed to take steps to alleviate Parents’ concerns with
respect to the adequacy of the District’s speech/language services if/when Parents accept the
District’s MDS placement.
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ISSUES
Are Parents entitled to an award of full tuition reimbursement for the 2013/2014 school year for
the private school in which they unilaterally placed Student because:
a. The School District did not offer an appropriate program and placement for
Student for the current school year;
b. The private school in which Parents unilaterally placed Student is providing an
appropriate program and placement;
c. There are no equitable reasons for denying or reducing tuition reimbursement?
FINDINGS OF FACT
Background/Disabilities/Educational Needs
1. Student, an elementary school-age child, born [redacted] is a resident of the School
District and is eligible for special education services. (Stipulation, N.T. pp. 16, 17)
2. Student has been identified by the District as IDEA eligible in the multiple disabilities
and speech/language impairment disability categories, in accordance with Federal and
State Standards. 34 C.F.R. §300.8(a)(1), (c)(7), (11); 22 Pa. Code §14.102 (2)(ii);
(Stipulation, N.T. p. 17)
3. Student is described as an engaging child who seeks and enjoys social interaction with
adults and peers and exhibits a strong interest in both verbal and nonverbal
communication. (N.T. pp. 104, 105, 286, 287, 1254, 1521; S-1 pp. 2, 12, S-27 pp. 20—
22)
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4. At age 2, after Parents became concerned about language development, Student began
receiving speech/language therapy and occupational therapy (OT) as early intervention
services, with the subsequent addition of educational services. (N.T. pp. 1494, 1495,
1497; S-1 p. 2)
5. Student has been diagnosed with a rare chromosomal defect that resulted primarily in a
significant speech/language impairment, later diagnosed as Childhood Apraxia of Speech
(CAS). Student has also been diagnosed with a severe Receptive/Expressive Language
Disorder, Phonological Processing Disorder and Attention Deficit Hyperactivity
Disorder. (ADHD). (N.T. pp. 1495, 1496; S-1 p. 2, S-7 p. 1)
1 Commendably, the parties agreed to use a single set of exhibits in this matter, which avoided an unnecessarily long
and duplicative documentary record. Because most of the exhibits were pre-marked by the District with “S”
followed by the exhibit number and exhibits added during the hearing were also marked that way, the “S-#”
designation is used to reference the exhibits, all of which were admitted into the record by agreement of the parties.
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6. CAS is a neurological disorder that disrupts the motor speech system and is often
described as a motor planning disorder. CAS affects Student’s ability to correctly form
and retrieve words, as well as to properly articulate sounds and speak with appropriate
rhythm and emphasis (prosody). The disorder also adversely affects acquisition of
literacy skills, including learning to read. (N.T. pp. 45—48)
7. Many children with CAS, including Student, also have difficulty with other motor
planning tasks and with sensory regulation, often requiring OT and/or physical therapy
(PT) (N.T. pp. 252, 379, 1513, 1514; S-7 pp. 9, 12, 13, S-8 pp. 5, 6)
8. In addition to speech/language delays and learning difficulties in language arts and math,
Student also has significant issues with non-compliant behaviors, including work refusal
and avoidance and a short attention span, which adversely affect Student’s educational
progress and ability to maintain appropriate social interactions. (N.T. pp. 350, 351, 1305;
S-1 p. 2, S-7 p. 4, 5, S-23, S-26)
9. When Parents first had Student tested by an independent psychologist at age 4,
attention/behavior issues made it difficult to reliably assess Student’s cognitive potential.
More recently, however, when both the District and the private school psychologist were
able to gain greater cooperation during testing, Student’s intellectual potential was
measured in the low average range. That still may not accurately reflect Student’s true
cognitive ability due to the continuing effects of significant language and motor skill
deficits. (N.T. pp. 1242, 1243; S-1 p. 7, S-7 pp. 3, 17, 18)
10. Due to Student’s significant and complex disability-related educational needs, Student
requires intensive, individualized 1:1 or small group academic instruction, particularly in
reading and math, intensive individual and group speech/language therapy, a language-
rich classroom environment, OT, PT, a sensory diet, a consistently implemented positive
behavior support plan and a behavior therapist or trained instructional aide to provide
daily behavior support and to help maintain focus in the classroom, as well as to take
behavioral data. (N.T. pp. 51, 399, 400, 407, 413, 527, 1382, 1383; S-1 pp. 12, 13, S-8 p.
5, S-15 p. 1; S-27 pp. 20—24)
11. To engage and cooperate in school activities and therapies, Student needs to work for
tangible reinforcers. Although Student is motivated by many things, reinforcers must be
changed frequently to maintain Student’s motivation. (N.T. pp. 1027, 1252, 1383, 1384)
Educational History
12. After several unsatisfactory public school placements, Parents enrolled Student in a half
day pre-K program at a private school operated by a speech therapist and an occupational
therapist that specializes in educating children with CAS and other severe
speech/language disorders. Parents also obtained ABA therapy for three
afternoons/week. During the summer, Parents added intensive speech/language therapy.
Student’s speech, motor skills and behaviors began to improve after beginning that
combination of services. (N.T. pp. 1499, 1500—1506, 1511—1514)
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13. At the beginning of the 2012/2013 school year, Parents enrolled Student in the private
school Student attended for language services during the summer. The private school
provides speech/language services and language arts instruction based upon a
phonemically-based, structured, systematic, linear language/reading instruction program
known as the Association Method. The private school also provides intensive motor-
speech training and practice and OT services with an emphasis on sensory integration
(SI). (N.T. pp. 255, 256, 1247, 1248, 1512)
14. Prior to Student’s enrollment in the private school, which had been recommended by a
private speech/language therapist treating Student, the District proposed a placement in
its Multiple Disabilities Support class (MDS) that it was planning to open in September
2012. (N.T. pp. 1509, 1515)
15. Parents proceeded with the private placement and sought tuition reimbursement, which
the District ultimately agreed to provide for the 2012/2013 school year. (N.T. pp. 1515,
1516, 1517—1519)
16. Currently, Student remains in the private school Parent selected at the beginning of the
2012/2013 school year in a class with 5 other children, including three others with a CAS
diagnosis. Academically, Student is in the middle of the group and one of the two most
social children in the class. (N.T. pp. 349, 350, 1339, 1340)
District’s Proposed Placement, Program /Current Private School Functioning, Services
17. After completing a reevaluation of Student in March 2013, the District developed an IEP
for the 2013/2014 school year which included goals in areas of PT, OT, speech/language,
reading, math and social skills, and offered a placement in its MDS class. (S-7, S-12 pp.
39—54, S-13 p. 2)
18. The District’s MDS class is based on principles of verbal behavior (VB) which benefits
the children in the class, especially with respect to constant communication with them to
build language skills, but the teacher also uses additional strategies to meet student needs,
including general ABA strategies, communication boards, modeling and repetition. (N.T.
p. 887—893)
19. The District’s special education supervisor, a Board Certified Behavior Analyst (BCBA),
who has extensive experience with VB is frequently in the classroom, helped to develop
the curriculum and behavior support strategies. Instruction is a combination of whole
group and individualized instruction. Currently, there are seven children placed in the
class, which is staffed by a lead teacher, two instructional assistants who are also certified
teachers and two other instructional assistants. The children are not all in the classroom
at the same time due to receiving therapies and participating in specials at various times.
(N.T. pp. 637, 639, 897, 903—905, 907, 908)
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20. At the time of her observation of the MDS class in April 2013, the private speech
therapist was concerned about Student’s placement in that class because it appeared that
Student would be the highest functioning student in terms of expressive language and
verbal spontaneity. She was also concerned that the class does not provide specialized
treatment for CAS. Since the observation, another child has joined the class who is more
verbal than Student (N.T. p. 136; S-20 p. 2)
21. The behavior therapist who previously worked with Student observed the District’s MDS
class in the spring of 2013 and fall of 2013, after a new teacher began. She noted the
high level of physical support the students in the class needed and were provided that
Student does not need. She also noted a high level of verbal and visual prompting in
whole group language activities. (N.T. pp. 530, 531)
Academics
22. Student was observed at the private school September 2012 in connection with a private
evaluation, in February 2013, in connection with the District’s reevaluation, and in late
October/early November 2013 by both District staff and the private school psychologist
who evaluated Student in connection with the current due process hearing. (N.T. pp.
1248; S-1 pp.4, 5 )
23. At the time of the September 2012 observation, Student was estimated to be working at
an early kindergarten academic level by Parent’s independent school psychologist. (N.T.
pp. 1246; S-1 pp. 4, 5, S-27)
24. Student also appeared to Parent’s private school psychologist to be working at an early
academic level at the time of the late October 2013 observation. The private school’s
November 2013 IEP confirms that assessment, noting Student’s need to improve
phonological awareness and pre-reading skills, along with vocabulary, story structure
and sequencing, fluency, accuracy and reading comprehension of pre-primer texts by
answering explicit questions. Most of Student’s baselines for 1
st grade reading skills,
such as identifying high frequency 1 st grade sight words, were placed at 0. (N.T. pp.
1250; S-27 pp.23, 24, 36—38)
25. Comparing Student’s reading/language arts skills and needs described in the private
school’s recent IEP to the language arts objectives in the District’s IEP proposal indicates
that the District’s proposal focuses on skills that Student needs to develop, although the
baselines for expressively and receptively demonstrating one-to-one letter
correspondence have advanced from 9 sounds mastered to 20. The sight word baseline
might also have increased. Although the private school classroom teacher noted
Student’s ability to retell story details, the private school IEP states that Student is not
able to retell 5 details without prompting, to sequence events or to describe the
appearance of characters or setting. (N.T. pp. 1386; S-12 p. 53, S-27 p. 15)
26. The math instruction the District provides in the MDS class is Connecting Math, a
systematic, sequential, direct instruction program. The students receive both small group
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and individualized 1:1 instruction. Multi-sensory activities, such as singing number
songs, are included in the instruction. (N.T. pp. 920, 1260—1264)
27. The math objectives in the District’s proposed IEP provide for Student to apply one to
one correspondence to count objects to 10, receptively and expressively identify numerals
0—10 from an array of 3 with 90% accuracy. The private school teacher confirmed that
the baseline in the District’s proposed IEP is accurate. (N.T. pp. 1385, 1386; S-12 p. 51)
28. The private school’s November 2013 IEP indicates that Student has mastered rote
counting to 10, can count objects 1—3, match sets 1—3 to numeral and trace numerals
1—10. Student has not mastered matching sets beyond 3, counting objects to 10,
matching 1—10 to numeral and Student is unable to identify number words 1—5, match
numerals to number words 1—5 or draw 4 basic shapes without a pattern. (N.T. pp 1385;
S-27 pp. 14, 39)
29. During the September 2012 observation, Student was participating in a whole group
calendar activity that occurs daily and involves reading sentences identifying the day
before, the current day and the next day, as well as the weather. (N.T. pp. 1344—1348;
S-1 p. 4 )
30. In the IEP the private school developed for Student in November 2013, working on the
same calendar activities as a group language activity was identified as an area of
continuing need, encompassing skills that Student has not yet even partially acquired. (S-
18 p. 17, S-27 pp. 13, 44)
Behaviors/Noncompliance
31. The private school continues to implement the behavior plan developed by the ABA
therapist who previously worked with Student, which recommends “planned ignoring” of
non-compliant/negative behaviors to avoid reinforcing the behaviors. If Student remains
non-compliant for an extended period, however, the staff will try a different strategy. The
private school staff discusses the behavior plan at weekly meetings and have made some
changes informally, but those are not reflected in the written plan, which has not been
updated. No one currently takes data, however, to assess the continued effectiveness of
the plan. (N.T. pp. 1252, 1331, 1332, 1336, 1337, 1456, 1463—1466; S-26)
32. During the September 2012 private school observation, Student was generally described
as compliant and engaged in the prescribed academic tasks with the promise/reminders of
the reward Student chose to work for, although Student was well aware of and engaged
the observer in conversation. Student was less compliant during speech therapy. The
psychologist noted in her report the teacher’s observation that Student’s progress
increases when non-compliance decreases. (N.T. pp. 1311; S-1 pp. 4, 5)
33. At the time of the September 2012 observation, Student was accompanied by an ABA
behavior therapist throughout the day due to attention and behavior problems. Those
services were initially reduced due to behavior improvements, resulting in an increase in
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behaviors, and were discontinued entirely when Parents could not afford to provide the
ABA services. Parents subsequently applied for behavioral health services and were
recently approved for 10 hours/week for a 45 day period, but behavior therapy services
had not resumed by the time the due process hearing ended. (N.T. pp. 1382, 1457, 1519;
S-1 p. 1 )
34. The District intends to conduct an FBA, develop a positive behavior support plan for
Student and address noncompliant behaviors. The District also intends to provide a 1:1
aide for Student throughout the school day to provide behavioral support. (N.T. pp. 676,
677; S-12 pp. 60—62)
35. According to the District observers’ written reports, Student’s behavioral compliance in
completing academic and speech therapy tasks during the District’s observations at the
private school was far less than described by the private evaluator in September 2012.
Parents attributed Student’s non-compliance at those times to Student’s knowledge of
being observed, although the most recent observation occurred via Skype, with a blank
computer screen as the only indication of an observer. (N.T. pp. 519, 520, 1037, 1389,
1390; S-7 pp. 4—6, S-23)
36. The BCBA who developed the behavior plan for Student attributed the non-compliant
behaviors observed by District staff and described in the observation section of District’s
reevaluation report were attributed to the reduction in behavior support services that
began about the time of the District’s observation and a lack of consistency in the private
school staff’s implementation of the behavior plan without the constant presence of the
behavior therapist. (N.T. pp. 517—519)
37. Student’s teacher maintained that Student’s compliance during the November 2013
observation was far higher than reported, that Student completed all tasks during that
period and she followed the principles of the behavior plan throughout that period. The
reading specialist, however, acknowledged that Student’s noncompliance was very high.
Both the teacher and the reading specialist admitted that they were not consistent in
following the behavior plan at all times during the District observation. (N.T. pp. 1037,
1061—1072, 1391—1394, 1396—1406, 1408—1411, 1413, 1414, 1415, 1421, 1422,
1466—1468, 1471; S-23 p. 5)
38. Student’s non-compliance during the most recent District observation was also attributed
to an atypical day, immediately following Halloween. (N.T. pp. 1407)
39. The private school teacher admitted that she did not prompt Student to speak in complete
sentences during the District’s November 2013 observation due to being distracted by the
knowledge of being observed. (N.T. pp. 1407, 1408; S-23 p. 3)
40. Due to Student’s frequently non-compliant behaviors, Parents’ private school
psychologist estimated that up to 50% of Student’s instructional time is lost. If the
private school had the daily behavior support it needs, as when the behavior therapist
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accompanied Student, it would be possible to work toward reducing Student’s non-
compliant behaviors. (N.T. pp. 1306, 1456, 1457)
Speech/Language Services
41. In its proposed IEP, the District provides for two hour/week of individual
speech/language therapy in 4 30 minute sessions, 1 30 minute period of group therapy, a
30 minute weekly session co-treating with the OT. (N.T. pp. 221, 222, 224 ; S-12 p. 65)
42. To properly deliver the intensive language environment in the MDS class, the teacher,
instructional assistants and the speech/language therapist collaborate daily. The teacher
also consults frequently with other service providers such as the OT. (N.T. pp. 936, 937)
43. According to the private speech/language therapist experienced with CAS who has
worked with Student, the District’s MDS class is a language rich environment with
elements of verbal behavior and ABA which the children appear to enjoy while learning
and using language. The amount of speech/language services the District proposes to
provide and inclusion opportunities were identified as positive aspects of the program.
(S-20 p. 1)
44. The District’s current IEP proposal includes a functional communication goal centered on
Student expressing wants and needs, asking/answering questions, protesting. It also
includes an articulation goal to address the motor speech skills Student needs to continue
to develop and a receptive language goal of demonstrating understanding of spatial
concepts, answering “wh” questions and sorting noun pictures by category and function.
To the extent that Student has mastered any of the skills that Student was not
demonstrating at the time the IEP was developed in March 2013, the objectives will be
revised. (N.T. pp. 115, 116, 125, 126; S-12 pp. 45—50
45. Although Student can generally communicate wants and needs, verbalizing with
articulate, structurally sound language remains an area of need. In the IEP developed by
the private school in November 2013, improving Student’s ability to verbally express
wants, thoughts and desires is listed as one of Student’s emotional/relational needs, but
there is no goal for further developing that skill. (N.T. pp. 1273, 1396; S-27 p. 17 )
46. Integral stimulation is a type of intensive motor speech therapy that is appropriate for
treating children with CAS through multi-modal cues—kinesthetic, tactile, visual and
verbal. The technique builds on the sounds a child has already acquired, as well as the
normal developmental sequence of sound acquisition (N.T. pp. 52, 72—74)
47. The PROMPT method is another recognized technique for facilitating development of
motor speech skills that uses a tactile/kinesthetic approach and requires intensive training
of the speech/language therapist. (N.T. pp. 69—71).
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48. Although the District’s speech/language pathologist is familiar with both integral
stimulation and the PROMPT method, she has not been trained in either technique. (N.T.
pp. 68, 69, 71)
49. The District’s speech/language therapist recommends access to augmentative supports
such as a picture board to support Student’s verbal communication. She also
recommends systematic drill and practice of target sounds, building from single syllable
to multi-syllable words with tactile, visual and verbal cues, multi-modal cues from the
speech-language therapist and teachers across all settings for producing target sounds,
voice recording and mirrors to increase self-awareness of speech sound production and
proper positioning for speech sounds, small group practice. (N.T. pp.60, 61, 118—122,
174, 175; S-7 p. 30, S-12 pp. 57, 58, S-21)
Sensory/OT/ PT
50. The children in the MDS class have access to an adjacent room with various equipment
for sensory integration, which the entire group uses daily after lunch and is available for
sensory breaks. (N.T. pp. 871, 903,)
51. The District’s proposed IEP provide for opportunities to participate in proprioceptive
activities, movement breaks, use of resistive manipulatives (building with Legos) and a
sensory diet. (S-12 pp. 55, 56, 60, 63)
52. Student’s “sensory diet” at the private school, administered twice each day, consists of
bouncing on a “hippity hop” ball up and down the hallway several times and 20 “sit-
stands” similar to squats, involving sitting on an object on the floor and standing up.
(N.T. pp. 439, 1341 )
53. Occupational Therapy is proposed for 1.5 hours weekly, divided into two thirty minute
sessions of individual therapy and one group session, as well as 15 minutes/month for
consultation. OT goals focus on school-related activities using a writing implement with
appropriate force, copying letters with vertical and horizontal lines. (S-12 pp.41—44, 60)
54. The District proposes 45 minutes of direct PT services weekly, as well as 15 minutes of
consultative services for Student’s IEP team. (S-12 p. 65)
DISCUSSION AND CONCLUSIONS OF LAW
Applicable Legal Standards
FAPE/Meaningful Benefit
Under the Individuals with Disabilities Education Act (IDEA), 20 U.S.C. §1400, et seq. ,
and in accordance with 22 Pa. Code §14 and 34 C.F.R. §300.300, a child with a disability is
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entitled to receive a free appropriate public education (FAPE) from the responsible local
educational agency (LEA) in accordance with an appropriate IEP, i.e. , one that is “reasonably
calculated to yield meaningful educational or early intervention benefit and student or child
progress.” Board of Education v. Rowley , 458 U.S. 176, 102 S.Ct. 3034 (1982). “Meaningful
benefit” means that an eligible child’s program affords him or her the opportunity for
“significant learning.” Ridgewood Board of Education v. N.E. , 172 F.3d 238 (3 rd Cir. 1999).
Consequently, in order to properly provide FAPE, the child’s IEP must specify educational
instruction designed to meet his/her unique needs and must be accompanied by such services as
are necessary to permit the child to benefit from the instruction. Rowley; Oberti v. Board of
Education , 995 F.2d 1204 (3 rd Cir. 1993). An eligible student is denied FAPE if his program is
not likely to produce progress, or if the program affords the child only a “trivial” or “ de minimis ”
educational benefit. Polk v. Central Susquehanna Intermediate Unit 16 , 853 F. 2d 171 (3 rd Cir.
1988).
Under the interpretation of the IDEA statute established by the Rowley case and other
relevant cases, an LEA is not required to provide an eligible with services designed to provide
the “absolute best” education or to maximize the child’s potential. Carlisle Area School District
v. Scott P. , 62 F.3d 520 (3 rd Cir. 1995). Based upon that principle, a school district’s choices
concerning the details of a program and placement reasonably likely to provide meaningful
benefit to an eligible child, including methodology, is given considerable deference. Rowley;
Ridley S.D. v. M.R. , 680 F.3d 260 (3 rd Cir. 2012); Lessard v. Wilton-Lyndeborough Cooper Sch.
Dist. , 592 F.3d 267 (1 st Cir. 2010).
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Due Process Hearings/Burden of Proof
The substantive protections of the IDEA statute and regulations are enforced via
procedural safeguards available to parents and school districts, including the opportunity to
present a complaint and request a due process hearing in the event special education disputes
between parents and school districts cannot be resolved by other means. 20 U.S.C. §1415
(b)(6), (f); 34 C.F.R. §§300.507, 300.511; Mary Courtney T. v. School District of Philadelphia
575 F.3d 235, 240 (3 rd Cir. 2009).
In Schaffer v. Weast, 546 U.S. 49; 126 S. Ct. 528; 163 L. Ed. 2d 387 (2005), the Supreme
Court held that in IDEA due process hearings, as in other civil cases, the party seeking relief
bears the burden of persuasion, or more clearly, the risk of non-persuasion. Consequently, in this
case, because Parents challenged the appropriateness of the District’s program/placement
proposal for the 2013/2014 school year, they were required to establish that the District’s
proposed IEP and proposed placement in its MDS class was not reasonably calculated to assure
that Student would receive a meaningful educational benefit.
The burden of proof analysis actually affects the outcome of a due process hearing,
however, only in that rare situation where the evidence is in “equipoise,” i.e., completely in
balance, with neither party having produced sufficient evidence to establish its position. Ridley
S.D. v. M.R. In this case, the preponderance of the evidence supported the District’s position that
it offered Student a FAPE, so allocating the burden of persuasion did not affect the outcome.
Tuition Reimbursement
In Burlington School Committee v. Department of Education of Massachusetts , 471 U.S.
359, 105 S.Ct. 1996, 85 L.Ed.2d 385 (1985), the United States Supreme Court established the
principle that parents do not forfeit an eligible student’s right to FAPE, to due process
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protections or to any other remedies provided by the federal statute and regulations by
unilaterally changing the child’s placement, although they certainly place themselves at financial
risk if the due process procedures result in a determination that the school district offered FAPE
or otherwise acted appropriately.
To determine whether Parents are entitled to payment from the District for the private
school they selected for the current school year, a three part test is applied based upon the
Burlington decision and Florence County School District v. Carter , 510 U.S. 7, 114 S.Ct. 361,
126 L.Ed. 2d 284 (1993). The first step is to assess whether the program and placement offered
by the School District was appropriate for the child, and only if that issue is resolved against the
School District are the second and third steps considered, i.e. , is the program selected by Parent
appropriate for the child and, if so, whether there are equitable considerations that counsel
against reimbursement or affect the amount thereof.
Appropriateness of the District’s Proposed IEP
The District describes the dispute between the parties as primarily a contest over
methodology, in essence, whether the District’s proposed placement in its MDS class, based on
VB principles, can appropriately address Student’s significant needs, or whether meaningful
progress is reasonably likely only if Student continues to be instructed with the Association
Method used by the private school. The issues, however, are a bit more nuanced and
complicated than choosing between two different instructional methods.
As the evidence overwhelmingly established, Student’s needs are many and complicated.
First, due to the CAS diagnosis, Student needs speech therapy interventions that address the
motor aspects of speech production, including forming and speaking words, as well as
developing appropriate speech rhythm. (FF 6) In addition, Student has more traditional
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receptive/expressive language needs, including understanding language concepts in order to
communicate effectively, and developing phonemic awareness and sound/symbol relationships
that underlie academic literacy skills. (FF 5)
Second, because Student’s disabilities affect motor skills beyond speech, and have
sensory effects, Student needs OT and PT, as well as opportunities for sensory input for self-
regulation. (FF 7, 10) Next, whether due to the language difficulties, sensory issues, ADHD or a
combination of disability effects, Student has significant behavior issues centering on non-
compliance with academic demands. (FF 8, 9, 11) Student also has academic needs requiring
intensive 1:1 instruction in reading/language arts and math. (FF10)
The evidence in this case establishes that the District has very carefully considered
Student’s extensive disability-related needs and has fashioned an appropriate IEP to address
them. The evidence also establishes that the District’s proposal to place Student in the MDS
class is appropriate. Contrary to the Parents’ contentions, the evidence does not support a
conclusion that Student is functioning far above every other child in the class with respect to
academics or language and would not, therefore, fit well within the class or benefit from
activities and whole group instruction, such as calendar.
In any event, the District proposes individualized instruction for Student in language arts
and math, and, indeed, is required to meet Student’s individualized academic needs regardless of
the instructional levels of other children placed in the same classroom.
Understandably, Parents prefer what they termed the “best place” for Student, but as
noted above, the standard for assessing whether a school district has proposed an appropriate
program and placement does not require “the best.” In addition, the testimony in this case
suggests that Parents’ primary focus is on assuring that Student will continue to make progress
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toward remediating the effects of CAS through the services of a very experienced motor speech
therapist. The IDEA, however, focuses primarily on developing academic skills to enable an
eligible student to participate and make progress in the general education curriculum. Although
remediating Student’s severe language disabilities is currently an essential component of special
education, it cannot be the sole or primary focus of special education, and tuition reimbursement
cannot properly be awarded based primarily on the experience and effectiveness of the staff
providing speech/language therapy.
Student’s Academic/Behavioral Progress and Needs
Parents contend that Student has made extraordinary progress in all areas while enrolled
at the private school, but the evidence does not support such a broad conclusion.
Although there is no reason to discount Parents’ testimony that Student has improved
with respect to language intelligibility and home behaviors, the evidence establishes that with
respect to addressing Student’s noncompliant behaviors and developing academic skills, the
private school has not been very effective. The evidence suggests that Student began making
progress in speech development when provided with motor speech therapy and ABA services
prior to enrollment in the private school, and that Student’s behaviors in the school setting have
deteriorated since the ABA services were discontinued. (FF 12, 35, 36, 40) Despite the general
and subjective testimony of the private school staff that Student has continued to make
behavioral progress, and is not nearly as noncompliant on a regular basis as indicated by the
District’s observations, no data is being taken at the private school, and, therefore, there is no
objective support for the assertions of the private school staff. Moreover, the behavior therapist
who developed the behavior plan that the private school staff is still using, but without
continuing review and support by a behavior specialist, noted that the private school staff was
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not consistently implementing the behavior plan at the time her support was being faded early in
2013. (FF 36) It is, therefore, quite reasonable to infer that the behavior plan is not currently
being consistently implemented, as the private school staff ultimately admitted it was not during
the District’s most recent observation. (FF 31, 37)
The evidence in this case strongly suggests that Student will benefit greatly from a
behavior plan developed and overseen by a BCBA, as well as a 1:1 aide, as the District proposes.
In addition, based upon Student’s past behavioral success when provided with ABA therapy and
a 1:1 aide, the District’s MDS class, which also incorporates ABA principles, is an appropriate
setting for Student in terms of addressing behavioral needs.
IEP Academic Goals and Objectives
Parents relied heavily on the argument that the District’s proposed IEP is not currently
appropriate because Student has mastered skills that the academic and speech/language goals IEP
goals address.
It would not be particularly surprising for the short term objectives and baselines in the
IEP proposed by the District to be outdated since it was developed in March 2013, but that would
not make the IEP proposal inappropriate. To accept Parents’ position that the District’s IEP is
not appropriate unless no detail needs to be updated rather look more broadly at whether the
proposed goals and objectives appropriately identify and address all areas of Student’s needs
would be to assure that a school district could not possibly prevail on the first prong of the tuition
reimbursement analysis when parents remove a child from the school district without allowing it
the opportunity to implement a proposed IEP. Under those circumstances, the school district
would be forced to defend the particulars of an IEP for future programming long after the IEP
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was developed based on information that was current at the time but may not fully address new
issues that arose after the IEP was proposed.
Nevertheless, in this case, it is striking that in most respects, the evidence established that
the proposed IEP is not as outdated as might be expected with respect to language arts/reading
and math. The IEP that was developed for Student by the private school in November 2013, as
the due process hearing was drawing to a close, included present levels and short term objectives
in reading and math that are not qualitatively very different from the District’s IEP proposal,
although some new baselines would likely need to be updated. See FF 24, 25, 27, 28.
Based upon very recent information provided by the private school, the District’s IEP
proposal with respect to reading and math are appropriate for Student in that they address basic
skills that Student still needs to acquire.
OT/PT
Since Student has deficits in motor skills, it is clearly appropriate for the District’s
proposed IEP to include PT services. Although Parents suggested that Student has ample
opportunity to engage in gross motor activities in community settings, that is an argument that
addresses whether the private school is appropriate in the absence of PT services. That,
however, is not a matter that needs to be addressed, since the District’s proposed program and
placement is appropriate.
With respect to OT services, the private school is providing more than the 1.5 hours/week
the District proposes. There is no reason to believe at this point, however, that the District’s
proposal is inadequate. The focus of OT in the District’s proposal is to develop school-related
motor skills, such as holding a pencil and cutting with scissors. (FF 53) Those are appropriate
goals for school-based services.
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Although the recent private school IEP includes far more OT goals, as well as more time
for services than the District’s proposal, it is notable that notwithstanding amount of OT services
Student has been receiving at the private school, no OT objectives have been met. (S-21) The
benefits of so many objectives and of the amount of time devoted to such services, therefore are
questionable. Certainly, there is no reason to question the adequacy and appropriateness of the
District’s proposal simply because the proposed OT services do not mirror the private school’s
OT services.
Finally, although the details are not specified in the IEP, Student will also have the
opportunity to engage in sensory activities daily and will have a sensory diet. (FF 50, 51) The
District, therefore, has recognized and addressed Student’s sensory needs.
Speech/Language Services
Student’s speech/language needs are very significant, and as noted, appear to be Parents’
primary focus. It is, therefore, not surprising that Parents’ arguments are most heavily focused in
this area, particularly with respect to whether the District can effectively address Student’s
speech/language needs in the VB-based MDS class. Parents repeatedly referenced the testimony
of the District’s supervisor of special education linking CAS and Autism Spectrum Disorder
(ASD), which is not a diagnosis for Student. That testimony may have been overbroad in
suggesting that CAS and ASD are commonly related disorders and that most children diagnosed
with ASD also have CAS. Nevertheless, Parent’s suggestion that the District’s testimony
demonstrates a lack of knowledge concerning Student’s complex and significant
speech/language needs, and therefore, that the District cannot appropriately address those needs
in a classroom based on principles often used to address the needs of children with ASD is also
overbroad. First, children diagnosed with ASD also often have significant speech and language
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impairments. See, Diagnostic and Statistical Manual of Mental Disorders, Fifth Edition (DSM-
5) pp. 55, 58. In addition, the student population enrolled in the private school that Parents
selected include ASD and the school holds itself out as an appropriate placement for children
diagnosed with ASD as well as significant speech/language disorders. (N.T. pp. 349, 1295)
Moreover, the evidence in this case established that Student received and benefited from applied
behavior analysis (ABA) techniques, which are generally associated and used with children who
have an ASD diagnosis. Finally, although Parents argued strongly that there is no research basis
for the District’s proposal to use teaching strategies based on VB principles, as the Court of
Appeals decision in M.R. v. Ridley makes clear, the District is not required to establish a peer-
reviewed research basis for its chosen methodology in order to establish that it is appropriate for
Student. There is no reason to automatically reject the potential usefulness of VB techniques on
that basis alone.
It is not surprising that the District proposes to use techniques that are also used with
children who are diagnosed with ASD to address functional communication needs, such as
reinforcing approximations of speech sounds as other behavior approximations are reinforced
with VB/ABA techniques. The District has broad leeway for selecting methodology, and does
not have to have to guarantee its effectiveness in order to support the appropriateness of its
proposal as one means for addressing Student’s significant language needs. There is no reason to
conclude that the District’s proposal to address Student’s language disability, in part, with VB
techniques is not reasonably likely to result in meaningful progress.
Motor Speech Services
Although using VB/ABA techniques with Student is appropriate, VB alone would not be
sufficient, and is not the only way the District intends to address Student’s speech needs arising
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from CAS. Both the goals and SDI in the District’s proposed IEP contemplate teaching and
practicing motor skills needed to produce intelligible speech. See S-12 pp. 47, 48, 57, 58. In
this regard, Parent’s concerns with respect to having Student’s oral motor issues addressed by a
speech/language pathologist with far less experience in addressing the motor aspects of speech
than Student’s current practitioner are valid, but can be addressed. Noting that the District’s
speech/language pathologist does not have specialized training and expertise in motor speech
skill facilitation, that her skills in that area are evolving and that she is willing to learn more and
advance her skills ( See N.T. pp. 65, 67—69), the District will be required to provide additional
supports and training for the staff that will work with Student to assure that the proposed motor
speech services are effectively delivered.
To that end, the District will be directed to engage the services of the speech/language
therapist who observed the MDS class, or another local speech/language therapist with
recognized experience and expertise in working with children with CAS, to observe the
speech/language therapy the District provides and make suggestions with respect to content,
implementation and amount of time devoted to speech/language services, in general, and
particularly with respect to motor speech skills. The outside expert must also be provided the
opportunity to observe the classroom and the speech/language services to assess the effectiveness
of the speech/language services as delivered, to assess whether the classroom environment is
effectively supporting language development/practice language skills, and the effectiveness of
strategies to assure that Student’s speech production is appropriately generalized to the
classroom and other school settings via appropriate staff support provided by the
speech/language therapist. The District shall also seriously consider the observer’s suggestions,
if any, for improving Student’s speech/language services and/or extension of Student’s language
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program into the classroom. If suggested by the speech/language pathologist who evaluates the
direct services and language environment of the classroom, the District shall seriously consider
obtaining additional training specifically directed toward treating/dealing with CAS for the
speech/language therapist who provides services to Student, as well as for the classroom teacher
and paraprofessionals working directly with Student. At a minimum, the District shall provide
for 12 hours of observation/training by the outside expert, with more time in the beginning to
assure a good transition from the private school services and at least two later visits to assure that
the speech/language services remain appropriate.
The obligations detailed above shall be undertaken by the District only if/when Parents
notify the District of their intention to return Student to the District for placement in the MD
classroom.
ORDER
In accordance with the foregoing findings of fact and conclusions of law, it is HEREBY
ORDERED that Parents’ claim for reimbursement of the tuition paid and/or owing to the private
school in which Student is enrolled for the current school year is DENIED.
It is FURTHER ORDERED that at such time, if any, that Parents notify the School
District that they are accepting the District’s proposed placement for Student, the District shall
arrange for a speech/language therapist with recognized expertise in treating Childhood Apraxia
of Speech to provide a minimum of 12 hours of observation of District staff as described more
fully in the accompanying decision to assure that the District is appropriately meeting Student’s
need for motor speech therapy.
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It is FURTHER ORDERED that any claims not specifically addressed by this decision
and order are denied and dismissed.
Anne L. Carroll
_____________________________
Anne L. Carroll, Esq.
HEARING OFFICER
January 5, 2014
