Penn-Delco School District | Case 8341-07-08 | 2008-04-24
Pennsylvania special education due-process decision
- Case number
- 8341-07-08
- Date
- 04/24/2008
- Parties / district (official listing)
- Penn-Delco School District
- Hearing officer
- Daniel Myers
- Issues (official listing)
- Placement
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Decision text
Page 1
This is a redacted version of the original hearing officer decision. Select details may have been
removed from the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
PENNSYLVANIA
SPECIAL EDUCATION HEARING OFFICER
ODR File Number: 8341/07-08 AS
Student: NB
School District: Penn-Delco
Type of Hearing: Closed
For the Student:
Ralph Gerstein, Esq.
Law Offices of Ralph M. Gerstein
31 Jefferson Plaza
Princeton, NJ 08540
For the School District:
Director of Special Education
Penn-Delco School District
2821 Concord Road
Aston, PA 19014-2907
Leo A. Hackett, Esq.
300 West State Street
Suite 301
Media, PA 19063
Dates of Hearing: February 27. March 5, March 27, April 3, 2008
Date Record Closed: April 14, 2008
Date of Decision: April 24, 2008
Hearing Officer: Daniel J. Myers
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Background
Student is a xx year old autistic resident of the Penn-Delco School District
(School District) seeking a residential program and placement rather than the day
program in a private school offered by the School District. For the reasons described
below, I find for the Student.
Issues
Whether or not Student requires a residential program and placement?
Whether or not the School District’s proposed day program and placement is appropriate?
Findings of Fact
1. Student is a xx year old autistic resident of the School District. (N.T. 42-44, 58;
SD2; SD3; SD4, pp.143-158)1 He is not yet toilet trained, but he does eliminate in
the toilet and he does remain dry on some days. (SD4, p.2) Student is essentially
non-verbal with no spontaneous speech, but capable with prompting of saying
“thank you”, his numbers to ten, and the letters of his name in order. He can
focus his attention upon teacher-directed tasks for up to one minute at a time, and
he can do puzzles of up to twelve pieces, write his name with hand over hand
assistance, feed himself, and point to activities on his classroom picture schedule.
(SD4, p.3; N.T. 326-327, 700-703, 709-710) Student has always exhibited
relatively aggressive behaviors, including self-injury such as hand-biting and
head-banging, as well as aggression towards others such as biting, spitting, and
1 References to “P”, “SD”, and “HO” are to the Parent, School District, and
Hearing Officer exhibits, respectively. References to “N.T.” are to the transcripts of the
hearing sessions in this matter.
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throwing things. (N.T. 51-52, 146-147, 151-152, 411-412; SD3; SD4) While he
has demonstrated loving and affectionate behavior, including laughing and
tickling, Student currently is very unpredictable and he cannot safely interact with
other children. (N.T. 326, 680)
2. For the three (3) years preceding the 2007-2008 school year, Student was in an
autistic program at the Delaware County Intermediate Unit’s (DCIU) [redacted]
school. (SD4) Student’s DCIU classroom employed Applied Behavioral Analysis
(ABA) in its Competent Learner Program. (N.T. 636-637) Student also received
various mental health services, including therapeutic support staff (TSS), an
Intensive Case Manager, and a Behavior Specialist, from a local mental
health/mental retardation (MH/MR) agency known as “Child Guidance”
(hereinafter MH/MR Agency).”
2 (N.T. 324, 345, 353, 366)
3. On March 19, 2007, Student’s DCIU teacher drafted an IEP that included a
Personal Care Assistant (PCA) because it was becoming increasingly difficult to
manage Student in the classroom without assistance. (P2; SD4, p.9; N.T. 167,
380-381) Apparently, because Student’s summer 2007 Extended School Year
(ESY) summer camp program was operated by MH/MR Agency, the School
District believed that any summer adult assistance should be provided by a
MH/MR Agency TSS rather than by a School District PCA. Thus, School
District personnel rejected the teacher’s draft IEP because it provided the PCA for
an entire year (from March 2007 through March 2008), and agreed only to
2 It was never clear to me during the hearing whether “Child Guidance” was the
actual local government agency responsible for Student’s MH/MR services, or a
subcontractor providing services for a local government MH/MR agency.
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provide the PCA from mid-April 2007 to the end of June 2007. (SD4, p.44; N.T.
70, 345, 611-613)
4. During his summer 2007 ESY program, Student was more aggressive and more
easily agitated than he had been in the past. He was unpredictable, and staff
members never knew when his aggressive behaviors would start. (N.T. 315-316)
He engaged in self-injurious behavior, and had very little interaction with other
children except to bite and scratch them either when they were near him or when
he became over-stimulated or agitated. (N.T. 281-282; SD17; SD18; SD19;
SD20; SD21; SD22) When he appeared about to become over-stimulated, which
seemed to happen often when he was in the classroom around other children, he
would get up and walk around, at which time staff would either move him to the
gym or to the sensory room (which has padded walls) to give Student a break so
that he could “collect” himself. (N.T. 316)
5. Around July 2007 the parties conducted an interagency meeting and started
discussing the possibility of a residential placement. (N.T. 72-73, 77, 443, 468,
469) Student’s parents visited the [redacted 1], [redacted 2] and [redacted 3]
schools. Student’s parents rejected the Redacted 1 residential placement, which is
only a few minutes from their home, because they did not think it was geared to
treat autistic children, the cottages appeared dirty, and Student’s mother was
concerned that the other, older children in the cottage might physically retaliate if
Student exhibited his typically aggressive behaviors. (N.T. 80, 94, 400-401, 424,
426-427) Student’s parents liked Redacted 2 and Redacted 3, but they testified
that Student was rejected by those schools because he was too violent. (N.T. 84-
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85, 394, 396) Student’s parents testified that Redacted 3’s admissions director
told them that, if Student spent six to nine months at the [redacted]
Neurobehavioral Unit in [state redacted], his behavior might improve enough to
become suitable for Redacted 3. (N.T. 89-90, 400, 427-429; SD14)
6. Neurobehavioral Unit is only a short distance from Student’s home, across the
[redacted] River in [state redacted], and family members could readily visit
Student there. (N.T. 232, 428-429) Neurobehavioral Unit treats developmentally
disabled people with severe behavior problems, including autistic children,
offering a short-term ABA program designed to assess and treat those problem
behaviors. (N.T. 232-233; SD14) Using a one-to-one or one-to-two ratio,
depending on the severity of the client’s condition, Neurobehavioral Unit’s formal
ABA sessions last between one and three hours per day, with staff members
following a written behavior plan for the rest of the resident’s waking hours. (N.T.
233-234, 242) A Neurobehavioral Unit witness testified that residents receive
24/7 consistency in behavioral reinforcement and extinction practices. (N.T. 243)
7. Student’s MH/MR agency Magellan Behavioral Health (Magellan) 3 will not
approve residential placement at Neurobehavioral Unit, apparently because
Neurobehavioral Unit is not “enrolled” with Magellan. Magellan has, however,
approved Student’s residential placement in three facilities – in Florida, New
Hampshire, and Wisconsin. (N.T 81, 93-94, 113; SD15) Student’s parents
3 Similar to my confusion regarding Child Guidance, it was never made clear to me
during the hearing whether Magellan is the actual, responsible, local county MH/MR
agency, or serves as some sort of subcontractor for the actual, unnamed and responsible
MH/MR agency.
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rejected these approved residential placements because they are so far from home.
(N.T. 93)
8. Since summer 2007, Student’s behavioral problems have increased at home,
resulting in two (2) mental health crisis hospitalizations. (N.T. 81-84) Following
Student’s return from an August 2007 hospitalization, his parents removed
Student from some or all of his medications so that they would have “a clean
slate” to start future medications. (N.T. 382, 383, 390)
9. In September 2007, Student returned to his DCIU classroom with a School
District-provided PCA. (N.T. 85) Student’s behavior was so aggressive that, on
one occasion the school’s director called Student’s parents to have him picked up,
threatening to involuntarily hospitalize Student if his parents did not pick him up
soon. (N.T. 85-86, 657, 669-670) At the end of September 2007, DCIU assigned
Student to a separate room with a separate teacher and also shortened Student’s
school day to last from 8:30 a.m. to 1:00 p.m., finding that Student gets anxious
and becomes more aggressive after a few hours in school. (N.T. 90, 658, 675-677,
685-686, 711-712; SD5) Student engages in injurious behavior on a daily basis-
hitting, spitting, pinching and some biting. (N.T. 678) DCIU staff members
regularly wear arm guards to protect against Student’s biting and goggles to
protect against Student’s spitting. (N.T. 92, 685) Five DCIU staff members have
received injuries from Student severe enough to warrant visits to the emergency
room. (N.T. 659-664)
10. In November 2007, the School District offered, and parents rejected, a day
program at the [redacted] Program, which is for autistic children located in [town
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redacted], Pennsylvania, which is approximately forty (40) to sixty (60) minutes
from the Student’s home. (N.T. 95, 432, 444, 446, 502, 540; SD13) The
program’s Director of Education, who has worked in two residential treatment
facilities before creating the Program, met Student and his family for two hours,
reviewed School District records, but did not review any reports from either
Student’s pediatrician or MH/MR Agency. (N.T. 502, 538-543) The Program
employs some TEACCH and some ABA methodologies. (N.T. 511) Behavior
modification consists of positive reinforcement, with students earning good
behavior points that can be spent at the school “store,” although the School’s
Director admitted that Student would have difficulty understanding the point
system. (N.T. 551-553) The Program does not provide any in-home training to
parents and relies on wrap-around services for home-school coordination. (N.T.
587)
11. On or about April 1, 2008, Student’s parents stopped sending Student to the
DCIU school that is his pendent placement. On that day, Student was very
aggressive at school, pinched his teacher, and hit his PCA in the stomach with a
closed fist, causing the PCA to double over in pain. (N.T. 691)
12. Dr. P, Student’s developmental pediatrician, has seen up to 5,000 children over
the past 10 years, many of whom were autistic, and has treated Student since he
was first diagnosed with autism. (N.T. 143-144, 173-174) She has observed
Student’s behaviors become more aggressive as he has gotten older, including
tantrums, mood swings, and wrist- and knee-biting. (N.T. 152-155) Dr. P
recommends a residential program, which she has recommended for only about
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six other children over her career. (N.T. 163, 170) Dr. P believes that Student
needs a residential program, with applied behavioral analysts on staff, in a facility
that works with children with severe behavioral disorders with the degree and
frequency of aggression and self-injurious behaviors that are seen in Student. Her
opinion is based upon Student’s self-injurious and aggressive behavior which is
not responding to medication, his very limited communication skills, his need for
a great deal of structure and supervision, and the very complex, intensive process
required for charting and programming for Student’s behavior. (N.T. 170-173,
200)
13. Dr. L is a MH/MR Agency clinical psychologist with a PhD. in psychology and a
bachelor’s degree in elementary education. (N.T. 252) Both she and MH/MR
Agency’s psychiatrist Dr. B believe that Student should be placed in a residential
facility to control his aggressive behaviors so that he can learn appropriate
interactions and eventually listen and learn. (N.T. 254, 258-259; P10) Dr. L’s
opinion is based upon the fact that, even with the wrap-around services of a
behavior specialist, a mobile therapist, and a TSS over a considerable period of
time, Student continues to be aggressive across all sites (school and home), which
prevents him from the focus necessary to learn. (N.T. 253-255) At the due
process hearing, I encouraged Student’s counsel, during an off-the-record
conference, to save time and not call Dr. B as a witness because it appeared to be
redundant evidence. (P10)
14. MH/MR Agency’s Director of Autism Services has an MSW degree and is taking
course work towards an ABA post-graduate certificate. (N.T. 278) She has never
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worked in the educational field, is not a certified educator and, other than being a
TSS for a child of autism, has had no other training or experience in the area.
(N.T. 320, 321) She believes that Student’s severe behavioral problems require
an intensive, consistent ABA program that is incorporated into Student’s entire
day, in school, at home and in the community. (N.T. 283-285)
15. Student’s MH/MR Agency Behavioral Specialist has a master’s degree in
counseling psychology and received some in-house training of no more than five
(5) or six (6) days in areas of the autism spectrum. (N.T. 329, 331) She testified
that Student’ ability to be taught at the wraparound level has declined since June
2007 and he is unable to acquire any skills at present due to the level of his
aggression. (N.T. 324)
16. The Director of the DCIU program that Student had been attending until April 1,
2008 has worked not only at DCIU but also as a special education consultant for
the Pennsylvania Department of Education. (N.T. 659) She testified that Student
needs intensive intervention, probably 24 hours a day. (N.T. 659) Student’s
DCIU teacher testified that Student’s self-injurious and aggressive behavior
severely impacts his education. (N.T. 713-714) She further testified that Student
would have a difficult time with a 40 to 90 minute bus ride (to the School
District’s proposed day Program). She based this opinion on the fact that Student
had a difficult time even with DCIU’s shorter school day and shorter bus ride.
She testified that Student even got upset when the traffic light outside the school
was red. (N.T. 717)
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17. Student’s family needs relief from Student’s aggressive activities at home. (N.T.
405, 406, 412) A residential placement would provide such relief to Student’s
family. (N.T. 413)
18. Student’s parents assert that the director of the Program told them, off the record,
that while Program could accept Student, she believes he needs a residential
placement. (N.T. 96-97) At the hearing, the Program director admitted that she
might have told the parents that she would recommend a residential placement.
(N.T. 565, 579) She also testified, however, that she does not now recommend a
residential placement for Student because she does not believe a residential
placement for any nine-year-old child is appropriate. (N.T. 566, 582-583)
19. On November 19, 2007, Student’s parents requested a due process hearing,
seeking residential placement at Neurobehavioral Unit. (N.T. 94, 431; P9)
Hearing sessions were conducted on February 27, March 5, March 27 and April 3,
2008. Written closing arguments were due on April 11, 2008, with an extension
granted until April 14, 2008. The record was closed on April 14, 2008. School
District exhibits SD1 through SD31 were admitted into the record. (N.T. 722)
Parent exhibits P2, P5, P8-P10 were admitted into the record. (N.T. 727, 733) P1
was withdrawn and the School District’s objections to the admission of P3, P4, P6
and P7 were sustained. (N.T. 727, 732-733) Hearing Officer exhibits HO1
through HO3 are admitted into the record.
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Discussion
Under the Individuals with Disabilities Education Improvement Act (IDEIA), the
School District is required to provide FAPE to all Students who qualify for special
education services. 20 U.S.C. § 1412 The School District will meet its FAPE obligation
if it provides special education and related services in conformity with an individualized
education program (IEP.) Bd. Of Education of Hendrick Hudson C. S.D. v. Rowley, 458
U.S. 176, 102 S.Ct. 3034 (1982); Stroudsburg Area School District v. Jared N., 712 A.2d
807 (Pa. Cmwlth. 1998) An IEP must provide meaningful access to education and confer
for the child for whom it is designed some educational benefit likely to produce progress,
not regression or trivial educational advancement. Ridgewood Board of Education v.
N.E., 172 F.3d 238 (3d Cir. 1999); M.C. v. Central Regional High Sch. Dist., 81 F.3d
389 (3d Cir. 1996); Polk v. Central Susquehanna Intermediate Unit 16, 853 F.2d 171 (3d
Cir. 1988)
The United States Supreme Court has held that, in an administrative hearing
challenging a special education IEP, the burden of persuasion (which is only one element
of the larger burden of proof) is upon the party seeking relief, whether that party is the
disabled child or the school district. Schaffer v. Weast, 546 U.S. 49, 126 S.Ct. 528, 163
L.Ed.2d 387 (2005); In Re J.L. and the Ambridge Area School District, Special
Education Opinion No. 1763 (2006) The Shaffer decision does not address who bears the
burden of persuasion when both parties seek relief from the hearing officer, e.g., when
both parties seek to change the pendent IEP. Of course, where any party has produced
more persuasive evidence than the other party (regardless of who seeks relief), then the
evidence is not in equipoise, and the Supreme Court’s ruling is not at issue – in that case I
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must simply find in favor of the party with the more persuasive evidence, and Schaffer
does not come into play.
For some reason, our culture (including the state and federal governments) creates
such a distinction between home and school that two distinctly separate public systems
exist for providing services to meet the complex needs of the same child. See Kruelle v.
New Castle County School District, 642 F.2d 687 (3rd Cir. 1981); Bloomfield Board of
Education v S.C. ex rel T.M., 2005 U.S.District LEXIS 21424, 44 IDELR 128 (D.N.J.
2005); In Re J.K. and the Susquenita School District, Special Education Opinion No.
1150 (2001) Each system appears to apply distinctly separate quality, supervisory and
due process standards, and incredibly, MH/MR standards apparently condone
disapproving an appropriate, local residential placement at a facility such as
Neurobehavioral Unit simply because it is not “enrolled,” while simultaneously
approving residential placement of a nine year old autistic child in three facilities that are
much farther away – in Florida, New Hampshire, and Wisconsin. (N.T 81, 93-94, 113;
SD15) The State Departments of Education, Public Welfare, Labor and Industry, and
Health, have a memorandum of understanding establishing, among many things, that in
the event of funding disputes of necessary services, school districts shall provide or pay
for necessary services to the child and then claim reimbursement from the appropriate
agency. ( www.able.state.pa.us/special_edu/lib/special_edu/semou.pdf )
A school district can only be responsible for full-time residential placement
including room and board where it is necessary for educational purposes and not when
the residential placement is a response to medical, social or emotional problems that are
segregable from the learning process. Where the social, emotional, medical and
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educational problems are so intertwined that they cannot be readily separated, however,
the student is entitled to a residential placement. 34. C.F.R. 300.104; Kruelle v. New
Castle County Sch. Dist., 642 F.2d 687 (3d Cir. 1981)
Where an autistic child attending a residential private school began to continually
display severe self-injurious behaviors both at school and on home visits, and was
hospitalized, prompting his school to request that the child be discharged into an
alternative placement as soon as possible because he posed a danger to himself and to
others, the appropriate residential placement was Neurobehavioral Unit, the same [state
redacted] neurobehavioral program that is at issue in this case. In Re J.K. and the
Susquenita School District, Special Education Opinion No. 1150 (2001) Similarly, a
student with notably limited verbal ability and behavior marked by unpredictable
aggression, receiving full-time autistic support in an intermediate unit classroom and TSS
services both at school and home, who was throwing things, head-banging, tantrumming
and was sent home from school several times because his aggressive behaviors posed a
safety risk, was awarded 250 hours of compensatory education for the time he had to wait
for Neurobehavioral Unit placement. In Re S.C. and the Lake Lehman School District,
Special Education Opinion No. 1800 (2007) Obviously, then, the educational need for
Neurobehavioral Unit’s programming options have been recognized for some autistic
children in Pennsylvania whose severe and dangerous behaviors have posed a
programming challenge to the professionals charged with helping him.
The School District points to the recent Pennsylvania Special Education Due
Process Appeals Panel Decision, In Re R.B. and the Eastern Lancaster County School
District, Special Education Opinion No. 1802 (2007) as an example of a denial of
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residential placement under a factual situation very similar to the present case. The issue
in that case, however, concerned a settlement agreement between the parties, whereby the
school district had promised to place the student into the next available residential
“60/40” placement (referring to the funding arrangement whereby the state department of
education pays 60% of the cost while the school district pays 40%.) Tired of waiting for
one of the few “60/40” slots to open up, the child’s parents unilaterally enrolled him at
the residential school for 100% of the cost and sought reimbursement from the school
district. The hearing officer and appeals panel refused reimbursement, considering the
settlement agreement to be a contract between the parties. Thus, to the extent that the
Eastern Lancaster County School District case is instructive, it supports my conclusion,
described below, that Student requires a residential placement for educational purposes
and, since there is no settlement agreement in this case, nothing prevents immediate
placement.
The School District also argues that any need for residential programming in this
case is more related to Student’s social and medical needs than to his educational needs.
It further argues that MH/MR Agency’s failure to adequately service the family home
environment with trained and experienced individuals is an insufficient reason for
requiring the School District to pay for Student’s residential placement. The School
District refers to D.B. v. Ocean Township Board of Education
, 985 F.Supp. 457, 27
IDELR 151 (D.N.J. 1997), where the parents’ primary reason for seeking a residential
placement appeared to be respite care from the actions of the child at home, the student’s
behavior at school had been controlled to a great extent, and in addition, the professionals
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who had written the evaluations and IEPs for the student had not made any
recommendation of residential placement.
I reject this argument for the same reason that a subsequent decision from the same court
found the D.B. distinguishable. In S.C. v. Deptford Township Board of Education, 248
F.Supp. 2d 368, 38 IDELR 212, 103 LRP 9291 (D.N.J. 2003), the Court that the D.B.
case hinged upon the severity of the child’s mental retardation, which was so severe that
residential placement would not offer a realistic chance at improving her life skills. In
contrast, while the child in S.C. did suffer from severe behavioral problems that
negatively impacted, and in some instances precluded, his ability to participate in
educational activities, his mental and physical capabilities nevertheless created the
potential for academic advancement at Neurobehavioral Unit with twenty-four-hour-a-
day behavior modification, and thus the case was distinguishable from D.B. Id.
The instant case is distinguishable from D.B. for the same reasons. He has
demonstrated loving and affectionate behavior, including laughing and tickling. (N.T.
326, 680) While not yet toilet trained, Student does eliminate in the toilet and he does
remain dry on some days. (SD4, p.2) While essentially non-verbal with no spontaneous
speech, Student is capable with prompting of saying “thank you”, his numbers to ten, and
the letters of his name in order. He can focus his attention upon teacher-directed tasks for
up to one minute at a time, and he can do puzzles of up to twelve pieces, write his name
with hand over hand assistance, feed himself, and point to activities on his classroom
picture schedule. (SD4, p.3; N.T. 326-327, 700-703, 709-710)
The School District also argues that the requirement of placement for
programming in a least restrictive environment is one of the overriding tenets of IDEIA,
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and a more restrictive placement is justified only where the nature or severity of the
disability is such that education using supplementary aides and services cannot otherwise
be achieved in accordance with the abilities of the student. 34 C.F.R. 300.114(a)(2)(ii);
Oberti v. Board of Education, The Borough of Clementon District, 101 F.2d 691, 19
IDELR 908 (3rd Cir. 1983); Gaskin v. Commonwealth of Pennsylvania, 389 F. Supp. 2d.
628 (E.D. PA. 2005) The School District argues that a full-time residential placement,
particularly one out of state, is the most restrictive placement under IDEA, Todd D. v.
Andrews, 17 IDELR 986 (11th Cir. 1991), and only for a very extremely limited number
of students with severe disabilities who are unable to function in a more mainstreamed
environment that this most restrictive placement is available. Carlisle Area School
District v. Scott P., 62 F.3d 520, 22 IDELR 1017 (3d Cir. 1995)
I reject this argument. The Third Circuit has found that a residential placement
can be the least restrictive environment for particular, severely disabled, children. Bd. Of
Educ. v. Diamond, 808 F.2d 987, 992 (3d Cir. 1989); Kruelle v. New Castle County Sch.
Dist., 642 F.2d 687, 693-95 (3d Cir. 1981)
The School District also argues that the medical nature of Student’s need for full-
time residential placement is further supported by the facts that Student’s mental health
crisis interventions all occurred as a result of events at the home, and the residential
placement recommendations of Dr. B and Dr. P are based on medical, not educational,
reasons. The School District also argues that Dr. L’s testimony, admitted over the
objection of counsel for the School District, must be completely discounted or stricken
because her evaluation of the Student was solely for medical reasons (N.T. 273, 274,
275), she had no background, training, or state certification in special education and had
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just become licensed as a psychologist in 2007 (N.T. 273), she had not reviewed
Student’s educational evaluation or IEP or visited his educational program (N.T. 265,
266), and Dr. L opined that only a psychiatrist could recommend residential placement
and the recommendation of MH/MR Agency’s psychiatrist was based on a medical
reason. (P18; N.T. 274) The School District argues that no member of the team that
conducted the Student’s re-evaluation or created his IEP recommended residential
placement. (N.T. 442)
I reject the School District’s arguments. The Director of the DCIU program that
Student had been attending until April 1, 2008, who has worked not only at DCIU but
also as a special education consultant for the Pennsylvania Department of Education, did
not expressly use the word “residential,” but testified that Student needs intensive
intervention, probably 24 hours a day. (N.T. 659) In September 2007, Student’s
behavior was so aggressive that the Director called Student’s parents to have him picked
up, threatening to involuntarily hospitalize Student if his parents did not pick him up
soon. (N.T. 85-86, 657, 669-670) Student’s DCIU teacher testified that Student’s self-
injurious and aggressive behavior severely impacts his education. (N.T. 713-714) By the
end of September 2007, Student was segregated in a separate room with a separate
teacher and a shortened school day because his behaviors were so unpredictable that he
could not safely interact with other children. (N.T. 90, 658, 675-677, 680, 659-663, 685-
686, 711-712; SD5) His teachers regularly wore arm guards to protect against Student’s
biting, goggles to protect against Student’s spitting, and this nine-year old Student has
sent five DCIU staff members to the emergency room. (N.T. 92, 659-664, 685)
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I conclude that this record demonstrates an overwhelming need for consistent
instruction across all settings in behavior, self-care, communication, safety awareness and
social skills. G.B. and the Colonial School District, Special Education Opinion No. 1619
(2005) Student’s medical and educational needs are so intertwined at the moment that
they cannot be readily segregated, and residential placement is necessary
Noting that Student’s parents removed Student from some or all of his
medications after his summer 2007 hospitalizations, so that they would have “a clean
slate” to start future medications (N.T. 81-84, 382, 383, 390), the School District argues
that it is not surprising that Student experienced behavioral difficulties when he returned
to his educational programming at the DCIU in September 2007. There is no evidence,
however, linking Student’s Fall 2007 behaviors to his medications or lack thereof.
Further, Student’s behaviors were getting out of control even before his summer 2007
hospitalizations. On March 19, 2007, Student’s DCIU teacher drafted an IEP that
included a Personal Care Assistant (PCA) because it was becoming increasingly difficult
to manage Student in the classroom without assistance. (P2; SD4, p.9; N.T. 167, 380-
381) During his summer 2007 ESY program, Student was more aggressive and more
easily agitated than he had been in the past. Around July 2007 the parties conducted an
interagency meeting to start discussing residential placement. (N.T. 72-73, 77, 443, 468,
469) It does not appear from this record that Student’s behaviors are linked to parental
medication decisions in Fall 2007.
The School District argues that its proposed placement at the Program, a
specialized private autistic day program, is more appropriate than a residential placement.
It notes that the Program was developed by an expert with educational background,
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19
training, and certification (N.T. 501) as well as experience in dealing with autistic
children, both in a day and residential setting (N.T. 502, 503), specifically for the
purpose of providing to students with severe cognitive disability and behavioral problems
an alternative to residential placement. (N.T. 507) The School District notes that the
Program services eighty-five (85%) percent autistic children, including those with mental
retardation and behavioral problems, as well as autistic children at the other end of the
spectrum who are diagnosed with Asperger’s Syndrome, and many of these students have
the same characteristics of autism and behavioral problems as Student, such as self-
injurious behavior, hitting, biting themselves and others, and are verbally aggressive.
(N.T. 509, 510) The School District argues that the Program is less restrictive than
Neurobehavioral Unit, servicing students from the Delaware Valley area, including
Bucks, Philadelphia, Berks, Lehigh, Delaware, Chester, and Montgomery counties as
well as the State of Delaware, and one student even commutes daily from Reading,
Pennsylvania. (N.T. 510, 528, 529, 530, 585) The School District argues that the
Program is a licensed private school in the Commonwealth of Pennsylvania, providing a
“real life” program directed toward providing students with the learning and ability to
function in a community, vocational opportunities and training, and using positive re-
enforcement and incorporating many different behavioral plans and approaches to
learning and behavioral modification. (N.T. 514, 515) The Program would involve
Student in a classroom with six (6) or seven (7) adults and five (5) students, and a full-
time school psychologist and nurse are available on the premises. Student would also
participate in gym, art, music, and computer classes as well as receive his related
services, (N.T. 520, 521, 527, 567, 568, 575)
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20
Regardless of the fine quality of the Program in general, I conclude that it is not
appropriate for Student because he needs a residential educational program and
placement. The Program’s Director admitted that Student would have difficulty
understanding the program’s behavior modification point system. (N.T. 551-553) The
Program also does not provide any in-home training to parents and relies on the same
wrap-around services for home-school coordination that the School District has already
labeled as inadequate. (N.T. 587) I also note that the Program director’s opinion of
Student’s needs appears to be based more upon her general opinion that residential
placement is not appropriate for any nine-year-old child, rather than upon her
understanding of Student’s particular educational needs. (N.T. 566, 582-583) The DCIU
teacher and director, both of whom know Student’s needs much better than the Program
director, testified that Student’s self-injurious and aggressive behavior severely impacts
his education and that Student needs intensive intervention, probably 24 hours a day.
(N.T. 659, 713-714) Student even gets upset when the traffic light outside the school is
red (N.T. 717), indicating that he would have a difficult time with a 40 to 90 minute bus
ride to the School District’s proposed day Program.
A residential program and placement at a facility such as Neurobehavioral Unit is
more appropriate to meet this Student’s needs than a day program at a facility such as the
Program. Neurobehavioral Unit treats developmentally disabled people with severe
behavior problems, including autistic children, offering a short-term ABA program
designed to assess and treat those problem behaviors. (N.T. 232-233; SD14) Using a
one-to-one or one-to-two ratio, depending on the severity of the client’s condition,
Neurobehavioral Unit’s formal ABA sessions last between one and three hours per day,
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21
with staff members following a written behavior plan for the rest of the resident’s waking
hours. (N.T. 233-234, 242) A Neurobehavioral Unit witness testified that residents
receive 24/7 consistency in behavioral reinforcement and extinction practices. (N.T. 243)
Neurobehavioral Unit is only a short distance from Student’s home, across the [redacted]
River in [state redacted], and family members could readily visit Student there. (N.T.
232, 428-429) While Student’s family needs relief from Student’s aggressive activities at
home (N.T. 405, 406, 412) and a residential placement would provide such relief to
Student’s family (N.T. 413), this is simply coincidental and not a basis for my
conclusion.
Finally, Student’s parents requested several times during these proceedings that if
I found a residential placement to be appropriate, I also make a determination as to the
particular facility to which Student should be sent. I suspect that Student’s parents are
concerned that, if Magellan is willing to recommend residential placement in Florida,
New Hampshire, and Wisconsin in lieu of nearby Neurobehavioral Unit, then the School
District might do the same. (N.T 81, 93-94, 113; SD15) I refuse, however, to supplant
the IEP team at this stage. I have overruled the IEP team’s recommendation that the day
Program is appropriate, and I will give the IEP team some direction as to the type of
residential educational program and placement that is appropriate, but I will leave to the
IEP team the determination as to which particular residential facility Student shall attend.
If either party disagrees with that decision, they still have many dispute resolution
options, including another due process hearing.
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22
Conclusion
Student’s social, emotional and medical and educational problems are so
intertwined that they cannot readily be separated for purposes of educational
programming and placement. Accordingly, I will order that the IEP team provide the
type of residential program and placement with intensive applied behavioral analysis that
Neurobehavioral Unit provides, i.e., one that is a short distance from Student’s home, that
offers an ABA program for developmentally disabled people with severe behavior
problems, including autistic children, that uses a one-to-one or one-to-two ratio, that
follows a written behavior plan for the whole of the resident’s waking hours, and that
provides 24/7 consistency in behavioral reinforcement and extinction practices.
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23
Order
• The School District’s proposed educational program and placement are
inappropriate;
• The School District shall reconvene the IEP team immediately to develop an IEP
requiring residential programming of Student in a facility that:
o is only a short distance from Student’s home so that family members can
readily visit Student;
o treats developmentally disabled people with severe behavior problems,
including autistic children;
o offers an ABA program designed to assess and treat severe problem
behaviors;
o uses a one-to-one or one-to-two ratio, depending on the severity of the
client’s condition;
o follows a written behavior plan for the whole of the resident’s waking
hours;
o provides 24/7 consistency in behavioral reinforcement and extinction
practices.
Daniel J. Myers
Hearing Officer
April 24, 2008
8341/07-08 AS
Student
Penn-Delco School District
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MEMORANDUM OF UNDERSTANDING
AMONG
PENNSYLVANIA DEPARTMENT OF EDUCATION
PENNSYLVANIA DEPARTMENT OF PUBLIC WELFARE
PENNSYLVANIA DEPARTMENT OF LABOR AND INDUSTRY
PENNSYLVANIA DEPARTMENT OF HEALTH
WHEREAS, the administrative agencies of the Commonwealth have the responsibility to
develop practical and efficient means for coordination of their work pursuant to Sections
501 and 502 of the Administrative Code of 1929, 71 P.S. §§181, 182; and
WHEREAS, the Department of Education is the agency responsible for ensuring that
each local education agency provides a free, appropriate, public education to eligible
students pursuant to the Individuals with Disabilities Education Act, 20 U.S.C.
§1412(a)(1); and
WHEREAS, the Department of Public Welfare is the agency responsible to administer
the State Plan for Medical Assistance under Title XIX of the Social Security Act, 42
U.S.C. §§1396-1396v; to provide grants to counties for public child welfare services
pursuant to Article VII of the Public Welfare Code, 62 P.S. §§701-774; and to provide
grants to counties for services to individuals with mental illness or mental retardation
pursuant to the Mental Health and Mental Retardation Act of 1966, 50 P.S. §§4101-4704;
and
WHEREAS, the Department of Labor & Industry is the agency responsible to promote
the employment of individuals with disabilities by providing vocational rehabilitation,
job training, and placement services pursuant to the Rehabilitation Act of 1973, as
amended, 29 U.S.C. §701, et seq., the Vocational Rehabilitation Act of 1988, 43 P.S.
§682.1, et seq., Article XXII of the Administrative Code of 1929, the act of June 22, 1999
(No. 15), 71 P.S. §561, et seq., and the Workforce Investment Act, 29 U.S.C. §2801, et
seq.; and
WHEREAS, the Department of Health is the agency responsible to protect the health of
the people of this Commonwealth pursuant to Section 2102 of the Administrative Code
of 1929, 71 P.S. §532, and is authorized to administer certain maternal and child health
programs under 42 U.S.C.§701 et seq.
, and certain drug and alcohol programs under 42
U.S.C. §300x-21 et seq.; and
WHEREAS, Commonwealth agencies cooperate and collaborate, in whole or in part, in
the provision of services to children with disabilities in a variety of contexts in the
continuum of services to children with disabilities from ages 3 through 21, including but
not limited to early intervention; special education and related services; transition from
school to employment; adult, continuing, and postsecondary education; adult services;
independent living; and community participation; and
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WHEREAS, the Commonwealth has programmatic and fiscal responsibilities for early
intervention, special education and related services relating to transitioning of students
with disabilities to adult life; and
WHEREAS, the agencies listed above, and their respective offices and bureaus, have
been directed to execute an interagency agreement to establish coordination and
collaboration at the state level by defining fiscal and programmatic responsibilities for
each agency under applicable law by Executive Order 1998-4; and
WHEREAS, Section 101(a)(8)(B) of the Rehabilitation Act of 1973, as amended
, 29
U.S.C. §721(a)(8)(B), requires participating states to have in place an agreement or other
mechanism for interagency coordination to ensure the provision of vocational
rehabilitation services that: (i) identifies financial responsibility; (ii) specifies terms and
conditions; (iii) provides a system for the resolution of interagency disputes; and (iv) sets
forth procedures for coordination of services; and Whereas, Section 101(a)(11)(D) of the
Rehabilitation Act, 29 U.S.C. §721 (a)(11)(D), provides for an interagency agreement
with the state educational agency that at a minimum provides for: (i) consultation and
technical assistance to educational agencies in planning for transition of students with
disabilities; (ii) transitional planning that facilitates the development and completion of
individualized education programs under the Individuals with Disabilities Education Act;
(iii) the roles and responsibilities, including financial responsibilities of each agency; and
(iv) procedures for outreach to and identification of students with disabilities who need
transition services; and
WHEREAS, the Individuals with Disabilities Education Act requires participating states
to have in place an agreement or mechanism to: (i) identify the state agency responsible
to provide services that are also special education or related services to ensure a free
appropriate public education; (ii) specify the terms and conditions under which
responsible agencies reimburse local educational agencies for providing certain services
that are special education and related services; (iii) resolve interagency disputes; and (iv)
coordinate the provision of services which are also special education or related services.
20 U.S.C.§1412(a)(12).
NOW, THEREFORE, the parties to this Memorandum of Understanding (MOU) set forth
the following as the terms and conditions of their understanding:
I. AGENCY FINANCIAL RESPONSIBILITY
The parties agree that, consistent with applicable State and Federal law, students with
disabilities are entitled to
• special education and related services which are necessary for the student to
receive a free appropriate public education; and
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• medically necessary services covered by Title XIX of the Social Security Act
(Title XIX), including those services provided by a local educational agency
(LEA) through Project ACCESS, if the student is enrolled in the
Commonwealth ’s Medical Assistance Program.
The parties further agree that students with disabilities may be eligible for, but are not
otherwise entitled under State and Federal law, to other services, including but not
limited to mental health and mental retardation services, vocational rehabilitation
services, employment and training services, drug and alcohol services and other
Department of Health services herein referenced.
A. The parties agree to take the following steps to define the responsibility to
provide or pay for special education and related services:
1. The Department of Education agrees to continue to request the
Governor and the General Assembly to set aside for each school
year a portion of the state special education appropriation for
extraordinary expenses to be incurred in providing a special
education program or service to students with disabilities as
approved by the Secretary of Education.
The Department of Education agrees to continue to request the
Governor and the General Assembly to set aside appropriations for
community support services to Cordero
class members, which
appropriations are not to be included in the base calculations of the
special education program components.
2. The Department of Public Welfare agrees to ensure the capability
to access Title XIX federal funding for medically necessary (as
defined by applicable law) physical and behavioral health services.
The Department of Public Welfare agrees to inform the counties
that they may agree to provide financial support for services
delivered to persons in special education according to agreed upon
local arrangements, and that they may do so with state funds,
provided that the cost of such services fall within the allowable
costs for the respective county programs.
3. The Department of Labor and Industry agrees to provide
vocational rehabilitation services to assist eligible students with
disabilities prepare for, enter and/or maintain employment as
specified on an Individual Plan for Employment (IPE). Such
services may include, but are not limited to assessment, vocational
guidance and counseling, physical restoration services, career
counseling and/or job placement.
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The Department of Labor and Industry agrees to ensure
coordination of Workforce Investment Act (WIA) Title I
comprehensive services to Title I eligible youth, which services are
the responsibility of local Workforce Investment Boards and Youth
Councils; assure the provision of such services that are set forth in
the individual employment plan of the WIA system, based upon
the objective assessment under that system; and ensure
coordination of services with participating State and local agencies
offering youth programs.
4. The Department of Health agrees to facilitate access to health and
rehabilitative services provided by the Department for eligible
children. Such services are available to children with hemophilia,
cystic fibrosis, spina bifida, cleft palate, sickle cell disease,
phenylketonuria, cardiac and
orthopedic conditions, hearing and
speech impairment, and children who are ventilator dependent.
Drug and alcohol services and genetic counseling services are also
available as needed in accordance with those program guidelines.
B. In the event any public agency other than an educational agency fails to
provide or pay for special education or related services that it is otherwise
obligated to provide or pay for under State or Federal law, the LEA shall
provide or pay for such services to the child and claim reimbursement
from the appropriate agency in accordance with Sections II and III of this
MOU.
C. State agencies will be responsible for oversight of their local counterparts
to ensure compliance with all applicable laws.
II. CONDITIONS AND TERMS OF REIMBURSEMENT
In the event any LEA provides or pays for special education or related services for
a particular student with a disability under section I.B., the LEA may claim
reimbursement from any other public agency by stating in writing the legal basis
for the claim. If the other public agency disputes that it is responsible or fails to
respond in writing to the LEA’s claim for reimbursement within 30 days, the LEA
may seek to resolve the dispute according to the procedures detailed in section
III.B. of this MOU. Such reimbursement claims shall be in accordance with State
and Federal laws and regulations.
III. INTERAGENCY DISPUTES
A. Any dispute between two state level agencies that are parties to this MOU
regarding the implementation of this MOU shall be referred to the
Interagency Committee to Coordinate Services Provided to Individuals
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with Disabilities (Committee) as described in Section V., below, for
informal resolution. In the event the Committee cannot resolve the
dispute, any party to this MOU may refer the dispute to the Office of
General Counsel by submitting a written request for resolution and
providing supporting documentation.
B. Any dispute between two local agencies regarding securing
reimbursement for special education or related services shall be resolved
in one of the following ways: (1) in accordance with the statutory
provision for practice and procedure before local agencies, 2 Pa.C.S. §§
551-555, and for judicial review of local agency action, 2 Pa.C.S. §§ 751-
754; or (2) by submission of the dispute to the Committee, in accordance
with the procedures set forth in Addendum A, and in the General Rules of
Administrative Practice and Procedure, 1 Pa.Code §§ 31.1-35.251 and the
Administrative Agency Law, 2 Pa.C.S. §§ 501-508, 701-704.
C. Any dispute between a local educational agency and any state level
agency that is a party to this MOU regarding securing reimbursement for
special education or related services shall be resolved by following the
procedure set forth in the General Rules of Administrative Practice and
Procedure, 1 Pa. Code §§31.1-35.251, and the Administrative Agency
Law, 2 Pa.C.S. §§ 501-508, 701-704.
IV. COORDINATION OF SERVICES PROCEDURES
In order to coordinate the provision of services to students with disabilities, the parties
agree as follows:
A. The Department of Education agrees to
1. In conjunction with the other parties, develop guidelines on the
implementation of this MOU and train state level staff as well as
local entities.
2. Assign a case manager to each student identified as a Cordero
class
member.
3. Promptly address and respond to requests for technical assistance
from the case managers assigned under section IV.A.2., which may
include contacting other State agencies.
4. Advise LEAs that they should request families to identify any
other agencies from which they receive services, so that these
agencies can be offered the opportunity to participate in the
development meetings for Individual Education Programs (IEP).
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5. In conjunction with the other parties, develop procedures under
which agencies other than LEAs should be contacted regarding
their involvement in IEP meetings.
6. Train LEAs, in conjunction with the Department of Public
Welfare, regarding the procedures for families to register for
services with county Mental Health/Mental Retardation (MH/MR)
programs.
7. Advise LEAs that they should notify families of students with
mental retardation of the necessity of registering with the
appropriate county MH/MR program in order to be eligible for
MH/MR services.
8. Advise LEAs to notify the appropriate MH/MR program regarding
students with mental retardation who are placed in Approved
Private Schools, two years before these students turn 21 years of
age.
9. Provide training and technical assistance regarding the IDEA,
special education and the IEP process to Single County Authorities
(SCA) and drug and alcohol treatment providers.
10. Continue to administer Project ACCESS.
B. The Department of Public Welfare agrees to
1. In conjunction with the other parties, develop guidelines on the
implementation of this MOU and train state level staff as well as
local entities.
2. Promptly address and respond to requests for technical assistance
from the Department of Education and/or the Cordero
case
managers under section IV.A.3., which may include contacting
local county agencies.
3. Provide information to the LEAs explaining the eligibility criteria
and services that may be offered by a county MH/MR program, a
county Children and Youth program and through Title XIX.
4. Inform county programs that they should, when requested by an
LEA, participate in an IEP meeting.
5. Provide technical assistance to LEAs on the basis for medical
necessity.
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6. Inform county MH/MR and Children and Youth programs,
providers and Medical Assistance Managed Care Organizations
that, after obtaining necessary consent, they should inform the
LEA when a child has been placed for services, during school
hours, in partial hospitalization, as defined by 55 Pa.Code §
5210.3, or in a day treatment center (facility), as defined by 55 Pa.
Code § 3800.5.
7. Continue to fund Student Assistance Program (SAP) liaisons
through county MH/MR programs to provide consultation services
to SAP core teams.
8. Continue to require the annual revision of letters of agreement
between LEAs and MH/MR-contracted SAP liaison providers
outlining the responsibilities of each entity.
9. Continue to require letters of agreement between HealthChoices
Behavioral Health Managed Care Organizations and LEAs,
including procedures for prior authorization of services.
C. The Department of Labor & Industry agrees to
1. In conjunction with the other parties, develop guidelines on the
implementation of this MOU and train state level staff as well as
local entities.
2. Promptly address and respond to requests for technical assistance
from the Department of Education and/or the Cordero
case
managers under section IV.A.3., which may include contacting
Office of Vocational Rehabilitation (OVR) District Offices.
3. Be responsible, through the Office of Vocational Rehabilitation,
for the provision of vocational rehabilitation services to eligible
students with disabilities, pursuant to the Rehabilitation Act of
1973, as
amended by the Workforce Investment Act of 1998
(WIA), and the Vocational Rehabilitation Act of 1988. Such
services may include:
(i) Accepting student referrals from LEAs commencing 2
years prior to graduation and, for eligible students with
disabilities, development and approval of an Individual Plan
for Employment (IPE) before the student leaves the school
setting, where practical;
(ii) Responding to LEAs regarding input for development
of IEPs. Providing consultation and technical assistance to aid
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LEAs in planning for transition of eligible students with
disabilities. OVR staff may participate in IEP meetings to
share and coordinate information regarding OVR services and
eligibility criteria, and information regarding any other services
available under the Workforce Investment Act.
(iii) Providing outreach to LEAs:
(a) By providing general information about OVR and
its services through brochures and personal contact with
LEAs; and
(b) By providing the Department of Education and
LEAs with a listing of OVR local district office
liaisons.
4. Pursuant to the Workforce Investment Act:
a. Oversee the provision of comprehensive employment and
training services to eligible youth (aged 14 through 21) as
described in the WIA State plan and local plans as developed by
Local Workforce Investment Boards and as set forth in the
individual employment plan, including activities to assist youth
with disabilities who have special needs and barriers to
employment.
b. Facilitate coordination of youth activities funded under
WIA with other youth-directed state and local agencies offering
youth programs. This collaboration ensures the non-duplication of
services and maximizes returns on financial investments.
Eligibility issues and special needs program issues are resolved
and the coordinated delivery of services is facilitated with entities
that may include local educational agencies, adult educational
agencies, local housing authorities, job corps centers/agencies,
rehabilitation agencies and/or community based organizations.
D. The Department of Health agrees to
1. In conjunction with the other parties, develop guidelines on the
implementation of this MOU and train state level staff as well as
local entities.
2. Promptly address and respond to requests for technical assistance
from the Department of Education and/or Cordero
case managers
under section IV.A.3., which may include contacting relevant
Department of Health programs.
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3. Issue informational bulletins explaining what each applicable
Department of Health program offers for eligible children.
4. Issue a list of providers experienced in treating various conditions,
which can be accessed by LEAs as necessary when technical
assistance is required.
5. Provide technical assistance and specialized training to LEAs
through established Department of Health training initiatives.
6. Provide information to LEAs on the availability of drug and
alcohol treatment programs and services, eligibility requirements,
and the medical necessity criteria for service.
7. Direct Single County Authorities (SCA) to designate liaisons to
LEAs to facilitate access to drug and alcohol treatment and case
management services.
8. Work toward the establishment of letters of agreement, or modify
existing letters of agreement, between LEAs and SCAs allowing
for drug and alcohol representation on SAP teams.
V. INTERAGENCY COMMITTEE TO COORDINATE SERVICES PROVIDED
TO INDIVIDUALS WITH DISABILITIES
A. The parties to the MOU agree to establish the Interagency Committee to
Coordinate Services Provided to Individuals with Disabilities (Committee).
1. The Committee shall consist of five (5) core representative
members. The respective Secretaries of the state level agencies
that are parties to this MOU shall each appoint one core
representative member, and the Governor’s General Counsel shall
appoint one core representative member. Respective Secretaries
may appoint additional advisory members who can provide
relevant program perspective to the Committee.
2. The Committee shall meet every two months or as often as may
otherwise be required to carry out its responsibilities.
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B. The Committee shall be responsible for:
1. Ensuring that the agencies that are parties to this MOU comply
with the commitments contained herein.
2. The review and resolution of pertinent interdepartmental matters,
which would not otherwise be considered through either this
MOU, existing interagency administrative procedures or
compliance dispute procedures.
3. An annual review of this MOU, and if necessary, revision upon the
written consent of all parties; and
4. Compliance dispute resolution: (a) between two state level
agencies that are parties to the MOU, prior to the submission of
such unresolved disputes to the Office of General Counsel under
section III.A.; or (b) between two local agencies under section
III.B. The Committee may, with the consent of the Secretaries and
General Counsel, arrange and contract for hearing officers for the
establishment of a record to be used for the resolution of disputes
under section III.B.
The Governor’s Policy Office shall initially convene the Committee and shall oversee the
establishment by the Committee of the Committee’s protocol for convening and carrying
out its responsibilities.
VI. CONDITIONS
The following conditions will apply to this Memorandum of Understanding and all
parties:
A. This MOU may be amended only by written consent of all parties.
B. This MOU shall become effective on the date it is last endorsed by a
necessary party.
C. This MOU is not intended to and does not create any contractual rights or
obligations with respect to the signatory agencies or other parties.
D. Except as specified above, any dispute arising hereunder shall be
submitted to the Office of General Counsel for final resolution.
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In witness whereof the parties hereto have executed this Memorandum of Understanding.
DEPARTMENT OF EDUCATION DEPARTMENT OF PUBLIC WELFARE
/s/ /s/
__________________________________ __________________________________
Secretary of Education Date Secretary of Public Welfare Date
APPROVED AS TO FORM AND LEGALITY:
/s/ /s/
__________________________________ __________________________________
Chief Counsel Date Chief Counsel Date
Department of Education Department of Public Welfare
DEPT. OF LABOR AND INDUSTRY DEPARTMENT OF HEALTH
/s/ /s/
__________________________________ __________________________________
Secretary of Labor and Industry Date Secretary of Health Date
APPROVED AS TO FORM AND LEGALITY:
/s/ /s/
__________________________________ __________________________________
Chief Counsel Date Chief Counsel Date
Department of Labor and Industry Department of Health
APPROVED AS TO FORM AND LEGALITY:
/s/
__________________________________
General Counsel Date
Office of General Counsel
Page 35
Procedure for Submitting a Dispute to the Committee
In the event any LEA provides or pays for special education or related services for
a particular student with a disability under section I.B. of the MOU, the LEA may claim
reimbursement from any other public agency by stating in writing the legal basis for the
claim. If the other public agency disputes that it is responsible or fails to respond in
writing to the LEA’s claim for reimbursement, the LEA may submit the dispute to the
Committee in accordance with the following procedures
1:
1. If the LEA has submitted a claim for reimbursement from another public
agency pursuant to section II of the MOU, it may file a written complaint
with the Committee within either (a) 30 days of the mailing date of the
other public agency’s written response to the claim disputing that it is
responsible; or (b) 60 days of the mailing date of the LEA’s claim for
reimbursement if the other public agency has not provided a written
response. Such complaints must be filed at the following address:
Office of Chief Counsel
Pennsylvania Department of Education
333 Market Street
Harrisburg PA 17126-0333
2. The complaint must include the following information:
a. the names, addresses and telephone numbers of all persons
involved in the dispute;
b. the facts underlying the dispute, including an identification of all
agencies providing special education and related services to the
student;
c. a description of the legal authority upon which each public agency
is otherwise obligated under State or Federal law, or State policy to
provide or pay for special education or related services; and
d. the specific remedy sought by the LEA.
3. The LEA must attach to the complaint all documentation it relies upon in
support of its position in the dispute.
4. The complaint must be served by the LEA on the other public agency by
hand delivery or any form of mail requiring the recipient to sign a receipt,
and a certificate attesting to this service must be attached to the complaint.
5. Upon receipt of a complaint, the Committee will assign an identifying
docket number to the dispute that must be used in all future filings.
1 These procedures shall comport with the General Rules of Administrative Practice
and Procedure, 1 Pa. Code §§31.1 – 35.251 and the Administrative Agency Law, 2
Pa.C.S. §§501-508, 701-704.
Page 36
6. The agency or agencies against which an LEA files a complaint must file a
response thereto with the Committee within 20 days after the date of
service. The response must be served by the other public agency on the
LEA by hand delivery or any form of mail, including first class mail, and a
certificate attesting to this service must be attached to the response.
7. The Committee may choose to schedule a Prehearing Conference to
provide the parties an opportunity to resolve the dispute, discuss whether
the parties are able to stipulate to relevant facts and the authenticity of
documents, and consider the means by which the hearing will be
conducted.
8. In accordance with the MOU, the Committee may arrange and contract for
hearing officers for the establishment of a record to be used for the
resolution of disputes. If a hearing officer conducts the hearing, he or she
will present a Proposed Report to the Committee in accordance with 1 Pa.
Code §§35.201 – 35.207.
9. Hearings, whether before a hearing officer or the Committee, will be
conducted in accordance with the General Rules of Administrative
Practice and Procedure.
10. The Committee will issue all final orders in accordance with 1 Pa. Code
§35.226.
11. Appeals of Committee final orders by aggrieved parties shall be made to
Commonwealth Court within 30 days of the date of the order.
Page 37
Glossary
ACCESS – A cooperative effort among the Departments of Education and Public
Welfare, the federal Health Care Financing Administration (HCFA), Leader Services
(Department of Education contractor) and LEAs through which LEAs receive partial
reimbursement for health-related services provided to students with disabilities as part of
their IEPs.
Cordero v. Pa. Department of Education and Commonwealth of Pa. (Cordero)
– Class
action lawsuit brought against the Department of Education and the Commonwealth of
Pennsylvania by Pennsylvania children with disabilities whose school districts have
determined that they cannot currently be appropriately educated in a public educational
setting and who have been waiting for more than thirty days for the provision of an
appropriate educational placement; and all Pennsylvania children who may in the future
meet these criteria.
HealthChoices
– Pennsylvania's mandatory, Medical Assistance managed health care
program.
Individualized Education Program (IEP)
– A written statement for each child with a
disability that includes, among other things, the child’s present level of educational
performance; measurable annual goals; the special education and related services and
supplementary aids and services to be provided to the child; the extent, if any, to which
the child will not participate with other nondisabled children in the regular class; a
statement regarding modifications to State or districtwide assessments which will allow
the child to participate; the projected date for the beginning of services with the
anticipated frequency, location and duration of such services; a statement of transition
services for students beginning at age 14; and as statement of how the child’s progress
will be measured.
Individual Plan for Employment (IPE)
– An OVR document developed jointly by the
customer and rehabilitation counselor outlining the customer’s informed choice in
selection of an employment outcome, specific services, providers and methods used to
procure the services.
Title XIX
– The federal/state financed health insurance program, administered by the
states, providing medical assistance to low-income persons who are age 65 or over, blind,
disabled, or members of families with dependent children or qualified pregnant women or
children. Within broad federal rules, states determine eligibility groups, types and range
of services, payment levels for services and operating and administrative procedures.
Page 38
Abbreviations
Individuals with Disabilities Education Act (IDEA)
Local Education Agency (LEA)
Mental Health/Mental Retardation (MH/MR)
Office of Children, Youth and Families (OCYF)
Office of Vocational Rehabilitation (OVR)
Single County Authority (SCA)
State Education Agency (SEA)
Workforce Investment Act (WIA)
1
Workforce Investment Board (WIB)
1 Under WIA, a document is created as an ongoing strategy jointly developed by
the participant and the case manager that identifies the participant' s employment goals,
the appropriate achievement objectives, and the appropriate combination of services for
the participant to achieve the employment goal. [20 CFR §663.245] This document,
which is referred to as an individual employment plan, is different from the
Individualized Education Program (IEP), and the Individual Plan for Employment (IPE)
developed by OVR, both of which are defined in the Glossary.
Page 39
Contacts List
Bureau of Special Education
333 Market Street, 7th Floor
Harrisburg PA 17126-0333
Voice (717) 783-6913 TDD (717) 787-7367 FAX (717) 783-6139
Consult Line for Families 1-800-879-2301
E-Mail 00specialed@psupen.psu.edu
Web site www.pde.state.pa.us
Office of Mental Retardation
Room 512
Health & Welfare Building
PO Box 2675
Harrisburg PA 17105-2675
Voice (717) 787-3700 FAX (717) 787-6583
OMR Hotline 1-888-565-9435
Office of Children, Youth and Families
Room 131
Health & Welfare Building
PO Box 2675
Harrisburg PA 17105-2675
Voice (717) 783-4756 FAX (717) 787-0414
Office of Medical Assistance Programs
Room 515
Health & Welfare Building
PO Box 2675
Harrisburg PA 17105-2675
Voice (717) 787-1870 FAX (717) 787-4639
Office of Mental Health and Substance Abuse Services
Room 502
Health & Welfare Building
PO Box 2675
Harrisburg PA 17105-2675
Voice (717) 787-6443 FAX (717) 787-5394
Public Assistance Helpline (TDD) 1-800-451-5886
E-mail webmaster@dpw.state.pa.us
Web site www.dpw.state.pa.us
Page 40
Office of Vocational Rehabilitation
Room 1300 Labor & Industry Bldg
7th & Forster Streets
Harrisburg PA 17120
Voice (717) 787-5244 TTY (717) 783-8917 FAX (717) 783-5221
E-Mail ovr@dli.state.pa.us
Web site www.dli.state.pa.us/ovr/index.htm
Bureau of Workforce Investment
12th Floor
Labor and Industry Building
Seventh and Forster Streets
Harrisburg PA 17120
Voice (717) 787-3354 FAX (717) 783-7115
E-Mail jvogel@dli.state.pa.us
Web site www.paworkforce.state.pa.us
Department of Health, Bureau of Family Health
733 Health and Welfare Building
P.O. Box 90
Harrisburg PA 17108
Voice (717) 787-7192 FAX (717) 772-0323
Department of Health, Bureau of Drug and Alcohol Programs
2635 Paxton Street
P.O. Box 90
Harrisburg PA 17108
Voice (717) 783-8200 FAX (717) 787-6285
Department of Health – “Special Kids Network”
1-800-986-4550
Web site www.health.state.pa.us
Department of Health – V/TDD (717) 783-6514
