Penn Hills School District | Case 13083-12-13 | 2012-11-29
Pennsylvania special education due-process decision
- Case number
- 13083-12-13
- Date
- 11/29/2012
- Parties / district (official listing)
- Penn Hills School District
- Hearing officer
- Brian Ford
- Issues (official listing)
- IEP Behavior
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Decision text
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ODR No. 13083-1213KE Page 1 of 11
This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
IN THE PENNSYLVANIA OFFICE FOR DISPUTE RESOLUTION
FINAL DECISION AND ORDER
ODR File No. 13083-1213KE
OPEN HEARING
Child’s Name: C.T.
1
Date of Birth: [redacted]
Hearing Date: November 9, 2012
Parties to the Hearing Representative
Parent Pro se
Penn Hills School District
260 Aster Street
Pittsburgh, PA 15235
Craig Alexander, Esquire
Bruce E. Dice & Associates P.C.
787 Pine Valley Drive, Suite E
Pittsburgh, PA 15239
Record Closed: November 20, 2012
Date of Decision: November 29, 2012
Hearing Officer: Brian Jason Ford
1 Other than this cover page, the child and parents’ names are not used to protect their privacy, even
though the parent requested an open hearing. “Parent” and “Student” is used instead. The Student’s
father was not a party to these proceedings but, at the Student’s mother’s request, copies of all
correspondences and documents have been sent to the Student’s father. Other identifying information,
such as the Student’s gender, is omitted to the extent possible. Citation to the notes of testimony
(transcript) are to “N.T.”. Citations to exhibits, as applicable, are “P-#” for Parents’ exhibits, and “S-#” for
the school’s exhibits.
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ODR No. 13083-1213KE Page 2 of 11
Introduction
This matter arises under the Individuals with Disabilities Education Act (IDEA), 20
U.S.C. §§ 1400–1419. In considering the Parent’s claims, I also look to the IDEA’s
federal and state implementing regulations; respectively 34 C.F.R. § 300.500 et seq.
and 22 Pa. Code § 14.
The Parent requested this due process hearing to compel the Penn Hills School District
(District) to add certain elements to the Student’s individualized educational program
(IEP). Specifically, the Parent states that it is a violation of the Parent’s religious beliefs
for the Student to eat [specific food]. The Parent demands a statement to that effect
placed into the Student’s IEP, along with a provision that the District will not offer any
[specific food] to the Student. Similarly, the Parent maintains that it is a violation of the
Parent’s religious beliefs for the Student to come into contact with [specific items or
attend specific activities.]
2
As with the religion-based food prohibition, the Parent
demands a statement to that effect placed into the Student’s IEP, along with a provision
that the District will communicate with the Parent to ensure that the Student will not
[have contact with specific items or attend specific events]. The Parent believes that it is
a helpful behavioral intervention for the Student to speak with the Parent via telephone
[redacted]. The Parent demands [a provision to this effect] to be drafted into the
Student’s IEP. The Parent also wants the Student to be removed from a SAT prep
class. Finally, the Parent is concerned about the Student’s transition planning. The
Parent wants the IEP to reflect the Student’s current placement in a vocational program
in such a way that the program will continue after the Student graduates.
Procedural History
The Parent requested this due process hearing on Saturday, September 22, 2012. This
hearing was assigned to me on September 25, 2012. Upon assignment, I set a hearing
date in accordance with IDEA timelines for November 9, 2012. Notice of the hearing
date was sent to the parties on September 26, 2012.
The District moved on November 7, 2012 to either postpone the hearing or delay its
start time. The Parent objected to the District’s motion on the same day. I denied the
District’s motion on the same day, and the hearing convened as it was originally
scheduled.
Issues
The IDEA prohibits consideration of issues not raised in the Parent’s Complaint unless
the District agrees otherwise. See 20 U.S.C. § 1415(f)(3)(B). In this case, the issues
presented by the Parent both at the outset of and throughout the hearing varied
somewhat from the issues presented in the Complaint. With no objection from the
2 See Parent’s Written Closing Statement, ¶ 7.
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District at the time of the hearing, I will address those issues that were presented by the
Parent during the hearing:
1. Must the Student’s IEP note a religious prohibition against the Student eating
[specific food]?
2. Must the Student’s IEP note a religious prohibition against the Student participating
in [specific activities] and, if so, must the Student’s IEP be designed to prevent such
occurrences?
3
3. Must the Student’s IEP note that [specific communication] with the Parent is an
effective means of behavior modification and, if so, must the IEP incorporate a
protocol for the same [redacted]?
4. Must the Student be removed from an SAT prep class?
5. Must the IEP include a provision that will enable the Student to continue participation
in a vocational training program after graduation (currently anticipated in June of
2013)?
Findings of Fact
1. The Student is a [late teen-aged] resident of the District.
2. The Student is entitled to special education and related services as a student with an
Autism Spectrum Disorder.
4
A. The Most Recent IEP Team Meeting
3. The Student’s IEP team met on September 14, 2012 to review and revise the
Student’s IEP. NT at 32.
4. It was suggested, but not established, that the meeting was convened at the
Parent’s request for the purpose of addressing parental concerns regarding the
Student’s dietary restrictions. NT at 14.
5. The Parent and District representatives signed a sign-in sheet, but the meeting
turned acrimonious almost immediately, and ended without any substantive
discussion of the Student’s IEP. See, e.g. NT at 32.
3 See Parent’s Written Closing Statement, ¶ 7. I note that the Parent [used specific terms when] the
Parent submitted a written closing statement. It is quite clear from the Parent’s testimony that [specific
activities are] prohibited by the Parent’s religious beliefs, and I adopt the language used by the Parent in
the Parent’s written closing statement for simplicity.
4 There is no dispute concerning the Student’s age, residency or entitlement to special education under
the IDEA.
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6. The Parent requested the instant hearing, in part, so that the Parent would be heard
(that is, so the Parent could say the things that the Parent wanted to say during the
IEP meeting before it ended). See, e.g. NT at 12.5
7. Sometime after the meeting, the District proposed an IEP for the Student. It is not
clear exactly when the proposed IEP was issued with a notice of recommended
educational placement (NOREP), but credible testimony establishes that it was
issued and, as of the date of the hearing, the NOREP was not returned. NT at 70.
B. Dietary Restrictions
8. It is a violation of the Parent’s religious beliefs for the Student to eat [specific food].
See, e.g. N.T. at 33.
9. The record does not reveal when the Parent told the District that the Student may
not eat [specific] food [redacted] on religious grounds. It is likely, however, that the
Parent explained to the District that the Student may not eat [specific] food
[redacted] sometime before the September 14 meeting convened. See FF # 16
below.
10. Previously, the Parent had told the District that the Student must adhere to a gluten-
free diet for medical reasons. The Student’s prior IEP noted this dietary restriction.
S-6 at page 6.
11. Sometime thereafter, the Parent informed the District that gluten was being re-
introduced into the Student’s diet. NT at 48. In response, the District removed the
note about the Student’s dietary restrictions from the IEP.
6
12. Previously, the Student attended and participated in a food preparation class in the
District. NT at 59. The Parent was aware of and approved of the Student’s
participation in that class. Id. The Student does not currently participate in the
District’s food preparation class. NT at 63.
13. It is not a violation of the Parent’s religion for the Student to eat [other specific] food
[redacted].
7
14. The Student’s current IEP, which was not made part of the record of this case, does
not include a dietary restriction.
NT at 33.
5 At the beginning of the hearing, I informed the Parent that the hearing was not a continuation of the IEP
team meeting. Similarly, the purpose of this decision is not to give voice to the Parent’s concerns. Rather,
it is my task to determine if the Parent is entitled to the relief she demands.
6 The totality of the record persuades me that the Parent knew of and approved the gluten restriction
when it was placed into the IEP and knew of and approved the removal of the same.
7 The District notes the incongruity that the Student may eat [some specific food but not other specific
food]. As I noted during the hearing, however, I will not question the sincerity or basis of the Parent’s
religious beliefs. I find that it is a violation of the Parent’s religious beliefs for the Student to eat [specific]
food [redacted] for no other reason than the Parent testified that this is so.
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ODR No. 13083-1213KE Page 5 of 11
15. Regarding food, the District’s proposed IEP of September 14, 2012, includes the
following: “[Student] is only to eat a lunch/food brought from home and packed by
[Student’s] parent. [Student] has food allergies and requires a special diet - including
fruit and wraps - dairy or cheese.” S-2 at 8.
C. [Specific Activities and Items]
16. It is a violation of the Parent’s religious beliefs for the Student to participate in
[specific activities].
8
17. It is not possible from the record of this hearing to say precisely what makes an
event [one of those specific activities]. See NT at 22.
18. The Student participates in a [Name Redacted] program. NT at 64. The record is not
precisely clear as to what the [Name Redacted] program is, but on the totality of the
record it appears that the program is a peer group and social skills program that
sometimes holds events outside of the District’s buildings.
19. The Student participated in a [Name Redacted] event during the current school year.
The event took place outside of the District’s buildings. The District provided
transportation to and from the event. NT at 64-65.
20. The Student returned from the [Name Redacted] event with [a specific item]. NT at
22, 28, 64. Ultimately, the Parent regarded the entire event as a [specific activity].
See Parent’s Written Closing Statement.
21. The Parent’s testimony as a whole suggests that the District knew about her
religious beliefs prior to the incident, but the record is not clear as to when (or if) the
Parent informed the District of the Parent’s religious beliefs concerning [specific
activities]. NT at 28-29.
22. The Parent testified that the Student’s IEP must be modified to prevent similar
incidents from happening in the future. Specifically, the Parent demands changes to
the Student’s IEP that would compel the District to inform her of potential [specific]
events in the future and obtain her approval prior to the Student’s participation. See,
e.g. NT at 24-25.
23. No evidence or testimony suggests that the Student was upset during or after the
[Name Redacted] event or by the [specific item].
D. [A Specific] Behavioral Intervention
24. The Student has had behavioral “meltdowns” in school. NT at 18, 43, 58, 93.
8 As with the finding concerning the Parent’s religious dietary restrictions, I will not question the sincerity
or basis of the Parent’s religious beliefs concerning [specific activities and items]. I find that it is a violation
of the Parent’s religious beliefs for the Student to make contact with such [specific items] – however
poorly defined – for no other reason than the Parent testified that this is so.
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25. The record does not reveal the frequency or severity of these behavioral incidents.
26. Currently, in accordance with the Parent’s preferences, District personnel contact
the Parent by phone when the Student has a meltdown. Then, District personnel
place the Student on the phone with the Parent. NT at 58.
27. When the Student speaks with the Parent, the call is not on loudspeaker. District
personnel do not, therefore, know the specific content of the conversations.
However, District personnel have heard the Student [having specific
communications] with the Parent during these calls. NT at 58.
28. District personnel agree with the Parent that the Student’s phone calls with the
Parent after behavioral meltdowns are beneficial. NT at 58.
29. The proposed IEP dated September 14, 2012 is silent in regard to calling the Parent
after a behavioral incident. See S-2.
30. The Parent demands an explicit provision in the Student’s IEP that would compel the
District to call the Parent after each meltdown and place the Student on the phone
with the Parent to [engage in specific communications]. P-2, NT at 19-21, 117, 118.
The IEP amendment, as proposed by the Parent, includes the full text of [those
specific communications]. P-2.
E. SAT Prep Class
31. Currently, the Student attends a class titled “SAT Prep.”
9
32. The Parent is concerned about the Student’s participation in that class because the
Student does not currently plan to attend college. See NT at 24, 67.
See, e.g. NT at 90
33. The Student’s case manager testified that the Student is currently enrolled in a class
called “SAT Prep” but the class is not limited to preparation for the SAT test. See NT
at 67-68. Rather, the District opens its resource room on Saturdays to offer both
SAT preparation and extra resource room activities (e.g. additional math and reading
assistance, homework help, work on projects, resume assistance) to interested
students. Id.
34. The District recognizes that the Student does not currently plan to attend college and
does not need to study for the SAT. The Student does not study for the SAT during
SAT Prep, but rather works on postsecondary transition activities. NT at 68.
F. Vocational Training
35. The Student’s school day is currently divided between the District’s high school and
a local vocational school. The Student attends the vocational school in the mornings
9 Although it was not specified on the record, I take judicial notice that the SAT (currently an empty
acronym) refers to the College Board’s college admission test.
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and the high school in the afternoon. Transportation is provided by the District. The
Student’s placement at the vocational school is a function of the Student’s IEP. NT
at 24, 26, 52, 55, 59, 68-70.
36. The Parent is positive about the vocational school and wants the Student’s IEP
crafted in such a way so that the Student will continue in the vocational program
after the family’s “involvement with the School District” ends. NT at 24.
Discussion
I begin the analysis by noting that the Parent must bear the burden of proof in this case,
and by explaining how that burden must be met. The burden of proof, generally,
consists of two elements: the burden of production and the burden of persuasion. In
special education due process hearings, the burden of persuasion lies with the party
seeking relief. Schaffer v. Weast, 546 U.S. 49, 62 (2005); L.E. v. Ramsey Board of
Education, 435 F.3d 384, 392 (3d Cir. 2006). The party seeking relief must prove
entitlement to their demand by preponderant evidence and cannot prevail if the
evidence rests in equipoise. See N.M., ex rel. M.M. v. The School Dist. of Philadelphia,
394 Fed.Appx. 920, 922 (3rd Cir. 2010), citing Shore Reg'l High Sch. Bd. of Educ. v.
P.S., 381 F.3d 194, 199 (3d Cir. 2004). In this particular case, the Parent is the party
seeking relief and must bear the burden of persuasion.
There is no dispute that the Student is a student with a disability and eligible for special
education pursuant to the IDEA. As such, the Student is entitled to special education
from the District (assuming that the District continues to be the Student’s local
educational agency) until the end of the school year in which the Student graduates or
turns 21 years old, whichever comes first. See 20 U.S.C. § 1412(a)(1)(A).
As an eligible student, the Student’s education must be driven by an individualized
educational program (IEP) that is reasonably calculated to yield a meaningful
educational benefit to the Student. See 20 U.S.C. §§1412, 1414; Board of Education v.
Rowley, 458 U.S. 176, 73 L.Ed.2d 690, 102 S.Ct. 3034 (1982); Ridgewood Board of
Education v. M.E. ex. rel. M.E., 172 F.3d 238 (3d Cir. 1999).
In this case, the Parent argues that the Student’s IEP is not appropriate and must be
changed in five ways, as outlined above in the Issues section. I will address each
requested change in order.
Regarding dietary restrictions, it is necessary for school districts to draft health-related
dietary restrictions into a student’s IEP if those restrictions would otherwise be
considered a necessary accommodation under Section 504 of the Rehabilitation Act of
1973, 29 U.S.C. § 701 et seq. (Section 504). All IDEA-eligible students are also
protected by Section 504, and the accommodations that would otherwise appear in a
Section 504 service agreement are placed in the Student’s IEP. See P.P. ex rel.
Michael P. v. W. Chester Area Sch. Dist., 585 F.3d 727, 735-37 (3d Cir. 2009).
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In this case, historically, when the Parent has told the school about the Student’s
medical dietary restrictions (i.e. the gluten restriction), the District noted the restriction in
the Student’s IEP. The proposed IEP, without noting the religious reasons, states that
the Student may not eat food except what the Parent provides. To a large extent,
therefore, this issue is moot. It is not clear that the Parent is seeking a broader
restriction that what the proposed IEP contains, but it is clear that the Parent wants the
IEP to state that the dietary restriction is religious (not medical) in nature. The IDEA is
silent on this point.
I proceed with caution because my jurisdictional authority does not extend to First
Amendment claims. Regardless, I find that as a matter of law the IDEA neither requires
nor prohibits the District from noting the religious dietary restrictions in the Student’s
IEP. It would not violate the IDEA for the District to amend the IEP as the Parent
desires. At the same time, failing to note a religious dietary restriction is neither a
procedural nor substantive violation of the IDEA. Consequently, I will not order the
District to draft the religious dietary restriction into the Student’s IEP.
10
A similar analysis applies to the Student’s contact with [specific activities and items]. It is
important to note that the religious prohibition against [specific activities and items] is
different than the religious dietary restriction in an important way. The religious dietary
restriction creates a bright-line rule for the District to follow: [specific food] is forbidden.
In contrast, no bright-line rule was put forth to determine what events and gifts are
[prohibited]. Enforcing the religious prohibition against [specific activities and items]
would, therefore, force the District to judge what events and [items] would run contrary
to the Parent’s religious beliefs. I will not put the District in a position where it has to
decide what events and [items] run counter to the Parent’s beliefs. Moreover, even if the
District were in a position to judge what events and [items are prohibited], as with the
religious dietary restriction, I find that as a matter of law the IDEA neither requires nor
prohibits the District from noting the religious prohibition against [specific activities and
items] in the IEP. Consequently, I will not order the District to draft the religious
prohibition against [specific activities and items] into the Student’s IEP.
11
Issues concerning [the requested] behavioral intervention are more complex. The
District acknowledges that allowing the Student to call the Parent [by] telephone is an
effective post-incident behavioral intervention. The current IEP permits this protocol
and, in fact, the District is currently implementing it. Further, whatever [communications
the Student has] with the Parent, the protocol does not require District personnel to do
anything more than facilitate the phone call. As such, incorporation of the protocol into
the proposed IEP would not compel the District to [redacted] and would accurately
reflect the interventions that are being used. [Redacted]. As such, under a
straightforward IDEA analysis, if the phone calls are necessary for the provision of a
10 It is not entirely clear that the District opposes drafting notes about religious prohibitions into the
Student’s IEP. Although the testimony on this point is somewhat confused (and inconclusive for purposes
of fact-finding) it may be that the Parent intended to tell the District about the religious prohibitions during
the truncated IEP meeting. If so, it is not clear that the District would have rejected that request.
11 See footnote 11.
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ODR No. 13083-1213KE Page 9 of 11
free appropriate public education (FAPE) but are not reflected in the IEP, then the
Parent’s position is correct and the IEP must be amended.12
In light of the burden of proof noted above, the Parent has not shown by preponderant
evidence that the post-incident phone calls are necessary for the provision of FAPE. To
the contrary, testimony reveals that the phone calls are made after the Student has
regained composure after a behavioral incident. The phone calls are not used to
prevent behavioral incidents, and are not used during behavioral incidents as a means
to end the Student’s meltdowns. Although the District acknowledges that the phone
calls do have a positive effect, nothing on the record indicates that the Student cannot
be calmed and redirected back to class without them.
The record does reveal that the phone calls are beneficial to the Student, but the FAPE
mandate does not require IEPs that provide the maximum possible benefit. Rather, the
FAPE mandate requires IEPs that are reasonably calculated to enable the child to
achieve meaningful educational benefit. Meaningful educational benefit is more than a
trivial or de minimis educational benefit. See, e.g. Rowley, 458 U.S. 176; Ridgewood,
172 F.3d 238 (3d Cir. 1999); Stroudsburg Area School District v. Jared N., 712 A.2d 807
(Pa. Cmwlth. 1998); Polk v. Central Susquehanna Intermediate Unit 16, 853 F.2d 171
(3rd Cir. 1988) Fuhrmann v. East Hanover Board of Education, 993 F.2d 1031 (3d Cir.
1993); Daniel G. v. Delaware Valley School District, 813 A.2d 36 (Pa. Cmwlth. 2002).
Again, nothing on the record indicates that the Student cannot receive a FAPE without
the phone calls.
Although I will not order the District to draft a [specific phone call] protocol into the
Student’s IEP ([redacted]), I do urge caution on the District’s part. While the phone calls
may not be necessary for the provision of FAPE, both parties see their benefit. It would
be clearly imprudent for the District to terminate an ongoing and beneficial practice
simply because I find that there is no legal mandate under the IDEA to incorporate [the
specific protocol] into a Student’s IEP.
Regarding the SAT prep class, the Parent has not presented evidence or testimony that
the Student’s participation is inappropriate. Rather, the record reveals that the Parent
likely misunderstood the function of that class as it applies to the Student. The District’s
description of the class, as it applies to the Student, was not challenged. No evidence or
testimony was presented to explain why the Student should be removed from the class.
The Parent’s demand for the Student’s removal from that class is, therefore, denied. I
note, however, that the record does not establish that the Student was placed in the
class pursuant to the IEP (current or proposed). If the Student can be removed from the
class without disturbing the IEP, and if the District has a policy or procedure that
otherwise allows the Parent to remove the Student from the class, nothing in this
decision is intended to preclude the Parent from using that policy or procedure to
remove the Student.
12 Students with disabilities are entitled to FAPE under both federal and state law. 34 C.F.R. §§300.1-
300.818; 22 Pa. Code §§14.101-14
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The final issue raised by the Parent concerns vocational training. The District has
placed the Student in a half-day vocational training program, as described above. That
placement is properly reflected in the Student’s IEP.13
Therefore, the Parent’s concern
may be moot to a degree. It is not possible for the District to discontinue the vocational
training program without amending the Student’s IEP. Such an amendment would
necessarily require (minimally) parental consent, and a due process hearing would be
necessary for the District to remove the program over parental objection.
These protections, through operation of the IDEA, remain in place until the end of the
school year in which the Student graduates or turns 21, whichever comes first. See 20
U.S.C. § 1412(a)(1)(A). Both the Parent and the District seem to agree that the Student
will graduate at the end of the current school year. Without commenting on the
appropriateness of that decision, the Student’s graduation will terminate the District’s
obligation to provide an IEP and a FAPE to the Student.
14 The District’s current
obligation to provide appropriate transition services to the Student also will end at that
time.
15
Consequently, the IDEA does not require the District to ensure that the Student
will remain in the vocational training program after all of the District’s legal obligations to
the Student end. I, therefore, deny the Parent’s request to compel the District to
guarantee the Student’s placement in the vocational training program after the family’s
“involvement with the School District” ends. NT at 24.
Conclusion
The Parent raises five issues, as set forth above. Three of those issues are demands
for the District to change the Student’s IEP to conform to the Parent’s religious beliefs. I
find that the IDEA neither prohibits nor requires the District to make such changes, and
deny those requests on that basis. The fourth issue is the Parent’s request to remove
the Student from a particular class. I find that the IDEA does not require the requested
removal, but that other means may be available to the Parent to reach the same result.
The fifth issue is the Parent’s request for the District to ensure that the Student
continues to participate in a vocational training program after graduation. Assuming the
appropriateness of the upcoming graduation, I find that the IDEA does not require the
District to continue the vocational training program after the District’s legal obligations to
the Student terminate.
13 The proposed IEP continues this placement. S-2 at 8.
14 Some courts have held that a school district’s obligation to provide a FAPE to a student may extend
beyond age 21 if necessary to enable the student to access compensatory education awarded to remedy
a denial of FAPE. Ferren C. v. School Dist. of Philadelphia, 612 F.3d 712 (3d Cir., 2010). More recently, a
court has sharply divided a school district’s obligation to offer an IEP and its obligation to offer FAPE,
indicating that the IEP obligation may survive even after the FAPE obligation terminates. I.H. ex rel. D.S.
v. Cumberland Valley School Dist., 842 F.Supp 2d 762 (M.D. Pa., 2012). Neither of these cases stand for
the proposition that the FAPE or IEP obligations extend beyond an appropriate graduation when access
to a prior award is not at issue.
15 The IDEA’s postsecondary transition requirements are found at 20 U.S.C. 1414 (d)(1)(A)(i)(VIII); 34
CFR 300.320(b) and (c). See also 20 U.S.C. 1401(34); 34 CFR 300.43(a).
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ORDER
And now, November 29, 2012, it is hereby ordered that the Parent’s claims are DENIED
and that this matter is DISMISSED.
HEARING OFFICER
/s/ Brian Jason Ford
