Penn Hills School District | Case 23894-20-21 | 2020-12-17
Pennsylvania special education due-process decision
- Case number
- 23894-20-21
- Date
- 12/17/2020
- Parties / district (official listing)
- Penn Hills School District
- Hearing officer
- Charles Jelley
- Issues (official listing)
- Evaluation Least Restrictive Environment Compensatory Education
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Decision text
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This is a redacted version of the original decision. Select details have been removed
from the decision to preserve anonymity of the student. The redactions do not
affect the substance of the document.
Pennsylvania Special Education Hearing Officer
Final Decisio n and Order
CLOSED HEARING
ODR File Number: 2389402021 AS
Child’s Name :
S.B. Date of Birth: [redacted]
Parent:
[redacted]
Local Education Agency:
Penn Hills School District
260 Aster Street
Pittsburgh, PA 15235-3339
Counsel for the LEA
Aimee Zundel Esq.
Weiss Burkardt Kramer, LLC
445 Fort Pitt Boulevard, Suite 503
Pittsburgh, PA 15219
412-391-9890 cell 724-322-1429
azundel@wbklegal.com
Hearing Officer: Charles W. Jelley, Esq Date of Decision: 12.17.2020
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PROCEDURAL HISTORY
Parent filed the instant due process hearing complaint alleging the District
failed to offer a free appropriate public education (FAPE) from March 2018
through June 2019.1 To remedy these alleged violations, the Parent seeks
unspecified appropriate relief. The District argues that at all times
relevant times, they provided a FAPE.
For all of the following reasons, after a careful review of the testimony,
the extrinsic and intrinsic evidence, I now find in part in favor of the
Parent and Student. I also find in part against the District for actionable
procedural violations.2 An appropriate Final Order follows, granting
appropriate relief and denying the Parent’s claims in part.
THE ONLINE VIRTUAL DUE PROCESS HEARING AND PARENT’S
DECISION TO PARTICIPATE BY PHONE
Due to the pandemic's ongoing safety concerns, all due process hearing
sessions were held virtually and by phone. Although the District offered to
provide the Parent with a laptop and a private room to participate in the
due process hearing, the Parent chose to participate by phone only and
not use or sign on to the video platform. The hearing officer, District’s
counsel and the witnesses participated using video and audio conferencing
technology. The District objected to the hearing format and the Parent
1 The Parents claims arise under 20 U.S.C. §§ 1400-1482The federal regulations
implementing the IDEA are codified in 34 C.F.R. §§ 300.1-300. 818. The applicable
Pennsylvania regulations, implementing the IDEA are set forth in 22 Pa. Code §§ 14.101-
14.163 (Chapter 14). References to the record throughout this decision will be to the Notes
of Testimony (N.T.), Parent Exhibits (P-) followed by the exhibit number, School District
Exhibits (S-) followed by the exhibit number, and Hearing Officer Exhibits (HO-) followed by
the exhibit number.
2 After carefully considering the entire testimonial record, including the non-testimonial,
extrinsic evidence in the record, in its entirety, I now find that at times I can draw
inferences, make Findings of Fact and Conclusion of Law.
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insisted that she be allowed to proceed by phone. B ased on the record's
back and forth discussion, I denied the District’s request and the case
proceeded in an orderly fashion. Exhibits were electronically and physically
disclosed five (5) days before the hearing. During the hearing, exhibits
were shared on the video platform and referenced by number and page
for the Parent review. Regular checks were made during the sessions that
the Parent had the appropriate exhibit in view. To ensure the Parties were
not overly burdened using this novel combination of testimony and
technology, the sessions' length was abbreviated. (N.T. passim covering
all sessions).
At the Parties' request, the Decision Due Date (DDD) was extended for a
good cause. The Parties made oral closings on the record. All exhibits from
both Parties were entered into the record and considered in the Final
D
ecision.3
The factual statements in this Decision constitute the written Findings of
Fact required and Conclusion of Law required by the IDEA and state law.
(20 U.S.C. § 1415(h)(4), 22 PA Code Chapter 14.162).
STATEMENT
OF THE ISSUE
Did the District offer the Student a free appropriate public education from
March 2018 through June 2018? If not, should the Student be awarded
appropriate relief?
Did the District offer the Student a free appropriate public education from
September 2018 through June 2019? If not, should the Student be awarded
appropriate relief?
3 [Errata Redaction by Hearing Officer] (N.T. pp.224-233).
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FINDINGS OF FACT
THE STUDENT’S COMMUNITY RESIDENTIAL TREATMENT FACILITY
PLACEMENT AND
THE OUT OF DISTRICT IEP
1. In May 2017, the Student was placed by the local community
behavioral health care agency at a residential treatment facility (RTF)
in North West Pennsylvania. The record provided on admission notes
the Student was eligible to receive special education under the primary
educational disability category of Emotional Disturbance and a
secondary disability of Other Health Impairment. (S-47).
2. On March 20, 2018, the local D istrict where the RTF was located
initiated a comprehensive reevaluation of the Student’s educational
needs. The reevaluation report (RR) included a review of the Student’s
2017-2018 report card. The RR notes that during the 2nd nine weeks of
the school year, the Student earned two B’s, two A’s and two C’s. The
Student’s overall behavior was rated as “Fair.” The present levels
included teacher input describing how the stuttering increases when
the Student is nervous, excited or frustrated. The teachers report the
Student is working well below grade level, needs to practice basic
math and is easily distracted by other students. The teachers report
that the Student is successful when provided one-on-one and small
group instruction, a behavior management program, teaching
replacement behaviors, positive reinforcement, frequent home/school
contact, social stories, stimuli reduction, modeling, daily schedule,
verbal and visual cues, preferred seating, staff proximity, peer
tutoring, repeated practice, simplified instruction, frequent check for
understanding from the teacher, shortened/chunking assignments,
prioritized to-do lists and extended time for test/assignments. (S-47
p.3)
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3. The RR included a speech/language evaluation using the Stuttering
Severity Instrutment-4 (SSI-4). The SSI-4 uses three (3) factors to
diagnose stuttering: frequency of stuttering events, the longest three
stuttering events and physical concomitant related to stuttering
events. The Student average frequency of stuttering events was 6%
during the picture description task and 25% during conversational
speech. Repetitions, blocks and prolongations characterized the
Student's speech. The average duration of the longest three (3)
stuttering events was between 2 and 3 seconds. Tense facial features,
poor eye contact were observed and given a point value of 2/5 in
severity in physical concomitants. Overall the Student was given the
label of moderate/severe. (S-47 p.5). The RR notes the Student
refuses to do any writing assignments, earned a score of 6 points in a
series of mixed math problems, reads 75 words correct in one (1)
minute with less than five (5) error. The RR does not include or report
any recent IQ testing, achievement testing, behavioral, social or
emotional ratings, or adaptive behavior assessment. The RR notes that
a functional behavioral assessment should be completed to develop a
Positive Behavior Support Plan (PBSP). (S-27 p.6).
4. The March 2018 IEP called for the Student to receive Supplemental
“Emotional Support,” “Learning Support,” and “Speech and Language
Support” on grounds at the out of county residential treatment facility.
(S-48).
5. The April 2018 IEP present levels include report card grades, scores
from a local assessment, and the results of a March 2018 speech
therapy assessment using the Stuttering Severity Instrument (SSI-4).
The Student was diagnosed with a stuttering disorder. (S-48 p.7). The
IEP includes transition services along with necessary accommodations
to participate in state and local assessments (S-48).
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6. The IEP includes a reading decoding goal, a writing goal, a math
problems goal at instructional level, a goal to remain on task, a
behavioral goal to self-regulate, and a speech goal to address
childhood-onset fluency disorder was in the moderate to severe
nature. Each goal is linked to the Pennsylvania State Standards. (S-48
pp.17-22). The IEP includes ten (10) different forms of specially-
designed instruction (SDI), like extended time and preferential
seating. However, the SDIs reference a Positive Behavior Support Plan
(PBSP), a stand-alone PBSP describing the PBSP was not attached to
or fully described in the IEP. The IEP includes speech therapy one (1)
time a week for 30-minutes and counseling services for 30-minutes
three (3) times a week. (S-48 pp.23-24). The IEP notes the Student
does not require ESY services. S-48 p.25).
THE STUDENT
RETURNS TO THE HOME DISTRICT AND THE HOME
DISTRICT’S OFFER OF A FAPE
7. On April 30, 2018, upon becoming aware that the Student would soon
be discharged from the treatment facility, the Student’s home District
invited the Parent and the Student to pa rticipate in an IEP meeting.
(S-1). (S-17). The IEP notes a March 20, 2018, reevaluation report
(RR) reporting the Student had a history of the following diagnoses,
Attention Deficit Hyperactivity Disorder (ADHD 2013), Autism (2015),
Oppositional D efiant Disorder and Intermittent Explosive Disorder, no
date for this disorder was found in the record. (S-17).
8. The IEP team discussed the Student’s return to the District from a
community based mental health residential treatment program . The
record is unclear if the IEP team, including the Parent, agreed the
current District would implement the March 2018 IEP. The District
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proposed and the Parent agreed the Student would attend the
District’s full-time emotional support class. (S-2).
9. The full-time emotional support class is located in a District building
and operated by an outside private agency. The full-time emotional
support students ride a separate bus and enter the building through a
separate door. The school day for the students, including this Student,
is not as long as the regular education student’s school day. (S-2, S-3,
S-5, S-6, N.T. p.139, N.T. p.179)
10. The April 30, 2018, one-page IEP meeting form does not include a
statement of present levels, goals, SDIs, related services, supports for
personnel, and a statement of supplemental aids and services. The
signature page does not include the signature of a regular education
teacher or a speech therapist. The record does not include a written
waiver excusing the regular education teacher or the speech
therapist's attendance. The record does not include written input from
the regular education teacher or the speech therapist. (S-2).
11. The students in the full-time emotional support class enter the school
building through a different entrance. The full-time emotional support
class students are dismissed before the other disabled and non-
handicapped peers who attend school in the same building as the full-
time emotional support class. (N.T. pp. 195-208, N.T. p. 138).
12. On April 30, 2018, the District issued a Notice of Recommended
Educational Placement (NOREP). The Parent agreed to the proposed
placement and program in a full-time emotional support class in a
regular education building. (S-3). The NOREP notes the District
considered and ruled out a regular education classroom placement
without support or services in a regular education classroom with
supplemental services. (S-2 p.3).
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THE MAY 2018 IEP AND PLACEMENT
13. On May 29, 2018, the District and the Parent participated in a third IEP
meeting. The proposed IEP included a speech and language goal, a
math goal, a writing goal and a reading goal. The IEP included 13
different forms of specially-designed instruction (SDI). The IEP team,
over the Parents’ objection, decided the Student should continue to
participate in the then-current District full-time emotional support
classroom operated by the private provider. (S-5).
14. The IEP attendance signatures page notes that a regular education
teacher and the speech therapist did not attend the IEP meeting. (S-5
p.2).
15. The record does not include a written waiver excusing the regular
education teacher or the speech therapist's attendance. The record
does not include written input from the regular education teacher or
the speech therapist. (S-5).
16. The May 29, 2018, IEP included a positive behavior support program
(PBSP), dated May 30, 2018, which included two-goal statements and
a description of the antecedent, behavior and consequence
descriptors. (S-4). The signature page with the PBSP does not note the
Parent, the regular education teacher, or the Speech Therapist
attended the meeting. The form includes the private emotional support
program coordinator's signatures, the local education agency (LEA)
representative, and the special education teacher. (S-5 p.1).
17. On May 29, 2018, the District provided the Parent with a NOREP,
offering the same full-time emotional support class at a regular
education building in the District. (S-6). The Parent did not return the
NOREP and the Parent did not consent to the Student’s continued
placement in the full-time emotional support class. (S-5, S-6).
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THE SEPTEMBER 2018 NOREP PLACING THE STUDENT IN
REGULAR EDUCATION
18. On
September 4, 2018, the District issued and the Parent signed the
NOREP offering to place the Student in a supplemental Emotional
Support program at the high school. (S-7).
19. The
September NOREP calls for the Student to receive Algebra 1,
English and Biology in a supplemental emotional support and learning
support class. The remainder of the day, the Student would participate
in regular education classes. (S-7).
THE PARTIES AGREE TO CHANGE THE STUDENT’S PLACEMENT
FOR THE 2018-2019 SCHOOL YEAR
20. On September 21, 2019, the District invited the Parent to attend an
IEP conference on September 24, 2018. The one-page IEP meeting
form states the Parties discussed the Student’s grades, [Civics 22%,
Robotics 35%, Algebra-1 98%, English 100%, Biology 73%],
attendance issues, and discipline concerns. (S-10). (S-10).
21.
The September
24, 2018, one-page IEP meeting form includes a
handwritten notation states that the Student could take a study hall in
place of guitar lab. The notation states that the supervisor of the full-
time emotional support program [the private agency] would issue a
NOREP correcting the “Biology class.” The record does not describe the
nature of the issue the NOREP would correct about the “Biology class.”
The record does not include a corrected NOREP. (S-10).
22. The
one-page IEP meeting form found at Exhibit #10 does not include
a statement of present levels, goals, transition services, SDI, a
positive behavior support plan, related services or suggested
accommodations. (S-10).
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23. The IEP attendance signatures page notes that a regular education
teacher and the speech therapist did not attend the IEP meeting. (S-
10). The record does not include a written waiver excusing the regular
education teacher or the speech therapist's attendance. The record
does not include written input from the regular education teacher or
the speech therapist. (S-10).
THE OCTOBER 2018 IEP MEETING
24. On October 8, 2018, the District issued an invitation to participate in
an IEP conference on October 31, 2020; the Parent agreed to the
meeting and returned the form. (S-11).
25. On October 31, 2018, the District and the Parent met for a fourth IEP
meeting. The IEP team, including the Parent, reviewed the Student’s
grades, [English 95%, [Redacted] Ways 76%, NJROTC PE 75%,
NJROTC 10%, Guitar Lab 66,%, Biology 71%, Robotics 38%, Algebra
1, 85%], a review of the Student’s then-current discipline profile
reflecting 13 disciplinary referrals, attendance records, including a
notation of four (4) tardy slips for being late for class. The discipline
referrals noted violations of the code of conduct for physical
altercations, insubordination, unsafe behavior, defiant behavior, and
technical equipment misuse. Handwritten notes on the IEP meeting
form states the Student would receive an in-school suspension (ISS)
for cutting class. The handwritten notes on the IEP meeting form state,
“Mom will follow up and schedule a meeting with the team.” (S-13).
26. The Speech Therapist did not attend the meeting. The record does not
include a written waiver excusing the attendance of the speech
therapist. The record does not include written input from the speech
therapist. (S-2). On October 31, 2018, the District issued an invitation
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to an IEP conference scheduled for November 20, 2018. The Parent
agreed to attend the meeting and returned the form. (S-12).
27. The one-page IEP meeting form notes the District did not issue a
NOREP. (S-13).
THE NOVEMBER 2018 IEP AND THE PROPOSED ACTION TO
CHANGE THE STUDENT’S PLACEMENT BACK TO FULL-TIME
EMOTIONAL SUPPORT CLASS
28.
On
November 20, 2018, the IEP team met to discuss the Student’s
removal from the NJROTC class, by the principal, for skipping class.
The one-page IEP form notes the team reviewed the Student’s second
nine (9) grades, [English No grade listed, Civics 10%, [redacted] Ways
No grade, NJROTC No Grade, NJROTC 40%, Guitar Lab 50%, Biology
No Grade, Robotics 10% and Algebra 1 72%]. The IEP meeting form
notes seven (7) additional discipline code violations like [threatening
and aggressive behavior]. (S-14).
29. The IEP notes the
speech therapist did not attend the IEP meeting and
did not include a written waiver excusing the speech therapist's
attendance or written input from the speech therapist. (S-14). The
record does not include documentation that the Parent agreed to or
consented to the speech therapist's non-participation. (S-14).
30. On
November 20, 2018, the District issued and the Parent consented
to the District’s permission to reevaluate. (PTRE). (S-15). The PTRE
notes the reevaluation would include a functional behavioral analysis
(FBA) among other standardized assessments. (S-15).
31.
On
November 20, 2018, the District issued a NOREP and the Parent
approved the proposed action to change the Student’s
program/placement to a full-time emotional support class. (S-16).
32. The
NOREP notes placement in an Itinerant Emotional Support class or
a Supplemental Emotional Support Class would not meet the Student’s
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needs. The record does not include a copy of the November 2018 IEP.
(S-16, N.T. passim).
THE JANUARY 18, 2019, REEVALUALTION REPORT AND THE
FUNCTIONAL BEHAVIORAL ASSESSMENT
33. On
January 18, 2019, the District provided the Parent with a copy of
the reevaluation report (RR). The RR included Parent and teacher input
and a history of the Student’s multiple IDEA disabilities and
community based behavioral disorders. The RR reviewed the Student’s
declining academic performance, discipline history, and attendance
problems. The speech therapist reported that in March 2018, when
assessed with the Stuttering Severity Instrument (SSI-4), the Student
was diagnosed with a stuttering disorder. The notation reports the
Student feels “sad” about the stuttering. The Student reports
stuttering for a “very long time.” The speech therapist reports that
with 30-minutes of speech a week, the Student has improved with
controlling the speech rate, prolongations, and facial grimaces when
speaking. However, stuttering, intelligibility and mumbling still occur
when the Student speaks at a rapid pace. (S-17 pp.1-6).
34. On
the Woodcock-Johnson Test of Cognitive Ability Fourth Edition (WJ
-
IV), the Student earned an overall IQ of 81, in the “Low Average
Range.” On the Woodcock-Johnson Test of Achievement Fourth Edition
Form A (WJ Ach-IV), the Student earned 13 “Very Low,” six (6) “Low”
scores, and three (3) “Low Average” scores. The Student’s percentile
scores ranged from a low of 0.2 percentile ranking in Broad Reading to
a high at the 12
th percentile in Writing Samples. (S-17, p.8). The
Student’s Math Calculations skills fell at the 2nd percentile, Math
Problems skills fell at the 3rd percentile, while Board Mathematics skills
fell at the 1st percentile. (S-17 p.8).
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35. The Parent’s ratings on the Behavior Assessment System for Children,
Third Edition (BASC-3), noted elevated “At Risk” scores for
Externalizing Problems and Adaptive Skills and “Average” scores for
Internalizing Problems and Behavioral Symptoms Index. The teacher’s
BASC-3 ratings noted “Clinically Significant” rankings for Externalizing
Problems, School Problems, Behavioral Symptoms Index, Adaptive
Skills and “At-Risk” rankings for Internalizing Problems. (S-17 pp.8
-
16). The Student’s BASC-3 Self-Report noted “Average” scores relating
to School Problems, Internalizing Problems, Inattention-Hyperactivity,
Emotional Symptoms Index, and “At-Risk” for Personal Adjustment.
(S-17 p.16).
36.
The
RR included the results of a Functional Behavioral Assessment
(FBA). The FBA notes the behaviors of concern could be related to a
medical or psychiatric condition. The FBA notes that “Antecedent”
events occur before certain events, people, and certain stimuli like
demands or termination of preferred activities. The FBA noted social
skills, communication skills, organizational skills, self-regulation skills,
study skills as factors relating to misbehavior. The FBA noted that at
times the Student’s misbehavior increases access to peer or adult
attention. The student's direct observation noted that small group
classes “has not been effective” strategy (S-18 p.10). The FBA notes
multiple instances of unsafe misbehavior, at sometimes lasting up to
seven (7) minutes in duration. (S-18). The FBA notes that peer
comments, directions to the Student and unstructured time are
Antecedents. The FBA did not include any recommendations or
strategies to manage the Student’s misbehavior. (S-18).
TH
E FEBRUARY 14, 2019, IEP AND THE ACTION TO CHANGE THE
STUDENT’S PLACEMENT
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37. On February 14, 2019, the Parent and the District met to develop a
revised IEP. The present levels of performance is a copy, cut and
pasted from the body of the RR. While the present levels noted the
FBA would be attached, the FBA was not attached to the IEP. Contrary
to FBA, the IEP present levels note the Student “does better in a
smaller class of students” (S-21 p.19 vs. S-18 p.10).). The present
levels note the Student needs more time to practice necessary math
skills. (S-21 p.19).
38. The IEP includes a series of generalized transition statements. After
graduating, the Student wants to join the “Navy,” plans to attend
school, work part-time, and does not plan to use public transportation.
(S-21 p.21).
39. The IEP notes the Student will work toward meeting the following
academic goals: “[redacted] will solve multi-step equations with 80%
accuracy 4 out of 5 consecutive nine weeks.” “Given a graphic
organizer [redacted] will complete [redacted] thoughts into a 3
paragraph essay with 5 sentences in each paragraph using correct
grammar, punctuation, capitalization, and varied sentence lengthy
[sic] with 80% accuracy on 2 out of 3 trials for three consecutive nine
weeks. “Given a grade level prompt, [redacted] will read 130 wpm
with 80% accuracy on 4 out of 5 inats. [sic]. [Redacted] will work
toward meeting the following behavior goals addressed in the PBSP.”
[Redacted] will remain on task and attempt to complete the task with
no more than two given prompts 80% of the time for 3 consecutive
nine weeks. [Redacted] will remain in the [redacted] area (i.e.,
designated seat), classroom 80% of the time for 3 consecutive nine
weeks.” (S-21 pp.21-22). The body of the IEP does not include a
present level of educational performance or baseline data linked to
each of the goal statement. (S-21).
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40. The IEP includes 15 different SDI forms, including graphic organizers,
small group instruction, extended time on tests and assignments. (S-
21 pp.31-32).
41. Each of the goal statements and the SDIs would be provided in the
full-time emotional support class. (S-21).
42. The IEP team determined that as of the date of the IEP, the Student
was showing progress toward meeting academic and behavioral goals;
therefore, the Student does not need extended school year (ESY)
services. (S-21 p.33).
43. The IEP notes that due to the Student’s need for a highly structured
environment; therefore, the Student would not participate in any
regular education classes. The IEP does not include notations that the
team discussed using supplemental aids or services to support the
regular education student using the regular education curriculum.
Instead, the IEP proposes that the Student participates in the District
funded the third party provided full-time in the emotional support
classroom using the regular education curriculum. (S-21 p.34).
44. The IEP team discussed and developed a PBSP. The PBSP included an
“Assessment Summary” describing the Antecedent, the Student’s
Behavior, the Consequence and Perceived Function of the Behaviors of
Concern. The PBSP includes two goal statements; the first statement
addresses task completion and the second targets remaining in a
designated area. The PBSP included program modifications and SDIs.
(S-22 pp.1-7).
45. The IEP form signature page does not include a regular education
teacher or a speech therapist's signature. The record does not include
a written waiver excusing the regular education teacher or the speech
therapist's attendance. The record does not include written input from
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the regular education teacher or the speech therapist. (S-22, N.T.
passim).
46. On
February 14, 2019, the District issued a NOREP calling for the
Student to continue participating in the then-current full-time,
privately operated, full-time emotional support class. (S-19). The
Parent signed the NOREP and did not check the box approving,
disapproving or requesting a due process hearing. (S-19, p.2).
THE MARCH 2019 MANIFESTATION DETERMINATION REVIEW
47. On March 13, 2019, the District convened a Manifestation
Determination Review (MDR) meeting to consider a change in the
Student’s placement. (S-24).
48. The MDR form lists six (6) events that could trigger an MDR meeting.
The District initiated the MDR review under the generic category of
“Other.” (S-24).
49. The discipline incidents under review in the “Other” category
necessitating the proposed change in the placement included a series
of discipline write-ups like leaving school without permission,
possession of [contraband], throwing snowballs, possession of
[redacted] in school, possession of [items that were not] the
Student’s, on school grounds. (S-24).
50. On the same day the confiscated [redacted] product, the contraband
was placed in the draw of the Coordinator of the full-time emotional
support class in the District. During the school day, the Student went
into the Coordinator’s office, took the [contraband] and left the school.
Shortly after this incident, the staff began to talk about an out of
District placement in a more restrictive setting. (N.T. pp.180-181).
51. The MDR notes of the meeting state the Student was not regularly
taking prescribed medications, was not coming home after school, was
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angry, frequently talked about gangs, and refused to go to school. (S-
24).
52. The MDR standard review questions and sub-question found on pages
6 and 7 of the MDR form were left blank, yet the boxes indicating the
Student’s behavior was not related to the Student’s disability were
checked “No.” By checking the “No” box, the team concluded that the
Student’s behaviors were not related to the Student’s disability. (S-
24).
53. After reviewing the discipline incidents and violation of the District’s
code of conduct, the MDR/IEP team determined that the Student’s
misbehavior was not caused by the Student’s disability, was not a
consequence of or substantially related to the Student’s disability. (S-
24 p.6). Typically, this type of finding would have led to regular
education discipline consequences. (S-24).
54. While the MDR form notes the meeting occurred on March 14, 2018,
the Parent signed the MDR on March 11, 2018. The record is unclear if
the Parent was invited to or if the Parent attended the MDR meeting.
(Compare S-24 p.8 with S-25 p.27 p.1).
THE MARCH 2019 NOREP’S PROPOSED ACTION TO CHANGE THE
STUDENT’S PLACEMENT AND THE ONE PAGE IEP MEETING
FORM
55.
On
March 15, 2019, the District scheduled an IEP meeting to discuss a
change in the Student’s placement. The one-page IEP meeting form
found at District # 27 notes the participants also discussed the need to
schedule a follow-up IEP meeting to discuss if the Student qualified for
ESY services/ESY goal due to the student’s decline in behavior. (S-27).
Despite the low grades, the increase in disciplinary referrals, the tardy
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slips, and the removal from one regular class, the record does not
reflect the ESY meeting ever took place. (S-27, N.T. passim).
56. The one-page IEP meeting form notes the participants at the meeting
reviewed the “manifestation determination packet” with the Parent.
The MDR form goes on to state, “. . . when answering questions on the
manifestation it was mentioned that [redacted] does have some
behaviors exhibited are due to [redacted] disability.’ [sic]. The IEP
meeting form then goes on to state that” The IEP team still feels a
change in placement is needed [redacted] will be placed at [redacted
school] for the remainder of the 2018-2019 school year.” (S-27).
57. The one-page IEP meeting form does not describe what supplemental
services, aids, modifications or accommodations were discussed to
maintain the Student's current placement. The one-page IEP meeting
form does not describe what new services the proposed placement
would provide or why the services could not be provided in the
District. (N.T. passim, S-27).
58. The one-page IEP signature page does not include the signature of a
regular education teacher, a psychologist, or a speech therapist. The
record does not include a written waiver excusing the attendance of
the regular education teacher, the psychologist, or the speech
therapist. The record does not include written input from the regular
education teacher, a psychologist, or the speech therapist. (S-22, N.T.
passim).
59. The one-page IEP meeting form does not include a statement of
present levels, goal statements, transition services, SDIs, related
services, supports for personnel, supplemental aids/services, or a class
schedule. (S-22).
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THE JUNE 2019 NOREP EXTENDING THE OUT OF DISTRICT
PLACEMENT INTO THE 2019-2020 SCHOOL YEAR
60. On June 5, 2019, the District convened an IEP meeting. The one-page
IEP Team Meeting form states the team, including the Parent, met and
agreed the Student would remain at the out of District placement for
the first nine (9) weeks of the 2019-2020 school year. The form goes
on to state, “[redacted] will continue [redacted] 45-day placement,
there and a meeting will be held at the end of the first nine (9) weeks
of the school year.” (S-29).
61.
The June 5, 2019, IEP
Team Meeting form is a one-page document
that does not include a statement of present levels, goals, SDIs, related
services, supports for personnel, a statement of supplemental aids and
services or the PBSP. The Coordinator of the full time private emotional
support program attended the meeting and signed the form indicating
she was the Student’s special education teacher. Two individuals from
the then-current out of District private placement signed the form. The
LEA and the Parent signed the form. The record does not include a
written waiver excusing the attendance of the speech therapist. The
record does not include written input from the speech therapist.
62. On
June 4, 2019, the District issued a NOREP. The NOREP calls for the
Student to remain at the out of District Itinerant Emotional Support for
the start of the 2019-2020 school year. Like the earlier NOREP, the
District ruled out the private full-time emotional support and itinerant
emotional support class. The NOREP notes that the Student’s needs
could not be met in either type of educational setting. (S-28).
63. On
June 7, 2019, the Parent signed the NOREP approving the out of
District placement in an Itinerant Emotional Support placement. (S-28).
64. The record of the Student’s attendance, prepared by the provider, at
the new out of District, Itinerant Emotional Support placement, found
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at Exhibit 46, states the Student entered the out of District placement
on “03/21/2019” and left the program on “03/29/2019.” The form
states that the Student had five (5) unexcused absences and attended
school for two (2) days. (S-46).
4 The record does not explain the gap
in time between the attendance records, the NOREP and the one-page
IEP Meeting form. (S- 46 vs. S-28 and S-29).
65. On June 4, 2019, the District issued a new NOREP. The NOREP calls for
the Student to remain at the out of District Itinerant Emotional Support
for the start of the 2019-2020 school year. Like the earlier NOREP, the
District ruled out the private full-time emotional support and itinerant
emotional support class. The NOREP notes that the Student’s needs
could not be met in either setting. (S-28). The NOREP did not mention
ESY services. (S-28). On June 7, 2019, the Parent signed the NOREP
approving the placement. (S-28).
THE STUDENT PLACEMENT AT THE DETENTION CENTER
66. From May 20, 2019, through June 4, 2019, during the same time
frame, the Student was placed in the Itinerant Emotional Support class;
the Student was placed, by Court Order, at [redacted], a detention
center. While at the [detention center], the student received Reading,
Math, English, Science, Physical Education, Teen Life, Art, Social
Studies and Consumer Science class. (S-45). The record does not
indicate if the Student was provided with special education services at
the detention center. Sometime after June 4, 2019, the Student
returned to the RTF in Northwest Pennsylvania. (N.T., passim).
4 The Index of Exhibits included with the school District’s binder mislabeled Exhibit 46 as
Exhibit 45. I have corrected this typo in identifying all exhibits.
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RELATED MATTERS AND COMPANION CASE
67. In August 2020, as the dispute was proceeding, the Student was
discharged from the RTF. The Parent contacted the District and the
District convened an IEP. After that meeting, the District issued a
NOREP. The Parent rejected the NOREP and filed an additional due
process Complaint alleging a general denial of a FAPE for the 2020-
2021 school year. The new Complaint was assigned to this hearing
officer at ODR FILE #23134- 2021 AS. Upon reviewing the one-page
Complaint, this hearing officer issued a Ruling finding the Complaint
Insufficient and directing the Parent to file an Amended Complaint. The
Parent then filed an Amended Complaint and a hearing was scheduled.
When the Parties went on the record, this hearing officer learned that
the Parent had not provided the District with a copy of her mandatory
5-day disclosure of exhibits and witness es. After a brief discussion on
the record, this hearing officer dismissed the Parent’s second due
process Complaint at ODR FILE #23134-2021 AS, without prejudice,
with the statement that the pro se Parent could refile at a later date.(
ODR FILE #23134-2021- AS). 5
68. The last agreed upon NOREP between the Parties in 2019 was at the
out of
District Itinerant Emotional Support class. (S- 46 vs. S-28 and
S-29).
CONCLUSIONS OF LAW
First, after reviewing the testimony and the non-testimonial extrinsic
evidence found at School District Exhibits 1 through 49, pursuant to 20
U.S.C. § 1415(f)(3)(E)(ii), granting hearing officers equitable authority to
5 The transcript, the Complaint, the Amended Complaint, the emails to and from the Parties
and this hearing officer at ODR FILE #23134-2021 AS are all in the possession of each
party. The content of those documents are incorporated by reference herein as though fully
set forth at length, this dispute.
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correct procedural violations, for all the reasons that follow, the District is
now directed to correct the multiple procedural violations described below;
an appropriate Final Order follows.
6
Second, applying Rowley, Endrew, Dunn, and after factoring in the
preponderant evidence of procedural violations, I now find that the Parent
failed to meet her burden of proof that the Student was denied a FAPE from
March 2018 through January of 2019; an appropriate Final Order follows,
denying this partial claim follows.
Third, applying Rowley, Endrew, Dunn, and after factoring in the
preponderant evidence of procedural violations, for all the reasons that
follow, I now find the District failed to offer and provide the Student with a
FAPE from February 2019 through June 2019, an appropriate Final Order
granting appropriate relief follows.
Fourth, applying Rowley, Endrew, Dunn, along with the Armstrong Remedial
Order #2, and after factoring in the preponderant evidence of procedural
violations, I now find that the District failed to offer the Student an
appropriate 2020 ESY summer program; an appropriate Order follows.
Fifth, as this Final Order could now be the subject of a possible appeal, I will
now decline jurisdiction over the Parent’s second due process Complaint
regarding the Student’s 2020-2021 school year. My practice is not to take on
a new matter with the same parties while either party may appeal a Final
6 E.g., Phila. Sch. Dist., 118 LRP 19611 (Pa. SEA Feb. 9, 2018) (finding no substantial denial of
FAPE but ordering correction of procedural defects in IEP); Red Lion Area Sch. Dist., 115 LRP
12726 (Pa. SEA Mar. 9, 2015) (finding no substantive denial of FAPE but issuing various orders
to correct procedural violations); Dawn G. ex rel. D.B. v. Mabank Indep. Sch. Dist., 63 IDELR ¶
63 (N.D. Tex. 2014) (contention that the hearing officer’s prospective procedural remedies were
ultra vires after ruling that the district met the substantive standard for FAPE is rejected); D.C.
Pub. Sch., 111 LRP 20046 (D.C. SEA Aug. 20, 2010) (finding no substantial denial of FAPE but
ordering district to issue prior written notice to parent); Fulton Cty. Sch. Dist., 49 IDELR ¶ 30
(Ga. SEA 2007) (ordering a new manifestation determination as a result of procedural violations
in the first manifestation determination).
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Order. Therefore, I will now recuse myself from any further involvement as
the fact finder in the Parent’s 2020-2021 due process dispute.
APPLICABLE LEGAL STANDARDS
CREDIBILITY AND PERSUASIVENSS OF THE WITNESSES’
TESTIMONY
The burden of proof in an IDEA dispute comprises two considerations, the
burden of going forward and the burden of persuasion. Of these, the
essential consideration is the burden of persuasion, which determines which
of two contending parties must bear the risk of failing to convince the finder
of fact. In Schaffer v. Weast, 546 US 49 (2005), the Court held that the
burden of persuasion is on the party that requests relief; in this case, the
Parent. A “preponderance” of evidence is a quantity or weight of evidence
that is greater than the quantity or weight of evidence produced by the
opposing party. See, Comm. v. Williams, 532 Pa. 265, 284-286 (1992).
At all times, this hearing officer applied the preponderance of evidence
standard when reviewing all claims. Whenever the evidence is preponderant
(i.e., there is weightier evidence) in favor of one party, that party will
prevail, regardless of who has the burden of persuasion. Id. During a due
process hearing, the hearing officer is also charged with judging witnesses'
credibility, weighing evidence, and assessing the witnesses’ overall
persuasiveness. In the course of doing so, hearing officers have the plenary
responsibility to make express, qualitative determinations regarding the
relative credibility and persuasiveness of the witness's testimony.7 I did not
find the testimony of the third-party Coordinator’s testimony particularly
persuasive on many points in dispute. However, I did find the teacher’s and
7 Blount v. Lancaster-Lebanon Intermediate Unit, 2003 LEXIS 21639 at *28 (2003); A.S. v.
Office for Dispute Resolution, 88 A.3d 256, 266 (Pa. Commw. 2014) (it is within the
province of the hearing officer to make credibility determinations and weigh the evidence in
order to make the required findings of fact); 22 Pa Code §14.162 (requiring findings of
fact).
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the Parent's testimony more persuasive regarding specific events,
circumstances and interactions, in dispute, in developing the Student’s IEP
and regular education schedule.
8
THE IDEA SUBSTANTIVE FAPE STANDARD
In Board of Education of Hendrick Hudson Central School District v. Rowley,
458 US 176 (1982), the Court held, provided that the procedures outlined in
the Act are followed, the IDEA’s substantive requirements are met by
providing personalized instruction and support services that are reasonably
calculated to permit the child to benefit educationally from the instruction. At
the same time, the Court also held "Congress placed every bit as much
emphasis upon compliance with procedures giving parents and guardians a
large measure of participation at every stage of the administrative process,
see, e.g., §§ 1415(a)-(d), as it did upon the measurement of the resulting
IEP against a substantive standard ." Rowley, 458 U.S. at 189. The
Third Circuit has interpreted the phrase “free appropriate public education”
to require “significant learning” and “meaningful benefit” under the IDEA.
Ridgewood Board of Education v. NE, 172 F.3d 238, 247 (3d Cir. 1999). In
CH v. Cape Henlopen Sch. Dist., 606 F.3d 59, 66 (3d Cir. 2010), the Court
explained that a substantive violation occurs when a school district drafts an
IEP "that is not reasonably calculated to enable the child to receive
educational benefits.
Recently, the Supreme Court reconsidered the application of the Rowley two-
pronged standard. The Court observed that an IEP "is constructed only after
careful consideration of the child's present levels of achievement, disability,
and potential for growth." E ndrew F. ex rel. Joseph F. v. Douglas Cty. Sch.
8 It is a well settled practice that a finding fact based upon generally uncorroborated
unobjected statements, cannot satisfy the moving parties’ contentions, burden of production
or persuasion. See, A.Y. v. Dep't of Pub. Welfare, 537 Pa. 116, 641 A.2d 1148 (Pa. 1994),
J.S. v. Manheim Twp. Sch. Dist., No. CM 8-04246, 2019 Pa. Dist. & Cnty. Dec. LEXIS 2346
(C.P. Feb. 25, 2019).
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-
Dist. RE-1, 137 S. Ct. 988-989 (2017). The "reasonably calculated"
qualification reflects a recognition that crafting an appropriate program of
education requires a prospective judgment by school officials. The IDEA
contemplates that the expertise will inform the fact-intensive IEP exercise of
school officials and the child's parents' or guardians' input. The Endrew Court
explained that "an educational program must be appropriately ambitious in
light of [the child's] circumstances… [and] every child should have the chance
to meet challenging objectives." Id., 137 S. Ct. at 1000. The Court's review
of Rowley did not change the Third Circuit’s application of Rowley.
9
FAPE is achieved “through the development of an individualized education
program (“IEP”) for each child with a disability.” Id. The IEP is crafted
annually by a team that includes a representative of the local educational
agency, the child’s teacher and parents, and, in appropriate cases, the child.
20 U.S.C. § 1414(a)(5).
THE IDEA PROCEDURAL VIOLATION DENIAL OF A FAPE STANDARDS
A procedural violation occurs when a district fails to abide by the IDEA's
procedural safeguards requirements. Procedural violations do not necessarily
amount to a denial of a FAPE. See, C.H. v. Cape Henlopen Sch. Dist., 606
F.3d 59, 64 (3d Cir. 2010). A procedural violation constitutes a denial of a
FAPE where it results in the loss of an educational opportunity, seriously
infringes the parents' opportunity to participate in the IEP formulation or
causes a deprivation of educational benefits. 34 CFR §300.513. CH v. Cape
Henlopen Sch. Dist., 606 F.3d 59, 66 (3d Cir. 2010).
MANDATORY IEP TEAM MEMBERS
Whenever a school district proposes to substantially or materially alter a
student's then-current educational program, the District should convene an
IEP meeting beforehand. Letter to Green, 22 IDELR 639 (OSEP 1995).
9 Dunn v. Downingtown Area Sch. Dist. 904 F.3d 248 (3d Cir. 2018).
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An IEP team must include the following individuals:
1. The parents of the child.
2. No less than one general education teacher of the child (if the
child is or may be participating in the general education
environment).
3. No less than one special education teacher of the child or, where
appropriate, no less than one special education provider of the
child.
4. A district representative who: i) is qualified to provide, or
supervise, the provision of specially designed instruction to meet
the unique needs of children with disabilities; ii) is
knowledgeable about the general education curriculum; and iii)
is knowledgeable about the availability of district resources.
5. An individual who can interpret the instructional implications of
evaluation results.
6. At the discretion of the parent or the District, other individuals
who have knowledge or special expertise regarding the child,
including related services personnel as appropriate.
7. Whenever appropriate, the child. 34 CFR § 300.321 (a).
While the IDEA does not expressly require related services personnel to
attend IEP team meetings. Related services personnel may be required
members in individual cases, such as where the individual is the child's
designated "special education provider. 34 CFR §300.321 (a)(3). Letter to
Rangel-Diaz, 58 IDELR 78 (OSEP 2011).
THE IDEA INCLUDES THE OPTION TO AMEND AN IEP WITHOUT A
FACE-TO-FACE MEETING
Once the parties agree on the contents of the annual IEP, a parent and a
district can agree not to convene an IEP team meeting to make changes. 34
CFR § 300.324 (a)(4)(i). However, as soon as the parties agree on the
District's changes, it should develop a written document to amend or modify
the child's current IEP. 34 CFR § 300.324 (a)(4)(i). After that, the District
may modify the IEP without a meeting and confirm that the IEP team is
informed of the changes. 34 CFR § 300.324 (a)(4)(ii). Whenever changes
are made in the child's IEP, the District must provide the parents with a
revised copy of the IEP, if they ask for it. 34 CFR § 300.324 (a)(6).
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Simply stated, the excusal of IEP team members whose area of service is
being discussed whose area of service is not being modified or discussed
requires a written agreement between the parent and the District. While
the excusal of a team member whose area of service is being discussed or
PROCEDURAL DUE PROCESS REQUIREMENTS TO EXCUSE STAFF
FROM ATTENDING AN IEP MEETING
Provided that the District complies with the IDEA procedural requirements,
mandatory members, like the special education teacher and other district
members of the IEP team, can be excused if the parent and the District
agree in writing. 34 CFR § 300.321 (a)(2) through 34 CFR §
300.321(a)(5).10 The Act describes two different procedures to excuse team
members whose content area is or is not being discussed at the meeting.
First, at 34 CFR § 300.321 (e) (1), the regulations provide:
A member of the IEP Team described in paragraphs (a)(2)
through (a)(5) of this section is not required to attend an IEP
Team meeting, in whole or in part, if the parent of a child with a
disability and the public agency agree, in writing, that the
attendance of the member is not necessary because the
member's area of the curriculum or related services is not being
modified or discussed in the meeting.
Second, at 34 CFR 300.321(e)(2), the regulations provide:
A member of the IEP Team described in paragraph (e)(1) of this
section may be excused from attending an IEP Team meeting, in
whole or in part, when the meeting involves a modification to or
discussion of the member's area of the curriculum or related
services, if—(i) The parent, in writing, and the public agency
consent to the excusal; and(ii) The member submits, in writing
to the parent and the IEP Team, input into the development of
the IEP before the meeting.
10 e) IEP Team attendance. (1) A member of the IEP Team described in paragraphs (a)(2)
through (a)(5) of this section is not required to attend an IEP Team meeting, in whole or in
part, if the parent of a child with a disability and the public agency agree, in writing, that
the attendance of the member is not necessary because the member's area of the
curriculum or related services is not being modified or discussed in the meeting.
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modified requires written consent. 34 CFR 300.321 (e)(2), Letter to
Finch, 59 IDELR 15 (OSEP 2012).
The regulations note the term “agreement" refers to an understanding
between the parent and the District. 71 Fed. Reg. 46,673 (2006). While the
consent is much more demanding. 34 CFR § 300.9.11 Therefore, based on
the plain language of the regulations, districts should be careful to
document, in detail, the various procedural requirements to excuse different
classes of IEP team members.
12
APPROPRIATE RELIEF WITHIN THE MEANING OF THE IDEA
The IDEA allows hearing officers to award appropriate equitable relief.
Appropriate relief can take many forms, including compensatory education,
tuition reimbursement, reimbursement for costs and future orders to comply
with the IDEA’s procedural requirements.
13 The plain language of the Act
provides that “Nothing in this subparagraph shall be construed to preclude a
hearing officer from ordering a local educational agency to comply with
procedural requirements under this section.” 20 U.S.C. § 1415(f)(3)(E)(ii)
(2017). Recently the Office of Special Education Program (OSEP)
11 34 CFR § 300.9 Consent. Consent means that—(a) The parent has been fully informed of
all information relevant to the activity for which consent is sought, in his or her native
language, or through another mode of communication.
12 See, Prince George's County Pub. Schs., 7 ECLPR 55 (SEA MD 2009) (district’s excusal
form failed to identify which individual was being excused from which meeting, therefore,
the district did not obtain adequate parental consent for the excusal); Dublin City Sch.
Dist., 111 LRP 20334 (SEA OH 02/09/11) (failure of the district to provide documentation of
agreement to excuse any required IEP team members led to finding that the district violated
the IDEA), Anoka-Hennepin Independent School District #011, 114 LRP 37490 (SEA MN
03/03/14) (early departure of two general education teachers from an IEP meeting without
the parent's written consent violated the IDEA). R.G. and C.G. v. New York City Dep't of
Educ., 62 IDELR 84 (E.D.N.Y. 2013) (absence of any general education teacher at IEP team
meeting impeded the student's right to FAPE), B.B. v. Catahoula Parish Sch. Dist., 62 IDELR
50 (W.D. La. 2013) (general education teacher's input should have been sought before
removing student from all general education classes).
13 Zirkel, P.A. 2013. “Adjudicative Remedies for Denials of FAPE under the IDEA.” Journal of
the National Association of Administrative Law Judiciary 33 (1): 214-241, Zirkel, Perry A.
“The Remedial Authority of Hearing and Review Officers Under The Individuals With Disabilities
Act” Administrative Law Review, vol. 58, no. 2, 2006, pp. 401–427. JSTOR,
www.jstor.org/stable/40711960. Accessed 11 Dec. 2020.
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commented that “The SEA, pursuant to its general supervisory responsibility
. . . must ensure that a hearing officer's Decision is implemented in a timely
manner unless either party appeals the Decision. This is true even if the
hearing officer's Decision includes only actions to ensure procedural
violations do not recur and no child-specific action is ordered.” Letter to
Zirkel, 74 IDELR 171 (OSEP 2019).
ESY ELIGIBILITY TIMELINE
The determination if a student is eligible for ESY services is dependent on
whether the student is a member of the Armstrong v. Kline, 476 F. Supp.
583 (E.D. Pa. 1979) ( Armstrong) group or if the Student meets the IDEA
criteria. As defined by the Armstrong Remedial Order No. 2 Guidelines, the
Armstrong group includes students with autism/pervasive developmental
disorder, serious emotional disturbance, severe intellectual disability,
degenerative impairments with intellectual disabilities, and severe multiple
disabilities.
For students in the Armstrong group, ESY IEP team review meetings must
occur no later than February 28 of each school year. The February 28, ESY
determination date may require the LEA to reschedule the annual IEP team
review or conduct a separate ESY eligibility IEP team meeting for this review
(see 22 Pa. Code Chapters 14 (§§14.102 (a)(2)(x), 14.132). The
NOREP/PWN offering or denying ESY eligibility must be issued to the parents
no later than March 31 of each school year. If the student has been
determined eligible for ESY, the ESY program specifics must be included in
the
IEP
and NOREP.14
14 Extended School Year Eligibility, https://www.education.pa.gov/Policy-
Funding/BECS/PACode/Pages/Extended School Year.aspx(Pennsylvania Department of
Education issued March 10, 2013, reviewed April 15, 2013)(last checked on December 13,
2020).
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Pennsylvania regulations provide additional guidance for determining a
child's eligibility for ESY services, setting forth seven specific factors for the
IEP team to consider. 22 Pa. Code § 14.132(a). School districts are not
required to provide ESY based upon "[t]he desire or need for ... respite care
... [or] the desire or need for other programs or services that, while they
may provide educational benefit, are not required to ensure the provision of
a free appropriate public education." 22 Pa. Code § 14.132 (c)(3).
The IDEA also defines the term ESY services to mean special education and
related services that: Are provided to a child with a disability: (i) Beyond the
normal school year of the public agency; (ii) In accordance with the child's
IEP; and (iii) At no cost to the parents of the child; that (2) Meet the
standards of the state educational agency. A public agency cannot (i) limit
ESY services to particular categories of disability; or (ii) Unilaterally limit the
type, amount, or duration of those services. 34 CFR § 300.106
APPROPRIATE RELIEF WITHIN THE MEANING OF THE IDEA
T
he IDEA vests hearing officers with authority to award appropriate
equitable relief. Appropriate relief can take many forms, including
compensatory education, tuition reimbursement, reimbursement for costs
and future orders to comply with the IDEA’s procedural requirements.
15 The
plain language of the Act provides that “Nothing in this subparagraph shall
be construed to preclude a hearing officer from ordering a local educational
agency to comply with procedural requirements under this section.” Recently
the Office of Special Education Program (OSEP) commented that “The SEA,
pursuant to its general supervisory responsibility . . . must ensure that a
hearing officer's Decision is implemented in a timely manner unless either
15 Zirkel, P.A. 2013. “Adjudicative Remedies for Denials of FAPE under the IDEA.” Journal of
the National Association of Administrative Law Judiciary 33 (1): 214-241, Zirkel, Perry A.
“The Remedial Authority of Hearing and Review Officer under the Individual with Disabilities
Education Act, Administrative Law Review, vol. 58, no. 2, 2006, pp. 401–427. JSTOR,
www.jstor.org/stable/40711960. Accessed 11 Dec. 2020.
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party appeals the Decision. This is true even if the hearing officer's Decision
includes only actions to ensure procedural violations do not recur and no
child-specific action is ordered.” Letter to Zirkel, 74 IDELR 171 (OSEP 2019).
With these fixed legal principles in mind, I will now analyze the instant
dispute over the Student’s FAPE.
OVERVIEW OF THE STUDENT’S FAP
E CLAIMS
In general terms, the Parent contends that the multiple changes in the
Student’s program/placement beginning in March 2018 and continuing
through the end of the 2019-2020 school year resulted in a denial of a FAPE.
To support this broad statement, the Parent relies on eight (8) exhibits.
These snippets or parts of IEPs, NOREPS, are otherwise provided in full as
District Exhibits.
The District denies the Parent’s claims and instead points to the high school
emotional support teacher's testimony , the Coordinator of the private full-
time emotional support program and its 49 Exhibits, which they argue prove
the District met the IDEA’s requirements announced in Rowley, Endrew, and
Dunn. For all of the following reasons, I agree in part with the Parent and
disagree with the District in part; an appropriate Final Order follows granting
appropriate relief and other corrective action.
THE FIRST INSTANCE WHEN THE DISTRICT FAILED TO INCLUDE
MANDATORY DATA AND INPUT
The regulations clearly define the District’s responsibility for securing parent
participation and what should be included in a legally sufficient IEP, FBA,
MDR and a NOREP. Sadly and left unexplained in this record, the non-
testimonial extrinsic evidence is preponderant that in many instances, the
District failed to draft legally sufficient procedural accurate documents that
fostered parental participation, offered a FAPE or adhered to the applicable
federal or state regulations. I will now flesh out the procedural violations
that require immediate corrective action by the District. Concurrently, I will
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also clear up, describe and define instances when procedural violations
either caused a denial of a FAPE or interfered with the Parent’s participation
in the FAPE/IEP process.
In some instances, in particular, the MDR and again in the IEPs, several
substantive content areas were left blank or partially completed. For
example, in several of the IEPs, the content areas targeting the use of
supplemental aids w ere left blank. This same omission of useful data can be
found in the MDR record. The MDR lacks documentation that the Student
was subject to 10 or more days of out of school disciplinary action. The MDR
form lacks documentation that the Student was a danger to himself or
others or brought a weapon or drugs to school. The MDR team failed to
complete many of the working questions addressing if the behavior of
concern was a manifestation of the student’s disability. Absent this outcome-
determinative data, the District placed the Student in an out of District
restrictive placement. An appropriate Final Order follows.
SEC
OND, INSTANCES OF PROCEDURAL VIOLATIONS WHEN THE
DISTRICT FAILED TO INCLUDE OR EXCUSE MANDATORY AND
DISCRETIONARY IEP TEAM MEMBERS
It is black letter law that an IEP team must include a special education
teacher, the parent, the LEA, a regular education teacher and related service
personnel who provide direct services. The March 2018, October 2018,
November 2018, February 2019, March 2019 and June 2019 IEP meetings
failed to include either the special education, the regular education, the
speech therapist or a psychologist. I included the psychologist as the record
does not explain who on the team understood the RR test da ta, the
instructional implication of the RR data or the SDI implications of the FBA. As
further described below, at times, these procedural violations contributed to a
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denial of a FAPE and interfered with the Parent’s right to participate in the
IEP process.
TH
IRD, INSTANCES WHEN THE PARENT DID NOT MEET HER BURDEN
The Parent did not thoroughly develop the record explaining if the procedural
violations relating to the composition of the IEP team from March 2018
through January 2019 resulted in a denial of FAPE. Shortly after the Student
returned to the District, the team met and developed an IEP with four goals,
SDIs including speech therapy. The record is clear that from March 2018
through June 2018, the Student went to school, adjusted to the changes
after being discharged from the RTF and was otherwise successful. In May
2018, the District offered to continue the full-time program at the Parent’s
request. In September 2018, the Student was moved from a full-time
emotional support class to a supplemental emotional support class at the
high school with non-disabled peers. As early as October 2018, the team met
to review the Student’s adjustment to the high school. For the most part, the
Student’s grades, while not great, were acceptable. Simultaneously, the
Student’s behavior, social, and emotional control issues were beginning to
emerge. By November, after the principal removed the Student from one
class for cutting class, the team revised the IEP and recommended a return
to the full-time class. After returning to the full-time class when the Student
did not settle in, the District offered and the Parent agreed to a reevaluation.
Accordingly, I now find that during this short three-month period, the
District's actions were consistent with the IDEA's responsibilities to offer a
FAPE and revise that offer when on notice of the Student’s changing
circumstance.
FOURTH, INSTANCES OF PROCEDURAL VIOLATIONS WHEN THE PARENT
MET HER BURDEN
By the time February 2019 rolled around, armed with new da ta, the District,
while closely monitoring the Student’s behavior, failed to revise, rethink and
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redraft an appropriate IEP. The FBA included a statement that participation in
“small classes” was “not meeting” the Student’s needs; fully aware of this
“red flag” warning, the team doubled down and continued to work on the
same goals, SDIs and PBSP goals.
Although aware of the Student’s downward trend the team did not make any
substantive changes that were reasonably calculated to provide meaningful
benefit. For instance, while the Student’s IEP from the northwest
Pennsylvania included three (3) one- on-one 30-minute counseling sessions
per week, which by all accounts resulted in a successful experience , the
District did not rethink its position and include counseling. For some
unexplained reason, the IEP did not complete the section of the IEP
discussing what supplemental aids and services could be put into place to
stop the emerging regression. In straightforward terms, the District’s 49
exhibits do not explain why the District, after completing the FBA and the RR,
returned to the same old insufficient four IEP goal statements a nd two-goal
PBSP program. The Student was acting out, grades were dropping,
attendance was becoming a problem, the SDIs were not working, the PBSP
was not sufficient and the regular education discipline practices were not
reducing the Student misconduct. Yet, the District did not rethink its strategy
or rewrite the IEP to provide ambitious goals and challenging objectives.
Accordingly, I now find that from February 2019 through March 2019, the
District denied the Student a FAPE; an appropriate Final Order granting
appropriate relief follows.
FI
FTH, INSTANCES OF SUBSTANTIVE AND PROCEDURAL VIOLATIONS
REGARDING THE ESY ELIGIBILITY DETERMINATION AND THE ESY
PROGRAM
While the ESY claim is not pleaded individually, the equitable ESY relief Order
here is supported by a plain reading of the Parent’s due process Complaint.
The Complaint alleges the Student’s behavior “regressed” and “deteriorated”
in the “chaotic” and “disorganized” class.
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Students with serious emotional disturbance are part of the Armstrong group,
which requires districts to determine the Student’s ESY eligibility by February
28 of each year. Once discussed, the District, no later than March 31 of each
school year, should have offered a NOREP, proposing or refusing ESY
services.
Each time the District held IEP meetings in October 2018 and in November
2018, the District should have noticed the Student’s overall behavior and
academics were declining. The January 2019 RR and FB A also noted the
severity of the social, emotional, behavioral and academic regression. The
non-testimonial extrinsic evidence known in the February 2019 IEP, along
with the FBA, the PBSP noted continuous regression in academics and
behavior; yet no one acted.
The FBA notation that placement in small classes was “not meeting” the
Student’s needs is another missed ESY “red flag.” The record is preponderant
that in February, the District should have offered an ESY program. The record
is preponderant that again in March and clearly by June 2019 IEP team
should have taken action on the Student’s ESY eligibility. Yet no one did. The
escalation of behaviors noted in the District’s Exhibit’s February to June 2019
Exhibits, coupled with the multiple moves in and out of the full-time
emotional support class and the subsequent move to the out of District
placement are additional noteworthy classic ESY “red flags;” yet no one did.
Therefore, I now find the record is preponderant that the District failed to
determine eligibility in February and offer the Parent a NOREP/PWN of its
Decision in March 2019. This procedural violation is particularly troublesome
since the March IEP meeting notes changing the Student’s placement to a
more restrictive setting includes a statement that the District would make the
ESY determination “in the future.” Yet the Decision never happened.
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In June 2019, the District again shirked its ESY FAPE responsibility when the
IEP team met and District issued another NOREP extending the out of District
Itinerant Emotional Support placement and again ignored the Student’s ESY
eligibility. Sadly, after three or more opportunities to get it right, the District
failed to offer the Student an ESY FAPE. Accordingly, I now find that the
Student was otherwise eligible for ESY services; therefore, an appropriate
Final Order granting appropriate relief follows.
SI
XTH, THE MARCH 2019 MOVE TO THE ITINERANT SUPPORT PROGRAM
WAS NOT REASONABLY CACLUATED
The move to the out of District Itinerant Emotional Support program was
predicated on the MDR/IEP teams’ review of three violations of the District’s
Student Code of Conduct. The six-person MDR group reached two
conclusions. First, without responding to all of the discussion questions, the
MDR concluded the Student’s behavior was not caused by, or directly and
substantially related to, the student’s disability. Second, the MDR group
concluded the Student’s behavior was not a direct result of the District’s
failure to implement the IEP. The IEP team reviewed the MDR team’s
Decision and reached the same conclusion.
The record is clear the Parent was part of the IEP team review of the MDR.
Yet, the record is not clear if the Parent was part of the MDR. I reach this
conclusion as the MDR Exhibit # S-24 states the MDR meeting occurred on
March 13, 2019, although the Parent signed the form on March 11, 2019.
(Compare S-24 p.8 with S-24 p.3, with S-25 p.27 p.1).
The conclusion that the behavior was not a manifestation, in most, if not all
instances, traditionally leads to a NOREP describing the MDR decision and
then a move to a regular education discipline hearing. After agreeing the
conduct was not related to the Student’s behavior, the IEP team, for some
unexplained reason, decided to place the Student in the out of District,
Itinerant Emotional Support program.
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The March one page IEP meeting form does not include a statement of
present levels, transition services, goal statements , a description of the
related services or a discussion about rewrites to the PBSP. The limited
testimony in the record suggests that the team believed the Student would
receive counseling services at the out of District placement. Neither the one-
page IEP meeting form nor the NOREP proposing the Itinerant Emotional
Support class's placement promised any counseling services. It is black letter
law that a significant change in placement requires the team to review ha rd
data. Sadly, the MDR did not include any data in this instance as many, if not
all, of the behavior, disability, or IEP related MDR questions were left blank.
First, the District never explained and the record is unclear why the Student’s
misconduct triggered the MDR, as the Student misconduct did not fit any of
the traditional MD R triggers. Second, the record is unclear, how the MDR
team could reach its conclusions when the team did not document what data
or how they responded to the MDR questions and sub-questions. Third, the
District never explained why or how the meeting occurred on March 13,
2019, and the Parent signed the document on March 11, 2019. Fourth, the
record is preponderant, the IEP one page form does not come close to
meeting the IDEA regulations describing the seven-plus essential elements of
a legally sufficient IEP. 34 CFR ¶300.320. Fifth, neither the NOREP nor the
IEP supports the limited testimony that the out of District placement would or
could provide counseling. Sixth, assuming arguendo, the one-page IEP
meeting form is legally sufficient, the non-testimonial extrinsic evidence does
not begin to explain how an Itinerant Emotional Support pla cement providing
special education services for up to 20% of a school day would meet the
Student needs, when a full-time Emotional Support program providing
services 100% of the school day did not. Seventh, neither the record nor the
non-testimonial extrinsic evidence explains how the same four-goal
statements beginning in March 2018 that were never changed would now
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produce meaningful progress. Eighth, the non-testimonial extrinsic evidence
and testimony do not explain the Student attendance records found at Exhibit
# 45. The attendance records from the out of District place state the Student
went to the program on seven occasions and then stopped going. The District
never explained what if anything was done to revise, rethink or rewrite the
IEP. Furthermore, the record is clear that the Student was placed at [a
detention center], by Court Order, from May 20, 2019, through June 4, 2019.
However, the March and June NOREPs leads one to believe the Student was
in the out of district placement. (S-45). Ninth, the District’s exhibits do not
explain why the District issued a NOREP on June 4, 2019, extending the
placement into the 2019-2020 school year, the same day the Student was
released from detention. Accordingly, I now find the District failed to offer the
Student a FAPE from February 2019 through June 2019; an appropriate Final
Order follows.
THE CALCULATION OF APPROPRIATE RELIEF
The case law provides that hearing officers are authorized to make equitable
awards of appropriate relief. The calculation of appropriate equitable relief
can take three or more forms. First, some courts make an hour-for-hour
award, i.e., the quantitative approach. Other courts use the qualitative
approach, which aims to put the student in the same position he or [she]
would have occupied but for the school district’s violations of the IDEA.
Finally, some courts combine both approaches and make an equitable
calculation.
16 In this instance, considering the procedural violations, the
nature of the Student’s disability, and the Student’s placements' history, I
16 See, Perry Zirkel, The Competing Approaches for Calculating Compensatory Education
under the IDEA: An Update (2017) (collecting cases and describing each approach)
https://perryzirkel.files.wordpress.com/2017/05/calculation-of-comped-article.pdf (last
visited 12.13.2020).
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now find the hour-for-hour equitable approach is the appropriate method to
calculate the relief.
When the record is viewed as a whole, the full-time emotional support
program associated with the RTF placement and the Student’s placement in
the District’s full-time class from March 2018 through May/June 2018
provided stability and offered the Student a reasonable opportunity to make
progress. Based on this record, a full-time placement calls for seven-plus
hours of instruction each day. Therefore, each month the District roughly
provides 20 or more days of school. Factoring in the Student was denied a
FAPE from February 2019 through June 2019; I now find the Student was
denied 90-days of appropriate education. Therefore, using a seven and half
hour school day (7.5), I now find the District should provide the Student with
675
hours of compensatory education [90 days x 7.5=675].17 The Parent is
free to select the provider of these services.
Typical ESY programs run for eight to ten weeks during the summer. After
reviewing the record, I now find given the Student’s disability and taking into
account the downward trend in the Student’s behavior, the Student is now
awarded four and one half (4.5) hours of ESY services per day for nine
weeks. Therefore, the District is now Ordered to provide 45-days of
compensatory services totaling 202.5 hours.
The Parent can use this award of compensatory education services to provide
special education services, specially-designed instruction, tutoring during the
summer, tutoring after school or on the weekends, assistive technology,
transition services, related services or supplemental services as defined in
the current IDEA or any future amendments.
17 I make this award aware of the District’s practice that Student’s in the full-time class
have a shorter school day. The District never explained why when the Student was in the
supplemental program, in the same building, the Student went to school for seven (7) plus
hours a day. Therefore, I now find a 7.5 hour school day is the correct starting point.
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The District is also directed to reimburse the Parent selected provider at the
providers’ rate where the services are provided.
The District is further Ordered to separately fund the Student’s transportation
to and from the compensatory education provider. The Parent can submit
proof of all out of pocket transportation expenses for payment. In the
alternative, at the Parent’s election, the District is directed to reimburse the
Parent at the same rate they would pay a private carrier to transport the
Student to and from the service.
Once the Parent selects the provider, the Parent shall notify the District of the
provider's name and location. At the same time, the Parent notifies the
District about the provider's name; the Parent will advise the District how
transportation should be reimbursed as set forth above. If the Parent
transports the Student to the program and then returns home and then goes
back to pick up the Student, the District is Ordered to reimburse the Parent
for all trips and mileage to and from the provider.
All Parent and provider services shall be paid for within 30-days of receipt of
the Parent’s canceled check, provider invoice, mileage log or receipts for
transportation costs.
The District is further directed to inform the Parent each month of the
remaining balance of unused compensatory education time.
As the District did not put forth any evidence calculating the reasonable
rectification period, I now find that affirmative defense is now waived. In the
alternative, assuming the rectification period is an equitable defense, I now
find based on the frequency and the continuing nature of the above
procedural violations, the equities favor the Parent and the Student;
therefore, the District claim for a reasonable rectification period is now
waived.
CONCLUSION
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The Parent failed to meet her burden that the District’s offer of a FAPE from
March 2018 through January 2019 was inappropriate. The record is
preponderant that the District failed to offer a FAPE from February 2019
through June 2019. The record is clear the District failed to offer an
appropriate ESY FAPE. For all of the reasons above, the Parent’s claims are
denied in part and granted in part. An appropriate Final Order follows
directing the District to correct all procedural violations follows.
ORDER
And
now, this 17th day of December 2020, it is hereby ORDERED as
follows:
1. The Parent's denial of a FAPE claim from March 2018 through January 2019
is denied.
2. The Parent’s denial of a FAPE claim from February 2019 through June 2019
is granted. The District is directed to fund 675 hours of compensatory
education. The limitations, directions on how the Parent my use the bank of
hours, the rate of reimbursement, along with the timeline for prompt
payment set forth above is incorporated by reference as though fully set
forth herein. All terms describing and limiting the use of the compensatory
education are otherwise enforceable as part of this Final Order.
3. The District failed to offer the Student an appropriate ESY FAPE; therefore,
the District is now Ordered to provide 202.5 hours of ESY FAPE. The
limitations, directions on how the Parent my use the bank of hours, the rate
of reimbursement, along with the timeline for prompt payment set forth
above is incorporated by reference as though fully set forth herein. All terms
describing and limiting the use of the compensatory education are otherwise
enforceable as part of this Final Order.
4. The District is directed to contact either the Allegheny County Intermediate
Unit or the Pennsylvania Department of Education to develop a plan to
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correct the procedural violations described herein. The plan of correction
should include necessary supports for personnel.
5. To ensure the procedural errors are not repeated, the District’s plan of
correction should include supports for professional development training on
any or all of the following topics: 1. how to excuse mandatory and
discretionary members of an IEP team from participation, 2. how to ensure
mandatory and discretionary attendance and document attendance at IEP
meetings, 3. how to conduct an MDR review, 4. how to determine and offer
an ESY program, 5. how to prepare an ESY NOREP, 6. how to prepare a
NOREP, and 6. how to amend, revise, redraft and rewrite an IEP, with or
without a face-to-face meeting. I leave it to the District selected consultant
to devise a proper plan of correction and training.
6. When the plan is developed, the District is directed to submit the plan to the
Pennsylvania Department of Education. Consistent with its general
supervisory authority, the Department will ensure all corrective action
Ordered here is completed. In light of the current circumstances and the
uncertainty of normal school operations, the District is directed to develop,
implement and complete the plan of correction by December 17, 2021.
7. All other claims, defenses and counterclaims are now exhausted and
dismissed with prejudice.
Date: December 17, 2020 s/ Charles W. Jelley, Esq. LL.M.
ODR FILE #23894-2021 AS
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