Pennsbury School District | Case 22754-19-20 | 2020-01-01
Pennsylvania special education due-process decision
- Case number
- 22754-19-20
- Date
- 01/01/2020
- Parties / district (official listing)
- Pennsbury School District
- Hearing officer
- Cathy Skidmore
- Issues (official listing)
- Eligibility Evaluation Procedural Violation
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Decision text
Page 1
This is a redacted version of the original hearing officer decision.
Select details have been removed from the decision to preserve
anonymity of the student as required by IDEA 2004. Those portions
of the decision which pertain to the student’s gifted education have
been removed in accordance with 22 Pa. Code §16.63 regarding
closed hearings.
Pennsylvania Special Education Hearing Officer
Final Decision and Order
CLOSED HEARING
ODR File Numbers:
22754-19-20
22835-19-20
Child’s Name:
A.G.
Date of Birth:
[redacted]
Parents:
[redacted]
Counsel for Parents:
Mark W. Voigt, Esquire
Law Office of Mark W. Voigt
Plymouth Meeting Executive Campus
600 West Germantown Pike, Suite 400
Plymouth Meeting, PA 19462
Local Education Agency:
Pennsbury School District
134 Yardley Avenue
Fallsington, PA 19058-0338
Counsel for the LEA:
Jason Fortenberry, Esquire
Sweet, Stevens, Katz & Williams
331 E. Butler Avenue
New Britain, PA 18901
Hearing Officer:
Cathy A. Skidmore, Esquire
Date of Decision:
1/1/2020
Page 2
INTRODUCTION AND PROCEDURAL HISTORY
The student (Student)1 is a secondary elementary school-aged student in
the Pennsbury School District (District). In September 2019, after obtaining
an independent educational evaluation (IEE), Student’s Parents filed a Due
Process Complaint against the District asserting that it denied Student a
free, appropriate public education (FAPE) under the Individuals with
Disabilities Education Act (IDEA),
2 Section 504 of the Rehabilitation Act of
1973,3 and [redacted]. The District filed its own Complaint after the Parents
declined to provide consent for its own special education evaluation of
Student, and the Parents thereafter filed an Amended Complaint. The two
matters were consolidated on joint request.
The cases proceeded to an efficient hearing
4 at which the parties presented
evidence in support of their respective positions. The Parents sought to
establish that the District failed to appropriately identify Student as eligible
under the IDEA and [redacted], and sought compensatory education as well
as reimbursement for the private evaluation. The District countered with its
contention that it had not failed to so identify Student, and sought to
override the Parents’ lack of consent for an initial IDEA evaluation.
For the reasons set forth below, the claims of the Parents will be granted in
part and denied in part, and the District’s claim will be granted.
1 In the interest of confidentiality and privacy, Student’s name and gender, and other
potentially identifiable information, are not used in the body of this decision. All personally
identifiable information, including details appearing on the cover page of this decision, will
be redacted prior to its posting on the website of the Office for Dispute Resolution in
compliance with its obligation to make special education hearing officer decisions available
to the public pursuant to 20 U.S.C. § 1415(h)(4)(A) and 34 C.F.R. § 300.513(d)(2).
2 20 U.S.C. §§ 1400-1482. The federal regulations implementing the IDEA are codified in
34 C.F.R. §§ 300.1 – 300. 818. The applicable Pennsylvania regulations are set forth in 22
Pa. Code §§ 14.101 – 14.163 (Chapter 14).
3 29 U.S.C. § 794. The federal regulations implementing Section 504 are set forth in 34
C.F.R. §§ 104.1 – 104.61. The applicable Pennsylvania regulations are set forth in 22 Pa.
Code §§ 15.1 – 15.11 (Chapter 15).
4 References to the record throughout this decision will be to the Notes of Testimony (N.T.),
Parent Exhibits (P-) followed by the exhibit number, School District Exhibits (S-) followed by
the exhibit number, and Hearing Officer Exhibits (HO-) followed by the exhibit number.
Citation to duplicative exhibits may not be to all. References to Parents in the plural will be
made where it appears that one was acting on behalf of both.
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Page 3
ISSUES
1. [redacted]
2. Whether Student is eligible for special
education under the IDEA and Chapter 14
and/or for accommodations under Section 504
and Chapter 15;
3. Whether the District should be ordered to
implement certain programming for Student;
4. Whether Student is entitled to compensatory
education;
5. Whether the District should be permitted to
conduct an initial evaluation of Student under
the IDEA and Chapter 14;
6. Whether the Parents should be reimbursed for
the costs associated with the IEE they
obtained?
FINDINGS OF FACT
1. Student is an early secondary elementary school-aged child who is a
resident of the District. Student is currently provided regular
education programming. (N.T. 35; P-8; S-1.)
2. Student is an avid reader and enjoys solving difficult problems,
including in mathematics. Student taught self to play a stringed
musical instrument. (N.T. 38-39, 42, 83-84.)
3. As a young child through approximately the kindergarten year,
Student was diagnosed with strep throat on a number of occasions.
The District was not made aware of this history. (N.T. 174-76.)
4. [redacted]
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Page 4
5. In its elementary schools, the District convenes monthly meetings to
review its Multi-Tiered System of Support (MTSS) and any concerns
with or questions about an individual child’s program, including
potentially unmet needs. These meetings are attended by classroom
teachers, a school psychologist, the school counselor, the reading
specialist, the mathematics specialist, the building principal, and at
times related service providers. (N.T. 183-85, 257-58, 284 -85, 290-
91, 296-97.)
6. In its elementary schools, the District also convenes regular meetings
of the Child Study Team (comprised of the same professionals as for
MTSS) that discusses plans for specific interventions for an individual
child. The possibility of referral for an evaluation may be made
through this process. (N.T. 183-85, 157, 284 -85, 296.)
7. [redacted]
8. [redacted]
2017-18 School Year (Second Grade)
9. [redacted]
10. Student’s scores on one of the screening instruments ranged from
the 71
st to 94th percentile (nationally) with a composite at the 88th
percentile (nationally), in the above average range; and the
composite score on the other instrument was at the 73
rd percentile
(age-based) and at the 85th percentile (grade-based), overall in the
average range. (S-4; S-26.)
11. Student’s second grade teacher provided differentiated instruction in
reading in daily small groups in second grade. Student was reading
above grade level and was grouped with peers at a similar level.
(N.T. 259-60, 263, 265.)
12. At the Parents’ request, the second grade teacher provided resources
for enrichment activities as part of Student’s homework in
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Page 5
mathematics. Those activities were at the second grade level based
on the District curriculum. (N.T. 261-62, 266-68, 278, 284; S-25.)
13. [redacted]
14. Student did not exhibit concerning behaviors or difficulty with peers
during second grade. (N.T. 260, 267, 270.)
15. Grades on the second grade report card reflect all available data
based on the applicable standards, and not merely the comments.
(NT. 265-66.)
16. Student’s report card for second grade reflects proficient to
commendable progress across subject areas, with Student meeting
expectations in mathematics (including in Geometry introduced in the
fourth quarter). (S-18.)
17. [redacted]
2018-19 School Year (Third Grade)
18. Student’s third grade teacher provided enrichment and remediation
activities and instruction as needed for individual students one day a
week. The students were grouped according to individual strengths
and needs for this purpose. (N.T. 189-92, 208.)
19. Students were provided differentiated instruction in reading in small
groups in third grade. Student was reading at a fourth grade level,
and was provided with materials at that level in reading. (N.T. 208-
09, 211-12, 250-51; S-9.)
20. Student was provided enrichment activities in third grade in
mathematics. (N.T. 189-90.)
21. When Student was in third grade, all students took a computerized
test to measure academic progress in reading and mathematics.
Student’s reading scores on this measure were consistently in the
high average range; and mathematics scores were consistently near
the 90
th percentile. (N.T. 217, 220 -21; S-12.)
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Page 6
22. Student did not exhibit concerning behaviors or difficulty with peers
during third grade. (N.T. 191-92, 201.)
23. [redacted]
24. Student’s third grade teacher did not consider Student to exhibit
needs that would prompt a special education evaluation or
intervention outside of the regular classroom. (N.T. 195-96, 198,
201-02.)
25. [redacted]
26. [redacted]
27. [redacted]
28. Student’s report card for third grade reflects proficient to
commendable progress across subject areas, with Student meeting
expectations in mathematics. (S-19.)
29. Grades on the third grade report card reflect all available data, not
merely the comments. (N.T 237-38.)
[redacted]
30. [redacted]
31. [redacted]
32. [redacted]
33. [redacted]
34. [redacted]
35. [redacted]
36. [redacted]
37. The District administered the Wechsler Intelligence Scale for Children
– Fifth Edition (WISC-V) [redacted]. The WISC-V Full Scale IQ and
General Ability Index scores were the same (118, high average
range), indicating that Student’s working memory and processing
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Page 7
speed did not adversely impact the Full Scale IQ score. (N.T. 314-15,
368; S-13 at 2-4.)
38. [redacted]
39. [redacted]
40. [redacted]
41. [redacted]
42. [redacted]
43. [redacted]
44. [redacted]
45. [redacted]
46. At the Parents’ request, the parties participated in mediation through
the Office for Dispute Resolution in early May 2019.5 (P-31.)
The Independent Educational Evaluation
47. The Parents obtained an IEE in the summer of 2019. The express
referral was [redacted] and also to determine whether Student was
eligible for special education as a child with a disability under the
IDEA and Pennsylvania Chapter 14. (N.T 94-95; S-23 at 5.)
48. The assessments administered for the IEE were determined to be
valid and reliable based on Student’s presentation and manner of
completing the assessments. (S-23 at 5.)
49. Student completed several optional subtests of the WISC-V for the
IEE to supplement the standard battery conducted by the District.
The results of the additional subtests were not discrepant from the
standard battery, except that Student’s score on the optional
Information subtest was a relative weakness, measuring long term
5 This hearing officer ruled that any discussions at the mediation session could not be
presented as evidence pursuant to the express language in 20 U.S.C. § 1415(e)(2)(G) and
34 C.F.R. § 300.506(b)(7). (N.T. 11-13; HO-3.) [redacted] Moreover, to the extent the
Parents attempted to introduce a statement of the mediator at the hearing (N.T. 416-17),
his or her role was to facilitate discussions by the parties, not to order them to do anything
in particular.
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Page 8
memory for facts that are generally known through education and
experience. Student’s cognitive ability was estimated to be in the
range of 112-123 (high average range). (N.T. 96-97; S-23 at 2, 8-
10, 24.)
50. On an administration of the Wechsler Individual Achievement Test –
Third Edition (WITAT-III) for the IEE, Student scored in the average
range across Composites and subtests, with the only exceptions of
above average scores on two written expression subtests. (S-23 at
3, 14-17.)
51. Student’s receptive and expressive language skills assessed for the
IEE revealed no areas of concern; however, assessment of
phonological processing skills reflected relative (but mild) weaknesses
with phonological processing and phonological memory that could
impact reading decoding skills and encoding skills despite overall
average range scores (Comprehensive Test of Phonological
Processing – Second Edition (CTOPP 2). (S-23 at 4, 10-12.)
52. The IEE concluded that Student exhibited “mild language-based
learning problems in the areas of phonological awareness, phoneme
isolation, and non-word repetition skills,” possibly due to ear
infections at an early age. (S-23 at 19.)
53. [redacted]
54. The IEE [redacted]. It also made a number of other recommendations
for beneficial educational interventions and practices at school and in
the home. (S-23 at 20.)
55. [redacted]
56. In early September 2019, the Parents provided the IEE to the
District. The District immediately issued a Permission to Evaluate
form to the Parents for IDEA and/or Section 504 eligibility. (N.T.
393, 397; S-22; S-24.)
57. The District did not convene a meeting to review the IEE. (N.T. 79.)
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Page 9
58. The District school psychologist who issued the Permission to
Evaluate form in the fall of 2019 did so because the IEE did not
include input from teachers or other available District records, or a
classroom observation. (N.T. 397-98.)
59. The Parents did not provide consent for the District to conduct an
initial special education evaluation because they were concerned that
doing so would further delay Student in receiving appropriate
educational services. (N.T. 80-81, 161, 162-63.)
DISCUSSION AND CONCLUSIONS OF LAW
General Legal Principles
In general, the burden of proof is viewed as consisting of two elements: the
burden of production and the burden of persuasion. At the outset of this
discussion, it should be recognized that the burden of persuasion lies with
the party seeking relief. Schaffer v. Weast, 546 U.S. 49, 62 (2005); L.E. v.
Ramsey Board of Education, 435 F.3d 384, 392 (3d Cir. 2006); [redacted]
Accordingly, the burden of persuasion in this case must rest with the Parents
who requested this administrative hearing. Nevertheless, application of this
principle determines which party prevails only in those rare cases where the
evidence is evenly balanced or in “equipoise.” Schaffer, supra, 546 U.S. at
58. The outcome is much more frequently determined by the
preponderance of the evidence.
Special education hearing officers, in the role of fact-finders, are also
charged with the responsibility of making credibility determinations of the
witnesses who testify. See J. P. v. County School Board, 516 F.3d 254, 261
(4th Cir. Va. 2008); see also T.E. v. Cumberland Valley School District, 2014
U.S. Dist. LEXIS 1471 *11-12 (M.D. Pa. 2014); A.S. v. Office for Dispute
Resolution (Quakertown Community School District), 88 A.3d 256, 266 (Pa.
Commw. 2014). This hearing officer found each of the witnesses who
testified to be credible, and the minor differences are attributed to disparity
in recall rather than any intention to deceive. Not all witness testimony was
accorded the same weight, however; that of the District witnesses who
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Page 10
regularly observed Student at school was overall more persuasive on how
Student presents in that setting than those who had not. Nevertheless, in
reviewing the record, the testimony of all witnesses and the content of each
admitted exhibit were thoroughly considered in issuing this decision, as were
the parties’ closing statements.
General IDEA Principles: Substantive FAPE
The IDEA requires that the states to provide a “free appropriate public
education” (FAPE) to children who qualify for special education services. 20
U.S.C. § 1412. FAPE consists of both special education and related services.
20 U.S.C. § 1401(9); 34 C.F.R. § 300.17. In Board of Education v. Rowley,
458 U.S. 176 (1982), the U.S. Supreme Court held that the FAPE
requirement is met by providing personalized instruction and support
services to permit the child to benefit educationally from the instruction,
providing the procedures set forth in the Act are followed.
Local educational agencies (LEAs) meet the obligation of providing FAPE to
eligible students through development and implementation of an
Individualized Education Program (IEP) which is “‘reasonably calculated’ to
enable the child to receive ‘meaningful educational benefits’ in light of the
student’s ‘intellectual potential.’ ” Mary Courtney T. v. School District of
Philadelphia, 575 F.3d 235, 240 (3d Cir. 2009) (citations omitted); see also
Endrew F. v. Douglas County School District RE-1, ___ U.S. ___, ___, 137 S.
Ct. 988, 999, 197 L.Ed.2d 335, 350 (2017).
IDEA Eligibility Principles
The IDEA and its implementing state and federal regulations require LEAs to
locate, identify, and evaluate children with disabilities who are in need of
special education and related services. 20 U.S.C. § 1412(a)(3); 34 C.F.R. §
300.111(a); see also 22 Pa. Code §§ 14.121-14.125. This obligation is
commonly referred to as “child find.” Districts are required to fulfill the child
find obligation within a reasonable time. W.B. v. Matula, 67 F.3d 584 (3d
Cir. 1995). In other words, school districts are required to identify a student
eligible for special education services within a reasonable time after notice of
behavior that suggests a disability. D.K. v. Abington School District, 696
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F.3d 233, 249 (3d Cir. 2012). School districts are not, however, required to
identify a disability “at the earliest possible moment.” Id. (citation omitted).
A “child with a disability” is defined by the statute to mean a child who has
been evaluated and identified with one or more of a number of specific
disability classifications, and “by reason thereof” needs to be provided with
special education and related services. 20 U.S.C. § 1401(3); 34 C.F.R. §
300.8(a). The IDEA classifications or categories for purposes of this
definition are “intellectual disabilities, hearing impairments (including
deafness), speech or language impairments, visual impairments (including
blindness), serious emotional disturbance (referred to in this chapter as
‘emotional disturbance’), orthopedic impairments, autism, traumatic brain
injury, other health impairments, or specific learning disabilities.” 20
U.S.C.A. § 1401(3)(A); see also 34 C.F.R. § 300.8(a).
Merely having an identified disability, however, does not automatically mean
that a child is eligible for special education, since that is merely one prong of
the two-part test. The other step to IDEA eligibility is a determination that
the child needs special education because of that disability. And, “special
education” refers to specially designed instruction which is devised to meet
the child’s individual learning needs. 34 C.F.R. § 300.39(a). More
specifically,
Specially designed instruction means adapting, as appropriate to
the needs of an eligible child under this part, the content,
methodology, or delivery of instruction—
(i) To address the unique needs of the child that result from the
child’s disability; and
(ii) To ensure access of the child to the general curriculum, so
that the child can meet the educational standards within the
jurisdiction of the public agency that apply to all children.
34 C.F.R. § 300.39(b)(3).
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There is a critical requirement before an LEA may proceed with an evaluation
for special education eligibility. Specifically, the LEA must obtained informed
consent of the child’s parents prior to conducting a special education
evaluation. 20 U.S.C. § 1414(a)(1)(D)(i)(I); 34 C.F.R. § 300.300(a)(1).
The requisite “consent” requires that the parents be fully advised of all
information pertinent to the request, including a description of the matter for
which the consent is sought. 34 C.F.R. § 300.9. If the child’s parents do
not provide consent to the evaluation, the LEA is permitted to request a due
process hearing and ask a hearing officer to grant permission to conduct the
evaluation. 20 U.S.C. § 1414(a)(1)(D)(ii)(I); 34 C.F.R. § 300.300(a)(3).
The District in this matter has elected to pursue an order through due
process in order to proceed with an evaluation of Student.
The IDEA’s implementing regulations further provide that, when parents
disagree with a school district’s educational evaluation, they may request an
IEE at public expense. 20 U.S.C. § 1415(b)(1); 34 C.F.R. § 300.502(b).
Ordinarily, following a parental request for an IEE, the LEA must either file a
request for a due process hearing to establish that its evaluation was
appropriate, or ensure that an IEE is provided at public expense. 34 C.F.R.
§ 300.502(b)(2). Here, however, the Parents did not make any such
request of the District, but rather obtained the private evaluation and sought
reimbursement after the fact.
General IDEA Principles: Procedural FAPE
From a procedural standpoint, the family including parents have “a
significant role in the IEP process.” Schaffer, supra, at 53. Consistent with
these principles, a denial of FAPE may be found to exist if there has been a
significant impediment to meaningful decision-making by parents. 20 U.S.C.
§ 1415(f)(3)(E); 34 C.F.R. § 300.513(a)(2); D.S. v. Bayonne Board of
Education, 602 F.3d 553, 565 (3d Cir. 2010). It merits mention, however,
that even where a Student meets IDEA eligibility criteria, the LEA is not
obligated to “provide ‘the optimal level of services,’ or incorporate every
program requested by the child's parents.” Ridley School District v. M.R.,
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Page 13
680 F.3d 260, 269 (3d Cir. 2012). In other words, educational programming
in this context must be appropriate, not ideal.
General Section 504 Principles
Section 504 of the Rehabilitation Act of 1973 prohibits discrimination on the
basis of a handicap or disability. 29 U.S.C. § 794. A person has a handicap
if he or she “has a physical or mental impairment which substantially limits
one or more major life activities,” or has a record of such impairment or is
regarded as having such impairment. 34 C.F.R. § 104.3(j)(1). “Major life
activities” include learning. 34 C.F.R. § 104.3(j)(2)(ii).
The above-described obligation to provide FAPE is substantively the same
under Section 504 and the IDEA. Ridgewood v. Board of Education, 172
F.3d 238, 253 (3d Cir. 1995); see also Lower Merion School District v. Doe,
878 A.2d 925 (Pa. Commw. 2005). Thus, in this case, the coextensive
Section 504 claims that challenge the obligation to provide FAPE on the
same grounds as the issues under the IDEA will be addressed together.
[redacted]
The Parents’ Claims
[redacted]
IDEA – Section 504 Eligibility
The next issue is whether Student is eligible for special education on the
basis of a disability. The IEE reached the conclusion that Student had “mild
language-based learning problems” (S-23 at 19) that impacted Student’s
performance at school. The test for IDEA eligibility, however, is two
pronged: a qualifying disability, and “by reason thereof” a need for specially
designed instruction. The test under Section 504 requires a mental or
physical impairment limiting a major life activity, in this case learning. The
IEE did not have the benefit of input from any District professionals beyond
that contained in records provided by the Parents and, therefore, could not
confidently reach the second prong under the IDEA or determine educational
needs under Section 504. Moreover, the private psychologist acknowledged
that Student might not meet the District’s IDEA eligibility criteria (N.T. 103),
something the District (and this hearing officer) cannot possibly determine
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without a comprehensive evaluation with significant District input. The
District will be permitted to proceed with that evaluation even without the
Parents’ consent, in order to make an informed determination under the
IDEA and Section 504.
Remedies
Having found no substantive denial of FAPE, or grounds for conferring
eligibility under the IDEA/Chapter 14 [redacted] at this time, there is no
basis for awarding compensatory education. The Parents have, however,
also sought reimbursement for the IEE. As noted above, parents may
request an IEE at public expense. Central to this right, however, is an
evaluation by the LEA with which the parents do not agree. There is no
District special education evaluation in this case, nor is there any evidence
suggesting that it had reason to suspect a disability prior to the fall of 2019.
Here, while the Parents may have had legitimate concerns about potential
delays given the District’s initial failure in 2018 to respond to their initial
request for an evaluation, there is no justification for ordering
reimbursement of an IEE that wholly lacks meaningful input from the District
professionals who have had experience with Student in the educational
environment.
6 In addition, their request for reimbursement for expert
witness fees is based on Section 504, which provides in relevant part that,
“the court, in its discretion, may allow the prevailing party . . . a
reasonable attorney's fee (including expert fees) as part of the costs.” 42
U.S.C. § 2000e-5(k)(emphasis added). Similar language in the IDEA has
been construed as not applying to administrative hearing officers. B. ex rel.
M.B. v. East Granby Board of Education, 201 Fed. Appx. 834, 837, 2006 U.S.
App. LEXIS 27014, *6 (2d Cir. 2006)(concluding that an attorney fee award
“is a district court function” under 20 U.S.C. § 1415(i)(3)(B), which provides
district courts with discretion to “award reasonable attorneys’ fees as part of
the costs to the parents of a child with a disability who is the prevailing
6 The District must, of course, consider the IEE that does contain valuable information about
Student. 34 C.F.R. § 300.502(c) .
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party”). Accordingly, this hearing officer declines to consider ordering that
remedy.
Following timely completion of the initial evaluation, the District will be
required to convene a meeting with the Parents and other members of the
team. The team will be directed to discuss IDEA eligibility [redacted], and to
consider the IEE, in order to make programming and placement decisions.
[redacted]
CONCLUSIONS
[redacted] The Student’s eligibility for special education under the IDEA
and/or Section 504 must await a comprehensive District evaluation. Student
is not entitled to compensatory education, and the Parents are not awarded
any reimbursement in connection with the IEE. The District may proceed
with an initial special education evaluation consistent with the Permission to
Evaluate form issued in September 2019, and thereafter convene a meeting
with the Parents as outlined below.
ORDER
AND NOW, this 1st day of January, 2020, in accordance with the foregoing
findings of fact and conclusions of law, it is hereby ORDERED as follows.
1. [redacted]
2. Student’s IDEA/Chapter 14 eligibility cannot be determined prior to a
District evaluation.
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____________________________
3. The District shall proceed with an evaluation of Student consistent
with that proposed in September 2019 (S-24). Any additional
assessments the District school psychologist determines to be
necessary in the course of that evaluation may also be administered
without consent of the Parents.
4. The evaluation shall be completed with a report provided to the
Parents within sixty calendar days of the date of this order.
5. The District shall convene a meeting with the Parents and other
relevant professionals within ten calendar days of the completion of
the evaluation report to discuss that evaluation, [redacted], and the
IEE in order to make program and placement decisions for Student,
[redacted].
6. [redacted]
7. Nothing in this Order should be read to prevent the parties from
mutually agreeing to alter any of its terms.
It is FURTHER ORDERED that any claims not specifically addressed by this
decision and order are DENIED and DISMISSED. Jurisdiction is
relinquished.
7
Cathy A. Skidmore
Cathy A. Skidmore, M.Ed., J.D.
HEARING OFFICER
ODR File Nos. 22754-1920
22835-1920
7 Copy sent electronically to counsel named on the first page on 1/1/20.
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