Pennsbury School District | Case 5871-05-06 | 2006-04-19
Pennsylvania special education due-process decision
- Case number
- 5871-05-06
- Date
- 04/19/2006
- Parties / district (official listing)
- Pennsbury School District
- Hearing officer
- Linda Valentini
- Issues (official listing)
- IEP Goals Specially Designed Instruction Least Restrictive Environment Tuition Reimbursement
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Decision text
Page 1
This is a redacted version of the original hearing officer decision. Select details may
have been removed from the decision to preserve anonymity of the student. The
redactions do not affect the substance of the document.
PENNSYLVANIA
SPECIAL EDUCATION HEARING OFFICER
DECISION
DUE PROCESS HEARING
Name of Child: D.H.
ODR #5871/05-06 KE
Date of Birth: xx/xx/xx
Dates of Hearing:
December 1, 2005
January 13, 2006
January 30, 2006
March 14, 2006
CLOSED HEARING
Parties to the Hearing: Representative:
Parent(s) Ilene Young, Esquire
Law Office of Ilene Young, Esquire
50 E. Court Street, Main Floor
Doylestown, Pennsylvania 18901
Director of Special Education Claudia Huot, Esquire
Pennsbury School District Wisler, Pearlstine & Talone
134 Yardley Avenue, PO Box 338 484 Norristown Road, Suite 100
Fallsington, Pennsylvania 19058 Blue Bell, Pennsylvania 19422
Last Transcript Received: March 20, 2006
Record Closed April 3, 2006
Date of Decision: April 19, 2006*
Hearing Officer: Linda M. Valentini, Psy.D.
*The hearing officer requested an extra day due to the Good Friday and Easter holydays.
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Background
Student is a [teenaged] student who is eligible for special education and classified as
having an autistic disorder. He also has been found to have an attention deficit
hyperactivity disorder and a disorder of written expression. Student resides with his
parents, (hereinafter Parents) within the Pennsbury School District (hereinafter District).
From the beginning of the 2000-2001 school year until the end of the 2004-2005 school
year he had been educated in autistic support classes operated by the [redacted]
Intermediate Unit (hereinafter IU) under contract with the District. For the current 2005-
2006 school year the Parents have unilaterally placed Student in [redacted], a private
school.
The Parents assert that because of procedural and substantive violations of the IDEA
Student was not provided a free appropriate public education (FAPE) in the least
restrictive environment (LRE) for the 2003-2004 and the 2004-2005 school years, and
seek compensatory education as a remedy for this deprivation. The Parents also assert
that the District failed to offer Student an appropriate educational placement for the 2005-
2006 school year, and that therefore they are entitled to reimbursement for tuition they
paid to [the private school].
The District maintains that it offered Student FAPE in the LRE for the two school years
in question; it does not owe Student compensatory education, and if compensatory
education is owed it is only for one year under Montour. The District also maintains that
it did offer an appropriate placement for Student for the 2005-2006 school year, that it is
not required to reimburse the Parents for Student’s tuition to [the private school], that [the
private school] is not an appropriate placement for Student and that equitable
considerations favor the District.
Prior to convening the hearing the parties and the hearing officer conferred and the
hearing officer established 1) that the IDEIA allows Parents a two-year window for
compensatory education, and that the IDEIA effectively trumps Montour in cases filed
after July 1, 2005
1; and 2) although Schaffer v. Weast speaks only to the burden of
persuasion, the burden of production also lies with plaintiff parents, as fairness to the
defendant school districts dictates that evidence presented against them be put forth prior
to their mounting a defense.
1 “Rather and fortunately, Congress specifi cally adopted a statute of limitations
for both the hearing officer and judicial stages in its 200 4 amendments to the IDEA,
effective 7/1/05; for the hearing officer stage , as we have already applied to cases filed
after 7/1/05, the period is two years ”. Special Educ. Opinion No. 1680 (2005); “… as of its
effective date of 7/1/05, this new statutory provision effectively preempted Montour”. Spec. Educ.
Opinion No. 1696 (2006).
.
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Issues
1. Did the District fail to provide Student with a free appropriate public education in
the least restrictive environment for the 2003-2004 and/or the 2004-2005 school
years?
2. If the District failed to provide Student with a free appropriate public education in
the least restrictive environment for the 2003-2004 and/or the 2004-2005 school
years is he entitled to compensatory education, and in what amount?
3. Did the District fail to offer or propose an appropriate program and placement for
Student for the 2005-2006 school year?
4. If the District failed to offer or propose an appropriate program and placement for
Student for the 2005-2006 school year, was the placement unilaterally chosen by
the Parents appropriate?
5. If the District failed to offer or propose Student an appropriate program and
placement for the 2005-2006 school year, and if the placement unilaterally chosen
by the Parents was appropriate, are there any equitable considerations that would
reduce or eliminate the District’s responsibility for tuition reimbursement?
Findings of Fact
Background
1. Student is a [teenaged] eligible student living with his parents in the District. (NT
42)
2. Student has been classified as a student with Asperger’s Syndrome2 and also has
been diagnosed as having an attention deficit hyperactivity disorder and a disorder
of written expression. (NT 44, P-1, P-8)
3. According to the Wechsler Intelligence Scale for Children - Fourth Edition
(WISC-IV) administered in March 2005 Student functions in the Average Range
of cognitive functioning overall (Full Scale IQ 102) with variability in the WISC-
IV Indices: Verbal Comprehension 106 (Average Range), Perceptual Reasoning
115 (High Average Range), Working Memory 88 (Low Average Range) and
Processing Speed 85 (Low Average Range). (P-1)
2 An Autistic Spectrum Disorder. See the Diagnostic and Statistical Manual of Psychiatric Disorders
Fourth Edition (DSM-IV); See also Educating Children with Autism, OSEP’s Research to Practice
Division, National Academy Press, 2001: “Children with any autistic spectrum disorder, regardless of their
level of severity of function, should be eligible for special educational services in the category of autistic
spectrum disorders” [as opposed to other terminology used by school systems, such as emotionally
disturbed, neurologically impaired, etc.]
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4. In first grade, Student attended the District’s Elementary School and received
learning support services for language arts and mathematics and also received
speech/language services. (NT 47-48, 147; P-5).
5. From the beginning of the 2000-2001 school year until the end of the 2004-2005
school year Student was educated in autistic support classes operated by the
[redacted] IU under contract with the District. (NT 148, 186, 367)
6. In second grade, Student was placed outsi de the District in an autistic support
program operated by the IU located at Sc hool in [another] School District. He
was placed with other children diagnosed with Asperger’s Syndrome or high
functioning PDD NOS. (NT 359-60, 367-68).
7. For the 2001-02 school year, Student was again placed in an autistic support
classroom in the [other] School District, but this time his classroom was located at
another elementary school, his third elementary school in as many years. (N.T.
368; SD-1).
8. During the 2001-2002 school year Student was included in regular education
science and social studies and in specials. (NT 198)
9. During the 2002-2003 school year Student was included in regular education
science and social studies and in specials. (NT 199)
10. Student participated in [redacted] classes in the community and also participated
in youth activities [redacted]. His mother discussed the family’s methods of
addressing Student’s social skills development with his teachers during the 2003-
2004 and the 2004-2005 school years. (NT 65-66)
11. In summer 2003 the Parents obtained private Wilson reading tutoring for Student
and the tutoring continued through the 2003-2004 school year, the summer of
2004 and the 2004-2005 school year. Frequency ranged from two to three times a
week in the summers to one to two times a week during the school years.
Currently it continues about once a month. (NT 195-196)
2003-2004 School Year – Provision of FAPE
12. No regular education teacher was present for or participated in Student’s IEP
meeting for the 2003-2004 school year.3 (S-2, S-9, P-7)
13. Prior to the 2003-2004 school year, Student had just completed third grade. He
was reading at a 2.7 grade level on word identification, at the 4.4 grade level on
word attack, at the 4.6 grade level on word comprehension, and at the 4.7 grade
3 The sign-in sheets for Student’s IEP meetings of 6/27/00, 10-2-00, 9-26-01, 9-24-03, 9-20-04 and 8-23-05
do not have signatures indicating the attendance/participation of a regular education teacher. The IEP sign-
in sheet of 9-27-02 has the signature of a regular education teacher. (P-7, S-30)
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level on passage comprehension. The special education teacher spoke to the
previous special education teacher and learned that Student had reading problems
in the areas of word recognition and phonics. (NT 653)
14. In drafting the IEP for 2003-2004 the special education teacher did not include a
specific structured reading program, despite Student’s needs and despite this
teacher’s having been trained in the Wilson Reading Program. (NT 461; S-2)
15. The special education teacher did start using some Wilson techniques for spelling
and word recognition with Student to assist in his reading instruction once she
observed him struggling with a Harcourt Trophy Series 3.2 level book4. She used
some of the Wilson methods in her class on a day-to-day basis. (NT 195-196,
460-461, 467-469, 481)
16. During the 2003-04 school year, Student completed the second half of the
third grade reading book such that he started the following year at the
beginning fourth grade reading book having made six months’ progress in
reading over the 2003-2004 school year
5. (NT 522-24).
17. Regarding written expression, the 2003-2004 IEP carries an annual goal
that, “Student will increase his reading and language arts skills” with the
following short-term objectives: Student will improve written expression
(expected level 3 out of 4 as evaluated by the Rubric), Student will
complete weekly book reports (same level and criterion) and Student will
complete daily journal activities (Same level and criterion). (S-2)
18. Regarding social skills, the 2003-2004 IEP carries an annual goal of
“Student will increase appropriate social skills in all school settings” with
the following objectives: Student will increase interactive skills with
peers (expected level 80% assessed by charting), Student will increase
interactive conversation skills (same level same criterion), Student will
increase appropriate play skills (same level same criterion). (S-2)
19. Student’s 2003-2004 IEP also carries speech/language goals and
objectives. Two of the objectives toward improvement in social/pragmatic
language relate to the previous social skills goal and are: identify and
4 Given his ending third grade with a 2.7 reading level it is unclear how or when the use of a 3.2 level book
occurred.
5 The record cannot reliably yield a more precise statement regarding progress. The District used the
Woodcock Reading Mastery Revised and the Key Math in the 2002-2003 school year and the new version
of the KTEA (second edition) in the 2003-2004 school year. (NT 519-520) Student’s scores were lower on
the second administration, but is it impossible to deduce from the data in the record whether this was a
function of the change in test instruments or a deficit in progress. This hearing officer, a clinical and school
psychologist, affirms from her own professional experience that when a test yielding cognitive or
achievement scores is updated, test subjects generally fare less well with the new edition than with older
editions of the same test and older comparable tests.
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eliminate off the topic comments/questions during a conversation or
activity and maintain a conversation for at least four exchanges. Both
these objectives are to be accomplished at the 80% level as assessed by
data collecting and charting by the speech/language therapist. (S-2)
20. The 2003-2004 IEP does not contain any specially designed instruction.
(S-2)
21. During the 2003-2004 school year, Student was placed in an autistic support class
with other students who were all 5th graders6. At the September 2003 IEP
meeting it was explained to the Parents that, as there was only one aide to
accompany the class to mainstream classes, he went to 5th grade mainstream
social studies and science with the rest of his autistic support class instead of
going to 4th grade mainstream classes. (NT 71-72, 78)
22. The Parents did not ask for any alternative mainstreaming plan but also were not
made aware of an alternative. (NT 85)
23. At no time did anyone from the District or the IU suggest to the Parents that
Student could be mainstreamed at his 4th grade level. (NT 87)
24. When he was mainstreamed with the 5th graders all the autistic support students
sat in a group in one section of the regular education classroom and were assisted
by the aide. (NT 80)
25. Student could not read the science textbook, and his Parents did a considerable
amount of work at home helping him with his science (constellations) and his
social studies (continents) worksheets. (NT 82, 86)
26. The special education teacher was unaware of what assistance Student was
receiving from the aide for science and social studies in regard to assignments and
was unaware of whether Student received any modifications on his science and
social studies tests. She was unsure of what assistance Student required or
received in the area of organization. (NT 492, 494)
27. Student never received the complete 4th grade science or social studies
curriculum, although the Parents questioned how he would receive the
instruction/information. (NT 72, 78)
28. During the following year, the special education teacher presented “some of the
same concepts because it was a mixture of 4th and 5th grade. So, I did some 4th
6 This classroom was chosen because the previous spring the Parents objected to the makeup of the group
of students Student was with, citing behavioral and social problems in the class as reported by Student, and
asked that he not be with this group the following year. (NT 161-166)
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grade concepts, which Student didn’t have the year before. And (in) the 5th grade
we just did it in a different way.” (NT 535).
29. Although his Parents did not believe that Student was receiving academic
educational benefit from the mainstreaming in 2003-2004 they thought that
perhaps he was receiving social benefit. (NT 84-85)
30. Student received speech/language therapy one day each week to work on
improving his social skills. Specific areas addressed included “receptive and
expressive language, written language, and his social skills.” (N.T. 783-785, 788-
789).
31. The Parents asked that Student be allowed to sit with regular education students
during lunch. However, the special education teacher didn’t think that he would
be comfortable “with other kids, if he would make any progress with social skills”
so nothing was done. (NT 502-503)
32. Although the special education teacher noted that in the lunchroom Student didn’t
talk to the students at his table, and sometimes faced the wall [redacted] she did
not initiate a strategy for increasing Student’s socialization in the lunchroom and
there is no evidence that she attempted to involve the speech/language therapist
who worked on social skills in the classroom. (NT 507)
33. According to his special education teacher, Student was not a behavior
problem at all7, but he did have difficulty tolerating the other students
“when they got a little out of hand”. (NT 497)
34. The last year that Student participated in academic mainstream classes was
the 2003-2004 school year, his 4th grade year, when he received 5th grade
curriculum content in science and social studies. (NT 70)
2004-2005 School Year – Provision of FAPE
35. No regular education teacher was present for or participated in Student’s IEP
meeting for the 2004-2005 school year. (S-2, S-9, P-7)
36. At the September 2004 IEP meeting the Parents were informed that it had been
decided that Student would not be mainstreamed for academic subjects, as
mainstreaming had not been successful the previous year, the course content
would be the same and the teacher would be the same one as the previous year8.
(NT 88, 168)
7 However, in the IEP there is an annual goal related to increasing appropriate school behaviors, which
seems to be pertinent to another student, “[name redacted]”. The special education teacher surmised that
this may have been a computer error. If “[name redacted]” is a member of Student’s class this may violate
[that child’s] FERPA rights.
8 In other words, as Student had participated in 5th grade social studies and science the previous year as a 4th
grader, now as a 5th grader he would have been assigned to the same 5th grade science and social studies
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37. The previous year was deemed unsuccessful by the IU staff because Student had
required a high level of support in the mainstream subjects and had not grasped
any of the concepts even with the aide. (NT 92-94, 97, 169)
38. The Parents were “shocked” that the mainstreaming had been deemed
unsuccessful, as Student had obtained A’s and C’s on his report card in science
and social studies. (NT 168-170)
39. Although they were told that the ultimate decision was up to them as to whether
or not Student would be mainstreamed for a repeat in the 5th grade science and
social studies classes, they were not given any other options for Student to be
mainstreamed academically when they asked. (NT 170-171)
40. For the 2004-2005 school year Student was not mainstreamed for science or
social studies. (NT 87)
41. During the 2004-2005 school year Student was only mainstreamed for specials.
He went to specials first period. Depending on the day of the week the special
might only be for a half-hour and if the bus were late the time also would be cut
short. (NT 100-101, 158)
42. The special education teacher testified that she did not do the Wilson reading
program with Student during the 2004-2005 school year other than to remind him
to use his skills. (NT 550, 656-658)
43. Because Student progressed through half of the curriculum during the 2003-2004
school year, a six-month benchmark for progress was used in his IEP for the
2004-05 year. (N.T. 524; SD-9).
44. During the 2004-2005 school year, (fifth grade) Student covered the
second half of the fourth grade math book and covered portions of the
fourth grade reading book. (NT 524, 526-27)
45. Testing with the Kaufman Tests of Educational Achievement, Second
Edition (KTEA-II) administered in September 2004 and readministered in
June 2005 by District personnel indicated academic progress in all areas
class with the same curriculum with the same teacher. (NT 96-100) As reflected in the record, the hearing
officer allowed the Parents’ attorney to lead the witness on this particular point, over the objection of the
District’s attorney, as the witness was extraordinarily anxious and difficult to examine on direct and cross.
Although the written record does not reflect this, during this witness’s testimony there were long pauses
between many of the questions and answers, some as long as one or two minutes, and the first hearing
session was being conducted at night. This difficulty continued into the second session to the point where
the hearing officer called a sidebar conference with the two attorneys to try to ascertain what the difficulty
was and what might help (NT 155-156)
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expressed in grade equivalents9 as follows (9/04//6-05): Letter and Word
Recognition 3.1//3.8; Reading Comprehension 4.10//6.8; Nonsense Word
Decoding 3.5//6.2; Word Recognition Fluency 3.1//3.5; Written
Expression 1.10//2.2; Spelling 1.10//2.2; Math Concepts and Applications
5.5//7.6; Math Computation 3.8//5.2. (S-32)
46. Testing done in March 2005 for a parentally-obtained IEE included
administration of the Wechsler Individual Achievement Test, Second
Edition (WIAT-II). Grade equivalents
10 are as follows: Word Reading
4.2; Pseudoword decoding 5.2; Reading Comprehension 8.7; Written
Expression 3.2; Spelling 1.9; Numerical Operations 5.2; Math Reasoning
7.2. (S-17)
47. Each evaluator acknowledged that the scores she obtained were
comparable to the scores obtained by the other evaluator. Notably, at the
end of the 2004-2005 school year the patterns revealed at or above grade
level ability in math, above grade level reading comprehension, below
grade level reading decoding, and significantly below grade level written
expression and spelling
11. (NT 613-614; 733-736, 750, 767-68; S-17, S-
32)
48. Student took the fifth grade PSSA test in reading and math during the 2004-05
school year, scoring at the proficient level in both subjects. (S-41).
49. Regarding written expression, Student’s 2004-2005 IEP carries the annual goal,
“Student will increase his written expression skills” with three short-term
objectives: Student will write complete sentences (expected level of achievement
was “3 out of 4” as evaluated by the Rubric), Student will increase spelling skills
(90% on spelling tests), Student will use appropriate capitalization and
punctuation (no expected level or evaluation criterion). (S-9)
50. Under a speech/language goal geared toward improved comprehension and use of
vocabulary and concepts, there is one short term objective that relates to written
expression: use two sources in order to gain information to construct a five
sentence paragraph including a topic sentence, three details and a closing
sentence. (S-9)
9 Grade equivalents are not as robust an indicator of academic status as are standard scores or percentile
ranks, but in a pre-post testing set they can provide useful information regarding progress.
10 See above. Although standard scores and percentile ranks are recorded, grade equivalents are used here
for purposes of comparison with the District’s measures.
11 An ability-achievement discrepancy analysis performed by the independent evaluator revealed
that Student performs significantly below expectations academically, given his cognitive level, in
the areas of Word Reading, Written Expression, Spelling, and Numerical Operations. (S-17)
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51. Regarding social skills, Student’s 2004-2005 IEP carries the annual goal, “Student
will increase appropriate social skills” with three short term objectives: Student
will increase appropriate interactive skills (80% evaluated by teacher
observation), Student will increase conversation skills (no level, assessed by
charting), Student will increase appropriate play skills (no level, no assessment
criterion). (S-9)
52. Under a speech/language annual goal related to improvement in pragmatic/social
language skills, several objectives address interactive skills, conversation skills,
and play skills: initiate a conversation using open-ended questions in order to
identify a similarity between conversation partners, accept constructive criticism
and rejection during large group activities, and use and comprehend nonverbal
communication signals – body language, facial expression, gestures, tone of voice
and appropriate eye contact. These objectives are pitched to an 80% level as
assessed by data collection and charting by the speech/language therapist. (S-9)
53. Unlike the previous IEP, the 2004-2005 IEP did contain specially designed
instruction, albeit limited. There is no provision, related to the stated Needs
(improve basic reading skills, improve spelling skills, improve written
expression), for a structured reading program or a structured writing program. (S-
9)
54. Although the 2004-2005 IEP notes that Student’s disability affects his
involvement and progress in the general education curriculum, in among other
things, a “need for (a) high level of structure and routine” and “difficulties with
attending” the specially designed instruction does not include specially designed
strategies to assist Student with structure and organization, or with improving his
attention. (S-9)
55. Although the 2004-2005 IEP provides for a “token economy” with “earned
points/45 minute periods” there is no indication on the IEP regarding for what
behaviors Student will earn points, nor is there a behavior plan to assist/structure
Student in earning points, nor is there a demonstrated need in the record for a
behavior modification program. (S-9)
2005-2006 School Year – Tuition Reimbursement
56. In December 2004 the Parents asked the District for a meeting to discuss
Student’s programming for the coming academic year. Up to this point, since
placement under the auspices of the IU, District personnel had not participated in
any of Student’s IEP meetings and the Parents had only had interactions with the
IU staff. (NT 112-114, 185)
57. The Parents felt that the program “was not working” as they were having Student
tutored privately in reading and were working with him themselves on his other
subjects. (NT 115-116)
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58. The meeting took place on January 7, 2005. It was not an IEP meeting, but rather
a meeting where the Parents hoped to express their concerns and to explore where
Student’s placement for the next year would be. (NT 117-118)
59. Attendees at the January 2005 meeting were the Parents, the IEP team members
from the IU program and the District’s Supervisor of Special Education for grades
5 through 8. (NT 118, 844)
60. The IU special education supervisor informed the Parents that there was a class
available for Student at Middle School in the District, which contained a mixture
of children with Asperger’s Syndrome and Pervasive Developmental Disorder,
there was an existing Asperger’s level class at Middle School in [another] School
District that might be a suitable placement, and the IU might be opening an
additional Asperger’s class in the District. (N.T. 384, 385).
61. Parents knew that each of these placements represented an option to place Student
in an autistic support classroom in a middle school. (NT 193, 387).
62. The Parents had objections to the placement at Middle School. (NT 193)
63. The Parents asked the District’s special education supervisor if they could look at
programs outside the District and he said that they could. (NT 121)
64. In February the IU special education supervisor advised the Parents that the
program discussed in January to which the Parents had objections was not going
to work for Student, but that another autistic support program would be available
at another school, and the Parents should arrange to visit because it would be a
good fit for Student if a new Asperger’s classroom was not opened up in the
District. (NT 121-122, 390-391)
65. The IU special education supervisor gave the Parents, “the caveat that if … a
classroom in the District … was availabl e, [] might not be the placement for the
next year, but it would be similar in term s of the type of students, the type of
instruction, the type of mate rials, the set-up of the cla ssroom, et cetera, to [the]
classroom if [the IU] established it in [the District].” (NT 391)
66. The IU special education supervisor, on four different occasions, recommended
that the Parents visit (February 8 and 24, April 12 and May 17). (NT 390- 392,
395).
67. Although the Parents arranged a visit, just before the scheduled visit in early April
the IU special education supervisor telephoned and told the Parents that the
program was not going to take students outside the [other] School District. The
Parent cancelled the visit. (NT 123-124, 136)
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68. The IU learned that a new Asperger’s level autistic support classroom was
opening in the District on May 4, 2005, and a teacher for the classroom was hired
on May 13, 2005. (NT 393-394).
69. On May 17, 2005, the IU special education director notified Parents that Student
would be placed in the new autistic support classroom to be located in the
District. (NT 395)
70. In the meantime the Parents had been investigating and visiting about five schools
on their own and at the beginning of June they informed the District by email that
they were considering [the private school] for Student. (NT 137-138, 142)
71. The Parents’ criteria for selection of a school were the capacity to address
Student’s reading and math needs, to address core content in science and social
studies and to address his socialization needs. (NT 142)
72. On June 1, 2005, Parents notified the District that they had enrolled Student at
[the private school] and requested a meeting to “formally disapprove Student’s
placement for the 2005-2006 school year.” (S-21; P-15)
73. The District’s director of special education responded by e-mail to the Parents on
June 3, 2005, stating that Student’s current placement was appropriate, the
District would not pay for tuition at [the private school], and Student’s
recommended placement for the 2005-06 year was an autistic support placement
at a middle school in the District. (S-22)
74. A NOREP was issued to Parents on June 3, 2005, advising that Student would be
placed in the IU autistic support program at a middle school in the District for the
2005-06 school year. (S-24)
75. The Parents rejected the NOREP on June 16, 2005, on the basis that the District
“had not proposed an appropriate pr ogram,” and requested a pre-hearing
conference. (S-23, SD-24; P-12).
76. On June 23, 2005, Parents were notified that Student’s classroom would be
located at the Middle School and were provided with the name of the teacher. (S-
40)
77. A final placement letter confirming Student’s placement for the 2005-06 school
year was sent to Parents on August 1, 2005. (S-29).
78. The District’s 2005-2006 school year began on August 30, 2005. (NT 138, 277-
278)
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79. An IEP meeting was conducted on August 23, 200512. (S-30; P-14).
80. No regular education teacher was present for the August 23, 2005 IEP meeting to
plan Student’s program for the 2005-2006 school year. (S-30, P-7)
81. At the IEP meeting, the District presented the 2004-2005 IEP as a working draft
and the District’s special education director made handwritten notes to amend the
draft. (S-30)
82. The 2005-2006 proposed IEP included some appropriate additions. However,
insofar as any element of the 2004-2005 IEP critiqued above was not modified or
eliminated, the 2005-2006 proposed IEP remained deficient. (S-9; S-30)
83. Student’s proposed program did not include specialized reading instruction and
did not include specialized instruction related to his written expression needs. (S-
30)
84. As during the 2004-2005 school year, the District’s proposal for 2005-2006
provided that Student would receive all his academic instruction within the self
contained autistic support classroom, with his being included in regular education
only for special subjects. (S-30)
85. The District issued a NOREP, which the parents received in early September and
disapproved on September 8, 2005. (S-31)
[The private school]– Parents’ Unilateral Placement
86. [The private school], whose parent company is [redacted] is licensed as an
alternative placement for disruptive youths. (NT 916)
87. [The private school] is a licensed private academic school but it is not licensed as
a special education school. However, about 40% of [the private school’s]
students would qualify for special education. (NT 917, 941)
88. Students with varying disabilities are placed at [the private school] through school
districts and some other students are placed privately. (NT 917)
89. Most of the district-placed students are disruptive youths who require an
alternative placement. (NT 963-64)
12 A pre-hearing conference was scheduled for July 7, 2005, but the conference did not take place because
the District had not previously been advised that Parents’ attorney would be attending and an attorney for
the District was not present. (N.T. 870-71).
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90. On September 15, 2005 the coordinator of the special education department at
[the private school] informed the District’s psychologist that Student was the
youngest student in [the private school], that there were 65 students, that students
ranged from 6th through 12th grade13, and that there were only three middle
school-age children in the school.14 (NT 730)
91. [The private school] implements IEPs for students placed by their school districts
through [the private school but it] does not create its own IEPs for privately
placed youths. (NT 918)
92. At [the private school] the students are placed in a large room subdivided into
individual study carrels, and many different activities take place simultaneously in
the room. The District’s psychologist found the room noisy for a child such as
Student, who is easily distracted. (NT 727)
93. In Student’s educational program at [the private school] he is alone or with just
one other student for most of his classes (he is with one student for language arts,
one student for zoology, two students for social studies, and two students for
gym). (NT. 589, 626-27, 725, 920, 948-949).
94. Student receives no speech and language therapy and no formal social skills
instruction at [the private school]. There is no speech/language therapist on staff
at [the private school]. Social skills instruction is limited to once or twice a
month when the special education coordinator might take the Asperger’s students
in small groups for direct social skills instruction.
15 (NT 923-924, 943-944, 948-
952)
95. [The private school] does not use any specific program for language instruction16
for Student. (NT 925)
96. [The private school] does not have a specific writing program for Student; he uses
a computer and at this point is encouraged to, “just get his thoughts out”. (NT
925)
97. The [private school’s] special education coordinator opined that Student has
exhibited anxiety and stress, and is being taught to use yoga as a preventative
13 Student is a 6th grader.
14 Currently, according to the witness from [the private school], there are approximately 15 students in the
junior high grades. (NT 918, 946)
15 In agreement with the District, the Parents’ independent evaluator believes that Student continues to
require direct social skills instruction to communicate and interact with his peers. (NT 626)
16 The special education coordinator from [the private school] obviously interpreted Parent counsel’s
question as being related to communication other than reading and writing, as she avowed being a
“follower of Greenspan” noting [the private school] doesn’t “use like a Lovaas treatment or anything like
that here. We don’t do the trial and error kind of thing here with them”. (NT 925)
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measure when he feels overwhelmed. Although there is a social worker, there is
no psychologist on staff. (NT 930-931, 952-953)
Credibility of Witnesses
The witnesses who appeared for both parties were credible, with the exception of the
witness from [the private school] (see below). The testimony of the IU psychologist and
the Parent’s independent psychologist was particularly focused and helpful, as was that of
the IU speech/language therapist.
Discussion and Conclusions of Law
Legal Parameters
Special education programming and placement issues are currently governed by the
Individuals with Disabilities Education Improvement Act of 2004 (“IDEIA”), which took
effect on July 1, 2005, and amends the Individuals with Disabilities Education Act
(“IDEA”). 20 U.S.C. § 1400 et seq. (as amended, 2004). The events in the instant matter
occurred during a time period spanning the IDEIA and the previous statute, IDEA 1997.
There are no substantive differences between the IDEIA and the IDEA in the relevant
provisions governing this matter.
In November 2005 the U.S. Supreme Court held that, in an administrative hearing, the
burden of persuasion regarding the appropriateness of an offered IEP and program is
properly placed upon the party seeking relief. Schaffer v. Weast, 126 S. Ct. 528, 537
(2005). The Third Circuit addressed this matter as well more recently. L.E. v. Ramsey
Board of Education, 435 F.3d. 384; 2006 U.S. App. LEXIS 1582, at 14-18 (3d Cir.
2006). The party bearing the burden of persuasion must prove its case by a
preponderance of the evidence. See 20 U.S.C. § 1415(i)(2)(C)(iii). Thus, in this hearing
the Parents had to convince the hearing officer by a preponderance of the evidence that
the District did not provide FAPE to Student during the 2003-2004 and the 2004-2005
school years and that the District failed to propose an appropriate program and placement
for him for the 2005-2006 school year. Additionally, having unilaterally enrolled Student
in a private placement, the Parents also bore the burden of demonstrating that the private
placement is appropriate.
With this legal basis in mind, an examination of the issues follows.
Provision of FAPE during 2003-2004 and 2004-2005
Did the y School District fail to provide Student with a free appropriate public education
in the least restrictive environment for the 2003-2004 and/or the 2004-2005 school
years?
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Having been found eligible for special education, Student is entitled by federal law, the
Individuals with Disabilities Education Act as Reauthorized by Congress December
2004, 20 U.S.C. Section 600 et seq. and Pennsylvania Special Education Regulations at
22 PA Code § 14 et seq. to receive a free appropriate public education (FAPE). FAPE is
defined in part as: individualized to meet the educational or early intervention needs of
the student; reasonably calculated to yield meaningful educational or early intervention
benefit and student or child progress; provided in conformity with an Individualized
Educational Program (IEP).
A student’s special education program must be reasonably calculated to enable the child
to receive meaningful educational benefit at the time that it was developed. (Board of
Education v. Rowley, 458 U.S. 176, 102 S. Ct. 3034 (1982); Rose by Rose v. Chester
County Intermediate Unit, 24 IDELR 61 (E.D. PA. 1996)). The IEP must be likely to
produce progress, not regression or trivial educational advancement [Board of Educ. v.
Diamond, 808 F.2d 987 (3d Cir. 1986)]. Polk v. Central Susquehanna IU #16, 853 F.2d
171, 183 (3rd Cir. 1988), cert. denied, 488 U.S. 1030 (1989), citing Board of Education v.
Diamond, 808 F.2d 987 (3rd Cir. 1986) held that “Rowley makes it perfectly clear that the
Act requires a plan of instruction under which educational progress is likely.” (Emphasis
in the original). The IEP must afford the child with special needs an education that
would confer meaningful benefit. Additionally, the court in Polk held that educational
benefit “must be gauged in relation to the child’s potential.”
Districts need not provide the optimal level of service, or even a level that would confer
additional benefits, since the IEP as required by the IDEA represents only a basic floor of
opportunity. Carlisle Area School District v. Scott P., 62 F. 3d at 533-534. What the
statute guarantees is an “appropriate” education, “not one that provides everything that
might be thought desirable by ‘loving parents.’” Tucker v. Bayshore Union Free School
District, 873 F.2d 563, 567 (2d Cir. 1989). If personalized instruction is being provided
with sufficient supportive services to permit the student to benefit from the instruction the
child is receiving a “free appropriate public education as defined by the Act.” Polk,
Rowley. The purpose of the IEP is not to provide the “best” education or maximize the
potential of the child. The IEP simply must propose an appropriate education for the
child. Fuhrman v. East Hanover Bd. of Educ., 993 F. 2d 1031 (3d Cir. 1993).
The IEP for each child with a disability must include a statement of the child’s present
levels of educational performance; a statement of measurable annual goals, including
benchmarks or short-term objectives, related to meeting the child’s needs that result from
the child’s disability to enable the child to be involved in and progress in the general
curriculum and meeting the child’s other educational needs that result from the child’s
disability; a statement of the special education and related services and supplementary
aids and services to be provided to the child...and a statement of the program
modifications or supports for school personnel that will be provided for the child to
advance appropriately toward attaining the annual goals (and) to be involved and
progress in the general curriculum...and to be educated and participate with other children
with disabilities and nondisabled children; an explanation of the extent, if any, to which
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the child will not participate with nondisabled children in the regular class... 34 CFR
§300.347(a)(1) through (4)
An IEP must be crafted in such a manner that, provided it is implemented, there is
a reasonable degree of likelihood that the student will make educational progress.
Implementation of an appropriate IEP does not guarantee that the student will
make progress. However, in examining Student’s 2003-2004 IEP on its face,
considering the “four corners of the document” so to speak, this hearing officer
has concluded that the IEP was not appropriate in the specific areas of written
language and social skills, and does not contain any specifically designed
instruction.
Regarding written expression, the 2002-2003 annual goal to “increase reading and
language arts skills” is a goal that applies to any child in any school in any grade.
Further, the short-term objectives involving “improv(ing) written expression”,
“complet(ing) weekly book reports” and “complet(ing) daily journal activities”
can apply to any child in any grade. Moreover the expected level of achievement,
“3 out of 4” is meaningless and the method of evaluation, “Rubric” is equally
meaningless.
Regarding social skills, the 2003-2004 IEP carries an annual goal that Student
will “increase appropriate social skills in all school settings”. Again this is a
praiseworthy target for any child in any school in any grade. The objectives,
“increas(ing) interactive skills with peers”, “increas(ing) interactive conversation
skills” and “increas(ing) appropriate play skills” are diffuse and non-specific and
the expected level of 80% assessed by charting does not provide a framework
within which the educational staff, let alone the Parents, can gauge progress.
Although the 2003-2004 IEP also carries speech/language goals and two of the
objectives relate to the social skills goal (identify and eliminate off the topic
comments/questions during a conversation or activity and maintain a conversation
for at least four exchanges), neither the “80%” expected level of achievement nor
the “data collecting and charting by the speech/language therapist” provide a
robust method of assessing and reporting progress.
It is particularly notable that the 2003-2004 IEP does not contain any specially
designed instruction. Given Student’s deficits in reading decoding and encoding
(spelling), and in written expression, to be appropriate the IEP would have had to
specify an organized sequential program designed to address these needs.
Although the teacher was Wilson-trained there is no evidence that she
systematically provided the program. There is no suggestion that Student was
exposed to a specific sequential writing program.
Although an IEP needs to be judged on its merits at the time it was written, a
lookback at Student’s progress could be helpful. Unfortunately, there is no
reliable set of pre-post data assessment data in reading or writing that discretely
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covers the 2003-2004 school year. Confounding the problem is the fact that the
Parents independently provided the Wilson reading program for Student, and
although they maintain that any reading progress he made was solely due to their
private efforts and not to the District’s program, this position is not defensible and
contradicts common sense. Therefore, as regards reading progress, the only
concrete information that is credible is that during the 2003-04 school year,
Student completed the second half of the third grade reading book such that he
started the following year at the beginning fourth grade reading book having made
six months’ progress in reading over the 2003-2004 school year.
Turning to the 2004-2005 school year, an examination of the IEP reveals specific
concerns that render it inappropriate on its face.
As was the case in the 2003-2004 IEP regarding written expression, Student’s 2004-2005
IEP carries an annual goal, “Student will increase his written expression skills” and three
short-term objectives: write complete sentences (expected level of achievement was “3
out of 4” as evaluated by the Rubric), increase spelling skills (90% on spelling tests), and
use appropriate capitalization and punctuation (no expected level or evaluation criterion)
that are so vague as to be applicable to any child in any school in any grade, and defy
measurement, as for example, the length of the sentences is not specified nor whether
they are to be simple, complex, or compound; the level of the spelling words is
unspecified and the particular punctuation rules and capitalization rules to be taught are
not specified. As previously the “3 out of 4” level is inscrutable, and is no better than the
absence of a level and a criterion regarding mechanics.
Under a speech/language goal geared toward improved comprehension and use of
vocabulary and concepts, there is one short term objective that relates to written
expression: use two sources in order to gain information to construct a five sentence
paragraph including a topic sentence, three details and a closing sentence. Although this
appears at first glance to be specific, there is no information about the type of sentence,
the grade level of expected performance and criteria for mastery.
Regarding social skills, Student’s 2004-2005 IEP carries the annual goal, “Student will
increase appropriate social skills” and three short term objectives: increase appropriate
interactive skills (80% evaluated by teacher observation), increase conversation skills (no
level, assessed by charting), and increase appropriate play skills (no level, no assessment
criterion). These are general and vague and not measurable, as were the goals and
objectives for the previous year. However, under a speech/language annual goal related
to improvement in pragmatic/social language skills, several objectives address interactive
skills, conversation skills, and play skills: initiate a conversation using open-ended
questions in order to identify a similarity between conversation partners, accept
constructive criticism and rejection during large group activities, and use and
comprehend nonverbal communication signals – body language, facial expression,
gestures, tone of voice and appropriate eye contact. These objectives are appropriate and
specific, although the meaning of the “80% level” is not clear.
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Unlike the previous IEP, the 2004-2005 IEP did contain specially designed instruction,
but it is limited. As in the previous year, there is no provision, related to the stated Needs
(improve basic reading skills, improve spelling skills, improve written expression), for a
structured reading program or a structured writing program. Additionally, although the
2004-2005 IEP notes that Student’s disability affects his involvement and progress in the
general education curriculum, in among other things, a “need for (a) high level of
structure and routine” and “difficulties with attending” the specially designed instruction
does not include specially designed strategies to assist Student with structure and
organization, or with improving his attention. It is possible that the “token economy”
with “earned points/45 minute periods” could address these concerns, there is no
indication on the IEP regarding for what specific behaviors Student would earn points,
nor is there a behavior plan to assist/structure Student in earning points, nor is there a
demonstrated need in the record for a behavior modification program.
Having addressed Student’s program as articulated in his 2003-2004 IEP and his 2004-
2005 IEP, we now turn to the question of placement. IDEA sets forth the presumption
that a child must be educated in the least restrictive environment appropriate for the child,
and mandates that states ensure that:
To the maximum extent appropriate, children with disabilities are educated with
children who are not disabled, and special classes, separate schooling, or other
removal of children with disabilities from the regular educational environment
occurs only when the nature or severity of the disability of a child is such that
education in regular classes with the use of supplementary aids and services
cannot be achieved satisfactorily. 20 U.S.C. Section 1412(a)(5)(A)
This requirement was unequivocally enforced in Oberti v. Board of Education of the
Borough of Clementon, 995 F.2d 1204, 1215 (3d Cir. 1993), a landmark case. Under
Oberti, in deciding whether a school district has included an eligible child in regular
education to the maximum extent appropriate, consideration must be given to: 1) the
efforts of the school district to include the student in a regular education classroom with
supplementary aids and services; 2) the educational benefits available to the child in the
regular classroom, and 3) any possible negative impact on the education of the other
students. The burden of proof rests with the school district to prove that its proposed
program complies with the mainstreaming requirement. Before moving a student into a
more restrictive setting, it must first be determined that placement in the regular
education classroom cannot be achieved satisfactorily. Even if such is the case, the
district must still include the student in regular education programming to the maximum
extent appropriate. Id. at 1218.
The range of supplementary aids and services includes
resource rooms and itinerant instruction, speech and language therapy, special
education training for the regular teacher, behavior modification programs, or any
other available aids or services appropriate to the child’s particular disabilities. Id.
at 1216, quoting Greer, 950 F.2d at 696.
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In Girty v. School District of Valley Grove, 163 F.Supp.2d 257 (W.D. Pa. 2001), the
district court held
The IDEA does not require disabled children to receive the same educational
experience as nondisabled children, and recognized that disabled children may
benefit from regular education differently than nondisabled children. Stated
differently, the relevant focus is whether (the student) can progress on his IEP
goals in a regular education classroom with supplementary aids and services, not
whether he can progress at a level near to that of his nondisabled peers.
Further, a child with a disability may not be removed from education in age-appropriate
regular classrooms solely because of needed modifications in the general curriculum. 34
C.F.R. § 300.552(e) If a School District has given no serious consideration to including
the child in less restrictive classes with supplementary aids and services, and to
modifying the curriculum to accommodate the child, then it has most likely violated the
IDEA’s mainstreaming, or LRE, directive. Oberti, 995 F.2d at 1216. The LRE
presumption is rebutted only if it is objectively determined that no set of services can
feasibly be established to allow the child to succeed in the regular class. In making this
determination, factors such as class disruption, distortion of the curriculum for the class
as a whole and cost can be taken into account.
The IDEA does not permit schools to make mere token gestures to accommodate
handicapped students; its requirement for modifying and supplementing regular
education is broad. Girty, supra.
This hearing officer finds that for the 2003-2004 and the 2004-2005 school years, the
District failed to provide Student with a special education program in the least restrictive
environment. There was no evidence supporting the proposition that Student could not
be educated with typically developing peers, with supports and services, in the regular
education environment in his home school. Although behavior problems would not serve
to exclude a child from regular education unless they were extreme, it is nonetheless
notable that Student’s classroom behaviors were appropriate and that he was not
disruptive. There was no evidence that, for the 2003-2004 school year or for the 2004-
2005 school year the District17 made any attempts to accommodate Student in a grade
appropriate regular classroom, or that anyone at all involved in planning Student’s
programming even gave consideration to any alternatives to his continuing to be placed
in the self-contained autistic support classroom. Notably and in a procedural violation
that exemplified the District’s entire approach to LRE for Student, no regular education
teacher was present for the IEP meeting for either year. The law requires that a regular
education teacher be included in IEP meetings if a child is or may be participating in the
regular education environment to help in development of the regular education
environment and general curriculum aspects of the IEP. 34 CFR 300.346(d) The law also
mandates the IEP team include an LEA or school district representative who is
17 This hearing officer understands that the IU was the District’s partner in educating Student. However as
the agent ultimately responsible for provision of FAPE to this student, and the defendant party in this
hearing, the District alone is referenced in the discussion.
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knowledgeable about both the general curriculum and school district resources, and who
is authorized to make decisions on behalf of the school district. 34 CFR 300344(a)(4).
Even if the District were correct in determining that a self-contained autistic support
classroom represented the least restrictive environment appropriate for Student, the
District demonstrated disregard for the gravity of its obligation to include Student with
nondisabled peers to the maximum extent appropriate by its failure to ensure that the IEP
team included a regular education teacher, or an LEA representative familiar with the
regular education programming available in the host school.18
Given the situation that Student was removed from his home school and his home District
and placed in IU autistic support classrooms, albeit with the Parents’ agreement, there is
no persuasive evidence that supports the proposition that once the IEP team determined
that for the 2003-2004 school year he should be placed in mainstream science and social
studies he could not have attended a fourth grade regular education class for those
subjects and learned the content presented there with supports and services, specifically a
one-to-one aide or inclusion teacher and a modified textbook and modified worksheets.
The District and its partner, the IU, simply placed Student in 5
th grade science and social
studies for the sake of convenience and logistics, produced not a shred of evidence as to
why the aide could not be deployed separately with Student at another time to a fourth
grade classroom for science and social studies.
For the 2004-2005 school year, having already for no good reason other than convenience
having taken the fifth grade science and social studies curriculum, Student should then
have been afforded an individually tailored opportunity to access fourth grade science
and social studies in a mainstream classroom with support, or to at the very least attend
fifth grade science and social studies in a regular education classroom with a teacher
other than the one he had the previous year for those subjects.
Failing to provide Student with access to the Least Restrictive Environment appropriate
to meet his individual needs, the District deprived Student of the benefits of associating
with typically developing peers. It is particularly unfortunate that he was deprived of
meaningful contact with nondisabled peers in the fourth and fifth grade school settings, as
the record reflects that he is a student with socialization deficits and those years are
important for transitioning from childhood to preadolescence. The benefits of which
Student was deprived include, among other things, the opportunity to profit from
behavior modeling by typical peers, the opportunity to practice social interactions with
typically developing peers, the opportunity to make social mistakes and learn from the
natural consequences that would follow, and the opportunity to become a familiar
presence in his peer group. Education is more than academics, and a district’s failure to
promote socialization and appropriate behavior for an Asperger’s Syndrome student
constitutes a significant failure to provide FAPE.
18 Notably, and of no little import, the IEP team for the 2003-2004 school year did not include any school-
based members who were familiar with Student other than the speech/language therapist who had worked
with him two years before..
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Although the District relied on the IU to provide FAPE to Student on its behalf, with the
IU representing and standing in the place of the District when it operates programs for the
District’s students, the District should have been vigilant to ensure that the demands of
LRE were met as the District remained responsible for Student’s educational program
and placement. As the IU clearly is a “guest” in various school districts’ buildings, it is
absolutely necessary for the IU to establish with the administrations of these school
districts and these buildings clear expectations with regard to providing inclusion
opportunities for students in the IU-operated special education programs.
As regards the mandate to proactively discern and create the LRE for a student, the
District’s attention is invited to the Settlement Agreement in Gaskin v. Pennsylvania
Department of Education, No. 94-CV-4048 (E.D. Pa), a civil action filed by a certified
class of plaintiffs on June 30, 1994 and settled last year for the purposes of finally
resolving the lawsuit. Briefly, the Gaskin Settlement affirms the following
understandings: 1) The IDEA and related case law, including Oberti, require special
education students to be educated with students who do not have disabilities to the
maximum extent appropriate; 2) It is desirable that school districts increase their capacity
to provide appropriate specially designed instruction, related services, supplementary aids
and services and support to special education students placed in regular education
classrooms; 3) When the law requires that special education students receive
supplementary aids and services in order to be educated with students who do not have
disabilities to the maximum extent appropriate, such supplementary aids and services
should be a) available to all students in need of them, b) designed to provide meaningful
educational benefits, and c) provided in a manner sensitive to the need to avoid
stigmatizing special education students who receive them; 4) Pennsylvania school
districts educate all children and welcome children with special needs.
Part of the Gaskin Settlement terms, conditions and undertakings is that: The
Pennsylvania Department of Education will require school districts19 to adhere to the
requirements of the IDEA and case law, including Oberti, when making placement
decisions, including the following – 1) Students may not be removed from regular
education classrooms merely because of the severity of their disabilities; 2) When
students with disabilities, including students with severe cognitive disabilities, need
specially designed instruction or other supplementary aids and services to benefit from
participating in regular education classrooms, school districts have an obligation to
ensure that those services are provided; 3) Students’ IEP teams must determine whether
the goals in the Student’s IEP can be implemented in regular education classrooms with
supplementary aids and services before considering removal from the regular education
classroom environment; 4) School districts will consider the full range of supplementary
aids and services in regular education classrooms, based on peer-reviewed research to the
extent practicable, including modification of curriculum content, before contemplating
removal.
19 As per the Settlement, on an annual basis the Pennsylvania Department of Education will review
statewide data on all 501 Pennsylvania school districts to identify districts having data factors indicating a
need to improve in the area of LRE and will apply one of three levels, or tiers, of LRE monitoring.
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If the School District failed to provide Student with a free appropriate public education in
the least restrictive environment for the 2003-2004 and/or the 2004-2005 school years is
he entitled to compensatory education, and in what amount?
As it has been established, in the opinion of this hearing officer, that the District failed to
offer Student FAPE in the LRE for both the 2003-2004 and the 2004-2005 school years,
we now examine the issue of compensatory education.
Compensatory education is a remedy designed to provide a student with the services he
should have received pursuant to a free appropriate public education (FAPE). When a
student has been denied the due process rights or an appropriate educational program that
he should have received, compensatory education is an in-kind remedy. [Lester H. v.
Gilhool, 916 F. 2d 865 (3d Cir. 1990), cert. denied 499 U.S. 923, 111 S.Ct. 317 (1991)]
A child is entitled to compensatory education services if the child is exceptional and in
need of services and/or accommodations and if through some action or inaction of the
District the child was denied FAPE.
This hearing officer has above examined the deficiencies in Student’s program and in his
placement for the 2003-2004 and the 2004-2005 school years. In fairness to both parties,
consideration is also given to the fact that while there were deficiencies in the IEP and in
the placement; Student also derived some meaningful educational benefit during the two
years in question. This benefit is most clearly demonstrated in the pre-post results of the
KTEA-II administered in September 2004 and June 2005 by the District, the results of
the WIAT-II administered by the independent evaluator chosen by the Parents, and the
results of the PSSA administered at the end of the 2004-2005 school year.
Testing with the Kaufman indicated some academic progress in all areas.
Although there is no bright line, this hearing officer has determined that Student
made meaningful progress in the areas of reading comprehension and phonics and
in math concepts and computation. Student did not make meaningful progress in
letter and word recognition, word recognition fluency, written expression or
spelling. Although the grade equivalents obtained by the independent evaluator
using the WIAT-II tended to be higher than those obtained by the District, the
same patterns of achievement repeat themselves, as do the areas of pronounced
deficit, with word reading, spelling, and written expression being depressed.
Each evaluator acknowledged that the scores she obtained were comparable to the
scores obtained by the other evaluator. Notably, therefore, at the end of the 2003-
2004/2004-2005 school years the patterns revealed at or above grade level ability
in math, above grade level reading comprehension, below grade level reading
decoding, and significantly below grade level written expression and spelling. It
is also of note that Student took the fifth grade PSSA test in reading and math
during the 2004-2005 school year, scoring at the proficient level in both subjects.
Although an IEP does not guarantee progress, the areas in which Student did not
make progress are directly related to the areas of deficiency identified in the IEP
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(absence of a structured reading program including encoding and absence of a
structured writing program).
Education is more than academics. For Student, social skills training and practice
is an essential component of an appropriate educational program. An examination
of the IEP found a deficit in the goals and objectives for social skills, although
there were some speech/language objectives during the 2004-2005 school year
that were appropriate. Moreover, the written program deficits aside, there is little
to no evidence that the special education teacher or the aide or the
speech/language pathologist attempted creatively to coerce, to manipulate, to
instigate or to otherwise effect Student’s interaction with non-disabled peers in
such a manner as to enhance his social skills and prepare him for self-sufficiency.
Although the Parents presented Student as having above average social skills
given his Asperger’s, there was credible evidence that he did have social skills
deficits that needed to be addressed and were not.
Of critical importance is Student’s deprivation of a placement in the least
restrictive environment, as exhaustively discussed above. Aside from there being
no evidence that the District even considered not placing Student into an autistic
support class, the gestures toward academic inclusion in 2003-2004 (where he
was placed a grade above his own grade, using texts and worksheets written at
several reading levels above his own reading level, with no evidence of
modification of materials) and the exclusion from academic classes in 2004-2005
constitute a serious denial of FAPE in the LRE.
Each school week is the equivalent of twenty-five hours, translating into five
hours per day. 22 PA Code §11.3 (a). In consideration of the above analysis of
Student’s IEPs, his progress or lack thereof in academic areas, his needs for
socialization and his not being offered a placement or programming in the least
restrictive environment, compensatory education will be awarded for four hours
per day for every day Student was present in school for the entire 2003-2004 and
2004-2005 school years. These four hours represent daily academic deprivation
in the areas of science/social studies, portions of reading including encoding and
written expression, as well as daily social skills training and practice deprivation,
including not being placed in the least restrictive environments appropriate for his
needs.
The form of the compensatory education will be chosen by the Parents, and may include
any educational, tutorial, developmental, recreational or therapeutic activity that will
contribute toward the needs identified in Student’s private and school District
evaluations. The hours may not be used to substitute for services that Student should be
receiving through his IEPs should he re-enter the District or another school district. The
hours may be taken singly or in blocks and may be used after school, in the evening, on
weekends, and/or in the summer but must be used before Student turns twenty-one. The
District has the right to question the reasonableness of the cost of a service if it is not in
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line with the usual and customary rate for the service in the geographical area. The total
cost of all the services must not exceed the total cost the District would have borne
(salaries and benefits) if it were providing Student with the appropriate program and
services.
Tuition Reimbursement
It is now necessary to turn to the question of tuition reimbursement. In order for
Parents to be fully reimbursed for tuition they have paid to a private school, three
conditions must be present: 1) The program and placement offered by the District
must be inappropriate; 2) The placement unilaterally chosen by the Parents must
be appropriate. 3) Equitable considerations must favor the Parents.
Parents who believe that a district’s proposed program is inappropriate may unilaterally
choose to place their child in an appropriate placement. The right to consideration of
tuition reimbursement for students placed unilaterally by their parents was first clearly
established by the United States Supreme Court in Burlington School Committee v.
Department of Education, 471 U.S. 359, 374 (1985). A court may grant “such relief as it
determines is appropriate”. “Whether to order reimbursement and at what amount is a
question determined by balancing the equities.” Burlington, 736 F.2d 773, 801 (1st Cir.
1984), affirmed on other grounds, 471 U.S. 359 (1985).
In 1997, a dozen years after Burlington the Individuals with Disabilities Education Act
(IDEA) specifically authorized tuition reimbursement for private school placement. The
IDEIA, effective July 1, 2005, is the reauthorized version of the IDEA and contains the
same provision:
(i)In General. – Subject to subparagraph (A) this part does not require a local
education agency to pay for the cost of education, including special education
and related services, of a child with a disability at a private school or facility if
that agency made a free appropriate public education available to the child and
the parents elected to place the child in such a private school or facility.
(ii)Reimbursement for private school placement. -If the parents of a child with
a disability, who previously received special education and related services
under the authority of a public agency, enroll the child in a private school
without the consent of or referral by the public agency, a court or hearing
officer may require the agency to reimburse the parents for the cost of that
enrollment if the court or hearing officer finds that the agency has not made a
free appropriate public education available to the child in a timely manner
prior to that enrollment. 20 U.S.C. § 1412(a)(10)(C)(ii)
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Florence County Sch. Dist. Four V. Carter, 114 S. Ct. 361 (1993) had earlier outlined the
Supreme Court’s test for determining whether parents may receive reimbursement when
they place their child in a private special education school. The criteria are: 1) whether
the district’s proposed program was appropriate; 2) if not, whether the parents’ unilateral
placement was appropriate, and; 3) if so, whether the equities reduce or remove the
requested reimbursement amount.
Did the School District fail to offer or propose an appropriate program and placement
for Student for the 2005-2006 school year?
During the hearing, evidence and testimony regarding the District’s program and
placement proposal for the 2005-2006 school year centered on two factors – the
timeliness of the offer and the appropriateness of the offer. Considerably more attention
was given to the timeliness of the offer and this will be addressed first.
The IDEA and its 1999 implementing regulations provide that
At the beginning of each school year, each public agency shall have an IEP in
effect, for each child with a disability within its jurisdiction. Each public agency
shall ensure that an IEP is in effect before special education and related services
are provided to an eligible child under this part…”. 34 CFR Section
300.342(a)(b)(1)(I).
However, under the IDEIA, a district is not required to identify a specific building or
classroom within which an appropriate program is to be delivered. See 20 U.S.C. §
1401(9).
Examining the chronology of events as put forth in the Findings of Fact above, it is clear
that the District at all times was intending to provide a program and placement for
Student for the 2005-2006 school year. The District told the Parents that there were three
possibilities – an autistic support classroom at the Middle School (a placement that the
Parents did not favor), an autistic support classroom at the Middle School, and a
placement in a new classroom to be located in the District. The Parents were encouraged
to visit the classroom, as even if Student were placed in the new classroom the program
and set-up would be virtually identical. As early as January the Parents signaled their
intention to look for a placement outside the District, and pre-empted the District by
announcing their decision to place Student in a private school before the District finalized
its plans. The Parents’ argument in this regard fails, and it is the finding of this hearing
officer that the District offered Student a placement in a timely manner, well before the
start of the next school year.
We now must look to the program and placement the District offered. When the Parents
came to the August IEP meeting they had committed to [the private school] and it is
highly unlikely that they would have accepted an IEP offered by the District unless the
location of the implementation of the IEP was going to be [the private school]. If the
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District were to offer an appropriate IEP, the Parents’ claim for tuition reimbursement
would fail, as there would be a timely IEP that offered an appropriate program and
placement. As District’s counsel cited in her closing argument, when “[t]he parents have
become so singularly focused on the [private school they have already enrolled their child
in] that they appear unwilling to consider the District’s proposals in good faith,” tuition
reimbursement should be denied. In re the Educational Assignment of P. J., Special. Ed.
Op. No. 1271 (2002) (J. Cautilli, concurring opinion). Similarly, where the parents have
predetermined that they will place their child in a private school regardless of the
district’s ability to program for the child, the equities favor the district. In re the
Educational Assignment of C.S., Special Ed. Op. No. 1658 (2005).
The question then rests solely on whether the District’s program and placement offer for
2005-2006 was appropriate. For purposes of the August IEP meeting, the District
brought the existing 2004-2005 IEP (which was based largely upon the 2003-2004 IEP)
to the table as a working draft and the District’s special education director made
handwritten notes to amend the draft, creating the 2005-2006 IEP. As explained above,
this hearing officer found that neither the 2003-2004 nor the 2004-2005 IEP was
appropriate. Although the resultant 2005-2006 proposed IEP included some appropriate
additions, insofar as any element of the 2004-2005 IEP critiqued above was not modified
or eliminated, the 2005-2006 proposed IEP remained deficient. Incorporating the
discussion of the 2003-2004 IEP and the 2004-2005 IEP, this hearing officer finds of
major importance that the 2005-2006 IEP, representing Student’s proposed program, did
not include a program of specialized scientifically based reading instruction and did not
include specialized scientifically based instruction related to his written expression needs.
As was the case in 2003-2004 and 2004-2005, no regular education teacher was present
for the August 23, 2005 IEP meeting to plan Student’s program for the 2005-2006 school
year, a serious procedural violation given requirements for LRE. As during the 2004-
2005 school year, the District’s proposal for 2005-2006 provided that Student would
receive all his academic instruction within the self contained autistic support classroom,
with his being included in regular education only for special subjects. In the realm of
what should have been expected at a minimum from the District is consideration of
placing Student in regular education for science and social studies as he had been
included in these classes during the 2002-2003 and the 2003-2004 school years. There is
no evidence that the District considered having Student receive science and social studies
in the regular education classroom with an aide and there is no reason in evidence as to
why the District failed to give this option consideration. Again, as in all prior years from
second grade onward, the District planned to place Student in a self-contained autistic
support class. Again, there was no evidence that the District entertained this possibility.
It cannot be overemphasized that even if Parents are in agreement with a placement that
is not the LRE, and even if Parents campaign for a placement that is not the LRE (which
these Parents did not), districts still bear the burden of providing the LRE. For these
reasons, therefore, although the District offered a program and placement in a timely
manner, the program and placement that it offered was inappropriate programmatically
and in regard to location of intervention.
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The facts in this matter are strikingly similar to those in Special Education Opinion No.
1670, wherein the Pennsylvania Appeals Panel wrote in regard to a student with
Asperger’s educated in a self-contained classroom in a different Intermediate Unit,
“In our opinion, there are two levels to the District’s failure in this regard. First,
an attempt to include the student to the maximum extent possible was never
attempted by the District…[I]n both the de cision to place the student in a full-time
special education placement and the lack of interest in helping the student enter a
regular education setting with aids/supports/services, the District has failed to
pursue a LRE. Second, the lack of supports for the student’s socialization
skills/needs as outlined above has a LRE aspect. The student’s interaction with
peers in any meaningful way was constrained and then consistently pared back.
In short, the District failed in its duty to include the student by not attempting to
find a less restrictive environment either in terms of the location of the placement,
or in the curriculum, or in the ability of the student to interact with non-disabled
peers”.
Having found that the District did not offer an appropriate program and placement we
turn to the next step.
If the School District failed to offer or propose an appropriate program and placement
for Student for the 2005-2006 school year, was the placement unilaterally chosen by the
Parents appropriate?
Case law has established that the private school placement selected by a parent, where the
District’s program is inappropriate, does not need to conform to federal or state IDEA
regulations. Florence County 4 School District v. Shannon Carter, 126 L.Ed.2d 284
(1993). Therefore the teachers do not have to meet state requirements and the students do
not have to have IEPs generated by the school. Under the federal IDEA as interpreted by
the United States Court of Appeals for the Third Circuit in Oberti v. Board of Educ. of
Borough of Clementon School Dist., 995 F.2d 1204 (3d Cir. 1993) Student is presumed
to be entitled to the least restrictive environment, that is, the educational setting
appropriate to her needs that maximizes interaction with nondisabled students. However,
when a District has failed to provide an appropriate program, the fact that the private
school is not the least restrictive environment is not relevant. See, for example, Rose v.
Chester County I.U., No. 95-239 (E.D. of Pa., May 6, 196), aff’d. 114 F.3d 1173 (3rd Cir.
1997) and Rairdan M. v. Solanco School District, 97-CC-5864 (E.D.Pa. 1998).
Even given these relaxed standards, an examination of the [the private school], based
squarely upon the testimony of the [private school’s] special education coordinator, leads
to the inescapable conclusion that the placement chosen by the Parents is not appropriate.
[The private school] is licensed as an alternative placement for disruptive youths and
district-placed students are disruptive youths who require an alternative placement. [The
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private school] is not licensed as a special education school. When Student entered [the
private school] he was the youngest student in a student body of 65 students ranging from
6th through 12th grade, and that there were only three middle school-age children in the
school. The students are placed in a large room subdivided into individual study carrels,
and many different activities take place simultaneously in the room. In Student’s
educational program at [the private school] he is alone or with just one other student for
most of his classes. Student receives no speech and language therapy and no formal
social skills instruction at [the private school]. There is no speech/language therapist on
staff at [the private school]. Social skills instruction is limited to once or twice a month
when the special education coordinator might take the Asperger’s students in small
groups for direct social skills instruction. [The private school] does not use any specific
program for language instruction20 for Student. [The private school] does not have a
specific writing program for Student. Although the [private school’s] special education
coordinator opined that Student has exhibited anxiety and stress, and is being taught to
use yoga as a preventative measure when he feels overwhelmed, there is no psychologist
on staff.
Hearing officers are charged with determining credibility of witnesses. The [private
school] witness did not establish credibly that the program and placement was
appropriate for Student and, disturbingly, did not establish credibility regarding her
personal knowledge of the needs of students with Asperger’s (e.g. “like they have these
little quirks”) or her knowledge of appropriate instructional interventions that Student
needs (e.g. “Student…is basica lly writing with the computer, so you know, we’re really
big on, for Student especially, just to get their thoughts out, and right now
21 that’s the
point where we are at with Student”). Overall [the private school] presents with most of
the deficits that made the District’s program inappropriate for Student, and with other
negative factors as well. There is no specialized research based reading or writing
program, there is virtually no inclusion with an appropriate group of non-disabled peers22
either by age or by interest, who could provide role modeling23, and within a total student
body of 65 to 67 students there is a cadre of disruptive older youths who require
alternative placement. Although there are no doubt certain youths who need and could
thrive in a niche at [the private school], a 6th grade Asperger’s student with a learning
disability, attention issues, and possibly anxiety issues who has been raised in a loving,
supportive and close environment is highly unlikely to thrive there. It would be entirely
20 The special education coordinator from [the private school] obviously interpreted Parent counsel’s
question as being related to communication other than reading and writing, as she avowed being a
“follower of Greenspan” noting that [the private school] doesn’t “use like a Lovaas treatment or anything
like that here. We don’t do the trial and error kind of thing here with them”. (NT 925)
21 Note the date of testimony is March 14th, seven months into the school year.
22 Although the [private school] witness testified that about 40% of the students would qualify for special
education, the majority of the students are placed under the “disruptive” youth category, or the category of
students needing an alternative educational setting, and some of the privately placed students did not find
the public school challenging enough and a group of them are “very much into theater, very much into art”.
(NT 917)
23 “There’s a whole bunch of boys with the same quirks as Student. (so he can) find someone who’s into
the same kinds of things without standing out or seeming weird…He’s actually found peers who are similar
to him”. (NT 933)
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against Student’s educational, social and emotional interests for the District or this
hearing officer to sanction placement at [the private school] for Student.
As the Parents’ unilateral placement is not appropriate, they are not entitled to tuition
reimbursement. Therefore, it is not necessary to consider the last issue,
If the School District failed to offer or propose Student an appropriate program and
placement for the 2005-2006 school year, and if the placement unilaterally chosen by the
Parents was appropriate, are there any equitable considerations that would reduce or
eliminate the District’s responsibility for tuition reimbursement?
ORDER
It is hereby ORDERED that:
1. The School District failed to provide Student with a free appropriate public
education in the least restrictive environment for the 2003-2004 and/or the 2004-
2005 school years.
2. As the School District failed to provide Student with a free appropriate public
education in the least restrictive environment for the 2003-2004 and/or the 2004-
2005 school years he is entitled to compensatory education, in the amount of four
hours per day for each day that he was present for the 2003-2004 and the 2004-
2005 school years, in accord with the conditions set forth above.
3. The School District failed to offer or propose an appropriate program and
placement for Student for the 2005-2006 school year.
4. Although the School District failed to offer or propose an appropriate program
and placement for Student for the 2005-2006 school year, the placement
unilaterally chosen by the Parents was not appropriate and the Parents are not
entitled to tuition reimbursement.
5. Although the School District failed to offer or propose Student an appropriate
program and placement for the 2005-2006 school year, the placement unilaterally
chosen by the Parents was inappropriate, so there is no need for consideration of
the equities as the District has no responsibility for tuition reimbursement.
April 19, 2006
Linda M. Valentini, Psy.D.
Date Linda M. Valentini, Psy.D.
Hearing Officer
