Philadelphia City School District | Case 01491-10-11 | 2010-12-21
Pennsylvania special education due-process decision
- Case number
- 01491-10-11
- Date
- 12/21/2010
- Parties / district (official listing)
- Philadelphia City School District
- Hearing officer
- Brian Ford
- Issues (official listing)
- Compensatory Education IEP
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed from the decision to
preserve anonymity of the student. The redactions do not affect the substance of the document.
IN THE PENNSYLVANIA OFFICE FOR DISPUTE RESOLUTION
ODR No. 01491-1011 KE
DUE PROCESS HEARING DECISION CLOSED HEARING
NAME OF CHILD: [redacted] DOB: [redacted]
HEARING OFFICER: Brian Jason Ford, Esquire
HEARING DATES First Session: October 21, 2010 Second Session: November 3, 2010
RECORD CLOSED December 6, 2010
DATE OF DECISION December 21, 2010
Introduction and Procedural History
On August 25, 2010, (Student) and [Student’s] mother (Parent) requested a due process hearing against the
School District of Philadelphia (District) by submitting a Due Process Notice and Complaint (Complaint) to the
District and the Pennsylvania Office for Dispute Resolution (ODR).
1
The Complaint raises claims under the
Individuals with Disabilities Education Act, 20 U.S.C. § 1400 et seq., as amended 2004, (IDEA) and Section 504
of the Rehabilitation Act of 1973, 29 U.S.C. § 701 et seq (Section 504). It is not disputed that the District is the
_________________
1 Except for the caption in the copy of this decision sent directly to the parties, references to the Student's name and gender have
been omitted to protect the Student's privacy.
Parties to the Hearing: Representatives:
Parent[s] DAVID BERNEY, ESQUIRE
8 Penn Center
1628 JFK Blvd., Suite 1000
Philadelphia, PA 19103
SCHOOL DISTRICT OF PHILADELPHIA JUDITH BASKIN, ESQUIRE
440 N. Broad Street Assistant General Counsel
Philadelphia, PA 19130 School District of Philadelphia
440 N. Broad Street
Philadelphia, PA 19130
Page 2
Student's local educational agency (LEA) for purposes of the IDEA and Section 504.
In the Complaint, the Parent alleges several violations against the District. In sum, the Parent claims that the
District was too slow to offer special education and related services to the Student; that the process by which
such services were offered is substantively flaw; that the end result of that process a individualized education
plan (IEP) that failed to provide a free appropriate public education (FAPE) to the Student; and that the District
failed to properly implement the IEP, despite its flaws. To remedy these alleged denials, the Parent demands
compensatory education for the period of time that the Student was denied a FAPE; an appropriate IEP; and
declaratory relief that the Student's rights have been violated.
2
The District did not file a response to the Complaint. Nevertheless, the District claims that it acted appropriately
and in conformity with applicable laws at all times and that the Student received FAPE. At the same time, the
District concedes that, at a certain point, the Student's IEP called for transportation, and that transportation was
not always provided, but that this was an accommodation for the Parent, not the Student. N.T. at 46, 49.
Issues
1 Did the District commit a “child find” violation by failing to timely identify the Student as a student in
need of special education?
2 Did the District violate the Student's and/or the Parent's rights in the development of the Student's IEPs?
3 Were the IEPs offered by the District appropriate?
4 Were the IEPs offered by the District properly implemented?
Parent's Exhibit 9 and Other Multiple-Document Exhibits
Before facts are found, an explanation of Parent's Exhibit 9 (P-9) must be made.
3
P-9 is one of several exhibits
offered by the Parents that contain multiple documents. The presentation of documents at P-9, and the
corresponding testimony regarding P-9 are both frustrating and concerning. According to procedures set forth
at the start of the hearing, when an exhibit was referenced for the first time by a witness under oath, the exhibit
was considered to be moved into evidence unless the non-moving party objected to the exhibit and the objection
was sustained.
4
Exhibit P-9, in its entirety, was moved into evidence using this procedure. See N.T. at 330-333.
_______________
2 In the Complaint – and throughout the hearing – the Parent also claimed that the District withheld or is withholding the Student's
educational records. The Compliant explicitly seeks an order for the production of all of the Student's educational records.
During this hearing, it became clear that the Parent's suspicions in this regard were well-founded. However, I issued a
pre-hearing order for the production of the Student's records and I believe that the District's attorney made a good faith effort
to comply with that order (at times despite an apparent lack of cooperation from and/or coordination with her client).
Consequently, the issue of records production is moot. It should also be noted that the Parents explicitly reserved the right to
seek damages and fees in a court of appropriate jurisdiction, acknowledging that I have no authority to grant such relief.
3 All exhibits were presented by the Parent, and were marked as P-# for Parent's Exhibit #.
4 This is the common procedure in special education due process hearings.
Page 3
Exhibit P-9 is not a single document. To the credit of its counsel, the District attempted to highlight this during
the hearing. Even so, both the District and the Hearing Officer created a record that P-9 contained two
documents. See e.g. N.T. at 217. That record is incorrect, and the Parent's attorney made no attempt to correct the
misconception.
5
Upon carefully reading P-9 in the process of drafting this Decision, the Hearing Officer realized
that the exhibit actually contains eight separate documents, some of which are not in chronological order (both
within the Parent's evidence binder and within the exhibit itself). All of the documents in P-9 were drafted by
employees of the Children's Crisis Treatment Center (CCTC). CCTC provides both in-school and
home/community based behavioral services to students in the District. CCTC works, in part, from within some
of the District's buildings but is not affiliated with the District itself.
Comparing the documents within P-9 to the transcript, it is apparent that the witnesses who testified about P-9
clearly did not understand that different pages in the exhibit were parts of different documents drafted between
December of 2008 and September of 2010. At best, the witnesses incorrectly understood that P-9 was made of
only two documents. In this case, counsel for both parties certainly referenced specific page numbers when
asking questions. In doing so, the exhibits were stripped of context and the witnesses might not have been aware
that they were discussing different documents drafted at different points in time all within the same exhibit.
Given the witnesses false impressions, the weight of testimony concerning P-9 is considerably diminished.
Similarly, as a result of the way that witnesses were questioned about P-9, it is not possible to say with certainty
which document within P-9 witnesses were referencing in their responses. Although the witnesses were asked
specific questions about specific pages (if not specific words) within P-9, the exhibit in its entirety was placed
before the witnesses in a three ring binder during examination. When asked questions about P-9, the witnesses
skimmed through the entire document. This physical, nonverbal motion is clearly recalled by the Hearing
Officer, but is not reflected in the transcript. The witnesses consideration of P-9 in its entirety when answering
questions makes it virtually impossible to determine which individual documents within P-9 were actually
referenced. Despite this, the entire exhibit was moved into evidence under the established procedures.
It must be noted that presenting multiple documents as a single exhibit is permissible in special education
due process hearings. Documents such as long email chains and cumulative notes are frequently presented
this way. It is possible to create a clear record while using multiple document exhibits. In fact, testimony
regarding other multiple document exhibits in this hearing was clear – which makes the ambiguities
concerning P-9 all the more concerning.
To rectify this problem, the Hearing Officer has used his discretion and best judgment to determine whether
each of the within P-9 should be considered in the final disposition of this case. As set forth in detail herein,
documents that were clearly referenced by witnesses are considered, as are documents that clearly were drafted
with input and participation by District employees. Documents that were not clearly referenced or are not
reliable for one reason or another were not considered. In some cases, these categories overlap (e.g. a document
that clearly incorporates input from the District, but was not clearly referenced in the transcript). The Hearing
Officer's use of such documents in deciding this case was, admittedly, a 'tough call.' In the discussion below,
_______________
5 It is reasonable to assume that P-9 was prepared by the Parent's attorney. It was introduced by the Parent, though counsel.
Page 4
all of the documents within P-9 are described with an explanation as to how they were used in this decision. A
considerable portion of this Decision is taken up by these descriptions, which are necessary to explain how P-9
was and was not used. More careful exhibit preparation would have resulted in a more concise, straightforward
Decision.
The Family's Advocate
The family worked with an advocate, particularly around the time of the Student's initial enrollment. The
advocate testified. N.T. at 525-574. The Parent argues that the advocate worked in a representative capacity and
spoke with the District on her behalf. Parent claims that a document was sent to the district saying that the
advocate was her representative, but that document was not presented during this hearing. The District
acknowledges that it communicated with the advocate, and those communications contain the type of
student-specific information that is protected by student privacy laws. The District argues, however, that it did
not receive documentation indicating that the advocate served as the Parent's representative (in the legal sense)
and, therefore, was not obliged to act upon various requests made by the advocate.
I find that the advocate's communications with the District have no substantive impact on the final disposition of
this case. The advocate’s communications are about a transportation issue that is the subject of a stipulation, and
the Student's disabilities – which the District knew or should have known about regardless of the advocate's
correspondences. The Parent claims that the advocate requested an IEP for the Student in November of 2008.
Email between the advocate and the District in November of 2008 is easily construed as an IEP request. See
P-37. For reasons set forth below, the ultimate outcome of this case would be the same even if there was clear
evidence that the Parent requested an IEP herself at the same time.
Findings of Fact
THE 2008-2009 SCHOOL YEAR AND THE SUMMER OF 2009
The Student enrolled in the District for kindergarten on October 23, 2008. P-3, page 2. The Student had no
formal education, such as pre-school or head start, prior to enrollment in the District. P-3, page 4.
Between November 5 and November 21, 2008, the Student did not receive bus transportation. N.T. at
73.
The Student was also diagnosed with ADHD on November 21, 2008 by a medical doctor from Temple
University. P-6. The record contains no information as to whether the document at P-6 was shared with the
District. Nevertheless, given the documentation at P-7 and the corresponding testimony about P-7, the Hearing
Officer finds that the information contained in P-6 was shared with the District on November 21, 2008.
Notes written by the Student's guidance counselor on November 21, 2008 describe the Student as having
ADHD, OCD and a “chemical imbalance,” and say that the Student is receiving therapy from NHS. See P-7,
page 1, N.T. at 639. These notes were taken during a conversation that the guidance counselor had with the
Parent, and reflect both the Guidance Counselor's first-hand knowledge of the Student and information shared
by the Parent. N.T. at 641. The document describes an in-school behavioral incident during which the Student,
“cried, screamed, bit, spat, slapped, stomped [Student’s] feat repeatedly, scratched [and was] totally
uncontrollable, defiant [and] yelling.” This incident was reported to the guidance counselor by the Student's
teachers. N.T. at 642. These same notes indicate that the Student cannot stay still and that the Parent believes the
Page 5
Student needs medication and made an appointment “for medication” on December 8, 2008. The document
goes on to say that the appointment was canceled.
Parent testified, credibly, that the incident described in P-7 occurred on the first or second day of school, and
that the physical aggression described in P-7 was directed towards a security guard. N.T. at 68. This would have
been the first or second day of the Student's actual enrollment on October 23 or 24, 2008. The Student did not
attend school earlier due to incomplete vaccinations. N.T. at 135.
On November 23, 2008, an Northwestern Human Services (NHS) out-patient therapist wrote a letter “to the
Teachers and School of” the Student. P-5. The purpose of that letter was to verify that the Student had a diagnosis
of ADHD. The letter itself does not indicate a recipient address, or whether it was actually sent. Parent recalls
receiving the letter. N.T. at 57. She also recalls giving a copy of the letter to either the Student's “teacher or vice
principal.” N.T. at 66. The author of the letter did not testify, nor did the vice-principal. The Student's teacher (as
of the date of the letter) did testify, but was not asked about the letter. As such, the Parent did not prove that a
copy of the letter was presented to the District. The District's receipt of P-5, however, is immaterial because the
District had acknowledged the Student's diagnosis two days before P-5 was drafted.
Notes written by the Guidance Counselor on December 2, 2008 (also contained in P-7, and immediately
following the notes of November 21, 2008) report that the Student had “not yet returned to school” but that
“medication was started Thurs. 12/4/08.” [sic] P-7, page 2. The notes do not indicate how long the Student had
been out of school on December 2, 2008, but do say that the “[b]us did not pick [the Student] up today.” Id.
The notes from December 2, 2008 at P-7 are consistent with the Parent's testimony that the Student was excluded
from school after the behavioral incident on the October 23 or 24, 2008 until such time as the Student started
receiving “medication and therapy.” [CITE]. Given the consistency between the Parent's recollection of the
exclusion, the notes and P-7, and comments in P-8 indicating that the Student had returned to school for a long
enough period for the kindergarten teacher to form an opinion about the Student's post-return behaviors by
December 15, 2008, the Hearing Officer finds that the Student was excluded between October 23, 2008 and
December 3, 2008.
On December 15, 2008, CCTC, School Based Behavioral Health (SBBH) Program completed an Assessment
Summary Form. P-8. The form was completed by a Licensed Social Worker who did not testify, but who was
serving the Student as a clinician at the time of the report. Id. The report lists the reason for referral as, “Constant
behavioral problems at school and at home.” Id. The Teacher Concerns section of the form says that the Student's
teacher at that time “reported that [the Student's] behavior has been so out of control that [Student] was not
allowed back into school unless [Student] was evaluated for behavioral health services.” Id. The form goes on to
describe the teacher's concerns as follows:
Prior to being medicated, [the Student] would leave the classroom on a daily basis,
throw objects in [Student’s] classroom, and distract other children from learning. [The teacher]
reported that it was nearly impossible to teach [the Student] and the other children in the classroom when
[the Student] was in attendance. [The Student] recently received medication and [the Student's]
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teacher noted that [the Student's] behavior has changed as a result of being medicated. [The Student] is
now able to sit and learn in the classroom.”
Id. The form goes on to note that the Student no longer exhibited behavioral problems in school – both
according to observation and teacher reports – but that the Student continued to exhibit severe behavioral
problems at home. Id. Nevertheless, the form lists three in-school behaviors to be addressed in the classroom: 1)
poor social interaction/verbal aggression toward peers, 2) destructive behaviors towards property and 3)
disruptive/inattentive behaviors. Id at page 2. The form concludes that the Student will require services from
SBBH to develop pro-social skills, avoid verbal and physical aggression, succeed academically. Id at page 3.
In contrast to the form at P-8, the Student's teacher at that time testified that she did not recall the Student tearing
up the classroom, but did describe the Student as being very upset and emotional. N.T. at 282. To the best of the
kindergarten teacher's recollection, the Student began coming to school in November of 2008 – but she was
unsure of the Student's start date. The guidance counselor's notes at P7 indicate that the Student had not returned
to school as of December 2, 2008. Regardless, at first, “had difficulty” coming into the classroom N.T. 299.
However, the teacher testified that she was able to build a rapport with the Student, and the Student “came in
willingly” thereafter. Even so, the teacher was concerned about the Student’s lack of skills and referred the
Student for a Comprehensive Student Assistance Process (CASP) evaluation “to make sure that there [were]
supports in place.” N.T. at 299. Specifically, the teacher viewed the CSAP evaluation as the first step in a process
that would yield services from CCTC and tutoring. See N.T. at 300. Evidence indicates that the Student's first
CSAP referral was on January 12, 2009. P-12
CCTC completed a Comprehensive Biopsychosocial Evaluation of the Student on December 17, 2008. The
report of that evaluation, P-9, pages 1-8, was completed by a Pennsylvania Licensed Psychologist. The author
of the report did not testify, but there is absolutely nothing in the record to call the accuracy or authenticity of
the report into question. Moreover, the report relies, in part, upon information supplied by witnesses who did
testify (the Parent and the Student's kindergarten teacher). Neither witness contradicted the report in any
substantive or meaningful way. The record is not clear about whether or when the District received the report.
However, the SBBH Program Coordinator (a CCTC employee who worked in the Student's school building)
participated in the report. The Parent's testimony regarding interaction between herself, the Program
Coordinator, teachers and school administrators was candid and credible. N.T. at 68-69, 161-162, 165.
According to that testimony, the Program Coordinator worked in the Student's school building and attended
meetings with the Parent and school personnel during the 2008-2009 school year. It is difficult to imagine that
the District was oblivious to the report, but there is a dearth of testimony indicating when or if the District
actually received the it.
The evaluator observed the Student briefly in [Student’s] classroom and in the hallway to the office where an
interview was conducted. During the interview, in response to a request, the Student said, “I don't know how to
write my name!” P-9 at 3. The evaluator instructed the Student to draw a picture, and while the Student was
drawing the Student, “became very involved in the task and... began to ignore the the evaluator's questions.” In
this state, the student was unable to say [Student’s] birth day; [Student’s] home telephone number or address; the
city or state that [Student] lives in; the current month, date year or day of the week; and “gave very poor
responses when asked pragmatic social questions about what to do in emergency situations that suggested an
impulsive style.” P-9 at page 4. The evaluation does not say whether these responses were the result of a lack of
knowledge, a misunderstanding of the questions, an inability to answer the questions, and/or a total focus on the
task of drawing.
Page 7
The evaluator also considered a Caregiver-Teacher Report Form (C-TRF), which is a behavior rating scale, that
was completed by the Student's kindergarten teacher on November 28, 2008. On the C-TRF, the teacher's ratings
placed the Student in the clinically significant range (90
th
percentile) for Total Problems, Internalizing and
Externalizing. Indicators for emotional reactivity, anxiety/depression, attention problems and aggressive
behavior syndromes were all in the 93
rd
to 97
th
percentile. This indicated “problems suggestive of anxiety or
depression, attention problems..., especially problems in social relationships, attention problems, rule-breaking
behavior, and problems of an aggressive nature.” P-9 at page 6. The teacher also reported that the Student,
“frequently attempts to elope from the classroom.” Id.
Ultimately, the Comprehensive Biopsychosocial Evaluation lists several problems: physical aggression,
elopement, irritability, hyperactivity, poor social skills, disruptive behavior, non-compliance, temper outbursts,
oppositional, impassivity, and off-task behaviors. P-9 at page 7. The Student was diagnosed with ADHD
Combined Type and Mood Disorder NOS. Id. The evaluator recommended placement in the SBBH program “in
order to develop and implement a comprehensive behavioral program within the school,” as well as other
interventions to provide services in the Student's home and community.
The Hearing Officer finds that that the District was on notice of the information contained in the report of
December 17, 2008, P-9 pages 1-8, at the time the report was generated, even if the District did not have actual
possession of the report itself. The Student's teachers and CCTC employees stationed in the Student's building
supplied information for the report, as well as the Parent, who was in communication with the District around the
same time. Further, the Student began receiving school-based services from CCTC in December of 2008. P-9 at
19. Surely, the District must have knowledge of the behavioral services students receive within the walls of its
own buildings – especially students who are known to have IDEA-qualifying disabilities. See P-7.
On January 12, 2009, the District prepared a CSAP Pre-Meeting Checklist. P-12, 1-5. Consistent with the
teacher's kindergarten teacher's testimony, the reasons for the Student's referral to CSAP were that the Student
“entered school later in the year. No previous school experience. Does not know alphabet. Needs to work on
writing name.” C/f P-12, 1; N.T. at 300. The Checklist also clearly indicates that the District knew the Student
was receiving services from CCTC and “shows anger by 'shutting down'”. P12, 1. Academically, the Student was
reported to have emergent reading skills and below basic math skills. Id. To address these concerns, the Checklist
describes a number of regular education interventions that the Student's teacher would implement, and set a 14
day timeline for progress monitoring. P-12 at 2-3. No documentary evidence was presented to indicate if those
interventions were used or that progress was monitored.
On February 18, 2009, the District prepared another CSAP Pre-Meeting Checklist. P-12 at 6-19. This time, the
reason for the referral was to address the Student's 23 absences. P-12 at 7. Again, regular education
interventions were described, this time with a 30 day timeline for progress monitoring. Again, no documentary
evidence was presented to indicate if those interventions were used or that progress was monitored.
Page 8
On May 15, 2009, either the Student's kindergarten teacher or a reading teacher administered the DIBELS to
the Student. N.T. at 290-292; P-13 at 4-5. DIBELS is a diagnostic reading skills test that that measures
phonemic awareness. N.T. at 291. The Student's overall performance was reported as follows: “Score Group:
Intensive – Needs Substantial Intervention. Benchmark Level: Intensive – Needs Substantial Intervention.”
P-13 at 5.
An SBBHS Interagency Team Meeting was convened on May 18, 2009. P-10; N.T. at 91, 93-95, 143
144. During this meeting, the Student's teacher recommended that the Student repeat kindergarten. It was also
suggested that the Student attend a District-run summer program. That program was rejected because it did not
include transportation. The record does not specify whether transportation was offered. With the District's
summer program off the table, the team considered summer camp. The Case Manager on the team said that she
would “inquire about getting a TSS worker for the Student to assist with [Student’s] behaviors during summer
camp.” P-10. The Parent testified that a TSS was not provided and this is the reason why the Student did not
attend camp in the summer of 2009. See N.T. at 96.
Based on the foregoing, the Hearing Officer finds that the District concluded that the Student required
educational services in the summer of 2009 to build basic kindergarten skills, but that the Student did not
receive services in the summer of 2009.
On June 10, 2009, the Assistant Principal of the Student's school completed a Behavioral Health Emergency
Form. P-16. This document provides information about who contact in the event of a behavioral emergency,
and advised the Parent to “seek further professional attention immediately.” P16 at 2. The form referred the
Parent to the “[redacted]” and provided an address. At that time, the reasons for the referral (listed by the
Assistant Principal) were “1. Violent tantrums lasting more than one hour. 2. Attacking children and adults –
danger to others. 3. Property destruction, inability to de-escalate, danger to self.” Id.
The Student's grades for the 2008-2009 school year are reported at P-13 at 7-9 and P-14 at 3-6. The Student's
teacher at that time testified that she entered those grades and that the reported grades are accurate. See N.T. at
291-292. At the end of the 2008-2009 school year, the Student's grades reflect satisfactory progress in all areas of
pre-reading listening behaviors and pre-reading speaking behaviors. In re-reading concepts of print, the Student
needed improvement in identifying upper and lower case letters and matching letters to sounds, but made
satisfactory progress in the other assessed areas in that category. The Student's instructional reading level and
DRA Level were both rated at “B,” which is the expected level of a student in December of his or her
kindergarten year. The kindergarten teacher reported that the Student was at a basic level in “stages of writing,”
mathematics, science and social studies.
6
The Student was marked as proficient in performing arts, physically
education and health education – all at the kindergarten level.
The Student's attendance for the 2008-2009 school year is reported at P-14 at 1. This document indicates that the
Student was absent for a total of 31 days, 25 of which were excused. However, the document also indicates that
there were 175 days of school in the same period of time and the Student was present for 118 of those days. The
Student's days absent plus [Student’s] days present should equal the total number of days in the marking period,
but they do not. The Student's teacher at that time was unable to account for the difference. See N.T.
_______________
6 The final mark in social studies represents a decline from the prior trimester, in which the Student scored “proficient.”
Page 9
at 295-298. As such, the Document at P-14 is not an accurate indication of the student's absenteeism. An
accurate record of the Student's absences is found P-25, discussed infra.
On July 21, 2009, the Parent requested “a comprehensive multidisciplinary evaluation to assess [the Student's]
educational needs.” P-17. This document was drafted by the Parent's attorney. N.T. at 98. Although there there
were some concerns presented on the records regarding the actual transmission of the evaluation request and the
District's receipt of it, the District did receive the request on or about the time it was drafted. This finding is
based on the fact that the District drafted a Permission to Evaluate – Consent Form (PTE) for the Student on
July 29, 2010. P-18 at 4.
The PTE of July 29, 2010 is stamped “Proposed” on each page. P-18 at 4-8. Nevertheless, it was signed by the
Parent on October 15, 2009 and received by the District on October 19, 2009. The PTE, therefore, will be
discussed with the events of the 2009-2010 school year.
On August 13, 2009, CCTC completed a Comprehensive Biopsychosocial Re-Evaluation (CBR) for Community
Based Behavioral Health Services. P-9, pages 9-17.
7
The purpose of the evaluation was to determine whether the
Student “would continue to benefit from [Behavioral Health Rehabilitation Services] BHRS.” P-9 at 9. At the
time of the evaluation, the student “reportedly continues to exhibit behavior problems at school and at home
including inattentive, aggressive, withdrawn, anxious, moody, oppositional/defiant, and rule-breaking
behaviors.”
To complete the CBR of August 13, 2009, the evaluator interviewed the Student with the Parent, [Student’s]
Behavior Specialist Consultant (BSC)
8
, and [Student’s] CCTC case manager. Id at 10. Reference is made to a
Functional Behavior Assessment (FBA) completed in the Student's home in June of 2009, but that FBA was not
presented during this hearing. The CBR also relies upon a Child Behavioral Checklist (CBC) completed by the
Parent in August of 2009, and the prior Comprehensive Biopsychosocial Evaluation of December 17, 2008.
Other than the CBC and interview, no new evaluations were completed and no new information was solicited
from District personnel. At the time, the evaluator understood that the Student “apparently never had any type of
psychological or standardized testing.” P-9 at page 13.
As indicated in the title of the CBR of August 13, 2009, BHRS therapies are home and community based. This
was the case for the Student. See P-9, page 10. As such, the purpose of the CBR was to determine the Student's
continued need for services in [Student’s] home and community. This CBR, therefore, does not speak
definitively to the Student's needs in school. Despite this, the CBR reports an in-school observation from the
BSC. The BSC did not testify, his credentials and qualifications are unknown – as are the circumstances of the
observation (time of day, location in school, typicality of the day and other factors). Moreover, the BSC's
observation conflicts with the testimony of the Student's teacher during the same period of time. See N.T. at
454-459. The teacher was candid that the Student may have exhibited the observed behaviors in the cafeteria, but
not in her classroom. Given the forthright nature of the teacher's testimony, its conflict with the BSC's
observations, and the lack of information about the BSC's observation, no weight is assigned to the report of the
BSC's observations at P-9, page 10.
What is important to the instant matter is that the CBR of August 13, 2009 maintains the diagnosis of
7 The authors of the CBRs in P-9 did not testify. 8 The record does not specify when the Student began to receive services from
the BSC or, more importantly, what services the BSC provided and where the BSC provided those services. See N.T. at 176,
452-454, 462
Page 10
ADHD combined type, does away with the Mood Disorder diagnosis, adds a diagnosis of Oppositional Defiant
Disorder and a rule-out diagnosis of Obsessive-Compulsive Disorder. P-9, page 15. The report recommends that
the Student continue therapy and medication through NHS, continue the SBBH program at school and continue
to receive BHRS in the home and community. Id at 15-16.
Again, there is no clear indication in the record as to when (or if) the District received the CBR of August
13, 2009. Still the Hearing Officer finds that the District, minimally, knew or should have known that the
Student was participating in the SBBH program in school for the period of time considered by the report.
THE 2009-2010 SCHOOL YEAR AND THE SUMMER OF 2010
The Student started the 2009-2010 school year in kindergarten but was quickly moved to a first grade
classroom. The Student was approved for bus transportation on October 15, 2009. See P-34.
On October 19, 2009, the District received a signed copy of the PTE of July 29, 2009. P-18 at 4-8. Through
this document, the District proposed to assess the Student's psychological functioning, academic
achievement in literacy and math, and the Student's “behavioral performance/socialemotional
functioning.” Id at 4.
On November 2, 2009, the District prepared another CSAP Pre-Meeting Checklist for the Student. This was the
Student's third referral to CSAP overall, but [Student’s] first for the 2009-2010 school year. The sole reason for
the referral was “attendance.” P-12 at 11. At that point, the Student had “more than 8 absences.” Id. This CSAP
again notes that the Student's math level is “blow basic” and lists the Student's reading level at “DRA Level =”
(nothing is written after the equals sign). This Checklist proposed no interventions other than contact with the
Parent to address the Student's attendance, but sets a 95% attendance rate as a goal with a 30 day progress
monitoring timeline. P-12 at 11-12, 14. No documentary evidence was presented to indicate if those
interventions were used or that progress was monitored.
On November 5, 2009, the District issued a PTE identical to the PTE of July 29, 2009. This document is not
marked “Proposed” and is not signed by the District or the Parent. It is not clear why this document was
generated, or if it was issued.
On November 20, 2009, the District completed a Psychological Evaluation of the Student. P-19. The purpose of
the evaluation was to determine if the Student “may have an educational disability and requires special education
services to meet [Student’s] educational needs.” P-19 at 1. For this evaluation, the evaluator’s practicum student
complied and summarized prior evaluations for the evaluator. The prior evaluations considered in the report
were a Medical/Developmental History Form completed by the Parent; the Behavioral Health Emergency Form
of June 10, 2009; a Staff Input Form completed by the Student's kindergarten teacher on October 21, 2009;
CCTC's CBR of August 13, 2009; and a Biopsychosocial Assessment conducted by NHS on July 20, 2009.
9
The
evaluation also lists the CSAP regular education interventions that the Student received during the 2008-2009
school year with greater clarity than the CSAP forms themselves. Specifically, the Student had received guided
reading three times per week and had worked with a reading tutor.
_______________
9 The Medical/Developmental History Form completed by the Parent and the Staff Input Form are not part of the record of this
case.
Page 11
The Psychological Evaluation includes a section titled “data from structured behavioral tools.” This includes an
analysis of the rating scales completed for the prior CCTC CBRs and presents the results new standardized
assessments completed for the evaluation. The new assessment included a Reynolds Intellectual Assessment
Scale (RIAS); a Berry-Buktenica Developmental Test of Visual-Motor Integration (Berry-VMI); and a Wechsler
Individual Achievement Test, second edition (WIAT-II). P-19 at 4. The evaluator, a PhD level school
psychologist, administered these assessments and interviewed the Student.
Upon consideration of the assessment data and the Student's records, the evaluator found significant deficits in
the Student's academic performance as compared to [Student’s] abilities. P-19 at 8. However, the evaluator
hypothesized that these deficits could be a result of the Student's attendance issues and behavioral difficulties. Id.
For this reason, the evaluator felt that it was premature to conclude that the Student had a specific learning
disability. Id. However, based on the Student's diagnoses, impulsivity, attention issues, and behaviors that have
“interfered with appropriate functioning,” the evaluator concluded that the Student qualified for special
education under the category of Other Health Impairment. Id.The evaluation goes on to list over four pages of
recommended special education interventions targeting, inter alia, attendance, school readiness, social skills,
reading skills, math skills, and executive functioning. Id at 8-12.
The District completed yet another CSAP Pre-Meeting Checklist on December 15, 2009. P-12 at 15. This was
the fourth referral overall, and the second of the 2009-2010 school year. The reason for referral was “poor
attendance,” as the Student had been absent 27 times that year. Id. At this point, the Student was reading at
“Level A”
10
and [Student’s] math skills were still “blow basic.” Id. As with all of the prior CSAP Checklists,
regular education interventions were proposed with a timeline for progress monitoring – and no documentation
to evidence follow-up was presented.
The Psychological Evaluation of November 20, 2009 (P-19) was not used, directly, in the subsequent
development of the Student's IEP. Rather, the Psychological Evaluation was incorporated into an Evaluation
Report (ER). See P-20. The date of the report is listed as March 4, 2010 and the date that the report was given to
the Parent is listed as December 16, 2009. Id at 1. Witness were not able to explain this discrepancy but, based on
the sequence of the Psychological Evaluation and the ultimate generation of the Student’s IEP, the Hearing
Officer finds that the report was given to the Parent on December 16, 2009, as indicated. See N.T. at 228-229.
The ER relies exclusively on the Psychological Evaluation and concludes that the Student has a disability and is
in need of specially designed instruction, and therefore is eligible for special education. P-20 at 10. The ER
includes the recommendations contained in the Psychological Evaluation. P-20,
N.T. at 230.
CCTC completed a second CBR (in a somewhat different format than the first) on December 29, 2009. P-9,
pages 18-24. As with the first CBR, the primary function of the CBR of December 29, 2009 was to determine the
Student's need for continued home and community based interventions. However, this CBR included an
Achenbach Teacher Report Form completed by the Student's classroom teacher in October of 2009. The actual
form completed by the teacher is not included in the report, but the CBR says:
_______________
10 Nothing in the report itself indicates what “Level A” means. Testimony reveals that this is the lowest kindergarten
reading level. See N.T. at 161-162.
Page 12
[The Student's] teacher rated [the Student's] performance in one subject at far below
grade level, one subject at somewhat below grade level, and two subjects at grade level.
The teacher rated [the Student] as working hard about average, behaving much less
appropriately, learning about average, and somewhat less happy compared to typical
students of the same age. …
P-9, page 19. The CBR of December 29, 2009 does not indicate which subjects the Student was below grade
level. The report goes on to say that the teacher rated the Student's Academic Performance and Total Adaptive
Functioning scores both in the borderline clinical range. P-9 at 21. The CBR also notes that the Parent completed
an updated Child Behavioral Checklist in November of 2009, rating the Student's school performance as below
average in all subjects. Id. Despite completing this checklist and submitting to another interview, the evaluator
described the Parent as “relatively uninformative.” Id at 20. The evaluator also noted the total lack of formal
assessments of the Student to date. Id.
The CBR of December 29, 2009 recommends a higher level of home and community support, as prior BHRS
interventions were not effective. The CBR also recommends continuation of the SBBH program in school,
without commenting on the effectiveness of that program.
Like the prior CCTC reports, the CBR of December 29, 2009 contains in-school observations by the Student's
BSC. These observations are discounted for the same reasons that they were discounted in the CBR of August
13, 2009. Also, as with the prior report, there is no clear indication in the record as to when (or if) the District
received the CBR of December 29, 2009. Still Hearing Officer finds that the District knew or should have known
that the Student was participating in the SBBH program in school for the period of time considered by the report.
Further, the Hearing Officer finds that the District knew the information reported by the Student's teacher as
reflected in the CBR of December 29, 2009.
An IEP Team Meeting for the Student convened on January of 2010. The documents making up the Student’s
IEP are confusing because they are replete with inaccurate dates. The IEP itself indicates that the Team Meeting
convened on January 27, 2010. P-22 at 1. At the same time, the IEP itself appears to have been created on March
5, 2010. Id at 2. None of the various signatures on the IEP are dated. A NOREP for the IEP was sent by the
Assistant Principal on March 5, 2010, and approved by the Parent the same day. P-23 at 2, 3. None of the
witnesses satisfactory addressed these discrepancies. Consequently, I find that the IEP was developed on
January 27, 2010 but was not issued to the Parent with a NOREP until March 5, 2010.
The IEP itself does not include the vast majority of recommendations in the Psychological Evaluation and ER,
despite the fact that the evaluator felt that the Student would benefit from recommendations, and the
recommendations were derived from an extensive and careful evaluation. The evaluator himself did not directly
participate in the drafting of the Student’s IEP and did not attend the IEP Team Meeting. N.T. at 233.
The IEP indicates that the the Student's behaviors impede the Student's learning or that of others in the school
setting. P-22 at 7. The statement in the IEP concerning the Student's Present Levels of Academic Achievement
and Functional Performance do not incorporate the findings in the ER, but many of those findings appear in the
Student's goals. C/f P-22 at 8 with P-22 at 15. The IEP does not include a behavior support plan.
Page 13
The IEP contains five goals. Two goals are directed towards reading. P-22 at 15, 17. Two goals are directed
towards writing. P-22 at 19, 21. One goal targets the Student's behavior. P-22 at 23. While each of these goals
could have been drafted with greater precision, all are measurable, objective and flow directly from the
Student's assessed needs. Immediately following each goal is a list of “Modifications and SDI” that,
ostensibly, will enable the Student to achieve each goal. For each goal, the list contains program modifications
(e.g. extended time on tests) but not specially designed instruction. The IEP, as a whole, does not specify what
SDIs the Student was supposed to receive, if any.
The IEP indicates that the Student was found to be ineligible for ESY serves in the summer of 2010. P22 at 26.
According to the IEP, the Student also had no need for “general” program modifications or specially designed
instruction, but did require “curb to curb pick-up and delivery” in order to “access” a free appropriate public
education. P-22 at 25.
CCTC completed a third CBR was on April 16, 2010 and signed it (electronically) on April 29, 2010. P-9,
pages 25-32. As with the first two CBRs, the purpose of the third CBR was to determine if the Student
continued to need home and community interventions. However, this CBR contains updated and reliable
information concerning the Student's presentation in school. In the section of the report titled “Reason for
Re-Evaluation and Current Functioning,” the CBR says:
[The Student] has continued to receive SBBH Services at [Student’s] school where [Student] had made
behavioral progress this school year until the past few weeks, when [Student] had to be
physically restrained twice during tantrums, and [Student’s] Parent was called to school to
remove [Student] because [Student] was punching and kicking staff.
P-9 at 25. This information was reported by the Student's SBBH Clinician (who provided services to the Student
in school). The report also includes information provided by the same SBBH Program Coordinator who
participated in the original CCTC evaluation of December 17, 2008; a progress report of April 2010 from the
Student's SBBH Clinician; a Psychiatric/Biopsychosocal evaluation of December 2009.
11
The report contains
teacher input from April of 2010 and an updated Achenbach Teacher Report Form from March 2010. P-9 at
25-26. This CBR incorporates information from the IEP regarding the Student's levels in reading, math and
behavior, and notes that the then-current teacher rated the Student as “working somewhat harder, behaving
somewhat more appropriately, learning somewhat less and slightly less happy compared to typical students of
the same age.” P-9 at 26, emphasis added.
The author of the CBR assumed that the Student “had some type of assessment” to determine [Student’s]
eligibility for special education, but no such testing was available for the completion of the CBR. P-9 at
28.
The Student's teacher rated the Student in the clinical range below the tenth percentile for Academic
Performance on the Achenbach Teacher Report Form from March 2010. On the same form, the teacher rated
the Student's Total Problems and Externalizing scores in the borderline clinical range, although
_______________
11 The Psychiatric/Biopsychosocal evaluation of December 2009 and the CBR of December 29, 2009 are different
documents. The former was not introduced in this hearing.
Page 14
Attention Problems were in the normal range. The teacher reported that the student was “often
attacking others.” P-9 at 28.
When interviewed for the CBR of April 16, 2010, the Student's social comprehension, insight and judgment
appeared to be at least average, as was [Student’s] abstract/analytical thinking ability. The Student's receptive
and expressive language skills were normal, but the Student's fund of information and academic/achievement
skills were somewhat to significantly below average. All of the foregoing appears to be based on the
observations of an evaluator who did not testify – observations formed during a structured interview, not formal
testing.
The CBR of April 16, 2010 recommends that the Student should “continue receiving services in the SBBH
Services Program at [Student’s] school due to [Student’s] infrequent but extremely dangerous episodes of
aggressive/assaultive and acting out behavior with tantrums where [Student] is a threat to staff. SBBH Services
are necessary in order to decrease [Student’s] angry, irritable, impulsive, oppositional/defiant,
aggressive/assaultive and oppositional behavior with tantrums.” P-9 at 30. At least some of the basis for that
recommendation comes from observations by the Student’s BSC, which are discounted for the same reasons that
they were discounted in the two prior CBRs. However, the Hearing Officer finds that the District knew or should
have known the contents of this report, given the involvement of District employees and CCTC employees who
worked with the Student in school. At this point, with an IEP in place, the District should have known of the
Student's behavioral needs as reported by those providing services within its own building. Even if the District
disagrees with the CBR of April 16, 2010, the District knew or should have known about its contents.
Another document, also contained within P-9, begins on page 33 and ends on page 39 of that exhibit. This
document, dated April 29, 2010, is titled School Based Services Treatment Plan at the top of each page. The
document is incomplete, starting on page 4 of 10. See P-9, page 33. Also, there is no reference to the Document
in the testimony.
12
Consequently, the document will not be considered in this decision. Page 40 of P-9 is a
signature page to the document starting at page 33 of P-9. The document at page 40 of P-9 clearly indicates that
the Parent approved the treatment plan of April 29, 2010. Based on this, and the fact that school-based services
are referenced in all of the CBRs, I find that a school based behavioral treatment plan existed as of April 29, 2010
and that the Parent approved it.
2010-2011 SCHOOL YEAR
Shortly before the start of the 2010-2011 school year, on August 23, 2010, CCTC drafted a BHRS Treatment
Plan. P-9 at 41. The contents of the treatment plan are barely legible in the Hearing Officer's copy of P-9. Even
so, the plan lists three goals in the School Report section and specifies interventions for teachers as well as a
plan for de-escalation. See P-9, 45-49. This document is not signed, electronically or otherwise, and was not
referenced in the transcript.
13
Consequently, it will not be considered.
Progress Monitoring completed on September 17, 2010 indicates that the student had not achieved the goals of
the IEP that was approved on March 5, 2010. See P-24. Given the short amount of time that the IEP had been in
place (which spanned the summer of 2010).
_______________
12 It is remarkably difficult to match testimony in this case to the individual documents that make up P-9, and the weight of
all such testimony is diminished for that reason.
13 See footnote 5.
Page 15
The Student did not receive the transportation called for in the IEP at the start of the 2010-2011 school year, but
this problem was quickly corrected. See P-27.
CCTC drafted a fourth CBR between August 5 and September 21, 2010. P-9, 52-58. The “service date” of the
report is August 5, 2010; the report was signed electronically on August 19, 2010, and each page of the report is
dated September 21, 2010. Id. The Hearing Officer's copy of this report is even less legible than the BHRS
Treatment Plan at P-9, 41. The document's inconsistent date, its illegibility, and a lack of clear reference to this
CBR in the transcript, taint its probative value. This CBR will not be considered.
The Parent retained the services of an independent, Ph.D. level school psychologist to evaluate the Student.
The resulting report was completed on October 7, 2010. P-30. This report is not, in fact, an independent
educational evaluation. Rather, it is a review and critique of the Student's educational records. The Student
was not evaluated, neither the Student nor the Parent were interviewed and nobody from the District was
contacted. Through testimony, it was revealed that this critique was drafted at the request of the Parent's
attorney. N.T. at 735. As such, the critique is little more than an effort at 'Monday morning quarterbacking.'
Moreover, the legal sufficiency of the education that the Student received, as indicated in the Student's
educational records, is the purview of the Hearing Officer. For these reasons, the document at P-30 is
credited with no weight whatsoever.
Through a series of pre-hearing motions and motions on the record, the District attempted to exclude exhibit
P-30. In resolving these motions, the Hearing Officer issued an interim order indicating that the critique could be
admitted, but that it would be give the weight that it is worth. See HO-2. In an obvious response to this, the Parent
immediately had the independent psychologist complete some educational testing for the Student. This testing
was completed on October 25 and 26, 2010. P-36, P37. Although the overall circumstances casts
doubt upon this testing, there is no reason to doubt the accuracy of the WIAT-III results reported at P-36.
Nevertheless, the independent psychologist did not draft a report of her evaluation that could be used by the
District, and considered her testing to be part of an “incomplete” evaluation. N.T. at 763-764. Therefore, the
independent testing at P-35 and P-36 is given no weight.
TRANSPORTATION AND ATTENDANCE
The Student's transportation and attendance have been a pervasive issues. The District argues that, prior to the
development of the Student's IEP, busing was provided as an accommodation to the Parent. This argument is
undercut by statements in the IEP that door-to-door transportation is required for the Student to access
[Student’s] education. The District admits that it was sometimes slow to start transportation at the beginnings of
the school years in question. It is also conceivable that the Student's bus simply did not come on some occasions.
If accurate, day-by-day records of the Student's transportation exist, they were not presented in this hearing.
At the same time, the Student's chronic absenteeism is also apparent. Several CSAPs were initiated to address the
Student's attendance issues – apparently with little success. The Parent, however, did not substantiate her
argument that the majority of the Student's absences are attributable to transpiration failure and medical
appointments. The Student's attendance report (P-25) indicates that the Student had 32 unexcused absences in the
2008-2009 school year between October 27, 2008 and June 22, 2009; 36 unexcused absences in the 2009-2010
school year between September 16, 2009 and June 16, 2010 and five unexcused absences in the 2010-2011
school year between September 7 and September 15, 2010. P-25 was printed on September 16, 2010. Nothing in
the testimony suggests that the the records at P-25 are inaccurate. See, e.g. N.T. at 366-372.
Page 16
Any absences during the Student's exclusion between October 23 and December 3, 2008 are excused for
purposes of implementing this Decision.
The Student's absenteeism surely had a negative effect on the Student's educational progress. Even so, the
absenteeism in no way alters the Student's right to FAPE under the IDEA and Section 504. At the same time, the
District cannot be held liable for failing to offer FAPE to the Student on days that the Student was unlawfully
absent.
Discussion and Conclusions of Law
THE BURDEN OF PROOF
The Parent requested this hearing and, therefore, bears the burden of persuasion. She must prove the violations
she alleges by a preponderance of evidence. If the evidence rests in equipoise (i.e., that it is equal on both sides)
the Parent will not have met her burden. See L.E. v. Ramsey Board of Education, 435 F.3d 384, 392 (3d Cir.
2006); Schaffer v. Weast, 546 U.S. 49, 126 S.Ct. 528, 163 L.Ed.2d 387 (2005).
With the exception of claims regarding the summer of 2010, the Parent has proved her case by
preponderant evidence.
CHILD FIND
The IDEA imposes a 'child find' obligation on LEAs. To satisfy this obligation, school districts must identify,
locate and evaluate children with disabilities who need special education and related services. 20 U.S.C. §
1412(a)(3); 34 C.F.R. § 300.111(a); see also 22 Pa. Code §§ 14.121-14.125. School districts have a reasonable
time to satisfy the child find obligation after they have notice that a student is exhibiting behavior that is likely to
indicate a disability. W.B. v. Matula, 67 F.3d 484, 500-501 (3d Cir. 1995), abrogated on other grounds by A.W.
v. Jersey City Public Schools, 486 F. 3d 791 (3d Cir. 2007). Knowledge that a student has a disability is not
required to trigger a school district's child find obligations. After all, the purpose of child find is to identify
students with disabilities so that they can receive appropriate services. This is why child find obligations are
triggered when a district is on notice of a student's behaviors and/or academic progress. Section 504 established
a similar duty. 34 C.F.R. §104.32(a). Ridgewood Board of Educ. v. N.E., 172 F.3d 238, 253 (3d Cir. 1999).
In this case, the Student had a serious, dangerous behavioral incident on October 23 or 24, 2008. The incident
was so severe that the Student was excluded from kindergarten until such time as behavioral services were
secured from a third party. The inappropriateness of its response notwithstanding, the District argues that the
incident was due – in large part – to the Student's lack of prior educational experiences. If so, the District's
reaction to the incident suggests that the Student had rather extraordinary transition needs. This alone would
have been sufficient to place the District on notice the Student may have a disability.
Page 17
This is not to say that the District should have immediately initiated a special education evaluation. It would
have been appropriate for the District to increase the level of regular education support for the Student,
especially because lack of prior exposure to education may undercut special education eligibility
determinations when reading and math needs are in play. See 22 Pa Code § 14.125(4). However, the District
should have used its CSAP process to both increase the Student's regular education supports and track the
effectiveness of regular education interventions. Rather than use this process, the District excluded the student.
The CSAPs that were competed for the Student indicate that services are typically put in place for about 30 days
before their effectiveness is assessed. Had the District acted appropriately, the CSAP process would have ended
on or about November 24, 2008. The record indicates that the CSAP process that targeted the Student's behaviors
were ineffective. Consequently, the District should have taken action to satisfy its child find obligations no later
than November 25, 2008. Moreover, by that time, the District had knowledge of the Student's ADHD diagnosis,
and there was an abundance of evidence suggesting that the Student required behavioral supports in school. It
was inappropriate for the District to rely exclusively on CCTC to meet the student's behavioral needs without
making any effort to conduct its own evaluation.
Had the District acted to satisfy its child find obligations, it should have completed an evaluation in conformity
with 20 U.S.C. § 1414(a)(1)(C), which sets a 60 day evaluation timeline. Therefore, the evaluation should have
been completed no later than January 23, 2009. As importantly, the evaluation should have used “a variety of
assessment tools and strategies to gather relevant functional, developmental, and academic information” about
the Student. 20 U.S.C. § 1414(b)(2)(A). This should have revealed the Student's deficits in reading and math. It
would have been fair for the District to ascribe those deficits to a lack of prior instruction, but the testing should
have established benchmarks (using sources more reliable that curricular assessments) to track the Student's
progress in math and reading. This was never done. The District's Psychological Evaluation of November 20,
2009 contains only speculation as to whether the Student has a specific learning disability. It is impossible to
say if the District's evaluator would have reached a more definitive conclusion if the District had established
benchmarks ten months prior.
14
For these reasons, the District violated its child find obligations. The District should have initiated a special
education evaluation no later than November 25, 2008. That evaluation should have been completed no later than
January 23, 2009. In this case, the District's evaluation was completed on December 16, 2009 – nearly a year late.
When evaluations were completed, the District quickly agreed that the Student must have an IEP. Under
applicable timelines, the Parent should have had 10 school days to review the ER before an IEP meeting. The
District would then have had another 10 days after the meeting to implement the IEP. 22 Pa Code § 14.131.
Consequently, the Student should have had an IEP in place no later than February 12, 2009. An IEP was not
offered until March 5, 2010. That IEP offered a supplemental level of special education services, meaning that
the Student would receive at least 1.4 hours of special education during [Student’s] 6.65 hour day. However, for
reasons described herein, the IEP itself is inappropriate. As explained below, the IEP should have provided no
less than three hours per school day of special education services. Consequently, the Student will be awarded
three (3) hours of compensatory education for each school day between February 12, 2009 and March 5, 2010,
_______________
14 Had the District evaluated the Student in January of 2008, a reevaluation would not have been necessary until January of 2011
unless the District or the Parent requested an evaluation sooner. See 20 U.S.C. § 1414(a)(2).
Page 18
excluding days that the Student was unlawfully absent but including days that the Student was not
provided transportation.
IEP DEVELOPMENT
The Parent argues that the IEP development process was substantively flawed once it actually started. More
specifically, the Parent claims that the District violated 34 CFR § 300.321 by failing to include a regular
education teacher and an individual who can interpret test results on the Student's IEP Team. The Parent argues
that the Psychologist who completed the District's evaluation could have filled the latter roll, and that a better IEP
would have been drafted with his participation. Even if the Parent is correct that the IEP Team was incomplete,
the alleged substantive violation goes to the IEP itself. The remedy that the Student is owed for the District's
offer of an inappropriate IEP is proper compensation for the deficiencies in the formation of the IEP Team as
well.
The gap between the the completion of the ER and the completion of the IEP itself (via the NOREP) is also a
substantive violation of IDEA timelines. This delay overlaps with the District's child find violation, and the
remedy awarded for that violation is proper compensation for the this period of time. Said simply, the child find
violation runs from February 12, 2009 through March 5, 2010. The gap between the completion of the ER and
the transmission of the NOREP runs from December 16, 2009 through March 5, 2010. Both of these violations
resulted in a denial of the Student's right to a FAPE. The Student is entitled to compensation for this denial, but
not to double compensation because the denial arose from two contemporaneous violations.
IEP APPROPRIATENESS / INDEPENDENT FBA
To be appropriate, an IEP must be reasonably calculated to provide FAPE. That is, an IEP must be reasonably
calculated to confer a meaningful educational benefit (that is, an opportunity for significant learning – a benefit
that is more than trivial or de minimis) in light of a student's educational potential. See Shore Reg'l High Sch.
Bd. of Ed. v. P.S., 381 F.3d 194, 198 (3d Cir. 2004), quoting Polk v. Cent. Susquehanna Intermediate Unit 16,
853 F.2d 171, 182-85 (3d Cir.1988); Mary Courtney T. v. School District of Philadelphia, 575 F.3d 235, 240
(3rd Cir. 2009); Souderton Area School Dist. v. J.H., Slip. Op. No. 09-1759, 2009 WL 3683786 (3d Cir. 2009);
Ridgewood Board of Education v. N.E., 172 F.3d 238, 247 (3d Cir. 1999).
As a part of the FAPE obligation, a IEP must provide individualized instruction and services designed to meet
the student's unique needs. See Board of Education v. Rowley, 458 U.S. 176, 181-82, 102 S.Ct. 3034, 1038, 73
L.Ed.2d 690 (1982); Oberti v. Board of Education, 995 F.2d 1204, 1213 (3d Cir. 1993).
Under this standard, the IEP offered to the Student was not appropriate. The IEP identified the Student's
behavioral needs and set a target for behavioral improvement. The IEP does not specify what special education
services the Student will receive that will enable the Student to attain the behavioral goals. The same is true for
all of the goals listed in the Student's IEP. It is not enough for the IEP to identify present performance and future
aspirations. The IEP must give some indication as to how the Student is supposed to reach the goals. Listing
generic, un-individualize program modifications falls short of this standard – specially designed instruction is
needed.
Moreover, through its evaluation, the District determined that the Student is entitled to an IEP. By definition, this
means that the Student both has a qualifying disability and requires special education and related services. 34
C.F.R. § 300.8. Under the IDEA, “the term 'special education' means specially designed instruction, at no cost to
parents, to meet the unique needs of a child with a disability...” 20 U.S.C. § 1401(29) (emphasis added).
Page 19
An IEP that does not specify what specially designed instruction a student will receive is inappropriate per se.
Given the Student's behavioral needs, and the contrasting reports of the Student's behaviors from school
personnel (i.e. classroom teachers indicate that the Student's behaviors are easily controlled while reports from
assistant principals indicate ongoing tantrums) a functional behavior analysis (FBA) must be completed by
appropriately qualified individuals so that a behavior support plan can be drafted and incorporated into the
Student’s IEP. The Parent has requested an independent FBA for this purpose. On the one hand, the Parent is not
disputing the appropriateness of a district-conducted FBA – which is usually a necessary prerequisite to a
district-funded independent evaluation. See 34 C.F.R. § 300.502(b). On the other hand, the District has noted the
Student's ongoing behavior problems, either in its own documents or when providing input to third parties, since
the Student's first or second day of school. Regular education interventions, implemented too late, failed. But
there has been some documented progress towards the Student's behavioral goals. Those goals may be a good
starting point but, given the totality of the circumstances, it is equitable to award an independent FBA to the
Parent.
Based on the considerable evidence concerning the Student's needs, the hours of regular education interventions
that the Student received through the CSAP process, the ineffectiveness of those interventions, and the minimal
progress that the Student made once the IEP was in place, the Student's IEP should have provided at least three
(3) hours of special education interventions per day. This is not to say that the Student should have been placed
in a special education classroom for three hours per day. Special education is a service, not a location.
The Student is entitled to three (3) hours of compensatory education for each school day after March 5, 2010,
excluding days that the Student was unlawfully absent but including days that the Student was not provided
transportation. This award will continue to accrue until such time as the District offers an appropriate IEP for
the Student.
IEP IMPLEMENTATION
The Student has already been awarded three hours of compensatory education for each school day after February
12, 2009, accruing until the District offers an appropriate IEP, excluding days that the Student was unlawfully
absent but including days that the Student was not provided transportation. The Student is not entitled to an
additional award for any failure on the District's part to implement an IEP that was inappropriate in the first
place. The award is structured so that the Student will not “lose” compensatory education on days that a lack of
transportation resulted in both an absence and an IEP implementation failure.
ESY
Testimony and evidence reveal that the District (or at least the Student's teacher) felt that the Student required
instruction in the summer of 2009. The Student's teacher would have been a member of the Student's IEP team
and should have contributed this insight as the team considered the Student's need for ESY programming.
Given the Student's late start in school, and the teacher's concerns, the Student would have qualified for ESY
under the standard set forth at 22 Pa. Code § 14.132(a)(2)(iv), which looks to progress, not regression or
recoupment.
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It is equally clear that the District had a specific summer program in mind for the Student in the summer of 2009,
and that the Student would have attended that program but for the lack of transportation. Transportation is, of
course, a related service as per IDEA definitions at 20 U.S.C. § 1401. If the Student required ESY services, it was
the District's obligation to provide related services to enable the Student's access. Similar requirements are found
in Section 504.
The Student should have received ESY services in the summer of 2009, but did not. The Student will be
awarded an additional 90 hours of compensatory education for this failure, representing three hours of
compensatory education per day for what would have been a six week summer program.
There is very little in the record to support the Parent's claim that the Student was entitled to ESY in the
summer of 2010. See N.T. at 110. What little testimony there is does not amount to preponderant evidence, and
so the Parent did not prove that the Student is entitled to compensatory education for a lack of services in the
summer of 2010.
ORDER
Wherefore, it is hereby ORDERD that:
1 The District violated its child find obligations by failing to timely identify and evaluate the Student; and
2 After evaluating the Student, the District offered an inappropriate IEP; and
3 As a result of the foregoing violations, and for reasons set forth in the foregoing Decision, the Student is
awarded three (3) hours of compensatory education for each day that school was in session from
February 12, 2009 through the date of this Order; and
4 The Student is awarded an additional 90 hours of compensatory education resulting from the District's
failure to provide ESY services in the summer of 2009.
5 The foregoing compensatory education award shall continue to accrue until such time as the District
offers an appropriate IEP to the Student; and
6 The District shall fund an independent FBA for the Student, which shall include an in-school observation
of the Student by the evaluator. The Student's IEP Team shall consider the results of the independent
FBA when making programmatic decisions for the Student; and
7 The Parent shall make every reasonable effort to promptly schedule the independent FBA and attend all
meetings (either in person or by telephone) that are part of the process by which the Student's IEP will
be revised consistent with this Order; and
8 The compensatory education awarded herein shall take the form of appropriate developmental,
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remedial or enriching instruction or other educational services. Compensatory education may occur after
school, on weekends and/or during the summer months, when convenient for the student and the Parent,
and may be utilized after the Student attains 21 years of age. Compensatory education must be in addition
to services that necessary to an appropriate IEP and may not be used to supplant the IEP. The hourly
cost for compensatory education shall not exceed the hourly cost of salaries and fringe benefits for
qualified professionals providing similar services at the rates commonly paid by the District.
DATED: December 21, 2010 SIGNED:/s/ Brian Jason Ford BRIAN JASON FORD Hearing
Officer
