Philadelphia City School District | Case 01689-10-11 | 2011-03-16
Pennsylvania special education due-process decision
- Case number
- 01689-10-11
- Date
- 03/16/2011
- Parties / district (official listing)
- Philadelphia City School District
- Hearing officer
- William Culleton
- Issues (official listing)
- Specific Learning Disability Evaluation IEP Transition Progress
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed
from the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
Pennsylvania
Special Education Hearing Officer
DECISION
Child’s Name: XB
Date of Birth: xx/xx/xx
ODR No. 01689-10-11-KE
OPEN HEARING
Parties to the Hearing: Representative:
Ms. Judith A. Gran, Esquire
Reisman Carolla Gran, LLP
19 Chestnut Street
Haddonfield, NJ 08003
School District of Philadelphia Jennifer Nestle, Esquire
440 North Broad Street Office of General Counsel
Philadelphia, PA 19130 440 North Broad Street, Suite 313
Philadelphia, Pa 19130-4105
Dates of Hearing: December 14, 2010; January 25,
2010; February 8, 2011
Record Closed: March 1, 2011
Date of Decision: March 16, 2011
Hearing Officer: William F. Culleton, Jr., Esquire
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INTRODUCTION AND PROCEDURAL HISTORY
The captioned Student is an eligible resident of the captioned District, (NT 14-14
to 19), and is nearing the end of Student’s high school years, (NT 12-24 to 13-12.) The
Student is identified with Other Health Impairment and Speech and Language Disability
under the Individuals with Disabilities Education Act, 20 U.S.C. §1401 et seq. (IDEA).
(NT 13-14 to 14-14.) The captioned Parent requests due process under the IDEA and
section 504 of the Rehabilitation Act of 1973, 29 U.S.C. §794 (section 504), seeking
compensatory education for prior years and prospective relief. (NT 21-10 to 32-24.) The
District asserts that it provided appropriate services at all relevant times and that the
Parent is not entitled to relief under the law.
On the District’s pre-hearing motion, I limited the scope of the matter to a two
year period beginning on October 21, 2010, and ending on December 14, 2010 (in this
decision called the relevant period). (NT 145-12 to 156-16.) This matter was heard in
three sessions and the record closed upon receipt of written summations.
ISSUES
1. During the relevant period, did the District provide an appropriate
evaluation of the Student?
2. During the relevant time period, did the District fail to provide the Student
with a free appropriate public education with regard to educational needs in
reading, writing, mathematics, motor skills, speech and language and post
secondary transition?
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3. Should the hearing officer award compensatory education to the Student for
all or any part of the relevant period?
4. Should the hearing officer order prospective relief, including Wilson
training, auditory reinforcement strategies, aural instructional materials,
daily speech and language programming, assistive technology, counseling
and post secondary transition evaluation and planning?
FINDINGS OF FACT
1. Student was born prematurely and sustained anomalies [redacted], including
[redacted], as well as tracheal problems requiring insertion of an endotracheal
tube from birth to age four. (J-8 p. 2.)
2. Student learned to communicate with manual signs from age two to four and
began uttering single words at age four and one half in early intervention
programming. (J-8 p. 2.)
3. In October 2006, the Parent obtained a private educational evaluation that found
the Student to have a significant speech and language delay, with needs intensive
speech and language skills, with an emphasis on language structure and form.
The evaluators also found significant weaknesses in phonological processing and
sequential memory, but age-level story recall. Student was achieving at a second
to third grade level in reading, spelling, written expression and mathematics. (J-
8.)
4. The private evaluators recommended continued Wilson training, adapted reading
materials, multi-sensory approaches, a slant board for writing and keyboarding
opportunities with verbal prompting, organizational assistance, accommodations,
social skills teaching, counseling and careful planning for transition to the public
high school. (J-8 p. 16 to 17.)
5. A District re-evaluation in November 2006, based largely upon the private
evaluation in October 2006, found identification with Other Health Impairment
and Speech and Language Impairment. It recommended continued Wilson
training, adapted reading material, small group instruction in major subjects,
functional mathematics instruction, advance notice of assignments, verbal
explanations and responses, multisensory materials, and organization skills
training. (J-9.)
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6. The District provided Student with Wilson training when Student was in eighth
grade and Student made progress in the Wilson curriculum. (J-8 p. 15. J-11 p. 2,
53.)
7. An IEP in April 2007 noted needs for increasing word attack skills, vocabulary
and passage comprehension, computation skills and operations, requiring
specially designed instruction in reading and mathematics, as well as speech and
language support. (J-10, J-15.)
8. The April 2007 IEP placed the Student in part time learning support in the
neighborhood school with small group speech and language training. (J-10 p. 36
to 37.)
9. The regular education teachers allowed Student to take tests home for several
days and graded leniently in relation to the rest of the class. (J-16, 24.)
10. Reading testing using the Woodcock Reading Mastery Tests in April 2008
indicated well below average functioning in reading, including first percentile
performance in word identification, fourteenth percentile performance in word
attack, fifth percentile performance in word comprehension, and first percentile
performance in passage comprehension. (J-20.)
11. The May 2008 IEP placed Student in part time learning support for reading and
mathematics in a District high school, with related service of small group speech
and language training. The IEP did not offer daily, intensive, individual (i.e. one
to one) reading instruction. (NT 362-24 to 367-10; J-17.)
12. The May 2008 IEP offered goals addressing word identification, reading
comprehension, mathematics computation and problem solving, speech and
language services and post secondary transition. The IEP changed the method of
measuring progress, which had been based upon standardized achievement testing
instruments. The May 2008 IEP goals were not based upon measured base line
data. Some goals had base lines that were not found in the present levels section
of the IEP. Others had no base lines. Some goals had no measureable target for
achievement. (J-17.)
13. The May 2008 IEP did not contain a goal to address phonological processing or
fluency. The District did not provide systematic instruction to improve the
Student’s phonological processing or fluency, except for an additional informal
after school opportunity with a special education teacher that may have included
work from the Wilson program. The Student did not attend the after school
opportunity due a conflict with other after-school activities. (NT 386-1 to 387-5,
396-17 to 399-7, 401-6 to 18, 404-23 to 405-5; J-17.)
14. The May 2008 IEP offered accommodations in the form of a slope board and
books on tape for textbooks when available. Aural recorded materials were used
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briefly in the beginning of the school year but not for the full year. (NT 357-1 to
4; J-17.)
15. The May 2008 IEP did not offer a goal for organization. (NT 526-2 to 527-22; J-
17.)
16. The May 2008 IEP post secondary transition plan required Student to attend a
transition fair and options workshop. It did not address work experience, daily
living skills, functional vocational assessment, adult living skills, community
experiences, related services, or travel training. A transition goal with objectives
was offered, but did not provide individualized objectives requiring skill
development specific to post secondary transition, except for identifying desirable
transition outcomes. (J-17 p. 11, 19.)
17. The District offered to place the Student in a half day vocational program, but the
Parent declined that offer because Parent wanted the Student to take a full time
academic program. (NT 318-10 to 319-4.)
18. The District provided the Parent with Progress Evaluation Reports; however, the
forms were not individualized and as returned by teachers did not report any data
on progress toward attaining the goals on the IEP. (J-24, 27.)
19. Benchmark testing during the 2008-2009 school year showed first quartile
performance in aspects of English language, foreign language and science, with
first quartile performance across the board in mathematics. The item analysis
showed serious deficits in phonological processing, writing conventions and
mathematics calculation and concepts. (J-21 p. 1, 3 to 37.)
20. Reading testing using the Woodcock Reading Mastery Tests in March 2009
indicated well below average functioning in reading, including fourth percentile
performance in word identification, thirteenth percentile performance in word
attack, third percentile performance in word comprehension, and third percentile
performance in passage comprehension. (J-22.)
21. Mathematics testing with Key Math in March 2009 indicated that the Student was
functioning markedly below average level in all areas of mathematics functioning.
(J-23.)
22. Teachers in March 2009 reported that the Student had made progress in all
subjects. (J-25.)
23. Student was given credit in all subjects in the 2008-2009 school year. Teachers
did not grade the Student based upon the criteria set forth in the curriculum as
with typical students; rather, accommodations were provided that allowed the
Student to receive help with tests and grading was based upon different criteria,
like lowered levels of achievement, grading only part of a test or effort rather than
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learning. (NT 337-14 to 349-25, 365-1 to 25, 413-21 to 414-13, 446-12 to 447-
14; J-26, 28, 39.)
24. At Parent’s request, the high school created special education classes for students
with IEPs in Spanish and Chemistry, and placed the Student in those classes. (NT
560-23 to 562-25.)
25. The May 2009 IEP placed Student in supplemental learning support for reading
and mathematics in a public high school, with related service of small group
speech and language training. (J-32.)
26. The May 2009 IEP did not contain a goal to address phonological processing or
fluency. (J-32.)
27. The District offered to place the Student in a District regular education reading
program called Corrective Reading, but the Parent declined because Parent
wanted the District to provide Wilson training. (NT 324-14 to 325-2, 619-23 to
624-12.)
28. The Corrective Reading program was offered because the District policy supports
offering this program in the first instance, and not the various Orton-Gillingham-
based programs for reading. (NT 325-3 to 329-1, 462-18 to 463-23, 552-14 to
553-24, 588-6 to 592-25, 744-7 to 23.)
29. The Corrective Reading program is not an intensive, one-to-one reading program
designed to address the needs of a student like the Student who has severe
phonological processing deficits combined with attention difficulties, and who is
relatively old so that the pace of learning needs to be accelerated. (NT 441-3 to
442-2, 603-19 to 604-10, 654-15 to 659-22; 676-21 to 679-25, 680-22 to 681-11,
684-8 to 688-19, 757-21 to 776-11.)
30. The District offered a mathematics program called Corrective Math, but the
Parent did not want to change the student’s roster to allow for that program. (NT
1 to 15.)
31. The May 2009 IEP offered goals addressing word identification, reading
comprehension, mathematics computation and problem solving, writing and post
secondary transition. A new organization goal was added. The IEP changed the
language of these goals, but except for the organization goal, the skills to be
taught were essentially the same as those in the previous IEP. The method of
measuring progress was unclear and was not based upon standardized
achievement testing instruments. The May 2009 IEP goals were not based upon
measured base line data. Some goals had base lines that were not found in the
present levels section of the IEP. Others had no base lines. (J-32.)
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32. The May 2009 IEP offered accommodations in the form of a slope board and
books on tape for textbooks when available. (J-32.)
33. The May 2009 IEP post secondary transition plan was substantially the same as
the 2008 plan and required Student to attend a transition fair. It also set a new
goal of identifying a major or program of study in future. It did not address work
experience, daily living skills, functional vocational assessment, adult living
skills, community experiences, related services, or travel training. A transition
goal with objectives was offered, but it amounted to no more than identifying
desired post secondary activities. Specially designed instruction was offered in
the form of preparing Student for changes in routine and paying attention. The
goal and SDI did not provide individualized objectives requiring skill
development specific to post secondary transition, except for identifying desirable
transition outcomes. (J-32 p. 11, 24.)
34. The May 2009 transition goal was derived from a computer menu. (NT 292-18 to
294-15.)
35. The District provided the Parent with Progress Evaluation Reports; however, the
forms were not individualized and as returned by teachers did not report any data
on progress toward attaining the goals on the IEP. There was no progress
monitoring on the IEP goals. (NT 216-8 to 217-8, 236-4 to 243-2, 252-5 to 253-
15, 329-5 to 331-23, 367-8 to 10; J-43.)
36. PSSA testing in March 2010 showed below basic performance in reading and
mathematics. (J-21 p. 2.)
37. The District provided compensatory education in the amount of 50 hours by
NOREP dated June 10, 2009. This was intended to compensate for missed speech
and language sessions. (J-35, 49.)
38. In November 2009, the District offered a new IEP placing the Student in
supplemental learning support with related service of speech and language small
group, but not specifying the school location. (J-45.)
39. The November 2009 IEP disclosed no meaningful progress toward any IEP
goals, and no meaningful progress as measured by standardized testing. The plan
and goal for post secondary transition were the same as in the previous IEP. (J-
45.)
40. The November 2009 IEP provided a new goal for literature, and a new goal that
sought to address reading fluency, writing fluency, reading comprehension,
writing organization, paragraph development, level of detail in writing,
punctuation, spelling, use of capital letters, sentence structure, word attack skills,
word recognition and new vocabulary. An objective was provided for each of the
above issues. (J-45.)
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41. The November 2009 IEP provided a goal in mathematics that sought to address
computation, concepts, terms and symbols, operations, and procedures, as well as
problem solving. Another goal addressed solving linear equations or functions.
(J-45.)
42. The November 2009 IEP provided new goals for word identification,
phonological processing, speech pragmatics and organization. (J-45.)
43. In the November 2009 IEP, the method of measuring progress was unclear and
was not based upon standardized achievement testing instruments. The IEP goals
were not based upon measured base line data. Grading was based at least in part
on effort without relation to achievement. Expectations for mathematics
achievement were lowered, and the teacher’s grading was subjective. Progress
monitoring was not derived from a measured base line and there was no
systematic progress monitoring of progress on IEP goals. (NT 411-21 to 431-17;
J-45, 51.)
44. The District re-evaluated the Student in 2009 and its report is dated January 2006.
The report indicated that the Student was identified with Other Health Impairment
and Speech and Language Impairment. It recommended supplemental learning
support. (J-50.)
45. Benchmark testing showed a decline in most scores from Spring 2009 to Fall
2009, including mathematics. (J-46.)
46. Benchmark testing showed an improvement in scores for English Benchmarks
one and two, from Spring 2009 to Spring 2010, with Student scoring in the second
quartile. Item analysis shows, however, nearly no achievement reflecting
phonological processing skills. Student’s scores in mathematics did not improve.
(J-47.)
47. A Woodcock Reading Mastery test administered in November 2009, as compared
with the same instrument administered in December 2008 showed a decline in
Student’s word identification, word attack, and word comprehension grade
equivalencies. Student’s passage comprehension improved by one grade level.
The full scale cluster grade equivalency rose by .4 grade to 3.6. (J-50.)
48. Mathematics assessments given in the Fall of 2009 disclosed no meaningful
improvement. (J-50.)
49. The District asked the Parent to sign a permission to re-evaluate so that it could
do a classroom observation in connection with its consideration of the private
evaluation and the Parent declined to sign the permission to evaluate. (NT 618-16
to 620-11.)
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50. The District issued a re-evaluation report in January 2010. (J-50.)
51. The January 2010 re-evaluation report did not have input from Parent because the
Parent did not return the input form, though the District sent it to Parent. (J-50.)
52. The January 2010 re-evaluation report included standardized achievement testing,
District benchmark testing, curriculum based testing, grades, and teacher
observations. (J-50.)
53. The January 2010 re-evaluation report identified the Student with Other Health
Impairment and Speech and Language Disability and recommended supplemental
learning support with related service of small group speech and language therapy.
(J-50.)
54. The January 2010 re-evaluation report did not include cognitive testing, adaptive
behavior testing, speech and language testing, or testing of the Student’s ability to
[redacted]. (J-50.)
55. In May 2010, the District offered an IEP that placed the Student in supplemental
learning support with speech and language services. The transition plan was
unchanged from the previous IEP. The goals, objectives and SDI were
unchanged. (J-52.)
56. None of the IEPs offered by the District provided occupational therapy or
physical therapy. (J-53.)
57. In May 2010, the District received a private educational evaluation. The
evaluation, based upon standardized testing, found that there was no educational
progress from 2006 to 2010, and that in many areas of educational achievement,
the Student’s functioning regressed. The Student was unable to correctly spell or
abbreviate “Philadelphia.” Student’s reading was instructional at the third grade
level. Student’s attention difficulties were more observable than in 2006. The
evaluators found a severe learning disability, a severe speech and language
disorder, and Attention Deficit Hyperactivity Disorder. Emotional functioning
evaluation indicated that the Student was experiencing clinical levels of anxiety
and depression. (NT 685-14 to 688-19; J-53.)
58. The private report recommended daily, intensive, individual (i.e. one to one)
reading instruction in the Wilson Language approach through a fully certified
instructor. (J-53.)
59. The private report recommended continuous auditory reinforcement strategies,
orally delivered or recorded instructional materials, daily individual speech and
language therapy, formal voice evaluation by a voice specialist, assistive
technology to address the Student’s disability [redacted] leading to slow writing
output, individual counseling to address emotional difficulties, a comprehensive
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vocational evaluation and subsequent programming, including a formal interest
inventory, transition planning for graduation, medical re-evaluation for attention
difficulties, a vision evaluation, ESY services and annual standardized re-
evaluation. The report recommended continued public educational services until
age 21. (J-53.)
DISCUSSION AND CONCLUSIONS OF LAW
BURDEN OF PROOF
The burden of proof is composed of two considerations, the burden of going
forward and the burden of persuasion. Of these, the more essential consideration is the
burden of persuasion, which determines which of two contending parties must bear the
risk of failing to convince the finder of fact.
1 The United States Supreme Court has
addressed this issue in the case of an administrative hearing challenging a special
education IEP. Schaffer v. Weast
, 546 U.S. 49, 126 S.Ct. 528, 163 L.Ed.2d 387 (2005).
There, the Court held that the IDEA does not alter the traditional rule that allocates the
burden of persuasion to the party that requests relief from the tribunal. Thus, the moving
party must produce a preponderance of evidence
2
In Weast, the Court noted that the burden of persuasion determines the outcome
only where the evidence is closely balanced, which the Court termed “equipoise” – that
is, where neither party has introduced a preponderance of evidence to support its
contentions. In such unusual circumstances, the burden of persuasion provides the rule
that the District failed to fulfill its legal
obligations as alleged in the due process Complaint Notice. L.E. v. Ramsey Board of
Education, 435 F.3d 384, 392 (3d Cir. 2006)
1 The other consideration, the burden of going forward, simply determines which party m ust present its
evidence first, a matter that is within the discretion of the tribunal or finder of fact (which in this matter is
the hearing officer).
2 A “preponderance” of evidence is a quantity or weight of evidence that is greater than the quantity or
weight of evidence produced by the opposing party. Dispute Resolution Manual §810. In this decision, I
refer to “preponderant” evidence, which is a quantity or weight of evidence that is at least great enough to
constitute a “preponderance” of evidence.
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for decision, and the party with the burden of persuasion will lose. On the other hand,
whenever the evidence is preponderant (i.e., there is greater evidence) in favor of one
party, that party will prevail. Schaffer
, above.
Based upon the above rules, the burden of proof, and more specifically the burden
of persuasion in this case, rests upon the Parent, who initiated the due process
proceeding. If the Parent fails to produce a preponderance of the evidence in support of
Parent’s claims, or if the evidence is in “equipoise”, the Parent will not prevail.
EVALUATION
The IDEA obligates a local educational agency to conduct a “full and
individual initial evaluation … .” 20 U.S.C §1414(a)(1)(A). The child must be “assessed
in all areas of suspected disability.” 20 U.S.C. §1414(b)(3)(B). The LEA must use “a
variety of assessment tools and strategies to gather relevant functional, developmental,
and academic information … .” 20 U.S.C. §1414(b)(2)(A); 34 C.F.R. §300.304(b). The
agency must “use technically sound instruments that may assess the relative
contribution of cognitive and behavioral factors … .” 20 U.S.C. §1414(b)(2)(C
The Parent asserted that the District failed to provide an appropriate evaluation
under the IDEA. The only evaluation that fell within the relevant period is the January 6,
2010 re-evaluation report. (FF 50.) This report is missing numerous elements of a
complete evaluation report. (FF-54.) It does not utilize a variety of assessment tools and
strategies; it only reports achievement data and teacher observations. Ibid. It does not
assess the relative contribution of cognitive and behavioral factors. Ibid. Thus, on its
face, the evaluation report is inappropriate.
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However, in this matter, the Parent had refused to sign a permission to evaluate
for this re-evaluation. (FF 49.) Parent had failed to send in the parent input form, and
was generally uncooperative with the evaluation effort. (FF 49, 51.) Under these
circumstances, I do not find the evaluation inappropriate.
OBLIGATION TO PROVIDE A FREE APPROPRIATE PUBLIC EDUCATION
The IDEA requires that a state receiving federal education funding provide a “free
appropriate public education” (FAPE) to disabled children. 20 U.S.C. §1412(a)(1), 20
U.S.C. §1401(9). School districts provide a FAPE by designing and administering a
program of individualized instruction that is set forth in an Individualized Education Plan
(“IEP”). 20 U.S.C. § 1414(d)
. The IEP must be “reasonably calculated” to enable the
child to receive “meaningful educational benefits” in light of the student's “intellectual
potential.” Shore Reg'l High Sch. Bd. of Ed. v. P.S
., 381 F.3d 194, 198 (3d Cir. 2004)
(quoting Polk v. Cent. Susquehanna Intermediate Unit 16, 853 F.2d 171, 182-85 (3d
Cir.1988)); Mary Courtney T. v. School District of Philadelphia, 575 F.3d 235, 240 (3rd
Cir. 2009), see Souderton Area School Dist. v. J.H., Slip. Op. No. 09-1759, 2009 WL
3683786 (3d Cir. 2009).
“Meaningful benefit” means that an eligible child’s program affords him or her
the opportunity for “significant learning.” Ridgewood Board of Education v. N.E., 172
F.3d 238, 247 (3d Cir. 1999). In order to properly provide FAPE, the child’s IEP must
specify educational instruction designed to meet his/her unique needs and must be
accompanied by such services as are necessary to permit the child to benefit from the
instruction. Board of Education v. Rowley
, 458 U.S. 176, 181-82, 102 S.Ct. 3034, 1038,
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73 L.Ed.2d 690 (1982); Oberti v. Board of Education, 995 F.2d 1204, 1213 (3d Cir.
1993). An eligible student is denied FAPE if his program is not likely to produce
progress, or if the program affords the child only a “trivial” or “de minimis” educational
benefit. M.C. v. Central Regional School District, 81 F.3d 389, 396 (3rd Cir. 1996), cert.
den. 117 S. Ct. 176 (1996); Polk v. Central Susquehanna Intermediate Unit 16, 853 F. 2d
171 (3rd Cir. 1988).
Under the Supreme Court’s interpretation of the IDEA in Rowley and other
relevant cases, however, a school district is not necessarily required to provide the best
possible program to a student, or to maximize the student’s potential. Rather, an IEP
must provide a “basic floor of opportunity” – it is not required to provide the “optimal
level of services.” Mary Courtney T. v. School District of Philadelphia, 575 F.3d at 251;
Carlisle Area School District v. Scott P., 62 F.3d 520, 532 (3d Cir. 1995).
The law requires only that the plan and its execution were reasonably calculated
to provide meaningful benefit. Carlisle Area School v. Scott P., 62 F.3d 520, (3d Cir.
1995), cert. den. 517 U.S. 1135, 116 S.Ct. 1419, 134 L.Ed.2d 544(1996)(appropriateness
is to be judged prospectively, so that lack of progress does not in and of itself render an
IEP inappropriate.) Its appropriateness must be determined as of the time it was made,
and the reasonableness of the school district’s offered program should be judged only on
the basis of the evidence known to the school district at the time at which the offer was
made. D.S. v. Bayonne Board of Education
, 602 F.3d 553, 564-65 (3d Cir. 2010).
In light of my order restricting the scope of this matter, Parent asserts that the
District failed to provide a FAPE from October 21, 2008 to December 14, 2010 – thus,
for most of the 2008-2009 school year, all of the 2009-2010 school year, and part of the
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2010-2011 school year. I conclude that the District failed to offer or implement a FAPE
during that entire period of time.
The student’s educational needs are well known from a private evaluation
provided to the District in 2006, as well as District evaluations that relied upon and
incorporated that evaluation to identify the Student’s needs. (FF 3, 5.) The Student has a
speech and language Disorder (partly due to Student’s history of four and one half years
with an endotracheal tube in Student’s trachea), attention deficit hyperactivity disorder,
and [redacted]. (FF 2, 3, 5.) I conclude that the Student’s suspected – and indeed
confirmed – areas of disability include all of these disabilities. The various reports
available to the District show that these disabilities give rise to numerous educational
needs. The Student has a severe deficit in phonological processing and a severe delay in
reading comprehension; a serious deficit in mathematics operations and problem solving;
a serious deficit in writing conventions and higher level writing skills; voice
abnormalities and a speech disorder; problems maintaining attention; problems in
organization; and [redacted]. (FF 3, 5, 7, 8, 10.) The District has addressed some of
these needs with plans and programs that were not reasonably calculated to provide a
meaningful educational opportunity to the Student. The District has failed even to
address some of these needs.
Reading
In 2006, the Parent provided a private evaluation that recommended Wilson
tutoring to address the Student’s profound phonological processing deficit, without which
the Student would never be able to read at Student’s chronological or grade level. (FF 3,
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4.) The District declined to address this need appropriately. Over the years the District
offered an occasional IEP objective that called for utilizing decoding strategies, but these
were incidental to comprehension – directed goals or vocabulary building objectives, and
there was no specially designed instruction to target the Student’s glaring need for
decoding skills. (FF 5, 11, 12, 13, 25, 26.) The District refused to offer or even consider
offering Wilson training during the relevant period, even though it had provided Wilson
training in the past and the Student had made progress with the Wilson program. (FF 5,
6.)
The District’s IEPs for reading and all other subjects were inappropriate. These
documents did not address all of the educational needs of the Student. (FF 11 to 16, 25,
26, 31 to 34, 38 to 43, 55, 56.) Many of the goals were unclear and some combined
numerous disparate areas of educational need into a single goal or objective, obscuring
the goal’s purpose and making it unclear how progress was to be measured. (FF 11, 31,
40, 41.)
The goals and objectives on all of these IEPs were not measurable. They did not
identify baselines of measured student achievement from which to design goals and
objectives. (FF 12, 16, 31, 43, 55.) Many of the goals and objectives did not utilize a
base line at all. Ibid
. Some of them stated base lines that were unrelated to any
measurement of the Student’s achievement; these were simply stated as percentages of
correct answers on supposed probes that were not decipherable from the IEP. Ibid
. The
latter base lines appeared to be written to allow classroom test grades to serve as progress
measures.
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These non-measurable goals and objectives were not monitored, and no
intelligible progress monitoring reports exist for them. (FF 18, 22, 35, 52.) Instead, the
District relied upon benchmark and other testing that was unrelated to the IEPs and
classroom grades. (FF 19, 20, 21, 36, 39, 45 to 48.)
The latter were purely subjective and did not even measure the Student’s
achievement in the District’s curriculum. (FF 22, 23, 43.) Several teachers made it clear
that they were grading the Student leniently because the Student was in their view unable
to do the work in their classes. Ibid
. Based upon accommodations in the IEPs, the
teachers would allow the Student to take tests home so that it was not clear whether or
not the Student’s test answers were the Student’s own. Ibid. Teachers also completely
distorted their grading systems to allow the Student to pass tests and courses that the
Student had failed objectively. Ibid
. More than one teacher stated that the Student
deserved to be given good marks for trying, in spite of the Student’s low performance in
the curriculum. Ibid
.
The Student failed to make educational progress in reading. Standardized
achievement testing by the private evaluators showed without question that the Student
had either failed to advance or regressed in all of the skills needed to read, including
decoding and comprehension skills. (FF 3, 57.) District benchmark testing revealed the
same result, with the Student scoring in the first or second quartile on numerous probes
that tested reading skills. (FF 19, 20, 21, 36, 39, 45 to 48.)
The District asserts several arguments in defense of its failure to teach the Student
to read. It points out that it did offer a reading program, Corrective Reading, which
addressed phonological awareness deficits and decoding skills. (FF 27.) It argues that its
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teachers also had provided one to one tutoring both during classes and after school to the
Student, thus providing a meaningful opportunity. (FF 13.) It notes that the Parent
refused the former and that the Student did not cooperate with the latter, (FF 13, 27);
thus, the Student’s failure to make progress cannot be laid at the District’s doorstep.
Corrective Reading, which is a group-based reading remediation program, offered
to general education students by District mandate, that approaches reading according to
levels, the earliest of which emphasize decoding. (FF 28.) While this program possibly
can be offered on a one-to-one tutoring basis, it is designed to be provided in groups. (FF
29.) It does utilize multi-sensory techniques. Ibid. It is sequential. Ibid. It is designed
for high school learners. Ibid.
The District argues that Corrective Reading is superior to Wilson and other Orton-
Gillingham - like reading programs, because, for an older learner, it is not appropriate to
separate the training for decoding and comprehension. The District presented evidence
that the two should be combined in an older learner, and Corrective Reading does this.
The District asserted that this methodology is research based and has been validated.
The Parent presented evidence through credible and reliable expert witnesses that
Wilson is the only program indicated for the Student. (FF 29.) The Parent’s expert
school psychologist asserted that the severity of the Student’s phonological deficit and
the depth of the Student’s delay in decoding skills mandates an Orton-Gillingham
approach, with one-to-one tutoring that is intensive (at least once per day) and sequential.
This is especially necessary because the Student experiences severe difficulties
maintaining attention to tasks in a group setting, and is subject to rising anxiety and even
depression that further interferes with Student’s ability to concentrate on reading tasks.
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The evaluator noted that the Student has made some progress whenever taught on a one-
to-one basis, and this is supported by the record in this matter. Finally, the Parent’s
expert pointed out that the Student is “running out of time” as the Student is nearly
beyond school age. Thus, the pace of instruction becomes a relevant factor in assessing
the effectiveness of any program selected. The intensity of phonological and decoding
training in the Wilson program makes this likely to provide meaningful benefit, while the
less intense Corrective Reading approach is less likely to provide meaningful benefit.
Notwithstanding the opinions stated after the fact by many of the District’s
witnesses, several witnesses indicated that the selection of Corrective Reading was based
upon the fact that it is the only reading remediation program available in the District – or
at least in the high school where the Student was enrolled. (FF 28.) Key decision makers
like the school principal, the assistant principal, the high school special education liaison,
the IEP case manager, the school psychologist and the high school division director of
special education all indicated that the District prefers offering Corrective Reading, at
least in the first instance, and that it was offered because of that administrative
preference. (FF 28.)
Thus, the offer was not individualized to the unique needs of the Student. 20
U.S.C. §1401(29)(specially designed instruction must meet the “unique needs” of the
child); 20 U.S.C. §1414(d)(1)(A)(i)(II)(aa),(bb)(IEP must meet all of the child’s needs
that arise from his or her disability); L.G. v. Wissahickon Sch. Dist.
, 2011 WL 13572
at*9 (E.D. Pa. 2011)(LEA must provide individualized program).
In reaching this conclusion, I accord greater weight to the opinion testimony of
the Parents’ expert. In its summation, the District invited me to examine a web site relied
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upon in the discussion of the validity of the two competing programs, What Works,
sponsored by the Department of Education. I find that the web site supports the use of
the Wilson program, and does not support use of the Corrective Reading program. Thus,
I question the School District’s psychologist’s knowledge of the relevant literature, and
the District’s psychologist’s experience in assessing the relative merits of educational
programs from the standpoint of research.
3
Although the Parents’ expert freely admitted a lack of information about the
District and its system, the expert’s opinion did not require such knowledge. Rather,
what was needed was knowledge of the Student’s functioning. The expert had far greater
knowledge of the Student’s functioning than the District’s school psychologist, because
the Parent’s expert had the opportunity to evaluate the Student and conduct standardized
cognitive and achievement testing.
In this regard, the Parent’s expert’s
credentials as a school psychologist are superior to those of the District’s psychologist,
since the Parent’s expert has a Ph.D. and the District’s psychologist has a Master’s
degree.
Balancing the weight of the two opposing expert opinions, I give greater weight to
the testimony of the Parent’s expert in evaluating the appropriateness of the Corrective
Reading program for this individual student during the relevant period. I also give
greater weight to this expert’s recommendations as to the necessary elements of a
program to address reading for this Student. This finding compels the conclusion that the
3 I emphasize that I do not give weight to the web site’s judgment in making a finding as to the relative
merits of the two programs. Rather, I rely upon the opinions of the experts, who are more qualified than I
to assess the weight to be given to the web site’s pronouncements in the wider context of the totality of
literature available and their personal knowledge of the two programs. My finding on the appropriateness
of Corrective Reading is thus based upon a weighing of the evidence of record, inclu ding expert testimony,
and not on the web site’s pronouncements.
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policy-based selection of Corrective reading for this Student means that the Student’s IEP
was not appropriately individualized for the Student.
Contrary to the District’s second defense, its provision of some one – to – one
tutoring to the Student during the relevant period does not cure its failures to provide an
individualized educational plan that addressed all of the Student’s educational needs in a
form that can be implemented and measured. Given the deficiencies in the plan, the
meager tutoring opportunities that the evidence discloses were not reasonably calculated
to provide meaningful educational benefit. Informal and even formal tutoring
demonstrably was insufficient to address the Student’s severe reading disabilities, as
indicated in the private and District evaluations and re-evaluations immediately preceding
the relevant period.
Because these tutoring opportunities were insufficient to provide meaningful
opportunity, the Parent’s and Student’s decisions to decline those offers were not fatal
obstruction of an offer of FAPE. Consequently, they do not rise to the level of a factual
defense to the Parent’s claims.
Mathematics
Many of the above criticisms of the District’s educational plan apply equally to its
plan for addressing the Student’s disability in mathematics. The vague IEP goals and
objectives, the lack of measurability, and the lack of progress reporting on attainment of
the goals and objectives render the educational plan for mathematics inappropriate. Thus,
the District failed to provide a meaningful opportunity for educational benefit.
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As with the reading program, the District did offer a remedial program called
“Corrective Math.” (FF 30.) However, there is no evidence that this programming cured
the lack of a systematic and measureable sequence of goals and objectives. Indeed, the
Student made no progress, even with Corrective Math. (FF 21, 36, 39, 45, 48.) Thus, the
District failed to offer or provide a FAPE to the Student with regard to mathematics.
Writing
As with mathematics and reading, the vague IEP goals and objectives, the lack of
measurability, and the lack of progress reporting on attainment of the goals and
objectives render the educational plan for mathematics inappropriate during the relevant
period. Thus, the District failed to provide a meaningful opportunity for educational
benefit with regard to writing, and thus denied the Student a FAPE.
Motor Skills
The private and District evaluations reported that the Student had [redacted] yet
the educational plan barely adverts to this obvious area of concern. The Student
experienced difficulty with handwriting and writing in general, yet this second red flag
did not lead to a proper evaluation of the Student’s motor functioning during the relevant
period. (FF 56.) The only reference to this problem in the IEPs was the provision of a
“slope board” for writing. (FF 14, 32.) There was no evaluation as to whether or not this
was the appropriate assistive technology for the Student, and the record suggests that it
fell into disuse. Thus, the District failed to address a disability that may have interfered
with the Student’s ability to progress in writing, and this constituted a denial of a FAPE.
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Speech and Language
Although this was the secondary identified disability and was referenced in every
evaluation, the IEP provided little programming for this disability. As with reading,
mathematics and writing, the IEPs contained no measurable goals or objectives. There
was inadequate progress monitoring linked to attainment of the meager goals set forth.
This constituted a denial of a FAPE.
Transition
While the IEPs ostensibly addressed post secondary transition, they were derived
from a computer program and required only initial attempts to have the Student identify
future post secondary goals and objectives. (FF 16, 33, 34, 39, 55.) The same identical
goals were repeated in subsequent IEPs. Ibid
. There was no identification of particular
transition-related skills to be addressed – other than simply the attainment of the IEP
goals and those set forth in the curriculum itself. Ibid. At the late stage of the Student’s
high school career, these goals were no more than a transparent pretense of transitional
planning. They failed to provide a FAPE with regard to post secondary transitional
planning.
The District argues that it offered a one half day vocational setting for transition
purposes, with one half day in academic programming. (FF 17.) Parent declined this
offer because Parent wanted the Student to remain in a full time academic setting. Ibid
.
Under the circumstances of inadequate programming by the District, the Parent’s position
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is especially reasonable in declining the prospect of having the Student relegated to a
non-academic future when Student’s full potential had not been given a chance to flower
academically. Moreover, offering a generic vocational program is no substitute for the
transitional planning that the law requires. Thus this deprivation too was a denial of a
FAPE.
SECTION 504
Generally, section 504 protects students with disabilities from discrimination in access to and
equal opportunity to benefit from educational services from kindergarten through twelfth grade. 29
U.S.C. §794 ; 34 C.F.R. §104.4. To establish discrimination under Section 504, a student or parent
must prove that (1) he or she is disabled or has a handicap as defined by Section 504; (2) he or she is
“otherwise qualified” to participate in school activities; (3) the school or the board of education
received federal financial assistance; (4) he or she was excluded from participation in, denied the
benefits of, or subject to discrimination at the school; and (5) the school or the board of education
knew or should be reasonably expected to know of his or her disability. 29 U.S.C. §794; 34 C.F.R.
§104.4; Ridgewood Bd. of Educ
. v. N.E., 172 F.3d 238, 253 (3d Cir. 1999); W.B. v. Matula, 67 F.3d
484, 492 (3d Cir. 1995).
The Commonwealth of Pennsylvania protects the student’s right to be free from
discrimination on the basis of handicap or disability, through Chapter 15 of the
Pennsylvania Code, part of the regulations implementing the educational statutes of the
Commonwealth. 22 Pa. Code Chapter 15. A “protected handicapped student” under
these regulations is entitled to those related aids, services or accommodations which are
needed to afford that student equal opportunity to participate in and obtain the benefits of
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the school program and extracurricular activities without discrimination and to the
maximum extent appropriate to the student’s abilities, without cost to the student or his or
her family. Chapter 15 by its terms is intended to implement students’ rights under
section 504, and it does not expand or limit those rights. 22 Pa. Code §15.11(c).
In the instant case, the findings with regard to denial of a FAPE under the IDEA
apply equally to the section 504 claim. Thus, there is no basis in the record for a separate
finding of discrimination under section 504.
COMPENSATORY EDUCATION
I will order the District to provide compensatory education to the Student during
the period from October 21, 2008 to December 14, 2010. However, compensatory
education is an equitable remedy, and I must balance the equities in determining the
amount of relief. Compensatory education is an appropriate remedy where a school
district knows, or should know, that a child's educational program is not appropriate or
that he or she is receiving only trivial educational benefit, and the district fails to remedy
the problem. B.C
., 906 A.2d at 648; M.C. v. Central Regional School District, 81 F.3d
389 (3d Cir. 1996).
Such an award compensates the child for the period of time of deprivation of
special education services, excluding the time reasonably required for a school district to
correct the deficiency. Id. Compensatory education is an equitable remedy. Lester H. v.
Gilhool, 916 F.2d 865 (3d Cir. 1990). I conclude that the District was on notice that the
Student required IEPs that addressed all of the disabilities discussed above, and it failed
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to address them appropriately. Therefore I exercise my equitable authority to deny a
period for discovery and remediation.
In addition, I must consider what relief would be appropriate to restore the
Student to the level of attainment that would have been reached if the District had
implemented an appropriate educational program from May 10, 2008 to September 14,
2009. See
, B.C. v. Penn Manor School District, 906 A.2d 642 (Pa. Cmwlth. 2006). I
find that the record is very sparse regarding what would be an appropriate award of
compensatory education. Taken as a whole, it supports only an award based upon an
hour-for-hour deprivation of educational services, M.C.
, 81 F.3d supra., and does not
support a finding as to the position the Student would have been in if provided with a full
year of FAPE, B.C
., 906 A.2d supra.
I award compensatory education on a full day basis. The failure to provide a
reasonable opportunity to learn to read, write, perform basic mathematics, improve the
Student’s speech and language and prepare for post-secondary transition is both profound
and extensive, calling into question whether the Student was able to receive any
meaningful benefit during the school day. There is little evidence - and certainly not a
preponderance of evidence – suggesting that the Student benefitted from Student’s school
day. Student’s marks and promotions are no such indication.
PROSPECTIVE RELIEF
I conclude that prospective relief is warranted, because the District’s previous
educational plans were so wide of the mark that the IEP team needs direction for future
planning. Therefore, I will order that the District provide an Orton-Gillingham - type
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reading program; this program must have the same attributes of the Wilson Reading
program that meet all of the criteria set forth in the Parent’s private evaluation, (J-53).
The program must be provided by a person or agency that is fully certified by the
sponsors of the program. This program will be at public expense, and will continue for
the remainder of the Student’s eligibility for education within the District. This program
will be provided daily for one hour.
I will order the District to conduct an appropriate occupational therapy evaluation,
and implement the recommendations of that evaluation.
I will order that the District convene an IEP team meeting within ten days of the
date of this decision and order. The team will consist of the personnel mandated by
statute, and all participating staff must be fully trained in the preparation of IEPs
according to law.
The team will develop an educational plan for the remainder of the Student’s
eligibility for education within the District. The plan will address all of the educational
needs of the Student, as set forth in the private evaluation, (J-53), including reading
decoding and comprehension, mathematics operations and problem solving, writing
conventions, speech and language therapy, organization and post secondary transition
needs.
The team will take into consideration all of the recommendations of the private
evaluation, (J-53). IEP goals will be sequential and measurable, and will provide for
appropriate progress monitoring and reporting to the Parent. The team will give full
consideration to provision of appropriate related services, including daily speech and
language services and counseling, as well as specially designed instruction and program
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modifications, including aural and oral presentation of curricular material and
instructions and assistive technology.
CONCLUSION
For the reasons set forth above, I conclude that the District’s evaluation during the
relevant period was not inappropriate because the Parent obstructed the District from
meeting all of the requirements of the IDEA. I conclude that the District failed to provide
a FAPE to the Student during the relevant period, with regard to reading, mathematics,
writing, speech and language needs and post secondary transition needs. Therefore, I will
direct the District to provide compensatory education as set forth above. In addition, I
conclude that prospective relief is warranted, and I order prospective relief. Any claims
not specifically addressed by this decision and order are denied and dismissed.
ORDER
1. During the relevant period, the District provided an appropriate
evaluation of the Student.
2. During the relevant time period, the District failed to provide the
Student with a free appropriate public education with regard to
educational needs in reading, writin g, mathematics, motor skills,
speech and language and post secondary transition.
3. The District hereby is ordered to provide compensatory education to
the Student in the amount of a full school day for every school day
during the period from October 21, 2008 to December 14, 2010. For
purposes of this Order, a school day is any day on which school was
in session in the District during the above stated period of time, not
including ESY sessions.
4. The compensatory education ordered herein shall take the form o f
any appropriate developmental, remedial or enriching instruction or
other educational services , including counseling . Compensatory
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education may occur after school, on weekends and/or during the
summer months, when convenient for the student and the family, and
may be utilized after the Student attains 21 years of age.
Compensatory education must be in addition to the then- current IEP
and may not be used to supplant the IEP or the speech language
related services hours that are currently owed by the Dis trict to the
Student. The hourly cost for compensatory education shall not
exceed the hourly cost of salaries and fringe benefits for qualified
professionals providing similar services at the rates commonly paid
by the District.
5. The hearing officer hereby orders prospective relief as follows:
a. The District shall provide an Orton- Gillingham - type reading
program; this program shall have the same attributes of the
Wilson Reading program and meet all of the criteria set forth in
the Parent’s private evalu ation, (J -53). This program shall be
provided by a person or agency that is fully certified by the
sponsors of the program. This program shall be at public
expense, and shall continue for the remainder of the Student’s
eligibility for education within th e District. This program shall
be provided daily for one hour per day, five days per week,
regardless of whether or not school is in session, consistent with
the recommendation of the provider.
b. The District shall conduct an appropriate occupational thera py
evaluation, and implement the recommendations of that
evaluation.
c. The District shall convene an IEP team meeting within ten days
of the date of this decision and order. The team shall consist of
the personnel mandated by statute, and all participatin g staff
shall have been fully trained in the preparation of IEPs according
to law.
d. The IEP team shall develop an educational plan for the
remainder of the Student’s eligibility for education within the
District. The plan shall address all of the educatio nal needs of
the Student, as set forth in the private evaluation, (J -53),
including reading decoding and comprehension, mathematics
operations and problem solving, writing conventions, speech and
language therapy, organization and post secondary transition
needs.
e. The team shall take into consideration all of the
recommendations of the private evaluation, (J -53). IEP goals
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shall be sequential and measureable, and shall provide for
appropriate progress monitoring and reporting to the Parent.
The team shall give full consideration to provision of
appropriate related services, including daily speech and language
services and counseling, as well as specially designed instruction
and program modifications, including auditory and multisensory
presentation of curricular material, and instructions and assistive
technology.
William F. Culleton, Jr. Esq.
WILLIAM F. CULLETON, JR., ESQ.
HEARING OFFICER
March 16, 2011
