Philadelphia City School District | Case 01919-10-11 | 2011-06-28
Pennsylvania special education due-process decision
- Case number
- 01919-10-11
- Date
- 06/28/2011
- Parties / district (official listing)
- Philadelphia City School District
- Hearing officer
- William Culleton
- Issues (official listing)
- Statute of Limitations Child Find Parent Rights Free Appropriate Public Education
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Decision text
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This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
Pennsylvania
Special Education Hearing Officer
DECISION
Student’s Name: R.P.
Date of Birth: [redacted]
ODR No. 01919-10-11-AS
CLOSED HEARING
Parties to the Hearing: Representative:
Parent[s] Benjamin D. Geffen, Esquire
Public Interest Law Center of Philadelphia
1709 Benjamin Franklin Parkway, 2d Floor
Philadelphia, PA 19103
School District of Philadelphia Heather L. Matejik, Esquire
440 North Broad Street, Suite 313 Office of General Counsel
Philadelphia, PA 19130 440 North Broad Street, Suite 313
Philadelphia, PA 19130
Dates of Hearing: March 11, 2011; April 5, 2011; May 16,
2011
Record Closed: June 13, 2011
Date of Decision: June 28, 2011
Hearing Officer: William F. Culleton, Jr., Esquire
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INTRODUCTION AND PROCEDURAL HISTORY
Student is an eligible resident of the Sc hool District of Philadelphia (District), and
attended a District elementary school at all relevant times. (N T 12-14.) Student is identified
with Other Health Impairment due to Atte ntion Deficit Hyperactivity Disorder (ADHD),
pursuant to the Individuals with Disabilities Education Act, 20 U.S.C. §1401 et seq. (IDEA).
Ibid. The Parent requested due process alleging that the District had failed to comply with its
obligations under the IDEA and section 504 of the Rehabilitation Act of 1973, 29 U.S.C. §794
(section 504), specifically allegi ng Child Find violations, failure to provide a free appropriate
public education (FAPE) to Student , and failure to include Parent in the planning process for an
Individualized Education Program (IEP). 1 The District asserts th at it has evaluated Student
timely and appropriately, and offered a FAPE with full participation of the Parent.
The hearing was conducted in three sessions and the record closed upon receipt of written
summations. I conclude that the District has co mplied with its legal obligations to Student and
Parent, and no compensatory education will be ordered.
ISSUES
1. Do the IDEA limitation of action provisions bar Parent’s complaints about District action
or inaction from October 1, 20072 to December 30, 20083, due to failure to request due
process within two years of Parent’s knowledge or notice during that period of time?
1 Parent requested an independent educational evaluation and prospective relief; however, the parties reached
settlement on these issues during the course of the due process hearings, and I will not reach them as they are moot.
(NT 17.)
2 Parent’s counsel specified this as the beginning of the period for which Parent was requesting relief, presumably
based upon the date of the first section 504 plan offered to Parent for Student. (NT 310; S-14 p. 1.)
3 The end point of this period is two years prior to the date upon which Parent actually filed for due process alleging
failure to identify and provide a FAPE. The IDEA limitation period did not bar Parent from complaining of any
District action or inaction occurring after that date because the complaint, filed on December 30, 2010, was filed
within two years of Parent’s knowledge or notice of any such event.
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2. Prior to June 20, 20094, did the District fail to comply with its Child Find obligations
under either the IDEA or section 504, inter alia by failing to evaluate Student properly,
failing to provide appropriate educational services, or denying participation by Parent?
3. During the period prior to and including March 11, 2011, did the District fail to provide a
FAPE to Student under either the IDEA or section 504, with regard to reading, writing,
mathematics, behavior impeding learning, or attention?
4. Did the District fail to allow Parent to participate appropriately in the educational
planning process for Student during the period from October 1, 2007 to March 11, 2011?
5. Should the hearing officer order the District to provide compensatory education to
Student for all or any part of the period prior to March 11, 2011?
FINDINGS OF FACT
LIMITATION OF ACTION
1. In 2005, Parent received procedural safegua rds from District personnel. (NT 198-199,
202-203; S-31, 43.)
2. District personnel met with Parent on Octobe r 5, 2007 to discuss Student’s behavior and
strategies to assist Student in class. (NT 246-248; S-29 p. 4.)
3. On October 16, 2007, District personnel and Pa rent entered into a service agreement
pursuant to section 504, which provide d accommodations at school due to ADHD,
including preferential seating, peer tutor to assist with organizing materials and copying
assignments, opportunities for physical move ment, agenda book for communication with
Parent, and behavioral intervention. Teachers also provided supplemental books and
extended time. (NT 43-46, 277-278; S-22, 35.)
4. The District personnel did not pr ovide Parent with a copy of procedural safeguards at the
meeting in October 2007 when the section 504 plan was discussed. Parent was unaware
that the IDEA and section 504 limited the time within which a Pare nt could request due
process. (NT 122-133, 185-187, 214-215; P-26.)
5. District personnel did not hold an informal c onference with parent wi thin ten days after
Parent received the initial section 504 plan. (NT 210-212.)
6. As of October 2007, Parent was aware that Parent could file for due process if dissatisfied
with the services offered by the District to the Student. (NT 186-187, 198-203; S-31.)
4 This is the date upon which the District provided to Parent the evaluation report identifying the Student under the
IDEA. (S-13 p. 1.)
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7. District officials notified Parent by telephone and wr itten notice of Student’s disciplinary
violations on several occasions between February 2008 and September 16, 2008, (NT 45,
48-53, 55-56, 91-94, 91-101, 105-110, 178-179; S-1 p. 25-34.)
8. As of April 30, 2008, Parent was dissatisfie d with the accommodations provided to
Student in school. (NT 56, 63-65, 68-69; S-26.)
9. As of April 30, 2008, Parent was aware that the law provides recourse for Parental
dissatisfaction with District services for child ren with disabilities, and had been referred
to an education law service. (NT 56-60, 88-89; S-26 p. 4.)
10. Parent made attempts to discuss Student’s needs with District personnel prior to
December 30, 2008, and District personnel did speak with Pare nt about Student’s needs
and school accommodations prior to N ovember 2008. (NT 100-101, 171, 173, 175, 177,
180-182, 188-189, 192-195, 226-236, 250; S-18.)
11. District staff represented to Parent that the section 504 accommodation plan was being
followed; however, one element of that pla n, the peer tutor, was not being followed
consistently. Although there was no formal be havior chart, there was documentation of
behavior and feedback to parent on Student’s behavior. In some classes, there was no
agenda book, but there was a daily re port. (NT 115-116, 2 13, 224-225, 280-283, 286,
291-292, 566-568, 580-583.)
12. District staff told parent that the section 504 plan would expire in one year. (NT 242.)
13. In November and December 2008, Parent suffered two strokes that required
hospitalization and inpatient re habilitation, with subsequent speech disability for about
six months. (NT 71-73; P-22 p. 1.)
14. Subsequent to Parent’s strokes, Student’s aunt assisted Pare nt with Student’s care. (NT
391-393; P-22.)
15. On or about April 1, 2009, Parent conveyed a letter to District pe rsonnel, indicating an
intention to request due pro cess, and expressing dissatisf action with the District’s
response to Student’s needs as a child with a disability during the 2007-2008 and 2008-
2009 school years, specifically with regard to failure to id entify Student under the IDEA,
failure to provide appropria te accommodations to Student, and failure to address
Student’s needs with regard to behavior and organization. (NT 58-60, 78-89; S-16.)
CHILD FIND
16. Student was diagnosed with ADHD in 2003. (S-41 p. 2.)
17. District personnel evaluated Student in 2005 an d found Student not to be a child with a
disability. (S-41 p. 2.)
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18. Student’s grades were passing in the 2007-2008 school year; Student was performing at
or near grade level in reading, writing and mathematics. (S-28, 41.)
19. In the 2008-2009 school year, Student experienced persistent academic and behavioral
difficulties from the first marking period. The 504 service agreement was revised by
District personnel to provide accommodations for seating, chunking tasks, copying and
note taking. A behavior contract was in effect at this time. (S-13.)
20. After receiving the written request from Parent on or about April 1, 2009, District
personnel conveyed a Permission to Evaluate form to Parent on or about April 17. Parent
returned the form with signature dated April 24, 2009. (NT 709-710, 713; S-15, P-18.)
21. In May and June 2009, the Distri ct evaluated Student and fou nd Student to be achieving
below grade level, with deficits in reading and writing fluency, vocabulary and
mathematics. Student was found to need special education services to address
inattention, organization and flue ncy deficits, as well as behavi or control. The District
offered a proposed evaluation report, identify ing Student with Other Health Impairment,
dated June 2, 2009, and delivered the report to Parent on June 20, 2009. (S-11, 13.)
22. The District offered to disc uss the proposed evaluation repo rt with Parent at an IEP
meeting convened in July 2009, but Parent ar rived over two hours late for the meeting
and did not want to discuss it. (NT 492-496, 501-505, 511-513, 643, 649, 669-670.)
FAPE
23. From the beginning of the 2008-2009 school year to March 11, 2011, Student exhibited
behaviors that interfer ed with learning, including aggre ssive and defiant behaviors that
led to suspensions and missed school work, fr equent inattention and off-task behavior,
disorganization and failing to turn in assignments and being disruptive. These behaviors
became more problematic after January 1, 2010. (NT 288-289, 390-392, 411; S-1 p. 1 to
27, S-3, S-13 p. 1, S-25 p. 2, S-30.)
24. In the first marking period of the 2008-2009 school year, Distri ct personnel attempted to
discuss Student’s performance with Parent but Parent was uncooperative. (NT 422-430.)
25. In the 2010-2011 school year, classroom inte rventions were ine ffective to address
Student’s behaviors and poor organization and study skills. (S-7, S-25 p. 2-3, S-28 p. 3-
4.)
26. The District offered an IEP, based upon th e June 2009 evaluation report, providing for
supplemental learning support. Goals addressed vocabulary, mathematics operations, and
on-task behavior. Specia lly designed instruction included additional time for
assignments, graphic organizers, simplif ied directions, manipulatives, chunking
assignments, cooperative groups, calculator s, decoding and reading of mathematics
assignments, allowing oral response, positiv e reinforcement, choice of activities and
repetition. (S-11.)
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27. In July 2009, the District offered an ame nded IEP that included objectives addressing
writing fluency, fractions in science class, making change in a store and decision making.
Specially designed instruction was added, including a daily report or communication
book, use of a squeeze ball, and study carrel. Related services were added in the form of
one weekly counseling session as requested. (NT 516-527; S-12.)
28. In July 2009, Parent refused to sign the o ffered IEP. Regular education interventions
continued to be provided th rough CSAP Tier II, including small group instruction for
reading, vocabulary list, daily report to Parent, extended day, remedial mathematics
program, preferential seating, repetition of di rections, peer support and alternate texts.
(NT 376-381, 398-399, 414-416, 419, 546, 588-589, 591-600, 613-616, 629-630; S-7.)
29. Parent continued to fail or refuse to cooperate with Dist rict personnel in the 2009-2010
and 2010-2011 school years. Parent never signed the offered IEP. Parent began refusing
to sign any documents sent to Parent by Di strict personnel, and referring all such
inquiries to Parent’s new attorneys. (NT 516-530, 552-555 , 560-563, 570-580, 614-615,
617-629, 633, 638-641, 647, 682-683, 792-795; S-1.)
PARTICIPATION OF PARENT
30. From October 2007 through Ma rch 2011, Parent routinely entered the main school
building of Student’s elementary school without asking for accommodations due to
mobility impairment. (NT 190-192, 358-362, 407-409, 595, 602, 705-707.)
DISCUSSION AND CONCLUSIONS OF LAW
BURDEN OF PROOF
The burden of proof is composed of two cons iderations, the burden of going forward and
the burden of persuasion. Of these, the more e ssential consideration is the burden of persuasion,
which determines which of two contending partie s must bear the risk of failing to convince the
finder of fact.
5 In Schaffer v. Weast, 546 U.S. 49, 126 S.Ct. 528, 163 L.Ed.2d 387 (2005), the
United States Supreme Court held that the burde n of persuasion is on the party that requests
5 The other consideration, the burden of going forward, simply determines which party must present its evidence
first, a matter that is within the discretion of the tribunal or finder of fact (which in this matter is the hearing officer).
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relief in an IDEA case. Thus, the moving party must produce a preponderance of evidence 6 that
the other party failed to fulfill its legal obligat ions as alleged in the due process Complaint
Notice. L.E. v. Ramsey Board of Education, 435 F.3d 384, 392 (3d Cir. 2006)
This rule can decide the issue when neither side produces a pre ponderance of evidence –
when the evidence on each side has equal weig ht, which the Supreme C ourt in Schaffer called
“equipoise”. On the other hand, whenever the ev idence is preponderant (i .e., there is weightier
evidence) in favor of one party, that party will prevail, regardless of who has the burden of
persuasion. See Schaffer, above.
In the present matter, based upon the above rule s, the burden of persuasion rests upon the
Parents, who initiated the due process proceeding. If the Parents fail to produce a preponderance
of the evidence in support of thei r claim, or if the evidence is in “equipoise”, the Parents cannot
prevail under the IDEA.7
LIMITATION OF ACTION8
The IDEA, 20 U.S.C. 1415(f)(3)(C), provides:
(C) Timeline for requesting hearing
A parent or agency shall request an impartial due process hearing
within 2 years of the date the parent or agency knew or should
have known about the alleged actio n that forms the basis of the
complaint … .
6 A “preponderance” of evidence is a quantity or weight of evidence that is greater than the quantity or weight of
evidence produced by the opposing party. Dispute Resolution Manual §810.
7 I apply this rule to section 504 issues as well. In general, the proponent of a proposition must bear the burden of its
proof. In re Morrison - Wesley, 946 A.2d 789, 797 (Pa. Cmwlth. 2008); Schaffer, above.
8 While the bulk of Parent’s claims that are subject to a limitations analysis are brought under section 504, I apply an
IDEA analysis to the limitations issue for these claims as well. Since IDEA provides the most closely analogous
limitation period, the IDEA’s limitation period applies to section 504 claims. P.P. v. West Chester Area School
Dist., 585 F.3d 727 (3d Cir. 2009).
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This section provides a two year “look forward” limitations period for filing a due process
complaint notice, which begins when the filing party “knew or should have known” of the events
giving rise to the claim asserted in the complaint notice. Therefore, to establish its affirmative
defense, the agency must prove the above stated “date” of parental knowledge or notice – the
“knew or should have known” (KOSHK) date. See J.L. v. Ambr idge Area School District, 2008
WL 2798306, *9-10 (W.D. Pa. 2008)(burden on movant to establish IDEA limitation of action as
affirmative defense). If the District can prove that Parent failed to file for due process within two
years of the KOSHK date, Parent is precluded from receiving a hearing on any issues as to which
Parent waited too long to file.
1. What Constitutes Knowledge or Notice
The IDEA is specific as to what parental knowledge or notice begins the two year
limitation period. The statute us es the word “action”. 20 U.S. C. 1415(f)(3)(C). The “action”
referred to is that which “forms the basis of th e complaint”. Ibid. Re ading this language in
context with the operative subsections of IDEA section 1415, I conclude that this word “action”
refers to the statutory clause found in the provisi ons for prior written noti ce: “initiate or change
… the identification, evaluation, or educational pl acement, or the provision of a free appropriate
public education to the child.” 20 U.S.C. §14 15(b)(3)(agency in itiation or change requiring
written prior notice); 20 U.S.C. §1415(c)(1)(A), (B)(characterizing agency initiations or changes
as “action[s]”); 20 U.S.C. §1415(b)(6)(A)(agency ac tions subject to complaint and request for
due process); 20 U.S.C. §1415(b)(6)(B )(“alleged action” subject to due process as read in pari
materia with 20 U.S.C. §1415(b)(6)(A)). The regulations similarly equate the “actions”
requiring prior written notice, 34 C.F.R. §300.503, with those that can be the subject of a due
process complaint. 34 C.F.R. §300.507.
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Thus, I conclude that the limitation period begi ns to run on the date on which the parents
had knowledge or notice that the agency either in itiated or changed – or failed to initiate or
change – its identification, evaluation, placement or provision of FAPE to the child. Conversely,
I find no language in the statute that suggests that the limitation period begins to run only when
parents discover other elements of their formal “cause of action” such as the illegality of any
agency actions. Thus, I do not subscribe to the view held by others, including esteemed
colleagues, that the IDEA’s st atutory concept of knowledge or notice is coextensive with the
traditional common law notion of “discovery”. See generally, Vitallo v. Cabot Corporation, 399
F.3d 536, 538 (3rd Cir. 2005).
In the present matter, the evidence is preponderant that, from October 1, 2007 to
December 30, 2008 (the disputed period of time for limitations purposes) 9, Parent knew or
should have known what services the District was providing to Student to address Student’s
needs, and that those serv ices were unsatisfactory. 10 Parent admitted to discussing Student’s
needs and the District’s servi ces with District personnel on numerous occasions during this
period of time. (FF 1-3, 7, 10.) District witn esses confirmed that mee tings and conversations
took place, and that numerous written notices were sent home to Parent. (FF 10.) Thus, Parent
was aware of the District’s actions and inactions regarding Student during that period of time.
9 The end point of this period is two years prior to the date on which Parent actually filed for due process alleging
failure to identify and provide a FAPE, as noted above.
10 Parent argues that Parent had no knowledge of a violation of section 504, or of the existence of a limitation period
for Parent’s claims. (NT 78-79, 214.) This is not the legal test. IDEA requires only knowledge or notice of the
District’s action or inaction that forms the subject of the due process complaint, as discussed above. Although the
failure to provide information as to the limitation period in the form of procedural safeguards may in some
circumstances prevent a parent from filing in a timely fashion, thus triggering the operation of the exception for
failure to provide information, I conclude that it did not prevent Parent from filing timely in this matter, because
Parent was aware of Parent’s right to file for due process within the disputed period of time. (FF 6, 9.) Parent also
knew about the right to file for due process and obtained legal representation well within the two year statutory
period allowed by law to preserve Parent’s claims arising between October 1, 2007 and December 30, 2008, (FF
15); Parent would have had between October 1, 2009 and December 30, 2008 to file a due process request for any
District action or inaction of which Parent knew or should have known during the disputed period.
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Consequently, for every day during the a bove period of time, the KOSHK date for
Student was identical to the date on which the Di strict allegedly failed to identify Student or
provide Student with a FAPE. For each of these da ys, the record demonstrates that Parent failed
to file a request for due process until more than two years after that KOSHK date. Thus, Parent’s
claims for all of those dates are barred by th e IDEA limitation period, unless Parent can prove
that one of the two exceptions to the IDEA lim itation period applies. I conclude that neither
exception applies.
2. Exceptions for Misrepresentation and Withholding of Information
The IDEA limitation period is subject to onl y two explicit exceptions, set forth at 20
U.S.C. §1415(f)(3)(D):
(D) Exceptions to the timeline
The timeline described in subparagraph (C) shall not apply to a parent
if the parent was prevented from requesting the hearing due to—
(i) specific misrepresentations by the local educational agency
that it had resolved the problem forming the basis of the complaint; or
(ii) the local educational agen cy’s withholding of information
from the parent that was require d under this subchapter to be
provided to the parent.
Like parental knowledge and notice, the applicat ion of these exceptions requires a “highly
factual inquiry.” P.P. v. West Chester Area School Dist ., 557 F.Supp.2d 648, 660, aff’d, 585
F.3d 727 (3d Cir. 2009). Once the agency has prove n that the Parents failed to file for due
process for more than two years after knowledge or notice of the relevant agency actions, the
Parents must assert facts in avoidance of th e limitation period. J.L. v. Ambridge Area School
District, 2008 WL 2798306, *9-10 (W.D. Pa. 2008).
While parents seeking the application of thes e statutory exceptions are required to prove
agency behavior such as misrepresentations or withholding, they must also show that such
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behavior “prevented” them from filing for due process. School Distri ct of Philadelphia v.
Deborah A., 2009 WL 778321 at *4, aff”d, 2011 WL 1289145 (3d Cir. 2011). Thus, the
exceptions will not apply if there is proof that Parents could not have been misled or dissuaded
from filing timely, due to any alleged misrepresent ations or withholding of information. See,
e.g., El Paso Independent School Dist. v. Richard R., 567 F. Supp. 2d 918, 945 (W.D. Tex.
2008), vac. in part on ot her grounds, 591 F. 3d 417 (5 th Cir. 2009) (provisi on of procedural
safeguards notice may defeat assertion of exception).
I conclude by a preponderance of the evidence that the Parent has failed to show any
misrepresentation or failure to provide informati on that prevented Parent from filing in a timely
manner. (FF 4, 5, 11, 12.) As noted above, Parent was in frequent communication with District
personnel regarding the Student, and freely expre ssed dissatisfaction with District services.
Although there was some evidence that procedur al safeguards were not provided at every
juncture of the educational planning process, this did not prevent Parent from seeking due
process. (FF 4.) Parent did receive procedural safeguards at some point while Student was at the
elementary school, (FF 1); the record shows pre ponderantly that Parent knew that due process
was available during the period in dispute. (F F 6, 9, 15.) Parent knew to seek legal counsel
during this period and even comm unicated to the District the in tention to request due process
within the time allowed by the IDEA for filing with regard to District actions or inactions that
occurred during the disputed period. (FF 15.) Parent not only was advised by counsel but also
discussed Parent’s rights with medical service providers familiar with special education, and
those providers referred Parent to counsel. (FF 9.)
In reaching this conclusion, I weigh the testim ony of Parent on the extent of Parent’s
knowledge of the available legal recourse. Pa rent’s testimony under oath on this point was
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contradictory, and its reliability is reduced. Thus, I give it reduced weight. Given the
documentary evidence strongly in dicating Parent’s understanding of the availability of due
process well within the two years in which the ID EA would have permitted Parent to file for the
disputed period of time, I find that the record is preponderant that Parent was aware of the
available legal recourse and failed to exercise it.
Parent also argued that Parent’s ability to file within two years for the disputed period
was hampered by two strokes suffe red during that period. (FF 13, 14.) I find to the contrary.
The record is preponderant that, after suffering those strokes, and before the disputed period
ended, Parent knew of Parent’s dissatisfaction, knew of the availability of due process, and
nevertheless failed to request due process until afte r that disputed period. (FF 6, 8.) Thus, the
Parent’s unfortunate and damaging medical even t did not prevent Parent from requesting due
process in a timely fashion. Any period of disability suffered as a result of these medical injuries
would not toll the limitation period, because common law equitable tolling is not available under
the IDEA. P.P. v. West Chester Area School Dist., 585 F.3d above at 736 (reasoning that
“tolling principles that affect the application of state statutes of limitations would presumably not
affect the IDEA statute of limitations, with its express exceptions to the limitations period.”)
CHILD FIND
The District is obligated to identify, locate and evaluate all children with disabilities
living within its boundaries. 20 U.S.C. §1412(a)(3)(A). Parent argues that th e District failed to
identify Student in a timely fashion between December 30, 2008, the beginning of the period
allowed by the IDEA limitation period, and J une 20, 2009, when the District identified the
Student. Parent also alleges that there were procedural deficiencies in the evaluation process that
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constituted a Child Find violation. (FF 20.) I conclude that th ese claims are not supported by a
preponderance of evidence and I therefore deny these claims.
Contrary to Parent’s character ization, District personnel were not asleep at the switch as
Student advanced through the elementary grades. Student was in the District’s regular education
screening and differentiation program, called CSAP, from first grad e on, and this program
requires review and evaluation of the effectiveness of its regular education interventions. (FF 2,
3, 28.) The District evaluated Student in 2005 and found Student to be ineligible for special
education, though Student remained in the CS AP program. (FF 1.) When Student’s
performance fell off, the District responded by providing Student with a section 504 service
agreement for the 2007-2008 school year, with furt her accommodations. (FF 3.) The evidence
shows that the Student’s marks were average to good in that school year, so there is no evidence
of any red flags that would have alerted the District to the need for more intervention. (FF 18.)
Those red flags appeared during the 2008-2009 school year, but the record is ambiguous
as to when they appeared. (FF 19.) Student ’s behavior was problematic in the first marking
period, but not dramatically so; rather, behavioral incidents became more prominent in frequency
and intensity after January 1, 2009 – after Parent suffered from two debilitating strokes. (FF 23.)
This was also after Student had received failing marks for the first marking period – an unusually
complete record of failure for a Student who was used to success at school, and for a Parent who
demanded it. I conclude that the District was on notice that the Student was in need of greater
intervention after the first report card, in November and December 2008. At that point, the
District’s personnel should have moved to evaluate the Student: Student was known to have a
disability recognized by the IDEA, and now the District was on no tice that Student’s progress in
school was seriously compromised. Given the St udent’s previous success with the existing
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supports – CSAP and the 504 acco mmodations – I find that the Di strict was on notice that
student needed more intervention when the poor marks were followed by an escalation of
behaviors that interfered with Student’s own learning, by the end of January 2009.
By a preponderance of the evidence, I conclu de that the District did react to Student’s
declining achievement in the 2008-2009 school year . In addition to numerous attempts to
consult with Parent, District personnel revise d the section 504 plan to provide for greater
supports. (FF 19.) Unfortunatel y, these steps did not succeed, and Student continued to fall
behind. By April, Parent demanded an evaluati on, and the District proceeded to perform one.
(FF 20-22.) In light of this seque nce of events, I find no District fa ilure to comply with its Child
Find obligations.
Contrary to Parent’s argument, there is no evidence that the Parent made more than one
request for evaluation in writ ing, as required by Pennsylva nia law, 22 Pa. Code §14.123(c),
during the relevant period allowe d by the IDEA limitations provisi on. Parent made one written
request in April 2009, near the end of a school y ear in which the Student had exhibited serious
academic and behavioral decline. There was some indirect and unreliable hearsay evidence that
Parent made oral requests for evaluation prior to this time, (S-16 p. 1, S-25 p. 6, 7, S-26, S-29 p.
3); however, I find that the record is not prepond erant that the Parent made such requests during
the period allowed by the IDEA limitation provisions , such that the District’s personnel were
obligated to provide a Permission to Evaluate form, 22 Pa. Code §14.123(c). Given this record, I
cannot conclude that the District failed to investigate Student’s eligibility for special education in
a timely fashion.
Parent argues that the evalua tion in June 2009, that was performed in response to Parent’s
written request, was not an adequate response because, 1) the Permission to Evaluate was sent to
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Parent more than ten days after receipt of the Parent’s letter requesting an evaluation; and 2) the
evaluation was never finalized. (FF 20, 21.) While these procedural violations are supported by
a preponderance of the evidence, I do not conclude that these proc edural violations vitiate the
District’s evaluation for purposes of its Child Find obligation. The District’s evaluation would
have been delayed only about seven days because its Permission to Evaluate was sent to Parent
late; yet, the evaluation was completed within the regulatory timeframe of sixty days from
receipt of permission. Thus, the procedural vi olation did not deny any identifiable substantive
rights. The failure to finalize the evaluation (by discussing it w ith Parent and getting it signed)
was due to the timing of the evaluation request, that led to an IEP meeting in the summer to
discuss it, the intervention of counsel, and the Parent’s lateness at th e meeting scheduled to
finalize the evaluation. (FF 22.) The District offered to identify the Student and provided a draft
IEP. Thus it substantially performed its Child Find obligation to this Student.
FAPE
The IDEA requires that a state receiving federal education funding provide a “free
appropriate public education” (FAPE) to disabled children. 20 U.S.C. §1412(a)(1), 20 U.S.C.
§1401(9). School districts provide a FAPE by designing and administering a program of
individualized instruction that is set forth in an Individualized Education Plan (“IEP”). 20
U.S.C. § 1414(d). The IEP must be “reasonably calculated” to enable the child to receive
“meaningful educational benefits” in light of the student's “intellectual potential.” Shore Reg'l
High Sch. Bd. of Ed. v. P.S., 381 F.3d 194, 198 (3d Cir. 2004) (quoting Polk v. Cent.
Susquehanna Intermediate Unit 16, 853 F.2d 171, 182-85 (3d Cir.1988)); Mary Courtney T. v.
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School District of Philadelphia, 575 F.3d 235, 240 (3rd Cir. 2009), see Souderton Area School
Dist. v. J.H., Slip. Op. No. 09-1759, 2009 WL 3683786 (3d Cir. 2009).
“Meaningful benefit” means that an eligible child’s program affords him or her the
opportunity for “significant learning.” Ridgewood Board of Education v. N.E., 172 F.3d 238,
247 (3d Cir. 1999). In order to properly provide FAPE, the child’s IEP must specify educational
instruction designed to meet his/her unique needs and must be accompanied by such services as
are necessary to permit the child to benefit from the instruction. Board of Education v. Rowley,
458 U.S. 176, 181-82, 102 S.Ct. 3034, 1038, 73 L.Ed.2d 690 (1982); Oberti v. Board of
Education, 995 F.2d 1204, 1213 (3d Cir. 1993). An eligible student is denied FAPE if his
program is not likely to produce progress, or if the program affords the child only a “trivial” or
“de minimis” educational benefit. M.C. v. Central Regional School District, 81 F.3d 389, 396
(3rd Cir. 1996), cert. den. 117 S. Ct. 176 (1996); Polk v. Central Susquehanna Intermediate Unit
16, 853 F. 2d 171 (3rd Cir. 1988).
Under the Supreme Court’s interpretation of the IDEA in Rowley and other relevant
cases, however, a school district is not necessarily required to provide the best possible program
to a student, or to maximize the student’s potential. Rather, an IEP must provide a “basic floor
of opportunity” – it is not required to provide the “optimal level of services.” Mary Courtney T.
v. School District of Philadelphia, 575 F.3d at 251; Carlisle Area School District v. Scott P., 62
F.3d 520, 532 (3d Cir. 1995).
The law requires only that the plan and its execution were reasonably calculated to
provide meaningful benefit. Carlisle Area School v. Scott P., 62 F.3d 520, (3d Cir. 1995), cert.
den. 517 U.S. 1135, 116 S.Ct. 1419, 134 L.Ed.2d 544(1996)(appropriateness is to be judged
prospectively, so that lack of progress does not in and of itself render an IEP inappropriate.) Its
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appropriateness must be determined as of the time it was made, and the reasonableness of the
school district’s offered program should be judged only on the basis of the evidence known to
the school district at the time at which the offer was made. D.S. v. Bayonne Board of Education,
602 F.3d 553, 564-65 (3d Cir. 2010).
The evidence is prepondera nt that the Student’s ac ademic progress declined
precipitously, beginning in the first marking period of the 2008-2009 school year, and continuing
through March 11, 2011, the first hearing date in this matter. There is no doubt that the
Student’s attention problems and consequent challenging behavior s contributed greatly to this
decline, becoming somewhat challenging in the first marking period of the 2008-2009 school
year, and escalating markedly af ter January 1, 2009. Thus, the record make s clear – and it is
undisputed – that the Student faile d to receive meaningf ul educational benefit during this period
of time.
It does not follow, however, that the District faile d to comply with the law. It is clear that
the IDEA requires the District to offer and implement an educat ional plan that is reasonably
calculated to provide meaningful educational benefit to a child with a disa bility; however, in this
case the District was prevented from doing so.
As discussed above, the District moved to modify its interventions when it became clear
that they were not working. It subsequently ev aluated Student, identified Student, and offered a
placement of supplemental learning support. (FF 26-29.) This offer came at the end of the
school year, and by then, Parent was dealing with the District through re tained private counsel,
as was and is Parent’s right. These factors led to a meeting scheduled in July 2009, at which the
District was prepared to both offer its evalua tion report and offer both placement and program to
address the Student’s problems in school. Howeve r, Parent arrived at the meeting over two and
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one half hours late, and parent a nd counsel declined to discuss the evaluation and proposed IEP,
preferring to focus on other matters of concern between the parties. The parties agreed to
schedule another IEP meeting in September 2009, but they were never able to find a common
date for the meeting, despite repe ated efforts by Dist rict personnel. (FF 22, 28.) After this,
Parent became increasingly uncooperative, to the point of refusing to sign routine documents and
resorting to hostile and angry language. (FF 29.)
Thus, Parent never approved either the eval uation or the proposed IEP. Legally, the
District was unable to provide special education services. 34 C.F.R. §300.300(b)(3). Thus
blocked from intervening in an appropriate wa y, District personnel continued to provide CSAP
interventions similar to those in the section 504 plan, which continued to be inadequate.11 Under
these circumstances, I cannot conclude that th e Student’s lack of pr ogress was due to the
District’s unwillingness to comply with the law. On the contrary, I conclude that the District
offered to provide special education services that were reasonably calculated to provide
meaningful educational benefit to the Student.
In reaching this conclusion, I have weighed the testimony of the various witnesses. I
have found the District’s witnesses, the principal, special education director and teachers12, to be
truthful and reliable. I have noted their forthright admissions to flaws in the procedures applied
to this matter, and have found their testimony to be consistent with th e documentary record.
Regarding material facts, including Parent’s lack of cooperation in the 2009-2010 and 2010-2011
school years, Parent corroborated their testimony. In contrast, the Parent’s testimony was at
11 The record was unclear as to whether the section 504 plan itself was continued after parent refused to sign the
offered IEP. Consequently, the evidence is at best in “equipoise” and the Parent has failed to carry Parent’s burden
to prove a violation in this regard.
12 One teacher also served as an administrator in the last school year. The Parent sought to impeach this witness’
credibility by introducing a witness to deny that Parent had used unseemly language toward the teacher-
administrator. However, the witness did no more than deny any memory of such unseemly language. I did not find
this to be such a direct contradiction as to call into question the teacher-administrator’s credibility.
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times self-contradictory and equivocating. I noted a tendency to overstate the facts. In key
respects relating to the Parent’s claims, especially regarding Child Find, the Parent asserted a
lack of memory for material transactions – in particular, whether or not Parent ever received a
copy of the proposed evaluation re port as recorded in the docum ent and consistent with the
testimony of District witnesses. In sum, while I credit Parent’s overall dedication to Student’s
wellbeing, I accord less weight to Parent’s testimony due to th e tendency to embellish and
equivocate.
DENIAL OF PARENTAL PARTICIPATION IN EDUCATIONAL PLANNING
Parent argues that the Distri ct denied Parent the opportunity to participate in Student’s
educational planning, as guarant eed by the IDEA. A child is denied FAPE if procedural
inadequacies “significantly impeded the parent [’s] opportunity to par ticipate in the decision
making process.” 20 U.S.C. § 1415(f)(3)(E)(ii)(II); see also Winkelman v. Parma City Sch. Dist.,
550 U.S. 516, 529 (2007) (“IDEA includes provisions conveying rights to parents as well as to
children.”). Parent argues that the District de nied the opportunity to participate by failing to
offer to Parent the opportunity to meet in a [r edacted] accessible location for the IEP meeting in
the summer of 2009 and other meetings. Parent testified that the two strokes that Parent suffered
in November 2008 left parent mobility impaired and unable to attend meetings in the main
school building attended by Student, while there was an accessible location nearby.
While this argument is plausible on its face, the record is more than preponderant that
Parent never asked for such accommodations. (FF 30.) Moreover, Parent attended meetings at
the non-accommodated site after th e strokes. There is no evid ence that District personnel
refused such accommodation. Thus, I conclude that the District’s failure to offer a different
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location on its own motion did no t deny Parent any opportunity to participate in educational
planning.13
COMPENSATORY EDUCATION
Compensatory education is an equitable remedy, and I mu st balance the equities in
determining the amount of relief. Compensatory education is an appr opriate remedy where a
local educational agency (LEA) knows, or should know, that a child's educational program is not
appropriate or that he or she is receiving only trivial educationa l benefit, and the LEA fails to
remedy the problem. M.C. v. Central Regional School District, 81 F .3d 389 (3d Cir. 1996).
Here, I conclude that the Dist rict did not fail to remedy the problem; on the contrary, it was
obstructed from doing so by Parent’s lack of cooperation. Thus, both on legal and equitable
grounds, I will not award no compensatory education to Student for the relevant period permitted
by the IDEA.
CONCLUSION
I conclude that the IDEA limits the time period for which Parent is entitled to complain to
the relevant period of December 30, 2008 to Marc h 11, 2011. Furthermore, I conclude that ,
during this relevant period of tim e, the District has not failed to identify Student in a timely
fashion, nor has it failed to offer a FAPE. Any fa ilure to address Student’s lack of achievement
during that period of time is due to parental obstruction; consequently, no compensatory
13 Parent also argues that the District prevented Parental participation by failing to provide a ten day informal
conference to discuss the 2007 section 504 service agreement. The record is preponderant that Parent had numerous
informal conversations about the Student’s progress after October 2007; thus, I conclude that this alleged procedural
default could not have deprived Parent of the participation in educational planning that is Parent’s right.
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education will be awarded. Any claims regardi ng issues that are not specifically addressed by
this decision and order are denied and dismissed.
ORDER
1. The IDEA limitation of action provisions bar Parent’s complaints about District action or
inaction from October 1, 2007 to December 30, 2008, due to failure to request due
process within two years of Parent’s knowledge or notice during that period of time.
2. Prior to June 20, 2009, the District did not fail to comply with its Child Find obligations
under either the IDEA or section 504, inter alia by failing to evaluate Student properly,
failing to provide appropriate educational services, or denying participation by Parent.
3. During the period prior to and including March 11, 2011, the District did not fail to
provide a FAPE to Student under either the IDEA or section 504, with regard to reading,
writing, mathematics, behavior impeding learning, or attention.
4. The District did not fail to allow Parent to participate appropriately in the educational
planning process for Student during the period from October 1, 2007 to March 11, 2011.
5. The hearing officer will not order the District to provide compensatory education to
Student for all or any part of the period prior to March 11, 2011.
William F. Culleton, Jr. Esq.
_____________________________
WILLIAM F. CULLETON, JR., ESQ.
HEARING OFFICER
June 28, 2011
