Philadelphia City School District | Case 13352-12-13 | 2013-05-08
Pennsylvania special education due-process decision
- Case number
- 13352-12-13
- Date
- 05/08/2013
- Parties / district (official listing)
- Philadelphia City School District
- Hearing officer
- Brian Ford
- Issues (official listing)
- IEP Procedural Violation Related Services Progress Compensatory Education
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Decision text
Page 1
ODR No. 13352-1213KE Page 1 of 20
This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
Pennsylvania
Special Education Hearing Officer
DECISION
Student’s Name: R.J.
Date of Birth: [redacted]
ODR No. 13352-1213KE
CLOSED HEARING
Parties to the Hearing: Representative:
Parents
Benjamin Geffen, Esq.
Sonja Kerr, Esq.
Public Interest Law Center of Philadelphia
1709 Benjamin Franklin Parkway
Philadelphia, PA 19103
Catherine V. Wigglesworth, Esq.
Dechert, LLP
Cira Centre
2929 Arch Street
Philadelphia, PA 19104
School District of Philadelphia
440 North Broad Street
Philadelphia, PA 19130
Brian Subers, Esq.
Fox Rothschild, LLP
10 Sentry Parkway
Blue Bell, PA 19422
Dates of Hearing: February 13, February 19, March 27, April 1,
April 10, and April 17, 2013
Record Closed: May 1, 2013
1
Date of Decision: May 8, 2013
Hearing Officer: Brian Jason Ford
1 The record of this matter closed upon receipt of the parties’ closing briefs.
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Introduction
This matter arises under Individuals with Disabilities Act (IDEA), 20 U.S.C. § 1400 et
seq. and Section 504 of the Rehabilitation Act of 1973 (Section 504), 29 U.S.C. § 701 et
seq. The Student and Parents2 claim that the School District of Philadelphia (District)
has denied the Student’s right to a free appropriate public education (FAPE). More
specifically, the Parents claim that the District has failed to place the Student in a least
restrictive environment (LRE) and has failed to provide appropriate communication
services including appropriate assistive technology. (NT at 33).3
Issues
1. Did the District deny the Student a FAPE by failing to place the Student in the LRE?
2. Did the District deny the Student a FAPE by failing to provide appropriate
communication services including appropriate assistive technology?
Res Judicata and the Law of the Case
The instant matter is not the first hearing between these parties. The Parents requested
a due process hearing against the District alleging that the District failed to educate the
student in the LRE and failed to provide appropriate assistive technology from February
14, 2010 through June 13, 2012. These claims resulted in a due process decision by
Hearing Officer William F. Culleton, Jr. Esq. CHO. See R.J. v. Sch. Dist. of Philadelphia,
ODR No. 2861-1112KE (July 12, 2012). That decision (Decision 1) was issued on July
12, 2012.
In Decision 1, Hearing Officer Culleton explicitly found that the District “did not fail to
educate student in the least restrictive environment to the maximum extent appropriate
during the relevant time, February 14, 2010 to June 13, 2012.” Id at 21. Hearing Officer
Culleton also explicitly found that the District “during the relevant period, did not deprive
student of a FAPE by failing to provide appropriate assistive technology.”
4 Id. Further,
Hearing Officer Culleton explicitly declined to order the District to place the student in a
less restrictive environment, provide a FAPE, or provide assistive technology. Id. These
orders were consistent with Hearing Officer Culleton’s conclusion that the Student’s IEP
was substantively appropriate, despite some procedural deficiencies. Id at 19-21.
Regarding procedural defects, Hearing Officer Culleton found that the IEP inaccurately
reported the amount of time that the Student spent in regular education. Moreover,
Hearing Officer Culleton found that the District committed a procedural error by
2 Except for the cover page of this decision, identifying information has been omitted to the extent
possible.
3 Throughout this decision, citations are formatted as follows: NT stands for Notes of Testimony - i.e. the
transcript of these proceedings. P-# refers to the Parents’ exhibits, S-# refers to the school district’s
exhibits, J-# refers to joint exhibits, and H-# refers to the Hearing Officer’s exhibits.
4 In context, the “relevant period of time” is February 14, 2010 to June 13, 2012.
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unilaterally changing the type of speech and language therapy provided to the Student
“from all group therapy to a mix of group and individual therapy.” Id at 21. To rectify the
procedural defects in the IEP, Hearing Officer Culleton ordered as follows:
“The district is ORDERED to convene IEP meeting within the first 10
school days of the 2012-2013 school year, discuss with the Parent the
recommended allocation of speech and language therapy hours between
group and individual settings, explain the reasons for the
recommendation, consider the parents input and concerns, and, then 10
days following the IEP meeting what are herein, amend the prevailing IEP
to reflect the IEP team’s allocation of these hours.”
Id at 22.
In light of Decision 1, claims concerning placement in the LRE or the provision of
assistive technology (as part of communication services or otherwise) arising before
June 13, 2012 are barred by the doctrine of res judicata.
Claims arising after June 13, 2012 are not barred. This does not mean, however, that
Hearing Officer Culleton’s decision has no bearing on such claims. I have no authority
to disturb Hearing Officer Culleton’s decision, nor would I. Special Education Hearing
Officers’ decisions are appealable to any court of competent jurisdiction. The Parents
have appealed Hearing Officer Culleton’s decision to the U.S. District Court for the
Eastern District of Pennsylvania. Until such time as a court changes or sets aside the
facts as found by Hearing Officer Culleton, those facts constitute the law of this case. In
short, I am quite appropriately bound by the facts that Hearing Officer Culleton found.
The Parents argue that the ordinary res judicata and law of the case doctrines do not
apply in special education due process hearings. Their theory is that strict application of
these doctrines would preclude parents and students from ever bringing a second due
process hearing once a hearing officer has issued an adverse decision. I respectfully,
but strongly, disagree with the Parents’ analysis. One would not expect any student’s
needs to remain stagnant over time and, for that reason, students’ IEPs are likely to
change year-to-year (if not more frequently). The fact that a Hearing Officer may
conclude that an IEP is appropriate is not determinative in subsequent cases – provided
that there is some evidence that the student’s needs, or district’s services, or both have
changed over time.
5 Further, and perhaps more importantly, a Hearing Officer’s
conclusion that an IEP is reasonably calculated to offer a FAPE when it is issued has no
impact upon subsequent claims that the IEP was not implemented. To whatever extent
the IEP considered by Hearing Officer Culleton was not implemented after June 13,
2012, Decision 1 is not relevant to this case.
Findings of Fact
5 Evidence of no change over time may also demonstrate a denial of FAPE, as the IDEA requires
something more than stagnation.
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1. The parties agree that t he Student, who has cerebral palsy, qualifies for the rights
and protections of the IDEA as a student with a disability.
2. In Decision 1, Hearing Officer Cu lleton considered an IEP, found it to be
substantively appropriate despite procedural errors, and ordered the Student’s IEP
team to correct those errors by specifying the allocation of the Student’s speech and
language therapy minutes between group and individual sessions. See above,
Decision 1 at 22.
3. The IEP that was the s ubject of Hearing Officer’s Culleton’s order to correct
procedural errors was entered into evidence in this case as Exhibit S-1.
4. Hearing Officer Culleton issued Decision 1 on July 12, 2012. Id.
5. The first day of the 2012-13 school year in the District was September 7, 2012.
6. The district issued an “Invitation to Pa rticipate in the Individualized Education
Program (IEP) Team Meeting or Other Meeting” on September 19, 2012. S-3.
7. The Invitation explains: “This meeting is not an annual IEP meeting. This meeting is
to discuss and adjust [Student’s] speech minutes.” Id.
8. The Invitation scheduled the meeting for the next day, September 20, 2012. Id.
9. The Student’s mother signed the Invitation on September 19, 2012, indicating that
she would attend the meeting on September 20, 2012. Id.
10. The IEP team met on September 20, 2012. During the meeting, the District
produced an amended version of the IEP that Hearing Officer Culleton had ordered
the team to correct. (S-4).
11. The IEP considered by Hearing Officer Culleton and the IEP circulated at the
September 20, 2012 meeting are substantively identical except as follows:
a. A goal for the Student to “pick up the [S tudent’s] meal from the cafeteria...” was
removed. (S-1 at 18).
b. A toileting goal was added. (S-4 at 18).
c. Speech/Language Therapy was changed from 750 minutes of group therapy per
IEP term to 600 minutes of group therapy and an additional 300 minutes of
individual therapy per IEP term. Compare S-1 at 29 with S-4 at 28.
12. Both the IEP that Hearing Officer Culleton considered (S-1) and the amended IEP of
September 20, 2012 (S-4) say that the Student will receive a supplemental level of
support (meaning that the Student will spend 40% to 79% of the school day inside of
a regular education classroom). Both IEPs also include PENNDATA Reporting that
says the Student will spend only 7% of the day inside a regular classroom.
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13. Both IEPs explain that the Student will be educated in a Multiple Disabilities Support
classroom when outside of the regular education classroom. (S-1, S-4).
14. The Student’s mother initialed the amended IEP in a number of places (S-1) and
also approved the amended IEP on September 20, 2012 by signing a Notice of
Recommended Educational Placement (NOREP) and indicating approval. (S-5).
15. On September 28, 2012, the District sought the Parents’ consent to reevaluate the
Student by issuing a “Permission to Reevaluate - Consent Form.” (S-6). The
purpose of the reevaluation was to maintain the Student’s eligibility for occupational
therapy and physical therapy. The Student’s mother signed the form, providing
consent, on October 1, 2012.
16. The District sent a “Parent/Guardian Input Form” with the Consent Form. (S-6). The
Student’s mother signed and dated the Input Form on October 1, 2012, but did not
respond to the questions on that form. (S-6).
17. The Student’s amended IEP (S-4) was set to expire by its own terms on November
28, 2012.
18. The District issued an invitation to an annual IEP team meeting on November 2,
2012.
6 The Student’s mother signed the invitation, indicating that she would
participate, and returned the invitation to the District. The meeting was scheduled for
November 13, 2012. (S-7).
19. The IEP team meeting convened as scheduled. Present at the meeting were the
Student’s mother, a special education teacher, the District’s LEA representative, and
the District’s Speech-Language Pathologist. (S-8 at 2).
20. The District circulated an IEP during the meeting that was an update of the amended
IEP of September 20, 2012.
7
21. The IEP presented during the meeting of November 13, 2012 included updates to
sub-sections of the Student’s Present Levels of Academic Achievement and
Functional Performance. Compare S-4 at 8-9 S-8 at 8-11.
22. A goal for the Student to increase classroom participation (S-4 at 16) was changed
to focus on communication with classmates during “morning circle.” (S-8 at 18)
Similarly, the toileting goal (S-4 at 18) was replaced with a broader communication
6 Originally, the invitation was not for an annual IEP team meeting. This error was corrected by hand, and
the correction was initialed by the Student’s mother.
7 The IEP’s date of creation still read “09/20/2012” and, printed at the bottom of each page, the IEP says
“IEP Amendment 09/20/2012” with a blank for “Parent/Guardian Initial.” Those pages are initialed by the
Parent in the same places and, more likely than not, were carried over from the prior, amended IEP.
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goal, but still targeted the Student’s ability to request use of the bathroom. (S-8 at
20).
23. A worksheet tracing goal (S-4 at 20) was removed in the November 13, 2012 IEP.
24. A goal calling for the Student to “...identify numbers 1-5 with 3 out of 5 trials at 60%
[sic]...” (S-4 at 22) was removed in the November 13, 2012 IEP.
25. A goal calling for the Student to “... expand [] vocabulary skills using varied
modalities to respond “WH” questions with four out of five trials at 80% [sic]...” (S-4
at 24) was expanded in the November 13, 2012 IEP to target the Student’s ability to
“place real life pictures in order of their sequence...” (S-8 at 28).
26. A goal calling for the Student to complete portions of a computer game or program
(S-4 at 26) was replaced with a goal for the Student to remain on task and show
active engagement with a “teacher designated or student generated computer
program, touchscreen computer or regular computer with a switch...” (Compare S-4
at 26 with S-8 at 29).
27. No evidence was presented to suggest that the Student mastered any of the goals
that were removed from the September 20, 2012 amended IEP by the November 13,
2012 IEP. What evidence there is (in “Reports of Progress”) is not compelling given
an overall lack of specificity, but shows that the Student never reached more than
half way to mastery. See, e.g. S-13, P-17, P-18.
8
28. The same evidence, however, generally indicates that the Student was making
progress towards IEP goals from the measured baseline. Id.
29. Other goals were added to the IEP of November 13, 2012. These goals targeted the
Student’s ability to throw away trash and clean the Student’s area after meals, sort
objects by function or category, and demonstrate an understanding of quantity (one,
all or none). (S-8 at 21, 24, and 26).
30. Program modifications, specially designed instruction (SDI), related services
(including the designation of group and individual Speech/Language Therapy hours),
and supports for school personnel are identical. Compare S-4 at 28-29 with S-8 at
31-32.
9
8 Some progress reports assess the Student’s progress compared to baseline data taken on November 1,
2012. (S-14). As this decision is released on May 8, 2013, that seems unlikely. Overall, testimony reveals
that the District is plagued by technological problems that are a significant hindrance to proper IEP
development. The PENNDATA sections of IEPs, described later in this decision, is just one example.
Remedies notwithstanding, the District is obligated to comply with all of the IDEA - including the
procedural requirements. To whatever extent such technological problems result in IDEA violations,
substantive or procedural, pointing out a software glitch is not a defense.
9 The anticipated dates of service were pushed forward one year, with an expected termination date of
November 12, 2013. As such, the District offered the same modifications, SDIs, related services, and
supports for school personnel for another year.
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31. The “Type of Support” (i.e. Supplemental) and PENNDATA sections of the two IEPs
are identical. Compare S-4 at 33-36 with S-8 at 36-38.
32. During the IEP team meeting on November 13, 2012, the District gave the Student’s
mother a NOREP to approve the IEP circulated at that meeting. The Student’s
mother approved the IEP via the NOREP the same day. (S-10).
33. On November 16, 2012 (three days after the annual IEP team meeting), the District
sent a Reevaluation Report (RR) to the Parents. (S-9). This was not the RR that the
Parents provided consent for on September 28, 2012. See FF #14 above. Rather,
the purpose of this RR was completed at the Parents’ request to determine if the
Student would benefit from a barrier-free school. (S-9 at 1). The RR is watermarked
“Proposed” on every page. (S-9).
34. The RR concludes that the Student would benefit from a barrier-free school.
10 (S-9
at 8). To reach this conclusion, the evaluator reviewed the Student’s records,
teacher and therapist input, observations of the Student, and an “Evaluation of
Functional Mobility.” (S-9). The RR explains, inter alia, that:
a. The Student uses a personal wheelchai r for all mobility outside the classroom,
b. The Student can transfer into and out of the wheelchair with minimal assistance,
and
c. The Student can walk with a gate trainer up to 100 feet.
35. Generally, evidence and testimony reveal that the Parents and the Student’s teacher
were in frequent communication. See, e.g. S-11, S-12, S-15, S-16, P-22.
36. Professional service logs kept by the District’s Speech/Language Pathologist show
inconsistent progress to a point that no pattern of progress or regression can be
discerned. (S-17). Moreover, for purposes of analysis, the “Progress Indicator” on
the service logs are too subjective to be useful. Id, see also S-18.
37. The Student received report cards. (S-16). Grades reported on report cards were not
calculated in any objective way, and do not relate to any progress or regression
towards IEP goals.
38. The Parents obtained an independent educational evaluation (IEE-1), specifically an
“Augmentative Communication Evaluation,” for the Student. (P-32).
39. IEE-1 had three purposes: 1) to determine if the District had provided appropriate
assistive technology, 2) to determine if the District had provided an “organized
communication system” such that the Student received “significant learning and
meaningful benefit,” and 3) to determine if the Student should “receive
10 Around that time, the Student’s mother had expressed an interest in exploring other placement options
for the Student, including a barrier-free school within the District. See S-11.
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ODR No. 13352-1213KE Page 8 of 20
compensatory education for the lack of appropriate training and support received, in
order to develop a functional communication system.” (P-32 at 1).
40. To the extent that purpose of IEE-1 is to resolve questions of law, it is unpersuasive.
Further, IEE-1, on its face, presupposes that the Student has not received
appropriate training and support to develop a functional communication system. In
context, IEE-1 was clearly developed, in large part, for the purpose of this litigation
(as opposed to assessing the Student’s current needs and making program or
placement recommendations to the IEP team).
41. A portion of IEE-1 is nothing more than a critique of Hearing Officer Culleton’s
Decision 1. (P-32 at 15-18).
11
42. The probative value of IEE-1 and the credibility of its author are both tainted by the
foregoing factors.
43. The author of IEE-1 observed the Student at home and recorded interactions with
the Student. Video recordings of those interactions were shown during the hearing
and are made part of the record of these proceedings at P-9a through P-9g.
44. The videos show the Student engaged in various activities, most notably a
basketball game in which the Student would remain kneeling near the same spot,
and would either catch, pass or shoot a ball into a net. The author of IEE-1 provided
an iPad with software that enabled the Student to say various words and phrases by
touching icons. The words and phrases could be changed depending on the activity
that the Student was performing.
45. The author of IEE-1 testified that the Student readily adopted the iPad and could use
the software in a matter of minutes. The videos revealed that the Student likely had
an interest in the iPad and, perhaps with training, may be able to use the iPad with
great success. However, the videos did not show the fast adoption and accurate,
independent use of the technology that the author of IEE-1 testified to. At best, the
videos revealed the author’s testimony to be exaggerated and, at worst, misleading.
The credibility of IEE-1’s author is further diminished by these factors.
46. Despite the diminished credibility of IEE-1 and its author, IEE-1 reports in-school
observations of the Student that are generally consistent with the testimony of the
Student’s teachers and therapists. (P-32 at 3-9).
11 Use of an IEE to provide legal argument and analysis is improper. "While courts sometimes accept
expert evaluations of a student in IDEA actions, these evaluations should not present legal analysis."
Lebron v. N. Penn Sch. Dist., 769 F. Supp. 2d 788, 794-795 (E.D. Pa. 2011) (citing Moorestown Twp. Bd.
of Educ. v. S.D., No. 10-0312, 2010 U.S. Dist. LEXIS 109856, at *12-13 (D.N.J. Oct. 15, 2010) (rejecting
expert evidence in IDEA action insofar as the testimony constituted legal analysis). See also
Bethlehem Area Sch. Dist. v. Zhou, 2011 U.S. Dist. LEXIS 111215, 4 (E.D. Pa. Sept. 27, 2011); Coleman
v. Pottstown Sch. Dist., 2012 U.S. Dist. LEXIS 22384, 26 (E.D. Pa. Feb. 21, 2012) (“[expert] opinion on
whether the administrative hearing officer appropriately applied the law is not a proper subject for an
expert evaluation.”).
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47. The Parents obtained an independent educational evaluation (IEE-2) for the
Student. The IEE-2 report was completed on February 6, 2013. (P-29). IEE-2 does
not include information from a questionnaire submitted by the evaluator to the
Student’s teachers. The teachers were instructed by the District to not complete the
questionnaire.12
48. The Parents’ evaluator observed the Student in school, reviewed records, and
interviewed the Parents. Generally, IEE-2 concludes that the Student could be
included to a greater degree, that the District has taken no steps to plan for such
inclusion, and that teachers and District staff are too quick to help the Student
perform tasks that the Student can complete without assistance. (P-29).
49. The evaluator concluded that the Student will neither improve upon or generalize
those tasks that the Student can complete independently unless the District fades
support and includes the Student to a greater extent. (P-29).
50. IEE-2 refers to a large number of resources that provide information on inclusionary
practices. (P-29).
51. During the 2012-13 school year, the Student is educated in a multiple disabilities
classroom. That classroom travels, as a whole, to regular education classes for
Music and Physical Education. The class also traveled to a regular education Art
class from the start of the school year through the beginning of March, 2013, and to
Science thereafter. The multiple disabilities classroom is educated with non-disabled
peers during these specials.
52. The Student has incidental contact with non-disabled peers in the school’s hallways,
during assemblies and on community outings. (NT 353-356).
53. The Student communicates in several ways. The Student knows and uses some
American Sign Language (ASL) signs. The Student has also created a number of
non-ASL signs to communicate. The Student, on occasion, attempts to communicate
verbally. Such attempts are relatively rare and difficult to understand.
13
12 The Student’s IEEs have been an issue throughout this hearing. The District has taken a hostile
attitude towards the independent evaluators, even in the context of litigation. The Parents, at various
points during the hearing, sought orders requiring the District to allow the evaluators to observe the
Student. The Parents also sought orders requiring the District to complete the independent evaluators’
forms and questionnaires. I denied some of those motions upon determining that some of the proposed
questionnaires crossed into the realm of discovery, which is not provided in these administrative
proceedings. I explained to the parties, however, that the District may not challenge the validity or
accuracy of IEEs based on their failure to contain information that the District has refused to provide.
13 There is no single citation in the record that establishes the Student’s various means of communication.
Every witness testified at considerable length about how the Student does and does not communicate,
and nearly every document has some information about the Student’s communication abilities and needs.
It is a challenge to find any part of the record of this proceeding that does not in some way relate to the
Student’s communication. My findings regarding the Student’s communication are, therefore, based on
the record as a whole.
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54. As further means of communication, in school, the District provides intermittent
access to a “Tech/Speak 32.” This is a device that can be attached to the Student’s
wheelchair or used by the Student away from the wheelchair. The device has 32
buttons in a grid. Pictures are overlaid on top of the buttons. When the Student
pushes a picture/button, the device speaks a corresponding word or phrase.
55. There is no consistency with which the Tech/Speak 32 is provided to the Student in
school. Sometimes the device is attached to the Student’s wheelchair, sometimes
not. Sometimes the device travels with the Student for specials, other times it
remains in the multiple disabilities classroom.
56. The District has provided the same overlay for the Tech/Speak 32 for the entirety of
the 2012-13 school year. This means that the Student has access to the same 32
words and phrases whenever the device is available. The words and phrases are
not changed to match what the Student is likely to communicate based on the
situation or task at hand. The Tech/Speak 32 is designed so that the overlay can be
changed to match the situation in which it will be used.
57. The Student receives direct, 1:1 instruction in the use of the Tech/Speak 32. This
instruction is provided during Speech/Language therapy sessions, and is limited to
developing a correlation between the programmed word or phrase and the
corresponding button. See, e.g. NT at 443-446, 1156-1157. Specifically, the S/L
Pathologist will ask the Student to press a button to determine if the Student knows
which button to press in response to the prompt. Id.
58. All evidence indicates that the Student does not use the Tech/Speak 32 to enable
reciprocal communication with teachers, therapists or school personnel in school.
59. The District is not providing ASL instruction to the Student. None of the Student’s
teachers are fluent in ASL.
60. The Student has occasional access to an iPad in school. It is not clear that the iPad
is being used to facilitate communication, or that the Student has received any
instruction regarding how to use the iPad for communication or any other purpose.
61. When the Student receives group Speech/Language therapy. These sessions
address social greetings and skills, maintaining eye contact, and verbal expression.
Group therapy activities include greetings, identifying each other’s names, identifying
and matching pictures, and facilitated communication. (NT at 1040-1041).
62. The Student also receives individual Speech/Language therapy. Individual sessions
address greetings, social skills and multi-modal communication. The individual
therapy sessions consist of a greeting song, a matching/association activity, and
direct instruction with TechSpeak 32 (as described above). (NT at 1042-1043).
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63. The Student’s Speech/Language Pathologist has provided significantly more hours
of therapy than the Student’s IEP requires. The Student’s IEP calls for 600 minutes
of group S/L therapy per IEP term, which equates to 10 hours per school year.14 The
IEP also calls for an additional 300 hours of individual S/L therapy per IEP term,
which equates to 5 hours per school year. Both the Pathologist’s testimony and her
service log book show that about 12.5 hours of S/L therapy were provided between
September of 2012 and January of 2013.
64. The S/L Pathologist clearly and credibly testified that the Student requires more than
10 hours of individual and 5 hours of group S/L therapy per school year. The S/L
Pathologist’s testimony was ambiguous as to how many more hours the Student
requires. At one point, the testimony suggests that the Student requires 900 to 1200
minutes per IEP term. (NT at 1004). At other points, the S/L Pathologist testified that
the Student was currently receiving a sufficient quantity of S/L therapy because [the
Student] is provided with more therapy than the IEP requires.
65. The S/L Pathologist declined to give an opinion as to how many hours per week of
therapy would be appropriate for the Student. The District forces the S/L Pathologist
to express necessary hours in terms of minutes per IEP term.
66. In theory, S/L Therapy services could be discontinued at any time because the
number of hours of service called for in the Student’s IEP has already been
exceeded. In practice, the S/L Pathologist testified that she will continue to provide
services into the indefinite future. See NT at 963-964.
67. No evidence or testimony suggests that the Student is physically incapable of going
into regular education classrooms, assuming supports are provided.
68. If the Student were placed into regular education classrooms for academic
instruction in core subject areas (Math, Reading, etc.), the actual work that the
Student would complete would have no relationship to the instruction provided to the
non-disabled classmates. The Parents’ expert explained that an alternative
curriculum would likely be required. (NT at 825-826).
Legal Principles
The doctrine of res judicita and its application to this case is discussed above. Other
legal principles are also important to this case.
14 In this case, the Student’s IEPs do not break with the school year. In a technical sense, the IEPs call for
a number of minutes of therapy over the lifetime of the IEP. It is helpful to think about the real world
implications of such numbers by translating the IEP term to a school year. Regardless, the number of
hours called for in the IEP have no correlation to the number of hours that the Student actually has
received.
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The Burden of Proof
The burden of proof, generally, consists of two elements: the burden of production and
the burden of persuasion. In special education due process hearings, the burden of
persuasion lies with the party seeking relief. Schaffer v. Weast, 546 U.S. 49, 62 (2005);
L.E. v. Ramsey Board of Education, 435 F.3d 384, 392 (3d Cir. 2006). The party
seeking relief must prove entitlement to their demand by preponderant evidence and
cannot prevail if the evidence rests in equipoise. See N.M., ex rel. M.M. v. The School
Dist. of Philadelphia, 394 Fed.Appx. 920, 922 (3rd Cir. 2010), citing Shore Reg'l High
Sch. Bd. of Educ. v. P.S., 381 F.3d 194, 199 (3d Cir. 2004). In this particular case, the
Paretns are the party seeking relief and must bear the burden of persuasion.
Free Appropriate Public Education (FAPE)
As stated succinctly by former Hearing Officer Myers in Student v. Chester County
Community Charter School, ODR No. 8960-0708KE (2009):
Students with disabilities are entitled to FAPE under both federal and state
law. 34 C.F.R. §§300.1-300.818; 22 Pa. Code §§14.101-14 FAPE does not
require IEPs that provide the maximum possible benefit or that maximize a
student’s potential, but rather FAPE requires IEPs that are reasonably
calculated to enable the child to achieve meaningful educational benefit.
Meaningful educational benefit is more than a trivial or de minimis
educational benefit. 20 U.S.C. §1412; Board of Education v. Rowley, 458
U.S. 176, 73 L.Ed.2d 690, 102 S.Ct. 3034 (1982); Ridgewood Board of
Education v. M.E. ex. rel. M.E., 172 F.3d 238 (3d Cir. 1999); Stroudsburg
Area School District v. Jared N., 712 A.2d 807 (Pa. Cmwlth. 1998); Polk v.
Central Susquehanna Intermediate Unit 16, 853 F.2d 171 (3rd Cir. 1988)
Fuhrmann v. East Hanover Board of Education, 993 F.2d 1031 (3d Cir.
1993); Daniel G. v. Delaware Valley School District, 813 A.2d 36 (Pa.
Cmwlth. 2002)
The essence of the standard is that IDEA-eligible students must receive specially
designed instruction and related services, by and through an IEP that is reasonably
calculated at the time it is issued to offer a meaningful educational benefit to the Student
in the least restrictive environment.
Placement in the Least Restrictive Environment
Both federal and Pennsylvania law requires the placement of the student with a
disability in the least restrictive environment (LRE). Specifically:
Each public agency must ensure that—
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(i) To the maximum extent appropriate, children with disabilities, including
children in public or private institutions or other care facilities, are
educated with children who are nondisabled; and
(ii) Special classes, separate schooling, or other removal of children with
disabilities from the regular educational environment occurs only if the
nature or severity of the disability is such that education in regular
classes with the use of supplementary aids and services cannot be
achieved satisfactorily.
34 C.F.R. § 300.114(a)(2).
The Third Circuit has adopted a two-part test to determine whether the LRE requirement
is satisfied. That test flows from Oberti v. Bd. of Educ. of Clementon Sch. Dist., 995
F.2d 1204 (3d Cir. 1993), and has been characterized as follows:
First, a court must determine "'whether education in the regular classroom,
with the use of supplementary aids and services, can be achieved
satisfactorily.'" Id. at 1215 (quoting Daniel R.R. v. State Bd. of Educ., 874
F.2d 1036, 1048 (5th Cir. 1989). Second, if "placement outside of a regular
education is necessary for the child's educational benefit, it must evaluate
'whether the school has mainstreamed the child to the maximum extent
appropriate . . . .'" T.R., 205 F.3d at 578 (quoting Oberti, 995 F.2d at 1215).
Lebron v. N. Penn Sch. Dist., 769 F. Supp. 2d 788, 799 (E.D. Pa. 2011)
Compensatory Education
Hearing Officer Skidmore has provided the best distillation of current compensatory
education jurisprudence in Pennsylvania:
It is well settled that compensatory education is an appropriate remedy
where a [LEA] knows, or should know, that a child’s educational program
is not appropriate or that he or she is receiving only a trivial educational
benefit, and the [LEA] fails to remedy the problem. M.C. v. Central
Regional Sch. District, 81 F.3d 389 (3d Cir. 1996). Such an award
compensates the child for the period of deprivation of special education
services, excluding the time reasonably required for an [LEA] to correct
the deficiency. Id. In addition to this “hour for hour” approach, some courts
have endorsed an approach that awards the “amount of compensatory
education reasonably calculated to bring [a student] to the position that [he
or she] would have occupied but for the [LEA’s] failure to provide a FAPE.”
B.C. v. Penn Manor Sch. District, 906 A.2d 642, 650-51 (Pa. Commw.
2006)(awarding compensatory education in a case involving a gifted
student); see also Ferren C. v. Sch. District of Philadelphia, 612 F.3d 712,
718 (3d Cir. 2010)(quoting Reid v. District of Columbia, 401 F.3d 516, 518
(D.C. Cir. 2005)(explaining that compensatory education “should aim to
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place disabled children in the same position that the would have occupied
but for the school district’s violations of the IDEA.”)) Compensatory
education is an equitable remedy. Lester H. v. Gilhool, 916 F.2d 865 (3d
Cir. 1990)
M.J. v. West Chester Area Sch. District, ODR No. 01634-1011AS (Skidmore, 2011)
Discussion
It is helpful to see how the different issues in this case change over time. I will begin this
discussion with an examination of the very start of the 2012-13 school year. Decision 1
is particularly important for that period of time. I will then consider the communication
services issue over two periods of time: September 21 to November 13, 2012 and then
November 14, 2012 through the present. Finally, I will address the LRE issue.
Start of the 2012-13 School Year to September 20, 2012
Hearing Officer Culleton issued Decision 1 on July 12, 2012. Therein, the District was
ordered to convene the Student’s IEP team, discuss the allocation of speech and
language therapy hours, and revise the Student’s IEP to reflect the team’s
determination. The IEP team was to convene within the first ten school days of the
2012-13 school year, and the IEP was to be amended within 10 days of the meeting.
I have no authority to enforce Hearing Officer Culleton’s Order. However, the record
supports a finding that the IEP considered by Hearing Officer Culleton was revised on
the tenth school day of the 2012-13 school year. Consequently, the IEP considered by
Hearing Officer Culleton was in place from the start of the 2012-13 school year through
September 20, 2012.
Hearing Officer Culleton has already determined that the IEP in place during the first 10
school days of the 2012-13 school year is substantively appropriate. I cannot and will
not disturb that determination. No evidence was presented to prove that the IEP was not
implemented during these 10 school days. Consequently, I find that the Student was not
denied a FAPE from the start of the 2012-13 school year to September 20, 2012.
Communication Services – September 21, 2012 to November 13, 2012
The IEP team convened on September 20, 2012 to satisfy Hearing Officer Culleton’s
Order. The resulting IEP was in place from September 21 to November 13, 2012. It is
not for me to determine whether the actions taken by the IEP team satisfy Hearing
Officer Culleton’s Order. Rather, my task is first to determine whether the resulting IEP
satisfied the IDEA’s LRE requirement and offered appropriate communication services
and, second, to determine if the IEP was properly implemented.
Compared to the IEP considered by Hearing Officer Culleton, the IEP of September 20
changed in three ways. See FF #11, above. Neither the toileting goal nor the goal for
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the Student to clean up after meals is directly applicable to the issues raised in this
case: placement in the LRE and provision of appropriate communication services. The
change to the Student’s S/L Therapy hours, however, directly relates to the issues.
The most credible testimony concerning the change to the amount of S/L therapy hours
came from the S/L Pathologist. The S/L Pathologist testified that the amount of S/L
therapy as expressed in the Student’s IEP is insufficient and was insufficient at the time
the IEP was offered. Moreover, from the very start of the 2012-13 school year, the S/L
Pathologist has provided a greater quantity of S/L Therapy than the IEP calls for. Taking
the S/L Pathologist’s testimony as a whole, I am persuaded that the Student requires at
least the amount of S/L therapy that is actually being provided, and would very likely
benefit from more. Further, given the severity of the Student’s needs, I find that it is
inappropriate to indicate the amount of therapy that the Student will receive in hours per
IEP term. The IEP must report the number of group sessions that the Student will
receive per week, the number of individual sessions the Student will receive per week,
and the duration of those sessions. Expressing the services in hours per IEP term yields
a needlessly confusing number that, in this case, had no bearing on the services that
the Student actually received.
Although the Parents have proven that the amount of S/L therapy provided in the
Student’s IEP is insufficient, they have not proven that the amount of S/L therapy that
the Student actually received is insufficient. As noted above, the S/L Pathologist
provided more hours of S/L therapy than the IEP calls for during the first half of the
2012-13 school year. The S/L Pathologist continues to provide this amount of services
through the present day. Evidence suggesting that the Student requires more hours of
S/L therapy than the Student actually receives is not preponderant. Therefore, the
insufficient hours of S/L therapy provided by the IEP did not result in a denial of FAPE in
this case.
The hours of S/L therapy notwithstanding, the Parents argue that the S/L therapy itself
was and is inappropriate. To support this argument, the Parents point to the fact that the
Student is learning to identify the buttons on the Tech/Speak 32 as opposed to using
the device for reciprocal communication. I am not persuaded that the Student can use a
Tech/Speak 32 (or any other device) to enable reciprocal communication before
learning how the device works. All evidence and testimony suggests that the Student’s
ability to demonstrate understanding of the correlation between the buttons on the
device and the corresponding words and phrases is inconsistent at best.
Instruction in communications devices is not the only purpose of the S/L therapy.
Similarly, the allegation in this case is that the District failed to provide appropriate
communication services, of which assistive technology is only one part. This is a
broader claim than what Hearing Officer Culleton considered.
15
15 In addition to LRE, the issue before Hearing Officer Culleton was whether the District deprived the
“Student of a FAPE by failing to provide appropriate assistive technology.” See ODR No. 2861-1112KE.
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Both parties agree that the Student has severe communications needs. The evidence
and testimony in this case preponderantly demonstrate that the services provided by the
District did not improve the Student’s ability to communicate. However many hours of
services were provided and whatever assistive technology was made available, no
evidence indicates that the Student’s ability to communicate improved to any
meaningful degree or with any meaningful consistency. What evidence and testimony
there is concerning the Student’s actual ability to communicate indicates extreme
variability at best. I commend the S/L Pathologist for taking detailed, objective progress
notes. (S-17). Unfortunately, no pattern of progress can be derived from those notes,
and the evidence and testimony in this case demonstrate that the District took no action
in response to them.
In this particular case, the inefficacy of the communication services provided through
the amended IEP of September 20, 2012 is not determinative. IEPs are not judged in
hindsight. Particularly in light of Decision 1, I am not persuaded that the District should
have known that the contemplated services would not yield meaningful progress on the
day that the IEP was offered. At some point, however, the District must be charged with
the knowledge that the communication services were not improving the Student’s ability
to communicate. The question, therefore, becomes whether the District should have
known that the communication services offered through the September 20, 2012 IEP
were inappropriate before that IEP was replaced November 13, 2012.
I am not persuaded that the District must be charged with knowledge that services
offered for about 37 school days were ineffective to the point of being inappropriate. The
amended IEP of September 20, 2012 was in effect for less than two months. I must find
that the communication services offered through that IEP were reasonably calculated to
provide a meaningful educational benefit at the time they were offered because the
Parents have not proven otherwise. Similarly, the Parents have not proven that the
District knew or should have known that the communication services were ineffective at
any time before November 13, 2012.
In sum, except for the hours of S/L therapy, the Parents have not proven that the
communication services offered in the amended IEP of September 20, 2012 were not
reasonably calculated to provide a FAPE at the time they were offered. The Parents
have proven that the number of hours of S/L therapy offered through the IEP were
insufficient, but have not proven that this insufficiency resulted in a substantive denial of
FAPE. The Parents have proven that the actual communication services offered through
the IEP were ineffective, but have not proven that the District should be charged with
that knowledge before November 13, 2012. For these reasons, the Parents have not
proven a denial of FAPE resulting from inappropriate communication services from
September 20, 2012 to November 13, 2012.
Communication Services – November 14, 2012 to Present
The foregoing analysis changes after November 13, 2012. The District convened an IEP
team meeting on November 13, 2012. The resulting IEP was implemented from
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November 14, 2012 through the present. The S/L Pathologist attended the IEP meeting
on November 13, 2012. The IEP includes updated information regarding the Student’s
communication needs. As described above, IEP goals were changed to include a
greater focus on communication. Yet, despite this, the actual communication services
that the Student received did not change in any substantive or meaningful way.
The number of hours of Speech/Language therapy called for in the IEP of November
13, 2012 remained unchanged. The lack of any relationship between the hours called
for in the IEP and the actual hours that the student received also remained unchanged.
Again, the Student received more Speech/Language therapy than the IEP called for.
Consequently, the IEP’s inaccuracy did not yield a substantive denial of FAPE.
Even so, what progress data exists continues to indicate the same dramatic
inconsistencies observed before November 13, 2012. The Student’s IEP team certainly
had an opportunity to discuss the Student’s actual progress and communication needs
during the IEP team meeting, but no substantive changes were made. This failed
opportunity is the point at which the District had information about the Student’s actual
lack of progress (if not on paper then in the presence of the S/L Pathologist at the
meeting). The IDEA compels the District to take action under these circumstances.
Specifically, the District was obligated to either use the information on hand to change
the Student’s communication services or to seek additional information to determine
what should be changed. The District took neither action, and the Student’s ability to
communicate did not improve.
The Student’s ability to communicate should improve with the provision of appropriate
services, and neither party argues to the contrary. Neither party argues that the
Student’s ability to communicate has peaked. This room for progress, together with the
fact that the Student did not make progress, the fact that the District knew or should
have known about the Student’s lack of progress from November 13, 2012 onward, and
the District’s inaction on this knowledge all yield a denial of FAPE for which
compensatory education is owed.
The record does not establish the amount of compensatory education that will put the
Student in the position that the Student would be in but for the denial of FAPE.
Therefore, I cannot use the B.C. v. Penn Manor calculation. Also, there is very little on
the record of this case to say what amount of communication services the Student
should have received. Such information is necessary for the M.C. v. Central Regional
calculation. The best evidence on the record to make this calculation is the testimony of
the S/L Pathologist. This testimony suggests that the actual hours of services that the
Student receives is the bare minimum, and should be increased. See, e.g. NT at 1004-
1011. Currently, the Student actually receives 30 minutes of group and 30 minutes of
individual S/L therapy per week, and the individual sessions should be increased by at
least 30 minutes. Id. Therefore, in a dearth of evidence, I conclude that the Student is
entitled to 1.5 hours of compensatory education for each week that the District was in
session from November 14, 2012 through the present. Compensatory education shall
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continue to accrue at the same rate until communication services that are reasonably
calculated to be appropriate are offered by the District.
Alleged Failure to Place the Student in the LRE
Like Hearing Officer Culleton before me, I am not persuaded that the District has
violated its obligation to place the Student in the LRE. I reach this conclusion for largely
the same reasons as Hearing Officer Culleton did. Although there is evidence
establishing that the District did not use the inclusion preparation methodology
recommended by the Pennsylvania Department of Education (S-2, S-3), there is no
legal mandate to use such methodology. Further, the facts illustrate that the Student’s
IEP team, including the Parents, has considered a number of placement options for the
Student – including more restrictive options at the Student’s mother’s suggestion.
The Parents correctly argue that the Student need not earn the right to placement in the
LRE by demonstrating success in restrictive environments. At the same time, the IDEA
does not require the Student’s failure in an inappropriate placement simply because it is
less restrictive.
16 Rather, the IEP team must determine what placements could be
appropriate, and then choose the least restrictive of those placements. In this case, the
Parents have not proven that any less restrictive placement is appropriate for the
Student, or could be made appropriate with the provision of additional supports.
There is evidence that, literally, the District could put the Student in a regular education
classroom and instruct the Student there. Were that to happen, even with the highest
level of support, the Student’s instruction would have no resemblance to the regular
education provided to the rest of the class. Testimony from the Parents’ evaluator
suggests that the Student would have to use a separate curriculum. No evidence
suggests how the Student would benefit from placement in a classroom in which the
Student would be educated in physical proximity to non-disabled peers, but not with
non-disabled peers.
Further, when greater inclusion has been tried, such efforts have failed. See Decision 1;
R.J. v. Sch. Dist. of Philadelphia, ODR No. 2861-1112KE (July 12, 2012) at 11. No
evidence was presented to suggest that the Student’s needs and abilities have changed
in any way since Hearing Officer Culleton reached that conclusion. In fact, it is the lack
of change that supports the Parents’ claims for compensatory education for denial of
appropriate communication services.
Finally, the notation on all of the Student’s IEPs that the Student is receiving a
supplemental level of special education is inaccurate. The District has counted the
Student’s incidental contact with non-disabled peers while moving from class to class as
time spent in regular education. This is inconsistent with IDEA requirements and with
common sense. Testimony suggests that the authors of the Student’s IEPs believe that
16 Some testimony from IEE-2’s author suggests that she believes special education laws require
students to fail in less restrictive placements before more restrictive placements are tried. Although I give
no weight to any of the witnesses’ legal conclusions, this analysis is wrong.
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they may not check the “full time” placement box under any circumstances. There is
also no basis in reality for the PENNDATA reporting. Although the PENNDATA
reporting may flow from a software error, the “supplemental” designation flows from a
lack of training and the systematic dissemination of incorrect information. In this case,
these gross procedural errors did not result in a substantive denial of FAPE. The record
indicates that the Parents were active members of the IEP team, and understood the
Student’s actual level of inclusion. The Student is not entitled to compensatory
education for these errors because they are procedural, but these errors will be
addressed in the order below.
For the foregoing reasons, I find that the District has not violated the Student’s right to
placement in the LRE.
Conclusion
Two issues are presented in this case. First, the Parents allege that the Student was
denied a FAPE resulting from the District’s failure to provide appropriate communication
services. I find that the communication services were inappropriate, and the District had
reason to know of their inappropriateness from November 13, 2012 through the present.
To remedy this denial of FAPE, I award 1.5 hours of compensatory education for each
week that the District was in session from November 14, 2012 through the present,
accruing at the same rate until the District offers appropriate communication services.
Second, the Parents allege that the Student was denied a FAPE resulting from the
District’s failure to place the Student in the least restrictive environment. The record
does not support this allegation and, for the reasons stated above, I find that the District
did not violate the Student’s right to placement in the LRE.
ORDER
And now, May 8, 2013, it is hereby ORDERED as follows:
1. From November 14, 2012 through the pr esent, the District violated the Student’s
right to a FAPE by failing to provide appropriate communication services; and
2. The Student is awarded 1.5 hours com pensatory education for each week that
school was in session from November 14, 2012 through the present; and
3. Compensatory education shall continue to accrue at the rate of 1.5 hours for each
week that school is in session until such time as the District offers appropriate
communication services; and
4. The Parents may decide how the hours of compensatory education are spent. The
compensatory education may take the form of any appropriate developmental
remedial or enriching educational service, product or device that furthers the goals of
the Student’s current or future IEPs. The compensatory education shall be in
addition to, and shall not be used to supplant, educational and related services that
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should appropriately be provided through the Student’s IEP to assure meaningful
educational progress; and
5. No dollar-per-hour cap on compensatory education is established and Parents may
apply compensatory education regardless of any per-hour cost; and
6. Compensatory education shall not be used to o ffset the cost of tuition at any private
placement.
7. Within 60 school days of this order, a ll District-employed members of the Student’s
IEP team must receive no less than one (1) hour of direct training in the proper way
to calculate and report the level of a student’s inclusion for IEP purposes. All District
employees who are likely to be members of the Student’s IEP team in the 2013-14
school year must receive the same training. The person or persons providing such
training shall not be employees of the District.
It is FURTHER ORDERED that any claim not specifically addressed in this order is
DENIED and DISMISSED.
/s/ Brian Jason Ford
HEARING OFFICER
