Philadelphia City School District | Case 1661-10-11 | 2011-01-08
Pennsylvania special education due-process decision
- Case number
- 1661-10-11
- Date
- 01/08/2011
- Parties / district (official listing)
- Philadelphia City School District
- Hearing officer
- William Culleton
- Issues (official listing)
- Discipline Pendency
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Decision text
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This is a redacted version of the original decision. Select details have been removed
from the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
Pennsylvania
Special Education Hearing Officer
DECISION
Child’s Name: F.F.
Date of Birth: [redacted]
ODR No. 1661-1011 JS
CLOSED HEARING
Parties to the Hearing: Representative:
Parent[s] Deborah G. DeLauro, Esquire
T h a l h e i m e r & P a l u m b o , P C .
1831 Chestnut Street, Suite 300
Philadelphia, PA 19103
School District of Philadelphia Judith Baskin, Esquire
440 North Broad Street, Suite 313 Office of General Counsel
Philadelphia, PA 19130 440 North Broad Street, Suite 313
Philadelphia, PA 19130
Date of Resolution Meeting: April 8, 2011
Dates of Hearing: Ap ril 28, 2011, May 3, 2011
Record Closed: May 3, 2011
Date of Decision: May 8, 2011
Hearing Officer: William F. Culleton, Jr., Esquire
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INTRODUCTION AND PROCEDURAL HISTORY
Student is an eligible elementary school student; Student at all relevant times
resided within the School District of Philade lphia (District). (NT 9-11.) The Student is
identified with Other Health Impairment under the Individual s with Disabilities
Education Act, 20 U.S.C. §1401 et seq. (IDEA). Ibid. Parents 1 requested due process to
challenge the District’s unilateral disciplinary removal of the Student to a disciplinary
school for possession of a weapon. The District asserts that its action is justified by its
manifestation determination and by the IDEA “special circumstances” rule permitting
change of placement regardless of manifestati on. The matter is bifurcated; I will address
non-expedited additional allegations of a denial of a FAPE in a subsequent hearing.
The hearing was conducted on an expedited basis and concluded in two sessions.
The record closed upon receipt of transcript s. I find that the unilateral change of
placement was appropriate, but that the assigned interim alternative educational
placement is inappropriate. I order the Distri ct to convene an IEP team as soon as
possible to address new medical evidence a nd determine the appropriate placement and
program for the Student.
ISSUES
1. Was the District’s unilateral removal of Student from Student’s neighborhood
school authorized under the IDEA “special circumstances” rule?
2. Was the District’s manifestation determination appropriate?
1 In this decision, I refer to the parents together in the plural; however, because the Student’s Father has
been the chief spokesman for the student in the various meetings and actions that are part of the findings in
this case, I refer to the Father as “Parent” in this decision, utilizing the singular to refer specifically to him.
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3. Is the Student’s pendent placement the neighborhood school or the interim
alternative educational setting?
4. Is the interim alternative educational setting to which Student is assigned
appropriate?
FINDINGS OF FACT
1. The Student is diagnosed with Attention Deficit Hyperactivity Disorder (ADHD),
Obsessive Compulsive Diso rder (OCD) and Tourette’s Syndrome. Student’s
disabilities impeded Student’s educational progress; Student is identified with
Other Health Impairment and receives special education services. (J-22 p. 2, 4. J-
4 p. 72, J-4 p. 142.)
2. Student’s disabilities cause Student to be subject to irresistible impulses to take
actions regardless of consequences. Student’s psychiatrist was of the opinion that
Student’s behavior in bri nging the knife into school was the product of such an
impulse. (NT 357-360, 367-370, 383-388.)
3. Student has a history of re peated instances of angry behavior including profane
and threatening language, walking out of the classroom, throwing objects at
others, kicking and other assaultive behavior, taking the possessions of others, and
fighting. (J-4.)
4. Student had a longstanding behavior pa ttern of taking things from home and
bringing them to school. Pare nt identified that as a potential problem and tried to
search Student’s book bag every day to remove such items before Student went to
school. The Student’s IEP did not addre ss this behavior, although District staff
knew that it interfered with the Student’ s learning. It was not addressed through
an FBA or behavior support plan. Dist rict staff addressed the behavior by
attempting to secure any such items at the beginning of each school day. (NT
208-19 to 211-25, 341-343.)
5. In May and December 2008, Student was found to be in possession of a razor
blade or other kind of blade. (NT 143-145; J-4 p. 28, J-6 p. 59.)
6. On January 11, 2011, Student threatened a teacher and threw books in the
classroom. Student was suspended and a te am of District st aff and the Parents
determined that the behavior was a manifest ation of Student’s disabilities. (J-2 p.
2, J-4.)
2 The parties presented a joint exhibit book, and all exhibits here are designated “J” and the exhibit number.
All documents were admitted into evidence by stipulation. (NT 520-521.)
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7. On March 16, 2011, Student brought a Swiss Army style pocket knife to school in
Student’s back pack. (J-2 p.2, J-4 p. 114 - 129.)
8. The pocket knife had one blade measuring less than 2 ½ inches in length and two
other blades that did not measure less than 2 ½ inches in length. (J-2 p. 6, J-4 p.
115, 117-129.)
9. On March 17, 2011, the District issued a Permission to Re-evaluate form to the
Parents for a Functional Behavior Assessmen t. On March 1 8 Parent sig ned his
consent. (J-4 p. 135-137.)
10. On March 18, 2011, a team composed of me mbers of the Student’s IEP team and
the Parents met to conduct a manifestat ion review. The team was not in
agreement. The District team member s found that the Stude nt’s behavior in
possessing a pocket knife in school was not a manifestation of Student’s
disability. The Parents dissented from that determination. (NT 166-170; J-2 p. 3,
J-4 p. 131, 141, 147-155.)
11. The Parent was not aware of the purpose of the meeting and did not plan to bring
any of Student’s private clinicians. The purpose was not explained to Parent, nor
was it communicated that Parent was permitte d to bring a private clinician to the
meeting. (NT 166-170, 212-1 to 213-8.)
12. Parent did not ask to bring a private clin ician nor did Parent request the presence
of the school psychologist. (NT 166-170.)
13. The District was aware that the Student had a private therapist, and that one
symptom of Student’s disabilities was that Student acts without regard to
consequences. (NT 172, 320-328; J-4 p. 141, J-11 p. 9.)
14. The team did not include a school psychologist or any medical personnel from the
private agency at which the Student and Student’s family had been receiving
psychiatric and counseling services, but the team did include the school counselor
and the Student’s special education teacher. (NT 98, 166-170, 133-135; J-4 p.
147-155.)
15. On March 18, 2011, the District prepared a Functional Behavior assessment.
Despite the fact that the reason for re ferral was bringing a knife to school, the
behavior of concern was “verbal aggression.” This FBA was based upon an
observation that was conducted on the day before the incident. (NT 93-96; J-4 p.
141.)
16. The District team members rested their finding agains t manifestation on grounds
that the Student was not displaying any oppositional be havior or angry outburst
when in possession of the pocket knife. Student had calmly and compliantly
handed the pocket knife to the teacher who requested it when Student’s
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possession of it was discove red. District team members concluded that the
Student was not behaving under the influe nce of an impulse when bringing the
pocket knife to school and possessing it, and that the Student both understood the
school rules and knew that Student’s acti ons were wrong. On this basis, the
District team members concluded that the behavior was not the product of
impulsivity and therefore not a manifestation of Student’s disabilities. (NT 98-99;
J-2 p. 4, J-4 p. 116, 119, 144-146.)
17. The District members of the team did not view the behavior of bringing forbidden
objects to school to be one that is commonly associated with ADHD. (NT 336.)
18. The District team members recommende d the interim alternative educational
setting to which the Student was eventually transferred by order of the discipline
hearing officer on March 23, 2011. (J-4 p. 147-158.)
19. On March 23, the District held a discip linary hearing and the hearing officer
ordered the Student transferred from Student’s neighborhood school to the
behavior modification program of a District disciplina ry school pending review
for further disciplinary action. (J-2 p. 3, J-4 p. 157-158.)
20. The District has a single provider and mode l for all disciplinary placements into
interim alternative educational settings. The IEP team recommends this model
based upon the manifestation determina tion and its review of the student’s
individual records. The actual location is determined by the hearing officer based
upon the IEP team recommendation. (NT 454-456, 461-462, 473-476; J-4 p. 147-
152.)
21. The District had prepared a Positive Behavior Support Plan for Student prior to
the incident of March 16, 2011, which expire d prior to the incident without being
reinstated or revised. The District re-issu ed a slightly revised behavior plan after
the incident. Neither plan addressed th e behavior of bringing things to school
contrary to school rules. (NT 103-107, 324-326; J-5, J-14.)
22. On April 20, 2011, Parents provided to the District a report from the private
psychiatrist who was providing treatment to the Student. The report indicated a
combination of diagnoses including T ourette’s Syndrome, Impulse Control
Disorder, Obsessive Compulsive Disorder and ADHD. (J-11.)
23. The psychiatrist’s report stated that the Student’s combined disorders create
disruptive behaviors that are not controll able by will power alone and cannot be
brought into full remission. These impulses create an irresistib le desire in the
Student to carry out an action in a compul sive fashion without regard to logic.
The report requested that the District not send the Student to a disciplinary school.
(J-11.)
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24. The reporting psychiatrist had diagnos ed Tourette’s Syndrome, Obsessive
Compulsive Disorder and ADHD with poor impulse control previous to the
incident. (J-11.)
25. The interim alternative educational setti ng to which Student was assigned has a
school-wide program of behavior modification based upon a levels system, which
is in turn dependent upon the student’s compliance with school rules. The District
expects that this levels system will be individualized by setting different point-
attainment goals for each student, thus a llowing some students to progress from
level to level while not attaining the same degree of behavioral control that other
students exhibit. (NT 477-481, 485-488.)
26. The levels system in the interim alternative educational setting to which Student
was assigned is designed to transition students back to their neighborhood schools
on a semester-to-semester basis; therefore, the Student is not likely to attain the
highest level of reward and status at this setting within the forty five day limit
required by law. There is no plan for tr ansitioning the Student back to Student’s
neighborhood school. (NT 482-485, 489-497.)
27. The Parents declined to send the Student to the disciplina ry school and have
attempted to teach the Student at home until the date of the last hearing in this
matter. (J-2 p. 3.)
DISCUSSION AND CONCLUSIONS OF LAW
BURDEN OF PROOF
The burden of proof is composed of tw o considerations, the burden of going
forward and the burden of persuasion. Of thes e, the more essential consideration is the
burden of persuasion, which determines which of two contending parties must bear the
risk of failing to convin ce the finder of fact. 3 The United States Supreme Court has
addressed this issue in the case of an ad ministrative hearing challenging a special
education IEP. Schaffer v. Weast, 546 U.S. 49, 126 S.Ct. 528, 163 L.Ed.2d 387 (2005).
3 The other consideration, the burden of going forward, simply determines which party must present its
evidence first, a matter that is within the discretion of the tribunal or finder of fact (which in this matter is
the hearing officer).
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There, the Court held that th e IDEA does not alter the traditio nal rule that allocates the
burden of persuasion to the part y that requests relief from the tribunal. Thus, the moving
party must produce a preponderance of evidence4 that the District failed to fulfill its legal
obligations as alleged in th e due process Complaint Notice. L.E. v. Ramsey Board of
Education, 435 F.3d 384, 392 (3d Cir. 2006)
In Weast, the Court noted that the burd en of persuasion determines the outcome
only where the evidence is closely balanced, which the Court termed “equipoise” – that
is, where neither party has introduced a preponderance of evidence to support its
contentions. In such unusual circumstances , the burden of persua sion provides the rule
for decision, and the party with the burden of persuasion will lose. On the other hand,
whenever the evidence is preponderant (i.e., th ere is greater evidence) in favor of one
party, that party will prevail. Schaffer, above.
Based upon the above rules, the burden of proof, and more specifically the burden
of persuasion in this case, rests upon the Parents, who initiated the due process
proceeding. If the Parents fail to produce a preponderance of the evidence in support of
their claim, or if the evidence is in “equipoise”, the Parents cannot prevail.
PROCEDURAL PROTECTIONS FOR STUDENTS SUBJECTED TO DISCIPLINARY
EXCLUSION
The IDEA, 20 U.S.C. § 1415(k) and its implementing regulations, 34 C.F.R.
§300.530 - 534, provide specific protections to eligible students who are facing a change
in placement for disciplinary reasons. If a child is eligible, the school district cannot
impose discipline or change the Student’s placement unless it first holds a meeting and
4 A “preponderance” of evidence is a quantity or weight of evidence that is greater than the quantity or
weight of evidence produced by the opposing party. Dispute Resolution Manual §810.
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determines that the student’s conduct in violation of the code of conduct was not a
“manifestation” of a disability. 20 U.S.C. § 1415(k)(1)(E); 34 C.F.R. § 300.530(e).
Conduct is a “manifestation” of a disability under the following circumstances:
(I) if the conduct in question was caused by, or had a direct
and substantial relationship to, the child's disability; or
(II) if the conduct in question was the direct result of the
local educational agency's failure to implement the IEP.
20 U.S.C. § 1415(k)(E)(i)(I), (II); 34 C.F.R. § 300.530(e)(1)(i), (ii).
If it is determined that the conduct in question had a causal relationship with the
disability or was a result of the failure to implement the child’s IEP, the conduct “shall be
determined to be a manifestation of the child's disability.” 20 U.S.C. § 1415(k)(E)(ii).
Additionally, if the conduct is determined to be a manifestation of the child’s disability,
the District must take certain other steps, which include returning the child to the
placement from which he or she was removed. 20 U.S.C. § 1415(k)(3)(B); 34 C.F.R.
§532(b).
The IDEA provides for an exception to this rule in “special circumstances.” 20
U.S.C. § 1415(k)(1)(G); 34 C.F.R. §300.530(g). When a child brings a weapon to or
possesses a weapon in school, the LEA is permitted to change the child’s placement by
removing the child to an “interim alternative educational setting” without regard to
whether or not the behavior was a manifestation of the child’s disability. 20 U.S.C. §
1415(k)(1)(G)(i); 34 C.F.R. §300.530(g)(1). This change in placement is limited to 45
days. Ibid. Parents must be notified immediately and provided with procedural
safeguards. 20 U.S.C. § 1415(k)(1)(H); 34 C.F.R. §300.530(h).
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The IEP team must determine the interim setting. 20 U.S.C. §1415(k)(1)(H)(2);
34 C.F.R. §300.531. The IEP team, 20 U.S.C. § 1415(k)(1)(D)(i); 34 C.F.R.
§300.530(d)(5), also must provide sufficient services to allow the child to participate in
the general education curriculum and make progress on the child’s IEP goals, and provide
a functional behavioral assessment and behavioral interventions that are designed to
address and prevent recurrence of the behavior violation that led to the change in
placement. 20 U.S.C. § 1415(k)(1)(D); 34 C.F.R. §300.530(d).
A weapon is defined by reference to the definition of “dangerous weapon” in 18
U.S.C. §930. 34 C.F.R. §300.530(h)(4). That section of the United States Code defines a
“dangerous weapon” broadly to include anything that “is used for, or is readily capable
of, causing death or serious bodily injury, except that such term does not include a pocket
knife with a blade of less than 2 ½ inches in length.” 18 U.S.C. §930(g)(2).
WAS THE OBJECT THAT STUDENT BROUGHT INTO SCHOOL A WEAPON?
I ruled on this issue during the hearing of this matter, on the District’s motion and
in light of the expedited nature of the hearing and the outstanding request for a pendency
determination, as to which I had declined to rule without hearing the evidence. (NT 392-
435.) I ruled that the Parents, who have the burden of persuasion, had failed to show that
the object was not a weapon. Because this object was plainly
5 one that is capable of
5 There were four pieces of evidence as to the nature of the object. First, the District had the object
produced, authenticating it through satisfactory evidence of a chain of custody. (NT 76-18 to 80-23, 430-8
to 431-1.) I viewed the object at close hand as it was being held and measured by a police officer. (NT 82-
12 to 85-3.) Second, the police officer measured the object and testified under oath as to the officer’s
measurement, which found that two of three blades on the object measured over 2 ½ inches in length. Ibid.
Third, admitted into evidence was a verbal description of the object by a school official, which recited that
two of the three blades measured over 2 ½ inches. (J-4 p. 115.) Fourth was the picture of the object, with
three obvious blades, (NT 427-15 to 428-9; J-4 p. 113), pointy and suitable for cutting, two of which appear
to be over 2 ½ inches in length. (NT 428-1 to 9, 429-7 to 17, 431-2 to 6.)
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inflicting serious bodily harm or death within the meaning of 18 U.S.C. §930(g)(2), the
object was a weapon within the meaning of the law unless the blades measured less than
2 ½ inches in length. 18 U.S.C. §930(g)(2). I found that the Parents had failed to prove
the applicability of this exception, because the evidence was at best in equipoise on that
issue, and at worst preponderant that two of the blades were 2 ½ or more inches in length.
(NT 431-2 to 432-18.)(FF 7, 8.)
Parent had argued that the measurements exaggerated the length of the “blades”
because each blade is mounted on a “tang” – the definition of which I took judicial
notice. (NT 404-411.) The tang is the unsharpened portion of the piece of metal
extending from the handle that is sharpened into the blade. The tang is the end of that
piece of metal that is attached to the handle. In other words, the tang, which is
unsharpened, grows into the sharpened blade at some point along the piece of metal.
Parents argued that the measurements of the blades on the Swiss Army style knife in
question included the tang, thus exaggerating the length of the blades by the length of the
tangs.
I ruled that nothing in the law suggests that the legal term “blade” is intended to
exclude the tang. (NT 428-432.) Thus, there was no basis to dismiss the measurements
that showed two blades of at least 2 ½ inches. My reason for this ruling is that the
concern of the statute is the propensity of the knife to do serious bodily harm, that the
total length of the metal that could be used to stab another person includes the tang, and
that the penetration capacity of the knife is not reduced by the length of the tang. Since
the statutory language is silent on whether or not the legal term “blade” includes the
technical manufacturer’s term “tang”, and the purpose of the measurement is not really
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affected by this technical distinction, I ruled that the measurements taken on the
instrument in question did not have to be reduced by the length of the tang or discounted
entirely. Moreover, it was the burden of parents to prove that the measurement of the
blades was less than 2 ½ inches without the tang, and they had failed to do so. (NT 428-
432.)
Thus, the “special circumstances” ex ception in the IDEA applies and, as
discussed above, this authorized the District to remove the Student from Student’s
neighborhood school and place Student in an interim alternative educational setting for
no longer than 45 days. It remains for me to determine whether or not the manifestation
determination was appropriate, and whether or not the chosen interim placement was
appropriate. (NT 432-435.)
PENDENT PLACEMENT
In consequence of the above determinat ion, the pendent placement is the interim
alternative educational setting to which the Student was assigned. This occurred before
the Parents filed for due process. It is the filing for due process that fixes the pendent
placement. Alternatively, the removal of the Student under the special circumstances rule
triggered a statutory pendency, regardless of the appropriateness of the placement. 20
U.S.C. §1415(k)(4). That pendency is in the interim alternative educational setting to
which the Student was assigned. Ibid.
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MANIFESTATION DETERMINATION
Counsel for the District argued that my ruling that the 45 day placement was
authorized under the special circumstances rule rendered moot the Parents’ challenge to
the manifestation determination. However, the manifestation determination is required
regardless of the operation of the special circumstances rule. The IDEA provides that a
manifestation determination must be made within ten days of “any decision to change the
placement of a child with a disability because of a violation of a code of student conduct
… .” 20 U.S.C. § 1415(k)(1)(E); 34 C.F.R. §300.530(e). Since the Parents have the
right to request due process regarding a manifestation determination, 20 U.S.C. §
1415(k)(3)(A); 34 C.F.R. §300.531(a), I will decide this issue.
I find no procedural irregularity in the ma nifestation determination in this matter.
The law does not require a full IEP team to decide on manifestation. Perhaps in view of
the sometimes emergent nature of such decision making, the law requires only a group
composed of the LEA, the Parent and “relevant members of the child’s IEP team … .”
20 U.S.C. § 1415(k)(1)(E)(i); 34 C.F.R. §300.530(e)(1). Thus, I am not persuaded that
there was a procedural irregularity because a school psychologist did not participate. (FF
14.) I find no failure to notify the Parents or to accommodate their schedules in
convening the meeting. (FF 9, 10.) Parents did not challenge the adequacy or
thoroughness of the review of documentation that served as the factual predicate of the
manifestation determination; however, it is clear that Parent did not know that this was
permissible or that Parent could have brought experts of his choice to the meeting, or that
this would have been desirable considering what was at stake. (FF 11, 12.) Nevertheless,
I find that the record on this point is inadequate to prove a procedural irregularity.
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Parents argue that the group should have included representatives of the private
agency from whom the Student was receiving clinical treatment for Student’s emotional
and behavioral needs. While this may have been prudent and desirable in light of the
Student’s diagnoses, I find no explicit legal requirement to do so. The record is
preponderant that the Parents did not even request such participation. (FF 9-14.)
Nevertheless, it is plain that the Parent did not have adequate notice of the nature
and potential consequences of the manifestation determination meeting, or of the possible
option of brining into that meeting a representative of the private treating agency that
would be able to address the issue at hand: whether or not the Student’s behavior was
caused by or had a direct and substantial relationship to the Student’s disabilities. 20
U.S.C. §1415(k)(1)(E)(i)(I). Nor did the District officials seek out such input, even
though these officials had met with a representative of the agency, and even though they
were aware that one of the symptoms of the Student’s disabilities was impulsivity.
District officials present at the meeting also were aware of the Student’s penchant for
bringing forbidden objects into school. (FF 3, 4, 5, 6, 13.) This had not been addressed
in the IEP, in an FBA or in a behavior support plan, but the District was aware of it,
having delegated a teacher to do what the Parent was doing already – trying to discover
contraband items before classes should begin. Ibid. A preponderance of the evidence
proves that the District officials simply believed that this behavior could not be and was
not related to the Student’s disabilities. (FF 16.)
I find that the District’s analysis of the Student’s behavior for manifestation
purposes was thus flawed and inappropriate. Based on a preponderance of evidence I
find that the team did not even consider whether or not the behavior of bringing in a knife
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– the behavior that had led to the disciplinary removal from school - was caused by or
substantially related to the impulsiveness that was a symptom of the Student’s
disabilities. (FF 16.) The team concluded that the behavior could not be a manifestation
because the Student was not in an explosive emotional state at the time of possession, but
this is a non-sequitur. Ibid. Impulsiveness is not synonymous with explosiveness; one
can be subject to an irresistible impulse without being in a rage. (NT 383-385.) The
team’s finding that the Student’s behavior could not have been a manifestation because
the Student plainly knew that Student’s behavior was wrong is similarly beside the point;
the definition of an irresistible impulse has nothing to do with ability to tell right from
wrong – it is about the ability to control one’s behavior in the face of an impulse to do
something, in this case to take a knife into school even if it is wrong to do so.
In retrospect, it would have been more prudent for the team to have included
someone with a sufficient clinical background to keep the analysis focused upon the
question at hand. I conclude that, perhaps due to the absence of “relevant members of the
IEP team”, 20 U.S.C. §1415(k)(1)(E), and certainly due to the failure of the team to seek
adequate documentation to inform itself of the nature and symptoms of the Student’s
disabilities as they relate to impulsiveness, the team failed to conduct an appropriate
manifestation determination meeting.
Thus, I conclude that the manifestation determination was inappropriate. I do not
thereby conclude that the Student’s behavior was a manifestation of disability, nor will I
order another manifestation determination; neither conclusion is appropriate on the basis
of the record before me. See, Letter to Yudian, 39 IDELR 242 (OSEP 2003)(IDEA does
not require reopening of manifestation determination due to after-acquired evidence).
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Nor does this invalidate the placement at the interim alternative educational setting,
which I have ruled is authorized under the special circumstances provisions of the IDEA.
APPROPRIATENESS OF THE INTERIM PLACEMENT
I conclude that the placement is inappropria te in this matter, and I will order that
the District convene an IEP meeting to determine an appropriate placement and program.
I base this conclusion upon my finding that the placement is not structured educationally
to address the needs of the Student for a program that will address the behavior in
question effectively within the forty five day period permitted by law.
The District called its speci al education supervisor, who testified credibly that the
interim setting to which the Student had been assigned provides a program based upon a
school wide levels system and point structure for behavior intervention and support. (FF
25.) The offered program is provided by a single contracted provider that replicates
identical programming in each of the disciplinary schools that the District operates for
children removed from their neighborhood schools for disciplinary reasons. (FF 20.)
While this setting is prescribed by the manifestation determination team (which includes
members of the IEP team), students are assigned to a particular school by the disciplinary
hearing officer, after individual review by the supervisor. (FF 18-20.) Thus, for a given
grade level student, teams that recommend the interim setting in the disciplinary school
have only one choice of program, which is the privately contracted program that the
supervisor described in detail. (FF 20.)
While the supervisor testified that this singular program can be individualized for
each student’s needs, and I accept the testimony as credible, I conclude that the structure
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of the program is not sufficiently individualized to meet the needs of Student, whose
assignment to the setting is limited to 45 days by law. The testimony was clear that the
program assumes that the assigned student will “transition” back to the neighborhood
school from one semester to another – not on a 45 day timeline. (FF 26.) The program
provides a point system in which students earn points for good behavior, which if
sufficient enable movement to the next of five levels of privilege, with attendant
amenities and honors at each level. (FF 25.) All students start at the lowest level for at
least a week. Ibid. It takes more than a week to move out of the second level. Ibid. The
student was not expected to complete the program within 45 days. (FF 26.) There was
no plan for a student who fails to reach the highest level before the 45 days expires. (FF
26.) Rather, it was expected that either the parents would agree to a lengthier stay at the
interim setting to enable completion, or an IEP team would be convened and make a
placement decision. Ibid.
I find that this program simply does not address the needs of the Student, because
it would predictably put the Student in a position of failing to attain the highest level in
the program by the 45 day mark. It is hard to conceive how such a system could benefit
the Student in terms of behavior modification; the modification program would terminate
without delivering awards that it promises in terms of high level attainment. The Student
is likely to see this flaw, with attendant negative consequences to Student’s motivation,
while in the program.
In addition to the above, I am skeptical th at the point system could be successfully
accommodated to behavior that is based upon an irresistible impulse of neurological
origin rather than a characterological deficit that would be more amenable to a school
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wide level system that is based upon the assumption that the student is able to take
responsibility for behavior in order to receive appropriate rewards. (FF 25.) Although
the supervisor assured me that the point system could be adjusted to account for lowered
behavioral expectations, the supervisor was in no position to ensure that it could be bent
as much as the Student might need if indeed Student’s behavior is irresistibly generated
by impulses. Ibid.
Given that the manifestation team did not even consider whether or not the
behavior in question is driven neurologically and irresistibly, (FF 16, 17), the record is
simply inadequate to judge whether or not the alternative school’s program can be
individualized meaningfully to meet Student’s needs. Therefore, I will direct the District
to address this based upon a more complete fact gathering than was conducted by the
manifestation team.
I also find that the manifestation team failed to provide the FBA and behavior
support plan that the IDEA requires. (FF 15, 21.) The IDEA requires that such behavior
assessment and plan be “designed to address the behavior violation so that it does not
recur.” 20 U.S.C. §1415(k)(D)(ii). The behavior in question was bringing contraband
into school, but the FBA and the behavior plan addressed the behaviors of angry
outbursts and elopement from the classroom. Thus, the District failed to provide the
services required by law. Consequently, the placement was not reasonably calculated to
address the behavior of concern. For this reason also, the placement was inappropriate.
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CREDIBILITY
In making the above findings and reaching the above conclusions, I have
considered the credibility and reliability of the witnesses. I find completely credible and
reliable the testimony of the Student’s school principal, who testified clearly and without
embellishment, often not giving the District’s attorney the answer that would have helped
the District, and readily admitting when a mistake had been made. I also credit the
Parent’s testimony; this witness answered directly, was modest in characterizing his
knowledge, and admitted both mistakes and lapses of memory freely – I find no evidence
of embellishment or dissembling in this testimony. I credit the testimony of the Student’s
psychiatrist for being forthright and within the scope of the psychiatrist’s factual
knowledge and expertise; however, I find that the psychiatrist exceeded the reasonable
bounds of knowledge necessary to ground an opinion about the placement chosen by the
District, and I do not rely upon that opinion testimony. Similarly, I credit the supervisor
of special education who described that placement; I find that this witness’s testimony
was basically reliable and truthful, although I discount the witness’ opinions as applied to
Student’s individual needs and the ability of the program to accommodate to them, based
upon the implausibility of that occurring sufficiently and based upon the flaws in the
manifestation determination and the lack of knowledge of the nature of the Student’s
disabilities and impulsiveness that is a consequence of the failure of the manifestation
team to explore the correct analysis. While I have no doubt of the Student’s therapist’s
sincerity and competence, I discount the weight attributable to this witness’s testimony
because the witness displayed a very poor recall of events.
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CONCLUSION
Thus, I reach two conclusions that dictate prospective relief. First, the Student’s
removal from the neighborhood school was appropriate and authorized by law. Second,
the placement recommended by the manifestation team was inappropriate. In these
circumstances, Parents have simply kept the Student at home, trying to provide some
educational services to the Student during the day with materials provided by the
neighborhood school. (FF 27.) As the supervisor testified, the upshot is that the Student
is deprived of a public education, and there is no plan for placement when the 45 day
period expires in June.
Therefore I will order the District to c onvene an IEP team to consider the after-
acquired information from the Student’s psychi atrist, (FF 22 to 24), to directly confront
the issue not confronted in the manifest ation determination meeting – whether the
Student’s behavior of bringing contraband to school is driven by an irresistible impulse –
and to determine both an appropriate placement for the Student and a transition plan to
take advantage of that placement. Any claims regarding expedited issues that are not
specifically addressed by this decision and order are denied and dismissed.
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ORDER
1. The District’s unilateral removal of Student from Student’s neighborhood school
for purposes of placement in an interim alternative educational setting was
authorized under the IDEA “special circumstances” rule.
2. The District’s manifestation determination was not appropriate.
3. The Student’s pendent placement is in the interim alternative educational setting.
4. The interim alternative educational setting to which Student is assigned is not
appropriate.
5. Within ten days of the date of this order, the School District shall convene an IEP
meeting. The IEP team shall include a school psychologist, and the parents shall
be permitted to bring with them a representative of their choosing from the private
agency that currently provides evaluation and treatment to Student for emotional
and behavioral concerns.
a. The IEP team shall consider whether or not the Student’s behavior of
bringing contraband or forbidden objects to school – including the
bringing of a knife to school in March of this year -- is or was caused by
or related to irresistible impulses due to Student’s disabilities.
b. The IEP team shall obtain a functional behavior assessment that includes
assessment of all of Student’s behaviors that interfere with Student’s
educational progress, including the behavior of bringing contraband or
forbidden objects to class.
c. The IEP team shall obtain a Positive Behavior Support Plan that addresses
all of Student’s behaviors that interfere with Student’s educational
progress, including the behavior of bringing contraband or forbidden
objects to class.
d. The IEP team shall determine an appropriate placement and program for
the Student and shall develop an appropriate plan for transition of the
Student to the appropriate placement that it determines.
William F. Culleton, Jr. Esq.
_____________________________
WILLIAM F. CULLETON, JR., ESQ.
HEARING OFFICER
May 8, 2011
