Philadelphia City School District | Case 22103-18-19 | 2019-06-17
Pennsylvania special education due-process decision
- Case number
- 22103-18-19
- Date
- 06/17/2019
- Parties / district (official listing)
- Philadelphia City School District
- Hearing officer
- Linda Valentini
- Issues (official listing)
- Evaluation Identification Least Restrictive Environment Compensatory Education
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
Pennsylvania Special Education Hearing Officer
Final Decision and Order
CLOSED HEARING
ODR File Number: 22103-18-19
Date of Hearing: June 4, 2019
Child’s Name: T.S. Birthdate: [redacted]
Parent:
[redacted]
Counsel for Parent
Pro Se
Local Education Agency:
School District of Philadelphia
Office of General Counsel
440 North Broad Street
Philadelphia, PA 19130
Counsel for the LEA
Kathryn Brown, Esquire
School District of Philadelphia
Office of General Counsel
440 North Broad Street
Philadelphia, PA 19130
Hearing Officer: Linda M. Valentini, Psy.D, CHO
Certified Hearing Official
Date of Decision: June 17, 2019
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Background
Student1 is a pre-teen aged District resident who is eligible for special education under the
Individuals with Disabilities Education Act (IDEA), 20 U.S.C. § 1400 et seq. and its
Pennsylvania implementing regulations, 22 Pa. Code § 14 et seq. (Chapter 14) with the current
classifications of autism, speech or language impairment, and specific learning disability. As
such, Student is also regarded as an “individual with a disability” as defined by Section 504 of
the Rehabilitation Act of 1973 (Section 504), 29 U.S.C. § 701 et seq., and as a “protected
handicapped student” under the Pennsylvania regulations implementing Section 504 in schools,
22 Pa. Code § 15 et seq. (Chapter 15).
The parties had previously entered into a settlement agreement and requested a 60-Day
Conditional Dismissal Order; at that time the Parent was represented by counsel. The Parent
subsequently dismissed his attorney, and as permitted under a 60-Day Order, timely requested
reinstatement of the matter acting pro se.2
The Parent alleges that the District did not provide Student with a free appropriate public
education (FAPE) in the areas of evaluation and placement and among other forms of relief is
requesting an independent evaluation and compensatory education for the past two years. The
District maintains that its evaluation was appropriate, that it has provided Student with FAPE
and that no relief is warranted.
In reaching my decision I carefully considered the witnesses’ sworn testimony, documents
admitted into the record, and the parties’ oral closing arguments. Not all testimony or all
documents are referenced below, only those relevant to the issues before me. Based on the record
before me I find in favor of the Parent on some but not all his issues.
Issues3
1. Did the district evaluate Student in all areas of suspected disability as put forth in the
November 21, 2018 reevaluation report?
1 In the interest of confidentiality and privacy Student’s name and gender, and other potentially identifiable
information, are not used in the body of this decision. The identifying information appearing on the cover page or
elsewhere in this decision will be redacted prior to posting on the website of the Office for Dispute Resolution as
part of its obligation to make special education hearing officer decisions available to the public pursuant to 20
U.S.C. § 1415(h)(4)(A) and 34 C.F.R. § 300.513(d)(2).
2 Both parties were informed by email before the hearing and in person at the hearing that the hearing officer would
not review the previous settlement agreement, would permit no testimony about it, and that in the decision pursuant
to the hearing either party could gain more or lose more than provided for in the previous agreement. The hearing
officer also told the parties that if they reconsidered their positions and wanted to revert to the terms of the previous
agreement they had to notify the hearing officer on or before June 14, 2019. As of the date of this decision neither
party has contacted the hearing officer in this regard.
3 The Parent requested a prospective private school placement but a specific school was not identified. The hearing
officer declined to add this issue to the case. The Parent also sought an order that the District pay his former
attorney’s fees. Hearing officers have no authority to award attorney fees.
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2. If the District’s reevaluation was inappropriate in any respect, what independent
evaluations should it be required to fund?4
3. Did the District fail to offer Student appropriate transition services when moving from
elementary to middle school?
4. Does Student’s placement provide Student with FAPE?
5. If the District has not provided FAPE to Student, what remedy is due?
Findings of Fact5
1. Student’s Full Scale IQ was miscalculated by a District psychologist in 2015 and the
miscalculation erroneously placed Student in the Average to High Average Range of
Intelligence. When another District psychologist reviewed the 2015 scores he questioned
whether they were correct, but allowed them to remain part of the November 2018
reevaluation. [NT 151-161; S-1]
2. The Parent has been under the impression that Student’s cognitive functioning was in the
Average to Above Average Range. Based on the Index scores this cannot be accurate.
[NT 162]
3. Prior to entering the middle school Student was placed in general education classes for
most of the school day, with pull-out instruction for autistic support, learning support and
speech/language services.6 [NT 23, 79-80]
4. The 2015-2016 3rd grade IEP indicates that Student was in general education for 88% of
the school day. [J-8]
5. The 2016-2017 4th grade IEP provides for 69% of the day in general education. [S-2]
6. The 2017-2018 5th grade IEP provides for 69% of the day in general education. [J-10]
7. The 2018-2019 6th grade IEP provided for 37% of the day in general education. [S-4]
8. The Parent believes that even though the 2018-2019 IEP calls for 37% of the day in
general education Student in fact was not in general education at all. [NT 78]
4 Following the discovery of information discussed below, in the middle of the hearing the District agreed to fund an
independent educational evaluation. [NT 161]
5 For the reader’s reference, Notes of Testimony refer to the witnesses’ testimony as follows: Parent - NT 23 through
87; Autistic Support Teacher – NT 89 through 148; Psychologist NT 148 through 165; Speech/Language Pathologist
NT 165 through 191; Special Education Liaison and International Baccalaureate Coordinator – NT 192 through 212.
6 Student’s IEPs run from November to November such that an IEP spans parts of two school years.
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9. As Student’s IEPs run from November to November, when Student entered middle
school in 6th grade in November 2018, the first third of the school year was still governed
by the 5th grade IEP which called for 67% of Student’s day in general education. [NT 81;
J-10]
10. Student’s educational environment did not change from the 2017-2018 IEP that ended in
November 2018 to the 2018-2019 IEP that began in November 2018 even though the two
IEPs have different provisions for general education versus special education. [NT 133]
11. The Parent believes that Student excelled in the 2017-2018 school year with the
proportion of general education classes versus special education classes and cited
Student’s receiving various awards and honors.7 [NT 197-198]
12. At an IEP meeting in November 2018 attended by the Parent and the middle school
principal with other District staff present the Parent questioned why the amount of time
Student was in special education as opposed to general education was different from
previous years. The Parent alleges that the principal said that the type of programming
Student had received in past years was not available at that middle school. Some District
witnesses remembered the conversation but did not remember the details.8 [NT 25-26,
32, 39-40, 44, 77, 84-85, 189-190, 194-195]
13. The amount of time a student spends in general education versus special education
classes is an IEP team decision and parents are part of the IEP team. [NT 194-195]
14. When planning for Student’s entrance into middle school the special education liaison
reviewed the previous year’s IEP. [NT 197-200]
15. Changing the amount of time Student was in general versus special education classes was
not done at a team meeting, and the Parent was not included in the decision. With a
“quick view” to placing Student in a classroom the special education liaison (possibly)
consulted with a teacher but made the placement decision herself based on Student’s
requiring autistic support services. [NT 201-204]
16. At the time the special education liaison made the placement decision, she did not issue a
NOREP or in any other way inform the Parent of the change of inclusion ratio from the
previous year or afford the Parent the opportunity to discuss Student’s placement. [NT
205-209]
7 Although the Parent cites the proportion as 80% general education and 20% special education, the IEP for 2017-
2018 calls for 67% general education and 32% special education. [J-10]
8 The Parent had the opportunity to have the principal testify, which would have necessitated another hearing session
and a possible Decision Due Date extension since the hearing was held on the last day of school and the principal
was unavailable. The Parent decided that he would not have the principal testify. Regardless of whether or not the
principal made such a statement, the testimony of the special education liaison shows that there was no
consideration of the least restrictive environment appropriate for Student when Student transitioned to middle
school. [NT 87-88]
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17. Aside from specials classes (music, physical education, etc.) Student has a math class
taught by a special education teacher; that class may or may not have a mix of general
education and special education students. The special education liaison is not sure
whether she would consider that a general education class or not. [NT 211-212]
18. The Parent believes that Student thrived in the 2017-2018 school year. [NT 78]
19. The Parent maintains that assistive technology provided for Student in 2015 was not
provided at least for the past two school years with no explanation having been given for
the omission. He believes that this has contributed to what he perceives as regression/lack
of progress. [NT 29-30, 47-48]
20. The speech language pathologist who works with Student conducted testing for purposes
of the November 2018 reevaluation and for purposes of formulating speech/language
goals for the November 2018 IEP. Based on her testing, her therapy work with Student,
and her knowledge of Student’s autistic support classroom, and of Student’s functioning
in that classroom, she wrote speech/language goals. [NT 168-174]
21. The speech/language pathologist partially based the number of minutes of direct
speech/language services provided to Student on the manner of service delivery in the
autistic support classroom. [NT 183-184]
22. For about six weeks at the beginning of the 2018-2019 school year the Parent had to
transport Student to and from school because transportation services were not put into the
IEP. After transportation was restored the Parent voluntarily chose to continue to
transport Student. [NT 42-43]
Legal Basis
Burden of Proof: The burden of proof, generally, consists of two elements: the burden of
production [which party presents its evidence first] and the burden of persuasion [which party’s
evidence outweighs the other party’s evidence in the judgment of the fact finder, in this case the
hearing officer]. In special education due process hearings, the burden of persuasion lies with
the party asking for the hearing. If the parties provide evidence that is equally balanced, or in
“equipoise”, then the party asking for the hearing cannot prevail, having failed to present
weightier evidence than the other party. Schaffer v. Weast, 546 U.S. 49, 62 (2005); L.E. v.
Ramsey Board of Education, 435 F.3d 384, 392 (3d Cir. 2006); Ridley S.D. v. M.R., 680 F.3d 260
(3rd Cir. 2012). In this case although the Parent asked for the hearing the District was assigned
the burden of proof on the issue of the appropriateness of its evaluation. The Parent was assigned
the burden of proof on the remaining issues.
Credibility: During a due process hearing the hearing officer is charged with the responsibility of
judging the credibility of witnesses, weighing evidence and, accordingly, rendering a decision
incorporating findings of fact, discussion and conclusions of law. Hearing officers have the
plenary responsibility to make “express, qualitative determinations regarding the relative
credibility and persuasiveness of the witnesses Blount v. Lancaster-Lebanon Intermediate Unit,
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2003 LEXIS 21639 at *28 (2003); The District Court "must accept the state agency's credibility
determinations unless the non-testimonial extrinsic evidence in the record would justify a
contrary conclusion." D.K. v. Abington School District, 696 F.3d 233, 243 (3d Cir. 2014);.see
also generally David G. v. Council Rock School District, 2009 WL 3064732 (E.D. Pa. 2009);
T.E. v. Cumberland Valley School District, 2014 U.S. Dist. LEXIS 1471 *11-12 (M.D. Pa.
2014); A.S. v. Office for Dispute Resolution (Quakertown Community School District, 88 A.3d
256, 266 (Pa. Commw. 2014); Rylan M. v Dover Area Sch. Dist., No. 1:16-CV-1260, 2017 U.S.
Dist. LEXIS 70265 (M.D. Pa. May 9, 2017). All witnesses appeared to be testifying truthfully to
the best of their recollections.
Independent Educational Evaluations: If a parent disagrees with an evaluation because a specific
area of the child's needs was not assessed, the parent has a right to request an IEE at public
expense to fill the gap in the district's evaluation. In Letter to Baus, 65 IDELR 81 (OSEP 2015)
OSEP Director Melody Musgrove wrote "When an evaluation is conducted in accordance with
34 CFR 300.304 through 34 CFR 300.311 and a parent disagrees with the evaluation because a
child was not assessed in a particular area, the parent has the right to request an IEE to assess the
child in that area to determine whether the child has a disability and the nature and extent of the
special education and related services that child needs." Subsequently, in Letter to Carroll, 68
IDELR 279 (OSEP 2016), OSEP reinforced the earlier position in Letter to Baus, that the right to
seek an IEE to make up for a missing assessment is not extinguished even if the district responds
by conducting the missing assessments.
OSEP Acting Director Ruth E. Ryder commented "Therefore, it would be inconsistent with the
provisions of 34 CFR 300.502 to allow the public agency to conduct an assessment in an area
that was not part of the initial evaluation or reevaluation before either granting the parents'
request for an IEE at public expense or filing a due process complaint to show that its evaluation
was appropriate," Accordingly, as it stands now, there is no third option that allows the district to
simply conduct the missing assessments. See, Letter to Baus, 65 IDELR 81 (OSEP 2015) Letter
to Carroll, 68 IDELR 279 (OSEP 2016). In the end, the label assigned to a particular assessment
is less important than the skill areas the assessment evaluates. Therefore, the focus of the inquiry
in an IEE dispute is whether the district appropriately assessed the student in all areas of
suspected disability. See, e.g., Avila v. Spokane Sch. Dist. 81, 69 IDELR 204 (9th Cir.
2017, unpublished)
Least Restrictive Environment: There is a strong and specific preference in the IDEA that, (i) To
the maximum extent appropriate, children with disabilities, including children in public or
private institutions or other care facilities, are educated with children who are nondisabled; and
(ii) Special classes, separate schooling, or other removal of children with disabilities from the
regular educational environment occurs only if the nature or severity of the disability is such that
education in regular classes with the use of supplementary aids and services cannot be achieved
satisfactorily. 34 C.F.R. §300.114(a)(2). The IDEA regulations also recognize, however, that
there are circumstances where “the nature and severity” of an eligible student’s disability makes
education in a regular school setting unsatisfactory. For those situations, the IDEA regulations
require an LEA to provide “a continuum of alternative placements,” such as “instruction in
regular classes, special classes, special schools, home instruction, and instruction in hospitals. 34
C.F.R. §300.115(a), (b).
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The Commonwealth of Pennsylvania has adopted and further articulated the IDEA requirement s
in its regulations implementing the IDEA. 22 Pa . Code §14.145. In addition to incorporating the
language of the statute, the regulation adds the requirement that a district may not remove a child
from the regular education classroom, or determine a child to be ineligible for such placement,
solely because of the nature and severity of the child’s disability, or because of considerations of
cost or administrative convenience. 22 Pa. Code §14.145(4).
The Third Circuit set forth a two -part test in Oberti v. Board of Education of Clementon School
District, 995 F.2d 1204, 1215 (3d Cir. 1993) to determine whether an LEA is complying with the
mainstreaming requirement. First, a “court must determine whether education in the regular
classroom, with the use of supplementary aids and services, can be achieved satisfactorily.”
Second, if placement outside the regular classroom is necessary, then a “court must decide whether
the school has mainstreamed the child to the maximum extent appropriate.”
Parental Participation: A placement decision is a determination of where a student’s IEP will be
implemented. Placement decisions for children with disabilities must be made consistently with
34 CFR 300.116. The IEP team, including parents, makes placement decisions. Like the
formulation of an IEP, a placement decision is not a unilateral matter for LEA determination 34
CFR 300.116(a)(1) however, is also clear that parental preference cannot have been the sole nor
predominant factor in a placement decision. The IDEA merely mandates parental participation in
the placement decision 34 CFR 300.116(a)(1), but does not suggest the degree of weight parental
preference should be given.
Compensatory Education: Compensatory education is an equitable remedy. Lester H. v. Gilhool,
916 F.2d 865 (3d Cir. 1990). To compensate for past violations, "[a]ppropriate remedies under
IDEA are determined on a case-by case basis." D.F. v. Collingswood Bd. of Educ., 694 F.3d 488,
498 (3d Cir. 2012). Courts in Pennsylvania have recognized two methods for calculating the
amount of compensatory education that should be awarded to remedy substantive denials of
FAPE. Under the first method (“hour for hour”), which has for years been the standard, students
may potentially receive one hour of compensatory education for each hour that FAPE was
denied. M.C. v. Central Regional. An alternate, relatively recent method (“same position”), aims
to bring the student up to the level where the student would be but for the denial of FAPE. Reid
ex rel.Reid v. District of Columbia, 401 F.3d 516, 523 (D.D.C. 2005); B.C. v. Penn Manor Sch.
District, 906 A.2d 642, 650-51 (Pa. Commw. 2006); Jana K. v. Annville Cleona Sch. Dist., 2014
U.S. Dist. LEXIS 114414 (M.D. Pa. 2014);.Ferren C. v. Sch. District of Philadelphia, 612 F.3d
712, 718 (3d Cir. 2010)(quoting Reid that compensatory education “should aim to place disabled
children in the same position that they would have occupied but for the school district’s
violations of the IDEA.”). The “same position” method has been most recently endorsed by the
Third Circuit in G.L. v. Ligonier Valley Sch. Dist. Authority, 115 LRP 45166, (3d Cir Sept. 22,
2015). "Compensatory education is crucial . . . and the courts, in the exercise of their broad
discretion, may award it to whatever extent necessary to make up for the child's lost progress and
to restore the child to the educational path he or she would have traveled but for the deprivation."
G.L. v. Ligonier Valley Sch. Dist. Auth., 802 F.3d 601, 625 (3d Cir. 2015).
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Discussion
Did the district evaluate Student in all areas of suspected disability as put forth in the November
21, 2018 reevaluation report? If the District’s reevaluation was inappropriate in any respect, what
independent evaluations should it be required to fund?
Due to the discovery during the hearing of an unfortunate and serious mistake in calculating
Student’s Full Scale IQ made by a District psychologist in 2015, misleading the Parent (and
school staff) into thinking that Student’s cognitive functioning is higher than it actually is, the
District has voluntarily agreed to fund an independent psychoeducational evaluation of Student.
An order specifying what that evaluation must include will be issued.
The speech/language assessment was sufficient to form the basis of goals in Student’s areas of
need and an independent speech/language evaluation will not be ordered.
The Parent’s assertions that Student previously was provided with assistive technology, and that
this technology was removed without giving him a reason or the opportunity for input, raises the
question of what if any assistive technology is needed to enable Student to access the curriculum.
Accordingly an independent assistive technology evaluation will be ordered.
Did the District fail to offer Student appropriate transition services when moving from
elementary to middle school?
The Parent’s argument about transition from elementary to middle school revolves around the
District’s placing Student in fewer general education classes than in previous years. Although the
Parent did not present his issue as a failure to provide Student with the least restrictive
environment (LRE), this is the essence of his case. The Parent presented hearsay testimony about
a statement attributed to the middle school principal, but chose not to call the principal as a
witness when offered the opportunity to do so. District staff members present at the meeting
where the alleged statement was made could not recall details about what was said. However,
whatever the principal may or may not have said, the testimony of the special education liaison
made it very clear that deciding Student’s placement in middle school did not involve any
consideration of the mandate for this individual student’s placement in the least restrictive
environment. This failure to consider Student’s LRE constituted a denial of FAPE and will form
the basis for an award of compensatory education.
Does Student’s placement provide Student with FAPE?
2017-2018: The Parent has not met his burden of proof that the Student was denied FAPE in the
5th grade school year. In fact Parent several times brought up his belief that Student had done
well in 5th grade in elementary school.
2018-2019: As discussed above, the District’s failure to consider the LRE mandate when
programming for Student’s 6th grade year, and its failure to implement the placement provisions
of the previous IEP from September to November 2018, constitutes a denial of FAPE in and of
itself.
LRE: With a lack of robust evidence in the record, and pending the results of the independent
psychoeducational evaluation, it is currently unclear what the least restrictive environment
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appropriate for Student actually was in 6th grade, or what it will be going forward. However, the
record does strongly support the finding that in choosing Student’s 6th grade placement the District
gave no consideration whatsoever to the Student’s right to be educat ed in the least restrictive
environment. As is relevant here, in examining an LRE issue, “[i]f the school has given no serious
consideration to including the child in a regular class with such supplementary aids and services
and to modifying the regular curriculum to accommodate the child, then it has most likely violated
the Act's mainstreaming directive.” Oberti, supra, at 1216. The lack of this consideration is in
itself a denial of FAPE and compensatory education is due.
If the District has not provided FAPE to Student, what remedy is due?
I have determined that 200 hours of compensatory education is an equitable remedy for the
District’s failure to consider the requirement for placement in the least restrictive environment in
the 2018-2019 school year and its failure to include the Parent in deciding what level of
restrictiveness was appropriate at the time of transition to middle school. This award will provide
a just remedy to compensate Student and, it is hoped, will make it clear to the District that
individualized consideration of a student’s right to the least restrictive environment appropriate
for that student must be made part of its programming deliberations in compliance with the
mandates of the IDEA.
The hours of compensatory education may be utilized at the Parent’s discretion according to the
following limitations: The compensatory education hours are to be used exclusively for
educational, developmental and therapeutic services, products or devices that further the
Student’s IEP goals. The value of these hours shall be based upon the usual and customary rate
charged by the providers of educational, developmental and therapeutic services in the county
where the District is located and geographically adjacent Pennsylvania counties. The
compensatory services may be used after school, on weekends and in the summers until
Student’s 21st birthday. The services are meant to supplement, and not be used in place of,
services that are in Student’s IEPs.
ORDER
It is hereby ordered that:
1. The independent educational evaluation that the District has voluntarily agreed to fund
shall be conducted by a certified school psychologist and must include cognitive testing,
achievement testing, visual-perceptual-motor testing, executive functioning assessment,
and behavioral/social/emotional assessment. The Parent shall choose the evaluator from
a list provided by the District. If the Parent does not choose from the list he may propose
an evaluator, as long as that evaluator holds the same credentials required of a District
school psychologist.
2. The District must fund an independent assistive technology evaluation. The same
process for selecting the evaluator shall be followed as presented above.
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3. The independent evaluations may be conducted in the summer, and shall be completed,
with a written report given to the Parent and the District, within 30 calendar days of the
first day of the District’s school year.
4. Within 10 calendar days of the receipt of the evaluations the District must convene an
IEP team meeting to discuss the evaluation results. The independent evaluators must be
invited to attend and participate, and the District shall reimburse them for the time spent
at the meeting. The District is not required to reimburse the evaluators for possible
attendance at any future meetings about Student.
5. Within 10 calendar days of the meeting to discuss the evaluation the IEP team shall
convene to develop Student’s program and placement going forward. The
speech/language pathologist working with Student must attend this meeting and if
necessary revise the number of minutes of speech/language direct services to be provided
depending on Student’s proposed placement.
6. Since the District failed to consider the least restrictive environment for Student when
making its assignment for Student’s middle school placement, as an equitable remedy
Student is entitled to 200 hours of compensatory education. The Parent may choose the
form of compensatory education in accord with the guidelines in the Discussion above.
7. The District shall reimburse the Parent for mileage at the approved government rate for
transporting Student to and from school for the first six weeks of the 2018- 2019 school
year.
Any claims not specifically addressed by this decision and order are denied and dismissed.
Linda M. Valentini, Psy.D., CHO
June 17, 2019 Linda M. Valentini, Psy.D. CHO
Special Education Hearing Officer
NAHO Certified Hearing Official
