Philadelphia City School District | Case 2226-11-12 | 2012-03-21
Pennsylvania special education due-process decision
- Case number
- 2226-11-12
- Date
- 03/21/2012
- Parties / district (official listing)
- Philadelphia City School District
- Hearing officer
- Linda Valentini
- Issues (official listing)
- Evaluation Independent Educational Evaluation Tuition Reimbursement Private School Placement
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed
from the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
PENNSYLVANIA
SPECIAL EDUCATION HEARING OFFICER
DECISION
DUE PROCESS HEARING
Name of Child: J.R.
ODR #2226/11-12-KE
Date of Birth:
[redacted]
Dates of Hearing:
October 21, 2011
November 15 2011
January 17, 2012
January 31, 2012
CLOSED HEARING
Parties to the Hearing: Representative:
Parents Tanya Alvarado, Esquire
McAndrews Law Offices
30 Cassatt Avenue
Berwyn, PA 19312
School District of Philadelphia Heather Matejik, Esquire
440 N. Broad Street Levin Legal Group
Philadelphia, PA 19130 1301 Masons Mill Business Park
1800 Byberry Road
Huntingdon Valley, PA 19006
Date Record Closed: February 27, 2012
Date of Decision: March 21, 2012
Hearing Officer: Linda M. Valentini, Psy.D., CHO
Certified Hearing Official
Page 2
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Procedural History and Background
Student1
is an early teen aged eligible child classified as having a specific learning
disability who resides in the School District of Philadelphia [“District”] and currently
attends a private school [“private school”] for children with learning differences. Student
has never attended public school, although Student’s father and mother [“Parents”]
obtained an evaluation from the District in 2010.
The Parents believe that since the District’s evaluation completed in 2010 was based
largely on an earlier 2010 private evaluation the Parents supplied, and/or that the
District’s evaluation was not appropriate, the District should reimburse them for the
private evaluation. The Parents also believe that they are entitled to tuition
reimbursement for the private school for part of the 2010-2011 school year [January 2011
through June 2011] and the entire 2011-2012 school year given their opinion that the IEP
prepared for Student in February 2011 was not an appropriate offer of a free appropriate
public education [“FAPE”].
This hearing was conducted in conjunction with a hearing for Student’s sibling, such that
each case had about half of each hearing day. Since there were two separate cases, the
date for written closing arguments and the Decision Due Dates were scheduled
accordingly.
Issues
1. Should the District be required to reimburse the Parents for the independent
educational evaluation they obtained for Student in February 2010?
2. Should the District be required to reimburse the Parents for Student’s private
school tuition from January 2011 through June 2011 and for the 2011-2012 school
year?
Findings of Fact
1. Student is a resident of the District who has attended private schools from
prekindergarten through the present. [NT 114, 117, 130]
2. Student is eligible for special education under the classification of specific
learning disabilities in the areas of reading and written expression. [S-11, S-17]
1 This decision is written without further reference to the Student’s name or gender, and as far as is
possible, other singular characteristics have been removed to provide privacy.
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3
3. From sixth grade [2010-2011] until the present [2011-2012] Student has attended
a private special education school in Pennsylvania for which the Parents2
4. Student attended a general education private school from preschool through first
grade. Having obtained a private evaluation
are
seeking tuition reimbursement. [NT 130]
3
that indicated Student required an
environment that would provide learning support, the Parents enrolled Student for
second grade [2006-2007] in an out of state private school that Student’s sibling
was already attending. [NT 114-116, 122]
5. The Parents requested an evaluation for Student from the District in June 2006 “to
see if the School District would be able to provide [Student] with subsequent
services, what the School District had”. On June 8, 2006 the District issued a
Permission to Evaluate which the Parents signed on that same date. The
evaluation was due to be completed on or before December 7, 2006. [NT 118; S-
18]
6. When parents ask for an evaluation for a child who resides in the District but does
not attend a District school the evaluation is considered to be providing Equitable
Participation. [NT 51-52]
7. A child does not have to be enrolled in the District to receive an evaluation from
the District. [NT 53]
8. In a July 2006 conversation with the District’s psychologist, asked if the Parents
were looking for tuition reimbursement, the mother’s contemporaneous notes
indicated she told the District psychologist she was “looking for anything that I
can get but especially transportation to [private out-of-state] School”. [P-8]
9. Testimony and contemporaneous notes establish that the District’s psychologist
left voicemail messages for the Parents regarding setting up the evaluation on
November 2 and again on November 16, 2006. [NT 566-568; S-19]
10. The District psychologist’s November 16, 2006 message offered November 30
th
or December 1st evaluation dates.4
[S-19]
2 Although both Parents participated in the process, the mother often acted on behalf of both, and she
testified at the hearing. The term “Parents” is used in this decision unless there is a specific reason to
designate one or the other.
3The private evaluator had also evaluated Student’s older sibling. The record does not indicate the exact
date on which Student’s private evaluation was completed. It is reasonable to conclude that the evaluation
was done close to the end or at the end of Student’s first grade year. The mother’s notes from a
conversation on July 11, 2006 with the District psychologist indicated the private evaluation was done in
June 2006. [P-8]
4 The mother testified that she did not remember receiving phone contact from the District regarding
evaluation dates. [NT 124]
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4
11. The mother returned the District psychologist’s call on or about November 28,
2006 and withdrew the evaluation request on November 29, 2006 .5
[NT 566-
568; S-19]
12. Given that the Parents had withdrawn their evaluation request, the District issued
a Procedural Safeguards Waiver Request/ Waiver of Request for an Evaluation in
December 2006. The Parents did not return that document signed. [NT 569; S-
18]
13. From November of second grade [2006-2007] through fifth grade [2009-2010]
Student attended an out-of-state private school for children with learning
disabilities. [NT 115-117; S-23]
14. On December 2, 2009 the Parents sent a letter of inquiry regarding Student to the
special education private school to which Student’s older sibling had transferred
the previous school year. In the spring of 2010 the Parents decided to move
Student to that private school. The mother testified that it was difficult having two
children in two different schools some distance apart, the older sibling would be
obtaining a driver’s license and Student could go to school with the sibling, “And
then eventually, you know, [older sibling] would leave and ---so [Student] was
going to high school there”. [NT 126-127]
15. On February 24, 2010 the Parents completed an Application Questionnaire for the
private school; the Application was received by the private school on March 1,
2010. On March 5, 2010 the Parents received a letter from the private school
confirming Student’s admissions interview date and time. On March 16, 2010 the
Parents and the Student were interviewed regarding Student’s admission to the
private school. The Parent indicated in the interview that they were also looking at
another private school for Student. [S-26]
16. On March 16, 2010 the out of state private school sent information regarding
Student to the current private school. [S-23]
17. On April 5, 2010 Student received an acceptance letter from the private school.
On April 16, 2010 the Parents signed Student’s enrollment contract for the new
private school for academic year 2010-2011. The contract stipulates that an
Enrollment Fee of $3200 had to be sent to the private school by April 23
rd, and
that monthly payments of $3200 had to be sent to HES6
5 The District psychologist recalls, and contemporaneous notes made by the school counselor document,
that the mother withdrew the request for an evaluation; the mother does not recall calling the District
psychologist and does not recall withdrawing the request. [NT 122, 124, 568- 569]
by the 1st of each month
from April 1, 2010 through January 1, 2011. [S-24, S-26]
6 HES is similar to AMS, described in P.P. v. West Chester Area Sch. Dist., 585 F.3d 727 (3d Cir. 2009) as
“a program that fronts the entire year’s tuition to a private school and requires that parents repay the bank
on a monthly basis, with limited opportunity for parents to opt out of full payment if their child does not
attend the private school.”
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18. The enrollment contract stipulates that parents were unconditionally obligated to
pay the fees for the full coming academic year [2010-2011] after May 1, 2010
even if the child is absent, withdrawn or dismissed. There is a tuition refund plan
[brochure not in the record] that covers very specific circumstances arising in the
event of unanticipated separation from the private school after the first 14
consecutive calendar days beginning with a child’s first day in the school year.
[S-24]
19. On August 26, 2010 the Parents by letter requested “a special education
evaluation and IEP
7
from the District as soon as possible”. The Parents further
stated that Student was enrolled at the private school, and that the Parents were
asking “the District to provide transportation and support for this program at least
until an appropriate IEP is completed and a proper program is offered”. [NT 571;
S-16]
20. Regarding the letter of August 26
th, the mother testified that she did not know at
the time she testified what she meant by “support”, but did say that it was about
money, and later testified that the letter was a request for tuition.
8
[NT 289-290]
21. Despite having signed an Enrollment Agreement in April 2010, and having
already incurred six payments of $3200 each [Enrollment Fee and monthly fees
the 1
st of April, May, June, July and August] the mother testified that it was the
Parents’ original intention to send Student to school in the District for the 2010-
2011 school year, “if something would be provided”. [NT 290]
22. The District issued a Permission to Evaluate [PTE] on September 22, 2010 and
the Parents signed it on October 6, 2010, but mother testified that she “probably”
did not read it. The District received the signed PTE on October 7, 2010. [NT
291; S-15]
23. The Parents provided the District psychologist with a private evaluation dated
February 5, 2010 that they had obtained for Student in anticipation of Student’s
moving to the Pennsylvania private school from the out of state private school.
The Parents had obtained a private evaluation of Student from the same evaluator
7 The mother told the District psychologist that the private school wanted an IEP for Student. The District
psychologist noted that private schools do not ordinarily request that a district provide an IEP for a child
attending a private school. [NT 571; S-11]
8 (Q) What kind of support were you looking for the school district to provide to [private school] prior
to…? (A) Any support. It says here transp ortation…they could provide. (Q) [In addition to transportation]
what did you mean “and support for this program”? (A) I guess I wrote that I wanted them to support this
program. I’m really not quite sure. I don’t know. I wish I would have spelled it out better. (Q) Were you
or were you not talking about tuition? (A) Looking at it, I mean, if you could say that I was by saying the
support, but at that point I’m not quite sure. I was hoping that I could, you know, receive anything that
would help us in our – you know, we were having difficulties with finances and I was – so yes. (Q) So you
were talking about money? (A) Yes. If they could provide us with anything that would help.
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in 2006. The Parents try to have an evaluation done about every two years on
their children, but Student did not receive an evaluation in 2008. [NT 126; S-17]
24. The private evaluator employed a test of general cognitive ability [WISC-IV9
],
and tests of academic achievement [WJ-III], memory [Rey Auditory Verbal
Learning Test], nonverbal visual-motor functioning [Bender Visual Motor Test],
attention and self-regulation [Conners Continuous Performance Test], and
behavior [Conners Comprehensive Behavior Rating Scale]. [S-17]
25. The private evaluator concluded that Student had a reading disorder and a
disorder of written expression, and made a number of recommendations to
address Student’s deficits. [S-17]
26. In addition to considering and incorporating the private evaluation done eight/nine
months previously, for purposes of the October/November 2010 District
evaluation the District psychologist received and reviewed input from the Parents
[10-13-10], received and reviewed a teacher report from the private school
Student was attending [10-14-10], and received and reviewed a report card from
Student’s previous private school
10
. The District psychologist also had a
telephone conversation with the mother [10-26-10]. [NT 575-576; S-11, S-14, S-
15, S-23]
27. The District psychologist relied on the recent private testing rather than
conducting new testing. The District psychologist concurred with the private
evaluator that Student displayed specific weaknesses in reading and in written
expression, generated recommendations to address the weaknesses, and
determined that Student met IDEA eligibility criteria for special education. [NT
575-577; S-11]
28. The District psychologist dated the record review October 26 & 27, 2010, and
produced the Evaluation Report [ER] on November 18, 2010. The Parents were
sent a copy of the District’s evaluation report.
11 12
[NT 299, 478; S-11, S-12, S-
27]
29. On January 6, 2011 the District issued the Parents an Invitation to Participate in
an Evaluation Review [Multi-Disciplinary Team] meeting on January 19, 2011.
[S-10]
30. On January 19, 2011 the District convened the MDT meeting to discuss its ER.
[NT 43; S-9, S-11]
9 Mis-identified as the WAIS-IV] on the evaluation report. [S-17]
10 The records from the previous private school, which are found at S-23, were not in the District’s
possession at the time of the District’s evaluation.
11 Although the mother believes she first received the ER at the MDT meeting in January, she also testified
that she received “something” before that but “was not sure what it was”.
12 The copy of the ER in the record is dated January 5, 2011 because that was the date the EZ system
printed out the copy. [S-11]
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31. The District psychologist who completed the ER went over the results with the
Parents. [NT 44, 303]
32. The Parents indicated that prior to the MDT meeting they had reviewed the ER “a
little bit”. [NT 44-45, 375; S-9]
33. At the MDT meeting the Parents did not express any concerns about the ER. [NT
44, 584]
34. At the time of the January 2011 MDT meeting it was unclear whether Student
might begin attending school in the District in mid-academic year 2010-2011, or
in September 2011. The District psychologist and the school counselor received
the impression that Student might begin in the District’s school in March after the
PSSA testing as this was discussed at the meeting; the special education case
manager thought Student was entering no later than September at the beginning of
the 2011-2012 school year. [NT 46, 305, 379, 586]
35. Notably, as of January 1, 2011 the Parents would have already paid the entire
2010-2011 non-refundable tuition as per the Enrollment Agreement. [S-24]
36. The mother testified that she never inquired as to whether or not the private
school would release the Parents from this contract and speculated that the private
school would probably require them to pay the full tuition for the 2010-2011
school year. However, the mother said that she was willing to remove Student
from the private school and enroll Student in public school as the family would
save tuition for the following school year. However, two months later, on March
14, 2011 the Parents entered into a second binding, non-refundable, Enrollment
Agreement for the following [2011-2012] school year. [NT 284-285; S-25]
37. Since the members of the MDT at the elementary school where Student would be
assigned had not met Student and since the District wanted updated reading and
math achievement scores to use in developing the IEP, the MDT meeting
participants agreed that Student would come to the school and receive additional
academic testing. [NT 43-45, 379]
38. The school-based members of the MDT talked with the Parents at the meeting
about a research-based intervention program for reading that would be used with
Student. The program, Corrective Reading, is an SRA program that addresses the
needs identified for Student. [NT 47-48, 376-377]
39. The Parents did not raise any concerns about the Corrective Reading program at
the MDT meeting. [NT 49]
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40. Math interventions were not discussed since results of the Key Math were yet to
be obtained and Student had not been identified with a disability in math. [NT
49]
41. The MDT planned to hold an IEP meeting to design Student’s program once the
additional achievement testing was completed. [NT 51]
42. After delays for snow days, on February 3, 2011 Student was seen for updated
academic testing at the school Student would attend if enrolled in the District.
Tests administered were the Woodcock Reading Mastery Tests Revised [Norm
Update] and the KeyMath 3. [S-8, S-20]
43. On February 7, 2011 the District convened an IEP meeting. The father was ill and
not present. [NT 54, 395; S-4]
44. The IEP team worked from a draft IEP for Student based upon all the District’s
evaluation information, with the special education liaison modifying the draft on
her computer as the meeting progressed. [NT 163; S-5, S-6
13
]
45. The mother did not raise any questions about how the achievement testing was
administered. [NT 386]
46. The school counselor and the principal made handwritten notes/changes to their
copies of the draft IEP during the meeting regarding written expression needs,
increased time in learning support, math skills, and use of concrete materials
[manipulatives] in math. [S-5, S-6]
47. The District offered Student an itinerant learning support program, addressing
literacy goals and specially designed instruction. [S-5, S-6]
48. At the end of the IEP meeting the mother was given the Procedural Safeguards
Notice, but she refused to sign an acknowledgement that she had received them.
She wanted her husband, who was not at the meeting, to review them first. [NT
60-61]
49. At the end of the IEP meeting the mother received a draft copy of the IEP
14
13 Neither party produced a “clean” copy of the proposed IEP for the hearing. The two copies in the exhibits
were used at the IEP meeting by the school counselor and the school principal to make notes, while the
special education liaison typed changes into the final draft copy for the EZ system.
and a
NOREP. The mother wanted her husband to review them and intended to get
back to the District in a week or so. The District’s understanding was that the
Parents would get back to them with any additional changes and with a decision
on enrollment before the IEP would be finalized. Until a child is enrolled in the
District the computerized E-Z System program will not drop the “Draft”
14 It is unclear in the record whether the mother was given a printout of the draft IEP the special education
liaison had been typing during the meeting, or a copy of the draft IEP used at the outset of the meeting.
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designation on the IEP, and after 120 days the program deletes the draft IEP. [NT
59-62, 322-325, 395, 481, 519]
50. The mother testified that she did recall telling the school members of the IEP team
that she would follow up with them after the IEP meeting, but responded “I don’t
recall-no” and “I don’t believe so” and “I don’t recall---that I’m not sure” to the
question of whether she made any attempts to contact the District after the IEP
meeting, [NT 326-327]
51. In response to whether or not she notified the IEP team about any issues and/or
concerns she and her husband had with the IEP, the mother testified that she
didn’t discuss anything with anyone at the District elementary school. Although
she had never raised the concern before her testimony at the hearing, the mother
testified that the primary reason why she did not find the IEP appropriate was that
she believed the special education liaison had inappropriately prompted Student
on the Key Math and/or the Woodcock Reading testing, a perception that was
inaccurate
15
. [NT 322, 329]
52. The Parents did not return the NOREP as approved or disapproved, and did not
contact the District for follow up regarding concerns about or changes to the IEP.
The mother testified that she did not return the NOREP because she “was not
happy with what had happened, what had taken place [regarding the achievement
testing she observed].” The first time the Parents raised this concern was during
the due process hearing. [NT 321-322, 382-385]
53. The District made attempts to contact the Parents and left messages which the
Parents did not return. Both the special education liaison and the school
counselor testified that they made several attempts in March and/or April of 2011
to contact the Parents but their calls went unreturned. [NT 57-60, 62, 397-400,
482-483, 519-521; S-3])
54. The case manager and the principal corroborated the testimony that messages
were left for the Parents, as they recalled having discussions with the special
education liaison and the school counselor about the non-responsiveness of the
Parents after the IEP meeting was held. [NT 59-60, 519-521]
55. The special education liaison made attempts to contact the Parents as late as June
2011. She recalled having to update the IEP so that it would not be dropped from
the E-Z System and noted that she made efforts to reach the Parents around that
time as well. [NT 59-60, 403-404]
56. The mother testified she didn’t have any notes as to whether the District
attempted to contact her after the IEP meeting. When questioned as to whether
she had any independent recollection of receiving a voicemail and/or other
15 Examiners are instructed in all test manuals of all testing instruments regarding whether, when and
exactly how to prompt the test-taker.
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contact from the District, she testified “no.” However, when asked to confirm that
it was her testimony that she never was contacted by anyone at the District, the
mother replied, “I don’t know.” [NT 329]
57. Meanwhile, on March 14, 2011 the Parents signed an Enrollment Agreement with
the private school for the 2011-2012 school year. The contract stipulates that an
Enrollment Fee of $3300 had to be sent to the private school by March 1, 2011,
and that ten payments of $3300 had to be sent to HES by the 1
st of each month
from April 1, 2011 through January 1, 2012. [S-25]
58. The Enrollment Agreement stipulates that Parents are unconditionally obligated to
pay the fees for the full coming academic year after May 1, 2011 even if the child
is absent, withdrawn or dismissed. There is a tuition refund plan [brochure not in
the record] that covers very specific circumstances arising in the event of
unanticipated separation from the private school after the first 14 consecutive
calendar days beginning with a child’s first day in the school year. [S-25]
59. When questioned the mother testified that she, “didn’t know why” she signed the
2011-2012 Enrollment Agreement without first following up with the District
regarding the proposed IEP and admitted that she did not tell the District that the
Parents were entering into the second Enrollment Agreement. [NT 330]
60. On August 16, 2011 the Parents through counsel filed for this due process
hearing, and on August 18, 2011 the Parents contacted the principal of the
elementary school by letter, stating that the District “has not offered an
appropriate program to meet [Student’s] educational needs” and asking the
District “to fund tuition” at the private school. The Parents did not state in this
letter any issues and/or concerns with the evaluation or IEP. This was the first
time the Parents indicated that they were seeking tuition reimbursement. [P-1]
Discussion and Conclusions of Law
Burden of Proof
In November 2005, the U.S. Supreme Court held the sister burden of proof element to the
burden of production, the burden of persuasion, to be on the party seeking relief.
However, this outcome-determining rule applies only when the evidence is evenly
balanced in “equipoise,” as otherwise one party’s evidence would be preponderant.
Schaffer v. Weast, 126 S. Ct. 528, 537 (2005). The Third Circuit addressed this matter as
well more recently. L.E. v. Ramsey Board of Education, 435 F.3d. 384; 2006 U.S. App.
LEXIS 1582, at 14-18 (3d Cir. 2006). Thus, the party bearing the burden of persuasion
must prove its case by a preponderance of the evidence, a burden remaining with it
throughout the case. Jaffess v. Council Rock School District, 2006 WL 3097939 (E.D.
Pa. October 26, 2006). Here, the Parents requested this hearing and were therefore,
assigned the burden of persuasion pursuant to Schaffer.
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Upon very careful consideration of the testimony and documents, and evaluating the
credibility of the witnesses, this hearing officer has determined that the Parents failed to
provide a preponderance of the evidence, the District’s evidence was more persuasive,
and, the parties’ evidence not being equally balanced, determining the outcome under
Schaffer was not necessary.
Credibility
During a due process hearing the hearing officer is charged with the responsibility of
judging the credibility of witnesses, weighing evidence and, accordingly, rendering a
decision incorporating findings of fact, discussion and conclusions of law. Hearing
officers have the plenary responsibility to make “express, qualitative determinations
regarding the relative credibility and persuasiveness of the witnesses”. Blount v.
Lancaster-Lebanon Intermediate Unit, 2003 LEXIS 21639 at *28 (2003); See also
generally David G. v. Council Rock School District, 2009 WL 3064732 (E.D. Pa. 2009).
The mother testified on behalf of both Parents. She appeared to be sincere and was
pleasant and courteous, and clearly conveyed that she and her husband wanted the best
education they could possibly provide for their children. Unfortunately, her testimony
could be credited with little weight when issues of fact and intent were examined. On
numerous occasions, the mother answered that she couldn’t remember, could not recall,
didn’t think so, or was confused between the two siblings. On a few occasions she
retracted previous statements. Her frequent lapses in recollection led to her testimony
being given less weight when a finding of fact rested on an issue of credibility.
Additionally, this hearing officer simply could not accept certain aspects of the mother’s
reasoning, for example her thinking that perhaps the private school would release the
family from the Enrollment Agreements and her claim that the Parents were considering
moving Student to public school even though the family had already paid a substantial
portion or all of the year’s tuition. The mother’s claim that the Parents were interested in
a public school program and placement for Student was incompatible with many of their
actions - not returning messages to set up an evaluation appointment in 2006, and
particularly not getting back to the District with concerns, questions and/or disagreements
regarding the 2011 draft IEP and the NOREP, and on both occasions just dropping out of
the entire process without notice. If the Parents indeed intended to send Student to school
in the District because of financial concerns, it is illogical that they would let days or
weeks go by without contacting the District or responding to the District’s attempts to
contact them. The evidence strongly points to the conclusion that although the Parents
may have periodically entertained the idea of sending Student to public school, they were
at best strongly ambivalent about, and at worst no more than tepidly interested in, a free
appropriate public education for Student.
The District psychologist, who is no longer with the District, presented as an
exceptionally difficult witness. Although to the individual’s credit the witness appeared
without requiring a subpoena, the witness displayed barely concealed contempt for the
hearing process. Given the witness’ attitude during the hearing, and concluding that the
individual’s manner may be in some part how that person interfaces with others at times,
it is entirely understandable that the mother was put off by her interactions with the
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individual. Nevertheless, as the witness’ recollections were clear, as the witness wrote
scant but convincing contemporaneous notes, and as the witness understood the
parameters of a District psychologist’s obligations under the IDEA, the content of the
witness’ testimony was given due weight and was persuasive.
Much of the Parents’ closing argument details the District psychologist’s attitude and
conduct toward the family. Although this individual might in fact have said and done all
that the Parents allege given the individual’s demeanor in the hearing, the person’s
interpersonal conduct is not a matter within a hearing officer’s authority to remedy.
The testimony of the District witnesses regarding the evaluation, including
administration of achievement testing, and the events surrounding the IEP meeting, the
modifications to the IEP, and the anticipated follow-up to the IEP meeting, was credible
as was their testimony about efforts to reach the Parents to finalize the IEP.
The witnesses from the private school were not helpful in establishing that the Parents’
unilateral placement was proper under the Act for this Student specifically, since they
knew very little about Student specifically or Student’s individual educational program.
Had it been necessary to reach the second prong of the Burlington-Carter analysis it is
questionable whether the Parents would have established that, in Student’s regard, their
unilateral placement was proper under the Act.
Evaluation – Legal Basis and Discussion
The IDEA requires States to provide a “free appropriate public education” (FAPE) to all
children who qualify for special education services. 20 U.S.C. §1412. Special education
must begin with an evaluation. The purpose of an evaluation is to determine whether the
child meets any of the criteria for identification as a “child with a disability” as that term
is defined in 34 C.F.R. §300.8, as well as to provide a basis for the contents of an eligible
child’s IEP, including a determination of the extent to which the child can make
appropriate progress “in the general education curriculum.” C.F.R. §§300.8,
300.304(b)(1)(i), (ii). The general standards for an appropriate evaluation are found at 34
C.F.R. §§300.304—300.306. The District is required to 1) “use a variety of assessment
tools”; 2) “gather relevant functional, developmental and academic information about the
child, including information from the parent”; 3) “Use technically sound instruments” to
determine factors such as cognitive, behavioral, physical and developmental factors
which contribute to the disability determination; 4) refrain from using “any single
measure or assessment as the sole criterion” for a determination of disability or an
appropriate program. C.F.R. §300.304(b)(1-3). In addition, the measures used for the
evaluation must be valid, reliable and administered by trained personnel in accordance
with the instructions provided for the assessments; must assess the child in all areas of
suspected disability; must be “sufficiently comprehensive to identify all of the child’s
special education and related service needs” and provide “relevant information that
directly assists” in determining the child’s educational needs. 34 C.F.R.
§§300.304(c)(1)(ii—iv), (2), (4), (6), (7).
Once the assessments are completed, the qualified District professionals and the child’s
parents determine whether he/she is a “child with a disability” and his/her educational
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needs. 34 C.F.R.§300.306(a). In making such determinations, the District is required to:
1) “Draw upon information from a variety of sources,” including those required to be part
of the assessments, assure that all such information is “documented and carefully
considered.” 34 C.F.R. §300.306 (c)(1). The District must also provide a copy of the
evaluation report and documentation of the eligibility determination to the Parents at no
cost. 34 C.F.R. §300.306(a)(2). If it is determined that the child meets the criteria for
IDEA eligibility i.e., is a child with a disability and is in need of specially designed
instruction, an IEP must be developed. 34 C.F.R. §§300.306(c)(2).
In the instant matter, the Student had not previously been found eligible by the District or
by any certified school psychologist, and had not attended public schools. The focus of
the District evaluation, then, was to determine Student’s eligibility for special education
under the IDEA and to provide a foundation for planning an educational program and
placement. The Parents provided the District psychologist with a private evaluation
completed six months previously. The private evaluator had used a variety of assessment
tools; had gathered relevant functional, developmental and academic information about
the child, including information from the parent; had used technically sound instruments
to determine factors such as cognitive, behavioral, physical and developmental factors
which contribute to the disability determination; and had refrained from using any single
measure or assessment as the sole criterion for a determination of a diagnostic impression
In addition, the measures used by the private psychologist were valid, reliable and
administered by a trained person in accordance with the instructions provided for the
assessments; had assessed the child in all areas of suspected disability; were sufficiently
comprehensive to identify all of the child’s needs; and provided relevant information to
directly assist in determining the child’s educational needs.
Having been presented with a private evaluation that met the IDEA’s requirements for an
appropriate evaluation, the District psychologist was not required to repeat the testing
done so recently. OSEP policy letter, 23 IDELR 563 (1995), provides that the law
neither prohibits nor requires an LEA to substitute a parent’s IEE for specific components
of the LEA’s evaluation and the LEA should determine whether testing need be
conducted or repeated. The District psychologist did gather additional relevant
information from the parents and from the private school Student had just begun
attending, and reviewed a report card from the former school. The District administered
additional achievement testing so that Student’s present levels would be up to date when
the IEP team designed the Student’s program. The District was not required to conduct its
own separate complete retesting of Student as there was no need to do so. Had the
Parents not provided the private evaluation the District would have had the obligation to
administer all the types of tests the private evaluator used. This however does not demand
the conclusion that since the Parents had the evaluation done first, the District should be
required to pay for it. The District was entitled to conduct the requested evaluation; once
provided with an appropriate private evaluation the District was not required to repeat
testing. In its evaluation the District was required to determine that Student met
eligibility criteria for special education and to provide the foundation for an appropriate
IEP. This the District did, using all available information. The District is not required to
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reimburse the Parents for the evaluation they obtained privately prior to asking the
District to evaluate Student.
Tuition – Legal Basis and Discussion
The IDEA defines a “child with a disability” as a child who has been evaluated and
identified with one of a number of specific classifications and who, “by reason thereof,
needs special education and related services.” 34 C.F.R. § 300.8(a); see also 20 U.S.C. §
1401. “Special education” means specially designed instruction which is designed to
meet the child’s individual learning needs. 34 C.F.R. § 300.39(a). Further, “specially
designed instruction” means adapting, as appropriate to the needs of an eligible child
under this part, the content, methodology, or delivery of instruction to address the unique
needs of the child that result from the child’s disability; and to ensure access of the child
to the general curriculum, so that the child can meet the educational standards within the
jurisdiction of the public agency that apply to all children. 34 C.F.R. § 300.39(b)(3).
In Board of Educ. of Hendrick Hudson Central School District v. Rowley, 458 U.S. 176,
206-07, 102 S.Ct. 3034. 3051 (1982), the U.S. Supreme Court articulated for the first
time the IDEA standard for ascertaining the appropriateness of a district’s efforts to
educate a student. It found that whether a district has met its IDEA obligation to a
student is based upon whether “the individualized educational program developed
through the Act’s procedures is reasonably calculated to enable the child to receive
educational benefits.”
Special education and related services must be designed to ensure meaningful academic,
social, emotional, and behavioral progress. Forest Grove Sch. Dist. v. T.A., 129 S.Ct.
2484, 2491 (2009); Breanne C. v. Southern York Cty. Sch. Dist., 732 F.Supp.2d 474, 483
(M.D. Pa. 2010) (referencing M.C. v. Central Regional Sch. Dist., 81 F.3d 389, 394 (3d
Cir. 1996) (finding that to confer meaningful educational benefit, an IEP must be
designed to offer the child the opportunity to make progress in all relevant domains under
the IDEA, including behavioral, social, and emotional domains); See also, Ridgewood
Bd. of Educ. v. N.E., 172 F.3d 238, 247 (3d Cir. 1999). Benefits to the child must be
‘meaningful’. Meaningful educational benefit must relate to the child’s potential. See
T.R. v. Kingwood Township Board of Education, 205 F.3d 572 (3
rd Cir. 2000);
Ridgewood Bd. of Education v. N.E., 172 F.3d 238 (3rd Cir. 1999); S.H. v. Newark, 336
F.3d 260 (3rd Cir. 2003) (district must show that its proposed IEP will provide a child
with meaningful educational benefit). However, the statute guarantees an “appropriate”
education, “not one that provides everything that might be thought desirable by ‘loving
parents.’” Tucker v. Bayshore Union Free School District, 873 F.2d 563, 567 (2d Cir.
1989).
Parents who believe that a district’s proposed program or placement is inappropriate may
unilaterally choose to place their child in what they believe is an appropriate placement.
In Forest Grove School District v. T.A., U.S, 129 S.Ct. 2484, 174 L.Ed.2d 168 (2009),
the Supreme Court held that tuition reimbursement can be awarded to a parent whose
child has never attended a public school.
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Although the IDEA provides that a hearing officer can order tuition reimbursement when
a parent places a child in a private facility the IDEA’s implementing regulations at 34
C.F.R. §300.148 (c), make it clear that tuition reimbursement can be considered only
under specific conditions:
“If the parents of a child with a disability, who previously received special
education and related services under the authority of a public agency enroll the
child in a private…school without the consent of or referral by the public agency,
a court or a hearing officer may require the agency to reimburse the parents for
the cost of that enrollment if the court or hearing officer finds that the agency had
not made FAPE available to the child in a timely manner prior to that
enrollment…”
Even before becoming a matter of statute, the right to consideration of tuition
reimbursement for students placed unilaterally by their parents was clearly established by
the United States Supreme Court in Burlington School Committee v. Department of
Education, 471 U.S. 359, 374 (1985). Florence County Sch. Dist. Four V. Carter, 114 S.
Ct. 361 (1993) later outlined the Supreme Court’s test for determining whether parents
may receive reimbursement when they place their child in a private special education
school. The criteria are: 1) whether the district’s proposed program was appropriate; 2) if
not, whether the parents’ unilateral placement was appropriate, and; 3) if so, whether the
equities reduce or remove the requested reimbursement amount. Consideration of these
three elements is referenced as the “Burlington-Carter analysis”.
The IDEA authorizes hearing officers and courts to award “such relief as the Court
determines is appropriate” 20 U.S.C. § 1415(h)(2)(B). The IDEIA does not require a
local education agency to pay for the cost of education, including special education and
related services, of a child with a disability at a private school or facility if that agency
made a free appropriate public education available to the child and the parents elected to
place the child in such a private school or facility. 20 U.S.C. § 1412(a)(10)(C)(ii).
With regard to the first prong of the Burlington-Carter analysis, I find that the evaluation
that the District provided and the subsequent program the District was offering for the
2010-2011 school year as articulated in the February 2010 IEP with modifications made
during the IEP meeting was appropriate. An IEP must be crafted in such a manner that,
provided it is implemented, there is a reasonable degree of likelihood that the student will
make educational progress. The proffered IEP was reasonably calculated to enable
Student to receive educational benefits.
The Parents opted out of the IEP process prior to finalization. The District seems to have
been hesitant to finalize the IEP without further input from the Parents. Having not heard
from the Parents, despite trying to make contact, the best approach for the District would
have been to send another copy of the IEP including all changes with a NOREP and a
cover letter indicating that in the absence of further discussion with the Parents this was
the IEP on offer. However, I find that the District’s not taking this final step does not
negate the fact that the Parents were in possession of an appropriate IEP. At the time of
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the IEP meeting Student was attending the private school under an Enrollment
Agreement that mandated that over a month before the IEP meeting was convened the
Parents would have had to pay the entire year’s tuition. Student did not suffer
educational harm even though the District did not re-send a copy of the IEP and NOREP
to the Parents. Accordingly the District prevails on the first prong of the Burlington-
Carter analysis.
Although it is not necessary to reach the second prong of the Burlington-Carter analysis,
it is noteworthy that the witnesses from the private school had very little direct specific
familiarity with Student and how Student was doing in the private school program. As
such, it would have been difficult to conclude that the Parents’ unilaterally selected
placement was proper under the Act.
Finally, although not necessary, this hearing officer chooses to address the third prong of
the Burlington-Carter analysis and examine the equities. The IDEA allows a hearing
officer to deny a tuition reimbursement award if: 1) Parents did not inform the IEP Team
(at the most recent IEP Team meeting) that “they were rejecting the placement proposed
by the public agency to provide FAPE to their child, including stating their concerns and
intent to enroll their child in a private school at public expense”; or 2) “at least 10
business days prior to the removal of the child from the public school…” the parents did
not give the public agency notice that they were seeking the public funding of private
school tuition; and 3) The claim for tuition reimbursement also may denied upon a
finding of unreasonableness with respect to the action taken by the parents. 34 C.F.R.
300.148 (d) (1) (i-ii) and (d) (3); 20 U.S.C. 1412 (a)(10)(C).
The Parents entered into an Enrollment Agreement with the private school for the entire
2010-2011 school year on April 16, 2010, four months prior to their August 26, 2010
request for an evaluation and an IEP for Student. During the evaluation and the IEP
process the Parents did not declare their possible intent to seek tuition reimbursement for
a portion of 2010-2011. Furthermore, as concerns the next school year, on March 14,
2011 [the same day on which they signed the older sibling’s Enrollment Agreement]
while the District was awaiting their response to the proposed IEP and NOREP the
Parents entered into another binding Enrollment Agreement for Student with the private
school. They failed to notify the District that they were rejecting the proposed program
and placement, failed to give reasons for said rejection and failed to notify the District of
their intent to seek tuition reimbursement. In fact the Parents first notified the District
that they were seeking tuition reimbursement on August 18, 2011, two days after they
had filed for due process.
Finally, when the Parents suddenly dropped out of the IEP/NOREP process in February
2011 and did not return the District’s calls they were acting unreasonably and signaled
that they were not genuinely interested in placing Student in public school in the spring
of 2011 or for the 2011-2012 school year.
In light of the findings above related to credibility and the fact pattern, the Parents’
request for reimbursement for the independent evaluation and tuition must be denied.
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Order
It is hereby ordered that:
1. The Parents’ request for reimbursement for the private evaluation they obtained
for Student in February 2010 is denied.
2. The Parents’ request for tuition reimbursement for the private school in which
they unilaterally placed Student is denied.
3. The District is not required to take any further action.
Any claims not specifically addressed by this decision and order are denied and
dismissed.
March 21, 2012
Linda M. Valentini, Psy.D., CHO
Date Linda M. Valentini, Psy.D., CHO
PA Special Education Hearing Officer
NAHO Certified Hearing Official
