Philadelphia City School District | Case 25211-21-22 | 2022-04-08
Pennsylvania special education due-process decision
- Case number
- 25211-21-22
- Date
- 04/08/2022
- Parties / district (official listing)
- Philadelphia City School District
- Hearing officer
- Charles Jelley
- Issues (official listing)
- Transfer from Preschool Evaluation Individualized Education Program Compensatory Education
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed from
the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
Pennsylvania Special Education Hearing Officer
Final Decision and Order
CLOSED HEARING
ODR File Number:
25211-21-22
Child's Name:
C.M.
Date of Birth:
[redacted]
Parent:
[redacted]
Counsel for Parent
Jennifer P Grobe Esq
McAndrews Law Offices
30 Cassatt Avenue
Berwyn, PA 19312
610-648-9300, ext 231
JGrobe@mcandrewslaw.com
Local Education Agency:
Philadelphia City School District
Office of General Counsel
440 N Broad Street, Suite 313
Philadelphia, PA 19130
Counsel for the LEA
Claudia Huot Esq.
Blue Bell Executive Campus
460 Norristown Road, Suite 110
Blue Bell, PA 19422-2323
chuot@wispearl.com
Hearing Officer:
Charles W. Jelley, Esq.
Date of Decision:
04/08/2022
Page 2
PROCEDURAL HISTORY
The Parent filed the pending Due Process Hearing Complaint alleging failures
under the Individual with Disabilities Education Act (IDEA) and Section 504
of the Rehabilitation Act (504).1 The Parent contends, and the District
denies, that it failed to offer the Student a Free Appropriate Public Education
(FAPE) from August 2020 through the end of the 2022 school year. The
Parent requests an Order awarding compensatory education, a prospective
placement, and a reevaluation. For all of the reasons that follow, I now find
the Parents have established, and the administrative record supports a
Decision in their favor, in part, and in part for the District. I now find a time-
limited award of compensatory education and a functional diagnostic
evaluation is appropriate relief. The Parent's request for a prospective
placement is DENIED. The District's multiple affirmative defenses are
DENIED, as argued. All other claims and defenses are dismissed with
prejudice. A FINAL ORDER granting appropriate relief follows.
STATEMENT OF THE ISSUE
1. Whether the District failed to provide an appropriate individualized
educational program to the Student during the 2020-2021 school
year? Assuming a violation occurred, what appropriate relief will make
the Student whole?
2. Whether the District failed to provide an appropriate individualized
educational program to the Student during the 2021-2022 school
year? Assuming a violation occurred, what appropriate relief will make
the Student whole?
FINDINGS OF FACT
1 All references to the Student and the family are confidential. Certain portions of this
Decision will be redacted to protect the Student’s privacy. The Parent’s claims arise under
20 U.S.C. §§ 1400-1482. The federal regulations implementing the IDEA are codified in 34
C.F.R. §§ 300.1-300. 818. The applicable Pennsylvania regulations, implementing the IDEA
are set forth in 22 Pa. Code §§ 14.101-14.163 (Chapter 14). The Parent also makes denial
of education claims under Section 504 of the Rehabilitation Act. References to the record
throughout this decision will be to the Notes of Testimony (NT. p.,), Parent Exhibits (P- p.)
followed by the exhibit number. Finally, Hearing Officer Exhibits will be marked as (HO-)
followed by the exhibit number.
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THE STUDENT'S MULTIPLE DISABILITIES
1. The Student [redacted] [is a] nonverbal, non-ambulatory, [redacted]
[student] who resides within the School District of Philadelphia. (N.T. p.28).
2. The student sustained a birth injury, [redacted]. Id.
3. The Student is diagnosed with generalized epilepsy. The Student has
experienced seizures lasting longer than 45 minutes, requiring
hospitalization. When seizures last longer than five (5) minutes, the Student
requires a trained person to administer [medication] and monitor breathing.
(N.T. pp.32-33).2
4. The Student has feeding problems that require nutrition via [an assistive
device]. (N.T. p.34). The Student needs at least two [redacted] feedings a
day during a typical school day.3 (N.T. p.37). Each [redacted] feed lasts for
approximately an hour and must be started by a school nurse and
monitored. The school nurse is the only person in the school who can set up
and provide the [redacted] feedings. (N.T. p.38).
5. The Student is diagnosed with [redacted], which results in vision issues
[redacted]. (N.T. pp.33-34). The Student required eye surgery in late 2021
to address related vision issues. The District has never completed a
functional vision assessment. Id.
6. The Student is diagnosed with [redacted], a cluster of disorders affecting the
Student's ability to move and maintain balance. (N.T. p.34). The Student is
ambulatory; however, the Student [redacted], needs to be monitored when
walking, and requires varying forms of physical assistance. (N.T. p.39). The
Student cannot walk long distances, walks at a slower pace, and tires quickly
after walking several feet. (N.T. p.40).
2 [Medication] is used to control seizures, seizure clusters, or acute repetitive seizures in
patients who have epilepsy. [Student’s medication] belong to the group of medicines called
central nervous system (CNS) depressants, which are medicines that slow down the nervous
system. [redacted] (last visited on April 5, 2022).
3 [redacted].
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7. The Student has various allergies, including [redacted]. If exposed to these
irritants, a trained person may need to use an Epipen injectable to reopen
the Student's airway. (N.T. p.35).4
8. The Student has skin issues, [redacted], which require daily topical creams.
(N.T. pp.35-36).
9. The Student has asthma. (N.T. p.40).
10. The Student is nonverbal and can make sounds during attempts to
communicate. (N.T. p.41).
11. The Student [has toileting issues]. (N.T. p.41). The Student needs to be
checked approximately once per hour during a typical school day. (N.T.
p.133).
12. When Student became preschool age, the Student attended a community-
based preschool. (N.T. p.44). When the agency closed, the Student was
placed at another preschool. Id.
13. The Student received physical therapy (PT), occupational therapy (OT),
speech therapy, aquatic therapy, and specialized instruction in preschool.
(N.T. pp.44-45). A nurse was present to administer [redacted] feeds and all
medications. Id. The Student's preschool program included Occupational
Therapy (OT) and Physical Therapy (PT) - related services - and one-on-one
support in the classroom with other students. (N.T. pp.45-46).
14. While in preschool, the Student speech/language program included a picture
exchange communication system (PECS). (N.T. p.47).
THE 2019-2020 INTENT TO REGISTER AND THE TRANSITION FROM
PRESCHOOL TO SCHOOL-AGE SERVICES
15. In the fall of 2019-2020, the Student was eligible to receive school-age
services. (N.T. p.47). The Parent signed a form indicating her intent to
register the Student [school-age services]. (N.T. pp.49-50).
4 Epipen injectables are disposable, pre-filled auto-injectors used to treat life-threatening,
allergic emergencies including anaphylaxis in people who are at risk for or have a history of
serious allergic emergencies. Each device contains a single dose of epinephrine.
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16. Neither the District nor the provider held a transition meeting to discuss the
Student's transition to school-aged services for the 2019-2020 school year.
(N.T. 49). Neither the District nor the provider notified the Parent of the
Student's transition options. (N.T. p.50).
17. On February 1, 2019, the Parent received a Permission to Reevaluate (PTRE)
Consent Form from the District via email; the Parent signed and returned
the form (S-4, N.T. pp.48-49). A school psychologist from the District went
to preschool to evaluate the Student. (N.T. p.52). The District failed to issue
the comprehensive evaluation report within sixty (60) days of receiving the
signed PTRE. (Transcript Volume I, passim).
18. Sometime in April 2019, the District psychologist entered the data from the
testing and assessments into a working copy of an evaluation report. (N.T.
165, N.T. 155-58).
19. The report included a review of the records, an observation, and input from
the teachers and related service providers. The Parent completed a
developmental profile and adaptive behavior checklists as part of the
evaluation. (N.T. p.180).
20. In April 2020, the Parent informed the psychologist she did not receive an
evaluation report from the District. (N.T. p.159). On April 16, 2020, the
psychologist sent the Parent a copy of the working May 2019 report. (N.T.
pp.57-58, p.159).
21. On June 19, 2020, the Parent emailed the psychologist asking for a status
update about the Student's educational plan for the fall. (S-43, N.T. p.58).
The Parent did not receive a response. (N.T. p.58).
22. Throughout the Spring and the summer, the Parent reached out to multiple
representatives at the school district requesting updates on the evaluation
and the pending offer of programming for the 2019-2020 school year. No
response or follow-up was ever offered. (N.T. pp.52-53).
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23. Although the Parent reached out to multiple representatives at the school
district requesting updates on the evaluation and the pending offer of a FAPE
for the 2019-2020 school year. No response, follow-up, or offer was ever
made. (N.T. pp.52-53).
24. On July 1, 2020, the Parent emailed the psychologist again, asking for a
status update about the Student's 2019-2020 educational program. (S-43,
N.T. p.58).
25. On August 20, 2019, the Parent emailed the District stating that she still did
not have a copy of the reevaluation report. (S-43, p.7, N.T. p.51).
26. On August 21, 2019, a District Supervisor of Special Education identified the
Student as a "priority evaluation." (S-43, p. 7, N.T. p.158). Students with
multiple disabilities are considered priority evaluations because placement
decisions need to be made, and they cannot start the year in regular
education. Although identified as a "priority," neither the evaluation nor the
IEP team ever met before the start of the 2019-2020 school year. (N.T.
p.158).
27. Absent the offer of a school-age program and placement; the Parent
continued the Student's preschool placement. (N.T. p.53).
THE 2021-2022 SCHOOL YEAR
28. In the Spring, the Parent signed a second District intent to register the
Student in the District for the 2020-2021 school year. (N.T. pp.49-56,
p.160).
29. Although enrolled, the District did not invite the Parent to a transition
meeting to discuss the Student's movement to school-aged services. (N.T.
p.55). The District did not provide the Parent with a notice of available
transition options or procedural safeguards. (N.T. p.55).
30. On August 25, 2020, the District requested updated records from the
preschool. (S-7; N.T. 162-164).
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31. On August 27, 2020, recognizing the Student was reenrolled in the District
and aging out of preschool services, the District issued a second PTRE. (S-
6).
32. On August 28, 2020, one year after completing the first evaluation report,
the District gave the Parent the previously completed working 2019-2020
evaluation report. (S-7). But for the date change from August 2019 to
August 2020, the 2020 reevaluation included the same information found in
the psychologist's April-May 2019 working document (N.T. p.180, N.T.
p.166).
33. The August 2020 evaluation included the following statement:
"Date IEP Team Reviewed Existing Data:05/07/2019
The IEP team must decide if it has enough data to determine:
the student's educational needs; the present levels of academic
achievement and related developmental needs of the student;
whether any additions or modifications to the special education
and related services are needed to enable the student to meet
the measurable annual goals in the IEP and to participate as
appropriate in the general education curriculum; and whether
the student continues to need special education and related
services."
Neither the testimony nor the exhibits corroborate a finding that the District
and the Parent met on May 7, 2019, to discuss the need to collect additional
data. (S-7).
34. The District never completed the August 27, 2020, consented to evaluation.
Id.
35. The 2020 evaluation report lacked an updated observation, Parent, teacher
input, checklists, speech/language, physical therapy, occupational therapy,
assistive technology, school health, or other functional assessment data. (S-
7, N.T. p.202).
36. The 2019 data collected by the psychologist became the single source of
data used in the 2020 report. (N.T. passim).
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37. No witness for the District explained why the August 27, 2020, PTRE was not
completed, why the 2019 working document became the basis for the 2020
evaluation report, or who decided to use the 2019 report. (N.T. pp.203-04).
THE 2020-2021 SCHOOL YEAR IEP
38. On September 14, 2020, the District issued its first proposed IEP. (S-8).
39. The IEP included seven goals statements with short-term objectives,
targeting speech and language, fine motor, gross motor, interpersonal
communication, toileting, functional academics, recreational skills, and turn-
taking (N.T. pp.22-40, N.T. pp.329-330).
40. As the Student is nonverbal, the speech and language goal focused on the
use of augmentative and alternative communication (AAC) supports. (N.T.
pp.22-23). The IEP contained a variety of SDIs targeting cognitive,
functional, and developmental deficits (S-8, p. 27, p.31, p.34, p.36, p.38,
p.40, p.41).
41. The IEP included physical therapy (PT), occupational therapy (OT), speech
and language therapy, specialized transportation with a five (5) point
harness, and a 1:1 Personal Care Assistant for the entire school day (PCA)
(S-8, p.41). The IEP team proposed a supplemental level of support in a
Multiple Disabilities Support (MDS) classroom in another building. (S-8,
pp.45-47, N.T. p.196, N.T. p.322).
42. Following the IEP meeting, the District issued a Notice of
Recommended Educational Placement (NOREP). On or about
September 25, 2020, the Parent signed the NOREP and checked the
box "I approve" and then checked another Box, "I do not approve this
action/recommendation." After reviewing the second box, the Parent
stated, ". . . the plan does not meet [redacted] needs." (S-11 p.1).
The NOREP then says the team reviewed one option: "The regular
education environment with supplemental aids and services." Next, the
NOREP in the Options Considered Box states: "Reason for Rejection
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The IEP team feels that this is the least restrictive setting." (NT
p.325). The NOREP then suggests "Supplemental Multiple Disabilities
Support." The Parent did not indicate what she found objectionable. No
one from the District signed the NOREP. (S-11).
43. On September 25, 2020, the Parent signed and returned a Notice of
Recommended Educational Placement (NOREP). Although the Mother agreed
the Student could start, she did not agree the IEP met the Student's
educational needs. (S-11, N.T. pp.62-63). Sometime between September
25, 2020, and October 19, 2020, the IEP team at the neighborhood school
that offered the IEP and the IEP team at the receiving school participated in
an IEP meeting. Id. The Mother was not invited to the meeting. (N.T.
passim)
44. On or about October 19, 2020, the Student began to receive educational
services. (N.T. p.321, pp.406-07, S-47).
45. The new teacher reviewed the August 2020 evaluation report and September
IEP before the Student joined the class (N.T. p.324).
46. The Student's MDS class includes eight students supported by five (5)
adults, the teacher, two (2) classroom assistants, two (2) classroom PCAs,
and another PCA was assigned to be the Student's one-on-one aide. (N.T.
pp.331-332).
47. On November 24, 2020, the teacher held another IEP meeting to discuss
how online – digital-only, digital plus in school, or in-school-only instruction
would occur. (NT p.327, S-12). Following the meeting, the District did not
issue a second NOREP. (N.T. Transcript Volume II passim).
48. The Mother served as the Student's PCA during the online academic, speech,
OT, and PT instruction. When the Student's instruction took place online, the
Mother and the Student could sign on, and the teacher would offer activities.
Provided a physician completed the District's OT and PT therapist school
health paperwork, the therapist would provide the IEP related services. The
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forms were never provided to the Parent before the IEP meeting or with the
NOREP. Since the health forms were not completed, OT and PT services were
not provided during the 2019-2020 school year as listed in the IEP. (N.T.
p.450, S-15).
49. The November 2020 hybrid IEP offered 1545 Minutes per week of online
services outside the general education setting. (S-11 p.2).
50. During online digital instruction, the teacher delivered materials to the
Family, including picture cards and a speech output device, for the Student
to use both during sessions and at home (NT pp.333-334). The Student
continued to have an assigned PCA, who, although scheduled to support the
Student, did not meet individually or provide any hand-over-hand support.
(NT pp.415-417). When the Student would lose interest or disengage from
lessons, the teacher would adjust the instruction in real-time. (N.T. pp.444-
445). The teacher provided additional materials for in-home instruction. For
example, to support the toileting goal, the teacher delivered wet/dry cards
that the Parents could use while changing. The teacher also delivered an
assistive technology device to communicate. (N.T. p.340)
51. Over the course of the school year, the teacher took data on the Student's
progress. The teacher provided written progress reports and graphs at
regular intervals (NT p.346-347, S-47, S-48, S-49, S-50, and S-51).
52. The goal statements include a criterion for performance like matching 7
pictures from an array of 10 in 3 out of 4 trials. (S-5 p.1-14). In another
example, if the Student were called on to match 21 photos right, out of 40
photos, in 3 attempts, the Student would meet the goal. The raw data
recorded in and testified to in School District Exhibits S-47, S-48, and S-49
does not match the goal statement criterion for each goal statement. The
raw data recording does not match the stated number of trials or the
number of instructional presentations required in the IEP. (Compare S-47
p.4, p.5, p.7, p.9, p.11, p.13, p.15, p.18, p.21, p.23, with S-48 p.6, p.10,
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p.11, p.13, p.14, p.17, p.19, p.21, p.24, with S-49 p.2, p4, p.7, p.8, p.11,
p.12, p.14, p.15, p.17, p.19, p.21, p.22, p.23 vs. S-47, S-48, S-49, S-50, S-
51)).
53. Because the progress monitoring data provided at S-49, S-50, and S-51
does not align with the criterion for success listed in the goal statement, the
progress monitoring data either misrepresents or overstates the overall
learning that may have occurred. (Compare and contrast S-47, S-48, S-49,
S-50, and S-51 with S-23, S-34, P-3, P4, and P-5).
54. The IEP team did not include a school nurse or a knowledgeable person to
discuss the Student's school health service needs for [redacted] feeding,
administration of emergency medications for allergenic reactions [redacted],
administration of [medication] for seizures lasting more than five minutes,
medication for excessive drooling or administration of topical skin lotions.
(N.T. p.205).
55. Throughout the 2020-2021 school year, the Student received virtual
instruction in the home. (N.T. p.63). Every day the Student attended virtual
instruction, the Parent functioned as the one-on-one aide. (N.T. p.64).
56. Due to the Student's limited focus, attention, and overall deficits, the
Student did not meaningfully participate in virtual instruction. (N.T. p.65,
p.411). During virtual instruction, the Student would not attend, disrupted
instruction, would throw or slam the computer, and have tantrums. (N.T.
p.65).
57. While the Student sometimes participated in the "independent learning
block" with one-to-one instruction with the teacher for approximately 20
minutes, anecdotal records report inconsistent participation. (N.T. p.412, S-
47, S-48, S-49, S-50, S-51).
58. The special education teacher's handwritten notes and the COVID19
Tracking form reflect inconsistent attention, limited learning, and irregular
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THE APRIL 2021 INDEPENDENT EDUCATION EVALUATION
attendance throughout the entire school year. (N.T. p.430-35, S-47, S-48,
S-49, S-50, S-51).
59. As the year elapsed, it became more and more difficult for the Mother to
hold the Student's attention during the online instruction. The Mother
eventually gave up. (N.T. p.144. N.T. Volume 1, passim).
60. Although listed in the IEP as specially-designed instruction, the District did
not provide the one-to-one PCA services when the teacher was not providing
online instruction. (N.T. p.68, N.T. pp.417-418). The District did not provide
the Parent with training on how to act as a one-to-one aide. (N.T. p.134).
During the limited online related service time, the speech therapist directed
the untrained Parent to provide the services. (N.T. p.145).
61. The Parent requested, and the District agreed to fund an independent
educational evaluation ("IEE") by a private School for Children with Cerebral
Palsy. (N.T. p.69).
62. The Parent accompanied Student to the evaluation. (N.T. p.70). On April 29,
2021, the IEE examiners completed, and the Parent provided a copy of the
IEE to the District. (N.T. 75). The Mother requested an IEP meeting to
review the report. Id.
63. On June 11, 2021, the District canceled an IEP meeting when Counsel for
the District could not attend. N.T. p.76).
64. On June 14, 2021, the District, after reviewing the IEE issued another
Reevaluation Report. (S-34).
65. District policy requires a review of medical records and completion of school
health forms to determine Student's eligibility for school health services, OT,
and PT services. As the health forms were not completed, the June 2021
report did not include updated information about the Student's disability-
related school health needs, objective OT, or PT data. (N.T. pp.309-310).
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66. Neither the IEP nor the June 2021 reevaluation report included a seizure
action plan to administer emergency medications, an allergy medication plan
for anaphylaxis, or a plan to provide daily [redacted] feedings. (N.T. p.78). A
school nurse or health representative for the District never participated as a
member of the Student's IEP or evaluation team. (N.T. p. 205, N.T. p.140).
67. To understand the Student's school health service needs, the District
requested, and the Parents agreed to provide documentation from Student's
physicians. (N.T. pp.78-79).
68. On August 27, 2021, the Parent returned the requested medical forms. (P-
25, N.T. p.79). After reviewing the physician's forms, the District requested,
and the Parent agreed to have the doctors complete a second set of medical
forms. (N.T. p.80). Although this time, the physician listed the
administration of seizure medication, allergy medications, and [redacted]
feeding by a nurse, the forms were determined incomplete. The physician
who completed the forms failed to list the Student's specific instructions, like
the Student's name, the need for the medication, the amount to be given,
the route of administration, and frequency per day or hour. (P-27, N.T. p.81,
N.T. Volume IV passim). The physician health data forms were never
completed; therefore, the Student never received PT or school nursing.
While OT was provided infrequently, the service time did not match what
was scheduled in the IEP. Id.
THE 2021-2022 SCHOOL YEAR IEP
69. At the IEP team's invitation, the Parent went to view the District's proposed
placement for the 2021-2022 school year. (N.T. p.83).
70. The proposed building is a multi-level building with one elevator. (N.T.
p.84). The building has four stories and is a little over 100,000 square feet.
(N.T. p.231).
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APPLICABLE LEGAL PRINCIPLES AT ISSUE
IDEA AND SECTION 504 FAPE
71. At the time of the Parent's visit in August 2021, Student's assigned
classroom was not set up, and the COVID safety measures were unclear.
(N.T. p.85). The classroom was hot, and the building did not have consistent
air conditioning. (N.T. p.85). The Mother reports that the related service
areas appeared to be storage closets with unused desks and chairs piled on
top of each other and old equipment off the side. (N.T. p.85). The Parent
was not permitted to view the nurse's office. (N.T p.85).
72. One full-time nurse oversees the school health needs of over 600 students.
(N.T. 219). While not a certified school nurse, the current nurse is licensed
to provide all school health services the Student needs. The nurse is
qualified to give all school health services. (N.T. p.242).
73. The 2021-2022 IEP does not have a seizure action plan or a school health
plan for the emergency lifesaving medications or the [redacted] feedings.
(N.T. p.226).
74. The nurse is the only person in the building legally allowed to administer the
injectable lifesaving seizure-related [redacted] medication for seizures last
longer than five minutes. (N.T. p.230).
75. While the nurse can set up the Student's [redacted] feeds in school, she
cannot remain in the class for the entire feeding. (N.T. pp.228-229). The IEP
does not identify who would monitor the feeding after the nurse left the
room or if instruction could continue during the infusion. Id.
The IDEA requires states to provide a "free appropriate public education" to
all students who qualify for special education services. 20 U.S.C. § 1412.
Local education agencies (LEA) – districts - meet the obligation of providing
a FAPE to eligible students through the development and implementation of
IEPs, which must be "reasonably calculated" to enable the child to receive
"meaningful educational benefits" in light of the student's "intellectual
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potential."5 Substantively, the IEP must respond to the child's individual
educational needs. 20 U.S.C. § 1414(d), 34 C.F.R. § 300.324.6
In Rowley, the court established the contours of actionable procedural or
substantive violations of FAPE.7 A finding of a procedural breach requires
preponderant evidence the district violated IDEA and parallel state law
procedural requirements. If the offense is purely procedural, the question
then becomes, did the violation(s) result in a loss of educational benefits to
the student. Or did the violation significantly impede the parents'
opportunity for participation in the IEP process?8 Substantive compliance
occurs when the evidence establishes the IEP developed through the Act's
procedures was reasonably calculated to enable the child to receive
educational benefits. Later, in Endrew F., the court held when the student is
in an integrated setting, the question is whether the IEP is reasonably
calculated to enable the child to achieve passing marks and advance from
grade to grade.9 The Third Circuit has interpreted Rowley and then Endrew
to mean that the "benefits" provided to the child must be meaningful and
significant. Meaningfulness is relative to the child's potential.10 At the same
time, the district is not required to maximize a child's potential.11 The
5 Mary Courtney T. v. School District of Philadelphia, 575 F.3d 235, 240 (3d Cir. 2009).
6 Parent’s Section 504 claims here are repackage IDEA evaluation and FAPE claims;
therefore, for all the same reasons, the disposition of the IDEA claims resolved the Section
504 FAPE claims. K.D. by Theresa Dunn and Jonathan Dunn v. Downingtown Area Sch.
Dist., 904 F.3d 248, 256 (3d Cir. 2018).
7 Board of Ed. of Hendrick Hudson Central School Dist., Westchester Cty. v. Rowley, 458 U.
S. 176, 102 (1982),
8 20 U.S.C. § 1415(f)(3)(E)(ii), 20 U.S.C. § 1415(f)(3)(E)(iii)).
9 Endrew F. v. Douglas Cty. Sch. Dist. RE-1, 137 S. Ct. 988 (2017). The student's IEP "must
be appropriately ambitious in light of his [or her] circumstances, just as advancement from
grade to grade is appropriately ambitious for most children in the regular classroom. The
goals may differ, but every child should have the chance to meet challenging objectives"
(Endrew F., 137 S. Ct. at 1000).
10 See T.R. v. Kingwood Township Board of Education, 205 F.3d 572 (3rd Cir 2000),
Ridgewood Bd. of Education v. N.E., 172 F.3d 238 (3rd Cir. 1999); S.H. v. Newark, 336 F.3d
260 (3rd Cir. 2003).
11 See, Lachman v. Illinois State Bd. of Educ., 852 F.2d 290 (7th Cir.), cert. denied, 488
U.S. 925 (1988).
Page 15 of 36
Page 16
---
meaningful benefit standard requires LEAs to provide more than "trivial" or
"de minimis" benefit.12 It is well-established that an eligible student is not
entitled to the best possible program, the type of program preferred by a
parent, or a guaranteed specific level of achievement.13 Thus, the IDEA
guarantees an "appropriate" education, "not one that provides everything
that might be thought desirable by 'loving parents.'"14
IDEA EVALUATIONS AND ASSESSMENTS
The IDEA sets forth three broad criteria that districts must meet when
evaluating or reevaluating a child's IDEA eligibility. Evaluators must "use a
variety of assessment tools and strategies" to determine "whether the child
is a child with a disability." The district "[may] not use any single measure or
assessment as the sole criterion" for determining whether the child is a child
with a disability or the child's educational needs. 20 USC § 1414(b)(2)(B).
And finally, the District must "use technically sound instruments that may
assess the relative contribution of cognitive and behavioral factors and
physical or developmental factors." 20 USC § 1414(b)(2)(C). Other
intertwined subparts of the IDEA regulations impose additional criteria
school officials must meet when evaluating a child. Id.
Once the District completes a full comprehensive evaluation, provided the
evaluation team determines the Student is IDEA eligible, the focus then
shifts to creating an IEP. Annually, or as needed, after reviewing the 16
15
12 See Polk v. Central Susquehanna Intermediate Unit 16, 853 F.2d 171, 1179 (3d Cir.
1998), cert. denied 488 U.S. 1030 (1989).
See also Carlisle Area School v. Scott P., 62 F.3d 520, 533-34 (3d Cir. 1995).
13 See, e.g., J.L. v. North Penn School District, 2011 WL 601621 (E.D. Pa. 2011).
14 Tucker v. Bayshore Union Free School District, 873 F.2d 563, 567 (2d Cir. 1989).
15 An IEP “is constructed only after careful consideration of the child’s present levels of
achievement, disability, and potential for growth.” Endrew F. v. Douglas County School
District RE-1, U.S. , 137 S. Ct. 988, 999 (2017).
16 IEPs include a statement of the student's present levels of academic achievement and
functional performance 34 C.F.R. § 300.320(a); establishes measurable annual goals
designed to meet the student's needs resulting from the student's disability; that
enables students to make progress in the general education curriculum 34 C.F.R. §
Page 16 of 36
Page 17
student's continuous progress monitoring data, districts must adjust, modify
and revise the IEP goals, related services, and specially-designed instruction
to meet the student's then-current needs/circumstances. 20 U.S.C. §
1414(d); 34 C.F.R. §§ 300.320, 324.
APPROPRIATE RELIEF
In this instance, both Parties seek appropriate relief within the meaning of
the IDEA. Here the Parent seeks compensatory education, a prospective
placement, and a reevaluation. At the same time, the District desires a
declaratory finding that its program and offer of FAPE were appropriate.
18
17
WITNESS CREDIBILITY
During a due process hearing, the hearing officer is charged with judging the
credibility of witnesses and must make "express, qualitative determinations
regarding the relative credibility and persuasiveness of the witnesses."19
Explicit credibility determinations give courts the information that they need
in the event of a judicial review. All but one witness testified credibly and
candidly freely shared their recollection of facts and their lay opinions. 20 In
one instance, I did discern efforts by one witness to withhold information,
misstate, and understate the facts. Therefore, I will give reduced weight to
that person's statements. In this instance, I will give the testimony of
District staff who never worked with the Student in person, never observed
the Student in person, or met the Student before drafting the IEP reduced
weight. The teacher never provided any in-person instruction. However, she
300.320(a)(2)(i); provides for the use of appropriate special-designed instructional
services 34 C.F.R. 300.320(a)(4); and, schedule of continuous progress monitoring.
17 Sch. Dist. of Phila. v. Post., 262 F. Supp. 3d 178, 197 (E.D. Pa. 2017) (citing 20 U.S.C. §
1415(i)(2)(C)(iii)).
18 G.L. v. Ligonier Valley Sch. Dist. Auth., 802 F.3d 601 (3d Cir. 2015) (comparing the
make-whole versus the hour-for-hour approach).
19 Blount v. Lancaster-Lebanon Intermediate Unit, 2003 LEXIS 21639 at *28 (2003).
20 D.K. v. Abington School District, 696 F.3d 233, 243 (3d Cir. 2014), A.S. v. Office for
Dispute Resolution (Quakertown Community School District), 88 A.3d 256, 266 (Pa.
Commw. 2014).
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Page 18
THE BURDEN OF PROOF
did provide online instruction; therefore, I will give her testimony medium
weight. I will give the testimony of the psychologist medium weight,
provided that her testing comports with the expected assessment, data
collection, test selection, and observation requirements otherwise expected
in an evaluation or reevaluation report. Otherwise, I will give the
psychologist's testimony about the development of the reevaluation reports
little to no weight.
The Parties' credibility determinations and the persuasiveness of the
testimony played a limited role in crafting the equitable relief. I found the
Mother credible; however, her testimony about the requested prospective
placement was not persuasive. I also found the Mother's testimony on other
21
topics, like registering the Student, compelling and clear.
Generally, the burden of proof consists of two elements: the burden of
production and the burden of persuasion. In special education due process
hearings, the burden of persuasion lies with the party seeking relief. The
party seeking relief must prove entitlement to its demand by preponderant
evidence and cannot prevail if the evidence rests in equipoise. In this case,
the Parents are the party seeking relief and must bear the burden of
persuasion.
23
22
DISCUSSION, ANALYSIS, AND CONCLUSIONS OF LAW
The Parties competing positions, the exhibits, the testimony, and briefs were
studied in reaching the following Conclusions. First, I will review the
Student's 2020 evaluation and discuss how it impacted the transition to the
21 22 Pa Code Chapter §§ 14.124. 14.131, 14.132, and 34 CFR §300.320. et. seq.
22 Schaffer v. Weast, 546 U.S. 49, 62 (2005); L.E. v. Ramsey Board of Education, 435 F.3d
384, 392 (3d Cir. 2006).
23 See N.M., ex rel. M.M. v. The School Dist. of Philadelphia, 394 Fed.Appx. 920, 922 (3rd
Cir. 2010), citing Shore Reg'l High Sch. Bd. of Educ. v. P.S., 381 F.3d 194, 199 (3d Cir.
2004).
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Page 19
THE FIRST TRANSITION TO SCHOOL-AGE SERVICES WAS BOTCHED
2020-2021 school-age IEP. Next, I will discuss the 2020 reevaluation, the
development of the 2020 IEP, and the Student's online learning during the
2020-2021 school year. Finally, I will discuss the award of appropriate relief.
By February 1 of each year, early intervention programs must identify
children approaching kindergarten or first grade in their districts of
residence. Once identified, the provider must send the parents a letter
explaining the transition process. By the end of February, for all children
approaching the age of kindergarten or first grade, the early intervention
provider must then convene a transition meeting and give the parents
an "intent to register form." The registration form signifies an intent to move
from preschool to school-age services. A district's FAPE responsibility begins
with receiving the parents' intent to register form. After that, school districts
must conduct a reevaluation and develop IEPs. Once registered, the
evaluation and IEP timelines at 22 Pa. Code Chapter 14. No later than April
15, the school district must notify the parent in writing about the transition
options. Districts must ensure that the special education programs of young
children with disabilities are not interrupted when they transition from
preschool early intervention programs to school-age programs. 24
On February 1, 2019, the District psychologist issued, and the Parent signed
a Permission to Reevaluate. The District's psychologist contacted the
preschool, observed, and tested the Student. The psychologist then
prepared and uploaded a draft psychological report to the District's
database. In April 2020, the psychologist sent the Mother a copy of her
testing. After that, although the Mother contacted the District, no one
followed up, forwarded a completed evaluation report, issued procedural
24 Early Intervention Transition: Preschool Program to School-Age Programs,
https://www.education.pa.gov/Policy-
Funding/BECS/Purdons/Pages/EITransitionPreschool.aspx
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Page 20
safeguards, or scheduled an evaluation or an IEP meeting. Faced with the
uncertainty the Student would not start school by September 2019, the
Mother elected to keep the Student in the preschool. While these events are
outside the statute of limitations, they provide background on what occurred
the following year. The above events did not factor into my finding of a
denial of a FAPE or relief.
THE SECOND INTENT TO REGISTER WAS ALSO BOTCHED
In February 2020, the preschool provider did not schedule a transition
meeting, and the District and the Parents did not meet in April 2020. The
transition options were never explained in 2020, and procedural safeguards
were not issued. The Mother, on her own, downloaded, completed, and
returned the second intent to register and District's enrollment medical
forms.
On August 27, 2020, the District requested, and the Mother agreed to a
second reevaluation. In the psychologist's words, "someone" hit a "button,"
and the 2019 report became the August 2020 reevaluation report. No team
member disclosed the switcheroo and the switcheroo directly interfered with
the Parent's procedural due process rights. The failure to disclose the switch
and the failure to complete the promised August 27, 2020 evaluation
excluded the Mother from participating in the evaluation process. The record
is preponderant that this rolling omission denied this rising [student] a
comprehensive initial assessment. In summary, rather than complete the
August 27, 2020, reevaluation, the District, without the Parent's knowledge,
passed off the earlier April 2019 draft report as the completed August 28,
2020, reevaluation. (FOF ##16-25). This combination of substantive and
procedural errors caused and contributed to the subsequent multiyear denial
of a FAPE.
A Final ORDER addressing these procedural and substantive errors follows.
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THE 2019 AND THE 2020 EVALUATIONS FAILED TO INCLUDE A
VARIETY OF ASSESSMENTS
Neither the witnesses nor the exhibits explain how the August 2020 or April
2019 evaluation report states that an IEP team met and decided on May 7,
2019, that additional assessment data were needed. The May 2019 back and
forth emails and text messages between the Parties corroborate that the
Parties never met in May 2019 or May 2020. At the same time, procedural
safeguards were not shared. (P-28, FOF ## 21-25). This type of
recordkeeping undercuts the District's FAPE arguments.
Neither the testimony nor the exhibits clearly explain why no one on the
evaluation or IEP team noticed the stale April 2019 data. At the same time,
the record does not explain why no one noticed that the August 27, 2020,
evaluation was never completed. These unexplained adoptions, errors, and
omissions interfered with the development of the August 2020 reevaluation
and cut against the District's affirmative FAPE arguments.
THE 2019 EVALUATION WAS INCOMPLETE AND INSUFFICIENT
Assuming the above procedural errors are not an impediment, the IDEA and
Pennsylvania regulations state that reevaluations include a variety of
technically sound assessments in all areas of unique need. At the same time,
the team may not rely on a sole measure when making decisions. These
protections were not followed. While the 2019-2020 report lists three global
assessment tools, using three selected generalized assessment tools as the
basis for decision-making violates the IDEA's sole criterion standard. The
reevaluation omitted a variety of assessments. The three assessments listed
failed to measure all areas of functional needs. For a Student with this
profile, I would have expected to see in-depth functional skill assessment
data; that did not happen. The failure to collect functional data created a
forward rolling flaw.
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The reevaluation acknowledges a need for lifesaving seizure and anaphylaxis
medications during the school day, yet no one thought to include the school
nurse to collect school health data.25 The failure to assess the Student's
need for school health services OT, PT, AT and speech/language created a
data hole, which caused a denial of a FAPE. I find it hard to believe, absent
assessment data, that 15 to 24 minutes of OT and PT a week for this
Student is reasonably calculated to provide any benefit. The reevaluation
omits functional baseline data, fails to describe strengths and weaknesses,
and lacks practical examples of functional specially-designed instruction in
all areas of unique need. To correct this multiyear failure, I will now ORDER
a diagnostic placement.
APPROPRIATE RELIEF NOW REQUIRES A DIAGNOSTIC EVALUATION
When appropriate, a hearing officer may order a diagnostic evaluation
outside the district without the parties' agreement. A diagnostic evaluation is
not an educational placement. Therefore, the out of District evaluation will
not affect the Student's current stay-put status.26
As a consequence of the Parties' rigid positions, the Student has not
attended school for quite some time. Understanding the tensions between
the Parties, the Student's multiple disabilities, and the overlapping school
health needs, I now believe that returning the Student to the MDS class
under these conditions would, this late in the year, disrupt the MDS class
and further delay, the completion of a comprehensive diagnostic evaluation.
25 Stafford County (VA) Pub. Schs., 70 IDELR 164 (OCR 2017) (trained staff members
should handle and administer epinephrine in the event of an anaphylactic or other serious
allergy-related reaction).
26 34 CFR 300.300 (a)(3)(i). East Windsor Bd. of Educ., 114 LRP 36178 (SEA CT 05/15/14),
Middletown Bd. of Educ., 10 ECLPR 77 (SEA CT 2013), In re: Student with a Disability, 115
LRP 32147 (SEA NM 05/21/15), (hearing office may order a diagnostic placement as
appropriate relief) See, Appendix A to the IDEA-Part B regulations, Question 14 (1999
regulations), In re: Student with a Disability, 115 LRP 3214 (SEA NM 05/21/15).
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The record demonstrates the Student has not yet received the benefits of a
comprehensive evaluation. The record also indicates that the Student is a
person with an intellectual disability. Reevaluations for persons with this
exceptionality should occur every two years, not three.27 The District should
have completed two reevaluations by now, the first in 2019, the second in
2021, and a third in upcoming in 2023. Each reevaluation would have lasted
a minimum of 60 up to 100-days. As it stands now, the Student has not
received the benefits of the required 200-days of individualized assessment
and much-needed attention. Therefore, to correct the above multiyear
violations, I now find that the Student requires a 100-day, in-class
diagnostic evaluation outside of the District.
Consistent with the case law, this functional diagnostic evaluation should
occur in a classroom setting, where the Student receives direct instruction
and a contemporaneous functional assessment in all areas of suspected
disability. Therefore, I would expect the student to be in the diagnostic
classroom for 1545 minutes a week to collect the much-needed data.
The Mother, in her sole discretion, should select the diagnostic evaluation
provider, setting, and classroom. The Mother must select the diagnostic
provider within five (5) school days of this ORDER. Once chosen, the Mother
should notify the District no later than the fifth school day; after that, the
District will have ten (10) school days to arrange for the placement. The
District is now ORDERED to fund a 100-day diagnostic evaluation.28 The
District is further ORDERED to transport the Student to and from the out of
District evaluation, with appropriate related services, discussed below,
during the transportation. During the diagnostic evaluation, the District is
27 22 PA Code 14 14.124(c).
28 For this ORDER the term “day” tracks the IDEA’s definition of a business day meaning
Monday through Friday, except for Federal and State holidays (unless holidays are
specifically included in the designation of business day, as in § 300.148(d)(1)(ii). See, 34
CFR §300.11 (b).
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ORDERED to provide or pay for the Student to have a designated one-on-
one paraprofessional throughout the day. If the provider does not provide a
one-on-one throughout the day, the District must provide the aide.
During the diagnostic evaluation and transportation, the District is now
ORDERED, with Parent input, to create an "Individualized Transportation
Health Care Plan" and an "Emergency Care Plan" as described below to
manage the Student's school nursing needs to and from the diagnostic
evaluation.
During the first 60-days, the provider should complete a comprehensive,
independent functional diagnostic evaluation. The evaluation should include
functional academic, school health, speech, OT, PT, and AT assessments.29
The Parent selected entity providing the evaluation should issue interim
status reports about the Student's functional present levels to both Parties
every 20-days.
Once the evaluation is completed, the evaluator, teachers, and the District
will have 30-days to prepare a comprehensive evaluation report. After that,
the District should provide a copy to the Parent, and then the Parties should
meet within 10-days and prepare an IEP. The diagnostic evaluation timeline
will end once a new IEP and NOREP are presented.
THE IEP TEAM LACKED A KNOWLEDGEABLE PERSON
It is black letter law that every IEP team must include knowledgeable people
who construct a statement of measurable annual goals.30 I now find that the
2020-2021 and the 2021-2022 IEP teams lacked an essential member – the
29 Understanding that norm-referenced assessments may not provide useful instructional
insight, the diagnostic evaluator should consider a functional assessment of the Student in
the following areas: daily living, gross motor; fine motor; speech-language; negative
behaviors; classroom routines; group skills; social skills; academic independence;
generalization; reinforcers; rate of skill acquisition and retention; natural environment
learning; adaptability to change; spontaneity; independent play; general self-help skills'
dressing skills; toileting skills; and, eating skills data.
30 34 CFR 300.320 (a)(2)(i).
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school nurse. The record is preponderant that although the school nurse was
the only person who would oversee the [redacted] feeding and administer
emergency medications, she was not present. The school nurse was also
charged with ensuring the PT and OT-related school health forms were
completed. The record is clear the heath forms were not completed, and the
Student did not receive the promised OT and PT services. Therefore, each
IEP was fundamentally flawed without a knowledgeable school nurse when
offered as a team member.
THE IEPS, WHEN OFFERED, WERE FUNDAMENTALLY FLAWED
The IEP allocates 1545 minutes a week for instruction. Under the "Special
Consideration" component, the IEP team checked the box indicating the
Student needed either an assistive technology device(s) or assistive
technology service(s). The District never offered or completed an AT
screening or assessment. This omission interfered with speech and language
success and would later create a separate standalone fatal flaw.
The IEP, as written, called for in-person instruction, yet, everyone knew,
when offered, that the delivery of instruction would occur online. Aware that
the Student required continuous hand-over-hand prompting to learn, the IEP
included a one-on-one PCA, yet the Mother was expected to act as the PCA.
Although the IDEA calls for the IEP to be in effect at the beginning of the
school year, online instruction began in mid-October 2020. The decision to
provide online instruction was a significant change in placement requiring a
reevaluation, but one was not done.31 Contrary to the IEP time allotments,
the teacher unilaterally reduced the Student's daily instructional time. The
OT and the PT knew that they would not provide services under District
policy when the IEP was offered, yet they remained silent. Accordingly, I
31 The move from in-school to online education was a significant change; yet, the District
did not initiate a reevaluation or issue procedural safeguards or a NOREP describing the
basis for the evaluation. 34 CFR §300.502, 34 CFR §104.35(a).
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now find these additional procedural errors created flawed IEPs.
THE PRESENT LEVELS AND THE GOALS ARE VAGUE
After reviewing the 2020 IEP and the 2021 IEP, I now find the present levels
are vague, the goals are not measurable, and the description of the related
services is insufficient. The IEP present levels adopted the incomplete, vague
narrative statements found in the 2020 reevaluation; therefore, the present
levels, across the board, are substandard and inappropriate for all the
reasons discussed above. Assuming arguendo the present levels are legally
sufficient, the remaining subcomponents of the IEP are not. While I will use
the speech, OT, and PT goals to explain the IEP flaws, those same flaws
undercut the appropriateness of the remaining goals.
To the extent the District points to the speech, OT and PT present level
statements as concrete starting points, I disagree. The speech goal
statement and the objectives are neither clear nor measurable. The Mother's
DAP-3, ABAS-1, and Battelle rankings are the sole global measures in the
IEP, and these measures do not provide objective speech, OT, or PT baseline
data.32 That is the first substantive Rowley problem.
The speech goal does not explain why the therapist used a stale May 8,
2019, data point of 10% as the baseline for a September 2020 IEP. (S-8
p.22). Next, the speech goal calls for the Student to combine "symbols and
expressing [sic] different communication functions at 70% success in 3 out
of 4 probes given minimal visual and verbal prompting." After multiple
readings, I cannot discern what the Student is expected to do to be
32 IDEA require districts to: 1) identifying present levels of academic achievement and
functional performance; 2) set measurable annual goals, including academic and functional
goals; and 3) describe schedules how a child's progress toward meeting annual goals will be
measured and reported. Questions and Answers on Endrew F. v. Douglas County School
District. Re-1, 71 IDELR 68 (EDU 2017)
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successful. The goal qualifier given "minimal visual and verbal prompting"
modifies the Student performance level; absent an objective definition, the
prompts cannot be repeated or recorded by a stranger. These omissions
make data collection unreliable. This is the second substantive Rowley
problem.
This is the third substantive Rowley problem. Like the remaining six goals,
the speech goal fails to pass the regularly accepted "stranger test." The
"stranger test" provides that a goal is vague, meaning not measurable, if an
impartial person, after reading the goal, could not either teach or watch
someone teach the goal, observe learning, record data, monitor progress,
and track changes in performance over time. If a "stranger" could not
complete these tasks, that goal is flawed like the others here. Although I
benefited from hearing the testimony, reading the transcript, and the
exhibits, this "stranger" could not teach or progress monitor this goal.
The speech short-term objectives add to the confusion rather than correct
and save the goals from a vagueness finding. The objectives describe three
different unrelated tasks that are not based on a logical task analysis
breakdown of the major components of the annual goal. The short-term
objectives are not written in a sequential order that reflects a steady
progression through the various subskills needed to meet the annual goal.33
This is the fourth substantive Rowley problem. Accordingly, I now find that
neither the short-term objectives nor the speech goal will enable the Parent
to monitor success throughout the year.
By way of further example, while the OT present levels reference the name
of the test - Gross Motor Classification Scale (GMFCS) Level II - absent
33 Notice of Interpretation, Appendix A to 34 CFR Part 300 (1999 regulations), Pocatello
Sch. Dist. #25, 18 IDELR 83 (SEA ID 1991) (the IEP did not sufficiently break down
some short-term objectives and did not include objectives relating to behavior problems and
first-grade academics), Homewood-Flossmoor Cmty. High Sch. Dist. #233 60 IDELR 115
(SEA ILL 2012).
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SCHOOL HEALTH SERVICES ARE A RELATED SERVICE
explanation or data, and none was provided, this passing name dropping
does not cure the vagueness flaw.34 The OT narrative describes feeding
deficits and then, in passing, mentions a particular feeding program
recommended by a recognized feeding clinic, yet the IEP lacks a self-feeding
present level, a goal statement, or specially-designed on how to teach self-
feeding. Absent specially-designed instruction, this Student will never learn
how to self-feed.
While sequential, the walking short-term objectives fail to include an
essential criterion - distance walked - overtime detail. Next, the walking goal
also calls for the Student to walk with peers when moving from class to
class; yet, the Student is in a self-contained class all day. Therefore, as
written, the PT goal statement is inadequate.
When viewed as a whole, the academic, OT, PT, speech narrative present
levels, goal statements, and objectives are a series of disconnected
statements that do not provide a baseline or a starting point describing what
the Student can do or where the Student will go. This same error pattern is
repeated in the remaining IEP goal statements. A present level or goal
without a measurement criterion is not legally sufficient. Accordingly, I now
find the 2020-2021 IEP and the 2021-2022 IEP goal statements and
objectives are legally insufficient and inappropriate.
The District's argument that the Parent's failure to provide completed health
forms for OT or PT, despite their internal requirements, is not a convincing
affirmative defense. The record is preponderant; the Mother received the
OT, PT, school health forms in August 2021[redacted]. The PT knew in March
34 Pocatello Sch. Dist. #25, 18 IDELR 83 (SEA ID 1991) (noting that the parents could not
fully understand the proposed educational program and participate in the IEP process
because, among other things, numeric test scores were neither explained nor self-
explanatory).
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2021 [redacted] that the PT health form was incomplete yet remained
silent. 35
I agree with the District that medical services provided by licensed
physicians for treatment are not related services under the IDEA.36 However,
"school health services," "diagnostic medical services," and "school nursing
37services" are authorized related services.
"Diagnostic medical services" include tasks like reviewing a file, signing off
on the frequency of or administering medications, and signing off on the
frequency or duration of related services to ensure a FAPE, which should
have been provided as an IDEA-related service.38 The failure to give the
"covered medical services" to complete the health forms as part of the
reevaluation or to complete the promised PT and OT services denied the
Student a FAPE.39
The District's argument that the failure to prepare a seizure or [allergy]
reaction plan is not the District's obligation is rejected outright. The
Pennsylvania Department of Health, which oversees school nursing, and the
Pennsylvania Department of Education (PDE) recognize that IEP teams with
school nurses can develop individualized school health plans for students
35 “3/2021 Comments: Unable to see student due to no updated script. Sent PT script
request document via google classroom to parent on 3/23/2021. Will continue to follow up.”
(S-25 p.2).
36 See, Cedar Rapids Cmty. Sch. Dist. v. Garret F., 29 IDELR 966 (U.S. 1999) and Mary
Courtney T. v. School Dist. of Philadelphia, 52 IDELR 211 (3d Cir. 2009).
37 IDEA covered related services includes "services provided by a licensed physician to
determine a child's medically related disability that results in the child's need for special
education and other services." 34 CFR §300.34 (c)(5).
38 Cedar Rapids Cmty. Sch. Dist. v. Garret F., 29 IDELR 966 (U.S. 1999), and Mary
Courtney T. v. School Dist. of Philadelphia, 52 IDELR 211 (3d Cir. 2009) (services of
licensed physicians for diagnostic or other purposes are related services under the IDEA),
34 CFR §300.34 (a) Medical services means services provided by a licensed physician to
determine a child’s medically related disability that results in the child’s need for special
education and related services.
39 Upper Rio Grande (CO) Sch. Dist., 121 LRP 36510 (OCR 08/05/21). OCR concluded that
the principal and nurse placed that burden on the parent's shoulders to evaluate the student
whey they required her to first obtain additional documentation so the district could
complete its evaluation.
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with special health care needs.40 In this instance, aware of these well-
published options, the District did not act. An appropriate ORDER follows.
SCHOOL NURSING - TRANSPORTATION AND
THE SAFETY HARNESS
The IEP includes transportation as a related service. The IEP states the
District will transport the Student during the ride with a five (5) point
harness. Again, the IEP and the reevaluation lack an AT device harness
evaluation for a different point.41 The failure to have factual data in
selecting an appropriate safety harness is prejudicial. Detecting a seizure,
removing the harness, and administering the [redaction] medication in the
confines of a van or a car requires careful preparation.42 The wrong harness,
the lack of constant monitoring, and the failure to administer the medication
will only lengthen the response time.43 While I take no view on what type of
harness the Student needs, I remind the District, the Parent, and the team
they must first evaluate the Student, prepare a comprehensive evaluation
report and then select a proper harness. The IEP team must consider a
standalone "Transportation Health Care plan" or adjust the IEP to provide
40 PDE's website publically endorses five (5) different types of school nurse health care
plans: Individualized Healthcare Plans (IHP); Emergency Care Plans (ECP); Individualized
Transportation Plans (ITP); Individualized Education Programs with medical component
(IEP); or Section 504 Service Agreements Plans of Care for Student with Special Health
Care Needs eduhttps://www.health.pa.gov/topics/school/Pages/Plans-of-Care.aspx.
41 The selection of a mechanical restraint requires a full individual assessment, input from
the IEP team and medical authorization. 22 Pa. Code §14.133, 22 Pa. Code § 10.25.
42 Boyertown Area Sch. Dist., 70 IDELR 188 (SEA PA 2017) (finding that a nonverbal student with a
seizure disorder, an intellectual disability, and autism required a nurse or another highly trained
individual to accompany the student during transportation as a related service), Oconee County Sch.
Dist. v. A.B., 65 IDELR 297 (M.D. Ga. 2015) (bus aide was needed to administer medication on van
within five minutes); Elizabeth Bd. of Educ., 66 IDELR 237 (SEA NJ 2015) (medical professional
required to provide medical services during minivan transport services) School District of
Philadelphia, 12 ECLPR 5 (SEA PA 2014), East Maine Sch. Dist. 63, 9 ECLPR 55 (SEA IL 2011),
Analysis of Comments and Changes to 2006 IDEA Part B Regulations, 71 Fed. Reg. 46,574 (2006) (A
child who is medically fragile and needs school health services or school nurse services in order to
receive FAPE must be provided such services).
43 Susavage v. Bucks Cty. Sch. Intermediate Unit No. 22, Nos. 00-6217, 22, 2002 U.S. Dist. LEXIS
1274 (E.D. Pa. Jan. 22, 2002)(suffocation death of disabled student on a van causally linked to the
failure to perform an assistive technology evaluation in selecting a mechanical safety harness).
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the school nursing services.44 The elements of a legally sufficient
"Transportation Health Plan" are absent.
THE IEP FAILED TO INCLUDE EXTENDED SCHOOL SERVICES
Acknowledging that some students may require programming beyond the
regular school year, the federal legislature deemed that Extended School
Year (ESY) services are to be provided to an eligible child if necessary to
assure that the child receives a FAPE. 34 CFR §300.106(a)(2). Pennsylvania
regulations provide additional guidance for determining ESY eligibility.45
Without tracking data, the September 2020 and August 2021 IEP teams
decided that the Student did not display signs of regression/recoupment,
lack of mastery, or progress towards self-sufficiency. The record is also
preponderant that the District never issued prior written notice when
denying ESY services. Applying 22 Pa. Code § 14.132(a)(2) (i)—(vii) to
these facts, I now find that the failure to offer ESY services is another
standalone violation that denied the Student a FAPE. Therefore, I now find,
in part for the Student and against the District, in part for the District, I will
now discuss what appropriate relief is necessary.
COMPENSATORY EDUCATION IS APPROPRIATE RELIEF.
The Parent now seeks a prospective placement, compensatory education,
and a comprehensive evaluation. The Mother did not meet her burden that a
prospective placement is appropriate. However, the Parent did meet her
burden of proof regarding an award of compensatory education. Therefore,
prospective relief is denied.
44 For free on Demand Seizure First Aid Training for School Personnel visit Epilepsy Alliance America
https://www.epilepsyallianceamerica.org/rescue-medications/ (last visited on April 5, 2022). Anyone
working with the Student must learn the basics of epilepsy and how to recognize and respond to a
seizure. All school personnel – teachers, administrators, nurses, bus drivers, coaches, aides, and
custodians will benefit from seizure recognition and emergency management training. This type of
support for personnel would address specifics in the school-setting and during transportation.
45 22 Pa. Code §14.132 (a)(2) (i)—(vii) be taken into account. 22 Pa. Code § 14.132(a)(2)
(i)—(vii).
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First, applying the case law once the denial of FAPE is established, the
hearing officer must determine when the district either knew or should have
known of the denial of a FAPE. After reviewing the record, the testimony,
and the exhibits, I now find that the District either knew or should have
known of the denial in September 2020.
Second, the hearing officer must determine whether a qualitative or
quantitative analysis will make the Student whole. In this instance, I now
find a modified quantitative hour-for-hour approach will create an equitable
bank of compensatory education time that will make the Student whole.
Third, the hearing officer must calculate the value of the reasonable
rectification period. Case law describes the reasonable rectification period as
an affirmative defense. The District here neither asserted the defense nor
did it put any evidence about that calculation into the record; therefore, I
now find the defense was waived.
Fourth, once the reasonable rectification period is set, the hearing officer
must then equitably reduce the total award of the compensatory education
by the value of the reasonable rectification period. Absent evidence, the
fourth step is waived.
In crafting the relief, the hearing officer must follow the overarching
principle that "appropriate relief" must make the student "whole."
Appropriate relief, in this instance, includes limited prospective relief in the
form of a diagnostic evaluation and compensatory education. The particulars
of the diagnostic evaluation are described above. I will now calculate the
compensatory education relief.
THE COMPENSATORY EDUCATION CALCULATION
The IEP called for 1545 minutes a week of instruction, including speech
therapy, OT, PT, one-on-one support, and transportation. Therefore, based
on the denial's scope and magnitude, the Student is awarded 1545 minutes
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a week of compensatory education for each week the District was in session
for the 2020-2021 and the 2021-2022 school year. To calculate the total
award amount, the District is directed to provide the Parent with a school
calendar identifying the number of weeks the District was in session each
year. The Parties should then reduce the number of school days or minutes
by the number of days the Student was absent due to illness, or the school
was closed for all other students. To calculate the total award of
compensatory education for each year, the Parties should multiply the
number of weeks the District was in session by 1545 minutes. Compensatory
education will continue to accrue until the District offers a new IEP and a
NOREP.
AWARD OF COMPENSATORY EDUCATION FOR LOST ESY SERVICES
Although the Student was eligible for ESY schooling, the District never
offered it, and the Student never received ESY services. To remedy this
omission, for the 2020-2021 school year, I will award 1545 minutes a week
of ESY compensatory education for six (6) weeks.
To remedy the ESY omission for the 2021-2022 school, I will also award
1545 minutes a week for six (6) weeks. Therefore, the total equitable award
for the ESY violation equals 12 weeks multiplied by 1545 minutes each
week.
THE AWARD OF COMPENSATORY EDUCATION TRANSPORTATION
TO AND FROM SERVICES
The school year IEP called for the Student to receive transportation to and
from school. The District is ORDERED to reimburse the Mother for out-of-
pocket expenses or transport costs to and from any compensatory education
provider.
RECORDKEEPING, MANAGEMENT, AND PAYMENT FOR
COMPENSATORY SERVICES
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The Student may use the compensatory education bank of time for any
developmental, corrective, remedial, specially-designed instruction, including
related services, transition services, supplemental or auxiliary aids, as
defined in the IDEA or Section 504.
Each year, in January, the District should report any unused hours to the
Student and the Parent.
The Parent can select the compensatory education service provider at her
sole discretion.
The District should reimburse the Parent selected compensatory education
provider at the rate regularly charged, for each service, by the provider.
To the extent the Student or the Parent incurs travel costs to and from the
provider, the District should reimburse the Parent or the Student for all
mileage or transportation expenses at the District's rate for travel
reimbursement.
Any unused compensatory hours remaining by age 23 will revert to the
District and are otherwise forfeited.
FINAL ORDER
AND NOW, this April 8, 2022, the District is now ORDERED as follows:
1. The Parent's claim that the District failed to complete a full comprehensive
evaluation of the Student's needs is GRANTED. To remedy the failure to
conduct a thorough evaluation, the District is directed to fund a 100-day
diagnostic evaluation and transportation to and from the evaluation. The
particulars of the evaluation, selection of the provider, the reevaluation
timeline, and the offer of a FAPE are described above and incorporated by
reference herein as though fully set forth at length
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2. The Parent's claim the District failed to provide a free appropriate public
education for the 2020-2021 and 2021-2022 school years is GRANTED in
full.
3. To remedy the two school year violation of a free appropriate public
education, the District is now ORDERED to provide 1545-minutes a week of
compensatory education for each week for school year, during the 2020-2021
the 2021-2022 school years.
4. To remedy the failure to provide ESY services for the 2019-2020 and the
2021-2022 school year, the District is ORDERED to provide 1545-minutes a
week for 24 weeks.
5. The District is ORDERED to pay the total costs for all billed compensatory
education services at the rate charged by the service provider selected by the
Parent, at the rate charged for each service(s). All invoices for compensatory
education services or travel should be paid within 45-days of receipt.
6. The Parent is authorized to select the individual(s) or the provider for all
make whole compensatory education services.
7. The compensatory education hours described here may take the form of any
developmental, corrective, remedial, or specially-designed instruction,
including related services, transportation services to and from the service
provider, transition services, supplemental or auxiliary aids, as these terms
are defined in the current or future regulations implementing the IDEA or
Section 504.
8. The Parent is also permitted to self-fund and then obtain immediate
reimbursement, within 30-days, for all out-of-pocket costs associated with
providing the compensatory education services or transportation described
herein.
9. The District is now ORDERED to fund a 100-day diagnostic evaluation by a
provider selected by the Parent.
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10. Within five (5) school days of this ORDER, the Parent can select the
diagnostic placement at her sole discretion. By the close of business on the
fifth (5th) day, the Parent must notify the District, in writing, of her selection.
11. Once on notice of the Parent's selection, the District will have ten (10)
school days to arrange for the diagnostic evaluation.
12. The District is directed to provide and pay for transportation to and from the
diagnostic placement. The District is further ORDERED to pay the total cost
of the diagnostic evaluation and the daily transportation charge to and from
the placement.
13. The agency/entity providing the reevaluation should issue interim status
reports to both Parties every 20-days.
14. The agency/entity providing the reevaluation should invoice the District
every 30-days. The District is ORDERED to pay all invoices within 45-days.
15. Any unused compensatory education hours remaining after the Student
reaches age 23 will revert to the District and are otherwise forfeited.
16. All other claims for appropriate relief, causes of action, or affirmative
defenses are now dismissed with prejudice.
s/ Charles W. Jelley, Esq. LL.M.
Special Education Hearing Officer
ODR FILE No. 25211-20-21
April 8, 2022
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