Philadelphia City School District | Case 25522-21-22 | 2022-02-04
Pennsylvania special education due-process decision
- Case number
- 25522-21-22
- Date
- 02/04/2022
- Parties / district (official listing)
- Philadelphia City School District
- Hearing officer
- Cheryl Cutrona
- Issues (official listing)
- Discrimination Child Find Private School Compensatory Education Procedural Violation
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Page 1
This is a redacted version of the original decision. Select details have been removed from
the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
PENNSYLVANIA SPECIAL EDUCATION HEARING OFFICER
FINAL DECISION AND ORDER
Closed Hearing
ODR File Number:
25522-21-22
Child’s Name:
S.J.
Date of Birth:
[redacted]
Parents:
[redacted]
Counsel for Parent:
Thomas Davis, Esq.
Tom Davis Law LLC
444 E. Township Line Road #1102
Havertown, PA 19083
484-297-9416
Tom@paieplaw.com
Local Education Agency:
School District of Philadelphia
440 N. Broad Street
Philadelphia, PA 19130
Counsel for LEA:
Angela Cola, Esq.
Sweet, Stevens, Katz & Williams
331 Butler Avenue
New Britain, PA 18601
215-345-9111 Ext. 108
ACola@sweetstevens.com
Hearing Officer:
Cheryl Cutrona, J.D.
Date of Decision: February 4, 2022
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INTRODUCTION
On September 29, 2021, the Parents of S.J. (hereinafter “Student”)1
filed a due process complaint claiming that the School District of Philadelphia
(hereinafter “District”) denied the Student a free and appropriate public
education (“FAPE”) under the Individuals with Disabilities Education Act
(“IDEA”)
2, and intentionally, purposefully, and with deliberate indifference,
violated the Student’s rights secured by Section 504 of the Rehabilitation Act
of 1973 (“Section 504")
3 and Chapters 14 and 15 of the Pennsylvania Public
School Code, and the Americans with Disabilities Act of 1990(“ADA”)4.
The case proceeded to a closed, due process hearing held in four
sessions: November 5, 2021, November 30, 2021, December 10, 2021 and
December 20, 2021. The sessions were convened remotely on the Zoom
virtual platform due to the COVID-19 pandemic.
ISSUES
1. Did the District fail to provide a FAPE under the Individuals with
Disabilities Education Act (“IDEA”) and Section 504 of the
Rehabilitation Act (“Section 504”) to the Student?
2. If so, are the Parents entitled to compensatory relief, prospective
placement at a private school?
1 In the interest of confidentiality and privacy, Student’s name, gender, and other potentially
identifiable information are not used in the body of this decision. All personally identifiable
information, including the details on the cover page, will be redacted prior to the decision’s
posting on the website of the Office for Dispute Resolution in compliance with its obligation
to make special education hearing officer decisions available to the public pursuant to 20
U.S.C. § 1415(h)(4)(A) and 34 C.F.R. § 300.513(d)(2).
2 20 U.S.C. §§ 1400-1482. The federal regulations implementing the IDEA are codified in 34
C.F.R. §§ 300.1 – 300. 818. The applicable Pennsylvania regulations are set forth in 22 Pa.
Code §§ 14.101 – 14.163 (Chapter 14).
3 29 U.S.C. § 794. The federal regulations implementing Section 504 are set forth in 34
C.F.R. §§ 104.1 – 104.61. The applicable Pennsylvania regulations are set forth in 22 Pa.
Code §§ 15.1 – 15.11 (Chapter 15).
4 42 U.S.C. § 12101
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3. Does the District’s delay in evaluating the Student constitute a
discriminatory act under Section 504?
STIPULATIONS OF FACT
The parties submitted the following Stipulations of Fact, which in the
interest of confidentiality and privacy, have been redacted to eliminate potentially
identifiable information.
1. The Student is a [teenage] child.
2. The [redacted] Parents who filed the Complaint are the Parents of the
Student as defined by 34 C.F.R. §300.30.
3. At all times relevant to the claims and defenses in this matter, the
Student was a resident of the District.
4. At all times relevant to the claims and defenses in this matter, the
District was the Local Education Agency for the Student.
5. The Student enrolled in the District with a start date of November 17,
2020.
6. The Student attended a District high school for the 2020-2021 school
year, where the Student continues to attend.
7. A meeting took place with the Mother, the Special Education Compliance
Manager and the School Psychologist on December 21, 2020.
8. A meeting took place with the Mother, the Special Education Compliance
Manager, the Special Education Director and the School Psychologist on
February 1, 2021.
9. The Center For Autism conducted a Psychological Evaluation, which was
sent to the Special Education Compliance Manager and the School
Psychologist by Parent on May 6, 2021.
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10. The District approved an Independent Education Evaluation (IEE) on
May 27, 2021. A NOREP was sent to Parents dated June 10, 2021. Parent
signed NOREP on June 10, 2021.
11. An independent Licensed Clinical Psychologist conducted an IEE and
sent it to Parents and the District on August 31, 2021.
12. The District issued a NOREP (Notice of Recommended Placement) on
August 31, 2021, proposing supplemental Autistic Support and curb-to-
curb transportation.
13. On September 3, 2021, Parent signed the August 31, 2021 NOREP,
both approving and disapproving the action/recommendation of the
District.
14. On September 15, 2021, the District issued a Permission to Reevaluate
(PTE), requesting consent for additional evaluations to take place. Parent
consented to the request on September 23, 2021.
15. Parent consented to Speech-Language, Motor and Academic
evaluations, by signing a PTE – dated May 27, 2021 – on September 24,
2021.
16. The District completed its initial Evaluation Report (ER) on October 28,
2021, determining the Student’s primary disability was Emotional
Disturbance and secondary disability Autism.
17. A meeting to review the District’s ER and proposed IEP was held on
October 28, 2021.
18. The District’s initial IEP (Individualized Educational Plan) was
completed on October 29, 2021.
FINDINGS OF FACT
All evidence including the exhibits admitted to the record, transcripts
of the testimony, and the parties’ written closing statements was considered.
The only findings of fact cited in this Decision are those needed to address
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the issues resolved herein. All exhibits and all aspects of each witness’s
testimony are not explicitly referenced below.
1. The Student moved to the United States in October of 2020 from
[out of the country]. (P-2 at 3; J-4 at 2; J-27; NT at 784)5 and lives
with the [redacted] Parents. The Student speaks [a language other
than English] and English (J-4 at 2; J-14 at 1). The Student has an
extensive history of trauma (J-1 at 1, 3-5; J-4 at 2; J-14 at 5, 7,
15). Despite multiple concerns reported by the Student’s teachers
between December 10, 2020 and February 4, 2021 (P-3 at 1; P-4
at 2; P-5 at 1; P-4 at 1; P-7 at 1; P-8; s-11 at 17; P-12 at 2; S-11
at 27; P-15 at 2; S-11 at 36; P-2 at 2; S-11 at 36; P-21 at 1; S-11
at 58; S-11 at 67), the Student did not receive special education
services for more than a year after enrolling in the District.
2. Between November 16, 2020 and February 1, 2021, the Parents
requested that the District evaluate the Student eight times (P-2 at
1, 3; P-15 at 4; P-4 at 2; P-6 at 1; P-13; P-17 at 4; J-27 at 2; NT
at 24; NT at 70; NT at 73; NT at 206). According to the District’s
own Screening and Evaluation Procedures, each request triggered
the District’s obligation to provide the Parents with a NOREP,
outlining the reason for the denial, along with Procedural
Safeguards (P-1 at 3). Parents did not receive Procedural
Safeguards until August 31, 2021 (P-39 at 4-44).
3. Not understanding their rights, the Parents sought an independent
evaluation after being told by the School Psychologist that having
documentation of the Student’s mental health history would speed
up the evaluation process (NT at 216-217; 823). Frustrated
5 References to the record throughout this decision will be to the Notes of Testimony (NT)
followed by the page number in the hearing transcript, School District Exhibits (SD-)
followed by the exhibit number, Parent Exhibits (P-) followed by the exhibit number and
Joint Exhibits (J-) followed by the exhibit number. Where necessary, the page number has
been included after the Exhibit number.
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because the process of obtaining an IEP was taking so long and the
Student was not receiving the supports needed to be successful in
school and knowing that it was impossible to obtain medical
documentation from [the other country] at that time, and the
Parents hired an Education Advocate in May 2021 (NT at 829).
4. The District’s allegation that it sent the Parent a PTRE on June 21,
2021 (S-1 at 1; NT at 831-834) is unsubstantiated. The June 21,
2021 email indicates that the PTRE was attached, but there is no
proof that it was attached or received by the Parent (S-1 at 2). In
contrast, other emails with attachments entered into evidence
clearly showed the attachments (P-26 and P-39).
5. A Permission to Reevaluate (PTRE) was finally received by the
Parents on September 15, 2021 (J-18 at 1), ten months after their
initial request. The Parent signed the PTRE and sent it to the
District on September 23, 2021 (J-7 at 3).
6. The School Psychologist’s reasons for not evaluating the Student
sooner are varied: (1) The Student had recently moved here from
another country (P-18 at 2; NT at 280); (2) The Student was taking
a new medication (NT at 289-290, 295, 347-349)
; (3) The Student
had only been in the school for one marking period and the
teachers needed to get to know the Student (P-18 at 2; NT at 286,
300); (4) The Student needed to acclimate to the culture and the
program (P-18 at 2; NT at 212-213, 282, 294); (5) The Student’s
English language acquisition and proficiency in an academic setting
(NT at 209-210, 221, 222, 283-285, 317-318); (6) The Student’s
trauma issues need to be addressed first (P-18 at 2; NT 214-215,
319); (7) Conducting an evaluation would be premature without
documentation about the Student’s mental health, past academic
records and physical health status (P-18 at 2-3; NT at 215, 280,
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285, 286) and (8) The Student’s background story indicated
inconsistent school attendance (NT at 282).
7. In a telephone conversation with the Bilingual Teacher on
December 16, 2020, the Parent reported that the Student began
therapy at a local, private mental health institution in November
2020 and that the Student might be on the Autism spectrum (P-4
at 2). The Parent also discussed this with the School Counselor in a
follow-up conversation on December 17, 2020 (P-4 at 1).
8. At Parent Meetings held on December 21, 2020 and February 1,
2021, the School Psychologist told the Parent that if she brought
documentation of the Student’s mental health diagnosis, it would
help speed the evaluation process for an evaluation (NT at 216-
217, 813; J-27 at 1-2). The Student had been evaluated for mental
health treatment needs on November 20, 2020 (J-5). The Parent
did not provide that report to the District at the December 2020
meeting (NT at 149-150).
9. The Parent sought private psychological evaluations that took much
longer to be completed than the Parent expected (S-11 at 233).
The District was provided with the IEE, dated August 20, 2021 (J-4;
P-37); an IEE Addendum dated November 2, 2021 ( P-51); an
undated external Psychological Evaluation was provided on May 6,
2021 (J-1; J-27 at 2); and a follow-up letter from the Psychological
Evaluation institute (J-5).
10. The School’s Final Evaluation Report was provided to the Parent on
October 28, 2021 (J-15).
11. The initial IEP, discussed at the Team Meeting held on October 28,
2022, includes no research-based programming specifically
designed for students with autism. The IEP indicates that, for this
Student, differentiating between the symptoms of ED and those of
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Autism Spectrum Disorder (ASD) is challenging (J-18 at 12). The
IEP repeatedly reports that the Student appears in a “dazed state.”
The only ASD service provided in the IEP is a monthly 30-minute
consult with the Autistic Support teacher (J-18 at 47).
12. The Special Education Compliance Manager (SECM) is also an
Emotional Support teacher at the High School and formerly served
as an Autistic Support Teacher (NT at 51-54). The SECM, in the role
of the Student’s Emotional Support teacher, proposed using the
WhyTry program, which was created to offer “solutions for dropout
prevention, violence prevention, truancy reduction, and increased
academic success” (P-51 at 2). There is no evidence demonstrating
that the Student’s profile includes any of these factors. The WhyTry
program is commonly used for maladaptive students with
behavioral issues (NT at 116; 117; P-51). Specific program modules
can be used to address specific needs (NT at 117). There was no
evidence demonstrating the curriculum’s effective use for students
with Autism. The SECM intended to include the Student in a class of
six students with emotional support needs and use the 36-week,
relationship-building WhyTry module (NT at 131-136; S-12 at 1-9).
Parents’ Claim
The Parents contend that the District’s procedural violations caused
substantive harm to the Student and the Parents during the 2020-2021
school year by: (1) failing to meet its Child Find obligation resulting in a
denial of FAPE; (2) failing to provide the Parents with a NOREP and
Procedural Safeguards resulting in a denial of their right to meaningfully
participate in the Student’s education; and (3) failing to evaluate the
Student for more than a year violated IDEA and deprived the Student of
educational benefits. Furthermore, the District should not have required the
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Parents to obtain their own evaluation in order to receive services through
the District.
The Parents claim that denial of FAPE wa s discriminatory under Section
504 and therefore, they are entitled to compensatory relief.
The IEP offered by the District does not offer an appropriate program
to the Student. The District failed to prove a basis for disregarding the IEE
conclusion that the Student’s primary disability is Autism. Its decision to
establish Emotional D isturbance (ED) as the primary disability was not based
on the definition of ED in IDEA but rather, on the School Psychologist’s
“speculation.” Furthermore, the Emotional Support programming offered by
the District is inappropriate.
The District’s speech and language evaluation was inappropriate
leading to a denial of services. This was premised primarily on the fact that
the District evaluator did not obtain parental input which le d to an erroneous
assumption that the Student’s primary language was [a language other than
English], not English.
Furthermore, the Parents allege that the District failed to develop
appropriate transition goals for the Student.
The Parents argue that the inappropriateness of the current IEP
warrants an Order of Prospective Placement so that the Student can be
placed in a private school that will provide individualized, appropriate
programming.
And, finally, the Parents request reimbursement for the costs of the
expert IEE Psychologist’s IEP Addendum and testimony through Section 504.
District’s Claim
The District argues that the Parents did not meet their burden of
proving that the District did not fulfill its Child Find obligations under Section
504 and IDEA. The District claims that it acted reasonably when it waited to
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evaluate the Student and that there was no substantive harm to the
Student. Further, the District contends that the IEE and the ASD evaluation
are not defensible. Therefore, because the IEP offered in December 2021
provides FAPE, the Parent’s claims for prospective placement with tuition,
and compensatory education for the 2020-2021 school year should be
denied.
The District contends that the ER completed by the School Psychologist
is comprehensive, addresses all areas of need with goals and Specially
Designed Instruction (SDI). The District alleges that a reviewing hearing
officer must give deference to an IEP developed by educational professionals
and that parents do not have the right to compel a school district to provide
a specific program or employ a specific methodology in educating a student.
The District alleges that the Parents failed to prove that the WhyTry
program, that aligns with the definition of Social Emotional Learning (SEL),
does not meet the Student’s needs.
The District argues that the Parents failed to prove that the
prospective placement requested is warranted or appropriate, and the
equities weigh against an award of prospective placement.
And, finally, the Parents’ allegation that the District discriminated
against Student on the basis of a disability must fail because there was no
evidence of deliberate indifference by failing to plead a statement and proof
of each instance of alleged intentional discrimination against Student and
Parents. Because it was improperly pled, the District argues that the Hearing
Officer must dismiss the discrimination issue pursuant to 34 C.F.R.
§300.511(d). ODR 24658-20-21 at 15-16. The District further argues,
assuming arguendo, that discrimination is properly before the Hearing
Officer the claim should be dismissed because (1) the District was not on
notice of a possible disability during the 2020-2021 school year; (2) the
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District did not violate its child find obligation; and (3) the Student did not
have a qualifying disability during the 2020-2021 school year.
DISCUSSION AND CONCLUSIONS OF LAW
Burden of Proof
In general, the burden of proof essentially consists of two elements:
the burden of production and the burden of persuasion. The burden of
persuasion lies with the party seeking relief. Schaffer v. Weast, 546 U.S. 49,
62 (2005); L.E. v. Ramsey Board of Education, 435 F.3d 384, 392 (3d Cir.
2006).
The burden of persuasion must be established by a preponderance of
the evidence. Jaffess v. Council Rock School District, 2006 EL 3097939 (E.D.
Pa. October 26, 2006). A “preponderance” of evidence is a quantity or
weight of evidence that is greater than the quantity or weight of evidence
produced by the opposing party. Comm. v. Williams, 532 Pa. 265, 284-286
(1992).
This rule can decide the issue when neither side produces a
preponderance of evidence – when the evidence on each side has equal
weight, which the Supreme Court in Schaffer called “equipoise.” When the
evidence is in “equipoise,” the party seeking relief and challenging the
program and placement must prove their case by a preponderance of the
evidence in order to prevail. See Schaffer above; see also Ridley S.D. v.
M.R., 680 F.3d 260 (3d Cir. 2012); L.E. v. Ramsey Board of Education, 435
F.3d 384 (3d Cir. 2006).
On the other hand, whenever the evidence is preponderant (i.e., there
is weightier evidence) in favor of one party, that party will prevail,
regardless of who has the burden of persuasion. See Schaffer, above.
In the present matter, based upon the above rules, the burden of
persuasion rests upon the Parents, who filed the complaint initiating the due
process hearing.
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Credibility Determinations
It is the responsibility of the hearing officer, as factfinder, to determine
the credibility and reliability of the witnesses’ testimony. 22 Pa. Code
§14.162 (requiring findings of fact); See J. P. v. County School B oard, 516
F.3d 254, 261 (4th Cir. Va. 2008); see also T.E. v. Cumberland Valley School
District, 2014 U.S. Dist. LEXIS 1471 *11-12 (M.D. Pa. 2014); A.S. v. Office
for Dispute Resolution, 88 A.3d 256, 266 (Pa. Commw. 2014) (it is within
the province of the hearing officer to make credibility determinations and
weigh the evidence to make the required findings).
This Hearing Officer found each of the witnesses to be candid, credible
and convincing, testifying to the best of their ability and recollection
concerning the facts necessary to resolve the issues presented.
FAPE under IDEA
The IDEA requires the provision of a "free appropriate public
education" (FAPE) to children who are eligible for special education services.
20 U.S.C. § 1412. FAPE consists of both special education and related
services. 20 U.S.C. § 1401(9); 34 C.F.R. § 300.17. Decades ago, in Hendrick
Hudson Central School District Board of Education v. Rowley, 458 U.S. 176
(1982), the U.S. Supreme Court addressed these statutory requirements,
holding the FAPE mandates are met by providing personalized instruction
and support services that are reasonably calculated to assist a child to
benefit educationally from the instruction, provided that the procedures set
forth in the Act are followed. The Third Circuit has interpreted the phrase
“free appropriate public education” to require “significant learning” and
“meaningful benefit” under the IDEA. Ridgewood Board of Education v. N.E.,
172 F.3d 238, 247 (3d Cir. 1999).
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A recipient of federal funds that operates a public elementary or
secondary education program "shall provide non-academic and
extracurricular services and activities in such manner as is necessary to
afford handicapped students an equal opportunity for participation in such
services and activities." 34 C.F.R. § 104.37(a)(1).9
Section 504 and Chapter 15 require that districts "provide a free
appropriate public education to each qualified handicapped person who is in
the recipient's jurisdiction, regardless of the nature or severity of the
person's handicap." 34 CFR 104.33(a); 22 PA Code §15.1
The provisions of IDEA/Chapter 14 and related case law, in regard to
providing FAPE, are more voluminous than those under Section 504 and
Chapter 15, but the standards to judge the provision of FAPE are broadly
analogous; in fact, the standards may even, in most cases, be considered to
be identical for claims of denial-of-FAPE. (See generally P.P. v. West Chester
Area School District , 585 F.3d 727 (3d Cir. 2009)).
FAPE under Section 504
FAPE: Child Find an d Evaluation Requirements
The IDEA and state and federal regulations obligate school districts to
locate, identify, and evaluate children with disabilities who need special
education and related services. 20 U.S.C. § 1412(a)(3); 34 C.F.R. §
300.111(a); see also 22 Pa. Code §§ 14.121-14.125. The statute itself sets
forth two purposes of the required evaluation: to determine whether or not a
child is a child with a disability as defined in the law, and to “determine the
educational needs of such child[.]” 20 U.S.C. §1414(a)(1)(C)(i).
The obligation to identify students suspected as having a disability is
commonly referred to as “child find.” Local Educational Agencies (LEAs) are
required to fulfill the child find obligation within a reasonable time. W.B. v.
Matula, 67 F.3d 584 (3d Cir. 1995). More specifically, LEAs are required to
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consider evaluation for special education services within a reasonable time
after notice of behavior that suggests a disability. D.K. v. Abington School
District, 696 F.3d 233, 249 (3d Cir. 2012). School districts are not, however,
required to identify a disability “at the earliest possible moment.” Id.
(citation omitted). However, when a parent verbally requests an evaluation,
the LEA must respond with a Permission to Evaluate (PTE) within ten
calendar days. 22 Pa. Code § 14.123(c).
Furthermore, the IDEA directs that an impartial hearing officer's
decision must be made on substantive grounds. 20 U.S.C. §
1415(f)(3)(E)(i). If a procedural violation is alleged, an administrative officer
may find that a student did not receive a FAPE only if the procedural
inadequacies (a) impeded the student's right to a FAPE, (b) significantly
impeded the parents' opportunity to participate in the decision-making
process regarding the provision of a FAPE to the student, or (c) caused a
deprivation of educational benefits. 20 U.S.C. § 1415(f)(3)(e)(ii), 34 C.F.R. §
300.513(a)(2).
In this case, the District failed to meet its child find obligation within a
reasonable time.
Following each of Parent’s eight requests for an evaluation between
November 2020 and February 2021, the District should have done one of
two things: (1) agree to evaluate the Student and issue a PTE or (2) decline
the evaluation by issuing a NOREP describing the reason for refusal, along
with Procedural Safeguards, outlining Parents’ rights and how to respond. 34
§ C.F.R. 300.504(a)(1). Consistent with these principles, a denial of FAPE
may be found to exist if there has been a significant impediment to
meaningful decision-making by parents. 20 U.S.C. § 1415(f)(3)(E); 34
C.F.R. § 300.513(a)(2).
During the 2020-2021 school year, the District failed to follow either of
these requirements thereby denying the Parents’ right to participate
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meaningfully in the Student’s education. With no previous experience in the
special education realm, the Parents lacked a reasonable degree of
understanding of their procedural rights until they hired an Education
Advocate in May 2021. For example, as per the School Psychologist’s advice
and frustrated with how long the process was taking to develop and IEP, the
Parents sought a private evaluation to speed up the District’s process of
developing an IEP for the Student based on advice from the School
Psychologist in December 2020.
In this case, the delay between the Parent’s first request for an
evaluation in November 2020 and when the District’s ER was completed
December 2021 is not reasonable. There is no “bright line” clearly defining
what constitutes a “reasonable” time to consider an evaluation for special
education services “after notice of behavior that suggests a disability.” The
District proffers a panoply of reasons to justify the year-long delay. None of
those reasons consider the eleven documented faculty reports between
December 10, 2020 and February 4, 2021 (the same time frame during
which the Parent was requesting an evaluation). These reports indicating
that the Student was struggling, put the School on notice that something
was amiss. Yet these documented concerns failed to convince the School
Psychologist and the Special Education Compliance Manager that an
evaluation was of the essence.
The delay in evaluating the Student constitutes a procedural error that
caused substantive harm by impeding the Student’s rights to FAPE and
depriving the Student of educational benefits. In light of the fact that
ultimately the District ER found the Student eligible for special education and
related services and developed an IEP that offers Emotional and Learning
Supports totaling 1,070 minutes per week during the regular school year
and 720 minutes per week during Extended School Year demonstrates the
depth of the deprivation.
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Discrimination under Section 504
Procedural Determination
The Parents complain that the District discriminated against the
Student on the basis of disability. The District argues that this claim was not
properly pled and should, therefore, be dismissed by the Hearing Officer
pursuant to 34 C.F.R. §300.511(d). ODR 24658-20-21 at 17-18.
The Hearing Officer finds that this Section 504 discrimination issue was
properly pled. Specific facts are included in the Complaint (J-12 at 5).
Furthermore, the District was clearly on notice of a possible disability during
the 2020-2021 school year from the first conversation the District had with
the Parent and who went on to request an evaluation at least eight times
between November 2020 and February 2021. The Hearing Officer has ruled
that the District violated its child find obligation by waiting so long before
conducting its own evaluation and offering an IEP. And, finally, the logical
conclusion is that the Student did have a qualifying disability during the
2020-2021 school year in light of the fact that the IEP issued late in
December 2021 offers over a thousand minutes a week of services. The
needs justifying that amount of services could not have arisen during the
first few months of the 2021-2022 school year, although they may have
been exacerbated by not providing them during the 2020-2021 school year.
Therefore, the Section 504 discrimination claim is procedurally sound
and properly before the Hearing Officer.
Substantive Determination
Section 504 bars school districts that receive federal funding from
discriminating against a student on the basis of disability. 34 C.F.R. §104.4.
A student with a disability who is otherwise qualified to participate in a
school program, and was denied the benefits of the program or otherwise
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discriminated against on
the basis of disability, has been subject to disability
discrimination in violation of Section 504 protections. (34 C.F.R. §104.4;
S.H. v. Lower Merion School District, 729 F. 3d 248 (3d Cir. 2013)).
The Third Circuit has found that a Section 504 discriminatory act need
not be intentional, however, a student who claims discrimination in violation
of the obligations of Section 504 must show deliberate indifference on the
part of the school district in its purported acts/omissions (S.H., id. at 263).
Deliberate indifference is met by establishing that the District (1) had
knowledge that a federally protected right is substantially likely to be
violated and (2) failed to act despite that knowledge (Id. at 265). These acts
must be a deliberate choice, rather than negligent or bureaucratic inaction
(Id. at 263).
Here, the District acted with deliberate indifference by not conducting
an evaluation for nearly a year which resulted in substantive harm to the
Student. The District met both prongs of the deliberate indifference test
cited above.
First, it would be incredible to believe that the District was unaware of
its responsibilities under IDEA and Section 504. The actors involved here –
the School Psychologist with 30 years’ experience and the Special Education
Compliance Manager, an educator with more than 20 years of experience –
are aware of their responsibilities under IDEA and Section 504. Yet they
refused to evaluate the Student even after receiving eight requests from the
Parents and eleven faculty reports indicating that the Student needed
supports, and knowing that the Parent was seeking private evaluations when
the District was unresponsive to their concerns. In these circumstances, it
would be unreasonable to conclude that the District did not have knowledge
that a federally protected right was substantially likely to be violated.
Secondly, it is clear from the record that the District deliberately chose
not to act until nearly a year later despite that knowledge.
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Accordingly, as set forth above, the District discriminated against the
student on the basis of the student’s disabilities by treating the student with
deliberate indifference.
COMPENSATORY RELIEF
The same remedies available under the IDEA are generally available
under Section 504. Therefore, hearing officers may award compensatory
relief and reimbursement of expenses as remedies for alleged IDEA and
Section 504 violations.
Compensatory education is an equitable remedy that is available to a
claimant when a school district has been found to have denied a student
FAPE under the terms of the IDEA. Lester H. v. Gilhool, 916 F.2d 865 (3d
Cir. 1990); Big Beaver Falls Area School District v. Jackson, 615 A.2d 910
(Pa. Commw. Ct. 1992). Compensatory education may be an appropriate
form of relief where an LEA knows, or should know, that a child's special
education program is not appropriate or that he or she is receiving only
trivial educational benefit, and the LEA fails to take steps to remedy
deficiencies in the program. M.C. v. Central Regional School District, 81 F.3d
389, 397 (3d Cir. 1996).
Traditionally, Pennsylvania courts have recognized two distinct
methods for calculating the amount of compensatory education that should
be awarded to remedy substantive denials of FAPE. Under the “hour-for-
hour” method, embraced by M.C. v. Central Regional Sch. District, 81 F.3d
389 (3d Cir. 1996), a student would receive one hour of compensatory
education for each hour that FAPE was denied. The Third Circuit has also
endorsed an alternate approach, sometimes described as a “make-whole”
remedy, where the award of compensatory education is crafted “to restore
the child to the educational path he or she would have traveled” absent the
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denial of FAPE. G.L. v. Ligonier Valley School District Authority, 802 F.3d
601, 625 (3d Cir. 2015); see also Reid v. District of Columbia Public Schools,
Page 23 of 28 401 F.3d 516 (D.C. Cir. 2005) (adopting a qualitative
approach to compensatory education as proper relief for denial of FAPE). In
Reid, the court concludes that the amount and nature of a compensatory
education award must be crafted to put the student in the position that she
or he would be in, but for the denial of FAPE. Reid is the leading case on this
method of calculating compensatory education, and the method has become
known as the Reid standard or Reid method. The more nuanced Reid method
was endorsed by the Pennsylvania Commonwealth Court in B.C. v. Penn
Manor Sch. District, 906 A.2d 642, 650-51 (Pa. Commw. 2006) and the
United States District Court for the Middle District of Pennsylvania in Jana K.
v. Annville Cleona Sch. Dist., 2014 U.S. Dist. LEXIS 114414 (M.D. Pa. 2014).
It is arguable that the Third Circuit also has embraced this approach in
Ferren C. v. Sch. District of Philadelphia, 612 F.3d 712, 718 (3d Cir. 2010)
(quoting Reid and explaining that compensatory education “should aim to
place disabled children in the same position that the child would have
occupied but for the school district’s violations of the IDEA.”). Despite the
preference for the Reid method, that analysis poses significant practical
problems when, in administrative due process hearings, evidence is not
presented to establish what position the student would be in but for the
denial of FAPE – or what amount or what type of compensatory education is
needed to put the student back into that position. Even cases that express a
strong preference for the “same position” method recognize the importance
of such evidence, and suggest that hour-for-hour is the default when no
such evidence is presented: “… the appropriate and reasonable level of
reimbursement will match the quantity of services improperly withheld
throughout that time period, unless the evidence shows that the child
requires more or less education to be placed in the position he or she would
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have occupied absent the school district’s deficiencies.” Jana K. v. Annville
Cleona Sch. Dist., 2014 U.S. Dist. LEXIS 114414 at 36- 37.
In this matter, the denial of FAPE resulted in substantive harm, and in
the absence of evidence to prove whether the type or amount of
compensatory education is needed to put the student in the position that the
student would be in but for the denial, the hour-for-hour approach is a
necessary default.
In this case, the award will be calculated using the hour-for-hour
approach to match – as closely as possible – the quantity of services
improperly withheld during the time-period in question.
The Parent first requested an evaluation on November 16, 2020 and
the final ER was completed on December 28, 2021. If the District had
reacted swiftly to the Parent’s request, the ER would have been completed
sometime in March. Therefore, the compensatory award will be calculated by
using the number of hours offered in the resultant IEP which was issued on
December 28, 2021 (1,070 minutes of support per week
6) multiplied by 26,
the approximate number of weeks in the regular education school year
between mid-March-June and from September through December (inclusive
of virtual and in person school days) for a total of 32,100 minutes or
approximately 535 hours.7
The IEP issued on December 28, 2021 also indicates that the Student
is eligible for Extended School Year so those hours missed during the
summer of 2021 must also be included in the compensatory education
calculation. The IEP requires 720 minutes of support per week during the
6 Emotional Support in class 60 minutes/week; Emotional Support outside the classroom 80 minutes per week;
Learning Support in class 30 minutes/week; and Learning Support outside the classroom 900 minutes per week =
1,070 minutes per week (J-18 at 5).
7 30 weeks X 1,070 per week = 32,100 divided by 60 = 535 hours
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five-week ESY8. Therefore, to make up for the hours missed during the
summer of 2021, the Student is entitled 60 hours of compensatory
education.
Therefore, the total compensatory relief award is the monetary
equivalent of 595 hours, which will be subject to the following conditions and
limitations. The Parent may decide how the compensatory relief is applied. It
may be used to provide any appropriate developmental, remedial, or
enriching educational service, product, device or related service that furthers
the Student’s educational, social and emotional needs. The compensatory
award may not be used for services, products, or devices that are primarily
for extracurricular activities, leisure or recreation. Compensatory services
may occur after school hours, on weekends, and/or during the summer
months when convenient for the Student and the Parents.
The IEP
An IEP follows and is based on an evaluation. "The IEP is 'the
centerpiece of the statute's education delivery system for disabled children.'"
Endrew F. ex rel. Joseph F. v. Douglas Cty. Sch. Dist. RE-1, U.S. 137 S. Ct.
988, 994, 197 L. Ed. 2d 335 (2017) (quoting Honig v. Doe, 484 U.S. 305,
311, 108 S. Ct. 592, 98 L. Ed. 2d 686 (1988)). An IEP is a comprehensive
program prepared by a child's "IEP Team," which includes teachers, school
officials, the local education agency (“LEA”) representative and the child's
parents. An IEP must be drafted in compliance with a detailed set of
procedures. 20 U.S.C. § 1414(d)(1)(B). An IEP must contain, among other
things, "a statement of the child's present levels of academic achievement,"
"a statement of measurable annual goals," and "a statement of the special
8 Learning support 690 minutes/week; and Emotional Support 30 minutes/week (J-18 at 49) = 720 minutes per
week X 5 weeks = 3,600 minutes divided by 60 minutes = 60 hours.
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education and related services to be provided to the child." Id. §
1414(d)(1)(A)(i).
A FAPE, as the IDEA defines it, includes individualized goals,
"specially-designed instruction" and "related services." Id. § 1401(9).
"Special education" is "specially designed instruction . . . to meet the unique
needs of a child with a disability"; "related services" are the support services
"required to assist a child . . . to benefit from" that instruction. Id. §§
1401(26), (29). A school district must provide a child with disabilities such
special education and related services "in conformity with the [child's]
individualized education program," or "IEP." 20 U.S.C. § 1401(9)(D).
Although the IEP must provide the student with a “basic floor of
opportunity,” it does not have to provide “the optimal level of services,” or
incorporate every program requested by the child’s parents. D.S. v. Bayonne
Bd. of Educ., 602 F.3d 553, 557 (3d Cir. 2010). It has been established that
an eligible student is not entitled to the best possible program, to the type of
program preferred by a parent, or to a guaranteed outcome in terms of a
specific level of achievement. See, e.g., J.L. v. North Penn School District,
2011 WL 601621 (E.D. Pa. 2011). The statute guarantees an “appropriate”
education, “not one that provides everything that might be thought desirable
by ‘loving parents.’” Tucker v. Bayshore Union Free School District, 873 F.2d
563, 567 (2d Cir. 1989).
To be eligible for special education services under IDEA, the student
must (1) meet the requirements of one or more of the disability categories
identified in the regulation and (2) require specially designed instruction to
benefit from that instruction.
In this matter, the IEP finds the Student eligible for special education
services with the primary disability identified as Emotional Disturbance (ED)
and the secondary disability as Autism (ASD).
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Emotional Disturbance
The IDEA defines Emotional Disturbance (ED) as “a condition
exhibiting one or more of the following characteristics over a long period of
time and to a marked degree that adversely affects a child’s educational
performance: (A) An inability to learn that cannot be explained by
intellectual, sensory, or health factors; (B) An inability to build or maintain
satisfactory interpersonal relationships with peers and teachers; (C)
Inappropriate types of behavior or feelings under normal circumstances; (D)
A general pervasive mood of unhappiness or depression; (E) A tendency to
develop physical symptoms or fears associated with personal or school
problems.” 34 C.F.R. 300.8(c)4(i).
Autism
The IDEA defines Autism as the following: Autism means a
developmental disability significantly affecting verbal and nonverbal
communication and social interaction, generally evident before age three,
that adversely affects a child’s educational performance. Other
characteristics often associated with autism are engagement in repetitive
activities and stereotyped movements, resistance to environmental change
or change in daily routines, and unusual responses to sensory experiences.
(ii) Autism does not apply if a child’s educational performance is adversely
affected primarily because the child has an emotional disturbance, as
defined in paragraph (c)(4) of this section. (iii) A child who manifests the
characteristics of autism after age three could be identified as having autism
if the criteria in paragraph (c)(1)(i) of this section are satisfied. 34 C.F.R.
§300.8(c)(4).
The parties may not agree on whether ED or ASD should be the
primary disability, but there is no dispute over the fact that the Student
meets the criteria for both classifications. And while there is evidence that
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differentiating between ED and ASD for this individual Student is
challenging, the IEP must still provide a “comprehensive” program. 20
U.S.C. § 1414(d)(1)(B).
IEP Supports and Interventions in the IEP
The Parents provided a preponderance of the evidence that the IEP, as
it stands, does not provide FAPE for the following reasons: (1) it lacks ASD
supports; (2) it lacks speech and language services; and (3) the Transition
Plan is not appropriate.
While the August 31, 2021 NOREP propos ed supplemental Autistic
Support services (S -2 at 1), and the IEE and the School Psychologist’s ER
classify the Student as being on the ASD, the IEP does not include ASD
support. The Student’s IEP only includes emotional and learning supports,
and disregards the IEE recommendations regarding ASD supports and
interventions, other than offering a 30-minute monthly consult with an
Autism teacher for issues relating to social awareness and interactions with
others. The IEE recommended (1) that a behavioral or autism specialist
oversee the Student’s program ; (2) using evidentiary-based treatments and
interventions specific to students with ASD; and (3) stressed the importance
that “like-minded peers” surround the Student during evidence-based social
skills curriculum. None of those recommendations were incorporated into the
IEP. Therefore, the IEP offered by the District does not comprehensively
address the Student’s individual needs.
Furthermore, the emotional support/social skills program, offered for
80 minutes a week, was not designed for specifically for ASD students, but
rather the WhyTry program was created to offer “solutions for dropout
prevention, violence prevention, truancy reduction, and increased academic
success.” There was no evidence to disprove the SECM/emotional support
teacher’s assertion that WhyTry was designed for all students with social-
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Similarly, the IEP offers an inappropriate computer-based program
that the Student has been struggling with because it requires 90 minutes per
day of virtual learning even when the Student is in school. Even with breaks,
the computer-based programming teacher and parent reports demonstrate
that the Student is not effectively accessing online educational instruction.
The District correctly points out that the Parents do not have a right to
compel a school district to provide a specific program or employ a specific
methodology in educating a student. K.C. ex rel. Her Parents v. Nazareth
Area Sch. Dist., 806 F. Supp. 2d 806, 813-14 (E.D. Pa. 2011). In this
matter, the Parents are not requesting specific programs, they are merely
contending that the placement of the Student in the WhyTry program and
sitting in front of a computer-based program for 90 minutes a day are
inappropriate.
As the result of a Speech and Language Evaluation conducted by the
District’s Speech Pathologist, the IEP does not include any speech and
language services. The record includes teacher input that the Student
speaks very softly and struggles to interact effectively with peers. This
evaluation included no parental input other than what was evident in the
Speech Pathologist’s review of records.
Furthermore, on the CELF-5, the Student scored low to very low in
Word Classes, Understanding Spoken Paragraphs, and Sentence Assembly
(J-15 at 17) and the Student’s Receptive Language Index fell in the one-
percentile, which is very low/severe (J-15 at 19). The Parents contend that
emotional needs, including students with a ASD. The SECM admitted that he
typically uses the program with a small group of students with behavior
issues and that the Student does not demonstrate any of these maladaptive
behaviors. This is contrary to the IEE recommendation that the Student be
grouped with like-minded peers while in evidence-based social skills
programs.
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The Transition Plan offered in the IEP is inappropriate because it does
not include an independent living goal and relies on the Naviance program
which is not individually designed for special needs students.
Therefore, the IEP is not comprehensive, does not provide a FAPE that
meets the unique needs of this Student and is not reasonably calculated to
assist a child to meaningfully benefit educationally from instruction.
without parental input, the
Speech Pathologist erroneously relied on an error
in the District’s information system that lists the Student’s primary language
as [a language other than English], rather than English (NT at 927) leading
her to assume that the Student was an English Language Learner (ELL)
which the Student is not. This mistake adversely influenced the Speech
Pathologist’s interpretation of the CELF-5, influenced the decision not to
administer further tests, and contributed to the determination that speech
and language services are unnecessary.
Awarding Prospective Placement
Prospective placements are permissible under Third Circuit precedent.
D.S. v. Bayonne Bd. Of Educ., 602 F.3d 553 (3d Cir. 2010). Hearing officers
have relied upon the three-prong Burlington-Carter test when determining
whether to affirm a request for a prospective placement. School Committee
of Burlington v. Department of Education, 471 U.S. 359, 370 (1985);
Florence County School District v. Carter, 510 U.S. 7 (1993).
Long-standing case law and the IDEA provide the potential for private
school placement with tuition if a school district has failed in its obligation to
provide FAPE to a child with a disability (Florence County District Four v.
Carter, 510 U.S. 7 (1993); School Committee of Burlington v. Department of
Education, 471 U.S. 359 (1985); see also 34 C.F.R. §300.148; 22 PA Code
§14.102(a)(2)(xvi)).
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The Parents must establish all three prongs of the Burlington–Carter
Test to prove their case: (1) the District’s proposed IEP is inappropriate for
the child; (2) the placement chosen by the Parents for the child is
appropriate; and (3) the equities weigh on the side of the Parents for full
tuition. Lauren v. DeFlaminis, 480 F.3d 259 (3rd Cir. 2007). Only if it is
determined that the district failed to offer FAPE, does the hearing officer
need to decide whether the private school placement is appropriate for the
child. And then, only if the first two prongs are met, is an examination of the
equitable considerations required.
Denial of FAPE
Step one requires the hearing officer to examine whether the District’s
proposed, or last operative, educational program, offers a FAPE. As
discussed above, the District failed to offer FAPE by providing an IEP that is
reasonably calculated to enable the Student to receive meaningful
educational benefit.
The District argues that if the hearing officer finds that the District’s
October 2021 offer of FAPE is deficient, then the correct remedy for those
deficiencies would be to order amendments to the IEP. Based on the fact
that it took over a year to get an initial IEP from the District, it appears
unlikely that the time it would take for the District to modify the IEP and
provide a FAPE would “compound the harm in a way that requires unique
relief.” M.S. v. Upper Darby School District, 23355-19-20 at 34-35 (June 15,
2020).
Therefore, prospective placement is justified.
Appropriateness of the Private School
Step two requires an assessment of the private school selected by the
Parents. A private school is considered appropriate if it provides significant
learning and confers meaningful benefit. Mary Courtney T. v. School District
of Philadelphia, 575 F.3d 235, 242 (3rd Cir. 2009); Deflaminis, 480 F.3d at
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276. The chosen private school may still be considered appropriate even if it
does not implement an IEP or even meet state educational standards.
Florence County Sch. Dist. v. Carter, 510 U.S. 7, 14-15 (1993).
In this case, the private school selected by the Parents has the
capacity to provide all of the recommended ASD support services
instructionally, programmatically, and environmentally. The school is
designed to meet the needs of ASD students and offers small classes of like-
minded peers at the same level as the Student. Furthermore, the private
school’s research-based programming in literacy and math will be conducted
via direct instruction, not online.
As a private school there are no IEP requirements as there are in a
public school setting. As an alternative, this private school develops
individualized goals and objectives and offers progress monitoring at least
three times per year. Because the students are grouped by level rather than
age or grade, it also regularly assesses if the Student is still in an
appropriate class or should be moved to another level more fitting to the
Student’s current capabilities.
And, because of the small class size, the Student will not need a one-
on-one aide – as prescribed in the District’s IEP – encouraging independence
as a student and inspiring life-long learning (NT 741).
Therefore, the private school is appropriate and able to meet the
unique needs of the Student.
Weighing the Equities
Step three requires weighing the equities to determine how the private
school tuition will be paid.
There are no equities that would weigh against an award of full tuition
and related services. At all times the Parents were transparent and
cooperative with the District.
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___________________________________
Therefore, the District will prospectively place the Student in the
private school selected by the Parents and provide related services. This
transition may commence as soon as it is feasible for the Parents and the
private school and placement will continue through the 2022-2023 school
year.
EXPERT WITNESS FEES
A final issue raised by the Parents is a request for reimbursement for
the fees incurred by them for their expert witness to testify at the hearing
and the supplemental report the witness prepared. The basis for this
requested remedy is Section 504, which provides in relevant part that, “the
court, in its discretion, may allow the prevailing party . . . a reasonable
attorney's fee (including expert fees) as part of the costs.” 42 U.S.C. §
2000e-5(k). Similar language in the IDEA has been construed as not
applying to administrative hearing officers. B. ex rel. M.B. v. East Granby
Board of Education, 201 Fed. Appx. 834, 837, 2006 U.S. App. LEXIS 27014,
*6 (2d Cir. 2006) (concluding that an attorney fee award “is a district court
function” under 20 U.S.C. § 1415(i)(3)(B), which provides district courts
with discretion to “award reasonable attorneys’ fees as part of the costs to
the parents of a child with a disability who is the prevailing party”). For
these reasons, this Hearing Officer declines to order expert witness fees.
ORDER
Except for the claim for an award of expert witness fees, the Parent’s
Complaint is granted.
Cheryl Cutrona, J.D.
Special Education Hearing Officer
February 4, 2022
ODR 25522-21-22
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