Philadelphia City School District | Case 26544-21-22 | 2022-09-01
Pennsylvania special education due-process decision
- Case number
- 26544-21-22
- Date
- 09/01/2022
- Parties / district (official listing)
- Philadelphia City School District
- Hearing officer
- Michael McElligott
- Issues (official listing)
- Private School Individualized Education Program Compensatory Education
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Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed from
the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
Pennsylvania Special Education Hearing Officer
Final Decision and Order
Closed Hearing
ODR File Number:
26544-21-22
Child’s Name:
E.M.
Date of Birth:
[redacted]
Parents:
[redacted]
Counsel for Parents:
Jacqueline Lembeck, Esquire
30 Cassatt Avenue
Berwyn, PA 19312
Local Educational Agency:
Philadelphia School District
440 North Broad Street – Suite 313
Philadelphia, PA 19130
Counsel for LEA:
Lee C. Durivage, Esquire
2000 Market Street – Suite 2300
Philadelphia, PA 19103
Hearing Officer:
Michael J. McElligott, Esquire
Date of Decision:
09/01/2022
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Introduction
This special education due process hearing concerns the educational
rights of E.M. (“student”), a student who resides in the Philadelphia School
District (“District”).1
The parties disagree over the educational programming of the student
under the terms of the Individuals with Disabilities in Education
Improvement Act of 2004 (“IDEIA”) and the Rehabilitation Act of 1973,
particularly Section 504 of that statute (“Section 504”), specifically as to
whether the student was provided with a free, appropriate public education
“(“FAPE”) under the terms of those statutes.2 Parents seek a finding that the
District denied the student FAPE in the 2021-2022 school year, seeking
compensatory education as a remedy for the alleged denial. Parents also
seek a prospective placement of the student, via hearing officer order, in a
private placement outside of the District.
The District counters that at all times it met its obligations to the
student under IDEIA and Section 504. Accordingly, the District argues that
the student and parent are not entitled to any remedy.
For reasons set forth below, I find for the parents in part and the
District in part.
1 The generic use of “student”, and avoidance of personal pronouns, are employed to
protect the confidentiality of the student.
2 It is this hearing officer’s preference to cite to the pertinent federal implementing
regulations of the IDEIA at 34 C.F.R. §§300.1-300.818 (see also 22 PA Code
§§14.101-14.162 [“Chapter 14”]), as well as the federal implementing regulations of
Section 504 at 34 C.F.R. §§104.1-104.61 (see also 22 PA Code §§15.1-15.11
[“Chapter 15”]).
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Procedural History
A. Parents filed their complaint in May 2022.
B. A hearing officer (“first hearing officer”), different from the
undersigned hearing officer, initially asserted jurisdiction over the
matter, managing the prehearing process and presiding over all
hearing sessions.
C. Three hearing sessions were held on July 20, July 21, and July 26,
2022, with the record closed at the final hearing session.
D. The parties’ written closing statements were to be submitted on or
before Monday, August 22, 2022, with the decision due date extended
to Monday, August 29, 2022 (pursuant to 34 C.F.R. §§300.511(a),
300.515(a), (c)).
E. On Friday, August 26, 2022, the first hearing officer took ill and was
hospitalized. Information as to the degree of the first hearing officer’s
incapacitation, and near-term prognosis, could not be readily
ascertained that day or in the days thereafter.
F. The undersigned hearing officer, by chance, was communicating with
the Office for Dispute Resolution (“ODR”) in another matter being
handled by the first hearing officer and offered to facilitate
communication between counsel in the instant case and ODR
regarding the emerging situation with the first hearing officer.
(Hearing Officer Exhibit – Email Communications August 26-28,
2022).3
G. On Friday, August 26th, inquiry was made of counsel to see if either of
their clients were interested in requesting a brief extension of the
3 Procedural elements F – K are all set forth in the same exhibit, Hearing Officer
Exhibit – Email Communications August 26-28, 2022. To avoid unnecessary
duplication of that citation, it is not repeated, but the foundation of each procedural
element F – K can be found therein.
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August 29th decision due date (“DDD”), or if both parties were
mutually interested in making such a request.
H. On Saturday, August 27th, parents’ counsel indicated that her clients
were interested in only a one-day extension of the DDD, to Tuesday,
August 30, 2022, and she brought to light the placement issue which,
on the cusp of the upcoming school year, her clients felt a need to
have decided expeditiously.
I. On Sunday, August 28th, District counsel indicated that, given the
circumstances, his client was requesting an extension of the DDD.
J. Thereafter, on Sunday, August 28th, in coordination with ODR, the
undersigned hearing officer asserted jurisdiction in place of the first
hearing officer and granted the District’s request to extend the DDD to
allow for review of the record and decision-writing.
K. Mindful of the parents’ concern that a decision to be issued as soon as
feasible, the DDD was extended only to Thursday, September 1st.
L. In preparing this decision, the undersigned hearing officer reviewed
the complaint, the exhibits of record, and the transcripts, as well as
the parties’ closing statements.
Issues
1. Did the District provide appropriate educational programming for the
student’s needs in the 2021-2022 school year?
2. To the extent that the answer to this question is “no”, is the student
entitled to a compensatory education remedy?
3. Should the student be placed, via hearing officer order, in a private
placement outside of the District?
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Findings of Fact
Exhibits of record and testimony were considered in writing this decision.
Specific evidentiary artifacts in findings of fact, however, are cited only as
necessary to resolve the issue(s) presented. Additionally, all transcripts were
read by the undersigned hearing officer, but where findings of fact could be
established without reference to the transcript, that citation was preferred,
given the procedural history outlined above.
1. In May 2019, as part of the initial evaluation process in early
intervention when the student was approximately [redacted] years old,
the student was assessed as having age-appropriate cognitive
development, social-emotional development, physical development
(both gross and fine motor skills), and adaptive/self-care
development. The student exhibited delayed speech and language
(“S&L”) development. (Joint Exhibit [“J”]-1).
2. The May 2019 early intervention evaluation report recommended that
the student receive early intervention S&L services as a student with
S&L impairment. (J-1).
3. In March 2020, as the result of a referral by the early intervention
program, a university-based autism institute evaluated the student
and diagnosed the student with autism spectrum disorder. (J-2).
4. In July 2020, the student’s individualized education program (“IEP”)
team met to revise the student’s IEP. The July 2020 IEP was in place
throughout the 2020-2021 school year. (J-3).
5. The July 2020 IEP contained six goals, in the areas of expressive
language, receptive language, conservation skills, fine-motor
skills/drawing, and attention. The student received support in S&L,
occupational therapy (“OT”), and behavior. (J-3).
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6. In April 2021, anticipating a potential transition from the early
intervention program to school-aged programming at the District, the
District requested permission to evaluate the student. Parents granted
permission. (J-4).
7. The District proposed a psycho-educational re-evaluation, to include
academic achievement, S&L, OT, and behavior. (J-4).
8. In May 2021, an OT assessment concluded that “school-based OT is
not deemed educationally necessary at this time”. (J-8 at page 2, J-25
at page 1).
9. In June 2021, the District completed its re-evaluation of the student.
The District’s re-evaluation report (“RR”) contained an observation of
the student in the early intervention environment, as well as updated
cognitive (non-verbal), academic achievement, autism spectrum, and
adaptive functioning assessments. (J-7).
10. The June 2021 RR did not contain updated S&L or OT
assessments, but the District evaluator recommended potential
support in these areas. The District evaluator was apparently not
aware of the May 2021 recommendation that the student did not
require OT support. (J-7; J-8 at page 2).
11. In June 2021, the District proposed an IEP that contained four
goals, one each in attention, expressive language, reading
comprehension, and number identification. (J-9 at pages 15-24).
12. The June 2021 IEP did not contain any behavior plan or support
or any S&L services (pending the results of a S&L evaluation). (J-9).
13. The June 2021 IEP indicates that the student would receive
itinerant autism support and would receive special education services
less than 20% of the school day. The calculation of the amount of time
that the student would be in regular education indicated that the
student would be in regular education settings 100% of the school
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day. The location of specially-designed instruction (“SDI”) and
modifications, however, indicated that SDI and program modifications
would take place “daily” in the “special education classroom”. (J-9 at
pages 25, 29-31).
14. In July 2021, parents filed a special education due process
complaint, a complaint which was different from the complaint in the
instant case. (J-11, J-12, J-13).
15. In August 2021, the parties reached a mediation agreement
regarding the following revisions to the June 2021 IEP, in the format of
a notice of recommended educational placement (“NOREP”):
“Description of the action proposed or refused by the
LEA:
The regular educational environment with supplementary
aids and services was considered as an option. At this
time, a regular educational environment with the support
of and RBT [registered behavior technician], supervised by
a BCBA [board-certified behavior analyst], was agreed to
by both the parents and the school district. As agreed to
with (the student’s) parents, (the student) will receive
comparable services to (the) Early Intervention IEP,
pending the IEP Team meeting. It is agreed that an
Itinerant Level of Autistic Support with 225 minutes per
week to address social skills and behavioral needs. (The
student) will receive a 1:1 for behavioral support with
BCBA consultation with 1:1 and teacher weekly. BCBA
consult with related services providers 30 minutes
monthly. (The student) will receive 60 minutes of speech
therapy once per week group, 60 minutes of speech
therapy once per week individual, and 30 minutes of
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Occupational Therapy twice per week, pending the IEP
Team meeting. (The student) is eligible for curb to curb
transportation for safe transport. (The student) will be
enrolled to attend (an elementary school different from the
student’s neighborhood school) for the 21-22 school year.”
(J-17; bold text in the original, parenthetical material edited for
confidentiality, bracketed material added for clarity of acronyms).
16. The July 2020 early intervention IEP, as revised by the August
2021 mediation agreement between the parties, was the program and
placement in place for the student at the outset of the 2021-2022
school year. (J-3, J-17).
17. In early September 2021, the District completed a
comprehensive S&L evaluation. The S&L evaluator recommended that
the student receive S&L services and made specific instructional and
programming recommendations. (J-21).
18. In mid-September 2021, parents voiced concern over proposed
changes to the student’s IEP and the implementation of the student’s
programming. The District responded that it was working to find a
suitable RBT and to complete evaluations in OT and behavior. (J-56, J-
57, J-58).
19. In mid-September 2021, the District requested permission to
perform an OT evaluation. (J-23).
20. In late September 2021, the IEP team changed the student’s
special education placement from autism support to learning support.
(J-17, J-24).
21. In early October 2021, the District issued its OT evaluation. The
OT evaluator recommended that the student receive school-based OT
services and made recommendations as to the areas where the
student showed a need for support. (J-25).
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22. The RBT to support the student’s behavior, which the parties
agreed to in mediation, was not identified and hired until late October
2021. (J-29 at page 2, J-35).
23. In early November 2021, the student twice visited a private
placement for a 30-minute screening meeting and a 2-hour evaluation.
(J-32).
24. In mid-November 2021, the student’s IEP team met to revise the
student’s IEP. (J-27).
25. The November 2021 IEP did not contain a functional behavior
assessment (“FBA”) or positive behavior support plan (“PBSP”). The
IEP indicated that the FBA would be undertaken and a PBSP developed
thereafter. (J-27 at pages 10-11).
26. The November 2021 IEP contained twelve goals, four in S&L
(receptive and expressive language, articulation), two in reading
(letter recognition and phonics, sight words), two in social
skills/socialization, one in OT (fine motor – copying), one in attention
(task focus), one in self-advocacy (hand-raising), and one in
mathematics (counting), (J-27 at pages 25-70).
27. The November 2021 IEP indicated that the student would have
the support of a 1:1 aide. The IEP provided for 240 minutes per month
in individual S&L therapy, 120 minutes per month in group S&L
therapy, and 90 minutes per month in OT. (J -27 at page 71).
28. The placement in the November 2021 IEP would continue to be
at the same elementary school where the student had been attending,
with supplemental learning support. The student would spend
approximately 76% of the school day in regular education settings. (J-
27 at pages 77-79).
29. In late November 2021, the District performed the FBA and
developed a PBSP. (J-30, J-31).
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30. At some point prior to November 26, 2021, the parents retained
a private evaluator to perform an evaluation of the student. (J-33).4
31. In the final days of November 2021, the private evaluator
observed the student at the District. (J-33).
32. In early December 2021, the student engaged in a week-long,
in-class trial at the private placement which screened/evaluated the
student in November. (J-32).
33. In mid-February 2022, the private evaluator issued her report,
and parents provided the private evaluation report to the District.5 At
that time, the parents also requested placement at the private
placement the student had visited over November and December
2021, to be funded by the District. (J-33, J-72; School District Exhibit
(“S”)-21).
34. Upon receiving the private evaluation report, the District sought
permission to review the private evaluation report and, through that
records review, make its content part of a formal District RR. (J-34, J-
72).
35. Upon receiving the parents’ request for a funded private
placement, the District declined to support the placement. (J-36).
4 Throughout the hearing, the report ultimately issued by the private evaluator was
described as an “independent educational evaluation”, or “IEE”. The record shows
that this is a misnomer. The private evaluation was not obtained through the
operation of 34 C.F.R. §300.502 and was not funded by the District as the result of a
parental request for an IEE. Indeed, the tenor of the record is that the District feels
reimbursement for the private evaluation is implicit in parents’ claims; this is
specifically discounted by the District in its closing statement. (District Closing
Statement at pages 39-40). Therefore, this decision will refer to the report of the
private evaluator as a private evaluation report rather than an IEE as that more
accurately portrays that document given the stance of the parties. Too, in their
complaint, parents do not make any claim for reimbursement for the private
evaluation. Accordingly, reimbursement for the private evaluation is not presented in
this decision as an issue.
5 The private evaluation process, begun in November 2021, did not result in a report until
February 2022, although the report is not dated as such. Still, the private evaluation report
will be referred to as the February 2022 private evaluation report. (J-33).
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36. The February 2022 private evaluation report included a number
of instructional and programming recommendations. (J-33 at pages
43-52).
37. In late February 2022, the District issued its RR in light of the
private evaluation report. The February 2022 RR contained much of
the content from the private evaluation report. (J-37).
38. Over the period November 2021 – February 2022, under the
terms of the November 2021 IEP, the student made progress in two
S&L goals, the attention goal, the self-advocacy goal, the mathematics
goal, and one of the reading goals. (J-27 at pages 25-70, J-47 at
pages 1, 2, 5, 6, 9, 11-12).
39. Over the period November 2021 – February 2022, under the
terms of the November 2021 IEP, the student did not make progress
in one S&L goal and one of the reading goals. (J-27 at pages 25-70, J-
47 at pages 4, 10).
40. Over the period November 2021 – February 2022, under the
terms of the November 2021 IEP, there was no data reported for one
of the S&L goals, the OT goal, and the two social skills/socialization
goals. (J-27 at pages 25-70, J-47 at pages 3, 7, 8, 13).
41. In early March 2022, the IEP team met to revise the student’s
IEP. (J-43).6
42. The present levels of academic and functional performance in the
March 2022 contain qualitative reflections of educators on the
purported progress of the student. While these reflections cannot be
entirely discounted, the formal progress monitoring provides a more
reliable (and, as compared to the progress reflections in the IEP, more
6 There are two IEPs in the record dated within a few days of each other in early
March 2022. The parties agree, as they refer to a March 2022 IEP in their closing
statements, that J-43 is the relevant IEP to surface out of the IEP team’s March
meetings. (J-43; see Parents Closing Statement at proposed finding of fact 111
(page 10), District’s Closing Statement at proposed finding of fact 54 (page 12).
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accessible) picture of the student’s progress or lack of progress. (J-43
at pages 13-16, J-47 at pages 1-13).
43. The March 2022 IEP contains twelve goals, three S&L goals
(expressive and receptive language, articulation), two reading goals
(letter recognition/phonics, sight-word recognition), two mathematics
goals (counting, number recognition), two social skills/socialization
goals, one OT goal (handwriting), one behavior goal (task
persistence), and one self-advocacy goal (hand-raising). (J-43 at
pages 23-66).
44. The March 2022 IEP indicated that the student would have the
support of a 1:1 aide. The IEP provided for 240 minutes per month in
individual S&L therapy, 120 minutes per month in group S&L therapy,
and 90 minutes per month in OT. (J -43 at page 67).
45. The March 2022 IEP found the student to be eligible for extended
school year programming in the summer of 2022. (J-43 at pages 70-
72).
46. The placement in the March 2022 IEP would continue to be at
the same elementary school where the student had been attending.
The District recommended moving the student’s educational placement
from supplemental learning support to life skills support. The student
would spend approximately 51% of the school day in regular education
settings. (J-43 at pages 73-75).
47. The District issued a NOREP along with the March 2022 IEP.
Parents checked two boxes, one indicating “I approve this
recommendation” and one indicating “I do not approve this
recommendation”. In the section after the second of these indications,
in response to the prompt “My reason for disapproval is”, the student’s
father wrote the following:
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“I approve this IEP as written. However, the overall plan
continues to be a denial of FAPE. I am requesting
placement at another school”.
The box requesting a due process hearing was checked. (J-44).
48. Over the period February – June 2022, under the terms of the
March 2022 IEP, the student made progress in the self-advocacy goal,
both mathematics goals, both reading goals, both social
skills/socialization goals, and two S&L goals. (J-43 at pages 23-66, J-
47 at pages 28, 29, 30, 31, 32, 33, 35-36, 39-40, 41-42).
49. Over the period February – May 2022, under the terms of the
March 2022 IEP, the student did not make progress in the behavior
goal, the OT goal, and one S&L goal. (J-43 at pages 23-66, J-47 at
pages 27, 34, 37-38).
50. Parents seek a specific private placement for the student outside
of the District. (J-32).
51. As indicated above, the student was involved in screening and
evaluation processes at the private placement in November 2021 and
attended a week-long, in-class trial in December 2021. (J-32).
52. During the December 2021 in-class trial, the student was
formally assessed by a S&L therapist and occupational therapist. A
special education teacher at the private placement provided anecdotal
observational and curriculum-based input. (J-32).
53. The S&L therapist, occupational therapist and special education
teacher, along with an administrator from the private placement,
authored a report which made a handful of S&L and OT
recommendations. There were no academic recommendations. One
recommendation was that the student would benefit from schooling in
an environment like the private placement; that recommendation
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2021-2022 Programming. The provision of special education to
students with disabilities is governed by federal and Pennsylvania law. (34
C.F.R. §§300.1-300.818; 22 PA Code §§14.101-14.162). To assure that an
eligible child receives FAPE (34 C.F.R. §300.17), an IEP must be reasonably
calculated to yield meaningful educational benefit to the student. (Board of
Education v. Rowley, 458 U.S. 176, 187-204 (1982)). ‘Meaningful benefit’
means that a student’s program affords the student the opportunity for
significant learning in light of his or her individual needs, not simply de
minimis, or minimal, or ‘some’ education progress. (Endrew F. ex rel. Joseph
F. v. Douglas County School District, 580 U.S. , 137 S. Ct. 988, 197 L. Ed.
2d 335, (2017); Dunn v. Downingtown Area School District, 904 F.3d 208
(3d Cir. 2018)).
Here, there are three distinct periods of educational programming at
the District: August – November 2021 (under the comparable services
mediation agreement of the parties through mediation, November 2021 –
March 2022 (under the terms of the November 2021 IEP), and March – June
indicated that the student “(had) been offered placement contingent
upon…attendance with a 1:1 educational aide”. (J-32).
54. The report issued by the private placement contains no
information about the school or its programming. No one from the
private placement testified at the hearing. (J-32).
Discussion
IDEIA/Denial-of-FAPE
Each of the issues in this matter will be considered in turn in its own
sub-section, with the relevant legal standards provided within each sub-
section.
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2022 (under the terms of the March 2022 IEP). The second and third of
these periods—under the terms of the November 2021 and March 2022
IEPs—show that the student made meaningful education progress through
the goals in those IEPs. (Findings of Fact [“FF”] 26, 38, 43, 48). In only a
handful of goals for each IEP was there a lack of progress in the progress
monitoring (FF 39, 49). There were some goals from the November 2021 IEP
where there appears to be no data (FF 40). But considered all together, the
progress monitoring supports a conclusion that the student was making
progress across almost all IEP goals over the period November 2021 – June
2022.
In an encouraging sign, after the student’s placement was moved from
learning support to life skills support in the March 2022 IEP, the student’s
progress in many goal areas—even those which were carried over from the
November 2021 IEP—has markedly strengthened. In that way, it may be
that the IEP team has come to a point where it understands the instructional
and placement constellation that allows the student to engage in significant
learning while still spending approximately half of the school day in regular
education environments.
Overall, then, the record supports a finding that the student’s
educational programming afforded the student the opportunity for significant
learning in light of the student’s unique needs and that meaningful education
progress resulted from the District’s efforts over November 2021 – June
2022.
The situation is different for the period August – November 2021.
Here, the parties were only able to come to a point of agreement about the
broad outlines of the student’s program when on the cusp of the 2021-2022
school year. Even then, it was not an IEP team decision but a mediation
agreement that was, in effect, a placeholder program of services comparable
to the early intervention programming until the District could complete its
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re-evaluation process with the inclusion of S&L evaluation and, shortly into
the school year, an OT evaluation. (FF 14, 15, 16, 17, 19, 21). Also, the
programming envisioned for the student, including a RBT, was not
immediately available as the District interviewed and sought to arrange for a
suitably qualified candidate who the District trusted with the duties. (FF 15,
18).
None of this is necessarily problematic on its face. Ultimately, the IEP
team did not convene to consider a whole-cloth IEP, outside the constraints
of the early intervention programming, until mid-November 2021. The
question then, in the mind of this hearing officer, is whether the delay from
early October 2021 (when the OT evaluation was issued—FF 19, 21) through
mid-November 2021 was a denial-of-FAPE. The conclusion here, in terms of
the chronologies, is that there was no denial of FAPE. In short,
approximately five weeks passed between the District having the data it was
waiting for and the IEP meeting, and the record as a whole over this period,
including emails flowing back and forth between the parties, does not
amount to a denial of FAPE.
These chronologies, however, are only one issue of potential concern
over this period. Another issue of potential concern are substantive flaws in
the District’s approach to schooling the student over August – November
2021, namely the lack of any FBA/PBSP and the lack of any progress
monitoring. As to the FBA/PBSP, the District was waiting on the S&L and OT
evaluations, but the need for a FBA—noted in the District’s understanding of
what it needed to program for the student prior to enrollment in the
District—was inappropriately delayed until November 2021. In fact, the
observations for the FBA took place in September and October 2021, but the
FBA was not issued until November 2021. (J-30). Even then, it was issued
two weeks after the November 2021 IEP meeting. That delay, and the fact
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that the IEP team did not have the FBA for consideration at its November
meeting, amount to a denial of FAPE.
As to the progress monitoring, for two months (September and
October 2021) the student was in a District school daily, receiving
programming under the early intervention IEP, along with other supports
and services outlined in the mediation agreement. To its credit, the provision
of S&L services and OT services, once those began, were well-documented
over the period of September – November 2021. (J-49, J-50, J-51). But the
record is devoid of any data or assessments or formal progress monitoring
for any of the other goals in the early intervention IEP. Even if the
expectation was that the student would be rotating out of that programming
once the student moved into programming outlined in a District IEP, the lack
of any documentary evidence about what was happening with the student in
those two months amounts to a denial of FAPE.
Accordingly, the student will be awarded compensatory education for
these denials of FAPE over the period August – November 2021. The District,
however, provided FAPE to the student in the period on this record from the
issuance of the November 2021 IEP in mid-November through June 2022.
Private Placement via Hearing Officer Order. Parents had sought after
a private placement for the student for many months in the 2021-2022
school year. They asked the District to make that placement and to fund it.
The District declined. (FF 23, 32, 33, 35).
In their complaint, parents seek a placement at the private placement
via hearing officer order. In arguing for this position, parents urge that the
Burlington-Carter framework be used to gauge whether or not the student
should be placed, via hearing officer order, in the private placement.
(Florence County District Four v. Carter, 510 U.S. 7 (1993); School
Committee of Burlington v. Department of Education, 471 U.S. 359 (1985);
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see also 34 C.F.R. §300.148; 22 PA Code §14.102(a)(2)(xvi)). The
Burlington-Carter analysis is employed to analyze a parent’s claim for tuition
reimbursement for the unilateral placement, by parent, in a private
placement where the parent claims that a school district’s denial of FAPE
necessitated that expenditure.
The explicit language in IDEIA that underpins the Burlington-Carter
analysis, however, applies in very precise and explicit circumstances:
“Reimbursement for private school placement. If the parents of a child
with a disability, who previously received special education and related
services under the authority of a (school district), enroll the child in a private
…school without the consent of or referral by the (school district), a court or
a hearing officer may require the (school district) to reimburse the parents
for the cost of that enrollment if the court or hearing officer finds that the
agency had not made FAPE available to the child in a timely manner prior to
that enrollment and that the private placement is appropriate.” (34 C.F.R. 34
C.F.R. §300.148(c); 22 PA Code §14.102(a)(2)(xvi); underline/italics
emphasis added, parentheticals utilized for stylistic consistency with the
remainder of the decision).
Clearly, the IDEIA envisions that tuition reimbursement—a very potent
remedy in that it requires the expenditure of public monies to reimburse
directly the parents of a special needs child—is to be considered only after
enrollment and in the nature of reimbursement, where the private placement
of a student is concerned. Where a parent seeks a prospective placement,
via hearing officer order, of a private placement outside of a school district,
the Burlington-Carter analysis is not applicable in weighing such a remedy.
Given the broad remedial framework, grounded almost entirely in
equity, which hearing officers or courts can employ under the IDEIA to
remedy an ongoing or past denial of FAPE, the concept of a private
placement, via an order, cannot be dismissed out of hand. Is it possible?
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One can construct scenarios in one’s mind where the answer might be ‘yes’.
But those scenarios, indeed the whole basis of such a remedy, would have
as their foundation the notion that the school district is incapable of
appropriately educating the student, such that the student must be
affirmatively excluded from schooling at the school district. Even in theory, it
would be somewhat rare and extraordinary—possible, but rare and
extraordinary. Here, it is a non-starter—the District is capable of
appropriately educating this student and has done so for most of the 2021-
2022 school year.
Accordingly, a private placement for the student will not be ordered.
Section 504/Denial-of-FAPE
Section 504 and Chapter 15 also require that children with disabilities
in Pennsylvania schools be provided with FAPE. (34 C.F.R. §104.33; 22 PA
Code §15.1).7 The provisions of IDEIA/Chapter 14 and related case law, in
regards to providing FAPE, are more voluminous than those under Section
504 and Chapter 15, but the standards to judge the provision of FAPE are
broadly analogous; in fact, the standards may even, in most cases, be
considered to be identical for claims of denial-of-FAPE. (See generally P.P. v.
West Chester Area School District, 585 F.3d 727 (3d Cir. 2009)).
As outlined above, the student was largely provided with FAPE in the
2021-2022 school year, although compensatory education will be awarded
for certain substantive denials of FAPE over the period of August through
mid-November 2021.
7 Pennsylvania’s Chapter 14, at 22 PA Code §14.101, utilizes the term “student with
a disability” for a student who qualifies under IDEIA/Chapter 14. Chapter 15, at 22
PA Code §15.2, utilizes the term “protected handicapped student” for a student who
qualifies under Section 504/Chapter 15. For clarity and consistency in the decision,
the term “student with a disability” will be used in the discussion of both
statutory/regulatory frameworks
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Compensatory Education
Where a school district has denied FAPE to a student under the terms
of IDEIA, and by analogy under the terms of Section 504, compensatory
education is an equitable remedy that is available to a student. (Lester H. v.
Gilhool, 916 F.2d 865 (3d Cir. 1990); Big Beaver Falls Area Sch. Dist. v.
Jackson, 615 A.2d 910 (Pa. Commonw. 1992)).
The evidentiary scope of claims and the nature of compensatory
education awards were addressed in G.L. v. Ligonier Valley School Authority,
801 F.3d 602 (3d Cir. 2015) The G.L. court recognized two methods by
which a compensatory education remedy may be calculated. One method,
the more prevalent method to devise compensatory education, is the
quantitative/hour-for-hour calculation, where, having proven a denial of
FAPE, the compensatory education remedy is calculated based on a
quantitative calculation given the period of deprivation. In most cases, it is
equitable in nature, but the award is a numeric award of hours as remedy.
The second method, a rarer method to devise compensatory education, is
the qualitative/make-whole calculation, where, having proven a denial of
FAPE, the compensatory education remedy is calculated based on a
qualitative determination where the compensatory education remedy is
gauged to place the student in the place where he/she would have been
absent the denial of FAPE. It, too, is equitable in nature, but the award is
based on services, or some future accomplishment or goal-mastery by the
student, rather than being numeric in nature.
Both calculations are a matter of proof. The quantitative/hour-for-hour
approach is normally a matter of evidence based on IEPs or other
documentary evidence that provides insight into the quantitative nature of
the proven deprivation. The qualitative/make-whole approach normally
requires testimony from someone with expertise to provide evidence as to
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where the student might have been, or should have been, educationally but
for the proven deprivation, often with a sense of what the make-whole
services, or future student accomplishment/goal-mastery, might look like
from a remedial perspective. In this case, in their complaint, parents seek
quantitative compensatory education (“compensatory education for [the
student] in an amount equal to the educational deprivation” – Complaint at
page 6). Additionally, as an equitable remedy, a number of case-specific
factors come into play in the amount and nature of any compensatory
education award.
In terms of the compensatory education here, the District knew the
student had behavior needs when it encountered the student’s programming
in the early intervention program and from the very beginning, its evaluation
and programming understandings included the need for a FBA. Now, an FBA
needs to be performed in the setting where the behavior is observed so that
the antecedents, the behaviors themselves, and the potential consequences
can be gauged accurately. Ultimately, the FBA will be the foundation for a
PBSP, so that too must be understood in the context of how behavior can be
addressed from a planning perspective. The District understood this—its FBA
was conducted with observations over September and October 2021. Thus,
by the end of October 2021, the District should have issued the FBA for the
IEP team’s consideration. It was not available, however, until late November
2021. Therefore, as a matter of equity, the student will be awarded 50 hours
of compensatory education for this denial of FAPE.
The District also knew that over the period of September, October and
into mid-November 2021, as it awaited the perfection of its understanding of
the student through the S&L and OT evaluations (and the FBA as well), it
needed to provide schooling to the student under the terms of the early
intervention IEP. How did the student do over those months? What was
working and what was not working? What insights did the District gain from
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getting to know, and working with, the student? This record is silent. If there
are data, or assessments, or progress-monitoring—aside from the S&L and
OT logs and service records (which must be noted but which must be
recognized as exactly the type of documentation that is missing from the
rest of the student’s programming over those months)—it played no role in
the evidence at the hearing. To be colloquial, it appears the District was
content simply to wait until its IEP was in place. But months passed without
any notion of how the student was doing in school. That is not tenable on
this record. Therefore, as a matter of equity, the student will be awarded 50
hours of compensatory education for this denial of FAPE.
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ORDER
In accord with the findings of fact and conclusions of law as set forth
above, the Philadelphia School District provided a free appropriate public
education through its programming for the student from the period of mid-
November 2021 through June 2022.
The school district, however, failed to provide a free appropriate public
education to the student, for the reasons stated above, for the period from
the commencement of the 2021-2022 school year in late August 2021
through mid-November 2021 when the November 2021 was put in place.
Accordingly, the student is awarded 100 hours of compensatory education.
The student will not be placed, under the terms of this decision and
order, in a private educational placement. The March 2022 IEP is reasonably
calculated to continue to provide a free appropriate public education to the
student.
Any claim not specifically addressed in this decision and order is
denied and dismissed.
s/ Michael J. McElligott, Esquire
Michael J. McElligott, Esquire
Special Education Hearing Officer
09/01/2022
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