Philadelphia City School District | Case 27636-22-23 | 2023-04-15
Pennsylvania special education due-process decision
- Case number
- 27636-22-23
- Date
- 04/15/2023
- Parties / district (official listing)
- Philadelphia City School District
- Hearing officer
- Joy Waters Fleming
- Issues (official listing)
- Free Appropriate Public Education Classroom Appropriateness Procedural Violation
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Page 1
This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
Pennsylvania Special Education Hearing Officer
Final Decision and Order
Closed Hearing
ODR No. 27636-22-23
Child's Name:
C.V.
Date of Birth:
[redacted]
Parent:
[redacted]
Counsel for Parent:
Pro Se
Local Education Agency:
Philadelphia City School District
440 N. Broad St., Suite 313
Philadelphia, PA 19130
Counsel for LEA:
Lee C. Durivage, Esq.
2000 Market Street, Suite 2300
Philadelphia, PA 19103
Hearing Officer:
Joy Waters Fleming, Esq.
Date of Decision:
4/15/23
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INFORMATION AND PROCEDURAL HISTORY
The student in this matter (Student)1 is a [teenage] student in the
(District) who is eligible for special education under the Individuals with
Disabilities Education Act (IDEA) as a child with a primary disability of
Autism.2 The Parent filed this due process Complaint on the grounds that the
District denied Student a FAPE when it failed to provide appropriate
programming from the commencement of the 2022-2023 school year until
January 2023.
Following a review of the record and for the reasons set forth below,
the claims of the Parent cannot be sustained and must be denied.
ISSUE
Between September 2022 and January 2023, during the 2022-2023 school
year, did the District deny Student a free appropriate public education
(FAPE) by placing the Student in a low-incidence classroom?
1 In the interest of confidentiality and privacy, Student’s name, gender, and other potentially
identifiable information are not used in the body of this decision. All personally identifiable
information, including details appearing on the cover page of this decision, will be redacted
prior to its posting on the website of the Office for Dispute Resolution in compliance with its
obligation to make special education hearing officer decisions available to the public
pursuant to 20 U.S.C. § 1415(h)(4)(A) and 34 C.F.R. § 300.513(d)(2).
2 20 U.S.C. §§ 1400-1482. The federal regulations implementing the IDEA are codified in 34
C.F.R. §§ 300.1 – 300. 818. The applicable Pennsylvania regulations are set forth in 22 Pa.
Code §§ 711.1 – 711.62.
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FINDINGS OF FACTS
1. The Student is currently [teenaged], enrolled in the [redacted]
grade and eligible for special education and related services as a child with a
primary disability category of Autism and a secondary disability category as
Other Health Impaired (OHI). (S-4)
2021-2022 School Year
2. During the 2021-2022 school year, the Student was enrolled in the
[redacted] grade in the District and received supplemental autistic
support, general education reading and math, occupational therapy
and 1:2 adult assistance. (S-4, p. 2)
3. In November 2021, the District reevaluated the Student and issued its
report (RR). (S-4)
4. In past aptitude and achievement tests reported in the RR, the
Student's FSIQ was 111 (high average). (S-4, p. 4)
5. Academic and behavioral strengths indicated the Student could do
grade-level work with little to no academic support. Academic needs
indicated Student was a strong reader who could respond to and ask
higher-order thinking questions and struggled to stay engaged with
work; prompting and redirection were needed. (S-4)
6. Behavioral assessments indicated that the Student typically
maintained appropriate social and emotional behaviors but
experienced some challenges related to ASD and ADHD diagnoses. (S-
4, p. 18)
7. The RR recommended that the Student continue to receive special
education services under the criteria for Autism and OHI. (S-4, p. 18)
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8. The RR recommended that the IEP team consider programming and
specially designed instruction that included social decision-making,
coping skills, and organizational skills. (S-4)
9. On December 16, 2021, the IEP team met to discuss educational
programming for the Student. The December IEP indicated that
Student required an adult assistant to help with non-compliant
behaviors demonstrated during the school day and to ensure FAPE.
The Parent reported concerns of signs consistent with high-functioning
Autism and handwriting improvement. (S-5, p. 7-8)
10. The transition services section of the Student's December 2021 IEP
indicated that the Student would graduate by successfully completing
IEP goals and objectives instead of accumulating academic credits. No
credits would be earned during the year. (S -5, p. 10; N.T. 76-77)
11. The December IEP offered goals to address sleeping in class, time
management, social expression, organization, post-secondary
education and training, and career exploration. (S-5, p. 22-25)
12. The IEP offered no academic goals and was slated for implementation
for the Student's transition to [redacted] grade through December
2022. (P-5, S-5; N.T. 74, 80)
13. The December 2021 IEP offered SDI and related services, including
special transportation and a 1:2 adult assistant. The team determined
the Student was eligible for ESY for summer 2022. (S-5, p. 27-28)
14. The December 2021 IEP proposed that the Student receive
supplemental autistic support. (S-5; N.T. 75)
15. The December 2021 IEP was implemented for the remainder of the
2021-2022 school year. (S-5)
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16. In the District, a student must earn at least 23.5 credits to graduate
from high school. Promotion from ninth to tenth grade requires five
credits. Promotion from tenth to eleventh grade requires eleven
credits. Promotion from eleventh to twelfth grade requires 17.5
credits. (S-10; N.T. 26)
2022-2023 School Year
17. At the commencement of the 2022-2023 school year, the Student
entered the [redacted] grade with the December 2021 IEP in place and
was provided with a supplemental level of autistic support services.
(S-5; N.T. 21-22, 74-75)
18. During the first and second marking periods of the school year, the
Student was enrolled in interpersonal communication skills, modified
literacy, modified math, unified sports and earned grades of "A" and
92 percent. The Student did not earn academic credit for the assigned
classes. (P-11, P-12)
19. To update the Student's present levels of academic achievement for
inclusion in the annual IEP, the District administered KeyMath and
Woodcock Johnson reading tests. The Student's performance was
above grade level in reading and math. Behaviorally, the Student had
no incidents. (S-7, p. 9)
20. The team indicated the Student would attend modified classes for 3
out of 4 periods a day, and if everything "worked out" the modified
classroom setting, the Student would switch from graduating with
goals to graduating with credits. (S-7, p. 9)
21. In December 2022, the IEP team met to discuss the Student's
programming. The Student's present level of performance indicated
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above-grade-level reading and math achievement. The Parent
attended the meeting. (P-13, S-7; N.T. 71-72)
22. Parent concerns expressed to the IEP team included that Student
graduate from high school with academic credit so that college
attendance could occur. (P-13, S-7)
23. The transition services section of the IEP indicated the Student would
graduate by successfully completing IEP goals and objectives. The
post-secondary education and training goal indicated that for 90
minutes during an IEP term, the Student would receive assistance
reviewing college catalogs in the guidance office. (S-7, p. 10-11)
24. The December IEP offered goals designed to address sleeping in class,
time management, organization, writing, researching colleges, and
locating items. (S-7, p. 16-24)
25. The December 2021 IEP offered SDI and related services, including
special transportation and a 1:2 adult assistant. The team determined
the Student eligible for ESY for summer 2023. The team proposed
Student receive supplemental learning support. (P-13, S-7)
26. On January 13, 2023, through a NOREP, the Parent disapproved of the
proposed program for the Student. (P-13)
27. In January 2023, in consultation with the Parent, the District changed
the Student's classes to English 1-modified, World History-modified,
Algebra 1, and Physical Science-modified. All classes earn academic
credit. In the third marking period, the Student earned grades of an A
in each of the classes. (P-12, P-13, S-7, S-9; N.T. 220)
28. The student will earn [the required number of] academic credits during
the 2022-2023 school year when all classes are successfully
completed. (S-9; N.T. 25-27, 81)
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DISCUSSION AND CONCLUSION OF LAW
General Legal Principles
The Burden of Proof
The burden of proof consists of two elements: the burden of
production and the burden of persuasion. In special education due process
hearings, the burden of persuasion lies with the party seeking relief.
Schaffer v. Weast, 546 U.S. 49, 62 (2005); L.E. v. Ramsey Board of
Education, 435 F.3d 384, 392 (3d Cir. 2006). The party seeking relief must
prove entitlement to its demand by preponderant evidence and cannot
prevail if the evidence rests in equipoise. See N.M., ex rel. M.M. v. The
School Dist. of Philadelphia, 394 Fed.Appx. 920, 922 (3rd Cir. 2010), citing
Shore Reg'l High Sch. Bd. of Educ. v. P.S., 381 F.3d 194, 199 (3d Cir.
2004). Because the Parent was pro se, the Hearing Officer assigned the
production burden to the District. The Parent, as the party seeking relief,
bore the burden of persuasion.
Witness Credibility
During a due process hearing, the hearing officer is charged with the
responsibility of judging the credibility of witnesses and must make
"express, qualitative determinations regarding the relative credibility and
persuasiveness of the witnesses." Blount v. Lancaster-Lebanon Intermediate
Unit, 2003 LEXIS 21639 at *28 (2003). One purpose of an explicit credibility
determination is to give courts the information that they need in the event of
judicial review. See, D.K. v. Abington School District, 696 F.3d 233, 243 (3d
Cir. 2014) ("[Courts] must accept the state agency's credibility
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determinations unless the non-testimonial extrinsic evidence in the record
would justify a contrary conclusion."). See also, generally David G. v.
Council Rock School District, 2009 WL 3064732 (E.D. Pa. 2009); T.E. v.
Cumberland Valley School District, 2014 U.S. Dist. LEXIS 1471 *11-12 (M.D.
Pa. 2014); A.S. v. Office for Dispute Resolution (Quakertown Community
School District), 88 A.3d 256, 266 (Pa. Commw. 2014); Rylan M. v Dover
Area Sch. Dist., No. 1:16-CV-1260, 2017 U.S. Dist. LEXIS 70265 (M.D. Pa.
May 9, 2017).
All three witnesses testified credibly and shared their recollection of
facts and opinions, making no effort to withhold information or deceive me.
To the extent that my findings of fact are derived from testimony alone (as
opposed to documentary evidence or a combination of both), the weight that
I assign to each witness's testimony is reflected in my findings of fact.
General IDEA Principles: Substantive FAPE
The IDEA requires the states to provide a "free appropriate public
education" to all students who qualify for special education services. 20
U.S.C. §1412. Local education agencies meet the obligation of providing a
FAPE to eligible students through the development and implementation of
IEPs, which must be "'reasonably calculated to enable the child to receive
'meaningful educational benefits' in light of the student's 'intellectual
potential." Mary Courtney T. v. School District of Philadelphia, 575 F.3d 235,
240 (3d Cir. 2009) (citations omitted). Substantively, the IEP must be
responsive to each child's individual educational needs. 20 U.S.C. § 1414(d);
34 C.F.R. § 300.324. The United States Supreme Court in Endrew F. v.
Douglas Cnty confirmed this long-standing Third Circuit standard. Sch. Dist.
RE-1, 137 S. Ct. 988 (2017). The Endrew decision was the Court's first
consideration of the substantive FAPE standard since the Board of Educ. of
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Hendrick Hudson Central School District v. Rowley, 458 U.S. 176, 206-07,
102 S.Ct. 3034 (1982). In Rowley, the Court found that a LEA satisfied its
FAPE obligation to a child with a disability when "the individualized
educational program developed through the Act's procedures is reasonably
calculated to enable the child to receive educational benefits." Id. The Third
Circuit consistently interpreted Rowley to mean that the "benefits" to the
child must be meaningful, and the meaningfulness of the educational benefit
is relative to the child's potential. See T.R. v. Kingwood Township Board of
Education, 205 F.3d 572 (3rd Cir 2000); Ridgewood Bd. of Education v. N.E.,
172 F.3d 238 (3rd Cir. 1999); S.H. v. Newark, 336 F.3d 260 (3rd Cir. 2003).
In substance, the Endrew decision is no different. A school district is not
required to maximize a child's opportunity; it must provide a basic floor of
opportunity. See Lachman v. Illinois State Bd. of Educ., 852 F.2d 290 (7th
Cir.), cert. denied, 488 U.S. 925 (1988). However, the meaningful benefit
standard requires LEAs to provide more than "trivial" or "de minimis"
benefit. See Polk v. Central Susquehanna Intermediate Unit 16, 853 F.2d
171, 1179 (3d Cir. 1998), cert. denied, 488 U.S. 1030 (1989). See also
Carlisle Area School v. Scott P., 62 F.3d 520, 533-34 (3d Cir. 1995). It is
well-established that an eligible student is not entitled to the best possible
program, to the type of program preferred by a parent, or to a guaranteed
outcome or a specific level of achievement. See, e.g., J.L. v. North Penn
School District, 2011 WL 601621 (E.D. Pa. 2011). Thus, what the statute
guarantees is an "appropriate" education, "not one that provides everything
that might be thought desirable by 'loving parents.'" Tucker v. Bayshore
Union Free School District, 873 F.2d 563, 567 (2d Cir. 1989). In Endrew, the
Supreme Court effectively agreed with the Third Circuit by rejecting a
"merely more than de minimis" standard, holding that the "IDEA demands
more. It requires an educational program reasonably calculated to enable a
child to make progress appropriate in light of the child's circumstances."
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Endrew F., 137 S. Ct. 988, 1001 (2017). In sum, the essence of the
standard is that IDEA eligible students must receive specially designed
instruction and related services by and through an IEP that is reasonably
calculated at the time it is issued to offer an appropriately ambitious
education in light of the Student's circumstances.
General IDEA Principles: Procedural FAPE
From a procedural standpoint, the family has "a significant role in the
IEP process." Schaffer, supra, 546 U.S. at 53. Consistent with these
principles, a denial of FAPE may be found to exist if there has been a
significant impediment to meaningful decision-making by parents. 20 U.S.C.
§ 1415(f)(3)(E); 34 C.F.R. § 300.513(a)(2). Procedural deficiencies might
warrant a remedy if they resulted in a "significant impediment" to parental
participation or in a substantive denial of FAPE. 20 U.S.C. § 1415(f)(3)(E).
Parent Claims
In the due process complaint, the Parent contended that during a
portion of [redacted] grade during the 2022-2023 school year, the District
denied Student a FAPE through its placement of Student in classes that did
not earn academic credits. According to the Parent, graduation from high
school based on IEP goal progress instead of earned credits would
compromise the Student's ability to attend college. Before the hearing
commenced, the Parent modified this issue and indicated a concern with the
Student in a "low incidence" classroom during the first two marking periods.
The Parent has not met the burden of proof, and no relief is due.
The Parent failed to establish that the District denied Student a FAPE.
Although this pro se parent was provided with the opportunity to present
witnesses and evidence, the record in this matter was relatively sparse.
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Aside from the Parent, only a high school teacher and a school psychologist
testified. The [redacted]-grade teacher met the Student for the first time
this school year and was not involved in the development of the IEP at issue,
which carried over from [redacted] grade. Her involvement appeared limited
to administering achievement testing that was ultimately used as the basis
to change the Student's classes to those that earned academic credit, which
is what the Parent wanted. The second witness, requested by the Parent for
testimony, was the school psychologist that evaluated the Student in 2021
and had no involvement with the Student since that time or the issue at
hand. The Parent's testimony, although heartfelt, did not address the issue
raised for resolution and provided no explanation for the contention that
Student's classroom was "low incidence" and how that related to an alleged
denial of FAPE. At times, the Parent’s testimony was unclear, and memory of
events regarding participation and agreement to the implemented and
proposed IEPs faltered. If anything, the testimony served to underscore the
District's position that the concern raised by the Parent was addressed, and
the Student now had access to credit-bearing classes. The Parent clearly had
concerns for this academically capable Student and wisely wanted to ensure
that post-secondary educational opportunities remained viable.
Although this Student demonstrated academic achievement at
impressive levels, the identified behavioral needs required the team to
consider various course scheduling options to ensure a FAPE. What was
established is that the [redacted] grade IEP remained in place for the
Student's transition to [redacted] grade. That IEP was developed to address
behavioral as opposed to academic needs. The historical behavioral concerns
necessitated the assignment of a 1:2 aide to provide school-day assistance
to the Student. It is not clear why the Student was scheduled for [redacted]-
grade classes that did not award academic credit and who participated in
that planning. The elicited testimony and documentary evidence did not
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explain the decision-making process, but the Parent did not present
evidence that participation in this process was hindered or denied. Although
the production burden was assumed by the District, the burden of
persuasion remained with the Parent. The introduced evidence was far from
preponderant that a denial of FAPE occurred. Although the transition to
[redacted] grade resulted in Student's assignment to classes that did not
earn credits as preferred by the Parent, the IEP in place during the period at
issue was reasonably calculated to offer an appropriately ambitious
education in light of the Student's known circumstances. In January 2023,
Student’s classes were changed to those that now earn sufficient academic
credit for promotion to the [redacted] grade.
In sum, the IEP the Parent was provided with an opportunity to
participate in the Student's education, those concerns were heard and
heeded, and this Student is on a trajectory for continued academic success.
No denial of FAPE occurred.
ORDER
AND NOW, this 15th day of April 2023, in accordance with the
foregoing findings of fact and conclusions of law, it is hereby ORDERED that
the Parent's claim that the District failed to provide a free appropriate public
education to the Student between September 2022 and January 2023 is
DENIED. No remedy is due the Parent.
It is FURTHER ORDERED that any claims not specifically addressed
by this decision and order are DENIED and DISMISSED.
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___________________________
/s/ Joy Waters Fleming, Esquire
HEARING OFFICER
ODR File No. 27636-22-23
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