Philadelphia City School District | Case 27944-22-23 | 2023-06-02
Pennsylvania special education due-process decision
- Case number
- 27944-22-23
- Date
- 06/02/2023
- Parties / district (official listing)
- Philadelphia City School District
- Hearing officer
- Cathy Skidmore
- Issues (official listing)
- Evaluation Independent Educational Evaluation
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Decision text
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This is a redacted version of the original decision. Select details have been removed
from the decision to preserve anonymity of the student. The redactions do not
affect the substance of the document.
Pennsylvania Special Education Due Process Hearing Officer
Final Decision and Order
ODR No. 27944-22-23
CLOSED HEARING
Child’s Name:
A.W.
Date of Birth:
[redacted]
Parents:
[redacted]
Local Education Agency:
School District of Philadelphia
440 North Broad Street, Suite 313
Philadelphia, PA 19145
Counsel for the LEA:
Kristine Roddick, Esquire
One West Broad Street, Suite 700
Bethlehem, PA 18018
Hearing Officer:
Cathy A. Skidmore, Esquire
Date of Decision:
06/02/2023
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INTRODUCTION AND PROCEDURAL HISTORY
The student, A.W. (Student),1 is a mid-teenaged student who resides
and attends school in the School District of Philadelphia (District). Student
has been identified as eligible for special education pursuant to the
Individuals with Disabilities Education Act (IDEA)2 on the basis of a Specific
Learning Disability. In April 2023, the District filed a Due Process Complaint
seeking to defend its recent evaluation of Student after the Parents
requested an independent educational evaluation. The matter pr oceeded to
an efficient due process hearing.3
Following review of the record and for all of the reasons set forth
below, the District’s claim must be sustained.
ISSUES
1. Whether the District’s evaluation of Student
complied with all legal requirements under
the IDEA; and
2. If the District’s evaluation of Student did not
comply with all legal requirements, should
1 In the interest of confidentiality and privacy, Student’s name, gender, and other
potentially identifiable information are not used in the body of this decision. All personally
identifiable information, including details appearing on the cover page of this decision, will
be redacted prior to its posting on the website of the Office for Dispute Resolution in
compliance with its obligation to make special education hearing officer decisions available
to the public pursuant to 20 U.S.C. § 1415(h)(4)(A) and 34 C.F.R. § 300.513(d)(2).
2 20 U.S.C. §§ 1400-1482. The federal regulations implementing the IDEA are codified in
34 C.F.R. §§ 300.1 – 300. 818. The applicable Pennsylvania regulations are set forth in 22
Pa. Code §§ 14.101 – 14.163 (Chapter 14).
3 References to the record throughout this decision will be to the Notes of Testimony (N.T.)
and , School District Exhibits (S-) followed by the exhibit number. The term Parents is used
in the plural where both were involved or it appears that one was acting on behalf of both.
The parties were provided with procedural information well in advance of the hearing, and
participated in a conference call with this hearing officer prior to the presentation of
evidence (N.T. 12-13).
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the Parents be awarded an independent
educational evaluation at public expense?
FINDINGS OF FACT
1. Student is a mid-teenaged student residing within the District and has
been identified as eligible for special education under the IDEA. ( S-6.)
2. In October 2022, the Parents made a request for a special education
evaluation. A meeting convened with the Parents, the District certified
school psychologist, and other District professionals to discuss the
request, with parental concerns at that time including reading skills
(specifically dyslexia), assignment completion, and Student’s
motivation. (N. T. 69-71, 94-95; S-1; S-2; S-3.)
3. Following the meeting, on November 9, 2022, the District issued a
Permission to Evaluate form to the Parents, who returned the form
with their consent by December 9, 2022.4 (S-4.)
4. The District conducted an initial evaluation of Student that was
completed with an Evaluation Report (ER) on February 9, 2023. The
evaluation was conducted by an experienced school psychologist intern
under the direction and supervision of an experienced certified school
psychologist, with some assessment by the latter. (N.T. 30 -35, 38,
63-69; S-6; S-10; S-11.)
5. The District obtained parental input for the ER through conversations.
Concerns of the Parents included grades, confidence, and motivation,
as well as anxiety, social/emotional functioning, and positive peer
relationships. They also noted that Student recently experienced the
4 The signature of one of the Parents is dated December 7, 2022; the LEA receipt date is
noted as December 8, 2022 and elsewhere documented as December 9, 2022. (S -4; S-5.)
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loss of a family member and the sudden deaths of several close
friends. (N.T. 39 -40, 53-54, 75; S-6 at 1-2.)
6. The District interviewed Student for the ER. On one day when Student
was scheduled for testing, Student was not feeling well so none was
conducted. (N.T. 42 -43, 58-59, 78-79.)
7. The District obtained observations by and input from the reading and
mathematics teachers, with those the two areas of academic concern
for Student. Those teachers reported that Student performed well
when focus and engaged, but that Student at times was unprepared
and inattentive. Recent data on assessments in these areas was also
provided. (N.T. 40; S-6 at 2.)
8. Cognitive assessment for the February 2023 ER (Wechsler Intelligence
Scale for Children – Fifth Edition) was administered twice because of
concerns that Student had not put forth sufficient effort into the first
attempt, thereby likely not presenting an accurate estimate of
cognitive ability. Results of the second administration yielded a full
scale IQ score of 76 (5th percentile), with variability among the
Composite scores ranging from the 2nd (Processing Speed, Low range)
to 34th (Working Memory. Average range) percentiles; the remaining
Composite scores were in the Low Average range. These scores were
determined to be an under-representation of Student’s ability,
particularly because of performance on a second instrument to assess
Student’s memory and on other measures. (N.T. 36-38, 44, 48,
57-58, 76; S-6 at 3-5, 8-10.)
9. On assessment of achievement (Wechsler Individual Achievement Test
– Fourth Edition), Student earned scores suggesting weaknesses with
oral reading fluency, spelling, phonemic proficiency, spelling, and both
math problem solving and numerical operations. Reading
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comprehension and written expression were noted to be relative
strengths for Student. Student’s mathematics skills were below
expectations reportedly due to a lack of instruction and mastery of
basic skills such as mathematics facts, rather than difficulty learning
how to solve those types of problems. (N.T. 50; S-6 at 4, 7-8.)
10. On measures of executive functioning for the February 2023 ER,
Student exhibited well developed skills that did not indicate areas of
deficit. (S -6 at 4-5, 10.)
11. In order to assess social/emotional/behavioral functioning, the Parents
and two teachers completed the Behavior Assessment System for
Children – Third Edition rating scales. The Parent ratings reflected no
concerns; but one or both teachers endorsed concerns with
aggression, depression, and attention problems; they also noted lesser
concerns with hyperactivity, conduct problems, learning problems, and
study skills. Student co mpleted the Minnesota Multiphasic Personality
Inventory – Adolescent, in addition to participating in a clinical
interview, which yielded results suggesting that anxiety and
depression were concerns impacting Student’s daily functioning
(motivation, effort, attention, concentration). Student expressed worry
about self and loved ones and feeling overwhelmed. (N.T. 77-78, 89-
90; S-6 at 11, 13.)
12. The February 2023 ER determined that Student was eligible for special
education due to a Specific Learning Disability in reading, which also
impacted Student’s reading comprehension that was a relative
strength as was written expression. Recommendations addressed
reading weaknesses, a need for mathematics skill review and practice,
and a number of accommodations at school; encouragement of
developing Student’s strengths was also suggested. Student’s
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emotional presentation did not rise to the level of an Emotional
Disturbance, but reportedly may need revisitation in the future. (S -6.)
13. The February 2023 ER included a waiver of the ten day evaluation
review for the Parents to consider. (S -6 at 19.)
14. After the ER was completed, the District invited the Parents to a
meeting to discuss the evaluation and develop an Individualized
Education Program (IEP). (N.T. 95 -96; S-7.)
15. The Parents responded to the invitation to the meeting by asking to
delay IEP development, and raised several questions/concerns about
the ER: the possibility of dyslexia; an analysis of Student’s processing
speed; a description of the testing environment; and the timeliness of
the ER. They also requested an Independent Educational Evaluation
(IEE) at public expense. (S-8.)
16. An IEP meeting did convene after the IEE request. (N.T. 97, 112 -13.)
17. The District denied the request for the IEE. (S -9.)
18. The Parents’ first three concerns/questions were addressed at the due
process hearing and helped in their understanding of the ER. (N.T.
101-02, 112.)
19. The Parents have arranged for Student to be provided private tutoring
services. (N.T. 103-04, 107-08.)
DISCUSSION AND APPLICATION OF LAW
General Legal Principles
The burden of proof is viewed as comprising two elements: the
burden of production and the burden of persuasion. In special education
due process, the burden of persuasion lies with the party seeking relief.
Schaffer v. Weast, 546 U.S. 49, 62 (2005); L.E. v. Ramsey Board of
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Education, 435 F.3d 384, 392 (3d Cir. 2006). Accordingly, the burden of
persuasion in this case rests with the District as the party initiating this
administrative proceeding. Nevertheless, application of this principle
determines which party prevails only in those rare cases where the evidence
is evenly balanced, or in “equipoise.” Schaffer, supra, 546 U.S. at 58.
Special education hearing officers, who assume roles as fact-finders,
are responsible for making credibility determinations of the witnesses who
testify. See J. P. v. County School Board, 516 F.3d 254, 261 (4th Cir. Va.
2008); see also T.E. v. Cumberland Valley School District, 2014 U.S. Dist.
LEXIS 1471 *11-12 (M.D. Pa. 2014); A.S. v. Office for Dispute Resolution
(Quakertown Community School District), 88 A.3d 256, 266 (Pa. Commw.
2014). This hearing officer found each of the witnesses who testified to be
credible as to the facts, and the testimony was essentially quite consistent
where it overlapped. The weight accorded the evidence, however, was not
equally placed. The testimony of the school psychologist intern and the
District certified school psychologist was very persuasive on the precise issue
presented, while the remaining witnesses’ testimony was helpful in providing
context related to the IEE request and District response.
The findings of fact were made as necessary to resolve the issues;
thus, not all of the testimony and exhibits were explicitly cited. However, in
reviewing the record, the testimony of all witnesses and the content of each
admitted exhibit were thoroughly considered, as were the parties’ closing
statements.
Basic IDEA Principles
The IDEA requires the states to provide a “free appropriate public
education” (FAPE) to children who are eligible for special education services.
20 U.S.C. § 1412. The IDEA applies to a “child with a disability.” 20 U.S.C.
§ 1415(k); 34 C.F.R. § 300.530(a). The definition of a “child with a
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disability” is two-pronged: having one of certain enumerated conditions
and, by reason thereof, needing special education and related services. 20
U.S.C. § 1401(3); see also 34 C.F.R. § 300.8. The process of identifying
children who may be eligible for special education is generally through an
evaluation by the local education agency (LEA).
Evaluation Requirements
Substantively, the IDEA sets forth two purposes of a special education
evaluation: to determine whether or not a child is a child with a disability as
defined in the law, and to “determine the educational needs of such child[.]”
20 U.S.C. §1414(a)(1)(C)(i). Certain procedura l requirements are set forth
in the IDEA and its implementing regulations that are designed to ensure
that all of the child’s individual needs are appropriately examined.
Conduct of evaluation. In conducting the evaluation, the local
educational agency shall—
(A) use a variety of assessment tools and strategies to gather
relevant functional, developmental, and academic information,
including information provided by the parent, that may assist in
determining—
(i) whether the child is a child with a disability; and
(ii) the content of the child’s individualized education
program, including information related to enabling the child
to be involved in and progress in the general education
curriculum, or, for preschool children, to participate in
appropriate activities;
(B) not use any single measure or assessment as the sole
criterion for determining whether a child is a child with a
disability or determining an appropriate educational program for
the child; and
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(C) use technically sound instruments that may assess the
relative contribution of cognitive and behavioral factors, in
addition to physical or developmental factors.
20 U.S.C. § 1414(b)(2); see also 34 C.F.R. §§ 300.303(a), 304(b). The
evaluation must assess the child “in all areas related to the suspected
disability, including, if appropriate, health, vision, hearing, social and
emotional status, general intelligence, academic performance,
communicative status, and motor abilities[.]” 34 C.F.R. § 304(c)(4); see
also 20 U.S.C. § 1414(b)(3)(B). Additionally, the evaluation must be
“sufficiently comprehensive to identify all of the child’s special education and
related services needs, whether or not commonly linked to the disability
category in which the child has been classified,” and utilize “[a]ssessment
tools and strategies that provide relevant information that directly assists
persons in determining the educational needs of the child[.]” 34 C.F.R. §§
304(c)(6) and (c)(7); see also 20 U.S.C. § 1414(b)(3). Any evaluation or
revaluation must also include a review of existing data including that
provided by the parents in addition to available assessments and
observations. 34 C.F.R. § 300.305(a).
In Pennsylvania, LEAs are required to provide a report of an evaluation
within sixty calendar days of receipt of consent, excluding summers. 22 Pa
Code §§ 14.123(b), 14.124(b). Upon completion of all appropriate
assessments, “[a] group of qualified professionals and the parent of the child
determines whether the child is a child with a disability … and the
educational needs of the child[.]” 34 C.F.R. § 300.306(a)(1).
The IDEA sets forth the following qualifying disabilities: “intellectual
disabilities, hearing impairments (including deafness), speech or language
impairments, visual impairments (including blindness), serious emotional
disturbance[], orthopedic impairments, autism, traumatic brain injury, other
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health impairments, [and] specific learning disabilities.” 20 U.S.C. §
1401(3); see also 34 C.F.R. § 300.8(a).
The term “specific learning disability” is defined as “a disorder in 1 or
more of the basic psychological processes involved in understanding or in
using language, spoken or written, which disorder may manifest itself in the
imperfect ability to listen, think, speak, read, write, spell, or do
mathematical calculations.” 20 U.S.C. § 1401(30)(A). The term “includes
such conditions as perceptual disabilities, brain injury, minimal brain
dysfunction, dyslexia, and developmental aphasia,” but “does not include a
learning problem that is primarily the result of visual, hearing, or motor
disabilities, of intellectual disabilities, of emotional disturbance, or of
environmental, cultural, or economic disadvantage.” 20 U.S.C. §§
1401(30)(B) and (C). A specific learning disability may be found where a
child is not adequately achieving in the areas of oral expression; listening
comprehension; written expression; basic reading skill; reading fluency;
reading comprehension; mathematics calculation; and mathematics problem
solving. 34 C.F.R. § 300.309(a)(1).
Finally, when parents disagree with an LEA’s educational evaluation,
they may request an IEE at public expense. 20 U.S.C. § 1415( b)(1); 34
C.F.R. § 300.502(b). In such a circumstance, the LEA “must, without
unnecessary delay,” file a due process complaint to defend its evaluation, or
ensure the provision of an IEE at public expense. 34 C.F.R. §
300.502(b)(2). Whether or not the LEA funds an IEE, a private evaluation
that meets agency criteria and shared with the LEA must be considered. 34
C.F.R. § 300.508(c).
The District’s Claim
The District’s Complaint seeks to establish that its evaluation of
Student in February 2023 met all requirements of the IDEA, and that the
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Parents are therefore not entitled to an IEE at public expense. As noted,
where, as here, a parent seeks public funding of an IEE, the LEA has only
two options in response: agree to the request, or file a Complaint . The
District elected to pursue the second of these alternatives.
The District’s evaluation in February utilized a variety of assessment
tools, strategies, and instruments (rather than any single measure) to
gather relevant functional, developmental, and academic information about
Student, all relating to areas of Student’s suspected disabilities. This is
precisely what the law requires of LEAs. More specifically, the District
incorporated parental input that provided their views on Student’s academic
and social/behavioral functioning, in addition to Student input and an
interview; and also obtained and reported on observations by and
information from teachers as well as available relevant data. The February
2023 ER included cognitive assessment that was conducted twice in an effort
to ensure that results were representative of Student’s ability and was
supplemented by another measure of memory; academic achievement
testing; executive functioning assessment; and rating scales to evaluate
Student’s social/emotional functioning. The February 2023 ER summarized
and reviewed all data and available information that was gathered, assessed
all relevant areas of need, and then proceeded to determine Student’s
eligibility for special education.
This ER identified a number of Student’s areas of strength and
weakness, and made recommendations for programming. Viewed as a
whole, and according appropriate weight to the testimony of the evaluating
professionals, the record evidence is more than preponderant in this
particular case that the District’s February 2023 ER was sufficiently
comprehensive to identify Student’s special education and related service
needs in all areas of suspected disability. This ER thus served the purposes
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of a special education evaluation; and, the District has met its burden of
persuasion.
The Parents’ main concerns with the District’s ER were raised with the
IEE request as well as at the hearing, and a brief discussion of those is
warranted. First, the Parents did not believe that the ER adequately
considered the possibility of dyslexia. As noted above, dyslexia is an
example of a specific learning disability and is not itself an eligibility
classification; and the testimony of District witnesses clarified those terms
(N.T. 60, 82-83) as they related to Student. Thus, this concern does not
mean that the ER was in violation of the IDEA. Crofts v. Issaquah School
District No. 411, 22 F.4th 1048, 1056 (9th Cir. 2022) (concluding that the
school district’s determination that the student was eligible for special
education under the classification of specific learning disability rather than
through the term “dyslexia” did not establish that the evaluation was
inappropriate under the law.) Second, they sought a better analysis of
Student’s processing speed, which was described in the ER as well as
through testimony as to how that element of Student’s functioning was
assessed and considered (N.T. 48-49, 57, 75-77). Next, they asked for a
description of the testing environments that similarly was addressed in the
testimony (N.T. 42). While these concerns are understandable, none of
these descriptions and explanations are required, but can typically be part of
the discussion to review an evaluation report.
The final concern of the Parents was the timeliness of the ER. It is
unclear precisely when the Parents provided consent to the evaluation, but
even using the latest date in District records (December 9, 2022), the 60
calendar day timeline ended on February 7, 2023. T herefore, the District did
not strictly comply with that state regulation. Nonetheless , this very brief
deviation at worst amounted to a minor procedural violation that did not
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impact the substance of the ER and, in this hearing officer’s perspective,
does not render the ER inappropriate such that an IEE would be warranted.
What became quite apparent at the hearing is that, had the District
convened a meeting to review and discuss the ER, without automatically
assuming that the Parents would agree to development of an IEP at the
same time, this proceeding could very likely have been averted entirely.
The Parents expressed concerns that the nature of the communications
between school and home was inadequate and, while not an issue presented
for this hearing officer to decide, the District is now aware of their view on
this critical aspect of special education programming. It is this hearing
officer’s sincere hope that the parties are able to set aside their differences
and work together meaningfully and collaboratively as Student continues
through high school.
CONCLUSION OF LAW
The District’s February 2023 met all requisite criteria in the IDEA and
its implementing regulations and, accordingly, there is no basis for an IEE at
public expense.
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____________________________
ORDER
AND NOW, this 2nd day of June, 2023, in accordance with the
foregoing findings of fact and conclusions of law, it is hereby ORDERED that
the District’s February 2023 ER was appropriate under the applicable law,
and its Complaint is SUSTAINED. No further action by the District is
ordered.
It is FURTHER ORDERED that any claims not specifically addressed
by this decision and order are DENIED and DISMISSED. Jurisdiction is
RELINQUISHED.
/s/ Cathy A. Skidmore
Cathy A. Skidmore, Esquire
HEARING OFFICER
ODR File No. 27944-22-23
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