Philadelphia City School District | Case 6515-05-06 | 2006-07-08
Pennsylvania special education due-process decision
- Case number
- 6515-05-06
- Date
- 07/08/2006
- Parties / district (official listing)
- Philadelphia City School District
- Hearing officer
- Anne Carroll
- Issues (official listing)
- Parent Rights
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Decision text
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This is a redacted version of the original hearing officer decision. Select details may have been removed from the decision
to preserve anonymity of the student. The redactions do not affect the substance of the document.
I.W., 6515/05-06 AS
Name/File Number
Xx/xx/xx
Date of Birth
06/20/06
Date of Hearing
Closed
T y p e o f H e a r i n g
Parties to the Hearing:
Parent(s)
0 6 / 23/06
P a r e n t ( s ) N a m e ( s ) D a t e T r anscript Received
Addresses
Philadelphia City
School District
0 7 / 0 8 / 0 6
Office of General Counsel Date of Decision
440 N. Broad Street 3rd Floor
Philadelphia, PA 19130
School District Address A n n e L . C a r r o l l , Esq.
Hearing Officer Name
Kenneth Cooper, Esq.
Office of General Counsel
440 N. Broad Street 3rd Floor
Philadelphia, PA 19130
School District Counsel & Address
Signature of Hearing Officer
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I. BACKGROUND
On April 24, 2006, the Mother of Student filed a request for a due process hearing to seek a
private school placement by the Philadelphia City School District. A hearing on that request was
scheduled for June 8, 2006.
On May 19, 2006 the hearing officer received a le tter from counsel for the School District,
Kenneth Cooper, Esq., requesting dismissal of the due process hearing request or a continuance of the
hearing date for two reasons: 1) The School District expected that Student’ s Mother would lose legal
custody of the student at a hearing scheduled for June 9, 2006 in the Court of Common Pleas; 2) the
report of an educational evaluation ordered as a result of a prior hearing was being completed, after
which an IEP meeting would be held to develop a program for the 2006/2007 school year.
A decision on the School District’s motions was issued on May 25, 2006, canceling the June 8
hearing and concluding that it was impossible to entirely grant or deny the School District’s motion
without a record. A new due process hearing session, therefore, was scheduled subsequent to the
custody hearing and was limited to three issues: 1) Whether the Mother retained the right to proceed
with the due process hearing in light of the outcome of the custody hearing in the Court of Common
Pleas; 2) whether the Father intended to proceed with the hearing if he were granted sole legal custody
of the student; 3) whether the due process hearing request should be dismissed as premature, in that an
IEP meeting had not yet been held to discuss the new evaluation results and develop a
program/placement for the Student based upon the evaluation.
II. FINDINGS OF FACT
1. Student is a [pre-teenaged] chil d, born xx/xx/xx. He is a resident of the School District and is
eligible for special education services. (N.T. pp.17, S-2, S-5, S-7).
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2. Student has a current diagnosis of learning di sability in accordance with Federal and State
Standards. 34 C.F.R. §300.7(a)(1), (c)(10); 22 Pa. Code §14.102 (2)(ii); (S-2, S-5, S-7).
3. Student’s Mother requested a due process hearing to seek a private school placement for him.
(HO-2).
4. By letter dated May 19, 2006, the School District moved to dismiss the due process hearing
requested by Student’s Mother, based in part upon an upcoming family court hearing in which
legal custody of the Student was expected to be vested entirely in the Father. ( HO-1)
5. As additional grounds for dismissal, the School District cited an ongoing evaluation of the
Student which was undertaken in accordance with a due process hearing decision dated February
20, 2006 whereby the School District was ordered to conduct a comprehensive evaluation of
Student, including psycho-educational testing, a behavioral assessment and occupational and
physical therapy assessments. ( N.T. pp.25, 26; S-2).
6. On May 25, 2006 a decision on the School Distri ct’s motion was issued, continuing the due
process hearing then scheduled for June 8, 2006 to a date subsequent to the Court of Common
Pleas custody hearing. (N.T. p 6; HO-2)
7. On June 9, 2006 the Court of Common Pleas, Fam ily Court Division, entered an order granting
Father, Student’s Father, full legal custody and appointing him “the sole decision maker
regarding special education issues.” (N.T. p. 17; S-1)
8. In light of the introduction of the court order into the record of the June 20 due process hearing,
the Parents were informed on the record that Mother no longer had the authority to proceed with
the due process hearing she had requested. (N.T. pp.20– 22)
9. The Mother stated that Student’s Father had de legated to her the authority to proceed with the
hearing and continue to deal with the special education issues. (N.T. p. 23)
10. The Parents were informed on the record that on ly a Parent with legal custody or an attorney is
permitted to represent the interests of a child in IDEA due process proceedings. (N.T. pp. 23,
24)
11. The evaluation of Student orde red by the previous hearing officer was completed in March
2006. ( N.T. p. 31, 33; S- 5, S-7).
12. The School District sent Student’s Father an invitation to participate in an IEP meeting on June
19, 2006, but the IEP meeting was not held because Student’s Father did not attend.
( N.T. pp. 34; S-8).
13. Although the Father ultimately agreed to partic ipate in an IEP meeting for Student, he opposed
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the School District’s request to dismiss the due process hearing request filed by Student’s Mother
because he is concerned about Student’s lack of educational progress, believes that Student needs
more intensive services than the School District has provided so far, and believes that a private
school placement will allow Student to make progress. (N.T. pp. 23, 41, 62, 63, 67, 79, 84, 85,
87)
14. During the discussion of the need for Father to participate in an IEP meeting and whether the
pending due process hearing request should be dismissed or postponed until the completion of
the IEP process, the Mother became disruptive, interrupting both the Father and the Hearing
Officer repeatedly, attempting to give the Father legal advice concerning the rights and
obligations of the parties under the IDEA statute and insisting that a due process hearing
concerning her request for a private school placement be scheduled immediately. (N.T. pp. 29,
30, 31, 38, 41– 44, 46, 47, 52 )
15. Since Mother refused to refrain from speaki ng when requested to do so and continued to
interrupt the remarks or testimony of other participants whenever she disagreed with them, she
was ultimately escorted from the hearing room by School District security officers at the
direction of the hearing officer. ( N.T. pp. 47, 48, 52, 53)
III. ISSUES
1. Who has the right to pursue a due process hearing and otherwise make special education
decisions on behalf of Student?
2. Should the pending due process hearing request be dismissed due to the incomplete IEP
process?
IV. DISCUSSION AND CONCLUSIONS OF LAW
A. Effect of the Custody Decision
In 20 U.S.C. §1415(b)(1), the IDEA statute provides that the parents of a child with a disability
have the following rights: 1) to examine the child’s records; 2) to participate in meetings with respect to
the identification, evaluation, and educational program and placement of the child ; 3) to obtain an
independent evaluation of the child. In addition, under §1415(b)(6), the parents also have the right to
initiate a due process hearing relating to the identification, evaluation, and educational program and
placement of a child with a disability.
The IDEA statute also specifies who is cons idered a “parent” by defining the term as:
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A) a natural, adoptive or foster parent of a child (unless a foster parent is prohibited by State law
from serving as a parent);
(B) a guardian (but not the State if the child is a ward of the State);
C) an individual acting in the place of a natural or adoptive parent (including a grandparent,
stepparent or other relative) with whom the child lives, or an individual
who is legally responsible for the child’s welfare; or
(D) except as used in subsections 615(b)(2) and 639(a)(5) an individual assigned under either of
those sections to be a surrogate parent.
20 U.S.C. §1401(23). In interpreting the IDEA definition of “parent,” the Appeals Panel has made it
quite clear that both natural parents ordinarily have an equal right to participate in all aspects of
educational planning and dispute resolution for IDEA eligible students, and to begin such participation
at any time, even if one natural parent was not previously involved in those matters. In addition, it is
clear that physical custody alone does not impact a parent’s right to request, pursue, and/or participate in
a due process hearing. See, e.g., In Re: The Educational Assignment of T.C., Special Education Opinion
No. 1231(Apr. 18, 2002); In Re: The Educational Assignment of T.L., Special Education Opinion
No.1167 (Aug. 23 2001); In Re: The Educational Assignment of K.O., Special Education Opinion
No.1094 (Feb. 2, 2001).
On the other hand, however, the same Appeals Panel decisions hold that a state court order
which broadly divests a natural parent of legal custody, or more narrowly gives one parent the right to
make educational decisions for a child to the exclusion of the other, terminates the right of the parent
who loses legal custody or educational decision-making authority to request and pursue a due process
hearing. Notwithstanding the continuing natural relationship between parent and child, therefore, a
mother or father who loses legal custody and/or the right to make special education decisions under a
valid court order no longer has the rights given to parents under the IDEA statute. In Re: The
Educational Assignment of T.C., Special Education Opinion No. 1231(Apr. 18, 2002).
The June 9, 2006 order of the Court of Common Pl eas terminated Student’s Mother’s right to
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legal custody, in general, and specifically divested her of the right to make special education decisions
on his behalf. (F.F. #7). Pursuant to the same order, such rights are now vested entirely in Student’s
Father. (Id.). In this case, therefore, the rights that both Parents ordinarily have under the IDEA statute
to initiate and pursue a due process hearing on Student’s behalf have been altered by the Court of
Common Pleas order. Lacking legal custody and quite explicitly, the right to make special education
decisions for Student, the Mother no longer has the authority to pursue the due process hearing she
initiated in April 2006. Until and unless the June 9 custody order is either rescinded by the Court of
Common Pleas or reversed on appeal, only Student’s Father has the right to initiate and/or pursue a due
process hearing. In addition, only Student’s Father has the right to make binding educational decisions
on his behalf, e.g., to accept or reject the recently completed evaluation of Student and to accept or reject
a NOREP offered by the School District. In Re: The Educational Assignment of T.C.
It must be noted that Student’s Mother attempte d to nullify the court order via her participation
in the June 20, 2006 due process hearing. Once the June 9, 2006 order of the Court of Common Pleas
was received into evidence, the conclusion that the Mother is no longer a decision-maker under IDEA
was announced on the record in order to proceed with the second issue to be determined at the hearing,
i.e., whether the Father intended to proceed with the same due process hearing that Mother had
requested in April. (F.F. #8) The Mother, however, immediately announced that Student’s Father
wanted her to continue with the hearing and with making decisions concerning Student’s special
education. As explained on the record, however, permitting that would be a violation of law. (N.T. pp.
23, 24). As noted above, the Pennsylvania Special Education Appeals Panel has consistently held that
the authority of a parent to pursue a due process hearing for an eligible student is governed by the
custody orders of the Pennsylvania courts. Parents do not have the right to disregard the explicit terms
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of the custody order governing legal custody of Student and the right to make special education
decisions for him, and neither does the hearing officer. Allowing the Mother to make the decision to
continue with the due process hearing and represent Student would violate the custody order presently in
effect, even though she originally requested it, and even if the Father agrees to that procedure. Neither
the IDEA statute nor Pennsylvania special education regulations allow a parent to designate another
person, other than legal counsel, to represent an eligible student at a due process hearing. See, 22 Pa.
Code §14.162(i): “Parents may be represented by legal counsel and accompanied and advised by
individuals with special knowledge or training with respect to the problems of children with
disabilities.”
After learning that she would not be permitted to proceed with educational decision-making as
the Father’s designee, Mother then declared herself a witness at the hearing. (F.F. #9). It is certainly
within the Father’s rights to call whatever witnesses he chooses, but it is not the prerogative of any
witness to attempt to take over and/or disrupt the proceedings. Mother spoke to Father constantly while
the School District’s case was still being presented and would not refrain interrupting the proceedings to
speak at length whenever she disagreed with something that was said, despite several warnings to cease
her disruptive conduct. (F.F. ##14, 15). She also told Father that he had the right to demand an
immediate due process hearing to determine whether the School District should provide a private school
placement for Student and that he should refuse to participate in an IEP meeting. (F.F. #14)
Although the Mother has a natura l and understandable interest in the education of her son, and
legitimate concerns about his lack of educational progress, it is quite clear from her conduct at the June
20 due process hearing that she does not intend to abide by the Court of Common Pleas order with
respect to making special education decisions and will try every possible means to circumvent the order
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and continue to insert herself into the special education decision-making process. If the Mother is
permitted to attend IEP meetings or future due process hearings, she will continue her efforts to control
both the proceedings and the decisions that the Father now has the sole authority to make. Unless the
Mother regains legal custody and/or the right to make special education decisions, therefore, the School
District shall have the right to preclude her attendance at IEP meetings. At the School District’s request
and subject to the discretion of the hearing officer at the time, the Mother may also be prohibited from
general participation in any future due process hearings. If her testimony is required, she shall be
permitted to be in the hearing room only to answer questions, not to insert unsolicited comments and
argument into the record.
B. Further Proceedings
The Father likewise expressed his concerns about Student’s lack of educational progress and his
misgivings about the School District’s ability to provide an effective program to teach the student basic
reading and math skills. Nevertheless, a hearing on the substantive issue in the existing due process
hearing request, whether the School District should place Student in a private school, is premature at this
stage. The parties have not yet met to review the recent evaluation report and discuss a program for
Student for the next school year, and may be unable to schedule a meeting until August.
Although I expressed an intention to continue the due process hearing until such time as the
parties meet to discuss Student’s educational needs and program, upon reflection, I have determined that
such procedure would be contrary to the ideal of collaboration and cooperation between Parent and
School District contemplated by the IDEA statute. Assuming that the need for a due process hearing
will remain after the parties meet signals an expectation that the IEP process will fail. In addition, it
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could give the Parent the impression that the meeting(s) to be scheduled for the purpose of discussing
Student’s needs and proposed program and placement are simply a formality to be followed in order to
get to a due process hearing. To the contrary, however, the IEP process is the centerpiece of the IDEA
statutory scheme and is the preferred method for assuring that eligible students have an appropriate
special education program and placement to meet their unique needs and allow them to make reasonable
progress. Consequently, the due process hearing request for Student will be dismissed.
If the IEP process does not result in a proposed program and/or placement which the Father
believes is appropriate and will meet Student’s needs as identified in the recent evaluation report, the
Father can certainly initiate a due process hearing request or a request for mediation.
On the other hand, however, because Student’s needs are extensive and he has made virtually no
progress in the past, it is essential that he receive services as soon as the next school year begins. The
School District, therefore will be ordered to assure that the Father knows where Student will report to
school on the first day of the 2006/2007 school year. In addition, in order to assure that the Father is
fully informed of Student’s school history, the School District will be ordered to provide Father with a
complete copy of Student’s educational records.
V. SUMMARY
An order entered on June 9, 2006 by the Court of Common Pleas gave Student’s Father complete
legal custody and explicitly granted him the sole right to make special education decisions for Student.
The Mother, therefore, no longer has the authority to proceed with the due process hearing she requested
in April 2006, or to make any decisions concerning Student’s special education program and placement.
Although the Father expressed his interest in proceeding with the hearing as requested by the Mother
before she was divested of decision-making authority by Court of Common Pleas, it would be
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counterproductive to schedule a due process hearing to determine whether the School District should
provide a private school placement for Student, before the School District has had the opportunity to
review the recent evaluation report with the Father and discuss a program and placement for Student.
The existing due process hearing request, therefore, will be dismissed without prejudice to the Father’s
right to initiate a new due process hearing if the parties, meaning the Father and the School District,
only, are unable to agree upon a program/placement for Student for the 2006/2007 school year.
VI. ORDER
In accordance with the foregoing findings of fact and conclusions of law and discussion,
it is hereby ORDERED that:
1. Father, father of Student , has the sole authority to make all special education
decisions for Student , including initiating due process hearings, agreeing or
disagreeing with evaluations and approving or disapproving NOREPs;
2. The School District is not required to invite Mother, mother of Student, to IEP or
other meetings concerning Student and may preclude her attendance at such
meetings since she has no authority to make special education decisions for
Student and demonstrated her unwillingness to abide by the undeniable terms of
the custody by her disruptive conduct at the June 20 due process hearing;
3. Should there be any subsequent due pr ocess hearings for Student; the School
District may exclude the Mother from the due process hearing session, subject to
the discretion of the hearing officer, based upon the same reasons stated in
subparagraph 2 of this order.
4. The due process hearing request filed by Mother, mother of Student in April 2006
is DISMISSED.
It is FURTHER ORDERED that the School District shall take the following actions:
5. Provide Father with a complete copy of the educational records of Student by no
later than MONDAY JULY 24, 2006.
6. Schedule a meeting with the Father, to review the results of the evaluation of
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Student conducted on March 7, 2006.
7. At the same or a subsequent time, conve ne an IEP team meeting to determine an
appropriate program and placement for Student for the 2006/2007 school year.
The IEP team members shall include teachers and other professionals who
worked with him at the school he attended during the 2005/2006 school year, as
well as teachers and other professionals from the school the School District
proposes he attend during the 2006/2007 school year.
8. In the event the IEP process is no t completed by the first day of the 2006/2007
school year, notify the Father of the school to which Student should report and
implement his current IEP there until such time as a new IEP is finalized.
Dated: 07/10/06
Anne L. Carroll, Esq., Hearing Officer
