Philadelphia City School District | Case 6800-06-07 | 2007-02-03
Pennsylvania special education due-process decision
- Case number
- 6800-06-07
- Date
- 02/03/2007
- Parties / district (official listing)
- Philadelphia City School District
- Hearing officer
- William Culleton
- Issues (official listing)
- IEP Program Placement
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Decision text
Page 1
This is a redacted version of the original hearing officer decision. Select details may have
been removed from the decision to preserve anonymity of the student. The redactions do
not affect the substance of the document.
Pennsylvania
Special Education Hearing Officer
WILLIAM F. CULLETON, JR.
2310 Waverly St. Philadelphia PA 19146 ◊ 215-284-2860 (phone) ◊ 215--545-0840 (FAX)
INTRODUCTION
Student is a xx year old eligible child residing in
the School District of Philadelphia (District). (NT13-18
to 14-16.) The District considers him to be in ninth
grade, although he has been hospitalized repeatedly since
March 2005 and has received education at different grade
levels. (NT14-16 to 15-11.) The Student has been
diagnosed clinically with Disruptive Behavior Disorder,
Adjustment Disorder and Mood Disorder. Educationally, he
has been identified with Emotional Disturbance and Specific
Learning Disability in Reading, Mathematics and Written
Expression. (S-42.) He is currently placed in Full Time
Emotional Support provided through an Alternative Special
Education Setting, a full time emotional support school
operated through a contract with the District. (NT830-25
to 831-1, 905-23 to 906-7, 913-11 to 16; S-42 p. 46.
The Student’s Grandmother, (Parent), requested this
due process proceeding. Parent contends that the District
failed to identify the Student as in need of special
education services when he was in second grade, during the
1998-1999 school year, in violation of its Child Find
obligations. As a result, the Parent contends, the Student
failed to learn commensurate with his abilities and
developed an emotional disturbance that further interfered
with, and continues to interfere with, his learning. The
Parent requests an award of compensatory education for two
periods: 1) from the beginning of the school year, 1998, to
the end of the 2000-2001 school year, when the Parent
withdrew the Student from the District; and 2) from the
beginning of the 2003 school year until September 23, 2005,
when the Student was hospitalized.
1
1 The parties stipulated that the relevant period for the
compensatory education claims ended on the date of the
Student’s September 2005 admission to [redacted], an
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2
The District contends that the claim is barred by the
limitations period established in the Individuals with
Disabilities Education Improvement Act of 2004, 20
U.S.C.§1415(b)(6)(B), 1415(f)(C),(D)(2004). In addition,
it argues that an evaluation issued by the District in June
2004 correctly found that the Student was not learning
disabled, and that therefore, there was no denial of FAPE.
PROCEDURAL HISTORY
The Student received early intervention services
before enrolling in the District at age 5 in 1995. (NT583-
22 to 584-23; P-43.) He received speech and language
services in the early grades, (NT587-23 to 588-1; P-12 p.
3), but these services ceased when the Parent removed the
Student from the District after his fourth grade year in
September 2001. (NT588-14 to 18; P-12 p. 3, P-22.) He
returned to the District for his seventh grade year in
September 2003. (NT593-3 to 19; P-4.) The District
evaluated him, issuing an Evaluation Report in June, 2004,
which was discussed with the Parent in October 2004. (FF
16, 17, 23.) The Student was transferred to the District’s
[redacted] Middle School in November 2004, and was provided
with learning support services through the District’s CSAP
program, commencing in February 2005. (FF 31, 39.) In
January 2005, District personnel completed a Behavior
Performance Review pursuant to a series of disciplinary
incidents. (FF 42.) In March 2005, the Student was
hospitalized and remained hospitalized until the summer of
2005. (FF 49.) The District reevaluated the Student on
August 9, 2005, identifying him with Emotional Disturbance,
but finding that additional information was necessary. (FF
54.) The District issued an IEP dated August 31, 2005,
placing the Student in full Time Emotional Support. (FF
55.) The Parent filed for due process in June, 2005. This
request was dismissed in August 2005. The Parent filed
again for due process on July 26, 2006.
inpatient behavioral health program. NT39-3 to 22, 939-5
to 20.) This date was September 23, 2005. (S-40 p. 27.)
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ISSUES
1. Did the District waive application of the two
year limitation period of the Individuals With
Disabilities Education Improvement Act, 20 U.S.C.
§1400 et seq. (IDEIA) through its attorney’s oral
agreement during a resolution meeting on June 14,
2005?
2. Does the two year limitation period set forth in
the IDEIA preclude the Parent from requesting
compensatory education for any denial of FAPE
earlier than two years prior to the filing of
this due process request on July 26, 2006?
3. During the period from July 26, 2004 until
September 23, 2005, did the District fail to
comply with its Child Find obligations in failing
to identify the Student as eligible for special
education under the IDEIA?
4. During the period from July 26, 2004 until
September 23, 2005, did the District fail to
provide an appropriate evaluation to the Student?
5. During the period from July 26, 2004 until
September 23, 2005, did the District fail to
offer FAPE to the Student through an appropriate
IEP?
6. During the period from July 26, 2004 until
September 23, 2005, did the District fail to
provide FAPE to the Student?
7. During the period from July 26, 2004 until
September 23, 2005, did the District fail to
provide FAPE to the Student by subjecting him to
discipline contrary to the requirements of the
IDEIA?
8. During the period from July 26, 2004 until
September 23, 2005, did the District fail to
provide FAPE to the Student by failing to comply
with the procedural requirements of the IDEIA?
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FINDINGS OF FACT
1. The District’s appointed counsel in the previous
due process request, filed in June 2005, orally
entered into an understanding with Parent’s
counsel, during a resolution meeting on June 14,
2005, in the context of a continuation of that
due process hearing.
2. District counsel agreed not to object to the
Parent’s raising compensatory education claims,
in such a way that the Parent would forfeit
claims for a period equal to the period of delay
between the filing date in June 2005 and the
resubmission of such claims after the start of
the school year.
3. District counsel at that time was not authorized
to agree to an indefinite extension of time
within which to recommence the due process
hearing for purposes of raising compensatory
education issues. He did not agree to such an
open ended extension and he did not waive the
District’s statute of limitations defenses.
(NT886-19 to 889-22, 1232-22 to 1233-4.)
4. The Student received early intervention services
before enrolling in the District at age 5 in
1995. (NT583-22 to 584-23, 1026-9 to 20; P-43.)
5. The Student received speech and language services
in the early grades, (NT587-23 to 588-1; P-12 p.
3, P-47 p. 2), but these services ceased when the
Parent removed the Student from the District
after his fourth grade year in September 2001.
(NT588-14 to 18; P-12 p. 3, P-22.)
6. The District’s records indicated that the Student
was withdrawn from the District’s special
education rolls when the Parent withdrew him from
the District. No NOREP was issued. (NT878-14 to
879-10, 829-2 to 12, 933-20 to 934-8; P-12, P-
22.)
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7. The Student returned to the District for his
seventh grade year in September 2003. (NT593-3
to 19; P-4.)
8. The Student entered the District’s [redacted]
School in September 2003, to begin seventh grade.
(NT593-3 to 19; P-4.)
9. The Parent signed the registration form but did
not indicate on it that the Student had received
special education services. (NT595-2 to 17; P-
4.)
10. From the beginning of the 2003-2004 school
year, and throughout the year, the Student’s
teachers were aware or that the Student was
exhibiting behavior problems and performing
poorly in class. (NT597-1 to 598-17, 609-10 to
16; P-9 p. 3, P-12 p. 4, P-20, P-33.)
11. During the 2003 to 2004 school year, the
Parent repeatedly brought to the attention of the
District’s staff that the Student had difficulty
reading, was reading below the seventh grade
level, and needed assistance in order to learn.
(NT596-19 to 599-5, 609-25 to 610-22,940-8 to
945-1.)
12. During the 2003 to 2004 school year, the
Student was excessively absent and became
involved with drug dealers, and the Parent
brought this to the attention of the principal
and security staff at [redacted] School. (NT602-
11 to 606-23, 946-7 to 949-8; P-9 p. 1.)
13. Although the principal promised to have the
Student escorted while at school to ensure his
safety, this service was never provided. (NT949-
1 to 21.)
14. Subsequently, the Student was assaulted
several times. (P-1.)
15. On March 31, 2004, the Parent asked the
school counselor to intervene and the school
psychologist decided to evaluate the Student.
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The Parent signed the Permission to Evaluate on
that date, and received Procedural Safeguards.
(NT574-4 to 575-7, 616-22 to 618-4, 1032-14 to
1036-13; P-4 p. 1, P-5, P-43, S-9, S-11, S-29, S-
35.)
16. On March 31, 2004, the psychologist
interviewed the Parent, eliciting from her
information concerning the Student’s functioning
at home and self care skills, as well as the
Parent’s concern that the Student was having
difficulties with reading and was reading below
grade level. (NT958-4 to 962-13.)
17. On April 4, 2004, a District psychologist
began testing the Student, and on June 9, 2004,
the District issued an Evaluation Report.
(NT574-4 to 576-15, 846-3 to 6, 854-24 to 855-
860-9, 974-2 to 13, 1028-17 to 1031-14; P-5, P-
17, P-18.)
18. The District failed to provide the Parent
with an Evaluation Report within ten days of
issuing the Evaluation Report, contrary to
District policy; rather, the Parent did not
receive a copy until October 2004. (NT574-4 to
576-15, 846-3 to 6, 854-24 to 855-860-9, 974-2 to
13, 1028-17 to 1031-14; P-5, P-17, P-18.)
19. The evaluation was performed and the
Evaluation Report was issued pursuant to an
improper procedure which was not subjected to the
District’s established quality improvement
system. (NT856-7 to 860-6.)
20. The evaluation report found the Student to
be non-exceptional without the participation of
the Parent in that decision, contrary to District
policy. (NT854-24 to 860-9, 860-16 to 861-7.)
21. The Evaluation Report found that the Student
was functioning in the deficient to borderline
range in intellectual functioning, and the
deficient range in adaptive functioning. (P-17
p. 3, 6.)
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22. The evaluation report found that the Student
was not a disabled student in need of special
education services, because “environmental
influences cannot be ruled out as the cause of
these deficiencies.” However, it did not assess
the Student’s emotional functioning. (NT 85-15
to 18, 86-24 to 89-19, 962-14 to 963-15; P-17.)
23. School personnel scheduled a meeting to
discuss the evaluation report on October 22,
2004, after the Student sustained a head injury
when he was hit by a rock while walking home from
school. (NT963-16 to 964-2; P-1 p. 2 to 3, P-18
p. 1, S-38.)
24. At the meeting on October 22, 2004, the
Parent communicated to the school personnel that
the Student had a history of problems in school
and her belief that he had a reading problem.
(NT 967-6 to 17, 969-16 to 970-23.)
25. The school personnel indicated to the Parent
that additional information was needed to
determine whether or not a reevaluation would be
appropriate. District policy required that a
reevaluation should have been initiated at that
time, and completed within sixty school days.
This was not done, contrary to District policy.
(NT865-1 to 11, 970-10 to 971-4, 1141-11 to 1142-
4, 1146-14 to 1148-9; P-17 p. 17 to 18.)
26. Contrary to District policy, no NOREP was
issued as a result of the meeting. (NT862-8 to
863-4.)
27. From the first day of the 2004-2005 school
year until he was hospitalized in March, 2005,
the Student’s academic performance and behavior
was significantly interfering with his learning,
requiring a multidisciplinary evaluation.
(NT868-13 to 25, 438-1 to 439-10; P-19 p. 4, 6.)
28. Under these circumstances, the District’s
Child Find policy required referral to the
District’s learning support program, known as the
Comprehensive Student Assistance Program, CSAP.
(NT52-3 to 56-12, 131-11 to 132-14.)
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29. While referral to the District’s learning
support program, known as the Comprehensive
Student Assistance Program, CSAP, had been
contemplated by at least one school staff member,
the student did not receive CSAP services while
at [redacted] School in September 2004 through
the beginning of November 2004. (NT983-4 to 987-
16, 995-17 to 25; P-1 p. 2, P-19 p. 3, 6, 8, P-29
p. 2 to 4, S-15.)
30. Due to the continued incidents in which the
Student was assaulted and the serious head injury
he sustained when hit with a rock, the Parent
held him back from school for safety reasons from
October 6, 2004 until November 16, 2004. (NT975-
14 to 976-17; P-1 p. 3, P-13.)
31. The Student was transferred to the
District’s [redacted] Middle School on November
16, 2004. (NT975-14 to 976-7, 522-11 to 25; P-
14, P-26 p. 4.)
32. The Middle School counselor, who is the
coordinator of the school’s CSAP learning support
program, provided no services to the Student in
the month between the date upon which the truancy
court appointed case manager brought the Student
to her attention, and the date of the first CASP
meeting on February 1, 2005. (NT378-7 to 379-
380-21, 390-24 to 394-12; P-28.)
33. During the period from November 16, 2004
until April 4, 2005, the Parent repeatedly
requested of the Middle School principal,
counselor and teachers that they provide the
Student with a reevaluation, which she believed
had been promised at the October 2004 meeting at
[redacted, former school]. (NT533-4 to 534-7,
869-11 to 15, 870-17 to 22, 984-1 to 987-16, 988-
20 to 990-7; P-19 p. 4.)
34. District policy required that an evaluation
process be started under these circumstances.
(NT56-7 to 58-14.)
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35. The Middle School school counselor responded
to these requests by indicating that she believed
that the Student’s poor attendance was the cause
of his poor school performance, and she did not
facilitate the Parent’s request for reevaluation
or advise her to put it in writing. (NT984-1 to
987-11, 433-16 to 439-17, 476-4 to 477-12.)
36. The Middle School counselor had inadequate
knowledge of special education concepts and
procedures to ensure that the District would meet
its Child Find obligations. (NT363-5 to 364-7,
364-14 to 365-23,374-9 to 375-25, 420-18 to 421-
3, 430-25 to 431-13.)
37. In November and December 2004, and in
January 2005, the case manager appointed by the
truancy court repeatedly brought to the school
counselor’s attention that the student had failed
academically at his previous school and that the
Parent was concerned that the Student had a
problem with reading. (NT558-15 to 567-9.)
38. The District did not offer to provide a
reevaluation in response to the information and
requests it received until April 2005. (NT534-23
to 536-7; P-29.)
39. In January 2005, the District placed the
Student in its learning support program, known as
the Comprehensive Student Assistance Program,
CSAP, and the first meeting was on February 1,
2005. (NT983-4 to 987-16, 995-17 to 25; P-19 p.
3, 6, 8, P-29 p. 2 to 4, S-15.)
40. Between January 13, 2005 and February 23,
2005, the Student was charged with seven
violations of school rules, including bringing a
knife to school, cutting classes and running in
school halls, stealing, and throwing a rock
through a classroom window. (NT991-16 to 7, 993-
9 to 997-15, 1002-9 to 1005-13;P-19 p.8.)
41. The student was suspended for at least
thirteen nonconsecutive days as a result of these
infractions. (P-19 p. 8, 13.)
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42. Pursuant to District policy, a Behavior
Performance Review Team issued a Behavior
Performance Review on January 25, 2005. (P-19 p.
1.)
43. The Review failed to recognize that the
Student’s academic performance and behavior was
significantly interfering with his learning,
requiring a multidisciplinary evaluation.
(NT868-13 to 25; P-19 p. 4.)
44. The review failed to recognize that the
Student’s history and behavior indicated the need
for a multidisciplinary evaluation. (NT869-2 to
10; P-19 p. 4.)
45. The review failed to recognize that the
Parent had expressed concern that the Student
might have a disability. (NT869-11 to 15; P-19
p. 4.)
46. The review failed to recognize that the
Parent had requested a multidisciplinary
evaluation prior to the disciplinary incident of
January 13, 2005. (NT870-17 to 22; P-19 p. 4.)
47. The District concluded that the Student was
not thought to have a disability, and provided
none of the protections that the law required at
that time for children thought to be children
with disabilities. (P-19 p.1 to 5.)
48. The Student continued to do poorly in
classes, but Middle School did not enter grades
for him. (NT992-9 to 13; P-26 p. 1, 10, P-34.)
49. In March 2005, the Student was hospitalized
at the [redacted] Hospital for dangerous
behavior. On March 12, 2005, the Student was
hospitalized at a behavioral health center known
as [redacted], where he remained until shortly
after March 21, when he went to a partial care
program. (NT1009-9 to 1011-15, 1124-6 to 1125-2;
S-23, S-28.)
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50. On April 4, 2005, the District offered to
reevaluate the Student. (NT893-1 to 897-5, 1012-
6 to 1015-6; S-26, S-27, S-34.)
51. The Parent refused to allow reevaluation in
part because she was angry with the District and
intended to sue them. (NT1012-6 to 1013-11,
1018-22 to 1021-19, 1046-8 to 13 1052-13 to 24,
1055-5 to 21, 1120-5 to 1121-2; S-28.)
52. After the Student was discharged from the
hospital, and until a prehearing conference in
July 2005, the Parent did not cooperate with the
District in its efforts to plan an educational
program for the Student. (NT1063-24 to 1069-2,
894-6 to 901-25; S-27, S-28.)
53. From the date of the prehearing conference
in July 2005 until September 23, 2005, the
District offered evaluations, tutoring and
placement in full time emotional support classes.
(NT902-1 to 907-3.)
54. The District issued a reevaluation report
dated August 2005, identifying the Student with
Emotional Disturbance, but finding that
additional information was necessary. (S-34 p.
13.)
55. The District issued an IEP dated August 6,
2005, placing the Student in full Time Emotional
Support. (S-35 p. 2.)
DISCUSSION AND CONCLUSIONS OF LAW
SCOPE OF HEARING AND LIMITATIONS PERIOD
Parent’s claims extend back for eight years, beginning
in 1998 when the Student entered second grade. The
District filed motions to dismiss in which they argued in
the alternative: 1) that the IDEIA limitations period must
be applied to limit claims to a two year period from the
date of filing on July 26, 2006, 20 U.S.C.§1415(b)(6)(B)
and 20 U.S.C.§1415(f)(3)(C) ; and 2) that the Montour one
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year equitable limitations period survives the effective
date of the IDEIA and should be applied to limit claims to
a one year look back from the filing date. The Parent
argued alternatively in response:1) the IDEIA limitations
period does not apply because the District, in partial
settlement of a previous request for due process filed on
June 4, 2005, had waived its application by agreeing that
the filing date of the first due process request would
control; 2) that the IDEIA limitations period was subject
to the “continuing violations” doctrine and therefore
claims should be allowed dating back to 1998 when the
continuing violation commenced; and 3) that the statutory
exceptions to the limitation period apply.
The principal argument
2 is that there was an agreement
to “toll” the running of the statute of limitations as of
the filing date of the previous request for due process, on
June 6, 2005. Because this filing date was about three
weeks prior to the effective date of the IDEIA, on July 1,
2005, counsel argues that the agreement to “toll” the
statute removes this due process proceeding from the
operation of the IDEIA’s statute of limitations altogether.
Secondarily, counsel argues that, prior to the IDEIA, there
was no statute of limitations at all, in that the Montour
decision was contrary to federal law and void, as
determined by several federal courts.
The Parent argued that this agreement came as the
parties decided to focus on prospective relief rather than
on compensatory education claims during the summer of 2005.
The parties held a resolution session on the day before the
scheduled date of hearing, as a result of which Parent’s
counsel wrote to the hearing officer and requested that the
matter be continued indefinitely pending evaluation and
implementation of a new IEP in September 2005. Parent’s
counsel proposed that the due process request be suspended
until the parties could obtain and review historical
documents and “properly assess the compensatory issues … .”
2 The hearing officer does not agree with the District that
Montour survives the IDEA 2006 amendments. The Appeals
Panel has rejected this argument. In re: The Educational
Assignment of C.H., a Student in the Souderton Area School
District, Spec. Educ. Op. No. 1750 at 9 n. 45 (2006). In
C.H., the Panel held that Montour is not “an explicit time
limitation” within the meaning of section 1415(f)(3)(c).
Therefore, issues governed by the IDEIA will not be limited
to the Montour one year look back, but the two year
statutory limitation period will apply.
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The hearing officer wrote back by email on June 13 that it
was clear that the parties were not prepared to proceed
with the compensatory issues, adding that she would dismiss
the compensatory issues “without prejudice” in a
forthcoming letter. Neither party objected, and in a
letter dated July 25, 2005, the hearing officer dismissed
the due process complaint “without prejudice.”
To demonstrate the existence of a tolling agreement,
Parent’s counsel offered several pieces of correspondence
which purported to reflect the alleged agreement between
counsel. However, none of this correspondence asserted
directly the existence of such an agreement. The
correspondence consisted of a number of email messages and
letters that Parent’s counsel wrote to the attorney
previously representing the District in June 2005, and to
other persons who represented the District subsequently.
These messages, written by Parent’s counsel, allude to the
agreement, but none of the messages written to the
District’s previous counsel asserts that the “tolling”
agreement existed; moreover, none even alludes to the scope
of such an agreement, and none suggests that it was
intended to preserve the Parent’s claims from the operation
of the IDEIA limitations period.
On the contrary, the correspondence casts doubt upon
the existence of such an agreement, because in several
messages, Parent’s counsel requests that the District’s
previous counsel agree or confirm agreement to treat the
claim as having been filed in June 2005. On July 25, 2005,
apparently before receiving the hearing officer’s letter
relinquishing jurisdiction, Parent’s counsel wrote to
District counsel offering to withdraw the matter, on
condition that “[t]he District will stipulate that our
original filing date controls in the event that we have to
go forward with a comp ed claim … .” Similarly, on
September 9, 2005, counsel again wrote to new counsel for
the District, offering to desist in filing again for due
process, on condition that the District stipulate “to
preserve our original filing date with regard to the
compensatory issues.” This correspondence implies that
there was not an outstanding agreement spanning the time
from June 14, 2005 to September 9, 2005, to “preserve … the
original filing date.”
The attorney who represented the District during the
resolution meeting of June 14, 2005, testified in the
hearing pursuant to a subpoena. He testified that counsel
did reach an oral understanding on June 14, 2005: “[S]ince
[Parent’s counsel was not] ready to go forward, we agreed
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to just move into the fall.” (NT1219-11 to 13.) He
described the understanding: “The hearing scheduled in July
… was being postponed and there was not a new date set, but
the agreement was, yeah, of course, your original filing
date is still going to control, because that case is still
outstanding.” (NT1233-5 to 11.) This agreement was
limited to the context of the continuance of the existing
due process request. (NT1232-4 to 6.)
This discussion was “like a one or two-sentenced
discussion between Lorrie and I … .” (NT1252-1 to 13.)
There was no agreement to toll any limitations period, nor
was there any discussion of the effect of such an agreement
on the application of any statute of limitations. (NT1248-
4 to 21, 1253-8 to 9.) There was no agreement to allow the
Parent’s original filing date to control for all purposes
if she were to file over one year later raising the same
claims. (NT1248-22 to 1249-2.) District counsel was not
authorized to make such an agreement to toll a statute of
limitations. (NT1254-24 to 1255-6.)
The hearing officer finds that the parties did not
reach a meeting of minds encompassing the notion that the
IDEIA limitations period would not apply to a refiling of
the due process request for compensatory education. While
the argument can be made from an agreement that the
“original filing date controls”, it is not reasonable to
extend that expression as far as the Parent would have us
extend it. Here, the agreement was in context of an
existing due process request that was dismissed
subsequently. The testimony was equivocal as to whether or
not the agreement even applied to a subsequent filing. In
addition, [District’s former counsel] made it very clear
that he never contemplated a revisiting of the compensatory
education issue over a year later; it is unreasonable to
interpret his agreement as having that effect. Most
important, there was never any thought to the effect of
this agreement on the application of the IDEIA limitations
period. In fact, the record suggests that the intention
was only to hold the Parent harmless for the period of
delay – to allow her to assert a claim for the applicable
limitations period without forfeiting the months between
the agreement date in June and the resumption of the
compensatory education that was expected in the beginning
of the school year. It was clear that the District’s
counsel at the time never considered that he could be
waiving the application of the new two year limitations
period. Indeed, he clearly stated that he never considered
his agreement to be a “tolling” of a limitations period,
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nor was there any mention of statutes of limitations per
se. Subjectively, there was no meeting of minds regarding
the applicable limitations period. Objectively it is not
reasonable to impute such a meeting of minds under these
circumstances.
Such an inference would be especially unreasonable
since the District’s previous counsel testified that he was
not authorized to waive the application of the statute of
limitations. The district’s special education regional
coordinator, testified that she never granted such
authority. It cannot be inferred that District counsel
waived such a fundamental legal interest of his client when
he was clearly not authorized to do so.
The hearing officer also finds that there is no basis
in the IDEA to permit parties to waive the IDEIA
limitations period. There is no explicit language in the
Act to empower parties to do so. The hearing officer has
not been made aware of anything in the Act that suggests a
legislative purpose to allow parties to circumvent the
limitations period by agreement. Although the limitations
period is seen to benefit school districts, the limitations
period serves to reduce the cost to the system overall, and
to encourage more amicable, less litigious problem solving
by all parties – societal benefits that neither party would
be entitled to waive.
In conclusion, the hearing officer rejects the
Parent’s theory that the IDEIA limitations period does not
apply to her because of the agreement between her counsel
and the District’s previous counsel. The agreement never
went that far, and this hearing officer doubts that it
legally could.
The Parent argues that any delay in filing for due
process was due to the District’s failure to provide
documents that they were obligated to keep and disclose.
However, there was insufficient evidence to prove that this
caused a delay in filing from June 2005 until July 2006.
Moreover, the records were inadequate before the original
filing date, and counsel represented the Parent as of at
least May 2005; the absence of records was a constant
backdrop to the case, and the Parent was able to file for
due process in June nevertheless. Thus the evidence
suggests that this did not prevent filing for due process,
though counsel obviously chose to attempt to review records
going back eight years before proceeding with a second
request for due process. Nothing in the IDEIA indicates
that absence of records provides an exception to the
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16
limitations period, unless it actually prevents the parent
from filing a due process request.
The hearing officer does not accept the Parent’s
“continuing violation” argument. There is no basis in the
IDEIA for imputing such an exception to the two exceptions
already set forth. The IDEIA sets forth two exceptions:
The timeline described in subparagraph (C) shall not
apply to a parent if the parent was prevented from
requesting the hearing due to –
(i) specific misrepresentation by the local
educational agency that it had resolved the
problem forming the basis of the complaint; or
(ii) the local educational agency’s withholding
of information from the parent that was required
under this part to be provided to the parent.
[20 U.S.C.§1415(f)(3)(D)(i), (ii).]
The regulations contain identical operative language. 34
C.F.R.§ 300.511(f). Nowhere is there an indication that
Congress intended a third exception for “continuing
violation.”
Parent relies upon several cases governed by the law
as it existed before the IDEIA; none of these cases
squarely applied the continuing violation doctrine to a
complaint notice filed after the effective date of the
IDEIA. In particular, the Parent cites the decision in
Robert R. v. Marple Newtown School District
, 2005 WL
3303033 (E.D. Pa. Nov. 8, 2005), in which the federal court
suggested that the Congress intended application of the
continuing violation doctrine as an exception to the IDEIA
limitations period. The court based its analysis upon a
Senate committee report, which stated:
In essence, where the issue giving rise to the claim
is more than two years old and not ongoing, the claim
is barred; where the conduct or services at issue are
ongoing to the previous two years, the claim for
compensatory education services may be made on the
basis of the most recent conduct or services and the
conduct or services that were more than two years old
at the time of due process or the private placement.
[S. Rep. No. 108-185 at 1 (2003).]
The court in Robert R
. read this language to permit
expansion of “the period which the hearing officer could
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17
consider when a due process hearing was timely brought”.
Robert R., 2005 WL 3003033 at 4.
The hearing officer finds this language instructive,
but not binding. Rather, as an administrative officer, the
hearing officer is bound by the language of the statute and
regulations. These do not expressly create a “continuing
violation” exception to the IDEIA’s limitation period.
Pennsylvania’s Special Education Appeals Panels have
refused repeatedly to recognize exceptions to the two-year
limitation period for reasons other than those explicitly
set forth in the statute itself, and they have expressly
declined to apply the “continuing violation” doctrine. In
the Matter of the Educational Assignment of C.M., A Student
in the Pocono Mountain School District, Spec. Ed. Opinion
No. 1765 (August 2006); In the Matter of the Educational
Assignment of P.P., A Student in the West Chester Area
School District, Spec. Ed. Opinion 1757 (August 2006).
In P.P., the Panel rejected the argument that the
legislative history compels a determination that the
“continuing violation” doctrine should be read into the
IDEIA’s limitations period. Id. at 12. In C.M., the Panel
found the comments to proposed IDEIA regulations more
authoritative:
We agree with the District that the “continuing
violation” reasoning was specifically and purposefully
omitted from the statute and regulations. This view is
supported by the comments to the regulations, which were
included by the District and state:
* * *
One commenter suggested that the regulations allow
extensions of the statute of limitations when a
violation is continuing or the parent is requesting
compensatory services for a violation that occurred
not more than three years prior to the date the due
process complaint is received.
Discussion
: Section 615(f)(3)(D) of the Act provides
explicit exceptions to the timeline for requesting a
due process hearing. Section 300.511(f) incorporates
these provisions. These exceptions do not include
when a violation is continuing or where a parent is
requesting compensatory services for a violation that
occurred not more than three years from the date that
the due process complaint was filed. Therefore, we do
not believe that the regulations should be changed.
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18
Changes: None.
Alleged failures to provide FAPE can be conceptualized
easily as “continuing.” The doctrine lends itself to such
broad definition that the exception would swallow the
limitations rule itself. See Vandenberg v. Appleton Area
School District, 252 F.Supp.2d 786 (E.D. Wis. 2003). In
sum, this hearing officer will not read such an exception
into the IDEIA.
Next, the Parent argues that her claims arise under
Section 504, which does not have a statutory limitations
period. However, all of the Parent’s claims are framed
under the IDEIA, and the Parent points to no distinct
additional issues under Section 504. All claims arise out
of the same facts alleged pursuant to the IDEA claims.
Thus, there is no basis to apply standards that differ from
those governing the application of the IDEIA to these
facts. In the Matter of the Educational Assignment of
P.P., A Student in the West Chester Area School District ,
Spec. Ed. Opinion 1757 (August 2006). Moreover, federal
cases instruct that the Pennsylvania two year statute of
limitations for personal injury is to be imputed to section
504 claims. Sutton v. West Chester Area School District ,
2004 U.S. Dist. LEXIS 7967 at 25 (E.D. Pa. 2004).
Therefore, this hearing officer will not extend the
applicable limitations period based upon the
characterization of the claims as arising under §504.
Finally, the hearing officer has considered whether or
not either of the explicit exceptions to the two year
limitations period applies in this case. The first
exception applies when the parent is “prevented” from
filing a complaint notice due to the district’s “specific
misrepresentation” that the problem is resolved. 20
U.S.C.§1415(f)(3)(D)(i). The hearing officer finds no
evidence in this record that the District ever made such
misrepresentations, or that the Parent was “prevented” from
filing due to any such misrepresentations.
However, the second exception bears closer
examination. It provides for extension of the limitations
period when the parent is “prevented” from filing due to
the district’s “withholding of information … required … to
be provided to the parent.” 20 U.S.C.§1415(f)(3)(D)(ii).
The Parent argues that this language broadly dispenses with
the limitations period whenever the district fails to
provide any information to the parent, including a failure
to provide a correct evaluation or a failure to advise the
parent that the district’s own actions contravene the IDEA.
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19
However, this is not a plausible reading of the language
creating the exception.
The exception arises only when the district withholds
information improperly. The word “withholding” imports
something more than nonfeasance. As this hearing officer
understands it, “withholding” implies some level of
conscious decision not to convey the information. One
authoritative dictionary definition is: “to refuse to give
or grant or allow .. to hold back, to restrain … .” Oxford
American Dictionary (Oxford Universty Press 1980).
Webster’s Universal Dictionary (1936) defines it: “to hold
back; to restrain; … to retain; to keep back; not to grant
… .” It certainly does not imply that any IDEIA violation
that involves a failure to provide information is somehow
transformed into an exception to the limitations period;
this would obviate the limitations period altogether.
In addition, the “withholding” of required information
must “preven[t]” the parent from filing a complaint notice.
At the very least, this language suggests the need for
proof of a direct and substantial relationship between a
specific “withholding” and the failure to file.
The Parent argued that an incident in 2001 rises to
this level. On September 24, 2001, the District changed
its records and apparently removed the Student from special
education placement. (NT932-13 to 934—8; P-22.) The
Parent never signed a paper to remove the Student from
special education, and her overall testimony makes it clear
that she has no recollection of this event. (NT934-5 to
8.) The general tenor of the testimony was that the Parent
did not and would not ever agree to remove services from
the Student. Thus, the hearing officer asked the parties
to address whether or not a statutory exception would be
made out as a matter of law if there were evidence that the
Parent did not receive prior notice of the District’s
intention to withdraw the Student from special education,
20 U.S.C. §1415(b)(3), with its mandatory reference to
procedural safeguards, 20 U.S.C. §1415(c)(1)(C), (D).
The hearing officer has considered the parties’
extensive letter briefs and determines that this chain of
events would not trigger the statutory exception to the
limitations period under the circumstances of this case.
As discussed above, a mere omission to provide notice,
though arguably a violation of the IDEIA, is not per se a
“withholding” that triggers the statutory exception.
There was no explanation of the document that recorded
the Student’s removal from special education, and as a
whole the Parent’s exhibits indicate that this document was
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20
created in conjunction with the Parent’s removal of the
Student from the District when she sent him to private
school. (P-12 p. 3, 22.) There simply is no evidence to
suggest that the District consciously decided not to issue
a NOREP before removing the Student from special education.
While this would have been required, (NT838-14 to 21),
these documents do not reveal whether the failure to do so
was advertant or inadvertent. Under these circumstances,
it will never be known whether or not the District was
“withholding” notice of the Parent’s rights as required in
the statutory exception; rather, the circumstances suggest
that this event was inadvertent, though improper.
Second, the record shows, if anything that the Parent
was not “prevented” from filing for due process. In
removing the Student from the District, the Parent
evidenced a choice, not to pursue her rights with the
District, but to seek services from a private school
instead.
Even if there were evidence showing that the statutory
exception might apply in 2001, that evidence is negated by
events on March 31, 2004. On that day, the Parent received
notice that she was entitled to receive an Evaluation
Report within sixty days of her signing of a Permission to
Evaluate, as required by law, 22 Pa.Code §14-123(b).
(NT574-4 to 575-7; P-5.) The Permission to Evaluate makes
reference to due process remedies, and indicates that
Procedural Safeguards were provided at that time.
3 Thus, as
of March 31, 2004, the Parent was on notice of her rights,
3 The documents show that the Parent did in fact check off
the boxes that assert her receipt of procedural safeguards,
because numerous documents, obviously filled out in whole
or part by the Parent, show the same unusual right-to-left
check mark that appears on the Permission to Evaluate
indicating receipt of the Safeguards. (NT574-4 to 575-7;
P-4 p. 1, P-5, P-43, S-9, S-11, S-29, S-35.) One witness
testified that the Parent did in fact place those checks on
the form. (NT1141-11 to 15.) While the Parent addressed
this issue obliquely in testimony, she never directly
testified to the contrary. (NT980-25 to 982-3.) Given,
the Parent’s deficits of memory regarding procedural
details, as discussed below, the hearing officer finds that
her testimony does not provide preponderant evidence in
support of the claim that she did not receive procedural
safeguards.
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21
and the applicable statute of limitations started to run. 4
Under the limitations period as defined in the IDEIA, even
if the Parent had been prevented from filing a complaint
from 2001 to March 31, 2004, she was no longer prevented as
of that date, due to “withholding” of information, and she
would have been obligated to file a request for due process
within two years of that date. 5 She waited until more than
two years had passed before filing this case, and would be
barred by the IDEIA limitations period as a result, for all
claims of which she had notice as of March 31, 2004.
The Parent argued that the District’s failure to
provide an evaluation report to the Parent for four months
also triggered the exception for “withholding” information.
The District completed an Evaluation Report in June 2004,
but did not transmit it to the Parent until October. (FF)
Thus, during the four months before the Parent received
notice of the District’s ER, she was effectively prevented
from contesting it, as she ultimately, but belatedly, did.
It is also clear from the record that the ER was not
forwarded to the Parent because it was lost from June 2004
until October 2004, when it was found by happenstance in
the Special Education room of the [redacted] School.
(NT1138-3 to 16, 1143-25 to 1144-22.) While this failure
to forward the ER appears to have been a violation of the
Act, it does not rise to the level of “withholding”
information within the meaning of the IDEIA exception to
the two year limitations period. In this case the failure
to provide information was inadvertent, not a conscious
decision. Moreover, the record demonstrates that the
Parent was on notice during this entire period that she was
entitled to go to due process to complain about the
District’s failure to provide a copy of the ER. Thus, the
4 The applicable limitation period is the two year period
under the IDEIA. Since this due process request was filed
after the effective date of the IDEIA, it is governed by
that Act’s provisions.
5 This assumes that the Parent “knew or should have known”
that the District had failed to identify the Student as in
need of special education services. 20 U.S.C.
§1415(b)(6)(B). As discussed below, this hearing officer
is satisfied that the Parent was on notice that the
District was failing to provide needed services to her son,
long before she signed the Permission to Evaluate form.
Thus, the Parent was on notice of the “alleged action that
forms the basis of the complaint.” 20
U.S.C.§1415(f)(3)(C).
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22
record shows that the Parent was not “prevented” from
filing on account of the District’s failure to provide the
ER.
In sum, the hearing officer finds that the record does
not support the application of the statutory exceptions to
the IDEIA limitations period in this matter. Further, the
hearing officer finds that the Parent “knew or should have
known” that the District had failed to properly identify
the Student as learning disabled long before July 26, 2004,
the date two years prior to her filing of the complaint
notice in this matter. Consequently, the Parent’s right to
file a complaint had expired for every day prior to that
date, and this hearing officer will consider compensatory
education claims only for the two years prior to the date
of filing.
CREDIBILITY
The hearing officer finds the Parent’s testimony to be
credible, based upon her demeanor during the hearing, the
content of her testimony, corroboration by other witnesses,
prior consistent statements, and corroboration by
documentary evidence. See
, e.g., (FF 31)(parent’s
recollection of a delay between the Student’s actual
transfer to Middle School and Middle School’s entry of the
admission date corroborated by business record entry and
testimony of court truancy case manager); (NT509-1 to 512-
4)(prior consistent statement by Parent); (NT514-11 to 515-
3)(court case worker impression the Parent was involved
with Student’s education and had made numerous contacts
with [redacted] School); (NT513-18 to 514-1)(Parent’s prior
consistent statement regarding Middle School counselor’s
unresponsiveness); (NT533-4 to 534-3)(court case manager
witnessing discussion of evaluating Student for reading
problem); (NT538-2 to 539-23)(independent agency
investigation corroborating Parent’s testimony about the
Student being targeted for bullying at school.)
However, the hearing officer accords reduced weight to
the Parent’s testimony concerning dates, names, procedures
and sequences of events. The hearing officer finds that
the Parent’s memory for such details is faulty. (NT981-3
to 6, 1032-17, 1033-4 to 25, 1041-5 to 24, 1047-8 to 18,
1048-15 to 21, 1049-1 to 10, 1050-22 to 1052-3, 1060-18 to
1061-1, 1074-15 to 10775-1, 1079-13 to 20, 1086-10 to 25,
1087-11 to 17) Thus, he gives her testimony less weight on
these procedural details.
Page 23
23
The hearing officer does not credit the testimony of
the Middle School counselor, or that of the assistant
principal at Middle School. These witnesses had created a
letter stating that the parent “and advocate” were
satisfied with “all proper safeguards and terms of
notification” provided by Middle School. (P-28.) This was
contradicted by the credible testimony of the court case
manager assigned to the Student’s truancy case (referred to
as “advocate” in the letter). (NT545-12 to 546-1.)
The hearing officer does not credit the testimony of
the Middle School assistant principal to the effect that
the Parent never communicated with him concerning the
Student’s academic needs. This individual testified that
he did not remember any conversations with the Parent about
the Student’s academics, although he had dealt with some of
the disciplinary incidents in early 2005. (NT1099-3 to
1103-3.) He directly denied that he had ever told the
Parent that he could put the Student in special education
without an evaluation, or by a “back door” procedure.
(NT1101-4 to 8, 1101-18 to 23.) However, most of the
questions he was asked and all but one of his answers were
based upon a lack of recollection, rather than a firm
denial of having those conversations, and this hearing
officer declines to infer from this witness’ lack of memory
that the conversations did not take place, at least to the
extent of notifying this vice principal that the Parent
wanted something done about the Student’s reading and
academic problems.
Any such inference from the witness’ lack of memory of
those conversations is contradicted by the testimony and
business records in evidence from the court appointed
truancy case manager. This witness’ case log credibly
documented that both the Parent and the Middle School
counselor told the witness in November 2004 that the Parent
had spoken to the assistant principal about the Student,
prior to the date of any disciplinary matters. (NT521-521-
13 to 20, 524-9 to 20; P-29 p. 3.) Moreover, this
assistant principal attended the CSAP meeting on February
1, 2005, at which the Student’s academic needs were
discussed. (NT529-1 to 534-7; P-19 p. 27.) The assistant
principal apparently did not recall this meeting during his
testimony. (NT1100-2 to 1101-1.) Thus, his lack of memory
did not reliably contradict the Parent’s account of events.
The hearing officer also does not credit the testimony
of the Middle School counselor. Her demeanor and manner of
answering questions were so guarded and uncooperative that
the hearing officer must question her credibility. At
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24
various points it was obvious that she was trying to avoid
answering questions. (NT369-23 to 370-22, 389-14 to 18,
393-4 to 394-23, 411-17 to 414-12, 423-9 to 14, 425-4 to
426-3, 430-25 to 431-3, 462-4 to 464-5.) She also was
contradicted by documentary evidence and credible testimony
about how long it was before she became aware of the
Student after he arrived at Middle School. (NT381-11, 382-
23 to 383-15; P-32 p. 3.)
RELATIONSHIP OF THE ISSUES TO CHILD FIND ISSUE
Since the only request for relief is for compensatory
education, the remaining issues in this case boil down to
the overarching issue of whether or not the District denied
the Student FAPE during the relevant period, by failing to
identify the Student. The adequacy of the June 2004
evaluation is relevant only to whether or not the District
discharged its Child Find obligation by issuing it. The
appropriateness of the disciplinary proceedings likewise is
relevant only insofar as the failure to classify the
Student as Thought to Be Disabled contributed to or
extended the District’s failure to identify and provide
special education supports. Similarly, the procedural
irregularities surrounding the delay in providing the 2004
evaluation report to the Parent, and the participation of
the Parent, are relevant only insofar as they impinged upon
the validity of the ER and consequently the District’s
discharge of its Child Find obligation. Therefore, the
hearing officer will discuss all these issues together,
with the single focus on whether or not the District failed
to identify the Student when it should have done so, with
consequent denial of FAPE.
FAILURE TO IDENTIFY
Under the IDEA in effect in July 2004, the District
had an obligation to assure that “all children … who are in
need of special education and related services, are
identified … and evaluated ... .” 20 U.S.C.
§1412(a)(3)(A). This obligation applied to children who
are “suspected” of having a disability even though
advancing from grade to grade. 34 C.F.R.
§300.125(a)(2)(ii). Districts were and are obligated to
maintain and carry out a system of screening to seek out
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25
and identify students who “may” need special education
services and programs. 22 Pa. Code §14.122(a)(4). This
process must be “comprehensive.” Id. at (b). It must
include, for students with behavioral concerns, “a
systematic observation of the student’s behavior in the
classroom … .” 22 Pa. Code §14.122(c)(2). It must also
provide “an intervention” based upon the results of the
assessment. 22 Pa. Code §14.122(c)(3). Moreover, the
district must assess the response to the intervention, and
ultimately the district must determine whether the
student’s needs exceed the capacity of the regular
education system. 22 Pa. Code §14.122(c)(4), (6). The
district must encourage parental participation. 22 Pa.
Code §14.122(c)(6). It must not extend the instructional
support or screening process more than sixty days. 22 Pa.
Code §14.122(d). The process must not bar the parent from
insisting upon an immediate evaluation. 22 Pa. Code
§14.122(e).
In this matter, the hearing officer finds that the
District failed to perform these obligations with regard to
the Student. The record is clear that the Student had a
history of identification and receipt of special education
services, and that the District terminated his special
education status without notice or rationale. (FF 4, 5,
6.) In the 2003 to 2004 school year, which is the year
prior to the relevant period for this decision, the record
shows that the Student exhibited a spiraling deterioration
in his attendance, school behavior, anger control, and
social relationships; moreover, the record is clear that
the Student’s uniformly very poor grades also showed de
minimis educational progress. (FF 7, 8, 10, 14, 23.) The
Parent repeatedly brought these facts to the attention of
school personnel, including administration. (FF 11,12,13.)
While clearly on notice that the Student “may” need special
education services during this school year
6, the District
did not place the Student in its instructional support
program, “CSAP”. It was not until April 2005 that the
District finally evaluated the Student. (FF 15, 16.)
EVALUATION
6 The record suggests that the Student may have been
referred to the District’s CSAP program, but the evidence
was inadequate to determine this. The evidence was clear,
however, that the Student did not receive CSAP services
during the 2003-2004 school year.
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26
The District argues that the ensuing evaluation
discharged its Child Find obligation, thus obviating any
award of compensatory education within the period relevant
to this case, which commenced in July 2004, as discussed
above. The hearing officer finds that the evaluation
failed to identify the Student because it was inadequate,
and thus did not discharge the District’s Child Find
obligation. Ultimately, in August 2005, the District did
identify the Student with emotional disturbance,(S-34), and
in November 2005, it identified the Student with specific
learning disabilities in written expression, reading
comprehension and mathematics, (S-37). Thus, the question
is whether or not the District’s identification was
untimely because it performed an inadequate evaluation,
based upon the information available to it in June 2004.
Federal regulations in effect at the time of this
evaluation required that evaluations employ “a variety of
assessment tools and strategies … to gather relevant
functional and developmental information about the child,
including information provided by the parent … .” 34
C.F.R. §300.532(b). These must be “documented and
carefully considered.” 34 C.F.R. §300.535(a)(2). However,
the psychological report, upon which the Evaluation Report
was based almost verbatim
, disclosed no developmental
information at all, and only two background facts from the
Student’s entire developmental and school history, even
though the Parent was available to provide such information
and had interviewed with someone at the school for purposes
of the evaluation. (FF 16, 17.) The report did not take
into account the private clinical psychological report
obtained shortly after the Student had been retained in
first grade, which reported a history of anger, aggression
and two hour tantrums when the Student was seven years old.
(NT98-21 to 99-1.) Moreover, the report, although it
stated that a parent input form was employed, reported only
the scores from teacher rating forms. (P-17 p. 2, 3.)
Thus, the report’s testing and other assessment strategies
disclosed a failure to utilize a “variety” in information
gathering sources.
The regulations required that the child be “assessed
in all areas related to the suspected disability, including
… social and emotional status … .” 34 C.F.R. §300.532(g).
However, the 2004 report did not assess the Student’s
emotional status at all, although the referral questions
included behavioral difficulties in school, and the Parent
had communicated a numerous and serious behavioral problems
to school staff. (FF 10, 12, 14, 15, 16, 22.) When asked
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27
about this, the District’s school psychologist supervisor,
who countersigned the psychological report, indicated that
the entire emotional assessment was based upon observation
during testing and “clinical judgment.” (NT 88-2 to 23,
139-7 to 13, 140-12 to 22.)
The regulations required a classroom observation by
“[a]t least one team member other than the child’s regular
teacher … .” 34 C.F.R. §300.542(a). The report disclosed
no evidence of such an observation. (NT136-1 to 9.)
The Parent called the supervisor of the psychologist
who tested the Student. (NT43-1.) This psychologist was
not able to fill the information gaps left by the report
itself. (NT77-19 to 24.) The supervisor was unaware of
any data derived from the Student’s private school
experience in his fifth and sixth grade years. (NT81-1 to
22.) This is significant to this hearing officer because
the report was based upon an analysis of the learning
trajectory of the Student over time, and it appears
questionable that such an examination would be valid when
two years of a child’s educational history are unknown.
(NT83-21, 97-2 to 5.) The supervisor was unable to fill in
substantial detail about adaptive functioning data received
from the Parent. (NT113-21 to 115-16.) She could not
testify as to the observations made during testing, because
she did not do the testing. (NT66-10 to 67-1.)
The applicable regulations require the participation
of the parent in the ultimate decision of whether or not
the student is eligible for special education services. 34
C.F.R. §300.534(a)(1), 300.540. However, the Evaluation
Report was prepared without that participation. The Parent
was excluded from that decision. The entire process
proceeded outside the District’s established quality
improvement system, and did not conform to District
policies regarding disclosure of evaluation results to the
parent. (FF 18, 19, 20, 23, 24, 25, 26.)
The private neuropsychologist’s report, by contrast,
documented a broad range of data from the Student’s
history, including two psychological evaluations with
testing, and hours of interviews with the Parent. (NT 221-
10 to 222-2). Contrary to the District’s evaluation
report, the private evaluator documented third grade
achievement testing scores that placed the Student in the
Below Basic level of achievement in reading comprehension,
mathematics and problem solving. (NT242-18 to 243-9; P-47,
P-49.) The evaluator reported data from fourth grade,
again documenting below basic achievement. (P-50.)
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28
In sum, the hearing officer finds that the District’s
evaluation of April to June 2004 fell below the standards
set by the applicable federal regulations, and was
therefore inadequate. Its finding of nonexceptionality did
not absolve the District of its Child Find obligation on
the contrary, it was but another example of the District’s
failure to provide adequate Child Find.
FAILURE TO PLACE IN INSTRUCTIONAL SUPPORT
The District argues that there was not enough data to
justify a finding of exceptionality at that time. This
argument ignores a number of facts. First, the report
failed to gather what data was available, because it used
minimal strategies for data gathering and failed to obtain
all the information that the Parent could have provided.
Second, to the extent that records were unavailable, this
was due to the District’s own lack of adequate record
keeping. Third, even if it were wiser to err on the side
of non-identification, the ER itself concluded that more
information was needed; under District policies, the proper
course was to initiate a reevaluation and seek out more
data. (FF 25.) This the District did not do. Fourth,
even if the finding was correct, the proper course –
especially with a finding that more data was needed – was
to place the Student in the instructional support program
for observation, at the beginning of the 2004-2005 school
year. (FF 27, 28.) This was not done.
7 (FF 32.) Thus,
for months at a time, the District failed to provide the
Student with any alternative program to address his lack of
academic achievement and behavioral problems. (FF 27, 28,
29.)
When the Student was transferred to Middle School in
November 2004, the District again failed to provide any
intervention in his ongoing academic and behavioral
difficulties. (FF 31, 32, 33, 35, 36.) It was not until
7There was evidence that the Student was referred In the
Fall of 2005 to a tutoring program for after school hours,
called “Power Hour” – which is not the CSAP program.
However, the Student and his Parent did not know how to
access this program and he never attended. Regardless of
whose fault this was, the hearing officer concludes that,
with the Student’s known history, the District should have
made greater efforts to facilitate the Student’s admission
to the tutoring program, and should have enrolled him in
the CSAP program immediately at the start of the 2004-2005
school year.
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January 2005 that the Student was formally placed in the
CASP program at Middle School, and the first meeting was
not held until February 1. (FF 39.) Meanwhile the Student
was receiving no learning support services.
Also during this time, both the Parent and the Truancy
Court appointed case manager were repeatedly requesting a
reevaluation. (FF 33, 37.) Contrary to District policy,
the school personnel failed to initiate a reevaluation for
months. (FF 34, 35, 36, 38.) The Student’s behavior and
academic difficulties continued to escalate during this
time. (FF 27, 35, 48.) In January and February 2005, the
Student was charged with seven violations of school rules,
and disciplinary procedures were instituted. (FF 40.) The
District convened a team to conduct a Behavior Performance
Review. (FF 42.) At this juncture, the District again had
an opportunity to identify the Student’s emotional
disability by recognizing that he was thought to be a child
with a disability, and to intervene. Instead, the team
made materially incorrect findings and did not intervene,
instead suspending the Student for several non consecutive
periods. (FF 41 through 47.) Finally, the Student was
hospitalized in March 2005 and the mental health system
began managing his care for the next several months. (FF
49.)
CONCLUSION
The hearing officer finds that the District failed to
identify the Student and consequently failed to provide him
with FAPE, during the period from the beginning of the
relevant period based upon the statutory limitations period
until March 12, 2005. Compensatory education may be
awarded when a district identifies a student belatedly, in
violation of its Child Find obligations, as a result of
which the student makes de
minimis educational progress.
In the Matter of the Educational Assignment of R.M., A
Student in the Pocono Mountain School District, Spec. Ed.
Opinion 1714 (April 2006); In the Matter of the Educational
Assignment of F.M., A Student in the North Penn School
District, Spec. Ed. Opinion 1503A (January 2006). The
hearing officer finds that this is the case here.
Compensatory education may be awarded from the time
that the district knew or should have known that the IEP is
inappropriate or that the student was not receiving FAPE.
M.C. v. Central Regional School District, 81 F.3d 389 (3d
Cir. 1996). In this matter, the period of time for
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compensatory education will begin on the first date for
which the Student is entitled to claim it under the
applicable statutory limitations period: July 26, 2004. In
light of the evidence that the District was on notice of
the Student’s need for intervention, (FF 4 through 14), and
that the beginning of this period of responsibility is
artificially created by statute, the hearing officer sees
no reason for according the District the customary sixty
days for evaluation and planning; that should have
commenced long before July 26, 2004.
Although the parties stipulated that the relevant
period for compensatory education purposes would end on
September 23, 2005, the hearing officer will not award
compensatory education for two periods during which it was
obstructed or prevented from providing services. First is
the period from October 6, 2004 until November 16, 2004,
when the Student was kept home in the aftermath of his head
injury. (FF 30.) Second is the period after March 12,
2005. From this date until April 4, 2005, the Student was
hospitalized and it was impossible for the District to
provide services to the Student. April 4, 2005 is the date
on which the District offered to evaluate the Student, an
offer that was spurned by the Parent. (FF 38, 50, 51.)
After this, it was also impossible for the District to
provide services. Although the Parent argued that she
refused because the student was still in crisis and the
doctors did not want him evaluated at that time, the record
makes clear that by that time, the Student was no longer
hospitalized, and therefore was no longer in the level of
psychiatric crisis that would necessarily preclude an
educational evaluation. (NT1009-9 to 1011-15, 1124-6 to
1125-2; S-23, S-28.) The hearing officer concludes that
the Parent did not remember correctly the sequence of
events at this time, another example of her poor memory for
times and names and procedural sequences. This does not
reflect upon her veracity, but does lead the hearing
officer to disregard her testimony in this particular. The
Parent further admitted that she was angry with the
District and that this was part of her reason for refusing
to cooperate at that point in time. (FF 51.) The
psychologist who spoke frequently with the Parent on behalf
of the Regional Director of Special Education testified
that the Parent also indicated to her that she intended to
sue the District. (FF 51.) Thus, the Parent’s motive for
non-cooperation appears to have been predominantly to
preserve her claims for court. From that point until a
prehearing conference in July 2005, the Parent did not
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cooperate with the District, and after July, all
accommodations were by agreement of counsel. (FF 52, 53,
54, 55.) Under these circumstances, the hearing officer
finds that it would be inequitable to award compensatory
education beyond the date of March 12, 2005.
When finally identified in August 2005, some five
months after the end of the period of compensatory
education, the Student was assigned to full time emotional
support. This had been recommended previously in
independent reports. Therefore, the hours of compensatory
education will be full school days, five hours per day. In
the Matter of the Educational Assignment of D.H., A Student
in the Kiski School District, Spec. Ed. Opinion 1672 at 13
n. 86 (December 2005).
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ORDER
1. The District shall provide compensatory education
in the form of educational services or activities.
2. The number of hours of compensatory education
services or activities shall be calculated as follows:
Five hours per day for every day in which the
District’s middle schools were in session from July
26, 2004 until October 6, 2004 and from November 16
2004 until March 12, 2005.
3. The compensatory education ordered in this
paragraph four shall not be used in place of services
that are offered in the current IEP or any future IEP.
The form of the services shall be decided by the
Parent, and may include any form that the Parent
decides is appropriate for educational purposes. The
services may be used after school, on weekends, or
during the summer, and may be used after the Student
reaches 21 years of age. The services may be used
hourly or in blocks of hours. The hourly cost to the
District shall not exceed the reasonable and customary
average cost of one hour’s salary for a special
education teacher hired by the District. The District
has the right to challenge the reasonableness of the
hourly cost of the services.
William F. Culleton,Jr.
________________________________
WILLIAM F. CULLETON, JR., ESQ.
HEARING OFFICER
February 3, 2007
