Philadelphia City School District | Case 8522-07-08 | 2008-06-09
Pennsylvania special education due-process decision
- Case number
- 8522-07-08
- Date
- 06/09/2008
- Parties / district (official listing)
- Philadelphia City School District
- Hearing officer
- William Culleton
- Issues (official listing)
- Related Services Extended School Year
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Decision text
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This is a redacted version of the original decision. Select details have been removed
from the decision to preserve anonymity of the student. The redactions do not affect
the substance of the document.
Pennsylvania
Special Education Hearing Officer
DECISION
Child’s Name: EW
Date of Birth: xx/xx/xx
Dates of Hearing:
May 27, 2008
CLOSED HEARING
ODR #8521/07-08 KE
Parties to the Hearing
: Representative :
P r o S e
School District of Philadelphia Kenneth S. Cooper, Esquire
440 North Broad Street, Suite 313 Office of General Counsel
Philadelphia, PA 19130-4015 440 North Broad Street, Suite 313
Philadelphia, PA 19130-4015
Date Record Closed: May 29, 2008
Date of Decision: June 8, 2008
Hearing Officer: William F. Culleton, Jr., Esquire
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INTRODUCTION AND PROCEDURAL HISTORY
Student is an elementary school age eligible resident of the School District of
Philadelphia (District). (NT 17-18.) The Student is identified with Specific Learning
Disability and Speech and Language Impairment. (NT 18-22.) Ms. (Parent) requested
due process, alleging: 1) that the District failed to provide the Student with transportation
to school, resulting in irregular attendance because of the Parent’s time pressures and
unreliable automobile; and 2) that the District failed to provide ESY services that would
assist the Student to benefit from Student’s education.
The District asserted that it had no obligation to provide transportation to the
Student, because the Parent had chosen to place Student at a school that was not
Student’s neighborhood school and had waived transportation services in writing. The
District also asserted that the Student did not need ESY services according to the criteria
set forth in Pennsylvania regulations, 22Pa. Code §14.132.
The parent filed the Complaint for the Student on an ODR Request Form on
February 13, 2008, along with a separate request form for Student’s sibling. On March
10, 2008, the hearing officer found the Parent’s Complaint to be insufficient. The Parent
filed a letter amending the Complaint for the Student and for Student’s sibling on or
about March 21, 2008. The matter was scheduled for expedited hearing on ESY issues
only, but the Parent asked that it be continued and waived the Parent’s right to expedited
hearing, so that all issues could be heard at one time for the Student and Student’s sibling.
The hearing was held and completed on May 27, 2008, for both the Student and Student’s
sibling, at the request of the Parent. The record closed on May 29, upon receipt of the
transcript.
ISSUES
1. Is the Student entitled to transportation as a related service?
2. Is the Student entitled to ESY services as part of Student’s special
education program?
FINDINGS OF FACT
1. The Student was removed from the Parent’s home early in Student’s
educational career, and then was returned to the Parent’s home. When
Student returned to Student’s Parent’s home, the Student was eligible for and
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was enrolled in Student’s neighborhood school, the [neighborhood] School.
(NT 36-37, 55-57.)
2. The Parent understood that the [neighborhood] School was a poorly
performing school, and obtained a transfer of the Student to the [out-of-
neighborhood] School, which Parent understood to be a better performing
school. (NT 36-37, 55-57.)
3. The Student is making continuous progress at [out-of-neighborhood] School.
(NT 134, 137-141, 161, 169-170.)
TRANSPORTATION
4. The [out-of-neighborhood] School is not the Student’s neighborhood school,
and it is at greater distance from the Parent’s home than the [neighborhood]
School. (36-37, 55-57.)
5. As a condition of transfer to a non-neighborhood school, the District requires
parents to sign a form that acknowledges that transportation services will not
be provided. (NT 41, 125-126, 128-131; S-1.)
6. The Parent signed such a form, thus in effect waiving transportation services.
The Parent knew that transportation would not be provided before sending the
Student to [out-of-neighborhood] School. (NT 37, 59-66, 85-87, 125-128.)
7. The Parent finds it difficult to transport the Student to school, due to the
needs of the Parent’s other children, and the unreliable condition of Parent’s
automobile. The children cannot be sent to school by themselves for safety
reasons, and also because of the pendency of family court supervision. As a
result, the Student is sometimes late for school; sometimes Student is early for
school, which creates child-care issues for the Parent and the school. (NT 45-
49, 69-70, 93-94, 98-101, 105, 111, 119.)
8. The IEP team discussed transportation and determined that the Student did not
need it to be present for school or to benefit from special education services at
school. (NT 129-132.)
9. The Parent made it clear that Parent disagreed with the District’s decision not
to provide transportation, even though Parent signed NOREP forms indicating
agreement with the IEP. (NT 73-78, 79-82, 115-116, 128; S-2, S-3.)
10. The Student receives special education in the form of both speech and
language therapy for articulation, and part time learning support services in a
resource room, at [out-of-neighborhood] School. The speech and language
intervention is provided two to three times per week, and the resource room is
provided one hour per day. (NT 43-45, 169; S-2.)
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11. Resource room services are timed to be available only when the Student is in
school; thus, lateness does not prevent the Student from receiving those
services. Speech and language services are provided in the resource room
context, so lateness does not interfere with receipt of speech and language
services. (NT 168-169, 174-175.)
EXTENDED SCHOOL YEAR SERVICES
12. The IEP team determined that the Student did not need ESY services to
benefit from special education services. (NT 132-135.)
13. The Student did not display problems with regression and recoupment during
the 2007-2008 school year that interfered with Student’s progress toward
Student’s IEP goals. (NT 134-135.)
14. The Student was not in jeopardy of losing an important skill or a skill related
to self sufficiency, nor was Student withdrawing from the learning process.
(NT 134-135, 136-141.)
15. The District determined that ESY programming would not help the Student
advance as well as Student would in the regular education summer program,
because that program would provide greater emphasis on academic skills.
(154-155, 172-173.)
DISCUSSION AND CONCLUSIONS OF LAW
BURDEN OF PROOF
The United States Supreme Court has decided who has the burden of proof in the
case of an administrative hearing challenging a special education IEP. Schaffer v. Weast,
546 U.S. 49, 126 S.Ct. 528, 163 L.Ed.2d 387 (2005). There, the Court decided that the
burden of proof is on the party asking a hearing officer to enter an order. In this case,
that party is the Parent. However, the Court noted that the burden of persuasion
determines the outcome only where the evidence is closely balanced, which the Court
termed “equipoise” – that is, where neither party has introduced more evidence than the
other party. In such unusual circumstances, the burden of persuasion provides the rule
for decision, and the party with the burden of persuasion will lose. On the other hand,
whenever the evidence is clearly in favor of one party, that party will prevail.
FREE APPROPRIATE PUBLIC EDUCATION
Not every child with a disability is entitled to special education and related
services from a school district. The IDEA defines a child with a disability as “a child …
who, by reason [of Student’s disability], needs
special education and related services.”
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20 U.S.C. §1401(3)(A)(emphasis supplied); accord, 34 C.F.R.§300.8(a)(1). Only a child
who needs such services is considered eligible for them. 20 U.S.C. §1412(a)(1)(A).
Thus, the need for services is the basis for identification of a child as a child with a
disability. See generally, Mr. I v. Maine School Administrative District No. 55, 480 F.3d
1 (1st Cir. 2007).
When a child is identified with a disability, the District is obligated to provide a
free and appropriate public education (“FAPE”), in accordance with an Individualized
Education Plan (IEP) reasonably calculated to enable the child to receive meaningful
educational benefit. Bd. of Educ. v. Rowley, 458 U.S. 176, 206 (1982). “The education
provided must be sufficient to confer some educational benefit upon the handicapped
child.” L. E. v. Ramsey Bd. of Educ., 435 F.3d 384, 390 (3d Cir. 2006). Under the
IDEA, a district must address “each of the child’s … educational ne eds that result from
the child’s disability … .” 34 C.F.R.§ 200.320(a). See , M.C. v. Central Regional School
District, 81 F. 3d 389, 393-394 (3rd Cir. 1996). These needs include behavioral, social
and emotional skills. Ibid. Thus, a district’s obligation is to provide those services that
address the child’s individual needs. Mr. I, supra.
The District’s obligation to provide FAPE includes transportation services in
some cases, but not in all cases. FAPE is defined as “special education and related
services” provided according to the IEP. 20 U.S.C. §1401(9); 34 C.F.R. §300.17. The
term “related services” is further defined:
Related services means transportation and such
developmental, corrective, and other supportive
services as are required to assist a child with a
disability to benefit from special education … .
34 C.F.R. §300.34(a). The Supreme Court has made it clear that districts are required to
provide only those services that are necessary to enable the child to benefit from
education. In Irving Independent School District v. Tatro
, 468 U.S. 883, 104 S.Ct. 3371,
82 L.Ed. 2d 664 (1984), the Court stated that “only those services necessary to aid a
handicapped child to benefit from special education must be provided … .” Thus, a child
with a disability is entitled to transportation only if transportation is required to help that
child benefit from Student’s special education as set forth in the IEP. The focus of the
law is upon the needs of the child, not those of Student or Student’s parents, no matter
how great or legitimate the parent’s needs may be.
TRANSPORTATION
The Parent brought this due process request because Parent had been told that the
children were eligible for transportation because they were identified as children with
disabilities. The hearing officer has studied the law, and concludes that the Parent
misunderstands the law. The children are eligible only to have their transportation needs
considered. They are not entitled to transportation unless it is necessary so that they can
benefit from the educational services provided to them by the District. The above laws,
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regulations and cases make this clear. Thus, the key factual issue is: does the Student
need transportation services in order to benefit from special education services offered by
the District?
The Parent also wanted to know whethe r the federal law – that is, the IDEA –
applies if it conflicts with local district policies and state laws governing transportation.
The hearing officer believes that the IDEA ordinarily would supersede local laws and
policies if they are contrary to the IDEA; if there is a conflict, usually the requirements of
the IDEA would have to be followed. Mr. I. v. Maine School Administrative District
No. 55, 480 F.3d 1, 10-11 (1st Cir. 2007). Thus, even if the Parent gave up the right to
transportation because Parent had the children transferred to a school that was not the
neighborhood school, (FF 5, 6), they would be entitled to transportation if the IDEA
required it. (FF 9.) However, the evidence in this matter shows that the IDEA does not
require it, and the Student is not entitled to transportation.
The Parent honestly stated that Pa rent withdrew the children from [neighborhood
school] because Parent believed that they would not be getting an appropriate education
there. (FF 1, 2.) But there is no evidence that the Student failed to make educational
progress there, nor is there any evidence that [neighborhood school] failed to provide the
services required in the Student’s IEP. There is no evidence that the [out-of-
neighborhood] School provided better or more effective special education services.
While there was evidence that the Parent considered the services at [neighborhood
school] to be inadequate, the Parent is not qualified by education or experience to give
an opinion to that effect. There was not a witness nor was there a document indicating
that the school provided services so inadequate that it became necessary to transfer the
Student to [out-of-neighborhood School]. There simply was not enough evidence to
create a “preponderance” of evidence that this was necessary.
1
The hearing officer accepts the Parent’s st atement that it is necessary to transport
the children to [out-of-neighborhood School], and that this is difficult because of the
needs of the other children and unreliable automobile. (FF 4, 7.) However, the evidence
shows that this does not interfere substantially with the Student’s education. (FF 3, 8, 10,
11.) The District’s witnesses stated that the Student does not lose any special education
services when Student is late, because the resource room service, during which at least
some speech and language services are provided, does not start without the Student. (FF
11.) Moreover, the Parent was not able to point to evidence of excessive lateness, nor to
show what services the Student would lose in Student’s educational program when
1 A “preponderance” of evidence is a quantity or weight of evidence that is greater than
the quantity or weight of evidence produced by the opposing party. Dispute Resolution
Manual §810 (please note that the Manual was promulgated before the Supreme Court
ruled in Schaffer v. Weast, at a time when the Local Educational Agency had the burden
of persuasion in Pennsylvania and elsewhere in the federal Third Judicial Circuit. Thus,
the first sentence of section 810, indicating that the LEA has the burden in most cases, is
outdated and was effectively overturned by Schaffer).
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Student should be absent. (FF 7.) The most telling testimony was by teachers who
testified that the Student is making acceptable progress. (FF 3.) They also testified that
the IEP team did consider transportation and decided that the Student does not require it
in order to benefit from education. (FF 8.)
In sum, the record shows by a preponde rance of evidence that the Student does
not need transportation services to benefit from special education services.
Transportation is needed only because the Student is attending a school outside of
Student’s neighborhood. (FF 4-7, 9.)
EXTENDED SCHOOL YEAR SERVICES
The Parent indicated that Parent bro ught this issue to due process primarily
because Parent wanted to understand more about Extended School Year services (ESY),
and felt that it was not adequately explained. (NT 54.) ESY services are special
education and related services that are provided to a child with a disability beyond the
regular school year, including during the summer. 34 C.F.R. §300.106. This most often
is necessary because of the risk of regression during a summer away from school. Many
students regress somewhat during the summer, but they are able to relearn their skills in
the beginning of the new school year, a process called recoupment. (NT 160-161.) Some
children with disabilities regress so much that they will not ever make progress unless
regression is prevented through ESY services. (NT 160-161.) This is the purpose of
ESY in many cases.
During the hearing, the Parent tried to make a case that the children were entitled
to such services, based upon the argument that such services would help the children and
would be accommodated to meet their needs better than the general education summer
programming offered by the District. Although these considerations are no doubt
important, the hearing officer cannot order ESY unless the Student meets the test that the
law sets for eligibility.
The legal test requires proof that the Student needs ESY because Student would
not benefit from education without it. 34 C.F.R. §300.106; 22 Pa. Code §14.132. Thus,
it is not enough to argue that ESY services would benefit a child; they must be necessary
to ensure educational benefit.
Pennsylvania regulations provide a list of factors that must be considered by IEP
teams, who are required to consider and decide whether or not ESY services are
appropriate for a child. 22 Pa. Code §14.132. The IEP team must consider the risk of
regression and the likelihood and likely extent of recoupment. 22 Pa. Code §14.132(2)(i-
iii). It must also consider whether that risk is enhanced due to the severity of the
student’s disability, 22 Pa. Code §14.132(2)(viii), and whether or not an important skill is
at risk due to likely regression, such as a skill needed to enhance the student’s self-
sufficiency or independence. 22 Pa. Code §14.132(2)(iv-v). The team must also
consider whether or not the Student is likely to withdraw from the learning process if not
provided ESY services. 22 Pa. Code §14.132(2)(vi).
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The record shows that the IEP team considered most or all of these factors. (FF
12-14.) The District’s witnesses testified that the team considered the risk of regression,
the likelihood of recoupment, and whether or not an important skill is at risk if no ESY is
provided. (FF 13, 14.)
Nothing in the record suggests that the Student’s disabilities are considered
“severe” within the meaning of the term as used in the Pennsylvania regulations
governing ESY services. The examples given in the regulation – mental retardation,
autism, and severe multiple disabilities - are not at all similar to the kinds of disabilities
that the Student displays. The Parent testified that the Student’s disabilities are severe,
but the hearing officer finds that this evidence is insufficient to provide a preponderance
of evidence that the Student meets the legal standard of severity, because the Parent is not
qualified to render an expert opinion on the severity of the Student’s disabilities.
Contrary to this opinion is the IEP team’s decision that the Student does not need ESY
services, (FF 12, 15), and this is preponderant evidence against the Parent’s claim.
The evidence, by a preponderance, established that the Student was not
withdrawing from the learning experience. The principal and Student’s teachers
characterized Student as making continuous progress. (FF 3.)
CONCLUSION
In conclusion, the law requires proof that the Student cannot benefit from
Student’s special education services unless provided with transportation and ESY
services. The hearing officer finds that the evidence does not establish such a necessity
for requiring either transportation or ESY services. Consequently, the hearing officer
cannot issue the order that the Parent requests.
ORDER
1. The Student is not entitled to transportation as a related service.
2. The Student is not entitled to ESY services as part of Student’s special
education program.
_____________________________
WILLIAM F. CULLETON, JR., ESQ.
HEARING OFFICER
June 9, 2008
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