Pleasant Valley School District | Case 19032-16-17 | 2017-09-25
Pennsylvania special education due-process decision
- Case number
- 19032-16-17
- Date
- 09/25/2017
- Parties / district (official listing)
- Pleasant Valley School District
- Hearing officer
- Brian Ford
- Issues (official listing)
- Transition IEP Progress Compensatory Education
Open saved decision PDF · Official source
This page reproduces text extracted from the public decision. The saved PDF controls formatting and wording. No attorney-reviewed summary has been added.
Decision text
Page 1
This is a redacted version of the original decision. Select details have been
removed from the decision to preserve anonymity of the student. The redactions
do not affect the substance of the document.
Pennsylvania Special Education Hearing Officer
FINAL DECISION AND ORDER
CLOSED HEARING
ODR File Number: 19032 16 17
Student’s Name: M.B.
Date of Birth: [redacted]
Dates of Hearing:
06/26/2017, 06/27/2017, 06/28/2017, 08/08/2017, 08/16/2017
Parent:
[redacted]
Counsel for Parent
Michael J. Connolly, Esquire, McAndrews Law Office, P.C., 30 Cassatt Avenue,
Berwyn, PA 19312
Local Education Agency:
Pleasant Valley School District, 2233 Route 115, Suite 100,
Brodheadsville, PA 18322
Counsel for the LEA
Glenna M. Hazeltine, Esq, King, Spry, Herman, Freund, & Faul, LLC,
One West Broad Street, Suite 700,
Bethlehem, PA 18108
Hearing Officer: Brian Jason Ford, JD, CHO
Date of Decision: 9/25/17
Page 2
Introduction
This special education due process hearing concerns the educational rights of a former
student (Student) of the School District (District).1 The Student’s parents (Parents)
allege that the District denied the Student a free appropriate public education (FAPE)
from the 2010-11 school year until the Student aged out of programming after the 2016-
17 school year.
For reasons discussed below, I find in favor of the Parents in part and in favor of the
District in part. I fashion a remedy to address the denial of FAPE.
Issues2
1. Was the Student denied a FAPE from the 2010-11 school year until the Student
aged out of IDEA eligibility at the end of the 2016-17 school year?
2. If the Student was denied a FAPE, how much compensatory education is owed,
and how may that compensatory education be used?
Findings of Fact
I carefully considered all evidence and testimony that was made part of the record in
this case. I make findings of fact, however, only as necessary to resolve the issues
presented. Consequently, not every document moved into the record, and not every
aspect of each witnesses’ testimony, is referenced below.
In this case, a large quantity of evidence was ultimately irrelevant to the issues
presented. The legal standards described below set the parameters for the evidence
that I must consider. The temporal scope of this hearing is broad, but the single issue
within that scope is discrete. I do not mean to diminish the importance of the evidence
to the parties.3 Rather, my focus is exclusively limited to the evidence that establishes
the Student’s needs, and the District’s response to those needs.
1 Except for the title page of this decision, identifying information is omitted.
2 In their Complaint, the Parents also demand development of an appropriate program
and placement. That issue is now moot, and the Parents only demand compensatory
education. Similarly, the Parents demanded reasonable attorneys’ fees and costs. I
have no authority to award fees and costs, and so I read that demand as a reservation
of the Parents’ rights to raise claims for fees and costs after these proceedings.
3 Some evidence does nothing but establish the acrimony between the parties. This
evidence was clearly important to the parties during the hearing, but is not relevant to
the issue presented. For example, the level of everyone’s anger during IEP Team
meetings tells me nothing about the Student’s needs, or how the District’s program was
designed to meet those needs. See, e.g. NT 553.
Page 3
Further, the parties duplicated exhibits, entering the same exhibits twice, but marked
differently. For convenience, I sometime refer to one copy without the other.
Finally, the parties agreed that no issue was raised regarding the appropriateness of the
Speech and Language Therapy that the Student received. I make some findings below
concerning Speech and Language Therapy, but only as necessary for context.
I find as follows:
Background – General
1. There is no dispute that, for the time in question, the District was the Student’s
LEA, and that the Student was a “child with a disability,” specifically Autism and
Speech and Language Impairment, as defined by the IDEA at 20 U.S.C. § 1401.
2. In February 2017, through an IEE, the Student was found to meet criteria for a
child with an Intellectual Disability. P-31.
3. The Student does not proceed from grade level to grade level on academic
standards, and so the concept of grade level has limited probative value for this
hearing. However, associating grade level with school year is helpful for
reference. During the hearing, the parties referred to school years after 12th
grade as the “12 plus 1” and “12 plus 2” school years. I adopt that nomenclature
for consistency.
a. The 2010-11 school year was the Student’s 8th grade year.
b. The 2011-12 school year was the Student’s 9th grade year.
c. The 2012-13 school year was the Student’s 10th grade year.
d. The 2013-14 school year was the Student’s 11th grade year.
e. The 2014-15 school year was the Student’s 12th grade year.
f. The 2015-16 school year was the Student’s 12 + 1 school year.
g. The 2016-17 school year was the Student’s 12 + 2 school year.
4. Prior to the 2010-11 school year, the Student attended the District’s intermediate
school.
5. The Student transferred to the District’s middle school for the 2010-11 (8th
grade) school year, and remained in the middle school for the 2011-12 (9th
grade) and 2012-13 (10th grade) school years.
6. The Student transferred to the District’s high school for the 2013-14 (11th grade)
school year, and remained in the high school for the 2014-15 (12th grade) and
2015-16 (12 + 1) school years.
7. The Student received homebound instruction during the entirety of the 2016-17
(12 + 2) school year.
Page 4
Background – Work Experiences
8. In addition to the services described below, the Student participated in work
experiences both in and out of school.
9. In the 2010-11 through 2012-13 school years, the time that the Student attended
the District’s middle school, the Student was assigned to in-school work-like jobs,
such as delivering mail in the school building. NT 429-431, 883-884.
10. In the 2013-14 through 2015-16 school years, the time that the Student attended
the District’s high school, the Student participated in class trips to the library,
where the Student would clean CDs, and to a local supermarket, where the
Student would stock shelves with supervision. NT 432, 886, 1264-1265. These
trips occurred between six and eight times per year, except for the 2015-16
school year, during which time the Student went on four trips. Id.
Background – 2008-09 and 2009-10 School Years
11. The Student received special education in accordance with an IEP dated March
5, 2009, from that date until March 3, 2010. P-1, P-2.
12. The 2009 IEP included a measurable, objective, baselined reading goal. The
goal called for the Student to comprehend text at an instructional 3rd grade level.
The reading goal was also broken into measurable short-term objectives. P-1.
13. The 2009 IEP included a measurable, objective, baselined math goal. The goal
called for the Student to score in the instructional level on a 5th grade math
assessment. The math goal was also broken into measurable short-term
objectives. P-1.
14. The 2009 IEP included a measurable, objective, baselined writing goal. The goal
called for the Student to write one paragraph “with good focus, a topic sentence,
three supporting details, and a concluding sentence.” P-1 at 26. The writing goal
was also broken into measurable short-term objectives. P-1.
15. The 2009 IEP included two measurable, objective, baselined speech and
language goals. Both of those speech and language goals were also broken into
measurable short-term objectives. For both goals, the target of the goals
themselves was for the Student to master short-term objectives. For one goal,
the short-term objectives mostly related to vocabulary and articulation. P-1 at 18-
19. For the other goal, the short-term objectives mostly related to language
pragmatics. P-1 at 20.
Page 5
16. The 2009 IEP included a baselined social and behavioral skills goal. That goal,
viewed in isolation, was not objective. However, the goal was broken into short-
term objectives, and those objectives were objective and measurable.
17. The 2009 IEP included several modifications and specially designed instruction
(SDI), which provided small group instruction in content areas, positive
reinforcement for desired behaviors, accommodations for tests and assignments,
and “direct adult supervision for all academic areas and specials, cafeteria, and
unstructured activities.” P-1 at 32-33.
18. The 2009 IEP specified that the Student was to receive two Speech and
Language Therapy sessions per six-day cycle, 30 minutes per session. P-1.
19. The 2009 IEP placed the Student in a supplemental level of learning support,
meaning that the Student received more than 20% but less than 80% of the
school day receiving services provided by special education personnel. More
specifically, the 2009 IEP called for the Student to participate in regular education
classes, with the modifications provided through the IEP, except for reading
instruction and time spent receiving Speech and Language Therapy.4
20. The Student’s IEP Team reconvened on March 3, 2010 (now in the 2009-10
school year). P-2. The Student was [early teenaged] at that time. The IEP Team
updated the Student’s IEP, and issued a new IEP on the same day. The Parents
approved the 2010 IEP via a Notice of Recommended Educational Placement
(NOREP), also on the same day. P-2.
21. The 2010 IEP included a section for transition services. In that section, the IEP
Team indicated that the Student had no plans for post-secondary education at
that time, but would require supported employment when the Student was old
enough for employment, and listed supported employment as an employment
goal. P-2.
22. Regarding transition, the 2010 IEP also indicated that the Student had taken a
Career Interest Picture Inventory, called for the Student to complete another
interest inventory, and improve self-advocacy, direction-following, and social
skills. These were not goals, but rather were listed as services or activities
related to the Student’s transition needs. P-2.
23. Regarding transition, the 2010 IEP also indicated that the Student’s goal was to
live with the Parents after graduation, and listed living with the Parents as an
4 The 2009 IEP also contemplated that the Student could receive math outside of
regular education if necessary to achieve the IEP’s math goal. The 2009 IEP also
specified that the Student was not expected to read novels presented to other 8th grade
students.
Page 6
independent living goal. Self-advocacy and social skills were again listed as
services or activities related to the Student’s independent living goal. P-2.
24. The 2010 IEP included two Speech and Language goals. For the most part,
these goals were substantively identical to the Speech and Language goals in
the 2009 IEP. However, new objectives were added that called for the Student to
work through “hypothetical problematic situations.” See P-2 at 15.5
25. The 2010 IEP included a reading goal that was substantively similar to the 2009
reading goal, maintaining a focus on reading comprehension. The 2010 IEP,
however, did not call for the Student to reach a reading grade level, but rather
called for the Student to demonstrate comprehension at the Student’s current
instructional level. At that time, the Student’s reading level was inconsistent, but
around the 1st or 2nd grade (as measured by accuracy and fluency on
Qualitative Reading Assessments – comprehension scores were lower). The
2010 IEP also called for the Student to demonstrate comprehension skills with
less accuracy than what was expected in the 2009 IEP. P-2.
26. The 2010 IEP included a math goal that, like the 2010 math goal, called for the
Student to demonstrate 5th grade math abilities. However, the short-term
objectives were changed to emphasize functional math skills (estimating weight
and length, calculating sales tax and other functional money problems). P-2.
27. The 2010 IEP repeated the 2009 IEP’s paragraph writing goal, but with some
minor changes to target specified grammar conventions. P-2.
28. The 2010 IEP included a social skills goal that was different than the 2009 IEP’s
social skills goal. The 2009 goal focused on the Student accepting corrections
from teachers. The 2010 goal focused on the verbal turn-taking and maintaining
conversations with peers. P-1, P-2.
29. The 2010 IEP includes modifications and SDIs that are substantively similar to
those in the 2009 IEP – including the same amount and type of Speech and
Language Therapy. In some cases, the SDIs are carry-overs, but broken into
greater detail. The 2010 IEP also calls for teachers to provide completed study
guides in Science and Social Studies two days prior to unit tests. P-2.
30. The 2010 IEP continued to place the Student in supplemental learning support,
with the same breakdown of the Student’s time in regular and special education
classes. P-2. The 2010 IEP also placed the Student into an itinerant level
(meaning less than 20%) of Speech and Language Support. This additional
5 Exhibit P-2 is a copy of the 2010 IEP. In the goals section, each goal is printed twice.
The same is true for each SDI and modification. This is a small indication of the overall
difficulties that the District had with its IEP management software throughout the
hearing.
Page 7
designation did not indicate that the Student spent more time receiving services
from special education personnel. Rather, this is a different way to indicate the
Student’s receipt of Speech and Language Therapy. P-2.
31. The Student was educated in accordance with the 2010 IEP for the remainder of
the 2009-2010 school year.
2010-11 (8th Grade)
32. The Student started the 2010-11 school year under the 2010 IEP at the District’s
middle school.
33. On January 31, 2011, the District sought the Parent’s consent to reevaluate the
Student. The Parents provided consent one day later. Six days after that, the
District drafted a Reevaluation Report (2011 RR). P-3.
34. The 2011 RR relied upon information available to the District at that time,
including the Student’s current performance on curriculum based assessments,
teacher observations, and input from the Speech and Language Therapist (which
included the results of an informal assessment). Teacher and Parent input was
also solicited, but no new testing was completed. P-3.
35. The 2011 RR concluded that the Student was at the primer level in reading and
the 3rd grade level in math. P-3.
36. The 2011 RR recommended placement in a Life Skills program (or at least noted
that was recommended by the Student’s teachers, if not the Student’s IEP team),
and continuation of Speech and Language Therapy. The 2011 RR included no
other recommendations to the IEP Team. P-3.
37. The 2011 RR concluded that the Student continued to qualify for special
education as a child with a disability, with a primary disability category of Autism,
and a secondary disability category of Speech or Language Impairment. P-3.
38. The Student’s IEP Team reconvened on February 14, 2011. P-4. At that meeting,
the District offered a NOREP that provided the following:
a. Continuation of the 2010 IEP for the remainder of the 2010-11 school
year.
b. A full-time Life Skills extended school year (ESY) program through the
local Intermediate Unit in a neighboring school district during July 2011.
c. An itinerant Life Skills program for the Student in the District’s middle
school from the start of the 2011-12 school year through February 14,
2012.
Page 8
39. The Parents approved the NOREP on February 14, 2011. P-4.
2011-12 (9th Grade)
40. Although the Parents approved an itinerant Life Skills placement, the only IEP in
place for the Student at the start of the 2011-12 school year was the 2010 IEP
(which contemplated supplemental Learning Support and itinerant Speech and
Language Support). Passim.
41. Further, although the Parents approved an itinerant Life Skills placement, in
practice the Student received more. It is not clear if the Student received
supplemental Life Skills or a full-time Life Skills placement (meaning the Student
received instruction from special education personnel in a Life Skills program for
more than 80% of the school day) at the start of the 2011-12 school year. It is
clear, however, that the Student immediately started the 2011-12 school year
spending more than 20% of the day in Life Skills programming. Passim.
42. The Student’s IEP team reconvened on February 7, 2012, and drafted a new IEP
for the Student. P-5.
43. According to the present education levels in the 2012 IEP, the Student’s
functional math abilities were at the “early 4th grade” level. The Student could
count money, but had “trouble knowing what to give the cashier if [Student] does
not have the exact amount needed.” Outside of a functional context, the Student
needed “more prompting” to complete basic math problems. P-5.
44. According to the present education levels in the 2012 IEP, the Student was an
excellent sight-word reader (meaning that the Student could read a list of words),
and the Student could read primer level material for QRI testing. However, the
Student’s reading comprehension of primer level material was 58%. At the time
of the 2012 IEP, the sight word instruction focused on community sight words,
which are written words that the Student may encounter in the community. In
addition to reading those words, the Student could demonstrate understanding of
their meaning. P-5.
45. According to the present education levels in the 2012 IEP, the Student worked on
pre-vocational skills – cooking in particular. The Student was able to follow
recipes and use fractions when measuring, but required significant adult
prompting or reassurance. P-5.
46. Regarding transition services, the 2012 IEP continued to state that the Student
did not plan on postsecondary education, would require supported employment,
and intended to live with family. Services and activities related to transition
included functional reading and math, participation in a pre-vocational skills and
Page 9
domestic skills classes, community-based instruction, and completion of an
interest inventory. P-5.
47. The 2012 IEP included an updated Speech and Language goal. P-5.
48. The 2012 IEP included a functional math goal, mostly related to using money.
The goal itself is not objectively measureable, but was broken into measurable
short-term objectives. The objectives were related to the Student’s present
education levels (e.g. “given a pre-determined amount of money and an item to
purchase, [Student] will determine if [Student] has enough money and how much
to give the cashier…” ) P-5.
49. The 2012 IEP included a goal for the Student to know how to contact and use
community resources (transportation, emergency services). As with the
functional math goal, this goal itself is not objectively measurable, but was
broken into measurable short-term objectives.
50. The 2012 IEP includes a goal for the Student to follow multi-step directions. This
is related to pre-vocational skills. As with the functional math and community
resources goals, this goal itself is not objectively measurable, but was broken
into measurable short-term objectives.
51. The 2012 IEP included a reading goal that targeted reading comprehension. This
goal is substantively identical to prior reading comprehension goals, but for the
addition of a short-term objective calling for the Student to increase
understanding of community and household sight words.
52. The 2012 IEP included a goal for the Student to make simple meals, following
one or two step recipes. This was related to the Student’s independent living
needs. The goal, like the others, was not objectively measureable, but was
broken into measureable short-term objectives. The objectives contemplate the
Student completing recipes “with at least 5 steps …”. P-5.
53. Although the Student was now in a Life Skills program, the modifications and SDI
provided through the 2012 IEP were substantively similar to those in the prior
IEPs. Again, changes were made to provide clearer information about what
accommodations and supports were to be provided “outside of functional
academic programming,” but those modifications do not substantively differ from
what was provided before (e.g. study guides, reading material above the
Student’s reading level, use of a calculator, modified tests and quizzes, etc.). See
P-5 at 30-32.
54. The 2012 IEP reflected the IEP Team’s determination that the Student was
eligible for ESY in the summer of 2012. ESY goals were drafted to continue the
Student’s functional math and reading comprehension work. P-5.
Page 10
55. The 2012 IEP offered full-time Life Skills and itinerant Speech and Language
Support. P-5.
56. The Parents approved the IEP when it was offered during the IEP Team Meeting,
via a NOREP, on February 7, 2012. P-5.
57. The Student received programming pursuant to the 2012 IEP for the remainder
of the 2011-12 school year.
2012-13 (10th Grade)
58. The Student started the 2012-13 school year under the 2012 IEP at the District’s
middle school.
59. Prior to this school year, the District’s middle school housed 8th and 9th grades.
At the start of this school year, the District changed its structure, and the middle
school now housed 7th and 8th grades. This pushed 9th grade into the District’s
high school, and caused some overcrowding there. Passim.
60. The Parents, and parents of other students in the District’s Life Skills program
were asked to remain in the middle school both to alleviate some of the
overcrowding, and because of resource scarcity for Life Skills. The Parents
agreed and, consequently, the Student (now, biologically a 10th grader)
remained in a building that housed 7th and 8th grade. Passim.6
61. On January 15, 2013, the District completed another reevaluation of the Student
and drafted another Reevaluation Report (2013 RR). The 2013 RR was
presented to the Parents at a meeting on February 1, 2013. P-7.
62. Like the 2011 RR, the 2013 RR team decided that no new testing was needed,
but rather current information collected by teachers, new teacher and parent
input, and input from the Speech and Language Therapist was sufficient. P-7.
6 During the hearing, there was significant confusion about which buildings housed
which grades during which years. There was also a significant factual dispute between
the parties about the age range of other students in the Student’s Life Skills classroom
during this time. Neither party presented preponderant evidence regarding the age
range in the Student’s classroom during the 2012-13 school year. More importantly, if I
were to assume that the Student attended a Life Skills program with 7th graders as a
10th grader, no evidence was presented to establish what harm that caused the
Student, or where the Student would be now but for that error. Nothing in the IDEA
specifies classroom age ranges. To the extent that Pennsylvania law specifies
classroom age ranges, establishing a violation of that law does not establish an IDEA
violation per se.
Page 11
63. Parent information in the 2013 RR, provided through a questionnaire, includes
the Parents’ opinion that the 2012-13 school year had been “a bit of a repeat” for
the Student, that “some work is too easy” and the Student “should be challenged
more.” P-7 at 2.
64. Teacher input in the 2013 RR indicates that the Student was “at an instructional
level of early 4th grade” in academic math. This is up from the 3rd grade level
reflected in the 2011 RR, but the same as the present levels indicated in the
2012 IEP, which had been in place for a bit less than a year at that point. In
contrast, teacher comments indicated that the Student was preforming better in
functional math, but provided no objective information that rated the Student’s
functional math performance relative to IEP goals. P-7.
65. Teacher input in the 2013 RR indicates that word identification remained a
strength, but that the Student’s reading comprehension ability, as measured by
the QRI, regressed. The present levels in the 2012 IEP indicated that the Student
could read primer level QRI material with 58% comprehension. The 2013 RR
noted that the Student’s comprehension score fell to 33% when tested with
primer level material. P-7.
66. Although the Student’s reading comprehension score on the QRI regressed, the
2013 RR notes that the Student was participating in a “small group functional
reading program with a focus on community based sight words.” P-7. This was
already a strength for the Student when the 2012 IEP was drafted, and reading
comprehension remained an IEP goal for the Student even after the Student
began attending the Life Skills program.
67. The Student’s IEP team reconvened on February 6, 2013, and drafted a new IEP
for the Student (the 2013 IEP). P-8. The Parents approved that IEP, via a
NOREP, the same day. P-8.
68. Regarding transition, the 2013 IEP is substantively identical to the 2012 IEP, with
two exceptions. The 2013 IEP calls for the Student to research jobs in the
community and “practice using coping skills in order to deal with nervousness
and frustration when assigned tasks that [Student] considers hard” as services or
activities related to transition. P-8.
69. The 2013 IEP included a Speech and Language Therapy goal. P-8.
70. The 2013 IEP included a math goal that mostly repeats the 2012 IEP’s functional
math goal. Two, new, short-term objectives were added for academic math skills
(word problems, and multiplication and division problems). P-8.
71. The 2013 IEP repeated the 2012 IEP’s multi-step direction goal, related to pre-
vocational skills. The short-term objectives were modified, however, to focus on
the Student’s ability to complete “an application or other important form.” P-8.
Page 12
72. The 2013 IEP repeated the 2012 IEP’s reading comprehension goal, with some
changes to the short-term objectives. The objective related to sight words, which
was mastered by this point, remained unchanged. The other objectives in the
2012 IEP called for the Student to answer questions about a story. This changed
in the 2013 IEP. The Student was no longer required to answer questions, but
was now expected to “find the main idea” and “give a sequential retelling” of
either a story that the Student read (at the Student’s instructional level) or of a
story read to the Student.7 C/f P-5, P-8.
73. The 2013 IEP repeated the 2012 IEP’s food preparation goal. Although some
language in the short-term objectives was changed, the goal is substantively
identical. C/f P-5, P-8.
74. The 2013 IEP substantively repeated the 2012 IEP’s modifications and SDI,
albeit with some semantic changes, except as follows:
a. The SDI for “immediate adult supervision through the school day…” was
replaced with “shared paraprofessional support throughout the school
day.” C/f P-5, P-8.
b. The 2013 IEP added an SDI for “small group, parallel math class outside
of the regular education class.”
75. The 2013 IEP contemplated the Student remaining in the District’s middle school
for the remainder of the 2012-13 school year, and then moving to the District’s
high school for the 2013-14 school year. P-8.
76. The 2013 IEP reflected the IEP Team’s determination that the Student was
eligible for ESY in the summer of 2013. ESY goals were drafted to continue the
Student’s functional math, reading comprehension, and multi-step direction work.
However, in the SDI section, the 2013 IEP lists “ESY services to be provided
upon agreement between parents and school faculty” and lists the ESY
placement as “to be determined.” P-8.
77. The 2013 IEP continued to provide a full-time Life Skills program with itinerant
Speech and Language Support. P-8.
78. The Student received programming pursuant to the 2013 IEP for the remainder
of the 2012-13 school year.
7 This goal, as written, is concerning. Reading a story to the Student, and then asking
the Student to retell that story, may produce a measure of the Student’s listening
comprehension, but not the Student’s reading comprehension. No evidence was
presented on this point and, absent such evidence, I cannot substitute my own
understanding for those of the educational professionals who drafted the IEP.
Page 13
Summer 2013
79. On June 9, 2013, the Parents wrote to the District, expressing their
dissatisfaction with the Student’s program, and requesting an independent
educational evaluation. P-9.
80. On June 11, 2013, the District invited the Parents to an IEP Team meeting. The
purpose of the meeting, as stated on the invitation, was to revise the Student’s
IEP as needed and to convene an MDT (multidisciplinary team) meeting. P-10.
81. The IEP Team met on June 13, 2013. The document entered into evidence at P-
10, duplicated at S-8, purports to be a revision of the 2013 IEP. The 2013 IEP
was not revised at this time. S-13 at 7. However, testimony indicates that the
“revised” IEP at P-10 / S-8 was the document implemented after June 13, 2013. I
will refer to the document as the revised 2013 IEP for consistency.
82. On June 20, 2013, the District sought the Parents’ consent to reevaluate the
Student. The District sought to conduct the same sort of reevaluation that it
previously conducted, relying upon existing information to determine if new
testing was warranted. The Parents consented to the reevaluation on June 24,
2013.
83. The reevaluation took place during the 2013-14 school year, resulting in a report
dated October 31, 2013. P-14. The Parents and the District also agreed to a
psychiatric evaluation, provided at the District’s expense, through the local
Intermediate Unit, by a medical doctor. P-12. The evaluation was conducted and
reported in October 2013.
2013-14 (11th Grade)
84. The Student started the 2013-14 school year under the revised 2013 IEP at the
District’s high school, [ ] now 9th through 12th grades.
85. On October 11, 2013, the Student underwent a psychiatric evaluation. The
evaluator, a medical doctor, issued a report of the evaluation the same day
(Psychiatric Evaluation). P-12.
86. The Psychiatric Evaluation relies heavily upon information provided by the
Student’s mother that was not corroborated by District personnel. Even so, the
Psychiatric Evaluation confuses some of the Parents’ statements (at one point
conflating the Parents’ objections to the Learning Support teacher and the Life
Skills teacher).
87. The Psychiatric Evaluation reports the Parents’ understanding that, at that time,
the Student had friendship with another student of the opposite sex in the Life
Page 14
Skills class that had become problematic. The Student had become fixated on
the other student. The District intervened by separating them, but this caused the
Student to perseverate more. The Parents’ account of the situation was
corroborated by the evaluator’s clinical observation of the Student. P-12.
88. The Psychiatric Evaluation notes that the Student’s full scale IQ was found to be
a 70, with verbal IQ, performance, and memory scores all in the high 60s, while
processing speed was average (105). However, the evaluator noted that an
adaptive behavioral skills assessment was pending. Without information about
the Student’s adaptive skills, the evaluator could not determine whether the
Student had an Intellectual Disability. See, P-12.
89. The Psychiatric Evaluation concludes that the District should conduct a “very
specific [Functional Behavior Assessment (FBA)] which captures the dynamics
across all of the environments in the school setting that have been identified as
challenging.” P-12.
90. The Psychiatric Evaluation also concludes that the Parents’ efforts to secure
services for the Student outside of school (outside behavioral intervention and
participation in the PA Autistic Group) have been beneficial. The Psychiatric
Evaluation also recommends medical interventions that the Parents could
consider and explore with the family’s medical providers. P-12.
91. While the Student received the Psychiatric Evaluation, as noted above, the
District also completed another reevaluation of the Student. P-14. IQ scores
reported in the Psychiatric Evaluation come from this testing, even though the
Psychiatric Evaluation was completed before the District’s reevaluation. The
reevaluation report was dated October 31, 2013 (2013 RR). P-14.
92. The IQ scores were derived using the Wechsler Adult Intelligence Scale, fourth
edition (WAISC-IV). P-14. The Student was over 17 years old at the time of
testing.
93. The Student’s reading, writing, and math achievement was measured using the
Wechsler Individual Achievement Test, third edition (WIAT-III). P-14.
94. The Student’s Basic Reading composite was assessed at a 62, which
corresponds to the 1st percentile in the “low” range. Nearly identical scores were
derived for the Student’s Total Reading Composite. However, on the Oral
Reading Fluency sub-test, the student was found to be in the “average” range
(91, 27th percentile). P-14.
95. The Student’s Mathematics Composite score was assessed at a 68, which
corresponds to the 2nd percentile in the “low” range. All math sub-tests scores
were in the “below average” range. P-14.
Page 15
96. For writing, the Student’s Written Expression Composite score was assessed at
a 57, which corresponds to the 2nd percentile in the “low” range. Essay
composition and spelling sub-tests were also in the “low” range, and sentence
composition was in the “very low” range. P-14.
97. The 2013 RR included the results of the Behavior Assessment Scale for
Children, second edition (BASC-II),8 completed by the Student’s Life Skills
teacher in January 2013. Nothing in the record sufficiently explains why the Life
Skills teacher completed the BASC-II for the Student in January 2013, why only
one rater is reported, or why the results were not reported at the time the BASC-
II was completed. Regardless, the Life Skills teacher rated the Student in the “at-
risk” range on the Behavioral Symptoms Index, and Externalizing Problems. The
teacher rated the Student in the “clinically significant” range for Internalizing
Problems. “School Problems” and “Adaptive Skills” were both rated in the
average range. P-14.
98. The 2013 RR included the results of the Adaptive Behavior Assessment System
(ABAS), completed by the Student’s Mother and the Student’s Life Skills teacher
in October 2013. The Student’s mother rated the Student in the “below average”
range (86, 13th percentile) for the General Adaptive Composite. The Mother’s
ratings produced similar scores for Conceptual Skills and Social Skills. The
Mother rated the Student in the “average” range for Practical Skills (91, 27th
percentile). The Life Skills teacher’s ratings were lower across the board, placing
the Student in the “borderline” range in the General Adaptive Composite (78, 7th
percentile), the “extremely low” range for social skills (66, 1st percentile), and the
“below average” range for practical skills (82, 12th percentile). P-14.
99. The 2013 RR included the results of a FBA. The FBA was not based on a
structured observation across settings, as recommended by the Psychiatric
Evaluation. Rather, an initial line of inquiry was used to draw hypotheses about
the Student’s behaviors. Consistent with the Psychiatric Evaluation, the team
hypnotized that the function of the Student’s behavior was to gain access from
preferred people (the other student that the Student perseverated about) and
attention from adults. P-14.
100. The 2013 RR included the results of a QRI administered in September
2013. The Student was found to be at the pre-primer level. Using pre-primer text,
the Student read 25 words per minute with 99% accuracy and correctly answered
1 of 5 (20%) comprehension questions. P-14. These scores are significantly
lower than prior QRI administrations at the primer level. However, at the same
time, the Student could correctly identify 191 of 200 community sight words.
101. The 2013 RR reported that, in math, the Student was instructional at the
2nd grade level, and frustrational at the 3rd grade level, according to curriculum
8 The BASC is currently in its third edition, but the BASC-II was current in 2013.
Page 16
based assessments (CBAs). Generally, the CBAs aligned to some of the
academic math objectives in the Student’s IEPs, but did not align with the
functional math curriculum that the Student had been educated under since
entering the Life Skills program (the Student did get two of two money problems
correct on the CBAs). P-14.
102. The 2013 RR reported that a writing sample taken in September 2013 did
not show mastery of the IEP’s writing goal. P-14.
103. The 2013 RR included extensive observations from teachers and related
service providers identified items listed in the SDIs of the revised 2013 IEP as
successful for the Student. P-14. Teachers reported that the Student was
progressing through the functional curriculum, and using the functional skills that
were instructed. The only difficulty reported by the teachers was the Student’s
behaviors, which they viewed as a function of the Student’s peer relations. P-14.
104. The 2013 RR recommended continuation of the Student’s current
identification and program. The only change recommended in the 2013 RR is the
creation and implementation of a Positive Behavior Support Plan (BPSP) in
response to the FBA. P-14.
105. On November 20, 2013, the IEP Team reconvened. S-13. At this meeting,
the Parents refused to sign any document presented by the District other than a
meeting attendance form.9 S-13. District personnel on the IEP Team drafted and
presented a revised IEP during the meeting (November 2013 IEP).
106. As suggested by the 2013 RR, the November 2013 IEP, substantively, is a
continuation of the revised 2013 IEP with the addition of a PBSP and a
behavioral goal. The transition services section of the IEP was also revised at
this time. S-13.
107. The behavioral goal called for the Student to use coping strategies to
maintain “age appropriate behaviors” and refrain from behaviors of concern
(crying, whining, yelling, stomping, clenching fists) for 10 minutes at a time, with
two or fewer prompts. According to baseline data derived from the FBA and
observations, the Student engaged in behaviors of concern daily. S-13.
108. The PBSP included modifications and SDIs targeting the behavior goal.
These included journal writing, going for a walk, prompts to use coping
strategies, and opportunities to practice age-appropriate peer interactions.10
9 The Parents refused to sign a form to confirm that they received a copy of their
procedural safeguards. There is no dispute that the Parents had notice of their
procedural safeguards.
10 I note, again, that the parties agree that no issue is raised concerning the Speech and
Language Therapy that the Student received.
Page 17
109. The transition services section of the November 2013 IEP was revised,
and became longer, but did not change in substance. S-13. The vocational goal
was still for the Student to obtain supported employment, and the independent
living goal was still for the Student to live with family. However, aspects of the
Student’s program that the Student had received for years were now written as
services or activities related to transition. In practice, no transition services were
added or changed.
110. The November 2013 IEP also changed the Student’s placement from full-
time to supplemental Life Skills. No explanation is given for this change, and I
find that amount of time that the Student received instruction from special
education personnel did not change.11
111. The District issued a NOREP with the November 2013 IEP. The Parents
refused to sign the NOREP. In doing so, the Parents neither approved nor
rejected the November 2013 IEP. S-13.
112. With the Parents’ refusal to sign, the November 2013 IEP became
operative on November 29, 2013. The Student received programming pursuant
to the November 2013 IEP for the remainder of the 2013-14 school year.
113. On February 8, 2014, the Parents declined the District’s ESY offer. P-16.
2014-15 (12th Grade)
114. The Student started the 2014-15 school year under the November 2013
IEP at the District’s high school, which housed 9th through 12th grades.
115. The IEP Team met on September 3, 2014. During that meeting, the
District issued a NOREP for the Parents to approve the November 2013 IEP.
Although not technically necessary at this point in time, the Parent approved the
NOREP on the same day. S-15.
116. The IEP Team met again on November 17, 2014, for the Student’s annual
IEP Team meeting. It bears noting that the Student was 18 years old at the
time.12 S-16.
117. The resulting IEP (the 2014 IEP) is substantively identical to the
November 2013 IEP, but with updated baselines to reflect the progress that the
11 It is possible that the change from full-time to supplemental Life Skills reflects a
change in the Student’s schedule. It does not represent a decrease in the amount or
type of special education that the Student received.
12 For special education purposes, in Pennsylvania, the age of majority is 21.
Page 18
student made during the 2013-14 school year. SDIs were added at the Parent’s
request to clarify grade reporting. S-16.
118. The updated baselines in the 2014 IEP indicate significant progress in
reading from the September 2013 QRI reported in the 2013 RR. By the end of
the 2013-14 school year, the Student was instructional at the primer level, and
the goal was adjusted to present 1st grade texts. S-16.
119. The updated baselines in the 2014 IEP indicated some progress in math.
The Student was instructional at the 3rd/4th grade level. In September of 2013,
the Student was instructional at the 3rd grade level and frustration at the 4th
grade level. The goal was adjusted accordingly. S-16.
120. The updated baselines in the 2014 IEP indicated some improvement in
the vocational multi-step direction following task. It is difficult to gauge the
significance of that progress, because it was not reported objectively in relation to
the goal or prior baselines (the progress was presented objectively in the
abstract). In contrast, the Student objectively made progress towards the cooking
goal. Although the Student did not master the goal, the Student’s performance
increased 36% above the prior baseline, according to objective measures. The
goal was adjusted accordingly. S-16.
121. The 2014 IEP indicates that the Student qualified for ESY services, but
that the Parents rejected ESY services because they were not offered within the
District. S-16.
122. The length of the transition services section of the 2014 IEP again
increased but, again, did not change in substance. S-16.
123. The 2014 IEP was offered with a NOREP. The Parents refused to sign the
NOREP. In doing so, the Parents neither approved nor rejected the 2014 IEP. S-
16.
124. With the Parents’ refusal to sign, the 2014 IEP became operative on
November 27, 2014. The Student received programming pursuant to the 2014
IEP for the remainder of the 2014-15 school year.
2015-16 (12 + 1)
125. The Student started the 2015-16 school year under the 2014 IEP at the
District’s high school, which housed 9th through 12th grades.
126. The Student’s IEP team reconvened on November 12, 2015. The Student
was 19 years old at that time. The District offered an IEP at the meeting (the
2015 IEP). S-18.
Page 19
127. According to present levels in the 2015 IEP, the Student was still
instructional at the 3rd/4th grade level in math, improving 6% on third grade
materials during the prior school year. Progress in reading was similarly
stagnant, as was progress in all other domains except for behavior. However,
these scores were obtained in September and October of the 2015-16 school
year after a summer during which the Student was qualified for, but did not
receive, ESY services. S-16, S-18.
128. Regarding behavior, subjective information was gathered during the prior
school year, and reported in the present levels in the 2015 IEP. Although
couched in positive language, the subjective nature of the reporting makes it
impossible to determine what quantum of progress, if any, the Student made.
Even so, the Student maintained mature behavior when interacting with preferred
peers (meaning the other student), but such time was intentionally limited. More
importantly, after the introduction of the PBSP, the Student had no “significant
behavioral outbursts.” S-18.
129. The transition services section of the 2015 IEP again increased in length
without any substantive changes. S-18.
130. The goals in the 2015 IEP were re-worded, and aligned to the modest
changes in the Student’s present education levels but remained the same in
substance (improved reading comprehension at the 1st grade level, improved
scores on a 3rd grade math CBA, continued work on multi-step directions). The
same is true for SDIs and modifications, and for the Student’s placement. S-18.
131. The 2015 IEP was offered with a NOREP. The Parents refused to sign the
NOREP. In doing so, the Parents neither approved nor rejected the 2015 IEP. S-
16.
132. With the Parents’ refusal to sign, the 2015 IEP became operative on
November 22, 2015. The Student received programming pursuant to the 2014
IEP for the remainder of the 2015-16 school year.
2016-17 (12 + 2)
133. For the entirety of the 2016-17 school year, the Student was placed on
homebound instruction. Documentary evidence of this placement is shockingly
Spartan, consisting almost entirely of two forms prepared by the District and
completed by the Parents and the Student’s primary care physician in August
2016 and January 2017. S-29.
134. In addition to the forms, on July 26, 2016, the Student’s primary care
physician wrote a cursory letter to the District, saying that the Student was
Page 20
“dealing with some anxiety issues pertaining to school.” Without further
elaboration, the physician requested homebound instruction. S-29.
135. During the 2016-17 school year, while on homebound, the Student
received approximately five hours of instruction per week. NT 141-142.
136. The District did not evaluate the Student or otherwise convene the
Student’s IEP Team to determine whether or how the Student could transition
back to school. See NT 1202-1204.
137. During the 2016-17 school year, the Student participated in a vocational
program at [a local] Center for Independent Living (CIL). NT 1063-1106. There,
the Student participated in structured, supervised, employment-like experiences.
Id.
138. In December of 2016, the Student received an independent educational
evaluation (IEE) that was reported on February 13, 2017. P-31. The IEE was
comprehensive, carefully reviewing all prior information and including a new
administration of the BASC (now in its third edition, with both parent and teacher
ratings), the ABAS-3, the Woodcock-Johnson IV Test of Cognitive Abilities, the
Wide Range Assessment of Memory and Learning, various tests of sensory and
motor abilities, the WIAT-III, the CASL, and the GORT-5. P-31.
139. Generally, tests scores obtained through the IEE were consistent with
prior evaluations. P-31.
140. The IEE concludes that, in addition to prior diagnoses, the Student meets
diagnostic criteria for an Intellectual Disability. P-31.
141. The Student turned 21 years old at the end of the 2016-17 school year,
and aged out of programming.
Legal Principles
The Burden of Proof
The burden of proof, generally, consists of two elements: the burden of production and
the burden of persuasion. In special education due process hearings, the burden of
persuasion lies with the party seeking relief. Schaffer v. Weast, 546 U.S. 49, 62 (2005);
L.E. v. Ramsey Board of Education, 435 F.3d 384, 392 (3d Cir. 2006). The party
seeking relief must prove entitlement to their demand by preponderant evidence and
cannot prevail if the evidence rests in equipoise. See N.M., ex rel. M.M. v. The School
Dist. of Philadelphia, 394 Fed.Appx. 920, 922 (3rd Cir. 2010), citing Shore Reg'l High
Sch. Bd. of Educ. v. P.S., 381 F.3d 194, 199 (3d Cir. 2004). In this case, the Parents
are the party seeking relief, and must bear the burden of persuasion.
Page 21
Free Appropriate Public Education (FAPE)
The IDEA requires the states to provide a “free appropriate public education” to all
students who qualify for special education services. 20 U.S.C. §1412. Local education
agencies, including school districts, meet the obligation of providing a FAPE to eligible
students through development and implementation of IEPs, which must be “‘reasonably
calculated’ to enable the child to receive ‘meaningful educational benefits’ in light of the
student’s ‘intellectual potential.’” Mary Courtney T. v. School District of Philadelphia, 575
F.3d 235, 240 (3d Cir. 2009) (citations omitted). Substantively, the IEP must be
responsive to each child’s individual educational needs. 20 U.S.C. § 1414(d); 34 C.F.R.
§ 300.324.
This long-standing Third Circuit standard was recently confirmed by the United States
Supreme Court in Endrew F. v. Douglas Cnty. Sch. Dist. RE-1, 137 S. Ct. 988 (2017).
The Endrew F. case was the Court’s first consideration of the substantive FAPE
standard since Board of Educ. of Hendrick Hudson Central School District v. Rowley,
458 U.S. 176, 206-07, 102 S.Ct. 3034 (1982).
In Rowley, the Court found that a LEA satisfies its FAPE obligation to a child with a
disability when “the individualized educational program developed through the Act’s
procedures is reasonably calculated to enable the child to receive educational benefits.”
Id at 3015.
Historically in the Third Circuit has interpreted Rowley to mean that the “benefits” to the
child must be meaningful, and the meaningfulness of the educational benefit is relative
to the child’s potential. See T.R. v. Kingwood Township Board of Education, 205 F.3d
572 (3rd Cir 2000); Ridgewood Bd. of Education v. N.E., 172 F.3d 238 (3rd Cir. 1999);
S.H. v. Newark, 336 F.3d 260 (3rd Cir. 2003).
Under the historical meaningful benefit standard, a school district is not required to
maximize a child’s opportunity; it must provide a basic floor of opportunity. See
Lachman v. Illinois State Bd. of Educ., 852 F.2d 290 (7th Cir.), cert. denied, 488 U.S.
925 (1988). However, the meaningful benefit standard required LEAs to provide more
than “trivial” or “de minimis” benefit. See Polk v. Central Susquehanna Intermediate Unit
16, 853 F.2d 171, 1179 (3d Cir. 1998), cert. denied 488 U.S. 1030 (1989). See also
Carlisle Area School v. Scott P., 62 F.3d 520, 533-34 (3d Cir. 1995). It is well-
established that an eligible student is not entitled to the best possible program, to the
type of program preferred by a parent, or to a guaranteed outcome in terms of a specific
level of achievement. See, e.g., J.L. v. North Penn School District, 2011 WL 601621
(E.D. Pa. 2011). Thus, what the statute guarantees is an “appropriate” education, “not
one that provides everything that might be thought desirable by ‘loving parents.’” Tucker
v. Bayshore Union Free School District, 873 F.2d 563, 567 (2d Cir. 1989).
In Endrew F., the Supreme Court effectively agreed with the Third Circuit by rejecting a
“merely more than de minimis” standard, holding instead that the “IDEA demands more.
It requires an educational program reasonably calculated to enable a child to make
progress appropriate in light of the child’s circumstances.” Endrew F., 137 S. Ct. 988,
1001 (2017). Appropriate progress, in turn, must be “appropriately ambitious in light of
Page 22
[the child’s] circumstances.” Id at 1000. In terms of academic progress, grade-to-grade
advancement may be “appropriately ambitious” for students capable of grade-level
work. Id. Education, however, encompasses much more than academics — as is clearly
evident in this case.
The essence of the standard is that IDEA-eligible students must receive specially
designed instruction and related services, by and through an IEP that is reasonably
calculated at the time it is issued to offer an appropriately ambitious education in light of
the Student’s circumstances.
Compensatory Education
Compensatory education is an appropriate remedy where a LEA knows, or should
know, that a child’s educational program is not appropriate, or that he or she is receiving
only a trivial educational benefit, and the LEA fails to remedy the problem. M.C. v.
Central Regional Sch. District, 81 F.3d 389 (3d Cir. 1996). Compensatory education is
an equitable remedy. Lester H. v. Gilhool, 916 F.2d 865 (3d Cir. 1990).
Courts in Pennsylvania have recognized two methods for calculating the amount of
compensatory education that should be awarded to remedy substantive denials of
FAPE. The first method is called the “hour-for-hour” method. Under this method,
students receive one hour of compensatory education for each hour that FAPE was
denied. M.C. v. Central Regional, arguably, endorses this method.
More recently, the hour-for-hour method has come under considerable scrutiny. Some
courts outside of Pennsylvania have rejected the hour-for-hour method outright. See
Reid ex rel. Reid v. District of Columbia, 401 F.3d 516, 523 (D.D.C. 2005). These courts
conclude that the amount and nature of a compensatory education award must be
crafted to put the student in the position that she or he would be in, but for the denial of
FAPE. This more nuanced approach was endorsed by the Pennsylvania
Commonwealth Court in B.C. v. Penn Manor Sch. District, 906 A.2d 642, 650-51 (Pa.
Commw. 2006) and the United States District Court for the Middle District of
Pennsylvania in Jana K. v. Annville Cleona Sch. Dist., 2014 U.S. Dist. LEXIS 114414
(M.D. Pa. 2014). It is arguable that the Third Circuit also has embraced this approach in
Ferren C. v. Sch. District of Philadelphia, 612 F.3d 712, 718 (3d Cir. 2010) (quoting
Reid and explaining that compensatory education “should aim to place disabled children
in the same position that the child would have occupied but for the school district’s
violations of the IDEA.”).
Despite the clearly growing preference for the “same position” method, that analysis
poses significant practical problems. In administrative due process hearings, evidence
is rarely presented to establish what position the student would be in but for the denial
of FAPE – or what amount of, or what type of compensatory education is needed to put
the student back into that position. Cases that express a strong preference for the
“same position” method recognize the importance of such evidence, and suggest that
hour-for-hour is the default when no such evidence is presented:
Page 23
“… the appropriate and reasonable level of reimbursement will match the
quantity of services improperly withheld throughout that time period,
unless the evidence shows that the child requires more or less
education to be placed in the position he or she would have occupied
absent the school district’s deficiencies.”
Jana K. v. Annville Cleona Sch. Dist., 2014 U.S. Dist. LEXIS 114414 at 36-37.
Finally, there are cases in which a denial of FAPE creates a harm that permeates the
entirety of a student’s school day. In such cases, full days of compensatory education
(meaning one hour of compensatory education for each hour that school was in
session) may be warranted if the LEA’s “failure to provide specialized services
permeated the student’s education and resulted in a progressive and widespread
decline in [the Student’s] academic and emotional well-being” Jana K. v. Annville
Cleona Sch. Dist., 2014 U.S. Dist. LEXIS 114414 at 39. See also Tyler W. ex rel. Daniel
W. v. Upper Perkiomen Sch. Dist., 963 F. Supp. 2d 427, 438-39 (E.D. Pa. Aug. 6,
2013); Damian J. v. School Dist. of Phila., Civ. No. 06-3866, 2008 WL 191176, *7 n.16
(E.D. Pa. Jan. 22, 2008); Keystone Cent. Sch. Dist. v. E.E. ex rel. H.E., 438 F. Supp. 2d
519, 526 (M.D. Pa. 2006); Penn Trafford Sch. Dist. v. C.F. ex rel. M.F., Civ. No. 04-
1395, 2006 WL 840334, *9 (W.D. Pa. Mar. 28, 2006); M.L. v. Marple Newtown Sch.
Dist., ODR No. 3225-11-12-KE, at 20 (Dec. 1, 2012); L.B. v. Colonial Sch. Dist., ODR
No. 1631-1011AS, at 18-19 (Nov. 12, 2011).
Whatever the calculation, in all cases compensatory education begins to accrue not at
the moment a child stopped receiving a FAPE, but at the moment that the LEA should
have discovered the denial. M.C. v. Central Regional Sch. District, 81 F.3d 389 (3d Cir.
1996). Usually, this factor is stated in the negative – the time reasonably required for a
LEA to rectify the problem is excluded from any compensatory education award. M.C.
ex rel. J.C. v. Central Regional Sch. Dist., 81 F.3d 389, 397 (3d Cir. N.J. 1996)
In sum, I subscribe to the logic articulated by Judge Rambo in Jana K. v. Annville
Cleona. If a denial of FAPE resulted in substantive harm, the resulting compensatory
education award must be crafted to place the student in the position that the student
would be in but for the denial. However, in the absence of evidence to prove what type
or amount of compensatory education is needed to put the student in the position that
the student would be in but for the denial, the hour-for-hour approach is a necessary
default – unless the record clearly establishes such a progressive and widespread
decline that full days of compensatory education is warranted. In any case,
compensatory education is reduced by the amount of time that it should have taken for
the LEA to find and correct the problem.
Page 24
Discussion
At various points throughout the hearing, the District objected vociferously to various ad
hominem attacks by the Parents against District personnel. It is ironic, therefore, that
the District blames the Parents for deficiencies in its programming. Part of the District’s
defense is that the Student would have made progress but for the Parents’ interference.
The District argues that the Student should have received more special education
(social skills instruction in particular) and should have spent less time in regular
education classes. The District argues that the Parents kept the Student out of
necessary programming because the Parents would change the Student’s schedule.
See, e.g. NT 1229-1231. Consequently, the District argues that the Student’s functional
skills would have improved more without the Parents’ meddling.
I reject the District’s argument. The District, not the Parents, was responsible for the
Student’s programming, including the Student’s schedule, at all times. The District’s
argument implicitly draws a distinction between the District’s obligations under the
IDEA, and the IEP Team’s obligations under the IDEA. There is no such distinction. It is
the District’s obligation to offer a FAPE to the Student. If the IEP Team crafts an IEP
that offers a FAPE, and then District personnel outside of the IEP team alter the
Student’s program so that the Student does not receive a FAPE, then the District has
not offered a FAPE.13 It is not as if the Parents unilaterally removed the Student to a
private school that failed to meet the Student’s needs. Rather, the District itself agreed
to scheduling and class changes the Parents insisted upon. It is the Student’s right to a
FAPE. If the Parents insisted on something less than a FAPE, the District was obligated
to say no.14 The fact that the Student’s schedule was altered by acquiescence to
parental demands is irrelevant. At all times, the Student was educated by the District, by
and through programs that the District itself offered. The District is solely responsible for
the appropriateness of those programs.
The District’s argument that the IEP Team does not control the Student’s schedule is,
however, correct to the extent that an IEP is not intended to dictate every moment of a
child’s day. Further, the Parents do not allege an IEP implementation failure, or
procedural errors resulting in substantive harm. This streamlines the analysis. My
inquiry does not concern whether the IEPs were implemented as written, or whether the
District and Parents agreed to deviate from the IEPs. Rather, my inquiry is limited to
whether the IEPs satisfy the standard articulated by the Supreme Court in Endrew F.
13 Similarly, the Parents cannot be blamed for the apparent lack of communication
between the IEP Team and other District personnel.
14 There are several mechanisms by which the District could have said no, the most
basic of which is a NOREP. Also, nothing in the IDEA precludes “in lieu of FAPE”
agreements, through which parents acknowledge that LEAs are providing something
less than FAPE, and agree to hold LEAs harmless for doing so, in exchange for LEAs
providing the Parents’ preferred program.
Page 25
For the same reason, as noted above, a significant amount of evidence presented by
both parties is not relevant. A large quantity of evidence was presented concerning
various transition and vocational placements that the Parents wanted the Student to
participate in. The record clearly establishes that the District blocked the Student’s
participation in such programs because of either a fundamental misunderstanding of the
programs’ admissions criteria, an unwillingness to fund the programs, or both. None of
that matters. The question before me concerns the appropriateness of what the District
offered, not the appropriateness of what the District could have supported.
The above findings make it clear that the Student participated in substantively similar
(nearly identical) programs from the 2011-12 through the 2015-16 school year. The
same program would have been in place again for the 2016-17 school year, were the
Student not on homebound. In that program, year after year, the Student made a small
amount of progress. After the first year in that program, the District had no reason to
believe that the Student’s rate of progress would change with the same programming in
place. Consequently, from the start of the 2012-13 school year, each IEP was
calculated to provide that small amount of progress. The question, therefore, turns on
whether that small amount of progress was meaningful for the Student (in the historic
words of the Third Circuit) or appropriately ambitious education in light of the Student’s
circumstances (in the language of Endrew F.).
The difficulty with the FAPE test in this case is that no evidence establishes what the
Student’s rate of learning was expected to be. Said differently, nothing proves what
progress the Student was capable of making, and therefore there is no yard stick
against which to measure the progress that the Student actually made. To be clear,
actual progress is a red herring in most IDEA cases, as the standard calls for an
analysis of what was expected at the time IEPs were offered. In this case, I have
concluded that the Student made the progress that the IEPs were calculated to provide,
and so the question shifts to an analysis of that progress. In making this conclusion, I
recognize that the Student did not always reach IEP goals. Rather, I note that the
quantum of progress was relatively stable over time with no changes to the Student’s
programming.15
With no better evidence, I look to the Student’s evaluations – particularly the 2017 IEE.
Broadly speaking, as a person with an Intellectual Disability, Autism, and a Speech or
Language Disability, the Student functions in the extremely low to borderline range of
cognitive ability. The Student’s cognitive ability is linked directly to the Student’s
performance on academic assessments. For example, by definition, the Student does
not have a Specific Learning Disability despite academic performance well below grade
level because the Student’s academic ability is consistent with the Student’s cognitive
ability. Consequently, I find that the amount of academic progress that the Student
made, although small by any measure, was appropriate in light of the Student’s
circumstances.
15 For example, the Student’s math performing on academic CBAs increased slightly
year-over-year, even when the Student’s overall math level did not change.
Page 26
The same is not true for the Student’s functional skills. Testimony from District
personnel describes the Student’s progress in functional performance as significant. But
the relatively small amount of objective data regarding the Student’s functional
performance indicates stagnation. For example, word identification has always been a
strength for the Student, and identifying functional and safety words in the community is
unquestionably important. Progress data communicated through IEPs, however, shows
that the Student mastered community sight words quickly. The District offers no
explanation as to why this objective was repeated year after year. The same is true for
the Student’s pre-vocational and independent living goals. The data suggests some
progress at first, and then stagnation. Neither Student’s IEP goals nor the Student’s
programming changed in response to this stagnation. Moreover, nothing in the record
suggests that the Student’s cognitive abilities are so impaired that the Student is
incapable of mastering basic pre-vocational and independent living tasks.
In fairness, it is not the District’s burden to prove that the Student could do no more than
what the Student accomplished. However, the District’s actions indicate that it believed
that the Student was capable of more. The District routinely agreed to Parental
demands for a greater emphasis on academics. As discussed above, if the District did
not believe that the Student was capable, the District should have said no. Further, the
District explicitly acknowledged that the Student ultimately desired some form of
employment, and made that desire part of the Student’s IEP in the transition services
section. In doing so, the District did not guarantee employment for the Student. Rather,
the District acknowledged that some form of employment was a reasonable goal for the
Student. As such, the District was obligated to prepare the Student for employment. To
this end, the District drafted pre-vocational goals, but did nothing when the Student’s
progress towards those goals flat-lined. As such, these aspects of the Student’s IEPs
were not appropriate in light of the Student’s circumstances.
The transition services themselves were also inappropriate for the same reason. As
noted above, the Parents’ focus on the transition programs that they believe the District
should have provided is not relevant. I judge the District’s transition services on their
own merits, and find them lacking. The transition services section of the Student’s IEPs
simply state the Student’s goals and then, at best, refer to other sections of the IEP to
explain how the District will prepare the Student for those goals. Above, I find that those
portions of the Student’s IEPs were inappropriate in light of the Student’s
circumstances. Described below, the Student will be awarded compensatory education
to remedy these denials of FAPE.
The Student was also denied a FAPE during the 2016-17 school year. The District
insinuates that the Student’s participation in [the] CIL during the 2016-17 school year
establishes that the Student was out of school as a matter of Parental preference, not
as a matter of the Student’s need. I reject this argument. The information provided by
the Student’s doctor indicated that the Student had school related anxiety. Evidence
from the various evaluations, the FBA, the PBSP, and data concerning the Student’s
Page 27
behavior goals is consistent with the doctor’s conclusion. Nothing suggests that the
Student experienced the same level of anxiety outside of school.
I agree with the District that information provided by the Parents specifically to support
homebound is flimsy at best, despite the corroborating evidence. It is beyond strange,
therefore, that the District accepted the Parents’ homebound request without challenge.
Moreover, after accepting the Parents’ contention that the Student’s school related
anxiety was severe enough to preclude the Student’s participation in school, the District
did nothing to determine what could be done to bring the Student back. Neither the
Student’s age, nor the poor relationship between the Parents and the District diminished
the District’s obligations to the Student during the entirety of the 2016-17 school year.
During the 2016-17 school year, the District provided a de minimis program. I find that
the Student derived no benefit from that program at all. Given the Student’s
circumstances, the District had no reason to believe that the Student would receive any
benefit from homebound instruction when it agreed to provide homebound instruction.
I reject the Parents’ claims regarding the 2010-11 and 2011-12 school year. The
Student started the 2010-11 school year under an IEP drafted in the previous school
year. Assuming, arguendo, that the Student did not make progress during the 2010-11
school year, the District proposed an evaluation in January 2011, and then a significant
change to the Student’s program and placement starting in the 2012-13 school year (the
move from Learning Support to Life Skills). As such, the District did what the IDEA
requires: it recognized the lack of progress, evaluated to determine what program was
necessary, and then proposed changes.
The Parents argue that they agreed to place the Student into Life Skills, starting in the
2011-12 school year, only because the Student’s Learning Support teacher was not a
good fit for the Student in the 2010-11 school year, and the District presented no other
option to get the Student away from that teacher. The Parents argue that the Student
missed out on academic instruction while participating in the functional Life Skills
curriculum, and that the Life Skills work was too easy. See e.g. P-9. I reject this
argument. Evidence in this case overwhelmingly proves that a functional, as opposed to
academic curriculum was what the Student required. Work in Life Skills was not too
easy for the Student.
The District had every reason to believe that moving the Student to Life Skills in the
2011-12 school year was appropriate. By the end of the 2011-12 school year, the
District should have known that a substantively similar program would have produced
substantively similar results. That is why the denial of FAPE begins in the 2012-13
school year.
In sum, the Student was denied a FAPE during the 2012-13 through 2015-16 school
years. During that time, the Student was denied an appropriate functional program and
appropriate transition supports. However, the academics that the Student received
during this time, although small, were appropriate relative to the Student’s
circumstances. The Student was denied a FAPE completely during the 2016-17 school
Page 28
year. The program of homebound instruction offered by the District was calculated to
provide no educational benefit to the Student. Compensatory education is owed for
these denials of FAPE.
Calculating compensatory education is impossible in this case under either standard
recognized by the Third Circuit. No evidence suggests what amount of compensatory
education is needed to put the Student in the position that the Student would be in but
for the denial of FAPE. No evidence suggests what portion of the school day was, or
should have been, dedicated to functional skills and transition goals. That teaching was
imbedded throughout the Student’s school experience. At the same time, portions of the
Student’s IEPs were appropriate, mitigating against full days of compensatory education
– except for the 2016-17 school year.
To resolve this, I look to the line of cases that support the “same position” compensatory
education standard. This line, and especially Ferren C. v. Sch. Dist. of Phila., 612 F.3d
712 (3d Cir. Pa. 2010), also stands for the proposition that hearing officers may fashion
unique remedies to ensure that denials of FAPE are remediated. Without evidence to
calculate hours, I will instead focus on the Student’s actual needs. In doing so, I will
award compensatory education in the form of services.
The harm created by the District’s denial of FAPE is that the Student lacks the
vocational and independent living skills that the Student needs to progress to the
transition goals that the District identified. I find that the appropriate remedy for this
harm is placement in any transition program that teaches independent living or
vocational skills to individuals of the Student’s age and cognitive ability. The District
must fund the instructional components of such a program for a period of no more than
two years. The District is not obligated to fund the residential component of such a
program, if any, or any other incidental expenses associated with such a program, or
transportation to and from such a program. Nothing prohibits the District and Parents
from working with each other to identify such a program, but the Parents may
unilaterally select any program that satisfies these criteria. If the District is required to
provide information to any such program as part of its application or intake process, the
District shall provide accurate information without delay. The District [shall] take no
action that bars the Student’s participation in any such program. However, the District
shall be held harmless for providing accurate information at the request of any such
program, even if that information prompts the program to reject the Student.
Time is of the essence, but it may take some time for the Parents to identify and place
the Student. The Parents must identify a potential placement for the Student, and share
information about that placement with the District within six weeks of this decision and
order. The District’s payment obligation then runs from the Student’s acceptance into
the program through the Student’s completion of the program, or two years after the
Student’s acceptance into the program, whichever comes first.
If the Student is rejected from the placement initially identified by the Parents, the
Parents will have another six weeks to identify an alternative placement. The six-week
Page 29
timeline will be extended upon each subsequent rejection, if any. However, if the
Parents fail to place the Student within one year of this decision and order, the District’s
payment obligation terminates.
ORDER
Now, September 25, 2017, it is hereby ORDERED as follows:
1. The Student was denied a FAPE regarding the Student’s functional skills and
transition services, as described above, during the 2012-13 through 2015-16
school years.
2. The Student was denied a FAPE regarding all aspects of the Student’s education
during the 2016-17 school year.
3. The Student is awarded a Parentally-selected transition program to address
deficiencies in the Student’s vocational and/or independent living skills, as
described above.
4. The [District] is obligated to fund the instructional portions of such a transition
program, in accordance with the above.
5. All other claims raised by the Parents are DENIED.
It is FURTHER ORDERED that any claim not specifically addressed in this order is
DENIED and DISMISSED.
/s/ Brian Jason Ford
HEARING OFFICER
