Pocono Mountain Charter School | Case 20788-17-18 | 2018-08-29
Pennsylvania special education due-process decision
- Case number
- 20788-17-18
- Date
- 08/29/2018
- Parties / district (official listing)
- Pocono Mountain Charter School
- Hearing officer
- Charles Jelley
- Issues (official listing)
- Evaluation Parent Rights
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Page 1
This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
Pennsylvania Special Education Hearing Officer
Final Decision and Order
Closed HEARING
ODR File Number: 20788-17-18
Child’s Name: N. M. Date of Birth: [redacted]
Dates of Hearing:
08/03/2018
Parent:
[redacted]
Counsel for Parent
Pro Se
Local Education Agency:
Pocono Mountain School District
135 Pocono Mountain School Road
Swiftwater, PA 18370
Counsel for the LEA
Glenna Hazeltine Esq.
Suite 700
One West Broad Street
Bethlehem, PA 18018
Hearing Officer: Charles Jelley Esq. Date of Decision: August 29, 2018
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Background
The Student1 attends regular education classes in the District. Due to academic
difficulties dating back to Kindergarten, the District in 2nd and 3rd grades issued a
Permission to Evaluate (PTE) to determine if the Student is a person with a
disability in need of specially-designed instruction. On each occasion, the
Student’s Parents have withheld consent for an initial evaluation. The Parents
contend, rather than evaluate the Student for special education, the District should
provide additional regular education services, supports and interventions. The
District counters the Parents’ request, arguing that after four years of interventions
and failing a core class such as 3rd grade English and Language Arts the
Individuals with Disabilities Education Act (IDEA) now requires the District to
complete a comprehensive evaluation of the Student in all areas of suspected
disability. The District now requests that this hearing officer enter an Order
directing the District to evaluate the Student. After reviewing all of the evidence, I
will now grant the District’s request and Order a comprehensive evaluation in all
areas of suspected disability.
Issue
Should the District’s request for an Order to perform a multidisciplinary evaluation
of the Student in all areas of suspected disability over the objections of the Parents
be granted?
Findings of Fact
1. The Student is a resident of the District and has been attending school in the
District since Kindergarten (SD #1).2
1 In the interest of confidentiality and privacy, Student’s name and gender, and other potentially
identifiable information, are not used in the body of this decision. The identifying information
appearing on the cover page or elsewhere in this decision will be redacted prior to posting on the
website of the Office for Dispute Resolution as part of its obligation to make special education
hearing officer decisions available to the public pursuant to 20 U.S.C. § 1415(h)(4)(A) and 34
C.F.R. § 300.513(d)(2).
2 The hearing was completed in one session. References to the record throughout this decision
will be to the Notes of Testimony (N.T.), Parent Exhibits (P-) followed by the exhibit number,
School District Exhibits (S-) followed by the exhibit number, and Hearing Officer
Exhibits (HO-) followed by the exhibit number. References to Parents in the plural will be made
where it appears that one was acting on behalf of both.
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2. On November 5, 2014, while the Student was in Kindergarten the District
informed the Parents that based upon the beginning of the year Dynamic
Indicators of Basic Early Literacy Skills (DIBELS) Benchmark scores, the
Student was recommended to receive a specialized regular education
intensive reading program. The letter stated that the inventions would not
change the course content or the Student’s regular educational placement (S-
2).
3. From November 2014 through June 2015, the Student received daily
supplemental instruction during a free period, outside of the regular
classroom. By March 2016, the data indicated the Student did not reach
grade level benchmarks (S-2, S-4)
4. On April 10, 2015, the speech therapist administered a speech screener,
which indicated that while the Student spoke with hesitation and often
required prompting and extended wait time, no further direct speech services
were necessary (S-3, S-4, S-5).
5. On October 20, 2016, when the Student was in 1st grade, after reviewing the
DIBELS Benchmark score, the District recommended that the Student
receive specialized intensive reading instruction. Five of the Student’s
DIBELS scores were rated “Well Below Benchmark,” and one score was
rated “Below Benchmark”. During 1st Grade, the Student received Tier 2 and
Tier 3 supports (S-8, S-9, S-10).
6. The Student’s school health records noted the Student wears glasses and has
vision issues (S-11, S-22).
7. On April 18, 2017, when the Student was in 3rd grade, the District sent the
Parents a Permission to Evaluate the Student. When the Parents did not
return the form indicating approval or disapproval, the Supervisor of Special
Education sent a follow up letter requesting a response by May 11, 2017.
After receiving the follow-up letter, the Parents refused to consent to the
initial evaluation (S-12, S-13).
8. On March 19, 2018, the District issued a second Permission for an Initial
Evaluation. After meeting with the District staff, the Parents refused to
consent to the initial evaluation (S-12).
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9. The Student’s Kindergarten, 1st, 2nd and 3rd Grade DIBELS profiles indicate
that Student has not reached benchmark score levels in any school year. At
one point in 3rd grade, the reading specialist noted on one measure of Letter
Names and Sounds the Student was tracking the letters from right to left, as
opposed to left to right (S-19 18).
10. The Student’s Kindergarten, 1st, 2nd and 3rd Grade report cards all note the
Student “Needs Improvement and is not progressing toward expected
standards with substantial teacher assistance.” In 3rd Grade, the Student
earned a failing grade of 60% in English and Language Arts (S-20 4).
11. The Student has good attendance and the Parents are actively involved with
the teachers (S-25).
12. On the Word Identification and Spelling Test, regularly administered to
students receiving regular education interventions, the Student’s percentile
scores were either in the “Very Poor” or “Below Average” range (S-19, S-
18).
13. After four years of intensive instruction, outside of the regular classroom,
the Student is still not reaching reading benchmark levels using 1st and 2nd
grade words (NT 64-67).
14. In 1st, 2nd and 3rd Grade the Student received about 45-minutes a day of
intensive reading instruction in addition to the 90-minutes a day of English
and Language Arts instruction (S-6, S-7, S-9, S-10, NT 62).
15. The Student is a hard worker, who struggles in English and Language Arts
class (S-17, S-25).
16. In 3rd Grade, the Student earned the following final grades: Math 77, English
and Language Arts 60, and a 73 in Science (S-20 4).3
17. A review of the Student’s English and Language Arts grading history from
May through June 2018 indicates that although the Student earned a 100%
for homework assignments, 65.67 for classwork participation, and 88.50%
3 The Student’s 3rd grade English and Language Arts grades for the four marking periods ranged
from a low of 56% to a high of 64% (S-20 4).
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on Projects, the Student’s quiz grades are 48.25% with an overall test score
average of 55% (S-20 3).
Applicable Legal Principles
Burden of Proof
The burden of proof, generally, consists of two elements: the burden of production
[which party presents its evidence first] and the burden of persuasion [which
party’s evidence outweighs the other party’s evidence in the judgment of the fact
finder, [in this case, the hearing officer]. In special education due process
hearings, the burden of persuasion lies with the party asking for the hearing. If the
parties provide evidence that is equally balanced, or in “equipoise,” then the party
asking for the hearing cannot prevail, having failed to present weightier evidence
than the other party. Schaffer v. Weast, 546 U.S. 49, 62 (2005); L.E. v. Ramsey
Board of Education, 435 F.3d 384, 392 (3d Cir. 2006); Ridley S.D. v. M.R., 680
F.3d 260 (3rd Cir. 2012). In this case, the District requested the hearing and thus
shoulders the burden of proof. As the evidence was not equally balanced, the
Schaffer analysis was not critical to the determination.
Credibility
During a due process hearing the hearing officer is charged with the responsibility
of judging the credibility of witnesses, weighing the evidence and, accordingly,
rendering a decision incorporating findings of fact, discussion, and conclusions of
law. Hearing officers have the plenary responsibility to make “express, qualitative
determinations regarding the relative credibility and persuasiveness of the
witnesses. “See, Blount v. Lancaster-Lebanon Intermediate Unit, 2003 LEXIS
21639 at *28 (2003); see also generally David G. v. Council Rock School District,
2009 WL 3064732 (E.D. Pa. 2009); T.E. v. Cumberland Valley School District,
2014 U.S. Dist. LEXIS 1471 *11-12 (M.D. Pa. 2014); A.S. v. Office for Dispute
Resolution (Quakertown Community School District, 88 A.3d 256, 266 (Pa.
Commw. 2014). All witnesses were judged to be credible.
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General Legal Principles
Special education eligibility disputes are governed by the Individuals with
Disabilities Education Improvement Act of 2004 (IDEA) 20 U.S.C. § 1400 et seq.
The IDEA sets forth the responsibilities (commonly referenced as “child find”
responsibilities) borne by school districts and charter schools, for identifying which
children residing within its boundaries who are in need of special-designed
instruction and related services such that “[all] children with disabilities residing in
the State…regardless of the severity of their disabilities…are identified, located
and evaluated…” 20 U.S.C. §1412(a ) (3). The child find duty falls squarely upon
the district. Hicks, ex rel. Hicks v. Purchase Line School Dist. 251 F.Supp.2d
1250, 1253 (W. D. Pa. 2003), citing, M.C. v. Central Reg'l Sch. Dist., 81 F.3d 389,
397 (3d Cir.1996).
In the discharge of its child find obligations, the IDEA requires school districts to
conduct a “full and individual initial evaluation …. ” 20 U.S.C §1414(a)(1)(A) of
the Student. The purpose of evaluation and assessment is to obtain “accurate
information on what the child knows and can do academically, developmentally
and functionally …. ” 20 U.S.C. §1414(b)(3)(A)(ii). The child must be “assessed in
all areas of suspected disability.” 20 U.S.C. §1414(b)(3)(B). The evaluation must
be “sufficiently comprehensive to identify all of the child’s special education and
related service needs …” 34 C.F.R. §300.304(c)(6).
The IDEA requires school districts to obtain parental consent prior to an initial
evaluation. Id. When a parent refuses to consent to an evaluation sought by the
district, the district may seek authorization to conduct an initial evaluation by way
of a request for due process hearing 20 U.S.C. §1414(a)(1)(D)(ii)(I). See also, 20
U.S.C. §1415(b)(6)(A) (permitting due process complaint by any party “with
respect to any matter relating to the identification, evaluation [or placement] of the
child … .”). Thus, school districts may request a due process hearing to “override”
a parent’s refusal to consent to an initial evaluation 34 C.F.R. §300.300(c)(1)(ii);
§300.300(a)(3).
The District may not use the IDEA mediation or due process procedures to obtain
an agreement or a ruling that the student must receive special education services.
Assuming a parent refuses to agree to allow the student to participate in the
district’s proposed program, the district will not be considered to be in violation of
the requirement to make a free appropriate public education (FAPE) available to
the child because of the failure to provide the child with the special education and
related services 34 CFR §300.300 (b)(3).
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Discussion and Conclusions of Law
The Student regularly attends school and the Parents work with the Student at
home on all assignments. However, the Student is having a great deal of difficulty
keeping up with the demands of school in the core areas of reading, writing and
spelling.
The response to intervention data notes the Student is showing significant delays in
reading. All of the staff state the Student is a hard worker who completes the work
but somehow, despite participation in four years of specialized regular education
pull out instruction, is not meeting the grade level standards and benchmarks.
These English and Language Arts interrelated core content areas are the foundation
for later learning. Although the Parent’s testimony about Student is compelling and
helpful in understanding the Student’s work ethic and the Parents’ commitment to
the Student, the Parents’ suggested solution is at best an incomplete solution to the
problem of why a hard working Student is not making progress in a core subject.
The Student’s four year pattern of lacking progress after participating in the
multiple interventions is very troubling; despite the multiple interventions the
DIBELS trend line is not improving. The work is getting harder and the Student’s
reading level is still one to two grade levels below the expected grade level
benchmarks. The group of facts leads me to conclude that a comprehensive
evaluation is warranted.
Accordingly, consistent with the IDEA child find requirements I am now ordering
the District to complete a comprehensive evaluation of the Student in all areas of
suspected disability.
Dicta
The Parents’ love and commitment is palpable. I have no doubt that the Parents
believe that delaying the testing is in the Student’s best interest. The Father made
several compelling heartfelt statements. First, the Parents desperately want the
Student to succeed. Second, the Parents do not want the Student to be unduly
stigmatized. Third, the Parents want the Student to get whatever help is needed.
My hope is that after the evaluation the Parties will have a better understanding of
what the Student needs.
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Finally, I sincerely hope that the disagreement over the testing will not stand in the
way of the Parties finding a path to work collaboratively going forward.
Although I am ordering the evaluation over the Parents’ objection, all Parties know
that in the event the Student is determined to be IDEA eligible, the ultimate
decision to consent to special education services rests with the Parents.
Order
It is hereby Ordered that:
1. The District is directed to conduct a complete multidisciplinary evaluation of
Student, consistent with the assessments identified in the PTE, including but
not limited to:
Cognitive ability testing;
Achievement testing in the areas of reading, mathematics and written
expression skills.
2. The evaluation must be completed within 45 calendar days of the date of this
Order.
3. Once the initial evaluation is completed, the District is directed to meet with
and review the results with the Parents.
4. All other claims or defenses not otherwise discussed are dismissed with
prejudice.
August 29, 2018 Charles W. Jelley
Special Education Hearing Officer
ODR FILE #20788-1718 AS
