Pottsgrove School District | Case 22228-18-19 | 2019-07-01
Pennsylvania special education due-process decision
- Case number
- 22228-18-19
- Date
- 07/01/2019
- Parties / district (official listing)
- Pottsgrove School District
- Hearing officer
- Cathy Skidmore
- Issues (official listing)
- Evaluation
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Page 1
This is a redacted version of the original decision. Select details have been removed from
the decision to preserve anonymity of the student. The redactions do not affect the
substance of the document.
Pennsylvania Special Education Hearing Officer
Final Decision and Order
Closed Hearing
ODR File Number:
22228-18-19
Child’s Name:
L. M.
Date of Birth:
[redacted]
Parents:
[redacted]
Counsel for Parent:
Local Education Agency:
Pottsgrove School District
1301 Kauffman Road
Pottstown, PA 19464-2303
Counsel for LEA:
Andrea L. Cola, Esquire
Sweet, Stevens, Katz & Williams LLP
331 Butler Avenue
New Britain, PA 18601
Hearing Officer:
Cathy A. Skidmore, M.Ed., J.D.
Date of Decision:
07/01/2019
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INTRODUCTION AND PROCEDURAL HISTORY
The student (hereafter Student)1 is an early primary elementary
school-aged student in the District (District), who is eligible for special
education pursuant to the Individuals with Disabilities Education Act (IDEA).2
Following the District’s initial special education evaluation of Student in April
2019, the Parents requested an Independent Educational Evaluation (IEE) at
public expense as provided by the federal regulations implementing the
IDEA. The District denied that request and filed a Due Process Complaint to
defend its own evaluation.
The case proceeded to a due process hearing convening over a single
efficient hearing session,
3 and the parties presented evidence in support of
their respective positions. After careful review of the record and as
explained more fully below, the District’s claim that its evaluation of Student
was appropriate must be sustained; this hearing officer will, nevertheless,
order an independent psychoeducational evaluation on other grounds.
1 In the interest of confidentiality and privacy, Student’s name, gender, and other
potentially identifiable information, are not used in the body of this decision. All personally
identifiable information, including details appearing on the cover page of this decision, will
be redacted prior to its posting on the website of the Office for Dispute Resolution in
compliance with its obligation to make special education hearing officer decisions available
to the public pursuant to 20 U.S.C. § 1415(h)(4)(A) and 34 C.F.R. § 300.513(d)(2).
2 20 U.S.C. §§ 1400-1482. The federal regulations implementing the IDEA are codified in
34 C.F.R. §§ 300.1 – 300. 818. The applicable Pennsylvania regulations are set forth in 22
Pa. Code §§ 14.101 – 14.163 (Chapter 14).
3 References to the record throughout this decision will be to the Notes of Testimony (N.T.),
Parent Exhibits (P-) followed by the exhibit number, and School District Exhibits (S-)
followed by the exhibit number. References to Parents in the plural will be made where it
appears that one was acting on behalf of both.
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ISSUE
Whether the District’s evaluation with Student complied with all
requirements of a comprehensive special education evaluation?
FINDINGS OF FACT
1. Student is early primary elementary school-aged and is a resident of
the District. Student is eligible for special education under the IDEA.
(N.T. 65-66.)
2. Student entered kindergarten in the District for the 2018-19 school
year. The class had approximately eighteen students who were five
and six years of age. (N.T. 262-63.)
3. Student started the kindergarten school year adjusting well to the
routine, and seldom engaged in problematic behavior. By November,
however, Student was demonstrating refusal to complete tasks and
non-compliant behavior that was at times physically aggressive and
distracting to peers. The teacher and Parents communicated regularly
about Student including behavior at school. (N.T. 268-69; S-4 at 2-3;
S-10.)
4. On several occasions the Crisis Prevention Team was called to assist
with Student regulating behavior. Those incidents were logged and
communicated to the Parents. N.T. 272, 277; P-15; S-1.)
5. A mee
ting of the Parents, a District school psychologist, and other
District staff occurred on January 18, 2019, at which time Student was
temporarily in a wheelchair due to a recent injury. The Parents had
asked to discuss accommodations Student would need such as a
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Section 504 Service Agreement, but the Dist rict proposed a special
education e
valuation in part because of Student’s behaviors. (N.T. 71,
73-75, 78-79; P-16; S-4 at 2.)
4
6. At the Parents
’ request, the District revised its Notice of Recommended
Educational Placement (NOREP) seeking their consent to the
evaluation. The Parents agreed to the revision on January 30, 2019.
(N.T. 81-82; P-16; S-2; S-3.)
7. The District school psychologist who attended the January 18, 2019
meeting began the evaluation of Student in early 2019. (N.T. 71; S-
4.)
8. The Parents expressed concern with the evaluation taking place while
Student was in the wheelchair, but that occurred only for a short
period of time at the beginning of the process. (N.T. 79-80.)
9. Parent input into the ER reflected that Student had not engaged in
problematic behavior prior to entering the District to the extent it was
exhibited in kindergarten, and that Student was having difficulty
adjusting to the structure and routine of kindergarten. They also did
not observe the level of problem behavior at home that was reported
at school but noted that Student was to begin counseling and did at
times have difficulty regulating emotions. (S-4 at 1-4, 44-47.)
10. Input from Student’s private social worker indicated that Student had
been provided weekly therapy sessions since mid-January 2019 but he
had no suspicions of autism; he attributed Student’s behavioral and
emotional regulation difficulties to limited mobility due to the recent
4 Section 504 of the Rehabilitation Act of 1973, 29 U.S.C. § 794; 22 Pa. Code § 15.7.
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injury, and reported that Student was making progress. (S-4 at 13-14
(original at P-17).)
11. Teacher input into the ER reflected that Student was meeting
expectations in all academic areas but required support during
changes to routine and in regulating emotions. Specifically, Student
required frequent prompting and redirection to complete tasks and
exhibited frustration at times, and also had difficulty with peer
interactions at school. (S-4 at 12-13, 41-43.)
12. A summary of Student’s present levels of academic and functional
performance for the ER reflected that Student was approaching or
meeting grade level standards in most areas with a few weaknesses.
Student was at or beyond expectations for all reading skills. (S-4 at
24-25.)
13. The District school psychologist conducted assessment of Student’s
cognitive ability and academic achievement. Student was reportedly
easily redirected when needed during those assessments. Student’s
cognitive ability (Wechsler Intelligence Scale for Children – Fifth
Edition (WISC-V)) reflected an overall average range Full Scale IQ
(108, upper end of the average range), with relative strengths on the
Verbal Comprehension, Fluid Reasoning, and Visual Spatial Indices.
(S-4 at 8, 15-17.)
14. Assessment of academic achievement (Wechsler Individual
Achievement Test – Third Edition (WIAT-III)) resulted in average
range scores across the Reading, Written Expression, Mathematics,
and Oral Language Composites and all subtests. Early reading skills
were reportedly at the upper end of the average range. (S-4 at 17-
18.)
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15. Student’s social/emotional/behavioral functioning was assessed in part
through rating scales. On the Behavior Assessment System for
Children – Third Edition (BASC-3), the Parent’s scales revealed no
concerns. The teacher’s ratings, by contrast, reflected clinically
significant concerns with aggression, somatization, and adaptability;
and at-risk concerns with hyperactivity and atypicality. On the
Emotional Disturbance Decision Tree (EDDT), the Parents endorsed
only mild at-risk concerns with inappropriate behaviors or feelings; the
teacher endorsed very high or high clinical range scores for all areas
(relationships, inappropriate behaviors or feelings, pervasive mood of
unhappiness or depression, and fears, as well as on the total score).
No rater indicated concerns with anxiety. (S-4 at 18-21.)
16. Student’s kindergarten teacher completed the BASC-3 and EDDT
rating scales and answered as accurately as possible based on her
observations. (N.T. 289-91.)
17. Speech/language assessment for the ER revealed no deficits in
expressive or receptive language skills, or with fluency or articulation.
Pragmatic language skills were determined to be above average
compared to peers, and speech/language services were not
recommended. (S-4 at 21-22.)
18. An occupational therapy screening for the ER for sensory processing
concerns revealed none in that area, and such services were not
recommended. (S-4 at 23.)
19. The ER summarized details of behavioral incidents between November
2018 and March 2019, many of which involved refusal to comply with
directives, physical aggression toward others and objects, and/or
emotional dysregulation. Also included were communications between
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the Parents and teacher involving behavior at school and at home. (S-
4 at 2-5.)
20. The District school psychologist conducted observations of Student,
one during the time Student was in the wheelchair and one after no
mobility device was used. Those were summarized for the ER through
anecdotal reporting of the school psychologist’s observations. (N.T.
85-86, 134-35, 182-83; S-4 at 6-8.)
21. A Board Certified Behavior Analyst (BCBA) for the District conducted a
Functional Behavioral Assessment (FBA) for the ER. That process
included interviews with staff working with Student to identify and
define the behaviors of concern. The BCBA, teacher, and an
instructional assistant then collected data in various environments
(including duration and frequency), and developed a hypothesis of the
function(s) of each behavior. (N.T. 211, 213-14, 217-18, 223-24,
230, 241-42, 278; S-4 at 8-13, 48.)
22. The FBA identified three targeted behaviors: “meltdowns” defined as
physical or verbal aggression, elopement, or property destruction;
refusal to comply with directives; and inappropriate peer interactions.
Data indicated an increase in those behaviors at the start of the FBA
when Student was using a wheelchair, but all continued after that
device was no longer used. The hypothesized functions of the
behaviors were: to gain attention or escape a demand (meltdowns
and refusing to comply with directives); and to gain access to items or
attention (inappropriate peer interactions). (S-4 at 26-35.)
23. Although the Parents asked that the FBA not begin until Student was
no longer using the wheelchair, it was necessary for data collection for
the FBA to take place over a sufficient period of time to develop a full
picture of Student’s behavior. The FBA was conducted in accordance
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with applicable standards for BCBAs and provided information for
development of the Individualized Education Program (IEP). (N.T.
217, 230-31, 237, 256-58; P-3.)
24. All assessments for the ER were conducted pursuant to the protocols
established by the test publishers. All instruments are reliable and the
District school psychologist is qualified to administer those she
performed. (N.T. 89.)
25. The District sought permission to conduct additional assessments in
order to evaluate Student’s social/emotional/ behavioral strengths and
needs particularly with respect to characteristics consistent with an
Autism Spectrum Disorder. The Parents declined the request to
provide consent to those assessments, explaining that other
professionals including Student’s pediatrician had not indicated
suspicion of autism. (N.T. 97-98, 105; P-18; S-3; S-4 at 6.)
26. The Parents told the District psychologist that Student had been
evaluated by Children’s Hospital of Philadelphia through its Behavioral
Health services program but declined to share a report of that
evaluation with the District. (N.T. 98-99.)
27. Student was determined to be eligible for special education upon
completion of the ER based on an Emotional Disturbance. The ER
identified needs for emotional regulation, coping skills, peer
interaction/social skills, adjusting to routines, and completing tasks
independently. (S-4.)
28. [redacted]
29. The District school psychologist has a master’s degree in counseling
psychology and is certified as a school psychologist. She had nearly
ten years’ experience as a school psychologist at the time of Student’s
ER. (S-12.)
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30. The BCBA involved with Student during kindergarten has graduate and
undergraduate degrees in education, with the master’s degree in
special education. She has over twenty years’ combined experience as
a BCBA, behavior analyst, and special education teacher, and holds
certification as a BCBA through 2021. (S-12.)
31. The Parents disagreed with the results of the EDDT and asked that
those be removed from the ER, but the District declined to do so.
(N.T. 129-30.)
32. The Parents drafted an addendum to the ER which the District agreed
to attach to the document in Student’s file, but did not incorporate the
various requested changes in the ER. The Parents presented the
following as their concerns in an email message and the addendum,
summarized from their perspective as follows:
a. Reasons for the disparity between behavior in kindergarten
compared to that at home and in other current previous
education- and care-related environments were not fully
explored;
b. Use of subjective assessment tools for the ER;
c. Discrepancies between behavioral data in the ER, and other
observational information in the report and in communications
with the Parents;
d. References to anxiety, which was not assessed;
e. Omission of information regarding the Parents’ request for a
Section 504 Plan;
f. Insufficient or inaccurate data in the ER including documentation
of Student’s level of engagement;
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g. Data collection for the FBA without providing accommodations
that were helpful and provided support for Student;
h. Content of the report that included interpretation by or opinion
of the District school psychologist; and
i. An overall non-objective, biased evaluation of Student.
The Parents also reiterated their reasons for refusing assessments related to
Autism.5
(N
.T. 139-40; P-8; P-9; S-11 at 34-35.)
33. The Parents also requested an IEE at public expense, and the District
declined that request. (S-6 at 7-10.)
34. An IEP was developed in April 2019 for itinerant emotional support
with a Positive Behavior Support Plan (PBSP). The Parents approved
the NOREP accompanying this IEP. (S-8; S-9.)
35. Student made progress in reading skills over the course of the 2018-
19 school year, ending at an overall level above expectations for the
end of kindergarten. Student was exhibiting mathematics skills in line
with kindergarten expectations. Student’s kindergarten teacher, with
fourteen years of teaching experience, believed that Student was
challenged by the work in the classroom. (N.T. 261, 264-68; P-5.)
36. It is not uncommon for children to behave differently in diverse
environments such as between school and home. (N.T. 117-18, 249.)
5 Unrelated to the ER specifically, the Parents additionally challenged the provision of
requested education records on an asserted untimely basis pursuant to the Family Education
Rights and Privacy Act, 20 U.S.C. § 1232g. (P-8 at 1.)
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DISCUSSION AND CONCLUSIONS OF LAW
General Legal Principles
In general, the burden of proof is viewed as consisting of two
elements: the burden of production and the burden of persuasion. At the
outset of this discussion, it should be recognized that the burden of
persuasion lies with the party seeking relief. Schaffer v. Weast, 546 U.S.
49, 62 (2005); L.E. v. Ramsey Board of Education, 435 F.3d 384, 392 (3d
Cir. 2006). Accordingly, the burden of persuasion in this case must rest with
the District as the party that requested this administrative hearing.
Nevertheless, application of this principle determines which party prevails
only in those rare cases where the evidence is evenly balanced or in
“equipoise.” Schaffer, supra, 546 U.S. at 58. The outcome is much more
frequently determined by the preponderance of the evidence, as is the case
here.
Special education hearing officers, in the role of fact-finders, are also
charged with the responsibility of making credibility determinations of the
witnesses who testify. See J. P. v. County School Board, 516 F.3d 254, 261
(4th Cir. Va. 2008); see also T.E. v. Cumberland Valley School District, 2014
U.S. Dist. LEXIS 1471 *11-12 (M.D. Pa. 2014); A.S. v. Office for Dispute
Resolution (Quakertown Community School District), 88 A.3d 256, 266 (Pa.
Commw. 2014). This hearing officer found each of the witnesses who
testified to be credible, and the testimony was essentially quite consistent
rather than contradictory. What was evident was the parties’ differing
perceptions of the evidence rather than its truthfulness.
In reviewing the record, the testimony of all witnesses and the content
of each admitted exhibit were thoroughly considered in issuing this decision,
as were the parties’ closing statements.
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IDEA Principles: Child Find and Evaluation
The IDEA requires the states to provide a “free appropriate public
education” (FAPE) to all children who qualify for special education services.
20 U.S.C. §1412. The IDEA and state and federal regulations obligate local
educational agencies (LEAs) to locate, identify, and evaluate children with
disabilities who need special education and related services. 20 U.S.C. §
1412(a)(3); 34 C.F.R. § 300.111(a); see also 22 Pa. Code §§ 14.121-
14.125. The statute itself sets forth two purposes of the required
evaluation: to determine whether or not a child is a child with a disability as
defined in the law, and to
“determine the educational needs of such child[.]”
20 U.S.C. §1414(a)(1)(C)(i).
The IDEA further defines a
“child with a disability” as a child who has
been evaluated and identified with one of a number of specific classifications
and who,
“by reason thereof, needs special education and related services.”
20 U.S.C. § 1401; 34 C.F.R. § 300.8(a). “Special education” means
specially designed instruction which is designed to meet the child’s individual
learning needs. 34 C.F.R. § 300.39(a).
As
is relevant here, the regulations implementing the IDEA provide the
following definitions.
c) Definitions of disability terms. The terms used in this definition of a
child with a disability are defined as follows:
1.
i. Autism means a developmental disability significantly
affecting verbal and nonverbal communication and social
interaction, generally evident before age three that
adversely affects a child's educational performance. Other
characteristics often associated with autism are
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engagement in repetitive activities and stereotyped
movements, resistance to environmental change or change
in daily routines, and unusual responses to sensory
experiences.
ii. Autism does not apply if a child's educational performance
is adversely affected primarily because the child has an
emotional disturbance, as defined in paragraph (c)(4) of
this section.
iii. A child who manifests the characteristics of autism after
age three could be identified as having autism if the
criteria in paragraph (c)(1)(i) of this section are satisfied.
4.
i. Emotional disturbance means a condition exhibiting one or
more of the following characteristics over a long period of
time and to a marked degree that adversely affects a child's
educational performance:
A. An inability to learn that cannot be explained by
intellectual, sensory, or health factors.
B. An inability to build or maintain satisfactory
interpersonal relationships with peers and teachers.
C. Inappropriate types of behavior or feelings under
normal circumstances.
D. A general pervasive mood of unhappiness or
depression.
E. A tendency to develop physical symptoms or fears
associated with personal or school problems.
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34 C.F.R. §§ 300.8(c)(1) and (4). The latter definition makes clear
that one or more of the enumerated characteristics are sufficient to establish
eligibility under this category if the other criteria are met.
The obligation to identify eligible students is commonly referred to as
“child find.” LEAs are required to fulfill the child find obligation within a
reasonable time. W.B. v. Matula, 67 F.3d 584 (3d Cir. 1995). In other
words, LEAs such as school districts are required to identify a student
eligible for special education services within a reasonable time after notice of
behavior that suggests a disability. D.K. v. Abington School District, 696
F.3d 233, 249 (3d Cir. 2012). School districts are not, however, required to
identify a disability “at the earliest possible moment.” Id. (citation omitted).
In conducting an evaluation or reevaluation, the law imposes certain
requirements on LEAs to ensure that sufficient and accurate information
about the child is obtained:
b) Conduct of evaluation. In conducting the evaluation, the public agency
must—
1. Use a variety of assessment tools and strategies to gather
relevant functional, developmental, and academic information
about the child, including information provided by the parent
that may assist in determining—
i. Whether the child is a child with a disability under § 300.8;
and
ii. The content of the child’s IEP, including information related
to enabling the child to be involved in and progress in the
general education curriculum (or for a preschool child, to
participate in appropriate activities);
2. Not use any single measure or assessment as the sole criterion
for determining whether a child is a child with a disability and for
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determining an appropriate educational program for the child;
and
3. Use technically sound instruments that may assess the relative
contribution of cognitive and behavioral factors, in addition to
physical or developmental factors.
34 C .F.R. §§ 300.304(b); see also 34 C.F.R. § 303(a). The evaluation
must assess the child “
in all areas related to the suspected disability,
including, if appropriate, health, vision, hearing, social and emotional status,
general intelligence, academic performance, communicative status, and
motor abilities[.]”
34 C.F.R. § 304(c)(4); see also 20 U.S.C. §
1414(b)(3)(B). Additionally, the evaluation must be “sufficiently
comprehensive to identify all of the child’s special education and related
services needs, whether or not commonly linked to the disability category in
which the child has been classified,” and utilize “[a]ssessment tools and
strategies that provide relevant information that directly assists persons in
determining the educational needs of the child[.]” 34 C.F.R. §§ 304(c)(6)
and (c)(7); see also 20 U.S.C. § 1414(b)(3). Any evaluation or revaluation
must also include a review of existing data including that provided by the
parents in addition to classroom-based, local, and state assessments and
observations. 34 C.F.R. § 300.305(a).
In Pennsylvania, LEAs are required to provide a report of an evaluation
within sixty calendar days of receipt of consent, excluding summers. 22 Pa
Code §§ 14.123(b), 14.124(b). Upon completion of all appropriate
assessments,
“
[a] group of qualified professionals and the parent of the child
determines whether the child is a child with a disability … and the
educational needs of the child[.]”
34 C.F.R.§ 300.306(a)(1). Although
“[t]he eligibility group should work toward consensus, [] under §300.306,
the public agency has the ultimate responsibility to determine whether the
child is a child with a disability. Parents and school personnel are
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e
ncouraged to work together in making the eligibility determination.” 71
Fed. Reg. 46661 (August 14, 2006).
W
hen parents disagree with an LEA’s educational evaluation, they may
request an IEE at public expense. 20 U.S.C. § 1415(b)(1); 34 C.F.R. §
300.502(b). When such a request is made, the LEA must either file a
request for a due process hearing to establish that its evaluation was
appropriate, or ensure that an IEE is provided at public expense. 34 C.F.R.
§ 300.502(b)(2). Here, the Parents disagreed with the 2019 ER and sought
an IEE at public expense, and the District refused; as noted, the District had
the burden of establishing that its evaluation was appropriate. It is
important to recognize, though, that parental disagreement with the
conclusions of an LEA evaluation does not, in and of itself, establish that the
evaluation is inappropriate. The sole issue when an LEA has denied a
parental request for an IEE at public expense is whether its evaluation met
the standards for appropriateness set forth in the IDEA.
The District’s Evaluation
The District’s ER utilized a variety of assessment tools, strategies, and
instruments to gather relevant functional, developmental, and academic
information about Student, all relating to areas of suspected disability.
Specifically, the District conducted assessment of Student’s current cognitive
ability and academic achievement; summarized available curriculum-based
assessment data; obtained and reported input from the teacher;
incorporated results of available information from other providers; obtained
and summarized parental input; and provided a variety of rating scales to
evaluate Student’s social/emotional/behavioral functioning in addition to an
FBA. The District school psychologist responsible for administering the
cognitive ability, academic achievement, and related assessments is well
qualified and experienced in the assessments administered. Student
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coo
perated with testing demands. All assessments were administered in
accordance with the publishers’ standards. The District school psychologist
conducted two separate observations of Student, and a BCBA undertook a
data-supported FBA process targeting identified problem behavior. Potential
speech/language and occupational therapy needs were also screened.
Although the District additionally sought further permission to examine
Student’s social skills, emotional dysregulation, and difficulty with
transitions, the Parents declined, and the omission of this relevant
information cannot therefore be attributed to the District.6 The ER
synthesized all data gathered, and determined Student’s eligibility for special
education with recommendations. All of this evidence supports the
conclusion that the District’s ER was sufficiently comprehensive to identify
Student’s special education and related service needs in all areas related to
suspected disability, as well as identifying relative strengths.
The Parents raised concerns following issuance of the ER and at the
hearing in a number of areas that merit discussion. An overarching theme
was their apparent alarm that Student was exhibiting behavioral difficulties
in kindergarten that had not previously been observed in other settings, and
they did not believe that the ER included an adequate investigation into the
reasons for the difference. It is unclear how the District might have set out
to do that in its educational evaluation here, particularly given the Parents’
concerns with what they perceived as non-objectivity in the ER discussed
more fully below. Moreover, the District school psychologist and BCBA both
provided logical and persuasive testimony that it is not uncommon for
children to behave differently across various environments (N.T. 117-18,
249). In any event, the purpose of the ER was to determine whether
6 The District could have, but was not under any obligation to, file a Complaint to override
the Parents’ refusal to consent. See 20 U.S.C. § 1414(a)(1)(D); 34 C.F.R. § 300.300(1)(iii).
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Student had a disability and what education-related needs should be
addressed in the school environment based on Student’s unique
presentation. The ER in question did so.
In a related concern, the Parents expressed a belief that the
behavioral data in the ER was not wholly consistent with other
communications between them and the school. Some instruments used for
the ER to assess behavioral and emotional functioning did require some
subjectivity of the individual raters, but that does not mean that the results
are inaccurate, even if there has been other information shared throughout
the school year that is not reflective of the same behavioral difficulties. The
District did not report that Student is always compliant or is always non-
compliant, for example; rather, the ER provided a comprehensive overview
of Student’s presentation that varied day to day. Similarly, the Parents
challenged the description of the school psychologist’s observations as
subjective and biased toward a finding of disability, apparently since they
included descriptions of problematic behavior. It is unclear what the Parents
hoped for in more robust recitation of what the school psychologist
observed, but this hearing officer cannot conclude that that the report of the
school psychologist’s observations was overly subjective given that she was
reporting what she saw; as such, that this portion of the ER was not
inappropriate and was but one consideration in the overall evaluation.
Finally in this area, the Parents had concerns that the data for the FBA was
collected under circumstances where the difficulties were likely to occur and
without providing interventions that had been successful. Again, the
purpose of a special education evaluation is to first determine if a child has a
disability, and second to ascertain the needs of the child for programming
or, in other words, provide guidance to the IEP team. The ER including the
FBA included significant information on behaviors including antecedents, and
the kindergarten teacher cogently and persuasively testified consistent with
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the FBA about antecedents (N.T. 311). It is also important to keep in mind
that Student was new to the structured school setting and to the District;
and, there was no claim presented that the District should have evaluated
Student sooner, or implemented an IEP or any special education support
earlier than it did.
Next, the Parents asserted that the results of the WISC-V and WIAT-
III may not have been accurate because Student may not have been
experiencing the best of days for either assessment. The District school
psychologist, however, explained again quite persuasively that there was no
reason to suspect that either of those assessments should have been
delayed for Student for any reason (N.T. 173, 175-76). There is no reason
in this record to doubt the judgment of this well qualified and experienced
professional in this regard.
The Parents also challenged the District’s efforts to gauge and report
on Student’s level of engagement in the kindergarten setting, contending
that Student was not sufficiently challenged. The kindergarten teacher, who
clearly had the best insight into that question, gave very credible testimony
that she found Student to be challenged by the curriculum, exhibiting
strengths and weaknesses; that testimony was also corroborated by other
evidence in the record. [redacted]
Another contention by the Parents is their disagreement with the
District’s request to add assessments of social/emotional/ behavioral
strengths and needs particularly with respect to characteristics consistent
with an Autism Spectrum Disorder. The District school psychologist, again
quite persuasively, explained the usefulness of this information in order to
identify any deficits in social skills, emotional regulation, and adjusting to
transitions and changes in routine (N.T. 140). The District was required to
evaluate all areas of suspected disability, and its request for these additional
assessments was wholly reasonable and compliant with its obligation to
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provide a comprehensive evaluation. Special education programming is
dictated by the individual needs of a child, not the particular eligibility
classification. Whether or not results of those measures would have
endorsed characteristics of Autism, they could only have benefitted the IEP
team.
Lastly, the Parents asserted that the ER should have provided more
detailed information such as the specific reasons that they initially requested
accommodations, and to include data that was not available until after it was
completed. It is certainly conceivable that any ER might reveal better
insight with more detail, more assessments, and more data. However, the
law imposes certain requirements on what an ER must contain, and
Pennsylvania law requires that it be completed within sixty calendar days.
The District cannot be faulted for complying with the timing requirements in
producing an ER that contains all of the requisite information the IDEA
demands. As such, it has met its burden of persuasion in establishing that
its evaluation of Student was appropriate.
The law does not require an IEE at public expense in this
circumstance. Nevertheless, after careful reflection and in the exercise of
her discretion, this hearing officer will direct the District to provide an IEE at
public expense as permitted by 34 C.F.R. § 300.502(d). Though this result
may appear to be incongruous in light of the above conclusions, and this
hearing officer does consider the remedy to be an extraordinary one, there
are several important reasons for finding that an objective evaluation by an
impartial qualified school psychologist is necessary at this time. The first is
the Student’s clearly complex presentation that would be best understood by
a complete picture of all strengths and needs, something that has not
occurred here because the District has not been privy to all available
relevant information from other providers. The second reason is the
apparently significant difficulty Student has had adjusting to the structured
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school setting, a big step in an educational journey that Student has only
just begun. Finally, the Parents expressed throughout the hearing their
disagreement with or confusion over some steps the District has and has not
taken regarding Student; while this hearing officer does not reach any
conclusions on those questions or concerns, their refusal to permit the
District to conduct certain assessments will likely have a significant impact
on its ability to program appropriately for this child. It is also quite evident
that all members of Student’s IEP team have worked diligently as a group to
understand and address Student’s strengths and needs, and neither party
can truly dispute that a comprehensive independent psychoeducational
evaluation at this time would yield highly useful foundation for making
programming decisions in this particular case.
I
t is very concerning to this hearing officer that one of these critical
factors could be easily remedied by the Parents’ agreement to share
information from other providers. One fundamental premise of the IDEA is
the expectation that the parties will collaborate together in developing
special education programs. Indeed, the District’s inability to access
information of other professionals may serve as an impediment to a
collaborative IEP process. See, e.g., Oconee County School District, 2015
U.S. Dist. LEXIS 85226, 2015 WL 4041297 (M.D. Ga. 2015). On balance,
however, it is Student whose “unique circumstances” have not yet been fully
explored by the District in this case, irrespective of the reasons therefor.
And, quite crucially in this hearing officer’s estimation, an IEE will serve the
essential functions not only of informing this Student’s IEP team, but also
“gua
rantee[ing] meaningful participation [of the Parents] throughout the
development of the IEP” and placement decisions. Phillip C. v. Jefferson
County Board of Education, 701 F.3d 691, 698 (11th Cir. 2012); see also
Schaffer, supra, at 61 (noting that an IEE can afford parents “a realistic
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o
pportunity to access the necessary evidence” and information relating to an
appropriate program and placement for their child).
T
his remedy will provide the parties with objective assessments and
recommendations to consider in making a determination of how to meet all
of Student’s needs appropriately now and into the future, as well as to help
foster the new relationship between them that is especially critical given
Student’s very young age. The IEE will be at public expense, limited to a
psychoeducational evaluation to include any assessments recommended by
that professional, subject to the condition that the Parents must consent to
any and all assessments that are suggested by the selected psychologist as
necessary for a comprehensive understanding of Student’s unique strengths
and needs, as well as to his or her review of any pertinent information
including medical and educational records that he or she requests.
CONCLUSION
The District has established that its ER was appropriate under the
applicable law; but an IEE will be ordered on other grounds to ensure that
the IEP team has a comprehensive picture of Student for educational
programming decisions.
ORDER
AND NOW, this 1st day of July, 2019, in accordance with the foregoing
findings of fact and conclusions of law, it is hereby ORDERED as follows.
1. The District’s 2019 ER met all requisite criteria for a comprehensive
special education evaluation under the IDEA and all implementing
regulations.
2. Student shall be provided an independent psychoeducational
evaluation at public expense to be conducted by a certified school
psychologist not affiliated with the District.
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a. Within seven calendar days of the date of this Order, the District
shall provide to the Parents in writing a list of not less than three
qualified professionals within the geographic area of the District
to conduct an independent psychoeducational evaluation.
b. Within seven calendar days of receipt of the list of qualified
individuals to perform the independent psychoeducational
evaluation, the Parents shall notify the District in writing of their
selection.
c. The selected school psychologist shall determine the scope of the
psychoeducational evaluation, including any observation,
administration of assessments, and review of records.
d. If the selected school psychologist proposes any assessment
within the scope of a psychoeducational evaluation that must be
referred to another professional to conduct, the selected school
psychologist shall choose the professional; and that portion of
the IEE shall also be at public expense.
e. The arrangements with the selected school psychologist shall
include a requirement that he/she provide a written report of the
IEE to the Parents and the District within a reasonable time not
to exceed sixty calendar days from the date of engagement.
The arrangements may also provide for status updates by the
private school psychologist to both parties if requested by the
District.
f. If the Parents do not make a selection from the list of qualified
school psychologists within seven calendar days of receipt, the
District need not provide the independent psychoeducational
evaluation at public expense.
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g. If the Parents decline to consent to or cooperate with any
assessments, release of records, or other actions requiring their
permission that are recommended by the selected school
psychologist, the evaluation shall be concluded without
finalization and without further obligation by the selected school
psychologist or the District.
3. Following completion of the IEE and within seven school days of
receipt of the report by both parties, Student’s IEP team shall meet to
review its results. The arrangements with the selected school
psychologist shall include up to two hours of attendance at that
meeting whether in person or otherwise.
4. If the selected evaluator is unable to complete the IEE, the process set
forth above in ¶ 2 shall be repeated to the extent necessary to ensure
a final IEE.
5. Nothing in this Order should be read to prevent the parties from
mutually agreeing to alter any of its terms.
It is FURTHER ORDERED that any claims not specifically addressed
by this decision and order are DENIED and DISMISSED.
Cathy A. Skidmore
Cathy A. Skidmore
HEARING OFFICER
ODR File No. 22228-1819AS
