Quakertown Community School District | Case 13276-12-13 | 2013-03-26
Pennsylvania special education due-process decision
- Case number
- 13276-12-13
- Date
- 03/26/2013
- Parties / district (official listing)
- Quakertown Community School District
- Hearing officer
- William Culleton
- Issues (official listing)
- Identification Evaluation Compensatory Education Tuition Reimbursement Independent Educational Evaluation
Open saved decision PDF · Official source
This page reproduces text extracted from the public decision. The saved PDF controls formatting and wording. No attorney-reviewed summary has been added.
Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of
the document.
Pennsylvania
Special Education Hearing Officer
DECISION
Student’s Name: M.K.
Date of Birth: [redacted]
ODR No. 13276-12-13-KE
OPEN HEARING
Parties to the Hearing: Representative:
Parent Mark W. Voigt, Esquire
Law Office of Mark W. Voigt
Plymouth Meeting Executive Campus
600 West Germantown Pike, Suite 400
Plymouth Meeting, Pa 19462
Quakertown Community Sch. Dist. Christina M. Stephanos, Esquire
100 Commerce Drive Sweet, Stevens, Katz & Williams
Quakertown, PA 18951 331 East Butler Avenue
New Britain, PA 18901
Dates of Hearing: January 8, 2013; February 13, 2013;
February 14, 2013
Record Closed: March 11, 2013
Date of Decision: March 26, 2013
Hearing Officer: William F. Culleton, Jr., Esquire
Page 2
1
INTRODUCTION AND PROCEDURAL HISTORY
The student named in the title pa ge of this decision (Student) is an eligible resident of the
school district named in the title page of this decision (District), a nd attended a District
elementary school during the period relevant to this matter, until Parent unilaterally removed
student from the District in N ovember 2012, and placed Student in a private sch ool (School).
(NT 8-9.) Student is identified as a child with a disability pursuant to the Individuals with
Disabilities Education Act, 20 U.S.C. §1401 et seq. (IDEA), in the categories of Other Health
Impairment and Speech or Language Impairment. (NT 9; S 7, 14.)
Parent named in the title page of this decision (Parent) requested due process alleging that
the District failed inappropriately to identify St udent with Specific Learni ng Disability pursuant
to the IDEA and failed to provide a free appropriate public educa tion (FAPE) as required by the
IDEA and section 504 of the Rehabilitation Act of 1973, 29 U.S.C. §794 (s ection 504). Parent
sought compensatory education, reimbursement of tuition and books at the School, and
reimbursement of the cost of two private psychological evaluations.
The hearing was completed in three sessions. The record closed upon receipt of written
summations.
ISSUES
1. Did the District fail inappropriately to identify Student as a child with a specific learning
disability?
2. Did the District fail to offer or provide Student with a FAPE from November 17, 2010 to
February 14, 2013
1, including failing to provide needed Extended School Year (ESY)
services during the summers of 2011 and 2012?
1 Parent requests tuition reimbursement for the 2013-2014 school year; thus, Parent requests prospective relief.
Because any evidence related to the provision of FAPE would be relevant to the request for tuition reimbursement
for the 2013-2014 school year, I heard evidence regarding denial of a FAPE for the period from two years prior to
the filing of the complaint in this matter until the last day of hearings, February 14, 2013. (NT 44-47.)
Page 3
2
3. Was the School an appropriate placement for Student in the 2012-2013 school year, and
would it be an appropriate placement for Student during the 2013-2014 school year?
4. Considering the equities, should the hearing officer order the District to reimburse Parent
for all or any part of the costs of tuition, books, fees and transportation paid to or required
by the School for the 2012-2013 and 2013-2014 school years?
5. Should the hearing officer order the District to provide compensatory education to
Student for all or any part of the period from November 17, 2010 through November 4,
2012
2, including the summers of 2011 and 2012?
6. Should the hearing officer order the District to reimburse Parent for the cost of two
private psychological evaluations and reports dated April 4, 2011, (supplemented by
reports dated April 18, 2011 and August 18, 2011), and October 15, 2012, as well as the
cost of the evaluator’s testimony in this due process matter?
FINDINGS OF FACT
Student’s Medical and Educational History Prior To Third Grade
1. Student was born in [another country], with so me history of neglect at or shortly after
birth. Parent adopted Student and brought Student to the United States when Student was
about one year old. During the first three ye ar of life, Student was exposed to three
languages: [redacted] and English. (NT 51-53; P 1, 4.)
2. As early as preschool, Parent noted that Student was slow to develop mathematics related
concepts such as simple block patterns and con cepts of larger and smaller. Student also
displayed some attention problems in kinder garten and first grade. Student also
displayed an inability to reta in concepts after long breaks w ithout review. Parent spent
many hours tutoring Student and reviewing previ ously learned concepts with Student.
(NT 53-55; P 1, 4.)
3. When Student was in second grade, Student had great di fficulty with mathematics
concepts, but seemed to read and spell adequately. (NT 54-56; P 1, 31.)
4. When in second grade, Student exhibited attention problems at home. (NT 57-58; P 1.)
5. From first grade, and more intensively in se cond and third grades, Parent tutored Student
after school and in the summers in mathematic s. Parent selected a curriculum, utilized
worksheets from the internet, and bought te xt books for Student to use while being
tutored by Parent. (NT 58-61; P 1.)
6. Parent is not trained or certified to teach elementary mathematics. (NT 209; P 1, 34 p. 1,
2.)
2 November 5, 2012 is the date of Student’s enrollment in the School. (NT 45.)
Page 4
3
7. When Student was in second grade and at the beginning of third grade, Parent repeatedly
advised District personnel that Parent observed Student beha vior suggesting an inability
to understand basic mathematics concepts. Du ring this time, Student also demonstrated
difficulties with attention and focus. (NT 57-64, 96; P 1, 31, 34.)
8. The District provided regular education supports for mathem atics to Student in second
grade. (NT 74-77, 79-81; P 34 p. 8-9, 13-14.)
Educational Services And Progress During Third Grade (2010-2011 School Year)
9. At the beginning of third grade, Student wa s unable to finish mathematics homework
when assisted by Parent, and struggled with basic mathematics concepts like relative
magnitude, selection of additi on or subtraction to solve a problem, and estimation. (NT
73-76; P 31, 34 p. 1, 4.)
10. At the beginning of third grade, Parent advi sed District personnel th at Parent observed
Student behavior suggesting an inability to understand basic mathematics concepts.
During this time, Student also demonstrated difficulties with attention and focus. (NT
57-64, 96; P 1, 31, 34.)
11. Parent tutored Student at home for at least four hours per week, and sometimes as much
as eight hours per week, throughout third grade. (P 35 p. 22-24.)
12. The District did not continue providing regu lar education supports for mathematics to
Student in the beginning of fourth grade, because Student had memorized mathematics
facts during the previous su mmer and did well on a placement assessment by being able
to remember mathematics facts. In Oct ober 2011, Parent discovered that mathematics
support had not been continued and complained to the Student’s teacher, at which time
the District resumed providing general education supports for mathematics to Student.
(NT 74-77, 79-81; P 34 p. 8-9, 13-14; S 4.)
13. The District’s mathematics support teacher assessed Student as having a mathematics
learning disability, with a lack of understand ing of basic mathematic s concepts, but with
an ability to memorize mathematics facts, subject to forgetting if the facts are not
reviewed. (NT 79-81; P 31, 34 p. 13-14.)
14. Beginning in November 2010, the District pr ovided Student with pull out “tier 2”
instructional support in mathematics, using a different regular education curriculum that
emphasized mathematics problem solving, for the remainder of the school year. At first,
the frequency of support was minimal a nd variable. By January 2011, the support
increased to twice per week, and by April, St udent received support daily. (P 35 p. 23; S
7.)
15. On October 28, 2010, Parent requested information from the teacher on how to request an
evaluation to be done by the District. (P 34 p. 8-9.)
Page 5
4
16. The District sent to Parent, and Parent returned, a Permission to Evaluate form
immediately after Parent sent this letter. Parent signed and retu rned a Permission to
Evaluate form on October 29, 2010. (P 1.)
17. The District evaluated Student and issued an evaluation report in January 2011. The
District concluded that Student was not a child with a disability. (P 2.)
18. The District’s evaluator has extensive education and experience in evaluating children for
learning disabilities, including a doctoral degree, Pennsylvania certification, and years of
experience. (S 4.)
19. The District’s evaluation relied upon curriculum based assessments and standardized tests
on which Student demonstrated grade level reading skills, including automaticity and
fluency, as well as word reading accuracy and decoding skills. Student exhibited
difficulties recalling information read to Stude nt, resulting in substantially below grade
performance in listening and reading comprehension. (P 2, 31.)
20. The evaluation relied upon curriculum based assessments and standardized tests on which
Student demonstrated grade level skills in wr iting, but showed a lack of proficiency in
written organization and capitalization. (P 2.)
21. The evaluation relied upon teacher ratings that showed that Student was exhibiting
problems with organization and attention. (P 2.)
22. The District’s evaluation relied upon curriculum based assessments and standardized tests
on which Student demonstrated average skill in numerical operations, calculation and
mathematics fluency, and difficulties with math ematics application and problem solving.
In a universal mathematics screening in the Fall of Student’s third grade year, Student
exceeded expectations for computation but performed below expectations for
mathematics problem solving. (P 2.)
23. The District’s evaluation relied upon the We chsler Intelligence Scale for Children –
fourth Edition (WISC-IV) to evaluate Student’s cognitiv e abilities, which is a
standardized test of intellectual functioning consisting of ten subtests, which are scored
and which contribute to four index scores and one full scale score. The evaluator relied
upon same age norms. Student’s scores were scattered, with average to below average
index scores for verbal comprehension and perceptual reasoning, below average working
memory and average processing speed. The full scale IQ was scored as 79, which was
classified as “Borderline”. (P 2.)
24. The District’s IQ testing underestimated Stude nt’s cognitive abilities, which are within
the average range. (NT 63-64, 89-90; P 1, 2, 4, 8, 31, 42; S 1, 4.)
25. The District relied upon a comparison of Student’s full scale IQ score from the WISC-IV
with scores from the achievement test from the same publisher, th e Wechsler Individual
Achievement Test – Third Edition (WIAT-III). The WIAT-III produces scores for
academic development in reading, written la nguage and mathematics, based upon same
age norms. Student’s performance was subs tantially above what would be predicted
Page 6
5
based upon Student’s WISC-IV IQ score in reading (with th e exception of early reading
skills, which were scored as below average) , written language an d written expression,
numerical operations, and mathematics fl uency. The WIAT-III also provided a
“Borderline” score in mathematics problem so lving, with a score that was described as
“deficient to borderline”. (P 2.)
26. The District concluded in its evaluation re port that the Student did not demonstrate
specific learning disability in reading a nd writing, because Student’s performance was
above predicted performance for a child with Student’s borderline IQ as measured by the
WISC-IV. Student’s difficulty with math ematics reasoning did not demonstrate a
specific learning disability because Stude nt’s “borderline” pe rformance was not
sufficiently discrepant with Student’s pr edicted performance based upon Student’s full
scale IQ on the WISC-IV. (P 2.)
27. The District’s evaluator determined the suffici ency of the discrepancy by reference to a
District policy that provides numerical scor e differentials to determine whether or not a
discrepancy occurs in 5% or fewer of Student’s standardiz ation sample. The evaluator
selected same age standardization for this analysis. Student’s lower scores for
mathematics problem solving did not meet the standard for clinically significant
discrepancy pursuant to the polic y, in that Student’s scores were not sufficiently unusual
according to the policy. (P 2; S 4; HO 1.)
28. This policy is reported to the Pennsylvania Department of Education as part of the
District’s plan for discrepancy analysis pursuant to 22 Pa. Code §14.125. (P 2; S 4; HO
1.)
29. The District’s evaluation relied upon a beha vior rating scale that provided standardized
scores for the presence of emotional or a ttention problems at home and at school.
Parent’s responses produced scores that were clinically significan t in a broad range of
symptoms indicating problems with atten tion and impulsivity. Teacher responses
produced scores indicating an “a t risk” level of problems with attention and impulsivity.
The evaluator described these teacher scores as “only minor elevations” in symptoms at
school. Therefore, the Distri ct did not identify Student wi th Other Health Impairment
based upon Attention Deficit Disorder (ADD) or Attention Deficit Hyperactivity
Disorder (ADHD). (P 2.)
30. The District’s evaluation did not consider whether Student’s exposure to three languages
early in life, with English being the second or third la nguage to which Student was
exposed, had any effect upon Student’s receptive vocabulary and language
comprehension. There was no speech and language evaluation. (NT 506; P 2, 4.)
31. Parent wrote to the District in January 2011, expressing disagreement with the evaluation
report and indicating an intention to have Student evalua ted privately. Parent’s letter
related history and other facts contradict ing the District’s finding of borderline
intellectual functioning. (P 34 p. 15-17; S 4.)
Page 7
6
32. The Parent met with District personnel in February 2011. Parent orally indicated
disagreement with the District’s evaluation report, but Parent signed agreement with the
January 2011 evaluation report, indicating a desire for an independent educational
evaluation (IEE) to revisit th e question of Student’s eligib ility. District personnel
indicated that an IEE would require a due process hearing with attendant expense and
delay. Parent was unaware that Parent had a right to request an IEE at public expense
and did not ask the District to pay for a private evaluation. (NT 68-70, 82-88; P 20, P 34
p. 16, 23.)
33. At the February meeting, the District did no t offer to conduct any additional assessments
in order to test its findings as to Student’s IQ and any discrepancies. (NT 85-87; P 4.)
34. Parent selected a private eval uator with extensive education and experience in evaluating
children for learning disabilities, including a doctoral degree, Pennsylvania certification
and licensure, and years of experience. (P 38.)
35. Parent obtained a private evaluation and repor t from the evaluator on or about April 4,
2011, and conveyed the report to the District, asking, through counsel, for a team meeting
to discuss implementation of the evaluator’s recommendations. (P 4, P 34 p. 25.)
36. The private evaluator utilized the Wechsl er Nonverbal Scale of Ability and the
Woodcock-Johnson-III-NU/Tests of Cognitive Ab ilities to obtain a general intellectual
ability score within the average range for ch ildren of Student’s age and grade. The
Wechsler Nonverbal Scale utiliz es only sub-tests that do no t rely upon oral language to
give directions to the subject, and the evaluato r selected this because of a suspicion that
Student has language difficulties that caused Student to receive a borderline IQ score in
District testing. The Wechsler Nonverbal Sc ale is not published as a brief measure of
intelligence, but it relies on only four subtests and is considered less comprehensive than
the full batteries used in the Woodcock Johnson–III-NU and the IQ test used by the
District. (NT 720-724; P 4.)
37. The private evaluator utilized a series of tests that addr ess orthographic processes and
visual motor integration. On a left-right reversal test, Student demonstrated unstable
perception of symbol directiona lity, resulting in frequent or thographic detail errors when
trying to picture mathematics symbols in memory. On a rapid naming and rapid
alternating stimulus test, Student demonstrat ed decreased speed in tracking and object
naming when the complexity of symbolic materi al increases. On a test of visual-motor
integration, Student demonstrated reduced ability to organize written materials and
remember symbolic information, interfering with memorization of mathematics facts,
organization of written work, and aligning numbers in columns in order to solve
mathematics problems. These scores showed that Student’s deficits with regard to
numerical concepts are compounded by weakne sses in orthographic processes, further
interfering with Student’s ability to lear n and retain numerical concepts and more
complex mathematical operations needed for problem solving. (P 4.)
38. The private evaluation corroborat ed the District evaluation re port’s scores in the average
range for reading decoding, fluency and comprehension, spelling, vocabulary and
Page 8
7
writing, as well as mathematics calculation and fluency. It also corroborated the
District’s scores showing mathematics problem solving achievement that was
substantially below age and grade expectations. (P 2, 4.)
39. The private evaluator concluded that Student’s achievement in mathematics problem
solving was substantially below the levels that would be predicted based upon cognitive
ability, utilizing the private examiner’s scores in the average range for cognitive ability.
(P 4.)
40. The private evaluator recommended English as Second Language serv ices, a curriculum
utilizing sequenced mnemonic strategies to help Student memorize basic mathematics
facts and deal with abstract mathematics facts in a concrete way. The evaluator also
recommended a research-based, structured, incremental mathematics curriculum like
Saxon Math, for purposes of re placement mathematics inst ruction. In addition, the
evaluator recommended a series of modi fications, accommodations and supplemental
aids and services. (P 4.)
41. During Student’s third grade year, Student continued to exhibit difficulties in
understanding mathematics concepts, mathem atics reasoning, listening comprehension,
and attention and organization. Student’s ach ievement was substantially below age and
grade expectations in mathematics problem solving. (NT 97-99, 134-136; P 4, 14, 31, 35
p. 12-14, 21; S 4.)
42. Student’s achievement with regard to mathematics problem solving was part of a pattern
of strengths and weaknesses characterized by a severe discrepancy between Student’s
intellectual ability, age level norms and grade level curricular expectations and Student’s
mathematics problem solving, attention and focus regarding grade level mathematics
problem solving, and age equivalent math ematics problem solving. (NT 53-66, 73-77,
79-81; P 2, 4, 31, 42; S 3, 4.)
43. The District did not offer Student speci al education summer programming for the
summer of 2011, because Student did not have an IEP and was therefore not eligible for
ESY services, although Student exhibited regression during the summer months. (NT 99;
P 2, 34 p. 27-30.)
44. Parent provided Student with over 100 hours of private tutoring during the summer of
2011. (NT 100-102; P 35 p. 23, 40 p. 2, 35 p. 36.)
45. The Parent caused the private evaluation report to be sent to the District on or about April
18, 2011. On May 2, the District sent to Pare nt a Permission to Evaluate form for a
review of the private eval uation, review of educationa l records and ELL screening.
Parent requested a meeting in order to create an IEP and incorporate the private
evaluator’s recommendations into the IEP, but the District insist ed upon a re-evaluation
before changing Student’s identification, ba sed upon its view of the legal requirements
for identification. (P 5, 6, 34 p. 25-29.)
46. At a meeting on June 14, 2011, the District agre ed to expedite re-evaluation and program
planning if possible and as needed for Student. (NT 92-95; P 34 p. 28-30.)
Page 9
8
Educational Services And Progress During Fourth Grade (2011-2012 School Year)
47. In May 2011, Student was diagnosed with ADH D and Student was taking medication for
that disorder by the beginning of the fourth grade school year. Ho wever, administration
was variable, and Student’s attention pr oblems had a negative impact on Student’s
performance during fourth grade, due in part to irregular administ ration of prescribed
medication. (NT 200-204; P 35 p. 13, 36.)
48. Parent continued providing Stude nt with private tutoring in the first two months of the
Student’s fourth grade year. (NT 100-102; P 14, 40.)
49. Parent obtained a private speech and language evaluation that note d that Student was
displaying an expressive language disord er and recommended weekly speech and
language therapy. Parent did not ask the District to pay fo r the private evaluation. (NT
104-105; P 14.)
50. Parent provided Student with private speech therapy, one hour per week for 12 weeks,
starting in October 2011. (P 35 p. 22.)
51. The District provided a second evalua tion report in September 2011. The report
concluded that the Student was a child with a disability in the category of Speech or
Language Impairment. The report recommended continuing Student in “tier two” general
education instructiona l support for mathematics, and r ecommended specially designed
instruction and accommodations to address St udent’s needs in listening comprehension
and attention and organization. (S 4.)
52. The District evaluator rejected the private evaluator’s hypothesis that the January 2011
IQ scores were erroneous because the test used was language loaded, but accepted that
the scores were not an accurate estimate of St udent’s IQ due to variability of Student’s
performance in all assessment and testing. The District evaluator, based upon the new IQ
scores from the private evaluation report, conc luded that Student’s cognitive ability is in
the average range. (S 4.)
53. The evaluator accepted both teacher responses to informal and formal requests for
information, as well as scores from the private evaluator indicating that Student
demonstrated severe difficulty with listeni ng comprehension. The Di strict’s speech and
language therapist tested Student with three standardized tests. In addition, the District’s
English as Second Language (ESL) teacher eval uated student’s ability to utilize English
for school purposes, finding that Student was in need of “tier II” instructional support for
academic language and content-specific vocabul ary. On the basis of the reported speech
and language scores and ESL recommendations , the evaluator found that Student was a
child with a disability under the classification of Speech or Language Impairment. (S 4.)
54. The District’s evaluator, who had authored the previous report in January 2011, found
that the private evaluator’s scores, when cons idered in light of St udent’s achievement,
supported a finding that the Student had average cognitive ability. (S 4.)
Page 10
9
55. Utilizing mathematics reasoning scores fr om the Woodcock-Johnson-III-NU/Tests of
Cognitive Abilities reported by the private eval uator, the District’s evaluator concluded
that the discrepancy in Student’s ability and achievement scores for mathematics problem
solving did not attain the leve l required under the Dist rict’s discrepancy analysis policy.
(S 4; HO 1.)
56. The District evaluator considered this di screpancy finding along with curriculum based
measures and a teacher report. The Student had made progress on District benchmark
testing with instructional s upport, and had scored proficie nt on the Pennsylvania System
of School Assessment (PSSA) tests given in the Spring of 2011. St udent remained two
points below average on Distri ct benchmarks for mathematics, and remained below
proficient making change, using estimation skills to solve problems, and calculating
elapsed time. Student’s instructional suppor t teacher reported continuing difficulty in
conceptualizing mathematics “in general”, and the teacher’s responses on a behavior
inventory were rated as indicating that Student was at risk for learning problems. In view
of this mixed evidence, the ev aluator concluded that a classi fication of specific learning
disability was not warranted. (S 4; HO 1.)
57. The District evaluator concluded that the Student was not demons trating orthographic
processing weaknesses with significant impact on academic performance, in light of
Student’s progress. (S 4.)
58. The District evaluator found that Student was not eligible for special education based on
attention problems, despite the instructiona l support teacher’s responses on a clinical
inventory indicating clinically significant symptoms of inatte ntion and at risk symptoms
of hyperactivity, impulsivity, and executive functioning problems. There was no medical
diagnosis at the time. The evaluator f ound no evidence that Student’s symptoms
interfered with expected academic performan ce, but noted that Student’s weaknesses in
the area of attention and organization are likely to be compounded by Student’s speech or
language impairment. The evaluator recommen ded that the IEP team adopt the private
evaluator’s recommended modifications and accommodations including reducing
environmental distractions, chunking assignm ents, priority seating and addressing
organizational deficits. (S 4, 7.)
59. On September 15, 2011, the District IEP team met and issued an IEP. It provided
placement of itinerant speech and language su pport through small group instruction in
speech for two percent of the school day. It provided three goals addressing language
comprehension and modifications and accomm odations addressing at tention, listening
comprehension of directions, organizat ion, speech and language weaknesses, and
difficulties with mathematics problem solving. No speech or language services were
provided in the IEP, but the sp eech and language therapist wa s directed to consult with
Student’s regular education classroom teacher to help Student apply speech and language
related skills in the regular education set ting. In addition, speech and language therapy
was provided thirty minutes per week to ad dress receptive language. Since expressive
language is closely intertwined with receptive language, the therapy sessions focused on
receptive language goals could be expected to have some effect on expressive language
skills. (NT 125-128, 519-522; P 14; S 5, 7.)
Page 11
10
60. The September 2011 IEP modifications secti on included “tier 3” mathematics support,
apparently a reference to a general educati on intervention addressing Student’s needs in
mathematics problem solving. This support in cluded the same curriculum that had been
used with Student in second gr ades, including supplementary curricular material that did
not directly address Student’s weaknesses in mathematics pr oblem solving. After a trial
of the supplementary curriculum, the Student was returned to s upport with the general
education curriculum that had been used in second grade. Programming did not focus on
Student’s individual area of need in mathematics. (NT 162-164; P 35 p. 33; S 4, 7.)
61. Parent disapproved the IEP initially, because certain data in it was inaccurate or
incomplete, but eventually approved it on November 14, 2011. (NT 130-132; P 35 p. 22-
24; S 5.)
62. Mathematics support was provided on a pull out basi s, often during mathematics classes,
creating some confusion in the program. (NT 114-116, 162-163; P 36 p. 7-8.)
63. Speech and language therapy did not start until after November 29, 2011, and the amount
of services provided, thirty sessions per year, one half hour per session, was inadequate to
address the Student’s needs. Speech and language therap y was provided on a pull out
basis, and often Student was pulled from math ematics class, at Parent’s request. (NT
112-113, 130-133, 370-371, 569.)
64. The District did not offer ESY services for the summer of 2012, and did not report any
data on regression and recoupment. Parent provided summer programming for two weeks
provided by the School. (NT 145-146, 151-153; P 37.)
65. Parent provided eight to ten hours per week of tutoring for Student during Student’s
fourth grade school year. (P 14; S 7.)
66. Student made some academic progress in fourth grade, as measured by District
benchmarks and curriculum based measur es; however, Student’s grades indicated
continuing performance below proficiency in classroom subjects. (NT 818-823; P 31; S
7.)
67. Student attained the IEP language comprehe nsion goal of categoriz ing by April 2012.
Student did not attain the la nguage comprehension goal of stating the main idea by June
2012; moderate progress was reported. St udent did not attain the language
comprehension goal of identifying keywords, but did attain the language comprehension
goal of answering “wh” questions. (P 14.)
68. Student continued to struggl e with mathematical concep ts like time, calendar,
measurement and money, and mathematics prob lem solving during fourth grade. (NT
119-120, 139-146; P 35 p. 31.)
69. Parent reported being pleased with Student ’s progress in vocabul ary and organization
fourth grade, and communicated approval of Di strict educational se rvices, but reported
no progress in mathematics concepts and pr oblem solving, increased difficulties with
reading comprehension, and a need for more speech and language services to work on
Page 12
11
Student’s receptive and expressive speec h. (NT 139-140, 223; S 7; P 35 p. 31, 35 p.
36A-D; 36 p. 2-3.)
70. Student experienced difficu lty with reading comprehension in non-fiction texts
throughout fourth grade. Student’s reading comprehension at the end of fourth grade was
below average at a fourth grade level. (NT 102-103, 136-137; P 35 p. 29-31; S 7.)
71. Student’s mathematics problem solving was m easured to be below average at a fourth
grade level by the end of fourth grade, with substantial supports. Standard score retesting
revealed a significant increase in mathema tics reasoning scores with a significant
reduction in mathematics fluency scores. (P 24; S 7.)
72. Student exhibited serious difficulties with attention and focus during fourth grade. (NT
166-168; S 7.)
73. At Parent’s request, the District conveyed to Parent a Permission to Re-Evaluate form in
July 2012. (NT 153-159; P 17, 36.)
Educational Services, Offers And Progress During Fifth Grade (2012-2013 School Year)
74. In September 2012, the District completed a re-evaluation at parent’s request by a
qualified school psychologist with a doctorate , state certification, a nd several years of
experience in evaluating children for educational purposes. The evaluation classified
Student with Speech or Language Impairment and Other Health Impairment due to
ADHD. It recommended modifications an d accommodations but not a change in
curriculum offered. It recommended learning support in small group settings or a push in
format for mathematics problem solving and reading comprehension, as well as
continued speech and language therapy fo r receptive and expressive language
weaknesses. (NT 157-161; S 7.)
75. The District evaluator administered a different standardized cognitive test battery, the
Kaufman Assessment Battery for Children – II (KABC-II). The District evaluator
selected this cognitive test because it can be gi ven with the verbal reasoning part left out,
thus making it more useful for subjects w ith low language ability ; the evaluator also
considered it more valid than the nonverbal ability test given by th e private evaluator.
This test yielded scores of low average cognitive functioning, but was reported with
caution because of Student’s poor effort and di stractibility during te sting; thus, it was
considered to be an underestimate of Student’s ability. (NT 808-816; S 7.)
76. The evaluator concluded that the Student demonstrated strength in long term memory and
learning skills, and weak achievement in reading comprehension and mathematics
problem solving and reasoning. The evaluation also identified cl inically significant
problems in attention and executive functioning. (S 7.)
77. Curriculum based measures indicated that Student’s reading comprehension was
instructional with fourth grade level material . Listening comprehension was frustrational
with fourth grade level material. (S 7.)
Page 13
12
78. Curriculum based measures in mathematics s howed that Student continued to struggle
with probabilities, calculating volume, transformations and long division. (S 7.)
79. Student’s composite scores for reading a nd mathematics, along with some curriculum
based measures, indicated overall reading and mathematics achievement that was
commensurate with Student’s ability. Remedi al mathematics scores for fourth grade
indicated performance above benchmark leve ls. These scores reflected grade level
achievement in basic reading and mathematics skills. (S 7.)
80. Standardized testing of language skills placed Student in the low range of functioning for
receptive and expressive language skills, as well as language content and memory.
Scores for expressive language were subs tantially lower than those for receptive
language. (S 7.)
81. The District offered an IEP at a team meeting on October 3, 2012, with a NOREP
provided by October 5, 2012. The IEP placed St udent in itinerant speech and language
and other health impaired s upport. It offered systematic , sequential, research based
reading instruction in a small group setting a nd push in support during regular education
mathematics classes most likely by a para professional. It o ffered goals addressing
attention and on-task behavi or, reading comprehension, mathematics reasoning and
problem solving, expressive language a nd receptive language. It also offered
modifications and accommodations addressing attention and focus, comprehension of
directions, organization, language comp onents of mathematics assessments,
comprehension of abstract concepts, test taking, hyperactivity, a nd understanding of
figurative language. It offered speech and lang uage therapy as a related service, thirty
sessions during the year, one half hour per session. (NT 176, 487-490, 895-896; P 21.)
82. Parent did not approve the IEP or sign the associated NOREP. The previously agreed
IEP programming, goals and codifications and accommodations remained in effect. (NT
177; P 19.)
83. Student’s performance and achievement declin ed during fifth grade. Student began to
develop feelings of inadequacy. (NT 179-189; P 31, 32 p. 1-8.)
84. Parent obtained a private evaluation from th e same private evaluator on or about October
15, 2012. Parent, through counsel, asked the evaluator to provide any opinion concerning
the appropriateness of the District’s offe red IEP dated October 3, 2012, Student’s need
for private placement, and the adequacy of the District’s re-evaluation report dated
September 14, 2012. (P 24.)
85. The private evaluator obtained teacher input indicating that Student struggles on days on
which Student is not attending well and on ta sk. On testing, Stude nt exhibited some
confusion, uncertainty about the meaning of directions, and significant difficulties with
abstract reasoning and higher order langua ge comprehension. Student exhibited
significant difficulties with mathematics word problems. (P 24.)
86. Testing revealed that Student has good vocabul ary skills but continues to struggle with
auditory reasoning and symbol directiona lity. Student demonstrated academic
Page 14
13
achievement in passage comprehension and general reading and mathematics skills.
Student continued to struggle with reading comprehension, listening recall, understanding
directions, mathematics problem solving and listening comprehension. (P 24.)
87. The private evaluator recommended that ID EA classification incl ude specific learning
disability with regard to reading compre hension, mathematics reasoning and listening
comprehension. The evaluator recommende d learning support and the utilization of
research supported curricula that address these needs in a small group setting. (P 24.)
88. In November 2012, after Student was placed in the School and withdrawn from the
District, the District perfor med a re-evaluation consisting of a review of the private
evaluator’s second report and additional obser vations. The evaluation continued not to
identify Student with specific learning disa bility, calculating discrepancy based upon any
IQ score obtained by Student in three years of repeated testing with different instruments.
The District’s conclusion was based upon th e criteria in the District’s policy for
discrepancy analysis, which requires a discrepancy to be present in five percent or less of
the population in order to find a discrepancy. (NT 831-843, 925-926; S 14, HO 1.)
89. The November re-evaluation disagreed with the private ev aluator’s recommendation of a
small group setting for learning support interventions, recommending that the itinerant
level of support is appropriate for Student, includ ing either pull out or push in services in
addition to the speech and language services . The re-evaluation disagreed with the
private evaluator’s recommendation of diffe rent mathematics and reading curricula
because Student’s needs are in higher level reasoning skills and the recommended
curricula do not address these with research support for effectiveness. The evaluation
recommended supplemental reading instruc tion that is scientifically based and
systematic, but did not identify the recommended program. (S 14.)
90. The re-evaluation indicated that push-in le arning support for mathematics would address
Student’s needs for assistance with predictio n, inferencing, repetition of directions,
organization, and regular redirection back to task. (S 14.)
91. The re-evaluation addressed every modi fication and accommodation recommended by
the private evaluator and agreed with some while disagreeing with some. (S 14.)
Private Placement at the School in Fifth Grade
92. Parent placed Student in the School as of November 5, 2012, at Parent’s own expense.
The School offered a setting including small class size and multisensory instruction. The
School provided Student with research supported direct inst ruction in reading
comprehension skills, a different, incremental mathematics curriculum that emphasizes
repetition and mastery of seque ntial material (a research based curriculum that the
Parent’s private evaluator had recommended fo r Student and that Parent had purchased
privately and tried to use in tutoring Student at home ), and one hour per week of group
speech therapy to directly address Student’s expressive and receptive language disability.
(NT 189-192; P 37, 40.)
Page 15
14
93. The School placed Student in fourth grade ra ther than fifth grade, with reading and
mathematics curriculum at a fourth grade level. Student performed to expected levels in
mathematics reasoning and problem solving, expressive and receptive language skills,
and reading comprehension at the School. Parent noted significan t progress in speech
therapy and mathematics problem solving, telling time, elapsed time problems, and
reading comprehension. Student’s self-c onfidence has improved si nce beginning at the
School. (NT 193-196; P 32.)
94. The private evaluator opined that the School was an appropriate placement because it
offers the curricula and speech therapy services as recommended by the private evaluator.
(NT 392-394; P 24.)
95. In December 2012, the District offered an IEP re vision for the current school year. It did
not change the goals, modifications, accommoda tions or services offered in the October
2012 IEP. (S 16.)
DISCUSSION AND CONCLUSIONS OF LAW
BURDEN OF PROOF
The burden of proof is composed of two c onsiderations: the burden of going forward and
the burden of persuasion. Of these, the more e ssential consideration is the burden of persuasion,
which determines which of two contending partie s must bear the risk of failing to convince the
finder of fact (which in this matter is the hearing officer).
3 In Schaffer v. Weast, 546 U.S. 49,
126 S.Ct. 528, 163 L.Ed.2d 387 (2005), the United Stat es Supreme Court held that the burden of
persuasion is on the party that requests relief in an IDEA case. Thus, the moving party must
produce a preponderance of evidence 4 that the other party failed to fulfill its legal obligations as
alleged in the due process complaint. L.E. v. Ramsey Board of Education, 435 F.3d 384, 392 (3d
Cir. 2006).
3 The other consideration, the burden of going forward, simply determines which party must present its evidence
first, a matter that is within the discretion of the tribunal or finder of fact.
4 A “preponderance” of evidence is a quantity or weight of ev idence that is greater than the quantity or weight of
evidence produced by the opposing party. Dispute Resolution Manual §810.
Page 16
15
This rule can decide the issue when neither side produces a pre ponderance of evidence –
when the evidence on each side has equal weig ht, which the Supreme C ourt in Schaffer called
“equipoise”. On the other hand, whenever the ev idence is preponderant (i .e., there is weightier
evidence) in favor of one party, that party will prevail, regardless of who has the burden of
persuasion. See Schaffer, above.
In this matter, the Parent requested due process and the burden of proof is allocated to the
Parent. The Parent bears the burden of persuasion on all issues. If the Parent fails to produce a
preponderance of evidence in support of her claims, or if the eviden ce is in “equipoise”, then the
Parent cannot prevail under the IDEA.
IDENTIFICATION WITH SPECIFIC LEARNING DISABILITY
Parent asks this hearing officer to enter an order declaring that Student is identified with a
specific learning disability. I declin e to do so. It is not necessary to do so, and I do not find the
record preponderant that Student should be so classified. A lthough the record is preponderant
that the District’s discrepancy analysis is limited to an algorithm that confines specific learning
disorder to cases that occur in less than five pe rcent or less of the standardization sample, and I
find no basis in the federal or state statutes for an “unus ual” criterion, 34 C.F.R.§307, 22
Pa.Code§14.125, the record is insuffi cient to support any conclusi on on the validity of this
procedure, nor was that an issue defined in this matter. Hence I decline to reach any conclusion
on this matter and I decline to enter the requested relief.
Page 17
16
FAILURE TO OFFER OR PROVIDE A FAPE
The IDEA requires that a state receiving federal education funding provide a “free
appropriate public education” (F APE) to disabled children. 20 U.S.C. §1412(a)(1), 20 U.S.C.
§1401(9). School districts provide a FAPE by designing and administering a program of
individualized instruction that is set forth in an Individualized Education Plan (“IEP”). 20
U.S.C. § 1414(d). The IEP must be “reasonably calculated” to enable the child to receive
“meaningful educational benefits” in light of the student’s “intellectual potential.” Shore Reg’l
High Sch. Bd. Of Ed. V. P.S., 381 F.3d 194, 198 (3d Cir. 2004) (quoting Polk v. Cent.
Susquehanna Intermediate Unit 16, 853 F.2d 171, 182-85 (3d Cir.1988)); Mary Courtney T. v.
School District of Philadelphia, 575 F.3d 235, 240 (3 rd Cir. 2009), see Souderton Area School
Dist. v. J.H., Slip. Op. No. 09-1759, 2009 WL 3683786 (3d Cir. 2009).
“Meaningful benefit” means that an eligib le child’s program affords him or her the
opportunity for “significant learning.” Ridge wood Board of Educati on v. N.E., 172 F.3d 238,
247 (3d Cir. 1999). In order to provide FAPE, the child’s IE P must specify educational
instruction designed to meet his/her unique need s and must be accompanied by such services as
are necessary to permit the child to benefit from the instruction. Board of Education v. Rowley,
458 U.S. 176, 181-82, 102 S.Ct. 3034, 1038, 73 L.Ed.2d 690 (1982); Oberti v. Board of
Education, 995 F.2d 1204, 1213 (3d Cir. 1993). An elig ible student is denied FAPE if his or her
program is not likely to produce pr ogress, or if the program afford s the child only a “trivial” or
“de minimis” educational benefit. M.C. v. Central Regional School District, 81 F.3d 389, 396
(3rd Cir. 1996), cert. den. 117 S. Ct. 176 (1996); Polk v. Central Susquehanna Intermediate Unit
16, 853 F. 2d 171 (3rd Cir. 1988).
Page 18
17
However, a school district is not necessari ly required to provide the best possible
program to a student, or to maximize the student’s potential. Rather, an IEP must provide a
“basic floor of opportunity” – it is not required to provide the “optimal level of services.” Mary
Courtney T. v. School District of Philadelphia, 575 F.3d at 251; Carlisle Ar ea School District v.
Scott P., 62 F.3d 520, 532 (3d Cir. 1995).
Whether the IEP meets this test must be judge d in light of the IDEA’s mandate that an
IEP must address all of a student ’s educational needs. 20 U.S.C. § 1414(d)(1)(A)(i)(I)(bb). 34
C.F.R. §300.320(a)(2). Whether a FAPE has been o ffered must be judged in light of the child’s
unique constellation of educational needs, Bo ard of Education v. Rowley, 458 U.S. 176, 181-82,
102 S.Ct. 3034, 1038, 73 L.Ed.2d 690 (1982), and the child’s intellectual potential, Shore Reg’l
High Sch. Bd. Of Ed. V. P.S., 381 F.3d 194, 198 (3d Cir. 2004).
The law requires only that the plan and its execution we re reasonably calculated to
provide meaningful benefit. Carlisle Area School v. Scott P., 62 F.3d 520 (3d Cir. 1995), cert.
den. 517 U.S. 1135, 116 S.Ct. 141 9, 134 L.Ed.2d 544(1996) (appropriateness is to be judged
prospectively, so that lack of pr ogress does not in and of itself re nder an IEP inappropriate.) Its
appropriateness must be determined as of the time it was made, and the reasonableness of the
school district’s offered program should be judged only on the basis of the evidence known to
the school district at the time at which the offer was made. D.S. v. Bayonne Board of Education,
602 F.3d 553, 564-65 (3d Cir. 2010).
Student’s Third Grade Year (2010-2011)
I conclude by a preponderance of the eviden ce that the District’s failure to identify
Student as a child with a disabi lity was inappropriate. The ev idence is preponde rant that the
Page 19
18
initial evaluation report in January 2011 underestimated Student’s IQ to a significant extent. The
District report relied entirely upon one IQ te st for determining Student’s cognitive ability,
without accounting for the possible effect of language disorder on performance on the single IQ
test that was utilized. Ultimately, the Distri ct abandoned its lower estimate of Student’s
cognitive ability, adopting the priv ate evaluator’s estimate of aver age ability one year later.
Although later, in anticipation of a due process hearing, the Di strict’s psychologist receded from
that position, the District’s motile positions on IQ bely a flawed approach in the beginning.
Less than a year later, the private evaluator’s first repor t showed significantly higher
scores, placing Student in the average range of functioning. The private report relied upon two
tests, both of which were selected in view of Student’s apparent language difficulties, in order to
minimize any depressing effect on scores that might be caused by language difficulties. While
there was some question as to the comprehensiven ess of the Wechsler Nonverbal test, because it
only utilizes four subtests, the pr ivate evaluator appropriately reported that this instrument
showed much higher functioning, an d that Student’s IQ was averag e when this instrument was
considered together with the results of the second test, a full scale IQ test battery.
The Student’s family and educational histor y, known at the time of the initial evaluation
report, also show that the initial District estimate of Student’s intelligence was incorrect. Parent
reported extensive history of normal cognitive and functional development. Moreover, Student’s
achievement in school was uniformly above levels predicted based upon the District’s IQ score,
a pattern that the evaluator reported to be unusual.
The record is preponderant also that the Di strict failed to detect Student’s language
difficulties in its first evaluation. There was no speech or language evaluation. The hypothesis
of a language processing disorder did not seem to be entertained at this point.
Page 20
19
The District argues that the ev aluator’s lack of suspicion or inquiry into the possibility of
a language based disorder was appropriate based upon the scores derived from testing. The
District argues that scores in tests that pull for language dysf unction were norma l in the third
grade testing, but, based on test de sign, increased in difficulty in f ourth grade, so that Student’s
scores for the first time revealed language diffic ulties in fourth grade. I do not accept this
defense. The record is preponderant that there was considerable anecdotal information
suggesting language problems, but that the thir d grade evaluation faile d to provide testing
specific to that possible cause of Student’s academic problems. See 34 C.F.R. §300.304(c)(2)
(assessments must be tailored to address specific areas of need).
The District argues that the evaluator had no reason to identify St udent with attention
deficit disorder in third grade, but had every reas on to do so in fourth grade. I do not accept this
argument. While the Connors beha vior inventory for third grad e did not indicate attention
difficulties in school that advanced to clinically significant range, again anecdotal evidence from
teachers painted a much different picture. At the very least, the anecdotal history should have
generated more specific inquiry into this possibility.
Given the limited scope and incorrect estimate of intelligence, the District declined to
identify Student as a child with a disability, and the evidence is preponderant that the regular
education interventions that the Di strict provided were inadequate to address the disabilities that
were interfering with Student’s ability to perf orm mathematics reasoning or problem solving in
third grade. Student showed no meaningful progress in this area in third grade.
The District argues that the District’s benchmark scores showed appropriate progress in
the curriculum, and that PSSA scor es corroborated this. However, Student’s report cards, also
purportedly measuring progr ess in the curriculum, showed a much more mottled picture.
Page 21
20
Weighing the benchmark scores agai nst all of the contrary eviden ce on the question of progress,
I conclude that the Student did not make meaningful progress in third grade, because Student did
not improve in the areas impacted by Student’s disability.
Given that the District did not provide an IEP for third grad e, the record is preponderant
that the District failed to provide a program to Student that was reasonably calculated to provide
meaningful educational gain. Thus, the district failed to provide a FAPE to Student for third
grade.
Student’s Fourth Grade Year (2011-2012)
At the beginning of fourth grade, Parent conveyed to District personnel her concerns for
Student’s functioning and her suspicion of a disa bility. Parent conveyed a private evaluation
with diagnosis of Attention De ficit Hyperactivity Disorder a nd a private speech and language
report indicating both receptive and expressive language difficulties. Pursuant to Parent’s
request in the preceding Spring and Summer, the District accepted the private evaluator’s IQ
estimate and identified Student for special educati on. It thereupon convened an IEP team
meeting which offered an IEP in September. Du e to some disagreements with the text of the
IEP, Parent began seeking some alterations of the IEP and eventually signed a NOREP in
November 2011. The District did not offer sp ecial education services for mathematics,
continuing Student in regular ed ucation with mathematics suppor t, contrary to the private
evaluator’s advice. A modest amount of speech and language therapy was provided. Goals
addressed only receptive language; modifications and accommodations addressed attention and
language. Tier 3 mathematics support and speech a nd language services were on a pullout basis,
interfering with Student’s instruction in mathematics. No ESY was offered.
Page 22
21
The evidence is mixed as to whether or not St udent made some progress in fourth grade.
Curriculum based measures suggested grade level performance in the District’s curriculum, as
well as on some tests of general reading and math ematics ability. Student’s report cards showed
proficiency in several areas of the curriculum, but below proficient performance in a substantial
number of subjects covered in Student’s classrooms.
The question is whether Student’s very une ven academic progress was meaningful. In
view of the IDEA’s requirement that school agencies must provide specially designed instruction
that addresses each child’s unique array of educati onal needs, I conclude that the District failed
to provide Student with meaningf ul educational gain. There was little progress in the Student’s
areas of unique disability and need.
Student’s mathematics problem solving ski lls did not improve meaningfully; Student
continued to be unable to solve problems invol ving time, money, estimation and measurement.
Thus, Student was unable to apply to real life situations many of the mathematics skills learned
in the classroom.
Student’s listening comprehension progress was modest; Studen t learned to answer “wh”
questions and met the IEP goal for that skill, but did not meet the goals for identifying the main
idea of a grade level text, or finding key words in grade level text.
Student’s reading comprehension, which ha d been an area of low performance in
previous evaluations, but had not risen to the level of an identified disability, emerged as a
visible problem area, yet the District did not initiate a re-evaluation or modify the IEP to address
this in any systematic, data-driven way.
Thus, the District failed to address all of Student’s unique constellation of needs during
fourth grade. I conclude that Student’s progress was not meaningful in fourth grade within the
Page 23
22
meaning of the IDEA. Moreover, what progress could be shown mu st be seen in light of the
thousands of dollars of private tutoring and th e many hours per week of personal tutoring that
Parent provided in addition to Dist rict services. Any progress that Student made in fourth grade
must be viewed in light of the IDEA’s requireme nt that a public education must be “free” to the
Parent. The record is preponderant that an y progress during the fourth grade year was
attributable as much to privately provided educ ational services as to “free” publicly provided
services. This further reduces the evidentiary support for any contention th at District services
were “appropriate” under the IEP.
Lack of meaningful progress, however, is not the test for the delivery of a FAPE. The
IEP and programming implemented during fourth gr ade are to be considered, not in hindsight,
but based on what the District knew at the time. Here, the District had ample evidence from
Student’s performance in second and third grades that Student had serious needs with regard to
mathematics concepts and problem solving, as well as language comprehension, especially
listening comprehension. Still, th e District failed to provide pr ogramming reasonably calculated
to provide meaningful educational benefit in these areas of need.
The District’s programming was not reasonably calculated to provide meaningful benefit
because it did not provide specially designed in struction for Student’s serious problem with
mathematics concepts and problem solving – including problems i nvolving time, money,
estimation and measurement. Rather, the Dist rict continued Student in regular education
instructional support for mathematics, in program ming that did not focus on these unique needs.
Even that regular education support was not provide d consistently throughout at least half of the
school year, and it was scheduled in such a way as to reduce - by half - the time that Student
spent in the regular education mathematics clas sroom, by pulling Student out of the class and
Page 24
23
apparently relying upon Parent to supply missed instruction by pr ivately tutoring Student at
night.
The District’s programming was not “reasonabl y calculated” with regard to language
processing. The District was aw are that Student was exhibiting serious problems with language
processing, particularly receptiv e language. It provided speech and language support, and
progress was limited, with Student failing to attain most of Student’s IEP goals in this area, and
with no adjustments in the programming to enable attainment of the goals. I conclude that the
amount of service thus provided was at best grudging, and was not calibrated with the aim of
intervening to allow Student to make meani ngful progress, as Stude nt’s later scores on
standardized measurements attest.
Regarding deficits in expressive language and reading comprehens ion, the District had
ample historical data indicating that these probl ems might be present, but not yet emerging at a
level that interfered with access to the curriculums of second and third grade. Moreover, the
District was on notice at the begi nning of the school year that these problems were interfering
with curricular access. Parent conveyed Parent’s own observ ations of expressive language
difficulties at the beginning of the school year. Moreover, Parent forwarded a private speech and
language report that found expres sive language problems and recommended a higher level of
intervention than the IEP called for in the beginning of the year. (Indeed, the IEP did not call for
any speech and language therapy at that time, al though the District was pr oviding some therapy
sessions.) Yet, the District did not assess this problem or provide a systematic specially designed
instruction to address it during the entire year.
Page 25
24
Student’s Fifth Grade Year (2012-2013)
The District’s October 2012 offer of services was inadequate to address Student’s needs
with regard to mathematics problem solving, lis tening comprehension, expr essive language and
reading comprehension.
Regarding mathematics reasoning and problem so lving, the District proposed to continue
Student in the general educati on curriculum with push in support. This curriculum had been
confusing to Student for most of Student’s schoo l career, and there was no basis in the RR that
push-in support could help Student . Student did not need someone to translate instructions or
test questions to Student in th e general education setting; rath er, Student needed a specially
designed curriculum that teaches mathematics concepts differe ntly, and a small group setting to
deliver that curriculum. The District was well aware of this recommendation from the private
evaluator, but steadfastly ignored it. Conseq uently, the District fo llowed an incoherent
instructional program in fourth grade with an unexplained suppor t system for fifth grade that
eschewed the recommended appropriate specially designed instruction.
The evidence was mixed regarding student’s progress or lack of pr ogress in mathematics
concepts and problem solving during fourth grad e. The private evaluator noted standardized
test-retest scores that indicated a marked increase in these skills from testing in 2011 to testing in
2012. District benchmark scores showed progress but not prof iciency, and support was reduced
from tier three to tier two, purpor tedly due to Student’s progress. However, teacher reports and
curriculum based measures contradicted these data suggesting progress, and testing at the end of
the year and the beginning of th e following year also showed c ontrary evidence. The private
evaluator concluded that the offered program was in appropriate. On balance, I conclude that the
Page 26
25
program offered in October 2012 for math ematics reasoning and problem solving was
inappropriate.
ESY
Pennsylvania regulations provi de the criteria and procedures for determining whether or
not a student needs ESY services in order to provide that student wi th a FAPE. 22 Pa.Code
§14.132. The regulation requires consideration of seven factors and requires that no single factor
be determinative. 22 Pa.Code §14.132(a)(2). These factors incl ude regression and recoupment,
22 Pa.Code §14.132(a)(2)(i) (ii) and (iii); interrupti on of instruction on a newly attained skill, 22
Pa.Code §14.132(a)(2)(iv); importan ce of a skill for self-suffici ency or independence, 22
Pa.Code §14.132(a)(2)(v); the effect of interruption on student wi thdrawal from learning, 22
Pa.Code §14.132(a)(2)(vi); and seve rity of disability, 22 Pa .Code §14.132(a)(2)(vii). The
regulation also requires di stricts to consider need for ESY services each year, based upon data
including parental observations of negative changes in behavior or skills, assessments and tests.
22 Pa.Code §14.132(b).
Parent proved by a prepondera nce that Student needed ESY services in the summers of
2011 and 2012. Student frequently forgot what Student had lear ned when material was not
reviewed frequently. Student al so regressed over summer breaks, as report card and other
evidence showed. Parent provid ed tutoring after school and in the summers, at great personal
expense, in order to address Student’s inability to retain skills already learned. Thus, Student
met the criterion of regression and poor recoupment set forth in the regulations.
The District was well aware of Student’s di fficulties with retention of information and
skills, especially in the areas of mathematic s reasoning and problem solving and comprehension
Page 27
26
skills. Nevertheless, after third grade, the Dist rict did not provide ESY services because it had
erroneously failed to identify Student as a child w ith a disability as to whom it owed a duty to
provide a FAPE. As to fourth grade, when St udent had an IEP, there is no evidence that the
District collected data to assess whether or not Student was eligible for ESY services, as required
by state regulations for students with IEPs.
I conclude that Student needed and was not provided ESY services during the summers
of 2011 and 2012.
COMPENSATORY EDUCATION
Compensatory education is an appropriate remedy when a school district has failed to
provide a student with a FAPE. Lester H. v. Gilhool, 916 F.2d 865, 781-783 (3d Cir. 1990). I
conclude that the District should provide Student with compensatory education; therefore, I must
determine the nature and amount of compensatory education to be provided. Compensatory
education is an equitable remedy ordered for the purpose of replacing the educational services
that should have been provided. Ibid. This can be either an hour by hour compensation or
restoration of the student to the position student would have been in if appropriate educational
services had been provided. The record in this matter contains no evidence showing what
position the Student would have been in if provided with a FAPE during the relevant time
period; therefore, I conclude that compensatory education should be measured on an hourly
basis.
A reasonable period must be accorded for r ectification of the problem. M.C. v. Central
Regional Sch. Dist., 81 F.3d 389, 397 (3rd Cir. 1996), cert. den. 519 U.S. 866 (1996). In the
present matter, I conclude that further allowance for rectification would not be reasonable with
Page 28
27
regard to the District’s failure to provide a FAPE with regard to mathematics reasoning and
problem solving, as well as receptive language deficits. I accord a reasonable rectification period
for expressive language and reading comprehension.
Regarding the District’s failure to provide specially designed instruction for mathematics
concepts and problem solving, I accord no pe riod for identification and remediation. The
District was on notice during seco nd grade that Student had a need in this area, and when it
evaluated for third grade, it erroneously conclude d that the Student’s performance in this area
(which was negligible and well below both age and grade expectations) was commensurate with
Student’s cognitive ability. For fourth grade, while it amended its erroneous estimate of
Student’s cognitive ability, the District again failed to identify Student’s mathematics deficits as
requiring specially designed instruction. Again prior to fifth grade, the District again declined to
provide specially designed instruction for Student’s difficulties in this ar ea. Thus, I will order
the District to provide compensa tory education for full school year s in third and fourth grades,
and for part of fifth grades until Parent withdrew Student from the District on November 5, 2012,
with regard to mathematics concepts and problem solving.
Regarding the District’s fa ilure to provide programming for Student’s receptive language
disability, I will similarly order the District to provide compensatory education for full school
years in third and fourth grades, and for part of fifth grades until Parent withdrew Student from
the District on November 5, 2012. Again, th e District was on notic e that Student was
experiencing serious difficulties in this area of functioning, yet, its evaluation for fourth grade
was not comprehensive enough to iden tify this disability. It provided neither specially designed
instruction nor related services for this problem during fourth grade, a nd its fifth grade IEP,
Page 29
28
while it addressed the problem through goals and some modifications and accommodations, did
not provide a clear or sufficient therapy service to address it meaningfully.
Regarding the District’s failu re to provide services to address Student’s expressive
language disability and reading comprehension pr oblems in fourth grade, I accord a period of
sixty days for discovery and re mediation, and will order the Dist rict to provide compensatory
education from the sixty-first cale ndar day of Student’s fourth grade school year until Parent
withdrew Student from the District on Novemb er 5, 2012. While there was historical evidence
that Student had some disability in these areas , the District’s substantial volume of evaluation
data did not support a conclusion that Student need ed specially designed instruction to address
them in third grade, or when evaluated for the first time as reported in January 2011. I conclude
that the “red flag” did not emerge for these problems until September 2011, when Parent focused
on these areas of concern. In particular, rega rding expressive language, Parent conveyed the
private speech and language repo rt identifying it as a seri ous need. Regarding reading
comprehension, Parent corresponded with the Stude nt’s fourth grade teacher, who recognized
Student’s struggles as early as September, as the weight of the ev idence shows. The District did
nothing to address the issue of sp ecially designed instruction for these needs for the entire year.
Thus, the reasonable period for discovery and remedi ation is appropriate fo r this disability, but
compensatory education will be ordered for th e remainder of the Student’s tenure with the
District.
There is evidence on the amount of compensa tory education to be awarded on account of
the District’s failure to provide a FAPE in the above four areas of nee d. The private evaluator
opined that the appropriate amount would be thre e hours per day on account of the failures with
regard to mathematics, language comprehe nsion and higher level thinking skills.
Page 30
29
Unquestionably, the District shou ld have provided Student with one hour per day of special
education with regard to mathem atics reasoning and problem solv ing. In addition, the Student
should have received at least one hour per day of learning support with regard to language skills
and reading comprehension. In addition, there wa s evidence that Student should have received
one hour per week of speech and language thera py to address both receptive and expressive
language; instead, the District provided only thirty half hour sessions for an entire year. The
total of these hours would come close to, but fa ll somewhat short of, the figure stated by the
private evaluator. I conclude that this approach addresses the private evaluator’s criteria and is
the appropriate formula for compensatory educati on, subtracting for date of District notice of
reading comprehension and expre ssive language needs, and reas onable rectification time, as
indicated above.
TUITION REIMBURSEMENT
Although the parent is always free to decide upon the program and placement that he or
she believes will best meet the student’s needs, public funding for that choice is available only
under limited circumstances. The United States S upreme Court has establis hed a three part test
to determine whether or not a school district is obligated to fund such a private placement.
Burlington School Committee v. Department of Education of Massachusetts, 471 U.S. 359, 105
S.Ct. 1996, 85 L.Ed.2d 385 (1985). First, was the di strict’s program legally adequate? Second,
is the parents’ proposed placement appropriate? Third, w ould it be equitable and fair to require
the district to pay? The second and third tests need be determined only if the first is resolved
against the school district. Se e also, Florence County School Di strict v. Carter , 510 U.S. 7, 15,
Page 31
30
114 S. Ct. 361, 366, 126 L. Ed. 2d 284 (1993); Lauren W. v. DeFlaminis, 480 F.3d 259 (3 rd Cir.
2007).
As discussed above, I conclude, based upon a preponderance of the evidence, that the
District failed to provide Student with a FAPE in third and fourth grade, and failed to offer a
FAPE for fifth grade. Thus, the first step of the Burlington Carter analysis is satisfied.
I find by a preponderance of the evidence that the parental placement was appropriate.
The School is an established private school for children with language based learning disabilities,
and Student’s disability is certa inly sufficiently language based to fit that description of the
School’s program. The School provides small cl ass settings and utili zes research supported
curricula that address needs that Student has e xhibited for structured, systematic and sequential
learning in mathematics and reading. It provi des speech pathology servic es that can address
Student’s difficulties with expressive and receptive language. Its programs are recommended by
the private evaluator.
The District argues, based upon the testimony of its expert psychol ogists, that the
curricula provided at the School and recommended by the private ev aluator are inappropriate for
Student, because those programs are prescribed for students with difficulties in basic
mathematics and reading skills, whereas Student’s difficulties are displayed in higher reasoning
aspects of reading and mathematics. While I ha ve considered this testimony, it is very much a
matter of judgment, and I find that the privat e evaluator is much mo re knowledgeable about
these programs, thus giving her opinion more we ight. I note that, while Student displays good
skills in basic mathematics, the overall structure and sequential nature of the School’s program
is one of the reasons for the private evaluator’s op inion, and this is consis tent with the evidence
of Student’s needs. The criticism regarding th e reading program at th e School demonstrates a
Page 32
31
lack of knowledge in the District’s experts about this program, because the record shows that the
program offered at the School includes a readi ng comprehension curriculum that does address
Student’s needs for higher reasoning skill development in reading, and this was recommended by
the private evaluator.
The District argues that the School is not th e least restrictive environment. However,
legally the Parent does not have to establish that the unilateral placement meets the requirements
of the IDEA in order to prove appropriateness. Thus, I conclude that the Parental placement was
appropriate.
In balancing the equities, I find considerable weight on the side of the Parent, given the
history recounted above. On the District side, I find some weight, because the District asserts
that it did not have time to show that its 2012 offer of program could be effective, because Parent
removed the Student before the program could be implemented. Also, the district points out the
delay from September 15, 2011, when the fourth grade IEP was offered, to November 2011,
when Parent signed the NOREP. I find neither of these considerations to outweigh the equitable
basis of Parent’s claim for tuition reimbursement . Therefore, I will order reimbursement of
tuition and transporation costs for Student’s attendance at the School for the 2012-2013 school
year.
I find no authority, and the parties have cite d none, for reimbursement of books and fees
associated with a private unilateral placement, and I do not order reimbursement for books or
fees.
Parent requests reimbursement for tuitio n and costs for the 2013-2014 school year. I
decline to order it. The distri ct plainly has not had a chance to offer a FAPE for the upcoming
Page 33
32
year, nor has the Parent requested it to do so. Equ itably, then, this request for relief fails at the
third step of the Burlington-Carter test for tuition reimbursement.
PRIVATE PSYCHOLOGICAL REPORTS AND TESTIMONY
Parent argues that section 504 authorizes reimbursement for expert fees for reports and
testimony, and that this hearing o fficer should do the same. I consider such an award to be
equitable in nature, if authorized at all at the administrative level (a legal basis not established by
the briefs in this matter). The record does not support the conclu sion that such unusual relief at
the administrative level is warranted, and I deny this request.
Parent did not ask the Distri ct to pay for private evaluati on in February 2011. While the
District discussed this and made statements di scouraging Parent from seeking public payment,
the Parent was able to deal with them and Parent’s suggestion that the legal situation
overwhelmed Parent is not convinc ing. Parent made a free choice to eschew any legal right to
the evaluation and went ahead with private paym ent. Therefore, ther e is no basis under the
IDEA or section 504 to require reimbursement on this record.
CREDIBILITY
I find that the Parent ’s testimony was credible and reliable, and I ga ve significant weight
to this testimony. I based this on corroboration by the documentary record, the Parent’s way of
responding to questioning during lengthy testimo ny, and the overall balance and thoughtfulness
that the Parent brought to the ve ry confused history and record of curriculum based and clinical
assessments. In general, I found that the Parent approached the District with an attitude of
vigorous involvement (which at times may have been excessive in comparison with the usual
involvement of parents in educational decision making, but which was proven to be correct by
Page 34
33
the preponderance of this record) and ultimate resp ect for the educational judgments of District
personnel. While the District poi nts to some inconsistencies with the documentary record, these
are miniscule compared to the overall corroboration of this testimony in the record.
I give ordinary weight to the testimony and re ports of the Parent’s private evaluator. The
evaluator evidenced some leaning in favor of Pare nt’s position in this matter, and the evaluator
was hired by Parent for a not negligible fee, in order to provide impartial opinions; these
opinions, once provided, were enlisted in suppor t of Parent’s position. However, even
discounting the testimony for this factor, the evaluator’s opinions and conclusions have solid
weight, for several reasons. Firs t, the evaluator is highly traine d and experience d as evidenced
by the evaluator’s resume in evidence. S econd, the evaluator’s methodology, based on this
record, was consistent with appropriate practice in the field of school ps ychology; the District’s
well qualified and experienced evaluator for the January 2011 and Oc tober 2012 evaluations
endorsed the validity of the private evaluator’s findings and accepted her conclusions that the
District estimate of Student’s IQ was incorrect, and that Student was functioning in the average
range of cognitive ability. Third, the private eval uator’s testing strategy and conclusions were
much more consistent with the gr eat weight of the anecdotal and historical information, as well
as the preponderance of curriculu m based measures, in the reco rd. Fourth, the evaluator’s
conclusions essentially were a dopted by the District, and Student was given special education
services, ostensibly to address the clinical disabilities that the evaluator found. Fifth, the
evaluator was not constrained by adherence to a policy aimed at compliance with a legally
required numerical standard that has as its foundation the assu mption that specific learning
disabilities are found in only five percent or less of the Student’s standardization sample; thus,
the private evaluator was free to use some clinic al judgment in applying the legal definition of
Page 35
34
specific learning disability (whi ch is not expressed in numeri cal terms) to the myriad and
conflicting facts of this matter.
The District argues that the private evaluato r’s judgment and credibility are to be given
less weight because her conclusions support the Parent, and because of certain flaws in the
private evaluator’s reasoning that they showed through the testimony of their two very qualified
and experienced school psychologists. I have carefully considered these objections to the private
reports, which include suggestions that some test scores were ignored because they contradicted
the private evaluator’s conclusions, and that the private evaluator ignored the fact established by
these District psychologists that the discrepanc y between ability (as measured by IQ and other
cognitive ability scores) and achievement test sc ores was not large enough to be significant.
While these arguments effectively defend the District ’s repeated decision not to classify Student
with a specific learning disability, they do not, in my view, impeach either the credibility or the
reliability of the private evaluator’s conclusions in this case and based upon this record.
I give slightly less weight to the opinions of the District’s tw o school psychologists.
Their qualifications give considerable weight to their opinion evidence, even discounting for the
fact that they are employed by one of the parties, and that their testimony was overtly aimed at
defending the District and defeating the opinion s of the private evaluator. Their methodology
was not impeached on this record. However, as to the issue of specific learning disability, I
conclude that their adherence to District policy, as described a bove, constrained their clinical
judgment as contrasted with the private evaluato r’s ability to rely more heavily upon clinical
judgment. In this regard, I find it significant that the District experts devoted much attention to
showing that the test scores did not support a sp ecific learning disability because the IQ scores
were not impacted by a language disorder; yet th ey effectively adopted the private evaluator’s
Page 36
35
clinical diagnosis of a language disorder by identifying Student with a Speech or Language
Impairment and giving Student speech and language therapy. Thus, I conclude that the District’s
experts, most appropriately and skillfully adhering to District policy on discrepancy analysis,
capably and reliably described the psychometric tr ees in the forest of conflicting data in this
matter. My conclusions, however, are based upon the larger view of the forest itself.
I found the other District witnesses to be similarly credible and reliable.
CONCLUSION
I conclude that: 1) The evidence does not warrant a declarator y order regarding the
appropriateness of Student’s present classification; 2) the District failed to provide a FAPE for
third and fourth years and failed to offer a FAPE for fifth grade; 3) th e School was appropriate
and the equities support an order for tuition reimbursement for the 2012-2013 school year; and
4) reimbursement is not due for expert fees.
Any claims regarding issues that are encompassed in this captioned matter and not
specifically addressed by this decision and order are denied and dismissed.
ORDER
1. The hearing officer will not order that the Student should be identified as a child with a
specific learning disability.
2. The District failed to offer or provide Student with a FAPE from November 17, 2010 to
February 14, 2013, including failing to provide needed Extended School Year (ESY)
services during the summers of 2011 and 2012.
3. The School is an appropriate placement for Student in the 2012-2013 school year.
4. Considering the equities, the hearing officer hereby orders the District to reimburse
Parent for costs of tuition and transportation actually paid out of pocket by Parent, and
Page 37
36
not reimbursed by reason of any scholarship credited by the School or any agency, for
Student’s attendance at the School in the 2012-2013 school year.
5. The hearing officer hereby orders the District to provide compensatory education to
Student for every day that school was in session, beginning November 17, 2010 through
November 4, 2012, including six weeks of summer programming, five days per week, for
the years 2011 and 2012.
6. Compensatory education shall be provided in the form of any remedial or instructional
service that addresses Student’s educational needs. The number of hours shall be
calculated as follows: From November 17, 2010 to the last day of school in the 2010-
2011 school year, one hour per day. From the sixty first calendar day after the first
school day in the 2011-2012 school year until November 4, 2012, two hours per school
day and one hour per school cycle.
7. The above services shall be provided by inst ructors selected by Pa rents and qualified to
provide the services described above. The cost of such services shall be limited to the
comparable cost that the District would incu r to provide such services through qualified
instructors, including salary and fringe bene fits. The services may be provided at any
time, including after school hours or in the summer, until Student reaches 21 years of age.
8. The hearing officer does not order the District to reimburse Parent for the cost of two
private psychological evaluations and re ports dated April 4, 2011, (supplemented by
reports dated April 18, 2011 and August 18, 2011), and October 15, 2012, as well as the
cost of the evaluator’s testimony in this due process matter.
William F. Culleton, Jr. Esq.
_____________________________
WILLIAM F. CULLETON, JR., ESQ.
HEARING OFFICER
March 26, 2013
