Quakertown Community School District | Case 26590-21-22 | 2022-10-31
Pennsylvania special education due-process decision
- Case number
- 26590-21-22
- Date
- 10/31/2022
- Parties / district (official listing)
- Quakertown Community School District
- Hearing officer
- Charles Jelley
- Issues (official listing)
- Individualized Education Program Specially Designed Instruction Compensatory Education
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This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of the
document.
Pennsylvania Special Education Hearing Officer
Final Decision and Order
CLOSED HEARING
ODR File Number:
26590-21-22
Child's Name:
J.B.
Date of Birth:
[redacted]
Parent:
[redacted]
Counsel for Parent
Pro Se
Local Education Agency
Quakertown Community School District
100 Commerce Drive
Quakertown, PA 18951
Counsel for the LEA
Mark Waltz Esq.
Sweet, Stevens, Katz & Williams
331 Butler Avenue
New Britain, PA 18601 215-345-9111
Hearing Officer:
Charles W. Jelley Esq.
Date of Decision:
10/31/2022
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PROCEDURAL HISTORY
The Parent filed the pending Due Process Hearing Complaint alleging failures under
the Individual with Disabilities Education Act ("IDEA").1 The Parent contends the
District failed to offer and provide the Student a Free Appropriate Public Education
("FAPE") during the 2020-2021 school year. The District, however, argues that it
always complied with the Act. The Parents now seek an award of reimbursement
for out-of-pocket expenses and an undetermined about money for future services.
For the reasons below, I now find that although the Parents established a series of
procedural violations, those violations did not deny the Student a FAPE. Next, I find
the procedural violations did not substantially interfere with the Parents'
participation in the development of the Student’s program. Therefore, I must deny
the Parents’ request for reimbursement and monetary damages. I will, however,
Order the District to remedy the procedural violations. A Final Order granting
limited procedural relief follows.
STATEMENT OF THE ISSUE
Did the District offer and provide the Student with a free appropriate public
education during the 2020-2021 school year? If not, is reimbursement appropriate
relief?
Did the District change the Student’s placement without providing prior written
notice and Parental input? If yes, did the change cause a denial of a FAPE?
Assuming a change in placement occurred, what relief - reimbursement or
monetary damages - is appropriate?
FINDINGS OF FACT
1 All references to the Student and the family are confidential. Certain portions of this Decision will
be redacted to protect the Student’s privacy. The Parent’s claims arise under 20 U.S.C. §§ 1400-
1482. The federal regulations implementing the IDEA are codified in 34 C.F.R. §§ 300.1-300. 818.
The applicable Pennsylvania regulations, implementing the IDEA are set forth in 22 Pa. Code
§§ 14.101-14.163 (Chapter 14). References to the record throughout this decision will be to the
Notes of Testimony (NT. p.,), Parent Exhibits (P- p.) followed by the exhibit number, followed by the
exhibit number, finally, Hearing Officer Exhibits will be marked as (HO-) followed by the exhibit
number.
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EDUCATIONAL HISTORY
1. The Student enrolled in the District in [redacted] the 2020-2021 school year.
S-1.
2. Before entering the District, the Student was found eligible for early
intervention services by the Bucks County Intermediate Unit (“BCIU”). The
BCIU is a local education agency (LEA) as defined in the IDEA. S-2 p.1.
3. In January 2020, a private Board Certified Behavior Analyst (BCBA)
completed a Functional Behavior Assessment (FBA) with Parent consent as
part of the Student's reevaluation. S-1.
4. The FBA identified behaviors of concern, including aggression, kicking, biting,
hair pulling, throwing, pinching, head butting, and property destruction. S-1.
5. During a four-hour observation at the preschool setting, the BCBA
documented 90 occurrences of aggressive behavior. S-1 p.8.
6. The BCBA’s FBA report recommended several behavioral interventions and
Student specific strategies for addressing aggressive behaviors. S-8 pp. 9-11.
7. In February 2020, to prepare for the Student’s transfer from the BCIU
preschool program to the District’s school-age program, the District issued
prior written notice (PWN) outlining its plan to complete a District-sponsored
reevaluation. The Parents consented to the reevaluation. Id. S-2 pp.20-23.
8. On or about April 21, 2020, the District completed the reevaluation by
reviewing the existing records. S-2 p.1.
9. The reevaluation included input from the preschool teachers, Parent input, a
review of progress in early intervention, observations by related service
providers, a record review, ability and achievement testing, Autism spectrum
rating scales, and behavior rating scales. S-2.
10. Due to the COVID-related school closures, the District could not complete the
promised in-person speech and language evaluation. In place of the promised
testing, the District completed a review of all existing speech and language
data. S-2 p.13.
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11. The reevaluation team, including the Parent, found that the Student
continued to be eligible for special education services with a primary
disability of Emotional Disturbance. S-2.
12. The District’s psychologist, as part of the reevaluation, recommended the
following:
The available information indicates that [redacted] is in need of direct
instruction to support [the] development of social skills and self-regulation
skills. [Redacted] needs to improve [redacted’s] ability to remain calm and
engage in safe behaviors at school, use social/communication skills to express
[redacted] thoughts and needs, and stay focused on academic tasks and
complete activities as directed. The positive behavioral supports that were
implemented in preschool as a result of [redacted] FBA should be
implemented in [redacted’s] school-age program. [Redacted] will be in need
of close staff supervision in [redacted’s] educational program to ensure
[redacted’s] safety and that of others as [redacted] is learning new skills.
[Redacted] will need access to a behavior management system throughout
[the] school day as well as check-ins/check-outs and adult support for
problem solving when he is engaging in problematic behavior. At this time,
[redacted] should have access to small group repetition and review of skills
when [redacted’s] behavior or attention/focus is interfering with [redacted’s]
performance in a larger group setting. S-2 p.16.
13. On or about May 12, 2020, the District developed and offered a proposed
IEP. S-3. For the most part, the proposed IEP adopted the positive behavior
supports utilized by early intervention teacher, as recommended by the BCIU
BCBA. S-3 pp.29-34. The family rejected the initial May 2020 IEP, and
another IEP meeting was held to discuss additional concerns. S-3 p.47.
14. At an IEP meeting on July 13, 2020, the Parties discussed the family’s
concerns and gathered feedback from the early intervention teacher. S-4 p.4-
6. The IEP was revised, and the family again rejected the IEP. Before the
start of school, the Parties participated in a third IEP meeting on September
8, 2020. The parties discussed the Parents’ concerns and the District made
revisions to the IEP. The revisions call for the Student to receive IDEA-based
services, including a positive behavior support plan (PBSP), in the District’s
full-day [redacted] program, with additional support in an emotional support
class, at the Student’s neighborhood school. S-5 p.2.
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15. That same day, after receiving prior written notice (PWN), the Parent
approved the proposed Notice of Recommended Placement (NOREP) and IEP.
S-5 p.8. The NOREP and the IEP call for the Student to receive regular
education services in the kindergarten and emotional support at the
Student’s neighborhood school. N.T. 145. The IEP included measurable goals,
multiple forms of specially-designed instruction (SDI), and the PBSP. S-5.
16. School started in mid-September 2020. By late September 2020, some two
weeks into the school year, the Student began to act out and display
aggressive behaviors, in the regular education [redacted] classroom, like
hitting, kicking, biting, and throwing objects. N.T. 158. While the behaviors
were not constant, the overall severity and intensity interfered with the
Student’s participation in regular education. Id.
17. On September 29, 2022, 15-days into the school year, the District asked,
and the Parent agreed to another reevaluation. The District proposed, and
the Parents agreed to review the existing data, a new FBA, an occupational
therapy (OT) evaluation, and a speech evaluation. The District issued PWN
documenting the request, and the Parents approved. S-6.
18. On October 16, 2022, pending the reevaluation report, the District invited the
Parent to participate in another IEP conference. The Parties met on October
21, 2020, reviewed the IEP, and discussed the Student’s perceived sensory
needs. The discussions also noted how the Student’s behavior escalated as
the day continued. The Parties agreed to explore additional sensory options
as they awaited the results of the OT evaluation. S-6.
19. Awaiting the FBA data collection and parental input, the special education
teacher consulted with the District BCBA and the special education
supervisor. The teacher, the BCBA, and the supervisor discussed a “trial” of
in-class and out-of-class behavioral interventions. N.T. 153-154.
20. To increase academic and social engagement and reduce interfering
behaviors, the BCBA, the supervisor, and the teacher discussed having the
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Student spend more time outside the regular education classroom and in the
emotional support classroom. N.T. 154.
21. The record indicates the discussed change responded to two circumstances of
immediate concern. First, feedback from the Parent and the early
intervention teacher noted that the Student occasionally found the regular
education classroom overstimulating. Second, when the Student engaged in
similar behavior in the past, the early intervention teacher removed the
Student from the class to a quiet and safe space free from distraction and
stimulation. The record indicates that the strategy had some limited success.
S-1 p.11, S-4 p.4. N.T. 161.
22. The District team members believed that changing the classroom
environments following overstimulation or dysregulation would stabilize the
Student's behaviors. The “trialed” hypothesis was if a short-term change in
the environment could open up pathways to teach self-regulation, identify
SDIs to improve behavior, steady dysregulation, and regain focus. N.T. 160.
On October 1, 2020, the teacher began to “trial” the discussed behavioral
interventions. The home and school communication log did not spell out the
details of the “trialed” inventions; instead, the teacher reported that “We
changed [redacted] schedule a bit to work in a quiet location separate from
Mrs. [redacted] friends, which helped [redacted] to concentrate.” P-6 p.4.
Despite the slight changes brought on by removing the Student from the
regular education classroom, the Student continued to exhibit escalated
behaviors. N.T. 155.
23. The special education teacher then “trialed” instruction in other quiet areas,
including a conference room (also known as the “Fishbowl” due to its
windows), a hallway, and a calm-down room in the school office called the
“serenity space.” N.T. 155-157.
24. The strategy was to find a quiet and non-stimulating environment that would
enable the Student to become self-regulated and then gradually reintroduce
the Student back to the more stimulating classroom environment. N.T. 157-
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158. Throughout this time, in all environments, - the hallway, the “Fishbowl,”
and the “serenity room” the Student received direct instruction from the
emotional support teacher. N.T. 199.
25. On October 21, 2020, the IEP team convened to review the IEP, discuss the
Student’s needs, and determine what other support could be put in place to
return to the regular [redacted] classroom. This meeting was the first time
the emotional support teacher explained to the parents that they were
removing the Student from class and “trialing a less stimulating environment
for instruction.” The Parent, at the meeting, reluctantly acquiesced. The
Parties agreed that when too much is going on, the Student needs to learn to
self-regulate or learn to disconnect from instruction. S-5 p.4. At the same
meeting, the Parents expressed concerns about isolating the Student from
peers and a sibling. N.T. passim.
26. The District team members continued to seek additional interim support
pending the reevaluation results. The team candidly noted although the
Student was adjusting, repeated instances of dysregulation continued to
occur. Id.
27. By November 23, 2020, when the IEP team convened again, the Student had
been returned to the regular education classroom for nearly the entire
instructional day. The “trials” revealed that based on the Student’s
stimulation level, the teacher would offer the Student a choice of what
location the Student wanted to work at, i.e., the hallway, the “Fishbowl,” the
“serenity room.” By November 2020, both Parties seemed to agree that using
“quiet” areas outside the regular education classroom during the day was an
appropriate strategy for teaching self-regulation. At the same time, the
Parents repeated ongoing concerns about how the “trials” were done, the
lack of transparent communication about when the “trials” began, what the
Student was doing during the “trials,” and who was with the Student. P-1
pp.8-10, N.T. passim.
28. At the November 23, 2020, IEP meeting, the Parents again shared concerns
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about of the removal from the classroom could affect the Student’s mental
health. Next, they shared concerns that the removals also affected the
sibling. Finally, they expressed concerns that the teachers' communications
from September 2020 through November 2020 were incomplete, ineffective,
and not transparent. S-8 p.5
29. On or about December 4, 2020, the District provided the Parent with a copy
of the updated reevaluation report. The reevaluation included updated
objective data and revised recommendations on providing a specially-
redesigned PBSP, increased academic support, OT, and speech instruction. S-
7.
30. On December 16, 2020, the IEP team, including the Parent, met to revise the
IEP. In summarizing the Student’s behavioral data, the revised IEP and the
reevaluation both state that: “When averaging all skills for all three months,
[redacted] is averaging 83% overall with a growth from 70% in September
to 89% then 90% in October and November, respectively. [Redacted] is also
monitored weekly to determine the frequency of aggressive behaviors. When
averaging these scores from the start of the year, [redacted] is engaging in
aggressive behaviors approximately 3.6 times per hour. In the first few
weeks, [redacted] was ranging between 2.6-13 times per hour, but with
supports, [redacted] has moved down to a range of 0.2-4.4 times in the past
month.” S-9 p. 12. Revisions were made, and the Parties otherwise agreed to
the IEP. Id.
31. On March 1, 2020, the IEP team met to discuss the staff’s use of hands-on
physical restraint techniques to stop aggressive behavior on February 24,
2022. During the meeting, the team reviewed the current IEP, PBSP, and
SDIs. The details of the incident noted an escalation in behavior, and the
subsequent use of hands-on crisis procedures were shared with the team.
Before the incident, the Student was offered a sensory tool and selected the
trampoline. During the transition from the classroom to the sensory room,
the Student eloped and encountered another student. The Student grabbed a
peer by the hair and kicked the Student. Crisis intervention procedures -
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restraint- on this occasion, meant the staff used a two-person escort
technique to move the Student to the office. S-10 p.4. No changes were
made to the IEP at a follow-up IEP meeting to review the restraint. Id.
32. On March 4, 2021, the Parties met to revise the IEP. School District Exhibit
10 does not provide detailed information about how or if the goals, the PBSP,
the related services, or the SDIs were revised. S-10.
33. At no time during the litigation did the Parents raise any IEP content-related
defects about the goals, the progress monitoring schedule, the present
levels, the SDIs, the speech, or the OT services. (N.T. passim).
APPLICABLE LEGAL PRINCIPLES AT ISSUE
The IDEA offers federal funding to participating states to provide a "free and
appropriate public education" ("FAPE") to school-aged children with disabilities. 20
U.S.C. §§ 1411, 1412. In general, the IDEA aims to ensure that every child with a
disability has a meaningful opportunity to benefit from public education. K.D. by &
through Dunn v. Downingtown Area Sch. Dist., 904 F.3d 248, 251 (3d Cir. 2018).
The IDEA mandates that children with disabilities, to "the maximum extent
appropriate," should be educated with children who are not disabled, and special
classes, separate schooling, or other removals of children with disabilities from the
regular educational environment occurs only when the nature or severity of the
disability of a child is such that education in regular classes with the use of
supplementary aids and services cannot be achieved satisfactorily. 20 U.S.C. §
1412(a)(5)(A).
A core feature of the IDEA is the collaborative process that it establishes between
parents and schools to create an IEP. Ridley Sch. Dist. v. M.R., 680 F.3d 260, 269
(3d Cir. 2012). The "central vehicle" for this collaboration and the "primary
mechanism" for delivering a FAPE is an "IEP," which is developed based on the
student's needs, circumstances, and areas of disability. Id. Under the IDEA, school
districts must work with parents to design an IEP, including an individualized
instruction program for each special education student. 20 U.S.C. §§ 1412(a)(4),
1414(d).
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"An IEP consists of a specific statement of a student's present abilities, goals for
improvement of the student's abilities, services designed to meet those goals, and
a timetable for reaching the goals by way of the services." Holmes v. Millcreek
Twp. Sch. Dist., 205 F.3d 583, 589 (3d Cir. 2000) (citing 20 U.S.C. § 1401(a)(20)).
An "IEP Team" consisting of the student's parents and teachers, a curriculum
specialist from the local school district, and, if requested, a person with special
knowledge or expertise regarding the student must develop an IEP. 20 U.S.C. §
1414(d)(1)(B). The United States Court of Appeals for the Third Circuit has
summarized the requirements of an IEP as follows: “Though the IEP must provide
the student with a "basic floor of opportunity," it need not necessarily provide "the
optimal level of services" that parents might desire for their child. See Holmes, 205
F.3d at 590 (quoting Carlisle Area Sch. v. Scott P., 62 F.3d 520, 533-34 (3d Cir.
1995)). Nevertheless, "at a minimum, '[t]he IEP must be reasonably calculated to
enable the child to receive meaningful educational benefits in light of the student's
intellectual potential.'" Chambers v. Philadelphia Bd. of Educ., 587 F.3d 176, 182
(3d Cir. 2009) (quoting Shore Reg'l High Sch. Bd. of Educ. v. P.S., 381 F.3d 194,
198 (3d Cir. 2004), Mary T. v. Sch. Dist. of Phila., 575 F.3d 235, 240 (3d Cir.
2009).
In Endrew F., the Supreme Court held that an IDEA educational program must be
reasonably calculated to enable a child to make progress appropriate in light of the
child’s circumstances.” Endrew F., at 988. In doing so, the Court also held that
appropriate progress occurs when goals and SDI’s are “appropriately ambitious in
light of [the child’s] circumstances.” Id at 1000. Endrew also holds that a FAPE
offer must be appropriately ambitious in light of the Student’s circumstances. One
measure of academic progress for students capable of grade-level work may be
grade-to-grade advancement. Id. As is clearly evident in this case, a FAPE
encompasses much more than academics. Stated another way students must
receive specially designed instruction and related services, by and through an IEP
that is reasonably calculated at the time it is issued.
Violations of the IDEA are categorized either as procedural or substantive. A
procedural violation occurs when a district fails to abide by IDEA procedural
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requirements. Not all procedural violations rise to the level of a denial of a FAPE.
L.M. v. Capistrano Unified Sch. Dist., 556 F.3d 900, 909 (9th Cir. 2009).
The IDEA directs that an impartial hearing officer's decision finding a denial of a
FAPE must be made on substantive grounds. 20 U.S.C. § 1415(f)(3)(E)(i). If a
procedural violation is alleged, an administrative officer may find that a student did
not receive a FAPE only if the procedural inadequacies: (a) impeded the student's
right to a FAPE or (b) significantly impeded the parent's opportunity to participate
in the decision making process regarding the provision of a FAPE to the student, or
(c) caused a deprivation of educational benefits 20 U.S.C. § 1415(f)(3)(e)(ii), 34
C.F.R. § 300.513(a)(2). On the other hand, a substantive violation occurs when a
school district fails to offer a FAPE that is reasonably calculated to provide
meaningful benefit and significant learning. Rowley, 458 U.S. at 203, 20 U.S.C. §
1415(f)(3)(e)(ii), 34 C.F.R. § 300.513(a)(2).
A proper assessment of whether a proposed IEP meets the above FAPE standard
must be based on information "as of the time it was made." D.S. v. Bayonne Board
of Education, 602 F.3d 553, 564-65 (3d Cir. 2010), Fuhrmann v. East Hanover
Board of Education, 993 F.2d 1031, 1040 (3d Cir. 1993) (applying the snapshot
rule).
In Pennsylvania, when disagreements arise about a FAPE, a due process hearing is
held before an impartial hearing officer whose final decision is binding on the
parties. 22 Pa. Code Chapter 14. Under the IDEA, parents who consider their
child's placement and/or IEP inappropriate and who believe that their child has
been denied a FAPE have a right to an impartial due process hearing by a state or
local educational agency. 20 U.S.C. § 1415(f) and (g). In Pennsylvania, the "due
process hearing" is conducted before an impartial hearing officer from the Office for
Dispute Resolution (ODR) who is trained in special education law. Id. at 426-27; 20
U.S.C. § 1415, 22 Pa Code Chapter 14.162. Following exhaustion of this
administrative process, the hearing officer’s Decision may be appealed to a court of
competent jurisdiction. 20 U.S.C. § 1415(i)(2). The IDEA empowers courts and
hearing officers to "grant such relief as the court determines is appropriate." Id. §
1415(i)(2)(C)(iii).
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APPROPRIATE RELIEF
In this instance, both Parties seek appropriate relief within the meaning of the
IDEA. Sch. Dist. of Phila. v. Post., 262 F. Supp. 3d 178, 197 (E.D. Pa. 2017)
(citing 20 U.S.C. § 1415(i)(2)(C)(iii)). The Parent seeks appropriate relief in the
form of reimbursement for out-of-pocket expenses and monetary damages. Case
law teaches us that monetary damages are not appropriate relief under the IDEA.
Chambers v. Sch. Dist. Of Phila. Bd. of Educ., 587 F.3d 176, 185-86 (3d Cir. 2009).
While reimbursement for out-of-pocket expenses is a possible form of appropriate
relief. See Sch. Comm. of Burlington v. Dep't of Educ., 471 U.S. 359, 369, 105 S.
Ct. 1996, 85 L. Ed. 2d 385 (U.S. 1985). The District seeks a declaratory finding
that at all times relevant, they offered a FAPE and implemented the IEP.
WITNESS CREDIBILITY
During a due process hearing, the hearing officer is responsible for judging the
credibility of witnesses and must make "express, qualitative determinations
regarding the relative credibility and persuasiveness of the witnesses." Blount v.
Lancaster-Lebanon Intermediate Unit, 2003 LEXIS 21639 at *28 (2003). Explicit
credibility determinations give courts the information that they need in the event of
a judicial review. D.K. v. Abington School District, 696 F.3d 233, 243 (3d Cir.
2014) (“[Courts] must accept the state agency's credibility determinations unless
the non-testimonial extrinsic evidence in the record would justify a contrary
conclusion.”).
To the extent that witnesses recall events differently or draw different conclusions
from the same information, genuine differences in recollection or opinion may
explain the difference. I did not discern any efforts to withhold information,
misstate the facts or deceive me. I noted in the Conclusions below when I found
the particular testimony from one or more witnesses either more persuasive,
substantive, or cogent than others. Persuasive and cogent testimony describes the
Student’s needs, circumstances, interests, growth, and the overall changes in the
present levels or progress monitoring data. Cogent testimony also includes indices
of procedural and substantive compliance with the IDEA.
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THE BURDEN OF PROOF
Generally, the burden of proof consists of two elements: the burden of production
and the burden of persuasion. In special education due process hearings, the
burden of persuasion lies with the party seeking relief. Schaffer v. Weast, 546 U.S.
49, 62 (2005). The party seeking relief must prove entitlement to its demand by
preponderant evidence and cannot prevail if the evidence rests in equipoise. See
N.M., ex rel. M.M. v. The School Dist. of Philadelphia, 394 Fed.Appx. 920, 922 (3rd
Cir. 2010). In this case, the Parents are the party seeking relief and must bear the
burden of persuasion.
With these facts and guiding principles in mind, I will now discuss my legal
conclusions.
DISCUSSION, ANALYSIS, AND CONCLUSIONS OF LAW
THE PARENTS’ POSITION AND THE DISTRICT’S COUNTER
Parents weave three intertwined procedural arguments. First, they contend the
District unilaterally changed the Student’s placement when they removed the
Student from class without an IEP meeting or prior written notice. Second, they
contend the failure to hold an IEP meeting to discuss the “trials” violated their right
to participate in the IEP process. Third, as a consequence of one and two, they
argue the Student was denied a FAPE. Finally, they argue the Parents' participation
rights such that monetary relief is required.
The District stands by the “trialing” strategy without conceding a substantive or
procedural violation. The District insists that they otherwise implemented the IEP
with fidelity. Finally, The District suggests that given the specific circumstances
here, if I were to find procedural violations, those errors did not substantially alter
or interfere with implementing the basic elements of the IEP or the Parents' rights.
Simply put, if procedural violations occurred, said violations are otherwise
harmless.
THE PROCEDURAL VIOLATIONS ARE NOT SUBSTANTIVE VIOLATIONS
The Parents are correct; the Student’s removal from the regular education class
created a three-fold procedural violation. First, the District failed to provide prior
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written notice describing its proposed “trialing” action. Second, they failed to
convene an IEP meeting to discuss the suggested “trialing” modifications. Third,
they failed to seek meaningful Parental input prior to and during all phases of the
“trialing.” I now find this series of unchecked events are IDEA procedural
violations. Notwithstanding this finding, the Parties are reminded that not all
procedural violations are a denial of a FAPE.
While the Parents’ factual argument that the IEP called for the Student to be
educated in the regular kindergarten 87% of the school day and 13% in the
emotional support class is correct, the record lacks preponderant proof of a
substantive FAPE harm or a material failure to implement the IEP. This situation is
highly irregular. The staff provided more rather than less services.
The question here is whether the “trials” resulted in a substantial or fundamental
change in the basic elements of the Student’s educational program. Letter to
Green, 22 IDELR 639 (OSEP 1995) (whether changes in programming affecting a
student's program or opportunities for interactions with nondisabled peers may be
considered a change in educational placement triggering procedural safeguards
requires a fact-based analysis), Sherry A.D. v. Kirby, 19 IDELR 339 (5th Cir.
1992). The IDEA regulations at 34 CFR 300.503(a) provide that prior written notice
must be provided before a “change in placement.” Oddly, while notice must be
provided, neither the statute, the implementing regulations, nor the state
regulations include a convenient definition of a “change in placement.”
We know that pausing services for ten or more days is considered a change in
educational placement. We also know that a pattern of disciplinary removals
interrupting specially-designed instruction can be a change in placement. Finally,
we know that reducing time spent in the regular education classroom, removing
supplemental aides, services, and specially-designed instruction can also be a
change in placement. Id. All three examples require prior written notice and an IEP
meeting. Id. The first two examples change the basic elements of a FAPE, as
specially-designed instruction and learning stops. The third example, however, may
not be a substantive change in placement if specially-designed instruction,
supplemental aids, and services continue during the change.
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For the following reasons, I now find that the change in the Student’s time in the
regular education classroom did not materially alter the Student’s placement under
these circumstances. The Third Circuit addressed a similar change in placement
question in DeLeon v. Susquehanna Community School District, 747 F.2d 149 (3d
Cir. 1984). While the change in DeLeon focused on the IDEA’s “stay-put”
requirement, I find the analysis of what constitutes a basic “change” in the
placement and hence the basic elements of the IEP applicable here.
In DeLeon, the factual issue was whether a change in transporting the child to
school with other children rather than paying his parents to transport him in their
own car -- constituted a change in "educational placement." Judge Becker’s
thorough opinion instructs hearing officers to "focus on the importance of the
particular modification involved." Id. at 153. Judge Becker explained:
It is clear that the "stay put" provision does not entitle parents to the right to
demand a hearing before a minor decision alters the school day of their
children. The touchstone in interpreting section 1415 has to be whether the
decision is likely to affect in some significant way the child's learning experience. In
some areas it may be possible to draw bright lines: for instance, replacing one
teacher or aide with another should not require a hearing before the change is
made. On the other hand, there are areas where such bright lines will be
impossible to draw. Id. at 153-54.
In DeLeon, the Court held that even though the student was transported by a
stranger rather than a parent, and transported with other children rather than
alone, as a matter of law, the change in transportation did not constitute a change
in "educational placement."
While acknowledging here that procedural violations occurred, the violations,
contrary to the Parents' understanding of the regulations, are not a per se,
substantive violation or outcome determinative. Furthermore, the Parents do not
challenge the goal statements, the present levels, or the essential particulars of the
PBSP in any of the offered IEPs. Therefore, it is axiomatic that the IEPs, when
offered, were appropriate. This threshold conclusion cuts against the Parent’s
denial of FAPE argument.
The record here is also clear the teachers implemented the SDIs, the goals, and
the PBSP in the regular and special education classroom, during the “trials” in the
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“Fishbowl” and the “serenity room. These conclusions support my finding that
although the Student’s time in regular education went down in October and
November 2020, the unilateral change by the staff did not deny a FAPE or
substantially interfere with the Parents’ procedural rights.
Had the District not issued an intent to reevaluate early on, delayed the FBA/ OT
evaluations, overused discipline or restraint tactics, or let the “trials” morph into a
de facto long-term segregated placement/program, I might conclude the opposite.
Stated another way, the procedural violations here were harmless errors. M.W. v.
New York City Dep't of Educ., 61 IDELR 151 (2d Cir. 2013) (holding that the
development of appropriate behavioral supports and the availability of parent
counseling rendered IDEA procedural violations harmless), W.K. v. Harrison Sch.
Dist., 61 IDELR 123 (8th Cir. 2013, unpublished), reh'g en banc denied, 113 LRP
30277 (8th Cir. 07/23/13) (in light of parents' knowledge of the student's recent
suspension and their participation in discussions about a new placement, the
district's procedural error was harmless) G.N. and S.N. v. Board of Educ. of the
Twp. of Livingston, 52 IDELR 2 (3d Cir. 2009, unpublished) (ruling that a district's
offer of specialized instruction in reading and language arts outweighed its failure
to develop individualized goals for the student). These facts support my conclusion
that the Parents were fully involved in the IEP process.
SUMMARY AND AWARD OF APPROPRIATE RELIEF
The administrative record, as a whole, establishes several procedural violations.
The record, however, lacks preponderant proof of a substantive violation that
denied the Student a FAPE or substantially interfered with the Parents’
participation. Applying DeLeon, M.W., and G.N., I now find the Parents failed to
prove a basic, substantive, or material change in the Student's IEPs synonymous
with a change in "educational placement.” S. v. Lenape Regional High School
District Board of Educ., 102 F. Supp.2d 540, 544 (D.N.J. 2000) (applying DeLeon
"only matters that will significantly impact the child's learning should be considered
a change in educational placement for the purposes of the IDEA."). Therefore, the
Parents' claims, as stated, are denied. Accordingly, the Parent’s request for
reimbursement and monetary damages is denied.
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To remediate the PWN and parental input procedural violations, the District is
directed to develop a checklist for staff use on when to provide prior written notice.
Next, the District is directed to provide the teaching staff and the building-level
local education agency representative with additional in-service training on using
the PWN checklist. Finally, the District is directed to train the staff on when to issue
PWN before implementing “trialing” strategies or interventions. See, A.W. and M.W.
v. Loudon County Sch. Dist., 122 LRP 39097 (E.D. Tenn. 09/28/22) (after finding a
procedural violation hearing officer directed the district to create a checklist to
correct all applicable IDEA procedural violations).
FINAL ORDER
And Now, this October 31, 2022, the District is hereby ORDERED as follows:
1. The District is directed to develop a checklist of when to provide prior written
notice.
2. The District is directed to provide the teaching staff and the building-level
local education agency representatives additional in-service training on how
to use the prior written notice checklist.
3. The District is directed to provide the teaching staff and the building-level
LEAs additional in-service training on when to issue prior written notice
before implementing “trialing” strategies or interventions.
4. The Parents’ request for reimbursement is DENIED.
5. The Parents' request for monetary damages is DENIED.
6. All other Student and Parent claims and District proffered affirmative
defenses are now exhausted and otherwise DENIED.
It is so ORDERED.
s/ Charles W. Jelley, Esq. LL.M.
Special Education Hearing Officer
ODR FILE #26590 21-22
October 31, 2022
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