Quakertown Community School District | Case 26591-21-22 | 2022-10-31
Pennsylvania special education due-process decision
- Case number
- 26591-21-22
- Date
- 10/31/2022
- Parties / district (official listing)
- Quakertown Community School District
- Hearing officer
- Charles Jelley
- Issues (official listing)
- Free Appropriate Public Education Compensatory Education
Open saved decision PDF · Official source
This page reproduces text extracted from the public decision. The saved PDF controls formatting and wording. No attorney-reviewed summary has been added.
Decision text
Page 1
This is a redacted version of the original decision. Select details have been removed from the
decision to preserve anonymity of the student. The redactions do not affect the substance of the
document.
Pennsylvania Special Education Hearing Officer
Final Decision and Order
CLOSED HEARING
ODR File Number:
26591-21-22
Child's Name:
J.B.
Date of Birth:
[redacted]
Parent:
[redacted]
Counsel for Parent
Pro Se
Local Education Agency:
Quakertown Community School District
100 Commerce Drive
Quakertown, PA 18951
Counsel for the LEA
Mark Waltz Esq.
Sweet, Stevens, Katz & Williams
331 Butler Avenue
New Britain, PA 18601 215-345-9111
Hearing Officer:
Charles W. Jelley Esq.
Date of Decision:
10/31/2022
1
Page 2
PROCEDURAL HISTORY
The Parents filed the pending Due Process Hearing Complaint alleging failures
under the Individual with Disabilities Education Act ("IDEA").1 The Parents contend
the District failed to offer and provide the Student a Free Appropriate Public
Education ("FAPE") during the 2020-2021 school year. The District, however,
argues that it always complied with the Act. The Parents now seek an award of
reimbursement for out-of-pocket expenses and an undetermined sum of money for
future services.
For the reasons below, I find the Parents failed to establish preponderant proof of a
procedural or substantive violation that caused a denial of a (FAPE). Therefore, I
must deny the Parents’ request for reimbursement and monetary damages. A Final
Order denying relief follows.
STATEMENT OF THE ISSUES
Did the District offer and provide the Student with a free appropriate public
education during the 2020-2021 school year? If not, is reimbursement appropriate
relief?
Did the District fail to evaluate the Student in a timely fashion? If yes, what, if
any, appropriate relief is due and owing?
FINDINGS OF FACT
1. The Student is a former resident of the District. S -1
2. The Student enrolled in the District in kindergarten, the 2020-2021 school
year. S-1
3. Before entering the District, the Student was found eligible for and received
early intervention (“EI”) services from the Bucks County Intermediate Unit
1 All references to the Student and the family are confidential. Certain portions of this Decision will
be redacted to protect the Student’s privacy. The Parent’s claims arise under 20 U.S.C. §§ 1400-
1482. The federal regulations implementing the IDEA are codified in 34 C.F.R. §§ 300.1-300. 818.
The applicable Pennsylvania regulations, implementing the IDEA are set forth in 22 Pa. Code
§§ 14.101-14.163 (Chapter 14). References to the record throughout this decision will be to the
Notes of Testimony (N.T. p.,), Parent Exhibits (P- p.) followed by the exhibit number. Finally,
Hearing Officer Exhibits will be marked as (HO-) followed by the exhibit number.
2
Page 3
(BCIU) due to a developmental delay. S-1.2 The BCIU is a local education
agency within the meaning of the IDEA.
THE BUCKS COUNTY INTERMEDIATE UNIT PRESCHOOL PROGRAM
4. Student received five (5) hours of early intervention (EI) services per week
during the 2019-2020 year in the form of specialized instruction and speech
therapy. NT. 65; S-3 p.3.
5. The BCIU delivered those services when the Student attended an inclusion
preschool classroom with regular education peers, with a special instructor
pushing into the classroom. N.T. 65, 85.
6. The Student did not have a positive behavior support plan (“PBSP”), the BCIU
never conducted a functional behavioral assessment (“FBA”), and the Student
never received emotional support services while attending the BCIU preschool
program. N.T. 80.
7. In February 2020, to plan for the Student’s transfer from the BCIU preschool
program to the District’s school-age program, the District issued prior written
notice (PWN) of its intent to reevaluate the Student’s IDEA eligibility. S-3
pp.11-14. As part of the data collection surrounding the move from one LEA to
another LEA in the same state, the District staff reviewed the Parents' input
found in the “Early Intervention Transition Questioner.” When the Parents
were asked to respond to the question, “Is your child able to calm down in a
typical amount of time when upset or frustrated? If not, what does that look
like for your child?” The Parent’s handwritten note states, “no reports of any
concerns.” S-2 p.2. Next, when asked, “Does your child have any sensory
seeking or avoiding behaviors? Crowds, loud noises, crave movement, etc.”
The Parents wrote, “sometimes noises but not many concerns.” S-2 p.2. When
asked, “What are your biggest concerns about your child transitioning to
kindergarten? The Parents responded, “sit and focus IEP for social and
emotional needs.” S-2 p.2.
2 “S-#” and “P-#” refer to School District Exhibits and Parent Exhibits, respectively.
3
Page 4
8. In January 2020, the Student was reevaluated while attending the BCIU early
intervention program. As part of the LEA transfer process, the District issued
an intent to reevaluate. The intent to reevaluate included a plan to conduct
cognitive testing, and achievement testing, complete a preschool classroom
observation, undertake a review of existing data/records, conduct a speech
and language evaluation, and issue and score various teacher and Parent
behavioral rating scales. Id. at 13. On February 14, 2020, the Parents
consented to the District’s request for a reevaluation. S-3 p.14.
9. On March 13, 2020, all Pennsylvania schools were ordered to close due to the
COVID-19 pandemic. As a result, of the shutdown, the District completed a
portion of its proposed testing. S-3 pp.2, 7, 13, N.T. 80.
10.On April 21, 2020, the District issued a somewhat incomplete reevaluation
report. After reviewing the EI records, the District adopted the BCIU’s January
2020 EI reevaluation results without observing the Student or the proposed
speech testing. The BCIU EI reevaluation reports that on the Developmental
Assessment of Young Children-Second Edition (DAYC-2) used to determine
cognitive development functioning; the Student earned a standard score of 89
in the area of cognitive skills, scores between 90 and 110, considered to be
within the Average range. The Student’s score indicated slightly below-
average skills. The Student was able to: identify objects that do not belong in
a group, build a pyramid with six (6) blocks, imitate a drawing of a face with
three features, predict what may happen next in a story, distinguish between
real and make-believe and living and nonliving, understands the concept of
zero, and able to identify "half and "whole" objects. The Student was unable
to: retell a story from a picture book, draw a stick figure, copy a name, or
understand print concepts such as reading from left to right, top to bottom, or
name 20 letters. S-3.3
3 The District examiner in reporting the scores interchanged this Student’s name with the sibling’s name. While typically a
fatal flaw, I found after reading the document as a whole in comparisons with the Parents, the teachers and the outside
report found at Parents’ Exhibit 16, and the present level data found at S-11, the test results in S-3 are otherwise,
corroborated. Recognizing the error out of an abundance of caution I will now give these facts medium weight in determining
if a procedural or substantive violation occurred.
4
Page 5
11.As part of the District reevaluation, the Student’s Mother completed the
Behavior Assessment System for Children, Third Edition (“BASC-3”). Mother
rated the Student as “Average” in the areas of problem behavior, functional
impairment, presence of internalizing symptoms and acting out. S-3 p.4. The
Mother’s input did not describe any clinically significant behaviors. S-3 pp. 56.
12.The District’s reevaluation report adopted the BCIU's detailed findings
describing the Student’s deficits in speech articulation skills. The District
reevaluation team determined the Student was eligible for school-aged special
education due to a Speech and Language Impairment. S-3 pp.8-9.
Recognizing the limitations in the existing data set, the District proposed, and
the Parents agreed, due to the presence of delays in articulation, that the
Student would be identified for IDEA services under the IDEA disability
category of a Speech and Language Impairment. S-3.
13.Based on the then-current circumstance, i.e., COVID school closure, the
Parties proposed that the IEP team adopt Student's then-current early
intervention IEP as an interim IEP for entry into kindergarten. The Parties
further agreed that once the Student began to attend school, the District
would reissue a Permission to Reevaluate and collect the originally planned
assessment data. The reevaluation notes the absence of teacher input,
observations, and assessment data. S-3 p.9.
14.On May 12, 2020, the District proposed an initial IEP for the upcoming
kindergarten year. S-4. The District’s IEP adopted the goals and specially
designed instruction (“SDI”) from the EI IEP. S-4; S-5 p.6, N.T. pp.81-82. The
District proposed that, as in preschool, the Student should participate in a
general education kindergarten classroom with the support of a special
education teacher, a speech therapist, and classroom-based instructional
aides. S-4, N.T. 84-85. The District also proposed that the Student would
attend the neighborhood school. S-4 p. 27.
15. The initial May 2020 IEP was rejected by Parent, and the District held another
IEP meeting in July 2020 to discuss family concerns. S-4 p.33, S-5 p.2. In July
2020, the Parent expressed concerns that the Student had sensory processing
5
Page 6
issues. Upon learning of the Parents' concerns, the District agreed to conduct
an occupational therapy (OT) evaluation once the COVID shutdown ended. S-5
p.6. As a result of Parent concerns, SDIs were added, including regular check-
ins with a school counselor to build rapport and trust with an adult in school.
S-5 p.25, N.T. 99.
16.The proposed placement remained the neighborhood elementary school with
an itinerant level of speech and language support. S-5 pp.35-38. The District
then issued prior written notice and a Notice of Recommended Educational
Placement (NOREP). The July 20, 2020, NOREP explained that the District
intended to resume the Student’s reevaluation once school reopened. Id. at
36. Parent approved the NOREP that same day. Id. at 38.
THE KINDERGARTEN SCHOOL YEAR STARTS LATE
17.Due to the lingering effects of the COVID-19 pandemic, the Student’s
kindergarten school year started late on September 14, 2020. N.T. 89-90.
18.On September 25, 2020, less than two weeks after the start of school, the
District reissued a Permission to Reevaluate (“PTRE”). The PTRE proposed
assessments of Student’s cognitive ability and pre-academic skills,
occupational and speech therapy, a classroom observation, and teacher and
Parent behavioral rating scales. S-6. Shortly after the Parents approved the
PTRE, the Student began to display multiple instances of behavioral
dysregulation. The behavioral dysregulation included the following behaviors,
name-calling, elopement, hitting, kicking, and destruction of materials, such
that staff elected to restrain the Student physically. On more than one
occasion, the teacher told the Parents that when the Student acted out, the
teacher would take the other students in the class to another room. Removing
the other students created a safe space and allowed the staff time to dedicate
one-on-one attention to the Student. N.T. 91-92, S-10, 11, S-15. Within 10-
days of using physical restraint, the IEP team met and reviewed each incident
of restraint. S-14.
19.On October 9, 2020, the District issued another PTRE proposing a functional
behavioral assessment (FBA). S-6.
6
Page 7
20.On or about October 11, 2020, the Parties participated in an IEP meeting to
address Student’s behavior. N.T. 92-93, S-6, S-7 p.9. The team discussed,
and the Parties agreed to add new forms of specially-designed instruction
(SDI). The new SDIs included movement breaks, a token economy board, and
continuous positive feedback. Additional SDIs like daily communication
between home and school and participation in a mask desensitization protocol
was also added. S-7 p.9.
21.Follow-up IEP meetings were held on October 27 and November 23, 2020, and
new SDIs added for a sensory processing diet and scheduled breaks with the
school counselor. S-8 pp.2-3, 27-28.
THE REEVALUATION REPORT IS SHARED WITH THE PARENTS
22. On December 4, 2020, the District issued its reevaluation report. The
reevaluation report included updated curriculum-based measures in reading,
and math, a direct observation by the school psychologist, an assessment of
overall intelligence, teacher and Parent behavioral ratings, an autism spectrum
rating, and the FBA results. The Student displayed average intelligence and
basic knowledge of school concepts needed for early formal education. (S-10).
23.The Parents new behavioral ratings indicated that the Student’s functional
skills, problem behavior, presence of internalizing symptoms, and acting-out/
problem behaviors all fell within the “Average range.” The teacher rated,
Aggression, Withdrawal, Social Skills, Anger Control and Developmental Social
Disorders at the Clinically Significant level. Hyperactivity, Atypicality,
Adaptability, Functional Communication, Bullying, Emotional Self-Control, and
Executive Functioning were scored at the “At Risk” level. (S-10).
24.Due to the divergent scores, the teacher and the Parents completed the
Autism Spectrum Rating Scales (ASRS). The teacher’s score in the area of
Social/Communication. Atypical Language, Sensory sensitivity, and
Attention/self-Regulation were rated as “Slightly Elevated” or “Very elevated.”
From the Mother’s perspective, the Student did not display behaviors often
associated with Autism. S-10 pp.12-14).
7
Page 8
25. The FBA results indicate low-level interfering behaviors like placing the head
on the table, to scribbling on papers, and desks, to more disruptive behaviors
like throwing, ripping, or breaking objects, climbing on furniture, hiding under
desks, to unsafe behaviors like running out of the class or engaging in
aggressive behaviors like kicking or punching adults. (S-10).
26.The FBA was completed by a Board Certified Behavioral Analyst (“BCBA”). The
results of the FBA indicated that the BCBA recommended that the Student
receive instruction in coping skills and social skills and that the District
develop a positive behavior support plan (PBSP). S-10 pp. 18, 24-36. After
reviewing the report, the team, including the Parents, concluded that the
Student continued to be eligible for special education but proposed changing
the primary disability category from Speech and Language Impairment to
Emotional Disturbance. S-10 pp. 1, 17.
THE REVISED JANUARY 2021 IEP
27.After accepting the reevaluation teams’ recommendations, the BCBA, the
Parents, and the teachers developed a revised IEP. On January 21, 2021, the
District offered a revised IEP. The proposed IEP included supplemental
emotional support and speech and language support. The IEP added multiple
PBSP goals. The revised IEP also included speech and occupational therapy
goals. The SDIs included access to a sensory diet, daily rewards, a functional
communication system, a designated break area, a procedure to manage
transitions from one topic to another along mindfulness strategies to create
psychological flexibility. The IEP described the frequency and duration of time
the Student would spend in speech services. S-11. The PBSP included a series
of “if the Student does this, react with this positive strategy.” The IEP included
regular opportunities for the regular education staff to receive speech and
language, OT, and ongoing behavioral support. (S-11).
28.The IEP goals were measurable. The IEP goals included a progress monitoring
schedule. The IEP goal statements included measurable baseline data. The
SDIs were designed to advance the Students' mastery of the goal statements.
8
Page 9
The present levels clearly understood the Student’s needs, weaknesses, and
disability-related circumstances that affect learning. (S-11).
29. The IEP called for the Student to spend 77% of the day in the general
education kindergarten classroom. The IEP included multiple supports, aids,
and supplemental services to enable the Student to participate in the regular
education setting. S-11 p.49.
30.On January 27, 2021, the District issued and the Parents approved the IEP
and signed the proposed Notice of Recommended Educational Placement
(NOREP). S-11 pp.51-54.
THE MARCH 2021 IEP REVISIONS
31. On March 25, 2021, and March 29, 2021, the Parties met and revised the
IEP. The revised IEPs added three new SDIs. The new SDIs further described
how the staff would provide positive reinforcement, redirection, or corrective
feedback. The IEP modified the Student’s dismissal and bus routine. To make
dismissals go smoothly, the SDIs also included the use of sensory tools, like
the use of headphones during dismissal, were added. S-12.
32.On April 28, 2021, the IEP team met. The IEP team updated the present levels
and added one new SDI. The updated present levels included additional
academic and behavior progress monitoring data. The District added new
social skills and coping SDIs. The IEP states that from April 28, 2021, to
December 15, 2021, the Student would receive 120 -15 minute sessions
targeting social and coping skills. S-13 p.21.
33.While the record is somewhat unclear, on or about April 27, 2021, the Student
participated in a private OT evaluation. While the results appear in the record
at P-16, the record is uncertain if the Parents shared the results with the
District before the end of the school year. P-16.
AT EACH IEP MEETING, THE DISTRICT ADDED NEW SDIS
34.In July 2020, the District, after reviewing the Parents' input, added six new
SDIs to address sensory, communication, and academic support. In October
2020, the District added five new SDIs to address sensory concerns. In
November 2020, the District added one new SDI. (S-8 pp.23-28).
9
Page 10
THE PARENTS' ATTORNEY ATTENDED ONE IEP MEETING
35.Legal counsel represented the Parents at the November 2020 IEP meeting. S-
8 p.2.
THE PARENTS MOVED OUT OF THE DISTRICT
36. Before the start of the 2022-2023 school year, the Parents moved to a new
district. N.T. p.12.
APPLICABLE LEGAL PRINCIPLES
BURDEN OF PROOF
The burden of proof, generally, consists of two elements: the burden of production
[which party presents its evidence first] and the burden of persuasion [which
party's evidence outweighs the other party's evidence in the judgment of the fact
finder, in this case, the hearing officer]. The burden of persuasion lies with the
party asking for the hearing. If the parties provide evidence that is equally
balanced or in "equipoise," then the party asking for the hearing cannot prevail,
having failed to present weightier evidence than the other party. Schaffer v.
Weast, 546 U.S. 49, 62 (2005), Ridley S.D. v. M.A., 680 F.3d 260 (3rd Cir. 2012).
In this case, the Parents asked for the hearing and thus bore the burden of proof.
There were no instances of conflicting testimony where credibility and
persuasiveness determinations were made to establish a fact. Some witnesses
were, however, more persuasive on some points than others. In each instance, this
hearing officer was able to draw inferences from which one could ultimately
determine the facts.
PERSUASIVENESS
During a due process hearing, the hearing officer is responsible for judging the
credibility of witnesses, weighing evidence, assessing the persuasiveness of the
witnesses' testimony, and, accordingly, rendering a decision incorporating findings
of fact, discussion, and conclusions of law. In the course of doing so, hearing
10
Page 11
11
officers have the plenary responsibility to make express, qualitative determinations
regarding the relative credibility and persuasiveness of the witnesses.
All of the above findings are based upon the preponderance of the evidence
presented. While some of the material evidence is circumstantial, the hearing
officer can derive inferences of fact from the witnesses' testimony, and the record
as a whole is preponderant. On balance, despite inconsistencies, the hearing officer
found all of the witnesses' testimony represents their complete recollection and
understanding of the events. David G. v. Council Rock School District, 2009 WL
3064732 (ED. Pa. 2009), T.E. v. Cumberland Valley School District, 2014 U.S. Dist.
LEXIS 1471 *11-12 (M.D. Pa. 2014).
FREE APPROPRIATE PUBLIC EDUCATION
The IDEA requires that a state receiving federal education funding provide a "free
appropriate public education" (FAPE) to disabled children. 20 U.S.C. §1412(a)(1).
FAPE is "special education and related services" at public expense that meets state
standards and is delivered following the IEP. 20 USC §1401(9).
School districts must provide FAPE by designing and administering individualized
instruction programs in an IEP. 20 USC §1414(d). The IEP must be "reasonably
calculated" to enable the child to receive "meaningful educational benefits" in light
of the student's "intellectual potential." Shore Reg' l High Sch. Bd. of Ed. v.
P.S. 381 F.3d 194, 198 (3rd Cir. 2004) (quoting Polk v. Cent. Susquehanna
Intermediate Unit 16, 853 F.2d 171, 182-85 (3rd Cir. 1988). "Meaningful benefit"
means that an eligible child's program affords him or her the opportunity for
"significant learning." Ridgewood Board of Education v. NE., 172 F.3d 238, 247 (3d
Cir. 1999). To provide FAPE, the child's IEP must describe specially-designed
educational instruction designed to meet his/her unique needs and must be
accompanied by such services as are necessary to permit the child to benefit from
the instruction. Board of Education v. Rowley, 458 U.S. 176, 181-82 (1982). An
IDEA-eligible student is denied FAPE if his or her program is not likely to produce
progress or if the program affords the child only a "trivial" or "de minimis"
educational benefit. M.C. v. Central Regional School District, 81 F.3d 389, 396 (3rd
Cir. 1996).
Page 12
A school district is not required to provide a student with the best possible program
or maximize the student's potential. Ridley Sch. Dist. v. M.R., 680 F.3d 260, 269
(3rd Cir. 2012). An IEP is not required to incorporate every program, related
services or support parents’ desire for their child. Id. Instead, an IEP must provide
a "basic floor of opportunity" for the child. May Courtney T. v. School District of
Philadelphia, 575 F.3d at 251. The appropriateness of an IEP must be determined
as of the time it was made, and the reasonableness of the program should be
judged only based on the data known or data that should have been known to the
school district at the time the offer was made. Carlisle Area School v. Scott P., 62
F.3d 520 (3rd Cir. 1995) (appropriateness is not judged prospectively, so that lack
of progress does not in and of itself render an IEP inappropriate.), D.S. v. Bayonne
Board of Education, 602 F.3d 553, 564-65 (3rd Cir. 2010), D.C. v. Mount Olive
Twp. Bd. Of Educ., 2014 U.S. Dist. LEXIS 45788 (D.N.J. 2014).
TRANSFER IEPS AND INTERIM IEPS
The IDEA regulations also identify how schools must provide FAPE to Students who
transfer from one – local education agency (LEA) - to another LEA. Until the new
LEA conducts its own reevaluation pursuant to 34 C.F.R. §§300.304-300.306, the
new LEA must provide "comparable services" like those described in the student's
transfer IEP. The Office of Special Education and Rehabilitative Services, U.S.
Department of Education (OSERS) interprets the word "comparable" according to
its "plain meaning," which is "similar" or "equivalent." Therefore, "comparable
services” means services that are “similar” or “equivalent” to those that were
described in the child's transfer IEP." Fed. Reg. Vol. 71, No. 156 at 46681 (August
14, 2006). The Office of Special Education Programs (OSEP) has also opined that
the requirement to provide "comparable services" can include a duty to provide
"temporary goals aligned with the annual goals in the student's prior IEP" Letter to
Finch, 56 IDELR 174 (OSEP August 5, 2010).
After the reevaluation, the new LEA must, with parental input, develop, adopt, and
implement a new IEP. Or, in the alternative, with parental input, the new LEA may
continue to implement the agreed transfer IEP. 34 C.F.R. §300.323.; 20 USC
1414(d)(2)(C)(i)(2), Fed. Reg. Vol. 71, No. 156 at 46682 (Aug. 14, 2006). In
12
Page 13
summary, a school district may choose to temporarily provide comparable special
education services, as written in the existing transfer IEP, while it pursues an initial
reevaluation. After that, when the reevaluation is completed, the IEP must meet
and offer a new IEP. Oddly, the IDEA does not establish a specific time frame to
adopt the IEP developed by the old district. Instead, the new district must take
such action "within a reasonable period of time" to avoid any undue interruption in
the student's services.
While the IDEA generally requires the completion of an evaluation/reevaluation
prior to the formulation of an IEP and placement, there may be some limited
circumstances in which a student may receive services under an interim IEP before
the normal process is completed. Letter to Boney, 18 IDELR 537 (OSEP 1991)
(Part B neither requires nor forbids the use of Interim IEPs for children with
disabilities). Transitional IEPs are a slight variation of Interim IEPs. But for the
provision of “comparable” service IEPs, all other IEPs, Interim, Transitional, or
otherwise, must meet the IDEA's substantive and procedural FAPE
requirements. See Briere v. Fair Haven Grade Sch. Dist., 25 IDELR 55 (D. Vt.
1996), Questions and Answers on Individualized Educ. Programs (IEPs),
Evaluations, and Reevaluations, 111 LRP 63322 (OSERS 09/01/11).
PRIOR WRITTEN NOTICE
School districts must issue Prior Written Notice (PWN) when a district acts to
initiate or change the identification, evaluation, education, or educational
placement. 34 CFR 300.503 (a). The PWN must include the following components:
(1) a description of the action proposed or refused by the district; (2) an
explanation of why the district proposes or refuses to take action; (3) a description
of each evaluation procedure, assessment, record, or report the district used as a
basis for the proposed or refused action; (4) if the notice is not associated with the
initial referral for evaluation, the district must provide notice how a copy of a
description of the procedural safeguards can be obtained.
WHEN IS A PROCEDURAL VIOLATION A DENIAL OF A FAPE
A purely procedural violation of the IDEA can result in prospective injunctive relief in the
form of a direction to the district to remediate the violation and ensure future compliance
13
Page 14
APPROPRIATE RELIEF
with IDEA’s procedural requirement. The hearing officer may not award compensatory
education, tuition reimbursement, or reimbursement for a pure procedural violation. C.H.
v. Cape Henlopen Sch. Dist., 606 F.3d 59, 66 (3d Cir.2010). A procedural violation may
rise to a substantive violation, justifying compensatory education, tuition reimbursement,
or reimbursement. Procedural violations become substantive when parents show that the
procedural defects caused substantial harm, meaning that FAPE was denied.
To prove such substantive harm, Parents must prove by a preponderance of the evidence
that "procedural inadequacies (i)[i]mpeded the child's right to FAPE, (ii) significantly
impeded the parent's opportunity to participate in the decision-making process regarding
the provision of FAPE to the parent's child; or (iii) caused a deprivation of the educational
benefit."' Accordingly, not all procedural due process violations give rise to a substantive
denial of FAPE. When parents fail to prove substantive harm, the procedural violation may
be found “harmless." Robert B. ex rel Bruce B. v. W. Chester Area Sch. Dist., 04-2069,
2005 U.S. Dist. LEXIS 21558, 2005 WL 2396968, at *9 (E.D. Pa. September 27,
2005) (although "no regular education teacher was present at the IEP meeting, the Court
finds no evidence in the record that Robert has been denied any necessary service . . . as
a result of t he flaw"). Hearing officers are authorized to direct districts to remedy
procedural violations. Id. Therefore, simple noncompliance with IDEA procedures is not
enough to find a denial of F APE. L.R. v. Manheim Twp. Sch. Dist., 2008 U.S. Dist. LEXIS
23966 (E.D. PA 2008).
In this instance, both Parties seek appropriate relief within the meaning of the IDEA. Sch.
Dist. of Phila. v. Post., 262 F. Supp. 3d 178, 197 (E.D. Pa. 2017) (citing 20 U.S.C. §
1415(i)(2)(C)(iii)). Here the Parent seeks appropriate relief in the form of reimbursement
for out-of-pocket expenses and an underdetermined monetary relief for past, present, and
future service needs. The Third Circuit tells us that monetary damages are not appropriate
relief under the IDEA. Chambers v. Sch. Dist. Of Phila. Bd. of Educ., 587 F.3d 176, 185-86
(3d Cir. 2009). Therefore, as a matter of law, the Parents' request for monetary relief is
now exhausted and otherwise denied as stated.
On the other hand, assuming a denial of a FAPE occurs, reimbursement is one possible
form of appropriate relief. See, See, G.L. v. Ligonier Valley Sch. Dist. Auth., 802 F.3d
601 (3d Cir. 2015) (make whole compensatory education is appropriate relief), M.C. ex rel.
J.C. v. Cent. Reg. Sch. Dist., 81 F.3d 389, 396-97 (3d Cir. 1996) ( hour for hour
14
Page 15
compensatory education is appropriate relief), Burlington Sch. Comm. v. Massachusetts
Dep't of Educ., 556 IDELR 389 (U.S. 1985)(private school tuition reimbursement is
appropriate relief), Clark County School District Nevada State Educational Agency78 IDELR
86,121 LRP 3959 (December 18, 2020) (reimbursement for private tutoring and payment
for the student's private occupational therapy during COVID shutdown is appropriate
relief).
From the District’s perspective, a declaratory finding that at all times relevant, they offered
a FAPE, implemented the IEP, and otherwise complied with all substantive and procedural
requirements is appropriate relief.
THE PARTIES HAVE A RIGHT TO APPEAL THE HEARING OFFICER’S DECISION
In Pennsylvania, when disagreements arise about a FAPE, a due process hearing is
held before an impartial hearing officer whose final decision is binding on the
parties. 22 Pa. Code Chapter 14 et seq.. Under the IDEA, parents who believe their
child has been denied a FAPE have a right to an impartial due process hearing held
by a state or local educational agency. 20 U.S.C. § 1415(f) and (g). At the same
time, districts can also request a hearing. Id. In Pennsylvania, the "due process
hearing" is conducted before an impartial hearing officer from the Office for Dispute
Resolution who is trained in special education law. 20 U.S.C. § 1415, 22 Pa Code
Chapter 14, et seq. Following exhaustion of this administrative process, the hearing
officer’s Decision may be appealed to a court of competent jurisdiction. 20 U.S.C. §
1415(i)(2). The IDEA empowers courts and hearing officers to "grant such relief as
the court determines is appropriate." Id. § 1415(i)(2)(C)(iii).
ANALYSIS, LEGAL PRINCIPLES, AND CONCLUSIONS OF LAW
The Parents first allege that due to the 2020 COVID school shutdown, the District
failed to evaluate the Student properly. Based on the alleged faulty evaluation,
they allege that the District failed to educate the Student in the least restrictive
setting appropriately. In particular, they allege the first IEP lacked many supports.
After reviewing the early intervention records, the District either knew or should
have known the Student needed. The Parents next assert that the failure to provide
sensory, behavioral, and emotional support, the missing supports, caused the
Student to suffer emotional distress. They claim that from September 2020
through May 2021, a series of procedural and substantive violations proximately
15
Page 16
caused the Student to act out, which in turn caused the Parents to spend unstated
sums of money on educating the Student. Finally, they assert that the procedural
violations substantially interfered with their standalone right to participate in the
IEP process meaningfully. After reviewing the record, all exhibits, and closing
statements, I find that the Parents have not provided preponderant proof of a
substantive or procedural violation that requires me to award reimbursement,
monetary or other relief. My reasons follow.
THE DEVELOPMENT OF THE TRANSFER IEP AND THE REEVALUATION
When a student transfers from one LEA – here BCIU- to a new LEA – the District-
the new district has several procedural options. First, with parental involvement,
the new LEA – the District - may implement the student’s transfer IEP as written,
provided that the services are “comparable.” Second, the new LEA, again with
parental involvement, may create an interim IEP, building onto the “transfer IEP”
with added SDIs and goals while they await the results of its initial reevaluation. Or
third, the district can complete its reevaluation and develop and implement an
entirely new district-created IEP. Questions and Answers on Individualized Educ.
Programs (IEPs), Evaluations, and Reevaluations, 111 LRP 63322 (OSERS
09/01/11).
Initially, the District chose option three to complete a reevaluation and offer a new
IEP. The March 2020 COVID school closure upended the District’s two-stage plan.
Although the District was officially closed, the staff continued to provide
transfer/transitional services. When it became apparent that the District could not
complete a new reevaluation with fresh testing, the psychologist prepared a
reevaluation report based on the existing January 2020 data collected by the BCIU.
34 CFR §300.305.
The April 2020 reevaluation included updated input from the Parents, the preschool
teacher, and the BCIU staff. The April 2020 reevaluation report included an
objective measure of overall ability, behavioral ratings, and updated speech and
language data from the BCIU staff. The reevaluation conspicuously notes the
District planned, and the Parents agreed, to delay additional testing until face-to-
face instruction would occur in September 2020. The record is clear that neither
16
Page 17
the Parents nor the BCIU input noted ongoing behavioral needs or sensory
processing troubles. At the same time, the District advised the Parent of their
procedural due process rights. Therefore, I now find that the reevaluation was
appropriate. I reach this conclusion for multiple reasons.
First, the Parents do not challenge the BCIU’s January 2020 results,
recommendations, or conclusions; therefore, they cannot now claim the data was
incomplete or inaccurate. Second, the Parents’ written responses to the District
transition questionnaire establish another form of Parental participation that
otherwise negates the Parents’ participation claim. Third, the Parents’ assertion
that the District overlooked behavioral and sensory needs is negated by the fact
that the Parents, BCIU’s, and the preschool teacher's written input fails to note
sensory processing, self-regulation, or behavioral dysregulation as a unique need.
Finally, once the Parents consented, the District completed the April 2020
reevaluation in a reasonable time.
All of the above facts lead me to make the following legal conclusions. Based on
these circumstances, the District’s reevaluation was appropriate. Next, neither the
Parental input nor the BCIU records contained data that would cause the District to
pause the process to collect additional data. Furthermore, I now find that based on
the Student’s April 2020 data profile, the District had no reason to suspect a
second IDEA disability. Accordingly, I now find the reevaluation was sufficient,
comprehensive, and appropriate.
For all the following reasons, I find that the record is preponderant that the Parents
failed to meet their burden of proof that the Student, based on the existing data,
needed something more than a “comparable services” IEP.
THE JULY 2020 TRANSFER IEP WAS APPROPRIATE
In May 2020, the Parties met and developed an IEP, adopting in part the transfer BCIU IEP
goals and services. Rather than continue the five (5) hours of EI classroom services, the
District offered 25 hours per week of regular education in a regular kindergarten. The May
2020 IEP team followed the evaluation team’s lead and identified the Student as a person
with a speech and language impairment in need of SDI. The proposed transfer IEP included
similar speech goals, SDIs, and supplemental services. Although the IEP tracked the
17
Page 18
previously approved BCIU IEP, the Parents rejected the District’s initial offer of a FAPE.
This timeline tracks applicable standards.
While the record indicates the Parents expressed a desire to include sensory processing
supports, from an OT, in the IEP, the BCIU records and the Parents' written input did not
reflect sensory issues. To resolve the first-time sensory processing concern, not mentioned
in the previous Parental input, the District offered, and the Parents agreed to collect OT
and speech data. After weighing the Parents’ input, the District revised the SDIs, and
service, which set the stage for a July 2020 IEP meeting. After participating in the July
2020 IEP meeting, the Parents agreed to include several new SDIs and the proposed
regular education placement with speech supports. The District then reissued PWN, noting
the need to collect additional data, after which the Parents agreed to the bundle of services
outlined in the IEP and NOREP.
In summary, after completing the reevaluation, the Student’s transfer IEP now included 25
hours a week of regular education services, 900 minutes a year of speech services,
additional SDIS, along with a speech teacher consultation with the regular education
teacher 2x per month for 10 minutes or as needed/requested, and supports from the
special education teacher in consultation with the regular education staff. After reviewing
the events and exhibits sequence, I now find that the transfer IEP more than meets the
IDEA “comparable services” requirements. Applying the Third Circuit “snapshot rule,” I
next find the July 2020 IEP was reasonably calculated to provide meaningful benefit and
significant learning.
THE START OF THE SCHOOL YEAR DID NOT GO WELL
Two weeks into the school year, the Student began to display atypical challenging
misbehaviors like hitting, kicking, and throwing objects. Several of the incidents resulted in
the staff physically restraining the Student. On or about that time, as face-to-face
instruction returned to full swing, the District issued the previously promised “permission
to reevaluate.” The permission to reevaluate included a speech reevaluation and a first-
time-ever OT evaluation. Based on the level of the Student’s behavioral dysregulation, the
permission to reevaluate was expanded to include a functional behavioral assessment
(FBA). The District’s action in issuing PWN and offering to complete fresh testing is
consistent with applicable standards.
THE DEVELOPMENT OF THE INTERIM - TRANSITIONAL IEPS
On October 11, 2020, October 27, 2020, and November 23, 2020, the Parties met to
18
Page 19
revise the current July 2020“comparable services” IEP. During each IEP meeting, while
awaiting the reevaluation report, the District offered, and the Parents agreed to add new
SDIs like a token economy board, a home, and school communication book, and additional
sensory breaks. Because the October and November IEPs included new SDIs and offered
more support, I now find that these IEPs fall into the gray area of “interim” or
“transitional” IEPs. I make this distinction for two reasons. First, the changes evidence
Parental participation and compliance with applicable procedural safeguards. Second,
unlike “comparable service IEPs,” “interim” and “transitional” IEPs are reviewed under
Rowley and Endrew's reasonably calculated standard. Appling that standard, I now find the
record is preponderant that at all times relevant from October 2020 through January 2021,
the Student’s IEPs were otherwise appropriate. According, I now find that the District
offered and provided a FAPE in the least restrictive setting.
THE DECEMBER 2020 REEVALUATION REPORT
AND THE JANUARY 2021 IEP
By December 2020, consistent with applicable timeline standards, the District completed
its second reevaluation report. The second reevaluation included a variety of updated
academic, social, behavioral, sensory, and speech assessments. Oddly, although the school
year got off to a rocky start, the Mother rated the Student's overall behavioral/social skills
in the “Average” range. On the other hand, the teacher disagreed and rated Aggression,
Withdrawal, Social Skills, Anger Control, and Developmental Social Disorders at the
“Clinically Significant” level. While, Hyperactivity, Atypicality, Adaptability, Functional
Communication, Bullying, Emotional Self-Control, and Executive Functioning were scored
at the “At Risk” level. The rating scale disagreement caused the psychologist to expand the
reevaluation to consider a possibility of a n underlying Autism diagnosis. The Parent and the
teacher completed Autism rating scales, which did not support an additional area of
disability when scored. Therefore, after ruling out the Autism disorder, the evaluation team
concluded the Student also qualified for special-designed instruction as a person with an
emotional disturbance. When the January 2021 IEP team met, they accepted the
evaluation team’s recommendations and changed the Student’s primary IDEA eligibility
from Speech and Language Impairment to a primary disability of Emotional Disturbance
with a secondary Speech and Language disability. This series of events leads me to
conclude that throughout the reevaluation process, the District heard, weighed, and acted
on the Parents’ input. Therefore, the Parent participation procedural violation claims are
denied.
19
Page 20
The proposed January 2021 IEP included social, behavioral, and OT goals. The IEP detailed
multiple SDIs, and supplemental services. This bundle of services enabled the Student to
participate in both the regular and special education classrooms. The IEP also included a
PBSP. The PBSP incorporated a series of “if the Student does this, react with this positive
strategy” statements. The IEP also included regular opportunities for the regular education
staff to receive speech and language, OT, and ongoing behavioral support. The January IEP
enabled the Student to spend 77% of the day in the general education kindergarten
classroom. Finally, the proposed IEP included targeted standalone social and emotional
support.
Again, after the District issued PWN, the Parents approved the IEP and signed the NOREP.
The now revised full-fledged IEP incorporated regular access to a sensory diet, daily
rewards, a functional communication system, a designated break area, and a procedure to
manage transitions from one topic to another, along with mindfulness strategies to create
psychological flexibility. Therefore, I now find that the January 2021 IEP was a step up
from the previously provided July 2020 “comparable services” IEP and the October and
November 2020 “interim IEPs. These findings lead me to conclude that the January 2021
IEP was procedural and substantively appropriate.
While I understand the Parents’ genuine belief that this Student’s misbehavior was directly
related to anxiety over the sibling’s behavioral troubles, in the associated case, the record
here does not include preponderant proof to establish that firmly held belief.
Finally, the January 2021 IEP was revised in March 2021 and April 2021. These revisions
added 120 - 15 minute one-on-one sessions of social skills and coping instruction. The
addition of t hese services further supports my finding that the District, at all times
relevant, offered and provided a FAPE in the least restrictive setting. Accordingly, the
record is preponderant that the March and April 2021 revisions offered a FAPE.
SUMMARY
From May 2020 to April 2021, the Parties participated in seven IEP meetings. As a result of
those meetings, the IEP team revised, developed, and implemented multiple Student
specific goals, SDIs, related services, and a PBSP. Applying the “snapshot rule,” the record
20
Page 21
is clear that each IEP complied with the procedural and substantive requirements of the
IDEA. Therefore, a Final Order follows against the Parents and in favor of the District.
FINAL ORDER
And Now, this October 31, 2022, the District is hereby ORDERED as follows:
1. The District is directed to develop a checklist of when to provide prior written
notice.
2. The District is directed to provide the teaching staff and the building-level
local education agency representatives additional in-service training on how
to use the prior written notice checklist.
3. The District is directed to provide the teaching staff and the building-level
LEAs additional in-service training on when to issue prior written notice
before implementing “trialing” strategies or interventions.
4. The Parents’ request for reimbursement is DENIED.
5. The Parents' request for monetary damages is DENIED.
6. All other Student and Parent claims and District proffered affirmative
defenses are now exhausted and otherwise DENIED.
It is so ORDERED.
s/ Charles W. Jelley, Esq. LL.M.
Special Education Hearing Officer
ODR FILE #26591 21-22
October 31, 2022
21
